This page shows the reported investments of Horizon Kinetics LLC in Associated Capital Group. This data is calculated from SEC filings 13D, 13G, and 13F that are made by the fund and the company.

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13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

Effective
Date
FormInvestor Group (led by)Security Prev
Shares
Reported
Shares
Change in Shares
(Percent)
Ownership
(Percent)
2016-12-27 SC 13G Horizon Kinetics AC.WD 275,440 19.40

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

13F Filings

This table shows a history of all the 13F filings made by the institution.

Effective
Date
Form InvestorSecurityPut/Call Prev
Shares
Shares Change
(Percent)
Prev Value Value Change
(Percent)
2016-09-30 13F-HR Horizon Kinetics AC.WD 181,811 275,440 51.50 5,215,000 9,767,000 87.29
2016-06-30 13F-HR Horizon Kinetics AC.WD 95,207 181,811 90.96 2,668,000 5,215,000 95.46
2016-03-31 13F-HR Horizon Kinetics AC.WD 48,464 95,207 96.45 1,478,000 2,668,000 80.51
2015-12-31 13F-HR Horizon Kinetics AC.WD 48,464 1,478,000


CUSIP: 045528106