SecurityPHK / PIMCO High Income Fund
InstitutionNational Planning Corp
Shares0
Value $ 0

National Planning Corp closes passive position in PHK / PIMCO High Income Fund

February 14, 2018 - National Planning Corp has filed a 13F-HR form disclosing ownership of 0 shares of PIMCO High Income Fund (NYSE:PHK) with total holdings valued at $0 USD as of December 31, 2017. National Planning Corp had filed a previous 13F-HR on November 13, 2017 disclosing 106,909 shares of PIMCO High Income Fund at a value of $887,000 USD. This represents a change in shares of -100.00 percent and a change in value of -100.00 percent during the quarter.

Other investors with closed positions include United Capital Financial Advisers, Llc, Girard Partners Ltd., Ameritas Investment Partners, Inc., Perigon Wealth Management, LLC, and Prospera Financial Services.

13F Filings

The Security, Class, and CUSIP columns in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names and cusips.

In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Effective
Date
Form Security Class CUSIP Share
Price
Shares Change
(%)
Value
(x1000)
Change
(%)
Cost
(x1000)
Profit
(x1000)
Return
(%)
2017-12-31 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 0 -100.00 0 -100.00
2017-09-30 13F-HR/A-1 PIMCO HIGH INCOME FD COM SHS 722014107 8.55 86,183 8.11 717 2.43 55 -38 -5.47
2017-09-30 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 106,909 887
2017-06-30 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 8.74 79,720 -0.11 700 0.72 -1 6 0.83
2017-03-31 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 8.78 79,804 -2.36 695 -3.87 -17 -11 -1.53
2016-12-31 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 8.86 81,737 -4.15 723 -4.49 -31 -3 -0.35
2016-09-30 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 9.44 85,278 -1.49 757 -12.59 -12 -97 -11.18
2016-06-30 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 9.78 86,564 -3.06 866 1.52 -27 40 4.66
2016-03-31 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 8.81 89,299 -12.39 853 3.65 -111 141 17.17
2015-12-31 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 8.63 101,933 6.50 823 -6.37 54 -110 -12.48
2015-09-30 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 9.38 95,708 -2.03 879 -5.99 -19 -37 -4.00
2015-06-30 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 10.70 97,691 -17.41 935 -33.17 -220 -244 -17.41
2015-03-31 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 5,935.93 118,290 -9.95 1,399 -99.91 -77,565 -1,478,935 -94.93
2014-12-31 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 5,935.87 131,357 -19.14 1,557,899 81,851.55 -184,600 1,740,598 91,562.21
2014-09-30 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 12.67 162,456 -60.80 1,901 -66.35 -3,192 -556 -9.85
2014-06-30 13F-HR PIMCO HIGH INCOME FD COM SHS 722014107 414,445 5,649

Related SEC Filings

PHK / PIMCO High Income Fund / RIVERNORTH CAPITAL MANAGEMENT, LLC - SCHEDULE 13G/A (Passive Investment)

2018-02-15 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.  20549 __________ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PIMCO High Income Fund (Name of Issuer)   Auction Rate Preferred (Title of Class of Securities)   722014206 722014305 722014404 722014602 (CUSIP Number)   December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ý Rule 13d-1(b) ☐ Rule

PHK / PIMCO High Income Fund / RIVERNORTH CAPITAL MANAGEMENT, LLC - SCHEDULE 13G/A (Passive Investment)

2018-02-16 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.  20549 __________ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PIMCO High Income Fund (Name of Issuer)   Auction Rate Preferred (Title of Class of Securities)   722014206 722014305 722014404 722014602 (CUSIP Number)   December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ý Rule 13d-1(b) ☐ Rule

PIMCO High Income Fund SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares)

2017-02-14 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.  20549 __________ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PIMCO High Income Fund (Name of Issuer)   Auction Rate Preferred (Title of Class of Securities)   722014206 722014305 722014404 722014602 (CUSIP Number)   December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ý Rule 13d-1(b) ☐ Rule 1

PIMCO High Income Fund SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares)

2017-02-14 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.  20549 __________ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PIMCO High Income Fund (Name of Issuer)   Auction Rate Preferred (Title of Class of Securities)   722014206 722014305 722014404 722014602 (CUSIP Number)   December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ý Rule 13d-1(b) ☐ Rule 1

PIMCO High Income Fund SC 13G/A (Passive Acquisition of More Than 5% of Shares)

2016-03-14 sec.gov
SC 13G/A     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)*     PIMCO High Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 722014206 722014305 722014404 722014503 722014602 (CUSIP Number) November 20, 2015 (Date of Event which Requires Filing of this Statement)     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:   x R

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CUSIP: 722014107