This page shows the reported investments of Regal Investment Advisors LLC in Advent Claymore Convertible Securities and Income Fund II. This data is calculated from SEC filings 13D, 13G, and 13F that are made by the fund and the company.

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13F Filings

This table shows a history of all the 13F filings made by the institution.

Effective
Date
Form InvestorSecurityPut/Call Prev
Shares
Shares Change
(Percent)
Prev Value Value Change
(Percent)
2016-03-31 13F-HR Regal Investment Advisors LCM 0 0 0.00 0 0
2015-12-31 13F-HR Regal Investment Advisors LCM 325 0 -100.00 2,000 0 -100.00
2015-09-30 13F-HR Regal Investment Advisors LCM 325 325 0.00 2,000 2,000 0.00
2015-06-30 13F-HR Regal Investment Advisors LCM 325 325 0.00 3,000 2,000 -33.33
2015-03-31 13F-HR Regal Investment Advisors LCM 325 325 0.00 3,000 3,000 0.00
2014-12-31 13F-HR Regal Investment Advisors LCM 325 325 0.00 3,000 3,000 0.00
2014-09-30 13F-HR Regal Investment Advisors LCM 0 325 0.00 0 3,000 -99.91
2014-06-30 13F-HR/A Regal Investment Advisors LCM 325 0 -100.00 3,348,000 0 -100.00
2014-06-30 13F-HR/A Regal Investment Advisors LCM 325 325 0.00 3,000 3,348,000 111,500.00
2014-06-30 13F-HR Regal Investment Advisors LCM 325 3,348,000
2014-03-31 13F-HR/A Regal Investment Advisors LCM 325 325 0.00 3,000 3,000 0.00
2013-12-31 13F-HR/A Regal Investment Advisors LCM 325 3,000


CUSIP: 00765E104