SecuritySGDM / Sprott Gold Miners ETF
InstitutionLPL Financial LLC
Shares40,941
Value $ 789,000

LPL Financial LLC reports 11.50% increase in ownership of SGDM / Sprott Gold Miners ETF

August 14, 2018 - LPL Financial LLC has filed a 13F-HR form disclosing ownership of 40,941 shares of Sprott Gold Miners ETF (NYSE:SGDM) with total holdings valued at $789,000 USD as of June 30, 2018. LPL Financial LLC had filed a previous 13F-HR on May 15, 2018 disclosing 36,719 shares of Sprott Gold Miners ETF at a value of $720,000 USD. This represents a change in shares of 11.50 percent and a change in value of 9.58 percent during the quarter.

Other investors with positions similar to LPL Financial LLC include Ladenburg Thalmann Financial Services Inc, Sloane Robinson LLP, Scotia Capital Inc., Wealthsource Partners, Llc, Morgan Stanley, and Usca Ria Llc.

13F Filings

The Security, Class, and CUSIP columns in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names and cusips.

In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Effective
Date
Form Security Class CUSIP Share
Price
Shares Change
(%)
Value
(x1000)
Change
(%)
Cost
(x1000)
Profit
(x1000)
Return
(%)
2018-06-30 13F-HR ALPS ETF TR SPROTT GL MINE 00162Q643 19.44 40,941 11.50 789 9.58 82 -13 -1.82
2018-03-31 13F-HR ALPS ETF TR SPROTT GL MINE 00162Q643 20.16 36,719 0.85 720 -4.51 6 -40 -5.33
2017-12-31 13F-HR ALPS ETF TR SPROTT GL MINE 00162Q643 20.66 36,411 -7.20 754 -6.80 -58 3 0.42
2017-09-30 13F-HR ALPS ETF TR SPROTT GL MINE 00162Q643 20.04 39,237 -1.86 809 3.98 -15 46 5.90
2017-06-30 13F-HR ALPS ETF TR SPROTT GL MINE 00162Q643 19.98 39,981 1.81 778 -3.35 14 -41 -5.11
2017-03-31 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 20.09 39,272 -3.41 805 0.63 -28 33 4.11
2016-12-31 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 20.54 40,660 -14.02 800 -20.95 -136 -76 -7.49
2016-09-30 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 25.06 47,290 17.60 1,012 -12.38 177 -320 -27.74
2016-06-30 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 23.75 40,211 -48.01 1,155 -20.45 -882 585 40.29
2016-03-31 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 15.88 77,350 25.60 1,452 81.50 250 402 50.21
2015-12-31 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 13.43 61,586 92.69 800 80.59 398 -41 -9.19
2015-09-30 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 15.01 31,962 42.27 443 22.04 143 -63 -17.23
2015-06-30 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 16.89 22,465 -10.07 363 -17.50 -42 -35 -7.84
2015-03-31 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 16.89 24,981 11.20 440 21.21 440 0 9.51
2014-12-31 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 0 -100.00 0 -100.00 0 0
2014-09-30 13F-HR ALPS SPROTT SPROTT GL MINE 00162Q643 11,130 221


CUSIP: 00162Q643