SecurityFDL / First Trust Morningstar Dividend Leaders Fund
InstitutionNational Planning Corp
Shares150,643
Value $ 4,372,000
Related FGD / First Trust Dow Jones Global Select Dividend Index Fund
FDN / First Trust Dow Jones Internet Index Fund
FVL / First Trust Exchange-Traded Fund
QQXT / First Trust Exchange-Traded Fund
FBT / First Trust NYSE Arca Biotechnology Index Fund
FPX / First Trust US Equity Opportunities ETF

National Planning Corp reports 2.43% increase in ownership of FDL / First Trust Morningstar Dividend Leaders Fund

November 22, 2017 - National Planning Corp has filed a 13F-HR/A form disclosing ownership of 150,643 shares of First Trust Morningstar Dividend Leaders Fund (NYSE:FDL) with total holdings valued at $4,372,000 USD as of September 30, 2017. National Planning Corp had filed a previous 13F-HR on August 02, 2017 disclosing 147,071 shares of First Trust Morningstar Dividend Leaders Fund at a value of $4,161,000 USD. This represents a change in shares of 2.43 percent and a change in value of 5.07 percent during the quarter.

13F Filings

The Security, Class, and CUSIP columns in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names and cusips.

In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Effective
Date
Form Security Class CUSIP Share
Price
Shares Change
(%)
Value
(x1000)
Change
(%)
Cost
(x1000)
Profit
(x1000)
Return
(%)
2017-09-30 13F-HR/A-1 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 28.66 150,643 2.43 4,372 5.07 102 109 2.61
2017-06-30 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 28.57 147,071 17.35 4,161 15.07 621 -76 -2.11
2017-03-31 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 28.39 125,331 4.41 3,616 7.88 150 114 3.40
2016-12-31 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 27.23 120,043 12.81 3,352 18.70 371 157 5.56
2016-09-30 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 26.97 106,414 9.94 2,824 6.49 260 -88 -3.30
2016-06-30 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 26.59 96,790 6.32 2,652 13.00 153 152 6.48
2016-03-31 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 24.91 91,038 48.59 2,347 59.33 742 132 8.99
2015-12-31 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 24.04 61,269 4.40 1,473 4.39 62 -0 -0.00
2015-09-30 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 23.66 58,688 -1.27 1,411 1.95 -18 45 3.24
2015-06-30 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 23.57 59,443 2.28 1,384 -0.14 31 -33 -2.40
2015-03-31 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 11,896.92 58,119 6.06 1,386 -99.89 39,533 -1,340,648 -102.93
2014-12-31 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 11,896.68 54,796 8.56 1,302,501 110,375.06 51,429 1,249,893 106,012.95
2014-09-30 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 23.57 50,473 42.68 1,179 40.19 356 -18 -2.12
2014-06-30 13F-HR FIRST TR MORNINGSTAR DIV LEA SHS 336917109 35,374 841

Related SEC Filings

First Trust Exchange-Traded Fund AMENDED SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares)

2017-04-10 sec.gov
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust NASDAQ-100-Technology Sector Index Fund ------------------------------------------------ (Name of Issuer) Common ------------------------------ (Title of Class of Securities) 337345102 -------------- (CUSIP Number) March 31, 2017 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement)

First Trust Exchange-Traded Fund AMENDED SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares)

2017-04-10 sec.gov
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust NASDAQ-100-Technology Sector Index Fund ------------------------------------------------ (Name of Issuer) Common ------------------------------ (Title of Class of Securities) 337345102 -------------- (CUSIP Number) March 31, 2017 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement)

First Trust Exchange-Traded Fund SCHEDULE 13G/A (Passive Acquisition of More Than 5% of Shares)

2017-01-13 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     SCHEDULE 13G   Under the Securities Exchange Act of 1934 (Amendment No.  _1_)*     FIRST TRUST VALUE LINE 100 ETF (Name of Issuer)     COMMON STOCK (Title of Class of Securities)     33735G107 (CUSIP Number)     December 31, 2016 (Date of Event Which Requires Filing of this Statement)     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:   ☒ Rule 13d-1(b) ☐ Rule 13d-1(c) ☐ Rule 13d

First Trust Exchange-Traded Fund SCHEDULE 13G/A (Passive Acquisition of More Than 5% of Shares)

2017-01-13 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     SCHEDULE 13G   Under the Securities Exchange Act of 1934 (Amendment No.  _1_)*     FIRST TRUST VALUE LINE 100 ETF (Name of Issuer)     COMMON STOCK (Title of Class of Securities)     33735G107 (CUSIP Number)     December 31, 2016 (Date of Event Which Requires Filing of this Statement)     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:   ☒ Rule 13d-1(b) ☐ Rule 13d-1(c) ☐ Rule 13d

First Trust Exchange-Traded Fund AMENDED SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares)

2017-01-11 sec.gov
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* First Trust Chindia ETF ------------------------------------------------ (Name of Issuer) Common ------------------------------ (Title of Class of Securities) 33733A102 -------------- (CUSIP Number) December 31, 2016 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate bo

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CUSIP: 336917109