SecuritySGDM / Sprott Gold Miners ETF
InstitutionUsca Ria Llc
Shares25,000
Value $ 482,000

Usca Ria Llc reports 12.28% decrease in ownership of SGDM / Sprott Gold Miners ETF

August 08, 2018 - Usca Ria Llc has filed a 13F-HR form disclosing ownership of 25,000 shares of Sprott Gold Miners ETF (NYSE:SGDM) with total holdings valued at $482,000 USD as of June 30, 2018. Usca Ria Llc had filed a previous 13F-HR on May 09, 2018 disclosing 28,500 shares of Sprott Gold Miners ETF at a value of $559,000 USD. This represents a change in shares of -12.28 percent and a change in value of -13.77 percent during the quarter.

Other investors with positions similar to Usca Ria Llc include Wealthsource Partners, Llc, Stifel Financial Corp, Sloane Robinson LLP, Bank Of America Corp /de/, LPL Financial LLC, and Cetera Advisor Networks LLC.

13F Filings

The Security, Class, and CUSIP columns in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names and cusips.

In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Effective
Date
Form Security Class CUSIP Share
Price
Shares Change
(%)
Value
(x1000)
Change
(%)
Cost
(x1000)
Profit
(x1000)
Return
(%)
2018-06-30 13F-HR ALPS ETF TR SPROTT GL MINE 00162Q643 19.45 25,000 -12.28 482 -13.77 -68 -9 -1.60
2018-03-31 13F-HR ALPS ETF TR SPROTT GL MINE 00162Q643 20.16 28,500 10.89 559 5.08 56 -29 -5.53
2017-12-31 13F-HR ALPS ETF TR SPROTT GL MINE 00162Q643 25,700 532


CUSIP: 00162Q643