Institutional and Fund Ownership - Buyers

SecurityGSK / GlaxoSmithKline plc
Institutional Buyers338
Opened Positions20

Major holders that have opened new positions in GSK / GlaxoSmithKline plc include Seatown Holdings Pte. Ltd., Sector Gamma As, Hudson Bay Capital Management LP, Healthcare Value Capital, LLC, Commerce Bank, Accredited Investors Inc., Old Mission Capital Llc, Financial Strategy Network, LLC, Adviser Investments LLC, Spectrum Management Group, Inc., Fintrust Investment Advisory Services, Llc, Valeo Financial Advisors, Llc, Americafirst Quantitative Trust - Americafirst Defensive Growth & Income Portfolio, Series 2, Paragon Capital Management Ltd, Coldstream Capital Management Inc, Belpointe Asset Management Llc, Waldron, LP, Northwest Investment Counselors, Llc, Covington Capital Management, and American Financial Network Advisory Services Llc.


This page shows institutions, funds, and major shareholders that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions. Click the link icon to see the full transaction history.

File DateFormInvestor Option Prev Shares Shares Change
(Percent)
Prev Value
(x$1000)
Current Value (x$1000) Change
(Percent)
2017‑10‑13 13F‑HR ACADIAN ASSET MANAGEMENT LLC 0 16,476 0 669
2017‑10‑06 13F‑HR North Star Investment Management Corp. 10,605 10,655 0.47 457 433 -5.25
2017‑10‑06 13F‑HR FARMERS TRUST CO 120,696 123,194 2.07 5,205 5,002 -3.90
2017‑11‑09 13F‑HR JP MORGAN CHASE & CO Call 0 145,000 0 5,855
2017‑10‑16 13F‑HR CULLINAN ASSOCIATES INC 13,401 15,100 12.68 578 613 6.06
2017‑11‑13 13F‑HR KCM INVESTMENT ADVISORS LLC 6,780 7,034 3.75 292 286 -2.05
2017‑11‑07 13F‑HR COMMERCE BANK 41,977 1,811
2017‑10‑19 13F‑HR OLD SECOND NATIONAL BANK OF AURORA 750 1,150 53.33 32 46 43.75
2017‑10‑27 13F‑HR 1ST SOURCE BANK 5,176 5,258 1.58 223 213 -4.48
2017‑11‑06 13F‑HR HighPoint Advisor Group LLC 15,213 16,735 10.00 617 602 -2.43
2017‑11‑14 13F‑HR Sterneck Capital Management, LLC 22,068 26,473 19.96 952 1,075 12.92
2017‑11‑07 13F‑HR SECTOR GAMMA AS 136,655 5,548
2017‑11‑14 13F‑HR GOLDMAN SACHS GROUP INC Put 35,800 76,100 112.57 1,544 3,090 100.13
2017‑11‑03 13F‑HR JOHN G ULLMAN & ASSOCIATES INC 139,158 179,958 29.32 6,000 7,306 21.77
2017‑11‑08 13F‑HR Berkeley Capital Partners, LLC 7,395 12,851 73.78 319 522 63.64
2017‑11‑15 13F‑HR/A Valeo Financial Advisors, Llc 8,731 354
2017‑11‑13 13F‑HR BOSTON PRIVATE WEALTH LLC 19,236 19,262 0.14 829 782 -5.67
2017‑11‑13 13F‑HR Private Advisor Group, LLC 72,764 77,976 7.16 3,072 3,166 3.06
2017‑08‑15 13F‑HR Americafirst Quantitative Trust - Americafirst Defensive Growth & Income Portfolio, Series 2 6,934 299
2017‑11‑07 13F‑HR OAK ASSOCIATES LTD /OH/ 311,300 333,695 7.19 13,423 13,548 0.93
2017‑10‑25 13F‑HR DUNCKER STREETT & CO INC 2,896 2,901 0.17 125 118 -5.60
2017‑10‑19 13F‑HR guardian investment management 21,100 21,450 1.66 910 871 -4.29
2017‑11‑13 13F‑HR Camelot Portfolios, LLC 20,514 21,081 2.76 885 856 -3.28
2017‑10‑24 13F‑HR FIRST TRUST ADVISORS LP 452,533 491,331 8.57 19,513 19,948 2.23
2017‑11‑13 13F‑HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 69,550 70,250 1.01 2,999 2,852 -4.90
2017‑11‑14 13F‑HR CAUSEWAY CAPITAL MANAGEMENT LLC 425,047 550,910 29.61 18,328 22,367 22.04
2017‑11‑14 13F‑HR Institute for Wealth Management, LLC. 17,088 17,340 1.47 739 703 -4.87
2017‑11‑09 13F‑HR WELLS FARGO & COMPANY/MN 11,982,247 12,499,633 4.32 516,674 507,485 -1.78
2017‑10‑25 13F‑HR LEAVELL INVESTMENT MANAGEMENT, INC. 17,953 18,153 1.11 774 737 -4.78
2017‑11‑13 13F‑HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,350 1,547 14.59 58 63 8.62
2017‑11‑13 13F‑HR Willis Investment Counsel 499,200 515,200 3.21 21,526 20,917 -2.83
2017‑11‑14 13F‑HR Focused Wealth Management, Inc 707 1,007 42.43 30 41 36.67
2017‑11‑08 13F‑HR DIXON HUBARD FEINOUR & BROWN INC/VA 6,905 7,205 4.34 298 293 -1.68
2017‑10‑12 13F‑HR ORRSTOWN FINANCIAL SERVICES INC 250 300 20.00 11 12 9.09
2017‑10‑25 13F‑HR SIMPLEX TRADING, LLC Put 236 244 3.39 17 17 0.00
2017‑11‑14 13F‑HR JOHNSON INVESTMENT COUNSEL INC 16,970 17,010 0.24 731 690 -5.61
2017‑11‑13 13F‑HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,160 8,749 110.31 179 356 98.88
2017‑10‑27 13F‑HR Hudock Capital Group, LLC 1,491 1,668 11.87 64 67 4.69
2017‑11‑14 13F‑HR BlackRock Inc. 986,048 1,190,136 20.70 42,518 48,320 13.65
2017‑08‑18 13F‑HR WFG Advisors, LP 5,392 6,290 16.65 227 271 19.38
2017‑11‑15 13F‑HR Arete Wealth Advisors, LLC 16,552 17,776 7.39 714 722 1.12
2017‑11‑16 13F‑HR Belpointe Asset Management Llc 5,034 204
2017‑11‑14 13F‑HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2,494,769 2,728,458 9.37 107,574 110,775 2.98
2017‑11‑14 13F‑HR BUCKHEAD CAPITAL MANAGEMENT LLC 17,095 17,810 4.18 737 723 -1.90
2017‑10‑19 13F‑HR Edge Wealth Management LLC 2,021 2,086 3.22 86 85 -1.16
2017‑10‑27 13F‑HR Mosaic Family Wealth, LLC 5,052 5,338 5.66 218 217 -0.46
2017‑11‑14 13F‑HR HSBC HOLDINGS PLC 43,256 52,598 21.60 1,866 2,135 14.42
2017‑10‑23 13F‑HR RELIANCE TRUST CO OF DELAWARE 5,338 5,919 10.88 230 240 4.35
2017‑11‑09 13F‑HR WADE G W & INC 20,273 20,462 0.93 874 831 -4.92
2017‑08‑04 13F‑HR HERNDON CAPITAL MANAGEMENT LLC 37 2
2017‑10‑18 13F‑HR DIAMOND HILL CAPITAL MANAGEMENT INC 190,052 193,983 2.07 8,195 7,876 -3.89
2017‑10‑30 13F‑HR Garrison Financial Corp 6,024 6,369 5.73 260 259 -0.38
2017‑10‑27 13F‑HR BREMER TRUST NATIONAL ASSOCIATION 7,878 7,909 0.39 340 322 -5.29
2017‑11‑07 13F‑HR PALLADIUM PARTNERS LLC 7,051 7,234 2.60 304 294 -3.29
2017‑10‑17 13F‑HR CITY HOLDING CO 45,342 46,507 2.57 1,955 1,888 -3.43
2017‑10‑30 13F‑HR Accredited Investors Inc. 27,859 1,131
2017‑11‑15 13F‑HR Sterling Capital Management LLC 8,597 12,560 46.10 371 510 37.47
2017‑10‑16 13F‑HR Dynamic Advisors Solutions LLC 93,920 95,282 1.45 4,050 3,868 -4.49
2017‑11‑14 13F‑HR NOMURA HOLDINGS INC 6,142 46,507 657.20 265 1,885 611.32
2017‑11‑14 13F‑HR GUGGENHEIM CAPITAL LLC 188,167 210,549 11.89 8,113 8,548 5.36
2017‑10‑12 13F‑HR Livingston Group Asset Management CO (operating as Southport Capital Management) 48,950 52,927 8.12 2,111 2,149 1.80
2017‑11‑08 13F‑HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 644 834 29.50 28 34 21.43
2017‑11‑14 13F‑HR D. E. Shaw & Co., Inc. 146,116 592,058 305.20 6,301 24,037 281.48
2017‑11‑09 13F‑HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 14,331 40,350 181.56 618 1,638 165.05
2017‑11‑15 13F‑HR WOLVERINE TRADING, LLC 6,706 6,839 1.98 290 278 -4.14
2017‑11‑14 13F‑HR Laurel Wealth Advisors, Inc. 27,757 28,951 4.30 1,196 1,175 -1.76
2017‑11‑06 13F‑HR INTRUST BANK NA 5,263 5,346 1.58 226 217 -3.98
2017‑11‑14 13F‑HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 690,900 915,000 32.44 29,792 37,149 24.69
2017‑11‑09 13F‑HR ETRADE Capital Management LLC 105,406 119,400 13.28 4,545 4,848 6.67
2017‑11‑08 13F‑HR MONROE BANK & TRUST/MI 600 1,500 150.00 26 58 123.08
2017‑11‑13 13F‑HR CWA Asset Management Group, LLC 5,433 5,703 4.97 234 232 -0.85
2017‑11‑13 13F‑HR PROFUND ADVISORS LLC 37,060 50,745 36.93 1,598 2,060 28.91
2017‑11‑15 13F‑HR/A Parallel Advisors, LLC 4,048 4,733 16.92 164 166 1.22
2017‑11‑13 13F‑HR/A Roundview Capital LLC 25,059 25,079 0.08 1,081 1,018 -5.83
2017‑10‑30 13F‑HR HOWLAND CAPITAL MANAGEMENT LLC 6,167 6,263 1.56 266 254 -4.51
2017‑10‑26 13F‑HR Hanson & Doremus Investment Management 25,974 26,319 1.33 1,120 1,069 -4.55
2017‑11‑07 13F‑HR Timber Hill LLC 0 27,831 0 1,130
2017‑10‑06 13F‑HR CANANDAIGUA NATIONAL BANK & TRUST CO 5,604 13,347 138.17 242 542 123.97
2017‑11‑14 13F‑HR CADINHA & CO LLC 5,625 5,797 3.06 243 235 -3.29
2017‑11‑15 13F‑HR Neuberger Berman Group LLC 976,023 991,683 1.60 42,086 40,262 -4.33
2017‑11‑14 13F‑HR Cullen Capital Management, LLC 15,740 202,425 1,186.05 639 4,037 531.77
2017‑11‑03 13F‑HR/A Legacy Advisors, Llc 160 6
2017‑11‑07 13F‑HR Columbia Asset Management 20,940 21,965 4.89 902 892 -1.11
2017‑11‑14 13F‑HR Horizon Kinetics LLC 24,073 25,975 7.90 1,038 1,055 1.64
2017‑10‑27 13F‑HR SOL Capital Management CO 9,093 9,393 3.30 392 381 -2.81
2017‑11‑13 13F‑HR PHILADELPHIA TRUST CO 88,807 96,592 8.77 3,829 3,922 2.43
2017‑11‑01 13F‑HR PARK CIRCLE Co 44,600 45,200 1.35 1,923 1,835 -4.58
2017‑11‑14 13F‑HR BRYN MAWR TRUST Co 20,686 20,741 0.27 892 842 -5.61
2017‑10‑06 13F‑HR Carlton Hofferkamp & Jenks Wealth Management, LLC 26,902 27,545 2.39 1,160 1,118 -3.62
2017‑11‑14 13F‑HR HBK Sorce Advisory LLC 15,045 20,944 39.21 649 850 30.97
2017‑11‑13 13F‑HR LETKO, BROSSEAU & ASSOCIATES INC 993,063 997,688 0.47 42,821 40,506 -5.41
2017‑10‑19 13F‑HR ALTA CAPITAL MANAGEMENT LLC/ 26,886 28,089 4.47 1,159 1,140 -1.64
2017‑11‑13 13F‑HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0 1 0 0
2017‑11‑15 13F‑HR Balentine LLC 5,439 7,301 34.23 235 296 25.96
2017‑10‑05 13F‑HR BONNESS ENTERPRISES INC 23,800 41,700 75.21 1,026 1,693 65.01
2017‑10‑27 13F‑HR ENTERPRISE FINANCIAL SERVICES CORP 1,002 1,179 17.66 43 48 11.63
2017‑10‑30 13F‑HR ZEVIN ASSET MANAGEMENT LLC 54,481 55,256 1.42 2,349 2,243 -4.51
2017‑10‑30 13F‑HR NORTHWEST INVESTMENT COUNSELORS, LLC 1,136 46
2017‑11‑13 13F‑HR WETHERBY ASSET MANAGEMENT INC 25,842 25,943 0.39 1,114 1,053 -5.48
2017‑11‑14 13F‑HR PagnatoKarp Partners LLC 5,812 6,548 12.66 253 270 6.72
2017‑11‑15 13F‑HR LEVEL FOUR ADVISORY SERVICES, LLC 18,242 28,271 54.98 765 1,148 50.07
2017‑11‑13 13F‑HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 7,847,327 8,416,927 7.26 338,377 341,727 0.99
2017‑11‑09 13F‑HR TD ASSET MANAGEMENT INC 34,546 36,600 5.95 1,490 1,486 -0.27
2017‑11‑14 13F‑HR Freestone Capital Holdings, LLC 94,008 102,266 8.78 4,054 4,152 2.42
2017‑11‑13 13F‑HR Bruderman Asset Management, LLC 310,248 317,703 2.40 13,378 12,899 -3.58
2017‑11‑13 13F‑HR M&T BANK CORP 252,463 838,466 232.11 10,887 34,042 212.68
2017‑11‑07 13F‑HR Timber Hill LLC Put 0 14,300 0 581
2017‑11‑06 13F‑HR CIBC Asset Management Inc 90,380 126,490 39.95 3,865 5,119 32.45
2017‑11‑13 13F‑HR Bell State Bank & Trust 51,464 51,937 0.92 2,219 2,109 -4.96
2017‑10‑11 13F‑HR Ipswich Investment Management Co., Inc. 21,720 23,115 6.42 937 938 0.11
2017‑11‑13 13F‑HR Marshall Wace North America L.P. 1,119,491 1,952,779 74.43 48,138 80,064 66.32
2017‑11‑07 13F‑HR AMERIPRISE FINANCIAL INC 1,732,508 1,855,142 7.08 74,756 75,028 0.36
2017‑10‑23 13F‑HR BB&T CORP 193,387 205,965 6.50 8,339 8,362 0.28
2017‑11‑15 13F‑HR Stonebridge Capital Advisors LLC 20,889 21,992 5.28 901 893 -0.89
2017‑11‑13 13F‑HR Nicholas Hoffman & Company, LLC. 31,859 32,672 2.55 1,374 1,326 -3.49
2017‑10‑27 13F‑HR Bollard Group LLC 50,875 51,453 1.14 2,194 2,089 -4.79
2017‑11‑13 13F‑HR Israel Discount Bank of New York 150 175 16.67 6 7 16.67
2017‑11‑03 13F‑HR Sandy Spring Bank 12,915 13,311 3.07 557 540 -3.05
2017‑10‑31 13F‑HR First City Capital Management, Inc. 35,955 36,030 0.21 1,550 1,463 -5.61
2017‑11‑14 13F‑HR Covington Capital Management 775 31
2017‑11‑14 13F‑HR TWO SIGMA ADVISERS, LP 2,742,942 3,263,242 18.97 118,276 132,488 12.02
2017‑08‑08 13F‑HR Airain ltd 158,203 227,662 43.90 6,670 9,817 47.18
2017‑11‑13 13F‑HR BROWN ADVISORY INC 98,241 113,358 15.39 4,237 4,603 8.64
2017‑11‑14 13F‑HR Kazazian Asset Management, LLC 6,850 11,662 70.25 295 473 60.34
2017‑11‑09 13F‑HR Manchester Capital Management LLC 0 1,100 0 45
2017‑11‑14 13F‑HR Zions Bancorporation 1,109 30,932 2,689.18 48 1,256 2,516.67
2017‑11‑13 13F‑HR FEDERATED INVESTORS INC /PA/ 4,511,155 5,475,086 21.37 194,521 222,289 14.28
2017‑10‑23 13F‑HR RAND WEALTH, LLC 5,550 5,650 1.80 239 229 -4.18
2017‑10‑12 13F‑HR PRIVATE TRUST CO NA 7,786 7,948 2.08 335 322 -3.88
2017‑10‑17 13F‑HR Cutler Group LP Put 3,900 4,800 23.08 3 8 166.67
2017‑11‑07 13F‑HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 147,775 154,444 4.51 6,373 6,271 -1.60
2017‑11‑06 13F‑HR Spot Trading L.l.c. Call 37,300 78,500 110.46 1,608 3,187 98.20
2017‑11‑13 13F‑HR PNC FINANCIAL SERVICES GROUP, INC. 1,000 1,120,694 111,969.40 20 45,499 227,395.00
2017‑11‑14 13F‑HR GOLDMAN SACHS GROUP INC Call 39,300 105,900 169.47 1,695 4,300 153.69
2017‑11‑14 13F‑HR GEODE CAPITAL MANAGEMENT, LLC 168,918 219,126 29.72 7,283 8,896 22.15
2017‑11‑14 13F‑HR Natixis 0 8,213 0 333
2017‑11‑07 13F‑HR Advisors Asset Management, Inc. 157,995 171,442 8.51 6,813 6,961 2.17
2017‑11‑14 13F‑HR NEXTHERA CAPITAL LP 322,000 358,053 11.20 13,885 14,537 4.70
2017‑11‑15 13F‑HR Ridgewood Investments LLC 5,662 7,110 25.57 244 289 18.44
2017‑10‑11 13F‑HR BAILARD, INC. 556,000 556,487 0.09 11,812 11,124 -5.82
2017‑11‑06 13F‑HR Winfield Associates, Inc. 705 735 4.26 30 30 0.00
2017‑11‑14 13F‑HR BARCLAYS PLC Put 63,800 128,100 100.78 2,751 5,201 89.06
2017‑11‑13 13F‑HR CAPITAL FUND MANAGEMENT S.A. Call 0 11,400 0 463
2017‑11‑13 13F‑HR DIMENSIONAL FUND ADVISORS LP 1,592,604 1,598,363 0.36 68,673 64,894 -5.50
2017‑11‑14 13F‑HR PEAK6 Investments, L.P. 0 41,383 0 1,680
2017‑11‑14 13F‑HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 102,863 111,204 8.11 4,436 4,515 1.78
2017‑10‑17 13F‑HR Cutler Group LP Call 1,600 8,100 406.25 1 2 100.00
2017‑11‑14 13F‑HR Landaas & Co /wi /adv 308 13
2017‑11‑13 13F‑HR Sheaff Brock Investment Advisors, LLC 5,730 5,743 0.23 247 233 -5.67
2017‑11‑14 13F‑HR Sio Capital Management, LLC 113,113 171,694 51.79 4,877 6,971 42.94
2017‑11‑07 13F‑HR SG Americas Securities, LLC 0 29,781 0 1,209
2017‑10‑26 13F‑HR Fintrust Investment Advisory Services, Llc 9,865 401
2017‑11‑14 13F‑HR Voya Financial Advisors, Inc. 27,705 31,912 15.18 1,199 1,289 7.51
2017‑10‑23 13F‑HR MITCHELL SINKLER & STARR/PA 6,323 7,323 15.82 273 297 8.79
2017‑11‑13 13F‑HR EATON VANCE MANAGEMENT 66,644 74,521 11.82 2,874 3,026 5.29
2017‑10‑31 13F‑HR LINCOLN NATIONAL CORP 5,624 5,675 0.91 242 231 -4.55
2017‑11‑14 13F‑HR Invesco Ltd. 190,873 195,001 2.16 8,230 7,917 -3.80
2017‑11‑13 13F‑HR RAYMOND JAMES & ASSOCIATES 3,562,831 4,276,004 20.02 153,629 173,606 13.00
2017‑10‑27 13F‑HR BOYS ARNOLD & CO INC 14,387 14,987 4.17 620 608 -1.94
2017‑11‑13 13F‑HR BOWEN HANES & CO INC 19,358 19,483 0.65 835 791 -5.27
2017‑11‑14 13F‑HR Premier Asset Managment LLC 30,364 30,620 0.84 1,309 1,243 -5.04
2017‑11‑13 13F‑HR MACKENZIE FINANCIAL CORP 9,411 9,986 6.11 406 405 -0.25
2017‑11‑09 13F‑HR WELLS FARGO & COMPANY/MN Put 786,000 886,000 12.72 373 445 19.30
2017‑11‑01 13F‑HR NWAM LLC 0 5,698 0 231
2017‑11‑14 13F‑HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 24,392 0 990
2017‑11‑13 13F‑HR DODGE & COX 29,687 14,858,137 49,949.30 1,280 603,240 47,028.13
2017‑11‑14 13F‑HR Heritage Trust Co 910 1,058 16.26 39 43 10.26
2017‑11‑08 13F‑HR Edge Advisors, Llc 62,792 71,794 14.34 2,707 2,914 7.65
2017‑10‑12 13F‑HR Hanson McClain, Inc. 406 534 31.53 18 22 22.22
2017‑11‑14 13F‑HR OPPENHEIMER ASSET MANAGEMENT INC. 241,097 258,140 7.07 10,397 10,480 0.80
2017‑11‑06 13F‑HR Advisor Group, Inc. 87,194 101,199 16.06 3,759 4,109 9.31
2017‑10‑19 13F‑HR Financial Advisory Service, Inc. 15,341 16,980 10.68 662 689 4.08
2017‑11‑13 13F‑HR HARTFORD INVESTMENT MANAGEMENT CO 5,130 6,230 21.44 221 253 14.48
2017‑11‑15 13F‑HR COLDSTREAM CAPITAL MANAGEMENT INC 5,833 237
2017‑11‑15 13F‑HR WOLVERINE TRADING, LLC Call 46,500 53,400 14.84 2,012 2,168 7.75
2017‑10‑05 13F‑HR CATAWBA CAPITAL MANAGEMENT /VA 20,248 20,560 1.54 873 835 -4.35
2017‑11‑13 13F‑HR COMERICA SECURITIES INC 10,735 13,922 29.69 467 571 22.27
2017‑11‑15 13F‑HR 10-15 ASSOCIATES, INC. 240,293 263,345 9.59 10,361 10,691 3.19
2017‑10‑12 13F‑HR Bogart Wealth, Llc 35,816 36,185 1.03 1,544 1,469 -4.86
2017‑11‑13 13F‑HR BB&T SECURITIES, LLC 288,372 337,061 16.88 12,434 13,685 10.06
2017‑11‑06 13F‑HR Wellington Shields & Co., LLC 9,200 12,200 32.61 397 495 24.69
2017‑10‑17 13F‑HR CAPITAL ONE, NATIONAL ASSOCIATION 5,891 6,489 10.15 254 263 3.54
2017‑11‑08 13F‑HR PARK AVENUE SECURITIES LLC 8,628 11,716 35.79 369 479 29.81
2017‑11‑14 13F‑HR Parallax Volatility Advisers, L.P. Call 0 32,900 0 1,336
2017‑11‑14 13F‑HR ARIEL INVESTMENTS, LLC 1,646,146 1,684,870 2.35 70,982 68,406 -3.63
2017‑11‑06 13F‑HR AllSquare Wealth Management LLC 0 6,900 0 280
2017‑11‑14 13F‑HR SUNTRUST BANKS INC 448,854 546,527 21.76 19,353 22,186 14.64
2017‑11‑08 13F‑HR STEPHENS INC /AR/ 344,530 379,071 10.03 14,856 15,390 3.59
2017‑11‑14 13F‑HR AJO, LP 45,925 46,306 0.83 1,980 1,880 -5.05
2017‑11‑13 13F‑HR Strategic Global Advisors, LLC 12,179 12,206 0.22 525 496 -5.52
2017‑11‑09 13F‑HR EAGLE ASSET MANAGEMENT INC 11,162 12,870 15.30 481 526 9.36
2017‑11‑06 13F‑HR Sigma Planning Corp 41,740 42,430 1.65 1,800 1,723 -4.28
2017‑10‑12 13F‑HR Jolley Asset Management, LLC 82,661 92,943 12.44 3,564 3,773 5.86
2017‑10‑16 13F‑HR BANK OF MONTREAL /CAN/ 153,200 278,832 82.01 6,607 11,321 71.35
2017‑11‑27 13F‑HR/A TIEDEMANN WEALTH MANAGEMENT, LLC 32,424 42,636 31.50 1,398 1,831 30.97
2017‑11‑03 13F‑HR FDx Advisors, Inc. 99,189 128,397 29.45 4,277 5,213 21.88
2017‑11‑14 13F‑HR Cubist Systematic Strategies, LLC 11,000 36,285 229.86 474 1,473 210.76
2017‑11‑14 13F‑HR JACOBS & CO/CA 82,926 86,639 4.48 3,575 3,517 -1.62
2017‑11‑06 13F‑HR STRATEGY ASSET MANAGERS LLC 40,699 41,759 2.60 1,755 1,695 -3.42
2017‑11‑03 13F‑HR WRAPMANAGER INC 37,499 47,330 26.22 1,617 1,922 18.86
2017‑11‑15 13F‑HR/A Bienville Capital Management, LLC 8,871 8,964 1.05 387 368 -4.91
2017‑10‑23 13F‑HR Gilman Hill Asset Management, LLC 25,747 28,352 10.12 1,110 1,151 3.69
2017‑11‑14 13F‑HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 18,960 20,383 7.51 818 828 1.22
2017‑11‑03 13F‑HR Essex Financial Services, Inc. 8,079 8,154 0.93 348 331 -4.89
2017‑11‑08 13F‑HR Pacer Advisors, Inc. 40,717 43,122 5.91 1,756 1,751 -0.28
2017‑10‑26 13F‑HR Paragon Capital Management Ltd 6,478 263
2017‑10‑12 13F‑HR Koshinski Asset Management, Inc. 9,360 9,475 1.23 403,623 384,675 -4.69
2017‑11‑14 13F‑HR Gotham Asset Management, LLC 26,495 27,193 2.63 1,142 1,104 -3.33
2017‑10‑25 13F‑HR SIMPLEX TRADING, LLC Call 1,357 1,418 4.50 177 50 -71.75
2017‑11‑13 13F‑HR WHEATLAND ADVISORS INC 18,250 18,251 0.01 787 741 -5.84
2017‑11‑14 13F‑HR Atlantic Trust Group, LLC 58,006 69,783 20.30 2,501 2,834 13.31
2017‑11‑14 13F‑HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 280,026 309,400 10.49 12,075 12,562 4.03
2017‑11‑13 13F‑HR HPM Partners LLC 12,378 26,506 114.14 534 1,076 101.50
2017‑08‑15 13F‑HR 1st Global Advisors, Inc. 5,252 5,271 0.36 221 227 2.71
2017‑11‑13 13F‑HR PINNACLE ASSOCIATES LTD 44,457 46,841 5.36 1,917 1,902 -0.78
2017‑11‑08 13F‑HR Waldron, LP 5,000 203
2017‑11‑02 13F‑HR LINCLUDEN MANAGEMENT LTD 116,960 212,360 81.57 5,043 8,622 70.97
2017‑11‑13 13F‑HR SHUFRO ROSE & CO LLC 7,250 8,750 20.69 313 355 13.42
2017‑11‑08 13F‑HR BRONFMAN E.L. ROTHSCHILD, L.P. 5,770 5,894 2.15 249 239 -4.02
2017‑11‑13 13F‑HR OPPENHEIMER FUNDS INC 645,085 879,332 36.31 27,816 35,701 28.35
2017‑11‑14 13F‑HR SOUTH TEXAS MONEY MANAGEMENT LTD 5,426 16,255 199.58 234 660 182.05
2017‑11‑14 13F‑HR FIFTH THIRD BANCORP 99,340 105,350 6.05 4,284 4,277 -0.16
2017‑11‑09 13F‑HR Gratus Capital LLC 37,833 38,552 1.90 1,631 1,565 -4.05
2017‑11‑13 13F‑HR Hudson Bay Capital Management LP 60,000 2,436
2017‑11‑14 13F‑HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 275,310 285,172 3.58 11,871 11,578 -2.47
2017‑10‑31 13F‑HR Foundry Partners, LLC 177,090 197,905 11.75 7,636 8,035 5.23
2017‑11‑14 13F‑HR Sio Capital Management, LLC Call 0 100,000 0 4,060
2017‑11‑14 13F‑HR BARCLAYS PLC 31,859 73,710 131.36 1,374 2,993 117.83
2017‑11‑01 13F‑HR Seatown Holdings Pte. Ltd. 496,267 20,148
2017‑11‑14 13F‑HR BALYASNY ASSET MANAGEMENT LLC 0 218,063 0 8,853
2017‑11‑14 13F‑HR Grantham, Mayo, Van Otterloo & Co. LLC 304,800 827,900 171.62 13,143 33,613 155.75
2017‑11‑14 13F‑HR AVALON ADVISORS, LLC 337,757 347,620 2.92 14,564 14,113 -3.10
2017‑11‑06 13F‑HR COMERICA BANK 179,101 193,628 8.11 7,565 7,104 -6.09
2017‑11‑13 13F‑HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5,273 6,787 28.71 227 276 21.59
2017‑11‑13 13F‑HR Dorsey & Whitney Trust CO LLC 6,116 6,132 0.26 264 249 -5.68
2017‑11‑08 13F‑HR Texas Yale Capital Corp. 8,950 9,247 3.32 386 375 -2.85
2017‑11‑14 13F‑HR Williams Jones & Associates LLC 8,000 9,505 18.81 345 386 11.88
2017‑10‑24 13F‑HR RAYMOND JAMES TRUST N.A. 84,756 91,829 8.35 3,655 3,728 2.00
2017‑11‑07 13F‑HR Spectrum Management Group, Inc. 12,450 505
2017‑11‑06 13F‑HR TOWER BRIDGE ADVISORS 21,932 21,934 0.01 945,708 890,520 -5.84
2017‑11‑15 13F‑HR Independent Advisor Alliance 4,940 5,975 20.95 208 243 16.83
2017‑11‑13 13F‑HR ENVESTNET ASSET MANAGEMENT INC 475,462 508,370 6.92 20,502 20,635 0.65
2017‑11‑13 13F‑HR Bb&t Investment Services, Inc. 13,019 21,822 67.62 556 890 60.07
2017‑10‑17 13F‑HR Fisher Asset Management, LLC 12,534,385 12,828,251 2.34 540,483 520,827 -3.64
2017‑11‑06 13F‑HR Court Place Advisors, LLC 8,481 9,176 8.19 366 373 1.91
2017‑11‑14 13F‑HR SCOTIA CAPITAL INC. 74,215 99,215 33.69 3,200 4,027 25.84
2017‑11‑08 13F‑HR Point View Wealth Management, Inc. 8,857 10,091 13.93 382 410 7.33
2017‑11‑14 13F‑HR Ancora Advisors, LLC 17,860 18,960 6.16 770 770 0.00
2017‑10‑11 13F‑HR American Financial Network Advisory Services Llc 681 28
2017‑11‑14 13F‑HR LOGAN CAPITAL MANAGEMENT INC 40,357 42,458 5.21 1,740 1,724 -0.92
2017‑10‑12 13F‑HR WEBSTER BANK, N. A. 1,075 1,423 32.37 46 58 26.09
2017‑11‑14 13F‑HR BOKF, NA 83,358 92,643 11.14 3,595 3,762 4.65
2017‑11‑03 13F‑HR GW HENSSLER & ASSOCIATES LTD 202,286 210,343 3.98 8,723 8,540 -2.10
2017‑10‑16 13F‑HR CLARK ESTATES INC/NY 0 265,000 0 10,759
2017‑11‑15 13F‑HR Krilogy Financial LLC 622 1,450 133.12 27 59 118.52
2017‑11‑13 13F‑HR COMMERZBANK AKTIENGESELLSCHAFT /FI 13,242 21,386 61.50 571 868 52.01
2017‑11‑02 13F‑HR Jacobi Capital Management LLC 792 1,596 101.52 33 65 96.97
2017‑11‑14 13F‑HR First Allied Advisory Services, Inc. 60,981 179,678 194.65 2,626 7,342 179.59
2017‑11‑15 13F‑HR WOLVERINE TRADING, LLC Put 54,700 72,200 31.99 2,366 2,931 23.88
2017‑11‑13 13F‑HR COCONUT GROVE BANK 25,380 26,373 3.91 1,094 1,071 -2.10
2017‑11‑02 13F‑HR GOLUB GROUP LLC 20,030 24,060 20.12 864 977 13.08
2017‑11‑13 13F‑HR Marathon Capital Management 69,360 69,385 0.04 2,991 2,817 -5.82
2017‑08‑04 13F‑HR Financial Strategy Network, LLC 19,845 0
2017‑11‑14 13F‑HR BANK OF AMERICA CORP /DE/ 7,630,001 10,129,639 32.76 329,006 411,262 25.00
2017‑11‑13 13F‑HR WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC 95,759 99,803 4.22 4,129 4,052 -1.86
2017‑11‑14 13F‑HR Walleye Trading LLC 0 5,315 0 216
2017‑12‑14 13F‑HR/A PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,360,343 1,452,468 6.77 58,658 58,970 0.53
2017‑11‑08 13F‑HR Keystone Financial Planning, Inc. 131,006 133,216 1.69 5,649 5,409 -4.25
2017‑11‑14 13F‑HR Cornerstone Wealth Management, LLC 6,941 12,458 79.48 292 504 72.60
2017‑11‑13 13F‑HR Renaissance Technologies LLC 9,338,000 9,437,700 1.07 402,655 383,171 -4.84
2017‑11‑14 13F‑HR Stockman Asset Management 13,996 73,557 425.56 604 2,986 394.37
2017‑11‑08 13F‑HR Rodgers Brothers Inc. 5,265 5,273 0.15 227 214 -5.73
2017‑11‑14 13F‑HR Global Financial Private Capital, LLC 555,050 767,627 38.30 23,934 31,166 30.22
2017‑11‑14 13F‑HR MML INVESTORS SERVICES, LLC 84,162 90,447 7.47 3,629 3,672 1.18
2017‑10‑13 13F‑HR First PREMIER Bank 7,292 8,287 13.65 314 337 7.32
2017‑11‑13 13F‑HR Epoch Investment Partners, Inc. 19,068 24,261 27.23 822 985 19.83
2017‑11‑07 13F‑HR Timber Hill LLC Call 10,000 10,500 5.00 431 426 -1.16
2017‑11‑07 13F‑HR ADVISORS MANAGEMENT GROUP INC /ADV 74,111 75,290 1.59 3,196 3,057 -4.35
2017‑10‑24 13F‑HR BENJAMIN F. EDWARDS & COMPANY, INC. 21,479 24,225 12.78 926 984 6.26
2017‑10‑24 13F‑HR Community Financial Services Group, LLC 111,974 118,766 6.07 4,829 4,822 -0.14
2017‑11‑14 13F‑HR BANK OF NOVA SCOTIA TRUST CO 5,389 6,315 17.18 232 256 10.34
2017‑11‑15 13F‑HR Wealthcare Advisory Partners LLC 169 3,520 1,982.84 7 143 1,942.86
2017‑11‑01 13F‑HR SHINE INVESTMENT ADVISORY SERVICES INC 254 451 77.56 11 18 63.64
2017‑10‑23 13F‑HR WHITTIER TRUST CO OF NEVADA INC 3,676 3,810 3.65 158 155 -1.90
2017‑10‑27 13F‑HR YorkBridge Wealth Partners, LLC 29 189 551.72 1 8 700.00
2017‑11‑14 13F‑HR Aristotle Capital Management, LLC 0 6,259 0 254
2017‑11‑13 13F‑HR Healthcare Value Capital, LLC 50,000 2,030
2017‑11‑13 13F‑HR FINANCIAL COUNSELORS INC 179,199 179,511 0.17 7,727 7,288 -5.68
2017‑08‑15 13F‑HR/A OLD MISSION CAPITAL LLC 24,499 1,056
2017‑10‑25 13F‑HR Gierl Augustine Investment Management Inc 2,064 2,079 0.73 89 84 -5.62
2017‑11‑02 13F‑HR TRILLIUM ASSET MANAGEMENT, LLC 72,562 75,102 3.50 3,129 3,049 -2.56
2017‑11‑14 13F‑HR Greytown Advisors Inc. 11,935 23,433 96.34 520 958 84.23
2017‑10‑04 13F‑HR Fulton Bank, N.A. 71,754 75,269 4.90 3,094 3,056 -1.23
2017‑11‑13 13F‑HR HOURGLASS CAPITAL, LLC 174,790 176,730 1.11 7,537 7,175 -4.80
2017‑10‑23 13F‑HR Adviser Investments LLC 13,074 531
2017‑10‑12 13F‑HR ATRIA INVESTMENTS LLC 9,418 10,956 16.33 406 445 9.61
2017‑10‑16 13F‑HR NAPLES GLOBAL ADVISORS, LLC 27,324 27,849 1.92 1,178 1,131 -3.99
2017‑10‑13 13F‑HR CONFLUENCE INVESTMENT MANAGEMENT LLC 1,930,597 2,035,688 5.44 83,247 82,649 -0.72
2017‑10‑25 13F‑HR First Bank & Trust 36,867 44,540 20.81 1,589 1,808 13.78
2017‑11‑13 13F‑HR Marshall Wace LLP 18,259 42,922 135.07 785 1,760 124.20
2017‑11‑02 13F‑HR AMG National Trust Bank 79,585 82,976 4.26 3,432 3,369 -1.84
2017‑11‑14 13F‑HR 1832 Asset Management L.P. 21,915 25,915 18.25 946 1,021 7.93
2017‑10‑19 13F‑HR Kistler-Tiffany Companies, LLC 3,119 3,220 3.24 134 131 -2.24
2017‑10‑30 13F‑HR Capital Asset Advisory Services LLC 11,998 12,258 2.17 519 498 -4.05
2017‑11‑08 13F‑HR Mirae Asset Global Investments Co., Ltd. 86,714 87,046 0.38 3,739 3,535 -5.46
2017‑11‑14 13F‑HR Choate Investment Advisors 42,985 43,408 0.98 1,853,513 1,762,365 -4.92
2017‑11‑14 13F‑HR BRINKER CAPITAL INC 12,477 20,875 67.31 540 850 57.41
2017‑10‑13 13F‑HR QUADRANT CAPITAL GROUP LLC 4,345 4,546 4.63 162 171 5.56
2017‑11‑02 13F‑HR SMITH, MOORE & CO. 9,401 11,982 27.45 405 486 20.00
2017‑11‑14 13F‑HR PRICE T ROWE ASSOCIATES INC /MD/ 13,450,891 16,708,263 24.22 580,002 678,355 16.96
2017‑11‑13 13F‑HR Argent Trust Co 25,349 28,634 12.96 1,094 1,163 6.31
2017‑10‑23 13F‑HR Hamlin Capital Management, LLC 1,765,115 1,772,997 0.45 76,112 71,984 -5.42
2017‑10‑26 13F‑HR BALDWIN BROTHERS INC/MA 0 227 0 9
2017‑11‑13 13F‑HR/A BURNEY CO/ 6,085 6,232 2.42 263 252 -4.18
2017‑10‑16 13F‑HR CWM, LLC 1,811 2,529 39.65 78 103 32.05
2017‑11‑14 13F‑HR THRIVENT FINANCIAL FOR LUTHERANS 1,492,601 1,507,089 0.97 64,360 61,187 -4.93
2017‑11‑13 13F‑HR Wellesley Investment Partners, LLC 13,773 14,084 2.26 593 571 -3.71
2017‑11‑13 13F‑HR WELCH & FORBES LLC 656,920 656,997 0.01 28,326 26,674 -5.83
2017‑11‑14 13F‑HR Princeton Portfolio Strategies Group LLC 30,796 31,402 1.97 1,328 1,275 -3.99
2017‑11‑14 13F‑HR Connor, Clark & Lunn Investment Management Ltd. 875,936 1,095,695 25.09 37,770 44,485 17.78
2017‑11‑15 13F‑HR GUARDIAN CAPITAL ADVISORS LP 115,345 118,675 2.89 4,902 4,847 -1.12
2017‑11‑08 13F‑HR Willingdon Wealth Management 0 22 0 1
2017‑10‑12 13F‑HR Advisory Services Network, LLC 4,047 4,102 1.36 175 167 -4.57
2017‑11‑14 13F‑HR A.R.T. Advisors, LLC 12,300 80,100 551.22 530 3,252 513.58
2017‑11‑28 13F‑HR/A SHELTON CAPITAL MANAGEMENT 16,331 28,331 73.48 704 1,150 63.35
2017‑11‑14 13F‑HR Point72 Asset Management, L.P. 100,000 604,419 504.42 4,312 24,539 469.09
2017‑10‑12 13F‑HR Cascade Investment Advisors, Inc. 39,170 40,245 2.74 1,689,010 1,633,947 -3.26
2017‑11‑13 13F‑HR CITIGROUP INC Put 65,000 92,000 41.54 2,803 3,735 33.25
2017‑10‑05 13F‑HR Washington Trust Bank 359 3,559 891.36 15 145 866.67
2017‑11‑14 13F‑HR Pinkerton Retirement Specialists, LLC 57,848 59,426 2.73 2,494 2,433 -2.45
2017‑10‑02 13F‑HR PARK NATIONAL CORP /OH/ 8,937 9,140 2.27 385 371 -3.64
2017‑11‑14 13F‑HR BancorpSouth Inc 45,698 50,256 9.97 1,971 2,041 3.55
2017‑11‑14 13F‑HR FIRST FOUNDATION ADVISORS 6,696 19,679 193.89 289 799 176.47
2017‑11‑13 13F‑HR Hamilton Point Investment Advisors, LLC 36,521 36,766 0.67 1,575 1,511 -4.06
2017‑10‑27 13F‑HR Cable Hill Partners, LLC 100 5,518 5,418.00 4 224 5,500.00
2017‑11‑13 13F‑HR Winch Advisory Services, LLC 1,310 1,321 0.84 56 54 -3.57
2017‑11‑09 13F‑HR NorthCoast Asset Management LLC 56,634 119,825 111.58 2,442 4,865 99.22
2017‑11‑13 13F‑HR WATERS PARKERSON & CO., LLC 244,366 252,832 3.46 10,537 10,265 -2.58
2017‑10‑12 13F‑HR Sonora Investment Management, LLC 0 150 0 6,090
2017‑11‑03 13F‑HR Stevens First Principles Investment Advisors 38,753 40,538 4.61 1,671 1,646 -1.50
2017‑11‑09 13F‑HR CITADEL ADVISORS LLC Call 90,000 123,700 37.44 3,881 5,022 29.40
2017‑11‑09 13F‑HR HAVERFORD TRUST CO 738,790 744,591 0.79 31,857 30,230 -5.11
2017‑11‑13 13F‑HR Wallace Capital Management Inc. 164,503 178,883 8.74 7,093 7,263 2.40
2017‑11‑13 13F‑HR Hillsdale Investment Management Inc. 0 130 0 5
2017‑11‑14 13F‑HR Botty Investors LLC 12,840 15,930 24.07 559 652 16.64
2017‑11‑06 13F‑HR SEI INVESTMENTS CO 209,121 336,562 60.94 9,017 13,665 51.55
2017‑11‑09 13F‑HR VAN ECK ASSOCIATES CORP 311,850 343,461 10.14 13,447 13,945 3.70
2017‑11‑09 13F‑HR CITADEL ADVISORS LLC Put 174,600 243,700 39.58 7,529 9,894 31.41
2017‑11‑07 13F‑HR Opus Capital Group, LLC 8,390 9,820 17.04 362 399 10.22
CUSIP: 37733W105