SecurityGSK / GlaxoSmithKline plc
Institutional Buyers334
Opened Positions20
Related 377372AG2 / Glaxosmithkline Cap Inc. 0.70% 03/18/16
377372AH0 / Glaxosmithkline Cap Inc. 2.80% 03/18/23
377372AJ6 / Glaxosmithkline Cap Inc. 4.20% 03/18/43
377372AA5 / Glaxosmithkline Cap Inc Guaranteed Notes 4.375% 04/15/14
377372AB3 / Glaxosmithkline Cap Inc Guaranteed Notes 5.375% 04/15/34
377373AC9 / Glaxosmithkline Capital 1.50% 05/08/17
377373AD7 / Glaxosmithkline Capital 2.85% 05/08/22
377372AC1 / Glaxosmithkline Capital 4.85% Guaranteed Notes 5/15/13
377372AD9 / Glaxosmithkline Capital 5.65% Guaranteed Notes 5/15/18
377372AE7 / Glaxosmithkline Capital 6.375% Guaranteed Notes 5/15/38
377373AB1 / Glaxosmithkline Capital .75% 05/08/15

Institutional and Fund Ownership - Buyers

Major holders that have opened new positions in GSK / GlaxoSmithKline plc include Renaissance Technologies LLC, Locust Wood Capital Advisers, Llc, Ngam Advisors, L.p., Point72 Asset Management, L.P., Canada Pension Plan Investment Board, Old Mission Capital, Llc, Spot Trading L.l.c., Spot Trading L.l.c., Boenning & Scattergood, Inc., Argent Trust Co, Alerus Financial Na, Dean Capital Investments Management, Llc, Cozad Asset Management Inc, Flagship Harbor Advisors, Llc, Landmark Bank, First Financial Bank, N.A. - Trust Division, Cynosure Advisors, Llc, Aurora Financial Advisors, Llc, Americafirst Quantitative Trust - Americafirst Defensive Growth & Income Portfolio, Series 2, and Altium Wealth Management Llc.

This page shows changes in the ownership structure by listing institutions, funds, and major shareholders that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions. Click the link icon to see the full transaction history.

File DateFormInvestor Option Prev Shares Shares Change
(Percent)
Prev Value
(x$1000)
Current Value (x$1000) Change
(Percent)
2018‑08‑15 13F-HR HPM Partners LLC 15,498 19,501 25.83 606 786 29.70
2018‑07‑19 13F-HR Carroll Financial Associates, Inc. 7,357 7,495 1.88 287 302 5.23
2018‑08‑14 13F-HR Cynosure Advisors, Llc 7,953 321
2018‑08‑09 13F-HR Bancorpsouth Bank 8,132 9,098 11.88 318 367 15.41
2018‑08‑16 13F-HR Amussen Hunsaker & Associates Llc 0 4,800 0 193
2018‑05‑14 13F-HR Stumpf Capital Management Llc 40,650 61,450 51.17 1,442 2,401 66.50
2018‑08‑13 13F-HR Quantbot Technologies LP 0 16,113 0 649
2018‑08‑14 13F-HR SIGNATUREFD, LLC 8,224 11,889 44.56 321 479 49.22
2018‑08‑07 13F-HR Clear Perspective Advisors, LLC 5,060 5,172 2.21 198 208 5.05
2018‑08‑08 13F-HR Price Wealth Management, Inc. 1,000 1,321 32.10 39 53 35.90
2018‑08‑10 13F-HR Calton & Associates, Inc. 7,671 9,397 22.50 300 391 30.33
2018‑07‑27 13F-HR Coastline Trust Co 0 7,120 0 287
2018‑07‑05 13F-HR Clarus Wealth Advisors 112 4
2018‑08‑09 13F-HR Locust Wood Capital Advisers, Llc 692,885 27,930
2018‑08‑14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 923,700 1,325,300 43.48 36,089 53,423 48.03
2017‑05‑03 13F-HR TIAA CREF TRUST CO FSB/MO 33,516 35,222 5.09 1,291 1,485 15.03
2018‑08‑08 13F-HR BAILARD, INC. 0 5,642 0 227
2018‑08‑14 13F-HR Stonebridge Capital Advisors LLC 23,409 25,204 7.67 915 1,016 11.04
2018‑07‑27 13F-HR EVERETT HARRIS & CO /CA/ 7,865 8,265 5.09 307 333 8.47
2018‑08‑08 13F-HR Hanson McClain, Inc. 542 745 37.45 21 30 42.86
2018‑07‑23 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 14,988 15,188 1.33 596 620 4.03
2018‑08‑06 13F-HR KAHN BROTHERS GROUP INC /DE/ 1,230,642 1,236,592 0.48 48,081,183 49,847,023 3.67
2018‑08‑15 13F-HR Advisors Asset Management, Inc. 176,791 183,470 3.78 6,425 7,396 15.11
2018‑08‑08 13F-HR COMMERCE BANK 31,597 35,034 10.88 1,235 1,412 14.33
2018‑08‑15 13F-HR Argent Trust Co 28,825 1,162
2018‑08‑13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 107,474 115,347 7.33 4,199 4,650 10.74
2018‑04‑24 13F-HR McAdam, LLC 401 16
2018‑08‑09 13F-HR All Terrain Financial Advisors, Llc 5,305 5,379 1.39 207 217 4.83
2018‑08‑13 13F-HR IHT Wealth Management, LLC 8,991 13,561 50.83 349 547 56.73
2017‑08‑11 13F-HR BancorpSouth Inc 43,231 45,698 5.71 1,823 1,971 8.12
2017‑08‑08 13F-HR Airain ltd 158,203 227,662 43.90 6,670 9,817 47.18
2018‑02‑12 13F-HR Pinnacle Wealth Planning Services, Inc. 2,142 76
2018‑08‑01 13F-HR TCW GROUP INC 51,096 56,996 11.55 1,996 2,298 15.13
2017‑07‑27 13F-HR Spot Trading L.l.c. 2,284 98
2018‑07‑26 13F-HR WP Advisors, LLC 428 17
2018‑08‑13 13F-HR Baird Financial Group, Inc. 62,022 64,337 3.73 2,423 2,593 7.02
2018‑05‑10 13F-HR Mainstay Capital Management Llc /adv 475 944 98.74 17 36 111.76
2018‑08‑09 13F-HR FRONTIER INVESTMENT MGMT CO 6,100 6,200 1.64 238,327 250 -99.90
2018‑08‑06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 5,514 5,949 7.89 216 240 11.11
2018‑08‑14 13F-HR Candriam Luxembourg S.C.A. 69 3
2018‑08‑07 13F-HR Dynamic Advisors Solutions LLC 6,721 7,912 17.72 263 319 21.29
2018‑08‑14 13F-HR Frontier Wealth Management LLC 0 28,168 0 1,135
2018‑08‑13 13F-HR COMERICA SECURITIES INC 13,607 14,215 4.47 540 580 7.41
2018‑07‑12 13F-HR/A FIRST NATIONAL BANK OF OMAHA 17,946 18,636 3.84 701 751 7.13
2017‑07‑27 13F-HR Spot Trading L.l.c. Call 37,300 1,608
2018‑07‑18 13F-HR AMG National Trust Bank 80,645 82,091 1.79 3,151 3,309 5.01
2018‑08‑13 13F-HR Centerpoint Advisors, Llc 724 29
2018‑05‑24 13F-HR Trilogy Capital Inc. 275 11
2018‑05‑11 13F-HR CITIGROUP INC 463,688 735,104 58.53 16,447 28,741 74.75
2018‑07‑26 13F-HR Financial Advisory Service, Inc. 16,160 16,220 0.37 631 654 3.65
2018‑08‑09 13F-HR Lakeview Capital Partners, LLC 7,571 7,881 4.09 296 318 7.43
2018‑08‑14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 15,584 15,937 2.27 609 642 5.42
2018‑08‑13 13F-HR SCOTIA CAPITAL INC. 58,399 58,676 0.47 2,281 2,270 -0.48
2018‑08‑10 13F-HR FEDERATED INVESTORS INC /PA/ 4,292,194 4,366,175 1.72 167,696 176,000 4.95
2018‑07‑25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 750 1,750 133.33 29 70 141.38
2018‑08‑14 13F-HR CAMG Solamere Management, LLC 108,510 113,252 4.37 4,237 4,567 7.79
2018‑08‑10 13F-HR Northwest Quadrant Wealth Management, LLC 0 435 0 491
2018‑08‑14 13F-HR Jefferies Group LLC 0 2,090 0 84
2018‑07‑13 13F-HR Bogart Wealth, Llc 45,532 47,208 3.68 1,815 1,902 4.79
2018‑07‑12 13F-HR Norway Savings Bank 2,130 3,054 43.38 83 123 48.19
2017‑02‑14 13F-HR PVG Asset Management 54,187 186,553 244.28 2,348,464 7,184,156 205.91
2018‑08‑08 13F-HR QUADRANT CAPITAL GROUP LLC 4,368 6,371 45.86 158 240 51.90
2018‑08‑03 13F-HR Dean Capital Investments Management, Llc 20,362 821
2018‑06‑25 13F-HR Mount Yale Investment Advisors, Llc 2,343 92
2018‑08‑14 13F-HR Keystone Financial Group 5,914 5,918 0.07 230 237 3.04
2018‑07‑23 13F-HR BerganKDV Wealth Management, LLC 2,400 97
2018‑08‑09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 3,327 134
2018‑08‑14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 454 56,786 12,407.93 17,738 2,289,044 12,804.75
2018‑08‑14 13F-HR Nuveen Asset Management, LLC 199,496 200,247 0.38 7,794 8,072 3.57
2017‑05‑12 13F-HR Kernodle & Katon Asset Management Group, LLC 31,728 33,674 6.13 1,222 1,420 16.20
2018‑08‑14 13F-HR Altium Wealth Management Llc 6,618 267
2018‑08‑01 13F-HR TrueNorth, Inc. 0 410 0 17
2018‑07‑26 13F-HR Advisornet Financial, Inc 13,583 16,400 20.74 531 661 24.48
2018‑08‑15 13F-HR JANE STREET GROUP, LLC 104,669 1,598,665 1,427.35 4,089 64,442 1,475.98
2018‑08‑14 13F-HR Rikoon Group, LLC 28,966 29,135 0.58 1,144 1,189 3.93
2018‑08‑07 13F-HR Independence Bank Of Kentucky 27,462 28,027 2.06 1,073 1,130 5.31
2018‑08‑13 13F-HR Black Creek Investment Management Inc. 6,119,941 6,379,864 4.25 239,106 257,172 7.56
2018‑08‑08 13F-HR 10-15 ASSOCIATES, INC. 280,886 291,914 3.93 10,974 11,767 7.23
2018‑07‑11 13F-HR FIRST CITIZENS BANK & TRUST CO 0 5,227 0 211
2018‑08‑02 13F-HR Landmark Bank 8,905 359
2018‑08‑09 13F-HR BlackRock Inc. 1,275,942 1,577,096 23.60 49,851 63,573 27.53
2018‑08‑09 13F-HR GOLUB GROUP LLC 31,310 34,041 8.72 1,223 1,372 12.18
2018‑08‑13 13F-HR Boenning & Scattergood, Inc. 32,251 1,300
2018‑07‑23 13F-HR DUNCKER STREETT & CO INC 2,915 2,923 0.27 114 118 3.51
2018‑08‑02 13F-HR Atlantic Trust Group, LLC 32,676 40,367 23.54 1,277 1,627 27.41
2018‑08‑13 13F-HR RAYMOND JAMES & ASSOCIATES Call 0 80,200 0 4
2018‑08‑10 13F-HR Garrison Financial Corp 6,650 6,900 3.76 260 278 6.92
2018‑08‑10 13F-HR Proficio Capital Partners LLC 2,652 3,186 20.14 104 128 23.08
2017‑02‑10 13F-HR BlackRock Institutional Trust Company, N.A. 0 29,373 0 1,131
2018‑08‑08 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 0 550,612 0 22,195
2018‑07‑27 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 37,849 38,128 0.74 1,479 1,537 3.92
2018‑08‑13 13F-HR Dorsey & Whitney Trust CO LLC 5,594 9,577 71.20 219 386 76.26
2018‑08‑09 13F-HR Bollard Group LLC 52,824 53,021 0.37 2,064 2,137 3.54
2018‑08‑13 13F-HR BLAIR WILLIAM & CO/IL 100,229 101,662 1.43 3,916 4,098 4.65
2018‑07‑24 13F-HR Squar Milner Financial Services Llc 446 18
2018‑07‑31 13F-HR TD ASSET MANAGEMENT INC 144,105 146,562 1.71 5,630 5,908 4.94
2018‑07‑13 13F-HR Strategic Wealth Partners, Ltd. 84 2,392 2,747.62 4 93 2,225.00
2018‑07‑18 13F-HR Ipswich Investment Management Co., Inc. 22,115 69,185 212.84 864 2,789 222.80
2018‑08‑13 13F-HR WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC 96,593 102,023 5.62 3,774 4,113 8.98
2018‑08‑14 13F-HR Valeo Financial Advisors, Llc 37,019 37,064 0.12 1,446 1,474 1.94
2018‑08‑02 13F-HR Wellington Shields & Co., LLC 11,900 13,350 12.18 465 538 15.70
2018‑08‑13 13F-HR INR ADVISORY SERVICES LLC 29 1
2018‑08‑14 13F-HR/A CITADEL ADVISORS LLC Call 224,700 255,100 13.53 8,779 10,283 17.13
2018‑08‑13 13F-HR MACKENZIE FINANCIAL CORP 16,558 27,676 67.15 647 1,116 72.49
2018‑07‑30 13F-HR/A Virtu Financial LLC 16,598 36,572 120.34 648 1,474 127.47
2018‑08‑08 13F-HR Bienville Capital Management, LLC 5,087 5,346 5.09 204 218 6.86
2018‑08‑06 13F-HR Keystone Financial Planning, Inc. 130,520 130,826 0.23 5,099 5,274 3.43
2018‑07‑27 13F-HR PINNACLE FINANCIAL PARTNERS INC 15,602 16,678 6.90 610 672 10.16
2018‑08‑13 13F-HR Wealthcare Advisory Partners LLC 3,570 3,981 11.51 139 160 15.11
2018‑08‑14 13F-HR Point72 Asset Management, L.P. Call 250,000 10,078
2018‑08‑14 13F-HR Centaurus Financial, Inc. 4,025 14,096 250.21 157 568 261.78
2018‑08‑10 13F-HR Investors Research Corp 17,547 17,835 1.64 686 719 4.81
2018‑08‑02 13F-HR WHEATLAND ADVISORS INC 18,255 18,516 1.43 713 746 4.63
2018‑08‑14 13F-HR BARCLAYS PLC Put 66,900 190,100 184.16 2,614 7,663 193.15
2018‑07‑30 13F-HR WealthTrust Axiom LLC 10,549 10,649 0.95 412 429 4.13
2018‑07‑05 13F-HR CAPITAL INSIGHT PARTNERS, LLC 31,343 32,228 2.82 1,225 1,299 6.04
2018‑07‑31 13F-HR CWM, LLC 1,841 1,999 8.58 72 81 12.50
2018‑08‑02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 421 422 0.24 16 17 6.25
2018‑08‑09 13F-HR WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV 0 5,150 0 208
2018‑08‑10 13F-HR HAVERFORD TRUST CO 901,929 917,735 1.75 35,238 36,994 4.98
2018‑07‑24 13F-HR Aull & Monroe Investment Management Corp 23,030 23,791 3.30 900 959 6.56
2018‑07‑19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 25,671 25,933 1.02 1,003 1,045 4.19
2018‑07‑26 13F-HR Lenox Wealth Management, Inc. 175 241 37.71 6 10 66.67
2018‑08‑14 13F-HR Voya Financial Advisors, Inc. 36,301 44,608 22.88 1,430 1,765 23.43
2018‑07‑17 13F-HR Signature Wealth Management Group 70,023 73,508 4.98 2,736 2,963 8.30
2018‑08‑07 13F-HR GREENLEAF TRUST 13,131 19,190 46.14 513 774 50.88
2018‑08‑07 13F-HR Healthcare Value Capital, LLC 50,000 100,000 100.00 1,954 4,031 106.29
2018‑08‑02 13F-HR D.A. DAVIDSON & CO. 164,327 171,827 4.56 6,420 6,926 7.88
2018‑07‑17 13F-HR Legacy Financial Advisors, Inc. 601 914 52.08 24 38 58.33
2018‑08‑10 13F-HR Pacad Investment Ltd. 0 11,900 0 471
2018‑07‑11 13F-HR Pennsylvania Trust Co 26,450 27,450 3.78 1,033 1,106 7.07
2017‑07‑27 13F-HR Spot Trading L.l.c. Put 74,800 3,225
2018‑08‑08 13F-HR Point View Wealth Management, Inc. 11,592 12,133 4.67 453 489 7.95
2018‑08‑14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 0 7,600 0 306
2017‑04‑20 13F-HR Commonwealth Financial Services, LLC 5,486 5,497 0.20 212 230 8.49
2018‑08‑13 13F-HR Weil Company, Inc. 6,320 255
2018‑05‑11 13F-HR CITIGROUP INC Put 173,000 177,200 2.43 6,136 6,928 12.91
2018‑08‑14 13F-HR MORGAN STANLEY 3,023,503 3,615,525 19.58 118,129 145,742 23.38
2018‑08‑14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 16,461,309 16,676,833 1.31 643,143 672,243 4.52
2018‑07‑25 13F-HR ADVISOR PARTNERS LLC 9,161 13,303 45.21 358 536 49.72
2018‑04‑18 13F-HR Locust Wood Capital Advisers, LLC 0 662,130 0 25,869
2018‑08‑07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 152,400 6,143
2018‑08‑08 13F-HR INTRUST BANK NA 0 5,462 0 220
2018‑08‑15 13F-HR Pin Oak Investment Advisors Inc 651 653 0.31 25 26 4.00
2018‑07‑18 13F-HR Cornerstone Advisors, Inc. 240 496 106.67 9 20 122.22
2017‑08‑15 13F-HR Americafirst Quantitative Trust - Americafirst Defensive Growth & Income Portfolio, Series 2 6,934 299
2018‑05‑15 13F-HR We Are One Seven, Llc 939 2,677 185.09 33 105 218.18
2018‑08‑07 13F-HR Essex Financial Services, Inc. 7,719 7,935 2.80 302 320 5.96
2018‑08‑14 13F-HR BlueCrest Capital Management Ltd 0 211,462 0 8,524
2018‑08‑13 13F-HR BURNEY CO/ 0 6,764 0 273
2018‑07‑31 13F-HR Destination Wealth Management 67 600 795.52 3 24 700.00
2018‑02‑15 13F-HR Bb&t Investment Services, Inc. 21,822 25,765 18.07 890 905 1.69
2018‑08‑01 13F-HR WELLS FARGO & COMPANY/MN Put 159,700 360,400 125.67 309 339 9.71
2017‑04‑17 13F-HR Pinnacle Bank 1,295 55
2018‑08‑13 13F-HR MAVEN SECURITIES Ltd 0 17,000 0 696
2018‑07‑19 13F-HR EXANE DERIVATIVES Call 1,010 1,521 50.59 194,425 43,589 -77.58
2018‑05‑17 13F-HR McKinley Carter Wealth Services, Inc. 350 14
2018‑08‑14 13F-HR Gryphon Financial Partners Llc 155 205 32.26 6 8 33.33
2018‑08‑06 13F-HR TORONTO DOMINION BANK 3,150 4,600 46.03 123 186 51.22
2018‑08‑03 13F-HR FINANCIAL COUNSELORS INC 243,769 248,694 2.02 9,524 10,025 5.26
2018‑08‑07 13F-HR EAGLE ASSET MANAGEMENT INC 0 28,809 0 1,161
2018‑04‑24 13F-HR Rehmann Capital Advisory Group 0 4,371 0 171
2018‑08‑14 13F-HR HighTower Advisors, LLC 534,756 617,941 15.56 20,923 24,884 18.93
2018‑08‑10 13F-HR Aevitas Wealth Management, Inc. 726 731 0.69 28 29 3.57
2018‑07‑23 13F-HR Gilman Hill Asset Management, LLC 31,692 32,222 1.67 1,238 1,299 4.93
2018‑08‑14 13F-HR Parallax Volatility Advisers, L.P. Call 20,300 272,600 1,242.86 793 10,989 1,285.75
2018‑08‑13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 70,750 111,850 58.09 2,764 4,509 63.13
2017‑03‑16 13F-HR ISRAEL DISCOUNT BANK OF NEW YORK /GFN 200 8
2018‑08‑07 13F-HR Twin Tree Management, LP Call 0 3,700 0 149
2018‑07‑30 13F-HR Parallel Advisors, LLC 3,729 3,775 1.23 146 152 4.11
2018‑08‑10 13F-HR PHILADELPHIA TRUST CO 96,156 96,356 0.21 3,757 3,884 3.38
2018‑04‑12 13F-HR CITY HOLDING CO 46,619 48,277 3.56 1,653 1,886 14.10
2018‑08‑14 13F-HR Mariner Wealth Advisors, LLC 6,835 7,247 6.03 267 292 9.36
2018‑07‑23 13F-HR NAPLES GLOBAL ADVISORS, LLC 23,164 25,339 9.39 905 1,021 12.82
2018‑08‑01 13F-HR Crossvault Capital Management LLC 6,266 253
2018‑07‑30 13F-HR Trustcore Financial Services, Llc 1,928 2,022 4.88 75 81 8.00
2018‑08‑14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 654,213 654,937 0.11 25,560 26,400 3.29
2018‑07‑13 13F-HR guardian investment management 25,500 40,800 60.00 996 1,644 65.06
2018‑08‑13 13F-HR Peak Capital Management Llc 229 9
2018‑07‑20 13F-HR Lourd Capital, LLC 11,214 11,271 0.51 438 454 3.65
2018‑08‑14 13F-HR AE Wealth Management LLC 26,128 30,757 17.72 1,021 1,240 21.45
2018‑08‑14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 0 6,343 0 256
2018‑08‑07 13F-HR Kcs Wealth Advisory 16,887 17,584 4.13 660 709 7.42
2018‑08‑14 13F-HR Claraphi Advisory Network, Llc 7,401 11,213 51.51 289 452 56.40
2018‑08‑14 13F-HR SMITH, MOORE & CO. 10,096 12,303 21.86 394 496 25.89
2018‑07‑17 13F-HR CENTRAL BANK & TRUST CO 502 20
2018‑08‑02 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 22,550 24,415 8.27 881 984 11.69
2018‑08‑03 13F-HR Seacrest Wealth Management, Llc 13,733 14,583 6.19 537 588 9.50
2018‑08‑03 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 6,491 6,604 1.74 254 266 4.72
2018‑05‑11 13F-HR CITIGROUP INC Call 173,900 348,700 100.52 6,168 13,633 121.03
2018‑08‑14 13F-HR Northstar Wealth Partners LLC 42,787 42,937 0.35 1,671 1,730 3.53
2017‑08‑18 13F-HR WFG Advisors, LP 5,392 6,290 16.65 227 271 19.38
2018‑07‑27 13F-HR SHUFRO ROSE & CO LLC 8,977 9,650 7.50 351 389 10.83
2018‑08‑10 13F-HR Avestar Capital, Llc 306 399 30.39 9 14 55.56
2018‑07‑20 13F-HR Steward Partners Investment Advisory, Llc 80,685 84,507 4.74 3,152 3,406 8.06
2018‑07‑31 13F-HR Commonwealth Equity Services, Llc. 362,777 413,313 13.93 14,174 16,661 17.55
2018‑08‑03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 6,791 6,856 0.96 265 276 4.15
2018‑08‑10 13F-HR Amerivest Investment Management LLC 459 19
2018‑08‑14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 92,600 0 3,733
2018‑08‑14 13F-HR Jacobi Capital Management LLC 1,360 1,369 0.66 53 55 3.77
2018‑07‑27 13F-HR Eqis Capital Management, Inc. 34,161 42,413 24.16 1,335 1,710 28.09
2018‑08‑14 13F-HR BARCLAYS PLC 70,264 116,642 66.01 2,745 4,702 71.29
2018‑08‑14 13F-HR FRANKLIN RESOURCES INC 177,169 181,628 2.52 6,921 7,321 5.78
2018‑08‑14 13F-HR AllSquare Wealth Management LLC 5,900 6,162 4.44 231 248 7.36
2018‑05‑04 13F-HR Financial Gravity Companies, Inc. 274 329 20.07 10 13 30.00
2017‑08‑15 13F-HR 1st Global Advisors, Inc. 5,252 5,271 0.36 221 227 2.71
2018‑05‑09 13F-HR Elmwood Wealth Management, Inc. 138 5,392
2018‑08‑14 13F-HR JP Morgan Chase & Co 146,272 279,710 91.23 5,715 11,276 97.31
2018‑05‑14 13F-HR SRS Capital Advisors, Inc. 1,762 2,869 62.83 62 112 80.65
2018‑08‑14 13F-HR Jefferies Group LLC Call 0 10,500 0 423
2018‑08‑13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,241,217 2,442,358 8.97 87,564 98,451 12.43
2018‑07‑06 13F-HR Community Bank & Trust, Waco, Texas 6,245 7,502 20.13 244 302 23.77
2018‑08‑14 13F-HR Balentine LLC 405 920 127.16 16 37 131.25
2018‑08‑13 13F-HR Archford Capital Strategies, LLC 340 350 2.94 12 14 16.67
2018‑08‑07 13F-HR Marathon Capital Management 79,344 79,681 0.42 3,099 3,211 3.61
2018‑08‑07 13F-HR SG Americas Securities, LLC 131,187 166,706 27.08 5,125 6,720 31.12
2018‑08‑13 13F-HR Icon Wealth Partners, Llc 11,961 12,345 3.21 475 498 4.84
2018‑08‑14 13F-HR Cetera Investment Advisers 14,373 14,806 3.01 566 593 4.77
2018‑07‑19 13F-HR Ballentine Partners, LLC 12,270 17,607 43.50 479 710 48.23
2018‑08‑14 13F-HR LOGAN CAPITAL MANAGEMENT INC 37,612 38,406 2.11 1,469 1,548 5.38
2018‑07‑20 13F-HR Cornerstone Wealth Management, LLC 8,606 354,667 4,021.16 333 8,841 2,554.95
2018‑08‑07 13F-HR STRATEGY ASSET MANAGERS LLC 37,590 38,143 1.47 1,469 1,538 4.70
2018‑07‑13 13F-HR Minichmacgregor Wealth Management, Llc 350 491 40.29 13 19 46.15
2018‑08‑08 13F-HR Resource Management, Llc 6,028 7,277 20.72 236 293 24.15
2018‑08‑10 13F-HR WASHINGTON TRUST Co 1,928 77
2018‑07‑23 13F-HR Kiley Juergens Wealth Management, Llc 0 2,812 0 113
2018‑08‑14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 12,686 511
2018‑08‑02 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 1,121,240 1,124,121 0.26 43,807 45,313 3.44
2018‑08‑06 13F-HR Bank of New York Mellon Corp 5,702,371 5,974,190 4.77 222,793 240,820 8.09
2018‑08‑08 13F-HR Private Capital Group, Llc 3,889 4,587 17.95 154 186 20.78
2018‑08‑06 13F-HR Checchi Capital Advisers, LLC 21,596 25,998 20.38 844 1,048 24.17
2018‑08‑10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 159,151 170,872 7.36 6,218 6,888 10.78
2018‑08‑14 13F-HR Cullen Capital Management, LLC 16,275 364,530 2,139.82 636 7,360 1,057.23
2017‑05‑15 13F-HR Lebenthal Asset Management, LLC 0 14,862 0 388
2018‑07‑24 13F-HR WETHERBY ASSET MANAGEMENT INC 27,398 34,752 26.84 1,070 1,401 30.93
2018‑08‑14 13F-HR Bridgeworth, LLC 99 3
2018‑08‑14 13F-HR JOHNSON INVESTMENT COUNSEL INC 16,585 16,798 1.28 647 677 4.64
2018‑07‑26 13F-HR Moloney Securities Asset Management, LLC 30,403 30,849 1.47 1,188 1,244 4.71
2018‑07‑09 13F-HR Capital Investment Advisors, LLC 8,157 8,253 1.18 319 333 4.39
2017‑05‑16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 5,035 214
2018‑08‑14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 182,602 211,177 15.65 7,134 8,512 19.32
2018‑08‑07 13F-HR ROFFMAN MILLER ASSOCIATES INC /PA/ 5,675 5,677 0.04 222 229 3.15
2018‑07‑17 13F-HR JNBA Financial Advisors 324 327 0.93 13 13 0.00
2018‑08‑14 13F-HR Natixis 18,182 21,921 20.56 701 884 26.11
2018‑08‑13 13F-HR WEALTHSOURCE PARTNERS, LLC 6,296 6,492 3.11 246 262 6.50
2018‑08‑10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 1,000 987,832 98,683.20 20 39,820 199,000.00
2018‑07‑11 13F-HR TNB Financial 35,229 37,895 7.57 1,376 1,527 10.97
2018‑08‑02 13F-HR Secrest Blakey & Associates, Llc 4,992 204
2018‑08‑14 13F-HR BOWEN HANES & CO INC 13,390 13,476 0.64 523 543 3.82
2018‑08‑09 13F-HR KWMG, LLC 214 9
2018‑08‑13 13F-HR Sequoia Financial Advisors, LLC 8,000 8,180 2.25 313 330 5.43
2018‑08‑14 13F-HR FIRST FOUNDATION ADVISORS 11,608 11,714 0.91 454 472 3.96
2018‑08‑13 13F-HR MML INVESTORS SERVICES, LLC 83,413 85,324 2.29 3,259 3,439 5.52
2018‑08‑14 13F-HR 1832 Asset Management L.P. 715 817 14.27 28 33 17.86
2017‑02‑15 13F-HR OLD MISSION CAPITAL, LLC 127,672 4,917
2018‑07‑26 13F-HR TCI Wealth Advisors, Inc. 16,706 16,821 0.69 653 678 3.83
2018‑08‑08 13F-HR ALERUS FINANCIAL NA 23,823 960
2018‑07‑11 13F-HR Gierl Augustine Investment Management Inc 2,084 2,087 0.14 81 84 3.70
2018‑08‑01 13F-HR Kovack Advisors, Inc. 18,547 19,392 4.56 725 782 7.86
2018‑03‑16 13F-HR Aurora Financial Advisors, Llc 7,536 267
2018‑07‑06 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 21,283 21,729 2.10 864 885 2.43
2018‑08‑10 13F-HR INGALLS & SNYDER LLC 52,819 53,464 1.22 2,064 2,155 4.41
2018‑08‑10 13F-HR Cutler Group LP Call 5,500 7,000 27.27 11 11 0.00
2017‑04‑14 13F-HR Integrated Wealth Management 0 4,941 0 208
2018‑05‑09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 1,455 0 57
2018‑07‑18 13F-HR TOMPKINS FINANCIAL CORP 0 622 0 25
2018‑07‑16 13F-HR CHEMUNG CANAL TRUST CO 0 78,097 0 3,148
2018‑08‑14 13F-HR Freestone Capital Holdings, LLC 268,601 280,554 4.45 10,494 11,309 7.77
2018‑08‑14 13F-HR Greytown Advisors Inc. 34,875 35,107 0.67 1,381 1,430 3.55
2018‑08‑07 13F-HR Landaas & Co /wi /adv 0 113 0 5
2018‑08‑10 13F-HR Institute for Wealth Management, LLC. 30,812 34,037 10.47 1,234 1,370 11.02
2018‑07‑27 13F-HR PALLADIUM PARTNERS LLC 6,951 8,083 16.29 272 326 19.85
2018‑07‑23 13F-HR CAPROCK Group, Inc. 5,426 6,264 15.44 216 256 18.52
2018‑08‑14 13F-HR Premier Asset Managment LLC 38,890 40,315 3.66 1,519 1,625 6.98
2018‑07‑30 13F-HR Winthrop Partners - Wny, Llc 10,424 12,389 18.85 419,982 499,400 18.91
2018‑05‑11 13F-HR Argent Trust Co 27,124 27,199 0.28 962 1,063 10.50
2018‑08‑14 13F-HR DEUTSCHE BANK AG\ 206,633 2,021,388 878.25 8,069 81,479 909.78
2018‑07‑25 13F-HR BESSEMER GROUP INC 16,352 18,506 13.17 640 746 16.56
2018‑07‑27 13F-HR Community Financial Services Group, LLC 130,987 134,077 2.36 5,118 5,404 5.59
2017‑05‑01 13F-HR Spot Trading L.L.C Call 13,600 28,000 105.88 524 1,180 125.19
2018‑08‑13 13F-HR VAN ECK ASSOCIATES CORP 336,007 343,429 2.21 13,128 13,844 5.45
2018‑08‑09 13F-HR Sawtooth Asset Management, Inc. 25,002 25,604 2.41 977 1,033 5.73
2018‑08‑14 13F-HR Schafer Cullen Capital Management Inc 79,151 1,754,039 2,116.07 1,548 70,705 4,467.51
2018‑08‑13 13F-HR Global Retirement Partners, Llc 1,423 2,136 50.11 56 86 53.57
2018‑08‑14 13F-HR BRYN MAWR TRUST Co 19,588 19,916 1.67 766 802 4.70
2017‑05‑01 13F-HR Spot Trading L.L.C 0 19,076 0 804
2018‑07‑19 13F-HR Ballast, Inc. 4,933 201
2018‑07‑31 13F-HR Ariel Capital Advisors, LLC 0 435 0 18
2018‑08‑14 13F-HR Eversept Partners, Llc 226,584 252,584 11.47 8,948 10,315 15.28
2018‑07‑12 13F-HR RDL FINANCIAL INC 32,187 34,015 5.68 1,258 1,371 8.98
2018‑08‑14 13F-HR NGAM ADVISORS, L.P. 525,443 21,180
2018‑08‑15 13F-HR Verition Fund Management LLC 0 5,233 0 211
2018‑08‑01 13F-HR ASSETMARK, INC 394 403 2.28 15 16 6.67
2018‑08‑10 13F-HR EATON VANCE MANAGEMENT 74,878 1,283,678 1,614.36 2,925 51,745 1,669.06
2018‑08‑14 13F-HR GUGGENHEIM CAPITAL LLC 154,102 155,008 0.59 6,021 6,249 3.79
2018‑08‑09 13F-HR Waldron, LP 0 5,000 0 201
2018‑07‑30 13F-HR PARK AVENUE SECURITIES LLC 7,441 15,025 101.92 289 603 108.65
2018‑08‑09 13F-HR Private Advisor Group, LLC 29,874 66,742 123.41 1,167 2,681 129.73
2018‑08‑13 13F-HR SPHERA FUNDS MANAGEMENT LTD. 500,000 765,000 53.00 19,535 30,837 57.86
2017‑05‑10 13F-HR Concert Wealth Management Inc. 9,490 10,100 6.43 372 395 6.18
2018‑07‑27 13F-HR CULLEN/FROST BANKERS, INC. 19,634 20,097 2.36 767 810 5.61
2017‑01‑13 13F-HR MetLife Securities, Inc 54,883 58,994 7.49 2,367 2,272 -4.01
2018‑08‑14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 1,510,700 1,707,000 12.99 59,023 68,809 16.58
2018‑08‑14 13F-HR GV Financial Advisors 390 687 76.15 15 28 86.67
2018‑07‑30 13F-HR Aperio Group, LLC 654,964 793,210 21.11 25,589 31,974 24.95
2018‑07‑26 13F-HR OLD NATIONAL BANCORP /IN/ 15,494 17,031 9.92 605 686 13.39
2018‑08‑09 13F-HR Zions Bancorporation 0 42,998 0 1,734
2018‑08‑15 13F-HR Lake Street Advisors Group, Llc 5,231 5,561 6.31 204 224 9.80
2018‑08‑13 13F-HR Renaissance Technologies LLC 8,112,800 316,967
2018‑08‑08 13F-HR Providence Capital Advisors, Llc 21,491 21,943 2.10 840 885 5.36
2018‑07‑24 13F-HR Janney Montgomery Scott LLC 360,816 360,942 0.03 14,097 14,550 3.21
2018‑08‑14 13F-HR AVALON ADVISORS, LLC 34,755 452,051 1,200.68 1,233 18,223 1,377.94
2018‑07‑30 13F-HR SIMPLEX TRADING, LLC Put 258 264 2.33 25 1,064 4,156.00
2018‑08‑06 13F-HR Sonora Investment Management, LLC 220 275 25.00 8,595 11 -99.87
2018‑05‑11 13F-HR HSBC HOLDINGS PLC 75,678 177,433 134.46 2,684 6,932 158.27
2018‑08‑09 13F-HR Lucia Wealth Services, Llc 675 937 38.81 26 38 46.15
2018‑08‑13 13F-HR River Wealth Advisors LLC 0 1,687 0 68
2018‑08‑13 13F-HR Wallace Capital Management Inc. 215,161 221,428 2.91 8,406 8,926 6.19
2018‑08‑10 13F-HR ENVESTNET ASSET MANAGEMENT INC 192,555 202,576 5.20 7,530 8,165 8.43
2018‑08‑15 13F-HR Cozad Asset Management Inc 14,866 599
2018‑08‑14 13F-HR Hilltop Holdings Inc. 27,869 28,959 3.91 1,088 1,168 7.35
2018‑08‑10 13F-HR M&T BANK CORP 240,921 245,539 1.92 9,413 9,898 5.15
2018‑07‑05 13F-HR First Financial Bank, N.A. - Trust Division 8,390 338
2018‑05‑15 13F-HR Iguana Healthcare Management, LLC 30,000 60,000 100.00 1,064 2,344 120.30
2018‑07‑30 13F-HR Raymond James Financial Services Advisors, Inc. 199,585 261,744 31.14 7,798 10,551 35.30
2018‑08‑13 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 0 5,000 0 202
2018‑08‑08 13F-HR Brand Asset Management Group, Inc. 113 5
2018‑08‑14 13F-HR Financial Gravity Wealth, Inc. 329 337 2.43 13 14 7.69
2018‑08‑14 13F-HR Cubist Systematic Strategies, LLC 10,654 51,671 384.99 416 2,083 400.72
2018‑08‑14 13F-HR One Wealth Advisors, Llc 0 0 0 0
2018‑08‑04 13F-HR BANK OF HAWAII 38,208 44,200 15.68 1,493 1,782 19.36
2018‑05‑23 13F-HR Bdo Wealth Advisors, Llc 0 24 0 1
2018‑08‑02 13F-HR Adviser Investments LLC 3,000 3,100 3.33 117 125 6.84
2018‑08‑10 13F-HR CHARTER TRUST CO 85,636 85,785 0.17 3,346 3,458 3.35
2018‑08‑13 13F-HR Camelot Portfolios, LLC 8,093 18,781 132.06 801 757 -5.49
2017‑04‑07 13F-HR CT Financial Advisors LLC 5,411 5,416 0.09 208,378 228,324 9.57
2018‑07‑19 13F-HR Bigelow Investment Advisors, Llc 5,150 208
2018‑08‑14 13F-HR MILLENNIUM MANAGEMENT LLC 681,667 807,171 18.41 26,633 32,537 22.17
2018‑07‑26 13F-HR BB&T CORP 206,360 214,163 3.78 8,062 8,633 7.08
2018‑08‑09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 40,870 0 1,647
2017‑08‑04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 37 2

Related Articles

RNVA: Rennova Health Analysis and Research Report

2018-08-18 - Asif

Business overview Rennova Health, Inc. (together with its subsidiaries, “Rennova”, “we” or the “Company”) is a provider of an expanding group of health care services for healthcare providers, patients and individuals. Beginning in 2018, the Company intends to focus on and operate two synergistic divisions: 1) Clinical diagnostics through its clinical laboratories; and 2) Hospital operations through its Big South Fork Medical Center, which opened on August 8, 2017, and a hospital in Jamestown Tennessee, including a doctor’s practice, the assets of which the company expect to acquire in the second quarter of 2018, pursuant to the terms of a definitive asset purchase agreement that the company entered into on January 31, 2018, as more fully discussed below. The company believe that its approach will produce a more sustainable business model and the capture of multiple revenue streams from medical providers, patients and hospital services. Management determined that because Big So...

BLDP: Ballard Power Systems Analysis and Research Report

2018-08-13 - Asif

Core Business At Ballard, Ballard Power Systems is building a clean energy growth company. Ballard Power Systems is recognized as a world leader in proton exchange membrane (“PEM”) fuel cell power system development and commercialization. The company's principal business is the design, development, manufacture, sale and service of PEM fuel cell products for a variety of applications, focusing on its power product markets of Heavy-Duty Motive (consisting of bus, truck, rail and marine applications), Portable Power, Material Handling and Backup Power, as well as the delivery of Technology Solutions, including engineering services, technology transfer, and the license and sale of its extensive intellectual property portfolio and fundamental knowledge for a variety of fuel cell applications. A fuel cell is an environmentally clean electrochemical device that combines hydrogen fuel with oxygen (from the air) to produce electricity. The hydrogen fuel can be obtained from natural g...

MARA: Marathon Patent Group Analysis and Research Report

2018-08-13 - Asif

Overview Marathon Patent Group was incorporated in the State of Nevada on February 23, 2010 under the name Verve Ventures, Inc. On December 7, 2011, the company changed its name to American Strategic Minerals Corporation and were engaged in exploration and potential development of uranium and vanadium minerals business. In June 2012, the company discontinued its minerals business and began to invest in real estate properties in Southern California. In October 2012, the company discontinued its real estate business when its former CEO joined the firm and the company commenced its IP licensing operations, at which time the Company’s name was changed to Marathon Patent Group, Inc. On November 1, 2017, the company entered into a merger agreement with Global Bit Ventures, Inc. (“GBV”), which is focused on mining digital assets. Marathon Patent Group has since purchased its cryptocurrency mining machines and established a data center in Canada to mine digital assets. Following the me...

CUSIP: 37733W105