SecurityHIG / Hartford Financial Services Group, Inc. (The)
InstitutionRegent Investment Management LLC
Shares8,000
Value $ 409,000
Related 416515AU8 / Hartford Financial Services 6.3% Senior Notes 3/15/18
416515AP9 / Hartford Financial Services Group6.1% 10/1/2041
HGH / Hartford Financial Services Group, 7.875% Fixed/Float, Jr Sub Debentures 4/15/42
HIG.WS / Hartford Financial Services Group, Inc. (The)
416515AW4 / Hartford Financial Svcs Grp 8.125% Jr Sub 06/15/38
416515AY0 / Hartford Finl Svcs Group Inc Senior Notes 4% 03/30/15
416515AT1 / Hartford Finl Svcs Group Inc Senior Notes 5.375% 03/15/17
416515AZ7 / Hartford Finl Svcs Group Inc Senior Notes 5.5% 03/30/20
416515AV6 / Hartford Finl Svcs Group Inc Senior Notes 6% 01/15/19
416515BA1 / Hartford Finl Svcs Group Inc Senior Notes 6.625% 03/30/40
416518AA6 / Hartford Finl Svcs Grp 4.0% Senior Notes 10/15/17
416518AB4 / Hartford Finl Svcs Grp 5.125% Senior Notes 04/15/22
416518AC2 / Hartford Finl Svcs Grp 6.625% Senior Notes 04/15/42
416592AC7 / Hartford Life Inc 7.650% Debentures 06/15/27
416592AE3 / Hartford Life Inc Senior Notes 7.375% 03/01/31
45068HAF3 / Itt Hartford Group 7.30% Debentures 11/01/2015
416515AL8 / The Hartford Finl Svcs Gr 4.625% Notes 07/15/13
416515AM6 / The Hartford Finl Svcs Gr 4.750% Sr 03/01/14
416515AR5 / The Hartford Finl Svcs Gr 5.5% 10/15/16
416515AS3 / The Hartford Finl Svcs Gr 5.95% 10/15/36

Regent Investment Management LLC ownership in HIG / Hartford Financial Services Group, Inc. (The)

July 16, 2018 - Regent Investment Management LLC has filed a 13F-HR form disclosing ownership of 8,000 shares of Hartford Financial Services Group, Inc. (The) (NYSE:HIG) with total holdings valued at $409,000 USD as of June 30, 2018. Regent Investment Management LLC had filed a previous 13F-HR on April 24, 2018 disclosing 8,000 shares of Hartford Financial Services Group, Inc. (The) at a value of $412,000 USD. This represents a change in shares of 0.00 percent and a change in value of -0.73 percent during the quarter.

Other investors with positions similar to Regent Investment Management LLC include Redpoint Investment Management Pty Ltd, Seacrest Wealth Management, Llc, Strategic Advisors LLC, Massmutual Trust Co Fsb/adv, Commerzbank Aktiengesellschaft /fi, and Hartford Investment Management Co.

HARTFORD FINANCIAL SERVICES GROUP INC/DE has declared a standard industrial code (sic) of 6331 which is the "Fire, Marine, and Casualty Insurance" industry. Regent Investment Management LLC's top industries are "Motor Freight Transportation And Warehousing" (sic 42), "General Merchandise Stores" (sic 53), and "Non-depository Credit Institutions" (sic 61).

13F Filings

The Security, Class, and CUSIP columns in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names and cusips.

In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Effective
Date
Form Security Class CUSIP Share
Price
Shares Change
(%)
Value
(x1000)
Change
(%)
Cost
(x1000)
Profit
(x1000)
Return
(%)
2018-06-30 13F-HR HARTFORD FINL SVC GP COM 416515104 51.31 8,000 0.00 409 -0.73 0 -3 -0.73
2018-03-31 13F-HR HARTFORD FINL SVC GP COM 416515104 53.88 8,000 0.00 412 -8.44 0 -38 -8.44
2017-12-31 13F-HR HARTFORD FINL SVC GP COM 416515104 55.81 8,000 0.00 450 1.58 0 7 1.58
2017-09-30 13F-HR HARTFORD FINL SVC GP COM 416515104 53.97 8,000 -6.98 443 -1.99 -32 23 5.17
2017-06-30 13F-HR HARTFORD FINL SVC GP COM 416515104 50.29 8,600 0.00 452 9.44 0 39 9.44
2017-03-31 13F-HR HARTFORD FINL SVC GP COM 416515104 47.85 8,600 0.00 413 0.73 0 3 0.73
2016-12-31 13F-HR HARTFORD FINL SVC GP COM 416515104 45.23 8,600 0.00 410 11.41 0 42 11.41
2016-09-30 13F-HR HARTFORD FINL SVC GP COM 416515104 43.60 8,600 0.00 368 -3.66 0 -14 -3.66
2016-06-30 13F-HR HARTFORD FINL SVC GP COM 416515104 45.23 8,600 0.00 382 -3.54 0 -14 -3.54
2016-03-31 13F-HR HARTFORD FINL SVC GP COM 416515104 44.77 8,600 0.00 396 5.88 0 22 5.88
2015-12-31 13F-HR HARTFORD FINL SVC GP COM 416515104 44.65 8,600 0.00 374 -5.08 0 -20 -5.08
2015-09-30 13F-HR HARTFORD FINL SVC GP COM 416515104 43.72 8,600 0.00 394 10.06 0 36 10.06
2015-06-30 13F-HR HARTFORD FINL SVC GP COM 416515104 41.74 8,600 0.00 358 -0.56 0 -2 -0.56
2015-03-31 13F-HR HARTFORD FINL SVCS GRP COM 416515104 41.80 8,600 0.00 360 0.28 0 1 0.28
2014-12-31 13F-HR HARTFORD FINL SVCS GRP COM 416515104 39.51 8,600 -6.52 359 4.66 -24 40 11.58
2014-09-30 13F-HR HARTFORD FINL SVCS GRP COM 416515104 36.53 9,200 -5.15 343 -1.15 -18 14 4.11
2014-06-30 13F-HR HARTFORD FINL SVCS GRP COM 416515104 9,700 347


CUSIP: 416515104