SecurityETP / Energy Transfer Partners, L.P.
IndustryNatural Gas Transmission
Institutional Buyers263
Opened Positions20
Related 29273RAK5 / Energy Tran Ptnr 9.7% Senior Notes 03/15/19
29273RAB5 / Energy Transfer 5.95% Senior Notes 2/1/15
29273RAE9 / Energy Transfer 6.125% Senior Notes 2/15/17
29273RAF6 / Energy Transfer 6.625% Senior Notes 10/15/36
29273RAS8 / Energy Transfer Partners 3.60% 02/01/23
29273RAN9 / Energy Transfer Partners 4.65% 06/01/21
29273RAQ2 / Energy Transfer Partners 5.2% Senior Notes 02/01/22
29273RAP4 / Energy Transfer Partners 6.05% 06/01/41
29273RAR0 / Energy Transfer Partners 6.50% Senior Notes 02/01/42
29273RAH2 / Energy Transfer Partners 6.7% Senior Notes 7/1/18
29273RAG4 / Energy Transfer Partners 6% Senior Notes 7/1/13
29273RAJ8 / Energy Transfer Partners 7.5% Senior Notes 7/1/38
29273RAL3 / Energy Transfer Partners 8.50% Senior Notes 04/15/14
29273RAM1 / Energy Transfer Partners 9.0% Senior Notes 04/15/19
ETP.PRD / Energy Transfer Partners, L.P.
ETP.PRC / Energy Transfer Partners, L.P. Series C Fixed-to-Floating Rate Cumulative Redeemable Perpetual Prefe

Institutional and Fund Ownership - Buyers

Major holders that have opened new positions in ETP / Energy Transfer Partners, L.P. include Energy Income Partners, LLC, Renaissance Technologies LLC, Crabel Capital Management, Llc, Pioneer Investment Management Inc, Bank Of America Corp /de/, Pentwater Capital Management LP, Charles Schwab Investment Advisory, Inc., Caption Management, Llc, Marathon Trading Investment Management LLC, Spot Trading L.L.C, Marathon Trading Investment Management LLC, Fore Research & Management, LP, Fore Research & Management, LP, Ibex Wealth Advisors, Hoylecohen, Llc, Spot Trading L.L.C, Mpi Investment Management, Inc., Clal Insurance Enterprises Holdings Ltd, Arrow Investment Advisors, LLC, and Spot Trading L.l.c..

This page shows changes in the ownership structure by listing institutions, funds, and major shareholders that have increased their holdings or opened new positions in the last reporting period. Green rows indicate new positions. Click the link icon to see the full transaction history.

File DateFormInvestor Option Prev Shares Shares Change
(Percent)
Prev Value
(x$1000)
Current Value (x$1000) Change
(Percent)
2018‑08‑13 13F-HR Westside Investment Management, Inc. 750 850 13.33 12,112 15,957 31.75
2018‑08‑06 13F-HR Hoylecohen, Llc 39,470 752
2018‑08‑15 13F-HR Lake Street Advisors Group, Llc 16,930 55,880 230.06 275 1,064 286.91
2018‑07‑25 13F-HR/A NWAM LLC 16,602 25,084 51.09 269 478 77.70
2018‑08‑01 13F-HR Salient Private Client, Llc 2,084,269 2,308,565 10.76 33,807 43,955 30.02
2018‑08‑14 13F-HR Sound Income Strategies, Llc 550 10
2018‑08‑13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 0 815,381 0 15,525
2018‑08‑07 13F-HR SG Americas Securities, LLC 33,921 237,818 601.09 550 4,528 723.27
2018‑08‑09 13F-HR Charles Schwab Investment Advisory, Inc. 309,613 5,895
2017‑02‑10 13F-HR BlackRock Advisors LLC 600,620 988,883 64.64 17,064 23,753 39.20
2018‑08‑08 13F-HR Cypress Capital Management LLC (WY) 300 14,650 4,783.33 6,117 279 -95.44
2018‑08‑10 13F-HR Cambridge Investment Research Advisors, Inc. 152,014 154,441 1.60 2,466 2,941 19.26
2018‑08‑07 13F-HR Dynamic Advisors Solutions LLC 26,037 28,899 10.99 422 550 30.33
2018‑08‑09 13F-HR FRONTIER INVESTMENT MGMT CO 490,691 526,114 7.22 7,959,008 10,017 -99.87
2018‑08‑10 13F-HR Krasney Financial LLC 749 1,784 138.18 12 34 183.33
2018‑07‑11 13F-HR RAYMOND JAMES TRUST N.A. 19,772 22,588 14.24 320 430 34.38
2018‑05‑11 13F-HR HSBC HOLDINGS PLC 4,505,772 6,337,573 40.65 80,743 102,795 27.31
2018‑08‑07 13F-HR Good Life Advisors, LLC 20,756 21,494 3.56 336 410 22.02
2018‑08‑01 13F-HR WELLS FARGO & COMPANY/MN Call 0 50,000 0 45
2018‑08‑01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 788,500 898,500 13.95 12,789 17,107 33.76
2018‑08‑14 13F-HR Capital Bank & Trust Co 925 18
2018‑07‑27 13F-HR Citizens Financial Group Inc/RI 100 2
2018‑08‑13 13F-HR BP Capital Fund Advisors, LLC 447,043 492,177 10.10 7,251 9,371 29.24
2018‑07‑11 13F-HR Pennsylvania Trust Co 25,399 29,681 16.86 412 565 37.14
2018‑08‑09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 1,025 20
2018‑05‑16 13F-HR Laurel Wealth Advisors, Inc. 0 11,283 0 183
2018‑08‑14 13F-HR Freestone Capital Holdings, LLC 405,641 412,793 1.76 6,580 7,860 19.45
2018‑08‑13 13F-HR HAP Trading, LLC Put 222,100 279,800 25.98 274 91 -66.79
2018‑08‑14 13F-HR CUSHING ASSET MANAGEMENT, LP 12,711,755 12,901,771 1.49 206,185 245,650 19.14
2018‑08‑10 13F-HR ENVESTNET ASSET MANAGEMENT INC 14,279 15,680 9.81 242 298 23.14
2018‑08‑16 13F-HR Global X Management CO LLC 4,743,290 5,244,411 10.56 76,936 99,854 29.79
2018‑08‑14 13F-HR BANK OF AMERICA CORP /DE/ Call 545,000 10,377
2018‑07‑30 13F-HR Aperio Group, LLC 25,087 478
2018‑08‑09 13F-HR CIBC Asset Management Inc 39,160 41,161 5.11 635 784 23.46
2018‑08‑13 13F-HR GROUP ONE TRADING, L.P. Put 316,700 512,400 61.79 5,137 9,756 89.92
2018‑07‑24 13F-HR BALDWIN BROTHERS INC/MA 51,394 62,619 21.84 834 1,192 42.93
2018‑08‑13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 582,760 11,096
2018‑07‑26 13F-HR Hodges Capital Management Inc. 18,203 18,336 0.73 295 349 18.31
2018‑07‑17 13F-HR Kistler-Tiffany Companies, LLC 14,357 14,632 1.92 233 279 19.74
2018‑08‑02 13F-HR FIRST TRUST ADVISORS LP 0 416,979 0 7,939
2018‑08‑14 13F-HR Botty Investors LLC 43,251 46,060 6.49 702 877 24.93
2018‑07‑30 13F-HR/A Virtu Financial LLC 76,027 137,946 81.44 1,233 2,627 113.06
2018‑08‑07 13F-HR TORTOISE INDEX SOLUTIONS, LLC 139,578 161,320 15.58 2,264 3,072 35.69
2018‑05‑15 13F-HR National Asset Management, Inc. 10,838 14,175 30.79 195 231 18.46
2018‑08‑14 13F-HR AMERIPRISE FINANCIAL INC 214,320 221,202 3.21 3,528 4,212 19.39
2017‑08‑14 13F-HR Fore Research & Management, LP Put 60,000 1,223
2018‑08‑13 13F-HR WEXFORD CAPITAL LP 324,535 543,808 67.57 5,264 10,354 96.69
2017‑05‑01 13F-HR Spot Trading L.L.C Put 85,800 2,095
2018‑07‑27 13F-HR PALLADIUM PARTNERS LLC 24,768 472
2018‑07‑25 13F-HR BESSEMER GROUP INC 1,612 2,976 84.62 26 56 115.38
2018‑08‑14 13F-HR FIFTH THIRD BANCORP 2,005 3,905 94.76 33 74 124.24
2018‑08‑10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50,956 52,246 2.53 827 995 20.31
2018‑08‑08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 101,440 113,619 12.01 1,645 2,163 31.49
2018‑07‑03 13F-HR PRIVATE TRUST CO NA 11,630 13,880 19.35 188 264 40.43
2018‑08‑14 13F-HR FAYEZ SAROFIM & CO 13,650 15,409 12.89 221 293 32.58
2018‑08‑10 13F-HR GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 55,186 62,461 13.18 895 1,190 32.96
2018‑07‑24 13F-HR Perella Weinberg Partners Capital Management LP 145,132 1,278,544 780.95 2,402 24,343 913.45
2018‑08‑14 13F-HR Pentwater Capital Management LP Put 465,400 8,861
2018‑08‑14 13F-HR CREDIT SUISSE AG/ 8,348,260 8,596,524 2.97 135,410 163,678 20.88
2018‑08‑14 13F-HR Jacobi Capital Management LLC 4,633 4,708 1.62 75 90 20.00
2018‑04‑24 13F-HR Rehmann Capital Advisory Group 761 12
2018‑08‑14 13F-HR Walleye Trading LLC 331,214 448,308 35.35 5,372 8,536 58.90
2018‑08‑02 13F-HR D.A. DAVIDSON & CO. 37,046 38,218 3.16 601 728 21.13
2018‑08‑08 13F-HR Independent Advisor Alliance 40,845 41,439 1.45 660 789 19.55
2018‑07‑25 13F-HR JJJ Advisors Inc. 5
2018‑07‑17 13F-HR CENTRAL BANK & TRUST CO 750 14
2018‑05‑07 13F-HR Strategic Wealth Advisors Group,Inc. 140,368 141,602 0.88 2,515 2,296 -8.71
2018‑08‑15 13F-HR/A TIEDEMANN WEALTH MANAGEMENT, LLC 36,632 371,652 914.56 594 7,076 1,091.25
2018‑08‑14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 0 1,432 0 27,265
2017‑01‑13 13F-HR MetLife Securities, Inc 9,516 10,324 8.49 271 248 -8.49
2018‑08‑07 13F-HR Landaas & Co /wi /adv 0 149 0 3
2018‑08‑14 13F-HR CNH PARTNERS LLC 52,083 54,600 4.83 845 1,040 23.08
2018‑08‑14 13F-HR Point72 Asset Management, L.P. Call 4,981,800 7,476,800 50.08 80,805 142,358 76.17
2018‑05‑11 13F-HR CITIGROUP INC Put 170,600 215,800 26.49 3,057 3,500 14.49
2018‑07‑24 13F-HR Squar Milner Financial Services Llc 6,027 115
2018‑08‑13 13F-HR ProVise Management Group, LLC 14,392 274
2018‑08‑14 13F-HR Financial Gravity Wealth, Inc. 188 199 5.85 3 5 66.67
2018‑07‑31 13F-HR Destination Wealth Management 9,041 9,936 9.90 147 189 28.57
2017‑01‑23 13F-HR CenterStar Fund, LLC Put 68
2018‑08‑14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 13,651 13,667 0.12 220 260 18.18
2018‑08‑02 13F-HR/A ALPS ADVISORS INC 50,110,104 52,995,008 5.76 812,786 1,009,025 24.14
2018‑08‑14 13F-HR GUGGENHEIM CAPITAL LLC 40,352 85,672 112.31 655 1,631 149.01
2018‑07‑19 13F-HR MYCIO WEALTH PARTNERS, LLC 15,576 16,540 6.19 253 315 24.51
2018‑08‑16 13F-HR/A Franklin Square Holdings, L.P. 85,700 108,100 26.14 1,390 2,058 48.06
2018‑08‑03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 12,311,639 12,644,453 2.70 199,695 240,750 20.56
2018‑07‑30 13F-HR State of New Jersey Common Pension Fund D 1,438,950 1,630,250 13.29 23,340 31,040 32.99
2018‑07‑27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 3,694 3,967 7.39 60 76 26.67
2018‑08‑07 13F-HR ASSOCIATED BANC-CORP 55,650 55,750 0.18 902 1,062 17.74
2018‑08‑13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,458,627 1,598,608 9.60 23,659 30,437 28.65
2018‑08‑03 13F-HR Arrow Investment Advisors, LLC 29,556 563
2018‑08‑14 13F-HR Jefferies Group LLC 1,100 5,558 405.27 18 106 488.89
2018‑08‑10 13F-HR Cutler Group LP Put 27,300 53,300 95.24 53 43 -18.87
2018‑08‑06 13F-HR ADELL HARRIMAN & CARPENTER INC 149,996 155,550 3.70 2,432,934 2,961,670 21.73
2018‑08‑14 13F-HR KINGS POINT CAPITAL MANAGEMENT 12,699 14,478 14.01 206 276 33.98
2018‑05‑11 13F-HR CITIGROUP INC Call 248,750 449,100 80.54 4,457 7,285 63.45
2018‑08‑08 13F-HR FDx Advisors, Inc. 25,501 28,396 11.35 414 541 30.68
2018‑08‑13 13F-HR CAPTRUST FINANCIAL ADVISORS 31,685 34,285 8.21 512 653 27.54
2018‑08‑10 13F-HR FMR LLC / Fidelity 1,035,980 1,419,230 36.99 16,804 27,022 60.81
2018‑07‑20 13F-HR Steward Partners Investment Advisory, Llc 52,596 69,706 32.53 853 1,327 55.57
2018‑08‑14 13F-HR BRYN MAWR TRUST Co 0 16,833 0 320
2018‑08‑07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 398 0 8
2018‑08‑10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 597,117 609,704 2.11 9,684 11,610 19.89
2018‑02‑14 13F-HR TPH Asset Management, LLC 1,157,846 1,206,543 4.21 21,177 21,621 2.10
2018‑08‑10 13F-HR STEPHENS INC /AR/ 700,400 721,936 3.07 11,360 13,746 21.00
2018‑08‑08 13F-HR First Allied Advisory Services, Inc. 50,908 52,248 2.63 826 996 20.58
2018‑08‑13 13F-HR HAP Trading, LLC 292,614 371,721 27.03 4,746 7,078 49.14
2018‑07‑09 13F-HR CENTRAL TRUST Co 24 18 -25.00
2018‑08‑14 13F-HR Claraphi Advisory Network, Llc 13,550 15,190 12.10 220 289 31.36
2018‑08‑03 13F-HR SOUTH STATE Corp 0 15,847 0 302
2018‑07‑30 13F-HR Regal Wealth Group, Inc. 127 130 2.36 2 2 0.00
2018‑08‑14 13F-HR Weiss Multi-Strategy Advisers LLC 100,000 110,000 10.00 1,622 2,094 29.10
2018‑05‑09 13F-HR OPTIMUM INVESTMENT ADVISORS 5,751 93
2018‑08‑07 13F-HR TORTOISE CAPITAL ADVISORS, L.L.C. 39,524,695 41,992,731 6.24 641,091 799,542 24.72
2018‑08‑08 13F-HR Crabel Capital Management, Llc 1,330,000 25,323
2018‑08‑14 13F-HR Clearbridge Investments, LLC 15,544,380 16,624,613 6.95 252,130 316,533 25.54
2018‑08‑15 13F-HR JANE STREET GROUP, LLC 372,078 435,155 16.95 6,035 8,285 37.28
2018‑07‑16 13F-HR Live Your Vision, LLC 301 303 0.66 5 6 20.00
2018‑08‑08 13F-HR US BANCORP \DE\ 201,134 208,789 3.81 3,262 3,976 21.89
2018‑08‑10 13F-HR Avestar Capital, Llc 2,108 3,154 49.62 32 58 81.25
2018‑08‑13 13F-HR McGowan Group Asset Management, Inc. 20,467 20,911 2.17 332 398 19.88
2018‑08‑14 13F-HR Rafferty Asset Management, LLC 120,382 121,306 0.77 1,953 2,310 18.28
2018‑08‑10 13F-HR Cutler Group LP 0 2,942 0 56
2018‑08‑08 13F-HR SEGALL BRYANT & HAMILL, LLC 23,532 25,168 6.95 382 479 25.39
2018‑08‑14 13F-HR PEAK6 Investments, L.P. Call 309,300 397,800 28.61 5,017 7,574 50.97
2018‑07‑17 13F-HR Sippican Capital Advisors 31,294 32,189 2.86 508 613 20.67
2018‑07‑23 13F-HR TOTH FINANCIAL ADVISORY CORP 870 896 2.99 14 17 21.43
2018‑08‑13 13F-HR SPRING CREEK CAPITAL LLC 15,704 299
2018‑08‑14 13F-HR Castleton Investment Management LLC 0 175,000 0 3,332
2018‑07‑09 13F-HR Centerstar Asset Management, Llc 52 29 -44.23
2018‑08‑14 13F-HR Energy Income Partners, LLC 3,983,505 75,846
2018‑08‑13 13F-HR River Wealth Advisors LLC 1,050 20
2018‑08‑10 13F-HR Cutler Group LP Call 302,000 329,100 8.97 46 46 0.00
2018‑08‑14 13F-HR Gryphon Financial Partners Llc 6,045 6,218 2.86 98 118 20.41
2018‑07‑23 13F-HR CHICKASAW CAPITAL MANAGEMENT LLC 9,650,947 9,698,579 0.49 156,538 184,661 17.97
2018‑08‑08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 18,623 19,677 5.66 302 375 24.17
2018‑08‑09 13F-HR D'Orazio & Associates, Inc. 69 1 1 0.00
2018‑08‑14 13F-HR AVALON ADVISORS, LLC 60,859 124,937 105.29 1,091 2,379 118.06
2018‑04‑24 13F-HR McAdam, LLC 840 14
2018‑08‑09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 590,504 803,041 35.99 9,578 15,290 59.64
2018‑04‑27 13F-HR Chicago Partners Investment Group LLC 482,222 488,806 1.37 8,641 7,928 -8.25
2018‑08‑14 13F-HR JP Morgan Chase & Co Call 280,000 657,500 134.82 4,542 12,519 175.63
2018‑08‑14 13F-HR Natixis 1,356,700 1,940,400 43.02 21,301 36,945 73.44
2018‑08‑15 13F-HR Bruderman Asset Management, LLC 1,724 1,770 2.67 28 34 21.43
2018‑07‑27 13F-HR SUMMIT SECURITIES GROUP, LLC 10,101 37,000 266.30 164 704 329.27
2018‑08‑14 13F-HR/A CITADEL ADVISORS LLC Call 384,300 653,100 69.95 6,233 12,435 99.50
2018‑08‑15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2,540,329 2,701,254 6.33 41,204 51,432 24.82
2018‑08‑02 13F-HR JENNISON ASSOCIATES LLC 1,077,089 1,104,922 2.58 17,470 21,038 20.42
2017‑01‑23 13F-HR CenterStar Fund, LLC 459
2018‑08‑13 13F-HR Wealthcare Advisory Partners LLC 924 18
2018‑08‑08 13F-HR SFMG, LLC 20,811 24,943 19.85 338 475 40.53
2018‑08‑10 13F-HR WASHINGTON TRUST Co 3,306 63
2018‑07‑13 13F-HR Stokes Capital Advisors, Llc 64,743 65,293 0.85 1,050 1,243 18.38
2018‑08‑14 13F-HR Moors & Cabot, Inc. 135,467 144,580 6.73 2,197 2,755 25.40
2018‑08‑13 13F-HR BOKF, NA 38,055 41,677 9.52 618 793 28.32
2018‑08‑01 13F-HR NuWave Investment Management, LLC 0 7,534 0 144
2018‑08‑14 13F-HR GOLDMAN SACHS GROUP INC Call 358,350 553,050 54.33 5,812 10,530 81.18
2018‑08‑14 13F-HR Marathon Trading Investment Management LLC Put 75,000 1,428
2018‑08‑14 13F-HR SUNTRUST BANKS INC 97,309 104,529 7.42 1,577 1,989 26.13
2018‑08‑14 13F-HR HighTower Advisors, LLC 390,071 469,894 20.46 6,319 8,954 41.70
2018‑08‑14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 1,234 2,350
2018‑08‑16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 14,581 16,260 11.51 237 310 30.80
2018‑07‑06 13F-HR Xr Securities Llc Put 22,800 5
2018‑08‑08 13F-HR Salient Capital Advisors, LLC 10,332,186 10,733,318 3.88 167,588 204,362 21.94
2018‑08‑13 13F-HR Veritable, L.P. 373,320 385,604 3.29 6,055 7,342 21.26
2018‑08‑10 13F-HR Ferris Capital, Llc 22,946 39,631 72.71 372 755 102.96
2018‑07‑10 13F-HR CUMBERLAND ADVISORS INC 0 428 0 8
2018‑08‑13 13F-HR Covington Capital Management 7 8 14.29
2018‑07‑19 13F-HR Searle & Co. 11,220 12,246 9.14 182 233 28.02
2017‑05‑01 13F-HR Spot Trading L.L.C 0 16,344 0 399
2018‑08‑06 13F-HR Bank of New York Mellon Corp 181,449 190,281 4.87 2,944 3,623 23.06
2018‑08‑14 13F-HR Wellington Management Group LLP 70,706 189,252 167.66 1,147 3,603 214.12
2018‑02‑16 13F-HR/A Commonwealth Equity Services, Inc 290,837 300,029 3.16 5,930 5,488 -7.45
2018‑08‑06 13F-HR HL FINANCIAL SERVICES LLC 15,893 16,381 3.07 258 312 20.93
2018‑07‑30 13F-HR BEACH INVESTMENT COUNSEL INC/PA 17,084 28,774 68.43 277 548 97.83
2017‑08‑14 13F-HR Fore Research & Management, LP 50,000 1,019
2018‑08‑10 13F-HR Acorn Wealth Advisors, Llc 2,990 3,075 2.84 54 58 7.41
2018‑08‑15 13F-HR Focused Wealth Management, Inc 1,241 24
2018‑07‑31 13F-HR EAGLE GLOBAL ADVISORS LLC 2,254,898 3,183,027 41.16 36,574 60,605 65.71
2018‑08‑08 13F-HR Clal Insurance Enterprises Holdings Ltd 30,000 571
2018‑08‑14 13F-HR Walleye Trading LLC Put 139,300 183,000 31.37 2,259 3,484 54.23
2018‑08‑13 13F-HR Certified Advisory Corp 3,355 3,374 0.57 54 64 18.52
2018‑08‑14 13F-HR STIFEL FINANCIAL CORP 1,587,456 1,727,822 8.84 25,735 32,907 27.87
2018‑08‑16 13F-HR Carnegie Capital Asset Management, LLC 32,084 32,691 1.89 592 734 23.99
2018‑08‑10 13F-HR MUFG Americas Holdings Corp 2,063 10,413 404.75 33 198 500.00
2018‑08‑07 13F-HR Quad-cities Investment Group, Llc 5,227 100
2018‑07‑13 13F-HR ATRIA INVESTMENTS LLC 41,264 42,680 3.43 669 813 21.52
2018‑08‑01 13F-HR SYNOVUS FINANCIAL CORP 10,010 13,231 32.18 162 253 56.17
2018‑08‑14 13F-HR Centaurus Financial, Inc. 0 14,548 0 277
2018‑07‑17 13F-HR WealthTrust-Arizona, LLC 36 37 2.78 1 1 0.00
2018‑07‑17 13F-HR ELCO Management Co., LLC 49,087 49,387 0.61 796 940 18.09
2018‑08‑02 13F-HR IndexIQ Advisors LLC 7,688 146
2018‑08‑03 13F-HR SEI INVESTMENTS CO 45,649 223,023 388.56 741 4,247 473.14
2018‑08‑07 13F-HR Linscomb & Williams, Inc. 12,360 12,462 0.83 200 237 18.50
2018‑07‑26 13F-HR Moloney Securities Asset Management, LLC 14,192 14,334 1.00 230 273 18.70
2018‑07‑31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 1,288 25
2018‑08‑14 13F-HR Harvest Fund Advisors LLC 52,827,956 55,781,824 5.59 856,869 1,062,086 23.95
2018‑07‑26 13F-HR BB&T CORP 11,114 18,121 63.05 180 345 91.67
2018‑08‑07 13F-HR First Personal Financial Services 28 33 17.86
2018‑08‑16 13F-HR MAI Capital Management 234,860 245,353 4.47 3,809 4,672 22.66
2018‑05‑15 13F-HR Johnson Financial Group, LLC 0 17,565 0 284
2018‑08‑14 13F-HR Parallax Volatility Advisers, L.P. Call 47,900 218,900 356.99 777 4,168 436.42
2018‑08‑13 13F-HR Asset Dedication, LLC 1,309 1,357 3.67 23 24 4.35
2018‑08‑13 13F-HR Hilton Capital Management, LLC 7,332 140
2018‑08‑13 13F-HR GROUP ONE TRADING, L.P. 492,260 938,813 90.71 7,984 17,875 123.89
2018‑08‑03 13F-HR Financial Architects, Inc 7,345 22,345 204.22 119 425 257.14
2018‑08‑14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 43,500 45,888 5.49 706 873 23.65
2018‑08‑02 13F-HR Sigma Planning Corp 53,768 54,558 1.47 872 1,039 19.15
2017‑08‑14 13F-HR G.F.W. Energy VIII, L.P. 153,297 229,945 50.00 5,598 4,689 -16.24
2018‑08‑14 13F-HR Partners Group Holding AG 67,200 89,700 33.48 1,090 1,708 56.70
2018‑07‑09 13F-HR Centerstar Asset Management, Llc Put 22 7 -68.18
2018‑08‑13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 0 44,600 0 845
2018‑08‑09 13F-HR Bollard Group LLC 208,645 216,734 3.88 3,384 4,127 21.96
2017‑07‑27 13F-HR Spot Trading L.l.c. Call 17,200 351
2017‑08‑11 13F-HR BancorpSouth Inc 13,650 20,727 51.85 499 422 -15.43
2018‑08‑09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 815 10,231 1,155.34 13 195 1,400.00
2018‑07‑31 13F-HR LVW Advisors, LLC 217 274 26.27
2018‑07‑31 13F-HR SALIENT TRUST CO LTA 50,013 59,098 18.17 811 1,125 38.72
2018‑08‑14 13F-HR Valeo Financial Advisors, Llc 6,114 8,901 45.58 99 197 98.99
2017‑08‑18 13F-HR WFG Advisors, LP 8,678 20,222 133.03 317 412 29.97
2018‑01‑24 13F-HR Yellowstone Partners, LLC 10,310 12,547 21.70 189 225 19.05
2018‑08‑08 13F-HR Hanson McClain, Inc. 15
2018‑08‑08 13F-HR PINNACLE ASSOCIATES LTD 18,074 19,567 8.26 293 373 27.30
2018‑08‑14 13F-HR AllSquare Wealth Management LLC 566 11
2018‑08‑03 13F-HR WEDBUSH SECURITIES INC 55,767 60,779 8.99 905 1,157 27.85
2018‑02‑06 13F-HR Mpi Investment Management, Inc. 33,208 595
2018‑07‑17 13F-HR Baystate Wealth Management LLC 6,849 7,059 3.07 128 134 4.69
2018‑08‑14 13F-HR Zimmer Partners, LP 4,083,093 4,333,676 6.14 66,228 82,513 24.59
2018‑08‑13 13F-HR Stockman Asset Management 237
2018‑08‑06 13F-HR FTB Advisors, Inc. 4,967 31,336 530.88 80 597 646.25
2018‑08‑15 13F-HR/A LMM LLC 140,000 208,000 48.57 2,271 3,960 74.37
2018‑08‑14 13F-HR Marathon Trading Investment Management LLC Call 196,000 3,732
2017‑05‑01 13F-HR Spot Trading L.L.C Call 35,900 877
2018‑07‑30 13F-HR Cutter & CO Brokerage, Inc. 22,417 38,378 71.20 364 731 100.82
2018‑08‑14 13F-HR NORTHERN TRUST CORP 599,208 734,913 22.65 9,719 13,993 43.98
2018‑08‑01 13F-HR Khp Capital, Llc 34,633 34,649 0.05 562,000 660,000 17.44
2018‑07‑09 13F-HR Centerstar Asset Management, Llc Call 2 2 0.00
2018‑08‑14 13F-HR Mariner Wealth Advisors, LLC 160,245 185,758 15.92 2,599 3,537 36.09
2018‑08‑13 13F-HR HITE Hedge Asset Management LLC 492,347 1,707,398 246.79 7,986 32,509 307.07
2018‑08‑14 13F-HR LPL Financial LLC 358,050 364,095 1.69 5,808 6,932 19.35
2018‑07‑06 13F-HR ABNER HERRMAN & BROCK LLC 10,000 250
2018‑07‑23 13F-HR Diversified Trust Co 75,692 81,382 7.52 1,228 1,550 26.22
2018‑08‑13 13F-HR Boenning & Scattergood, Inc. 22,004 419
2018‑08‑14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 1,957,680 3,255,752 66.31 31,754 61,990 95.22
2018‑08‑14 13F-HR ROYAL BANK OF CANADA Call 14,000 65,000 364.29 227 1,238 445.37
2018‑08‑08 13F-HR PAYDEN & RYGEL 0 1,098,500 0 20,915
2018‑08‑15 13F-HR GLENMEDE TRUST CO NA 71,179 95,779 34.56 1,275 1,823 42.98
2017‑07‑27 13F-HR Spot Trading L.l.c. 14,193 289
2018‑08‑14 13F-HR COHEN & STEERS INC 2,402,256 2,740,191 14.07 38,965 52,173 33.90
2018‑07‑25 13F-HR CONNING INC. 583,177 683,783 17.25 9,459 12,876 36.12
2018‑08‑13 13F-HR FFCM LLC 0 1,208 0 23
2018‑08‑15 13F-HR CASTLEARK MANAGEMENT LLC 262,784 468,534 78.30 4,262 8,921 109.31
2018‑08‑13 13F-HR Peak Capital Management Llc 0 164,956 0 3,141
2018‑07‑27 13F-HR SHUFRO ROSE & CO LLC 11,500 11,800 2.61 187 225 20.32
2018‑07‑31 13F-HR Commonwealth Equity Services, Llc. 284,589 310,442 9.08 4,616 5,911 28.05
2018‑07‑20 13F-HR Cornerstone Wealth Management, LLC 0 82,046 0 4,387
2018‑08‑15 13F-HR ASHFORD CAPITAL MANAGEMENT INC 26,200 499
2018‑08‑07 13F-HR IFP Advisors, Inc 47,261 86,023 82.02 767 1,638 113.56
2018‑07‑11 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 20,988 27,564 31.33 340 525 54.41
2018‑08‑14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 12,384 61,731 398.47 201 1,176 485.07
2018‑08‑14 13F-HR TPG Group Holdings (SBS) Advisors, Inc. 726,929 748,715 3.00 11,791 14,256 20.91
2018‑08‑13 13F-HR Parisi Gray Wealth Management 203 303 49.26 3 6 100.00
2018‑07‑26 13F-HR SHEETS SMITH WEALTH MANAGEMENT 19,963 20,037 0.37 324 382 17.90
2018‑04‑30 13F-HR Oak Point Wealth Management 371 6
2018‑08‑14 13F-HR Riverglades Family Offices Llc 239 280 17.15
2018‑08‑14 13F-HR JP Morgan Chase & Co 23,732,594 26,651,778 12.30 384,942 507,450 31.83
2018‑07‑31 13F-HR Sheaff Brock Investment Advisors, LLC 114,881 116,799 1.67 1,863 2,224 19.38
2018‑08‑13 13F-HR VAN ECK ASSOCIATES CORP 45,201 45,411 0.46 733 865 18.01
2017‑08‑07 13F-HR Geneva Advisors, LLC 0 174,407 0 3,556
2017‑01‑23 13F-HR CenterStar Fund, LLC Call 10
2018‑08‑09 13F-HR Advantus Capital Management Inc 198,850 204,550 2.87 3,225 3,895 20.78
2018‑07‑17 13F-HR Winslow, Evans & Crocker, Inc. 46,872 54,464 16.20 760,264 1,038 -99.86
2018‑07‑19 13F-HR Legacy Advisors, Llc 1,500 1,875 25.00 26 36 38.46
2018‑08‑14 13F-HR State of Tennessee, Treasury Department 284,463 637,374 124.06 4,614 12,136 163.03
2018‑08‑14 13F-HR Bridgeworth, LLC 5,000 95
2018‑06‑13 13F-HR IBEX WEALTH ADVISORS 48,517 687
2018‑08‑13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 475,995 479,645 0.77 7,721 9,132 18.27
2018‑08‑14 13F-HR Caption Management, Llc Call 279,000 5,312
2017‑07‑27 13F-HR Spot Trading L.l.c. Put 29,000 591
2018‑08‑13 13F-HR Renaissance Technologies LLC 1,574,229 25,534
2018‑02‑15 13F-HR Bb&t Investment Services, Inc. 0 4,497 0 80

Related Articles

RNVA: Rennova Health Analysis and Research Report

2018-08-18 - Asif

Business overview Rennova Health, Inc. (together with its subsidiaries, “Rennova”, “we” or the “Company”) is a provider of an expanding group of health care services for healthcare providers, patients and individuals. Beginning in 2018, the Company intends to focus on and operate two synergistic divisions: 1) Clinical diagnostics through its clinical laboratories; and 2) Hospital operations through its Big South Fork Medical Center, which opened on August 8, 2017, and a hospital in Jamestown Tennessee, including a doctor’s practice, the assets of which the company expect to acquire in the second quarter of 2018, pursuant to the terms of a definitive asset purchase agreement that the company entered into on January 31, 2018, as more fully discussed below. The company believe that its approach will produce a more sustainable business model and the capture of multiple revenue streams from medical providers, patients and hospital services. Management determined that because Big So...

BLDP: Ballard Power Systems Analysis and Research Report

2018-08-13 - Asif

Core Business At Ballard, Ballard Power Systems is building a clean energy growth company. Ballard Power Systems is recognized as a world leader in proton exchange membrane (“PEM”) fuel cell power system development and commercialization. The company's principal business is the design, development, manufacture, sale and service of PEM fuel cell products for a variety of applications, focusing on its power product markets of Heavy-Duty Motive (consisting of bus, truck, rail and marine applications), Portable Power, Material Handling and Backup Power, as well as the delivery of Technology Solutions, including engineering services, technology transfer, and the license and sale of its extensive intellectual property portfolio and fundamental knowledge for a variety of fuel cell applications. A fuel cell is an environmentally clean electrochemical device that combines hydrogen fuel with oxygen (from the air) to produce electricity. The hydrogen fuel can be obtained from natural g...

MARA: Marathon Patent Group Analysis and Research Report

2018-08-13 - Asif

Overview Marathon Patent Group was incorporated in the State of Nevada on February 23, 2010 under the name Verve Ventures, Inc. On December 7, 2011, the company changed its name to American Strategic Minerals Corporation and were engaged in exploration and potential development of uranium and vanadium minerals business. In June 2012, the company discontinued its minerals business and began to invest in real estate properties in Southern California. In October 2012, the company discontinued its real estate business when its former CEO joined the firm and the company commenced its IP licensing operations, at which time the Company’s name was changed to Marathon Patent Group, Inc. On November 1, 2017, the company entered into a merger agreement with Global Bit Ventures, Inc. (“GBV”), which is focused on mining digital assets. Marathon Patent Group has since purchased its cryptocurrency mining machines and established a data center in Canada to mine digital assets. Following the me...

CUSIP: 86764L108