SecurityYUMC / Yum China Holdings, Inc. (98850P109)
Senior Advisor to CEOChu Mark
Institutional Owners658
Institutional Shares361,187,559 - 93.81%
Common Stock Shares Outstanding385,000,000 shares (as of 2018-06-30)
Institutional Value$ 98,734,440,000 USD

Institutional Stock Ownership and Shareholders

YUMC / Yum China Holdings, Inc. Institutional Ownership

Yum China Holdings, Inc. (NYSE:YUMC) has 658 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 361,187,559 shares. Largest shareholders include Primavera Capital Management Ltd, Standard Life Aberdeen Plc, BlackRock Inc., Aberdeen Asset Management Plc/uk, Massachusetts Financial Services Co /ma/, Loomis Sayles & Co L P, Clearbridge Investments, LLC, State Street Corp, JP Morgan Chase & Co, and BlackRock Fund Advisors.
Yum China Holdings, Inc. (NYSE:YUMC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-09 13F-HR CENTRAL TRUST Co 16,622 15,497 -6.77 690 596 -13.62
2018-08-10 13F-HR Tyers Asset Management LLC 26,348 10,332 -60.79 1,094 397 -63.71
2018-07-19 13F-HR EXANE DERIVATIVES 38 38 0.00 1,544 1,471 -4.73
2018-07-16 13F-HR Regent Investment Management LLC 10,050 9,050 -9.95 417 348 -16.55
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 46,825 74,644 59.41 1,943 2,871 47.76
2018-08-10 13F-HR HSBC HOLDINGS PLC 1,972,544 455,222 -76.92 81,860 17,508 -78.61
2018-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 87,101 42,360 -51.37 3,615 1,629 -54.94
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 30,195 156,945 419.77 1,253 6,036 381.72
2018-08-14 13F-HR STIFEL FINANCIAL CORP 480,848 406,132 -15.54 19,933 15,611 -21.68
2018-07-19 13F-HR ATWOOD & PALMER INC 434 434 0.00 18 17 -5.56
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 16,575 31,278 88.71 688 1,203 74.85
2018-07-27 13F-HR/A Genesis Asset Managers, LLP 5,219,824 200,754
2018-08-13 13F-HR Grandeur Peak Global Advisors, LLC 312,325 369,700 18.37 12,961 14,219 9.71
2018-08-13 13F-HR Asset Dedication, LLC 184 184 0.00 8 8 0.00
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 16,386 15,660 -4.43 680 602 -11.47
2018-08-13 13F-HR Pelorus Jack Capital, L.p. 96,203 0 -100.00 3,992 0 -100.00
2018-08-14 13F-HR TEACHERS ADVISORS INC 2,054,601 2,250,630 9.54 85,266 86,559 1.52
2018-08-13 13F-HR Stone Ridge Asset Management LLC 29,617 43,496 46.86 1,230 1,673 36.02
2018-07-26 13F-HR Advisornet Financial, Inc 380 410 7.89 16 16 0.00
2018-08-10 13F-HR Gs Investments, Inc. 700 700 0.00 29,050 26,922 -7.33
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 152 30 -80.26 6 1 -83.33
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 95,000 95,000 0.00 3,943 3,654 -7.33
2018-08-14 13F-HR HALL CAPITAL MANAGEMENT CO INC 13,331 13,306 -0.19 553 512 -7.41
2018-07-27 13F-HR Mercer Capital Advisers, Inc. 666 666 0.00 28 26 -7.14
2018-08-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 524,487 0 -100.00 21,766 0 -100.00
2018-08-13 13F-HR Pinkerton Retirement Specialists, LLC 1,697 1,697 0.00 70 65 -7.14
2018-07-27 13F-HR FIRST QUADRANT L P/CA 624,804 624,804 0.00 25,929 24,030 -7.32
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 858 33
2018-08-13 13F-HR Catamount Wealth Management 3,500 3,500 0.00 145 121 -16.55
2018-08-13 13F-HR Bridgewater Associates, LP 42,209 1,623
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 77,205 80,350 4.07 3,204 3,090 -3.56
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 8,400 323
2018-07-25 13F-HR Tributary Capital Management, LLC 48,000 35,400 -26.25 1,992 1,361 -31.68
2018-08-01 13F-HR ASSETMARK, INC 888 903 1.69 37 35 -5.41
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 165,600 170,100 2.72 6,872 6,542 -4.80
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 85,715 85,418 -0.35 3,425 3,417 -0.23
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 16,826 17,864 6.17 698 687 -1.58
2018-08-13 13F-HR WOLVERINE TRADING, LLC 13,379 13,379 0.00 555 555 0.00
2018-07-17 13F-HR Baystate Wealth Management LLC 1,270 1,273 0.24 50 46 -8.00
2018-07-23 13F-HR Douglas Lane & Associates, LLC 243,740 134,650 -44.76 10,115 5,179 -48.80
2018-08-13 13F-HR Epoch Investment Partners, Inc. 51,292 87,378 70.35 2,128 3,361 57.94
2018-07-19 13F-HR Searle & Co. 34,080 33,880 -0.59 1,414 1,303 -7.85
2018-08-14 13F-HR UBS Group AG Put 225,641 200 -99.91 9,364 8 -99.91
2018-08-13 13F-HR Hilton Capital Management, LLC 925 36
2018-07-13 13F-HR Cohen Klingenstein, LLC 92,600 92,600 0.00 3,843 3,561 -7.34
2018-08-13 13F-HR FORMULA GROWTH LTD 62,276 17,910 -71.24 2,584 689 -73.34
2018-08-14 13F-HR PERRITT CAPITAL MANAGEMENT INC 7,500 7,500 0.00 281 288 2.49
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,459 1,459 0.00 58 58 0.00
2018-08-10 13F-HR M&T BANK CORP 70,713 68,560 -3.04 2,934 2,637 -10.12
2018-08-14 13F-HR Capital Bank & Trust Co 752,496 432,140 -42.57 31,229 16,620 -46.78
2018-08-14 13F-HR RGT Capital Management, Ltd. 6,497 0 -100.00 270 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 1,000 0 -100.00 39 0 -100.00
2018-08-14 13F-HR HBK INVESTMENTS L P 235,256 89,000 -62.17 9,763 3,423 -64.94
2018-07-16 13F-HR Lenox Wealth Advisors, Inc. 400 0 -100.00 17 0 -100.00
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 119,825 119,515 -0.26 5,030 4,597 -8.61
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,527,359 1,018,564 -33.31 63,385 39,174 -38.20
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 8,346 8,369 0.28 346 322 -6.94
2018-08-10 13F-HR Ferris Capital, Llc 222 222 0.00 9 9 0.00
2018-08-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 786 786 0.00 33 30 -9.09
2018-08-03 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 9,680 9,720 0.41 402 374 -6.97
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 2,124,600 857,400 -59.64 88,171 32,976 -62.60
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 35,000 1,346
2018-08-10 13F-HR Pacad Investment Ltd. 13,146 0 -100.00 535 0 -100.00
2018-08-13 13F-HR Empirical Financial Services, LLC 13,248 0 -100.00 41 0 -100.00
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 37,900 55,415 46.21 1,573 2,131 35.47
2018-08-03 13F-HR Engineers Gate Manager LP 112,555 0 -100.00 4,671 0 -100.00
2018-07-26 13F-HR FIRST INTERSTATE BANK 6,477 6,996 8.01 269 269 0.00
2018-08-06 13F-HR Congress Park Capital Llc 30,454 30,456 0.01 1,264 1,171 -7.36
2018-07-11 13F-HR Vigilant Capital Management, LLC 1,400 1,400 0.00 58 54 -6.90
2018-08-10 13F-HR STEPHENS INC /AR/ 22,689 873
2018-08-14 13F-HR BARCLAYS PLC Call 88,200 70,500 -20.07 3,660 2,711 -25.93
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 24,117 21,511 -10.81 1,001 827 -17.38
2018-08-13 13F-HR IHT Wealth Management, LLC 1,404 0 -100.00 56 0 -100.00
2018-07-31 13F-HR Tarbox Group, Inc. 165 165 0.00 7 6 -14.29
2018-08-14 13F-HR Walleye Trading LLC Call 0 47,600 0 1,831
2018-07-13 13F-HR BKD Wealth Advisors, LLC 7,301 7,305 0.05 303 281 -7.26
2018-07-09 13F-HR FARMERS TRUST CO 6,216 5,519 -11.21 258 212 -17.83
2018-08-14 13F-HR Walleye Trading LLC Put 0 359,000 0 13,807
2018-08-02 13F-HR Atlantic Trust Group, LLC 279,774 346,619 23.89 11,610 13,332 14.83
2018-08-01 13F-HR Kovack Advisors, Inc. 7,777 6,078 -21.85 323 234 -27.55
2018-08-15 13F-HR GLENMEDE TRUST CO NA 122,947 104,838 -14.73 4,919 4,032 -18.03
2018-08-14 13F-HR JP Morgan Chase & Co 7,824,856 8,039,813 2.75 324,733 309,213 -4.78
2018-07-24 13F-HR Cribstone Capital Management, LLC 200 200 0.00 8 8 0.00
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 6,510 6,131 -5.82 270 236 -12.59
2018-08-10 13F-HR EATON VANCE MANAGEMENT 395,006 395,175 0.04 16,280 15,198 -6.65
2018-08-14 13F-HR Jabre Capital Partners S.A. 120,000 0 -100.00 4,980 0 -100.00
2017-07-20 13F-HR MANNING & NAPIER ADVISORS LLC 2,195,439 0 -100.00 59,715 0 -100.00
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 770,764 933,170 21.07 31,987 35,890 12.20
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 198,662 323,536 62.86 8,244 12,443 50.93
2018-08-07 13F-HR Linscomb & Williams, Inc. 5,061 0 -100.00 210 0 -100.00
2018-08-14 13F-HR Resources Investment Advisors, Inc. 2,257 2,258 0.04 94 87 -7.45
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 35,926 0 1,382
2018-08-17 13F-HR Trilogy Capital Inc. 81 81 0.00 3 3 0.00
2018-08-14 13F-HR Kadensa Capital Ltd 277,869 0 -100.00 11,532 0 -100.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 70,612 60,403 -14.46 2,931 2,323 -20.74
2018-08-03 13F-HR AR ASSET MANAGEMENT INC 6,560 6,560 0.00 272 252 -7.35
2018-07-17 13F-HR Gemmer Asset Management LLC 326 326 0.00 14 13 -7.14
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 7,782,300 203,274
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,393 509 -63.46 55 20 -63.64
2018-08-06 13F-HR Mcilrath & Eck, Llc 20 20 0.00 1 1 0.00
2018-08-14 13F-HR Goelzer Investment Management, Inc. 5,026 0 -100.00 209 0 -100.00
2018-08-14 13F-HR LOOMIS SAYLES & CO L P 12,277,226 14,752,179 20.16 509,505 567,369 11.36
2018-07-25 13F-HR LifePlan Financial Group, Inc 8 8 0.00 0 0
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 3,550,264 4,302,743 21.20 147,336 165,483 12.32
2018-08-03 13F-HR SOUTH STATE Corp 4,878 0 -100.00 202 0 -100.00
2018-08-10 13F-HR Hartford Financial Management Inc. 2,450 2,450 0.00 101 94 -6.93
2018-07-19 13F-HR DAVIS R M INC 5,391 5,391 0.00 224 207 -7.59
2018-08-10 13F-HR Employees Retirement System of Texas 309,000 140,000 -54.69 12,824 5,384 -58.02
2018-08-14 13F-HR Sensato Investors LLC 0 10,800 0 415
2018-07-18 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 23,002 25,057 8.93 955 964 0.94
2018-08-10 13F-HR Holowesko Partners Ltd. 1,030,000 1,028,000 -0.19 42,745 39,537 -7.50
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 9,736 374
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 0 11,734 0 451
2018-08-14 13F-HR Fernwood Investment Management, LLC 44,404 44,404 0.00 1,843 1,708 -7.33
2018-07-24 13F-HR Squar Milner Financial Services Llc 60 2
2018-07-30 13F-HR Aperio Group, LLC 288,163 265,755 -7.78 11,959 10,221 -14.53
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 13,992 13,739 -1.81 581 528 -9.12
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 149 249 67.11 4 957 23,825.00
2018-08-07 13F-HR Stellar Capital Management, LLC 7,604 7,604 0.00 316 292 -7.59
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 700 700 0.00 29 27 -6.90
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 14,710 13,525 -8.06 610 520 -14.75
2018-08-03 13F-HR MOODY NATIONAL BANK TRUST DIVISION 16,000 16,000 0.00 664 615 -7.38
2018-08-08 13F-HR Tesco Pension Investment Ltd 626,699 0 -100.00 26,008 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 3,829,296 3,785,759 -1.14 158,915 145,600 -8.38
2018-08-14 13F-HR Ashmore Group plc 155,545 61,145 -60.69 6,455 2,352 -63.56
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 64,201 55,799 -13.09 2,658 2,146 -19.26
2018-08-07 13F-HR Quad-cities Investment Group, Llc 551 22
2018-08-13 13F-HR Neuberger Berman Group LLC 12,185 11,096 -8.94 506 427 -15.61
2018-08-13 13F-HR Vantage Investment Advisors, LLC 1,065 1,065 0.00 44 41 -6.82
2018-07-11 13F-HR RAYMOND JAMES TRUST N.A. 15,355 15,523 1.09 637 597 -6.28
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 329,000 378,000 14.89 13,654 14,538 6.47
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 0 16,353 0 629
2018-07-31 13F-HR CWM, LLC 71,060 274,371 286.11 2,949 10,552 257.82
2018-02-15 13F-HR Bb&t Investment Services, Inc. 9,380 12,273 30.84 372 482 29.57
2018-08-03 13F-HR LLBH Private Wealth Management, LLC 5,047 0 -100.00 209 0 -100.00
2018-07-06 13F-HR BURKE & HERBERT BANK & TRUST CO 7,375 7,375 0.00 306 284 -7.19
2018-07-19 13F-HR FRED ALGER MANAGEMENT INC 18,908 0 -100.00 785 0 -100.00
2018-08-10 13F-HR CITIGROUP INC Call 24,800 186,000 650.00 1,029 7,153 595.14
2018-07-20 13F-HR North Star Investment Management Corp. 13,974 13,974 0.00 580 537 -7.41
2018-07-09 13F-HR YHB Investment Advisors, Inc. 46,755 49,223 5.28 1,940 1,893 -2.42
2018-08-14 13F-HR InterOcean Capital, LLC 0 10,428 0 401
2018-07-27 13F-HR Advisory Services Network, LLC 3,094 3,782 22.24 128 135 5.47
2018-08-14 13F-HR Jacobi Capital Management LLC 356 356 0.00 14 14 0.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 476,121 179,117 -62.38 19,759 6,888 -65.14
2018-08-07 13F-HR IFP Advisors, Inc 7,148 7,328 2.52 297 282 -5.05
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 829,689 1,019,714 22.90 34,432 39,218 13.90
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 35,752 0 -100.00 1,484 0 -100.00
2018-07-30 13F-HR Parallel Advisors, LLC 1,889 1,729 -8.47 78 66 -15.38
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 0 26,290 0 1,011
2018-07-30 13F-HR Choate Investment Advisors 11,830 11,548 -2.38 490,945 444 -99.91
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 117,782 120,363 2.19 4,888 4,630 -5.28
2017-11-13 13F-HR Alta Advisers Ltd 17,378 5,278 -69.63 685 211 -69.20
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 3,885 3,885 0.00 161 149 -7.45
2018-05-11 13F-HR CITIGROUP INC Put 24,700 33,800 36.84 988 1,403 42.00
2018-08-10 13F-HR Massey, Quick & Co., LLC 0 58 0 2
2018-08-14 13F-HR SUNTRUST BANKS INC 16,725 13,713 -18.01 693 527 -23.95
2018-08-10 13F-HR CITIGROUP INC Put 33,800 110,000 225.44 1,403 4,230 201.50
2018-07-16 13F-HR SMITHFIELD TRUST CO 425 425 0.00 18 16 -11.11
2018-08-14 13F-HR Intellectus Partners, LLC 100 100 0.00 4 4 0.00
2018-08-14 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 580 80 -86.21 24 3 -87.50
2018-08-08 13F-HR INTRUST BANK NA 7,482 7,379 -1.38 311 284 -8.68
2018-08-10 13F-HR Proficio Capital Partners LLC 1,268 1,208 -4.73 53 46 -13.21
2018-08-13 13F-HR AJO, LP 20,002 20,002 0.00 830 769 -7.35
2017-07-28 13F-HR RONALD BLUE & CO LLC 9,246 364
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 36,143 40,333 11.59 1,491 1,545 3.62
2018-08-14 13F-HR Walleye Trading LLC 0 120,852 0 4,648
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 135,852 144,423 6.31 5,638 5,555 -1.47
2018-07-03 13F-HR Washington Trust Bank 3,648 3,648 0.00 151 140 -7.28
2018-07-18 13F-HR Cornerstone Advisors, Inc. 13,948 14,013 0.47 579 539 -6.91
2018-08-09 13F-HR CIBC Asset Management Inc 11,347 11,347 0.00 471 436 -7.43
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 389 0 -100.00 16 0 -100.00
2018-07-10 13F-HR State of Alaska, Department of Revenue 52,876 62,906 18.97 2,192 2,418 10.31
2018-08-14 13F-HR Apriem Advisors 0 294 0 11
2018-08-14 13F-HR TRILOGY GLOBAL ADVISORS LP 1,859,441 1,822,640 -1.98 77,167 70,099 -9.16
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 1,061,637 853,322 -19.62 44,058 32,818 -25.51
2018-08-14 13F-HR Voya Investment Management LLC 178,294 139,703 -21.64 7,399 5,373 -27.38
2018-08-14 13F-HR Baldwin Investment Management, LLC 7,685 9,785 27.33 319 376 17.87
2018-08-13 13F-HR AMP Capital Investors Ltd 145,496 137,530 -5.48 5,925 5,290 -10.72
2018-08-10 13F-HR Compagnie Odier SCA 170,019 186,186 9.51 7,055 7,161 1.50
2018-08-15 13F-HR HPM Partners LLC 7,157 7,894 10.30 297 304 2.36
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 102,681 135,675 32.13 4,261 5,218 22.46
2018-07-30 13F-HR Cutter & CO Brokerage, Inc. 11,304 11,270 -0.30 469 433 -7.68
2018-08-09 13F-HR PineBridge Investments, L.P. 40,123 71,889 79.17 1,665 2,765 66.07
2018-08-13 13F-HR Baird Financial Group, Inc. 5,407 5,392 -0.28 224 207 -7.59
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 13,300 0 -100.00 552 0 -100.00
2018-08-13 13F-HR BB&T SECURITIES, LLC 56,303 74,186 31.76 2,336 2,852 22.09
2018-08-06 13F-HR STRS OHIO 5,592 0 -100.00 232 0 -100.00
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 16 16 0.00 1 1 0.00
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,193,102 1,229,603 3.06 49,514 47,291 -4.49
2018-08-14 13F-HR Cetera Advisor Networks LLC 6,694 0 -100.00 276 0 -100.00
2018-08-07 13F-HR SG Americas Securities, LLC 4,977 33,088 564.82 207 1,273 514.98
2018-07-26 13F-HR BB&T CORP 71,808 75,650 5.35 2,980 2,909 -2.38
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 7,200 7,200 0.00 299 277 -7.36
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 759 956 25.96 31 37 19.35
2018-07-10 13F-HR First PREMIER Bank 100 100 0.00 4 4 0.00
2018-08-07 13F-HR Harbor Advisors LLC 19,000 19,000 0.00 789 731 -7.35
2018-08-13 13F-HR Pathway Financial Advisors Llc 6,000 6,000 0.00 249 231 -7.23
2018-08-10 13F-HR Artisan Partners Limited Partnership 1,706,851 1,197,462 -29.84 70,834 46,054 -34.98
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC 241,000 9,269
2018-07-23 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 23,288 22,403 -3.80 966 862 -10.77
2018-08-15 13F-HR Heritage Trust Co 2,760 2,760 0.00 115 106 -7.83
2018-08-10 13F-HR Summit Trail Advisors, Llc 59,076 0 -100.00 59 0 -100.00
2018-08-09 13F-HR Standard Life Aberdeen Plc 30,721,378 29,664,163 -3.44 1,275,399 1,141,329 -10.51
2018-08-14 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 492,023 1,916,705 289.56 20,419 73,716 261.02
2018-07-20 13F-HR Capital Advisors, Ltd. LLC 803 805 0.25 33 31 -6.06
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 0 7,309 0 281
2018-08-15 13F-HR Verition Fund Management LLC 18,283 0 -100.00 759 0 -100.00
2018-08-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 66,527 66,527 0.00 2,761 2,559 -7.32
2018-07-23 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 10,306 10,306 0.00 428 396 -7.48
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 297 0 -100.00 12 0 -100.00
2018-08-14 13F-HR CREDIT SUISSE AG/ 1,355,437 1,214,281 -10.41 56,249 46,701 -16.97
2018-08-14 13F-HR MACQUARIE GROUP LTD 492,463 443,230 -10.00 20,438 17,047 -16.59
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 86,900 277,600 219.45 3,606 10,676 196.06
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 603 603 0.00 25 23 -8.00
2018-08-07 13F-HR Essex Financial Services, Inc. 6,160 6,160 0.00 256 237 -7.42
2018-08-14 13F-HR WADDELL & REED FINANCIAL INC 390,000 200,000 -48.72 16,185 7,692 -52.47
2017-05-09 13F-HR BEACON TRUST CO 8,812 0 -100.00 230 0 -100.00
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 851,712 249,812 -70.67 35,346 9,608 -72.82
2018-08-07 13F-HR ALTFEST L J & CO INC 9,822 9,822 0.00 408 378 -7.35
2018-08-10 13F-HR BROWN ADVISORY INC 20,879 21,931 5.04 866 844 -2.54
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 27,164 26,577 -2.16 739 1,048 41.81
2017-02-10 13F-HR BlackRock Investment Management, LLC 369,426 9,649
2017-02-10 13F-HR BlackRock Fund Advisors 7,783,261 203,299
2018-07-20 13F-HR Creative Planning 166,259 165,786 -0.28 6,900 6,376 -7.59
2018-07-11 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 1,644 63
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 31,503 12,300 -60.96 1,307 473 -63.81
2018-08-10 13F-HR Neuburgh Advisers LLC 20,702 8,118 -60.79 859 312 -63.68
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 52,938 52,938 0.00 2,198 2,198 0.00
2018-08-07 13F-HR NF Trinity Capital (Hong Kong) Ltd 123,000 0 -100.00 5,105 0 -100.00
2018-07-27 13F-HR SECURITY NATIONAL TRUST CO 8,574 8,574 0.00 356 330 -7.30
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 6,459 7,303 13.07 268 281 4.85
2018-08-16 13F-HR Amussen Hunsaker & Associates Llc 3,371 130
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 5,158 0 -100.00 214 0 -100.00
2018-08-13 13F-HR SVA Plumb Wealth Management, LLC 86,585 95,660 10.48 3,461 3,679 6.30
2018-08-07 13F-HR Cottage Street Advisors LLC 33,350 1,281
2018-08-09 13F-HR Zions Bancorporation 0 489 0 19
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 516,085 611,858 18.56 21,418 23,532 9.87
2018-07-31 13F-HR FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 13,707 13,413 -2.14 568 516 -9.15
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 19,321 19,321 0.00 773 743 -3.88
2018-08-07 13F-HR Landaas & Co /wi /adv 0 400 0 15
2018-07-18 13F-HR Westpac Banking Corp 38,679 38,679 0.00 1,605,180 1,487,595 -7.33
2018-08-14 13F-HR FRANKLIN RESOURCES INC 110,461 12,005 -89.13 4,584 462 -89.92
2018-07-19 13F-HR Legacy Advisors, Llc 400 3,043 660.75 16 117 631.25
2018-08-03 13F-HR SEI INVESTMENTS CO 366,485 359,012 -2.04 15,209 13,809 -9.21
2018-08-08 13F-HR Manchester Capital Management LLC 1,617 1,617 0.00 67 62 -7.46
2018-07-25 13F-HR ADVISOR PARTNERS LLC 5,767 6,267 8.67 239 241 0.84
2018-07-18 13F-HR Global Trust Asset Management, Llc 350 350 0.00 15 13 -13.33
2018-08-14 13F-HR Equitable Trust Co 5,776 222
2018-08-14 13F-HR Aspen Investment Management Inc 8,127 8,027 -1.23 337 309 -8.31
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 19,749 19,631 -0.60 820 755 -7.93
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 14,000 538
2018-07-24 13F-HR COLUMBUS CIRCLE INVESTORS 305,302 0 -100.00 12,670 0 -100.00
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 160,043 0 -100.00 6,642 0 -100.00
2018-08-15 13F-HR AUXIER ASSET MANAGEMENT 13,437 13,387 -0.37 558 515 -7.71
2018-07-23 13F-HR STOCK YARDS BANK & TRUST CO 8,898 7,555 -15.09 370 291 -21.35
2017-02-10 13F-HR BlackRock Group LTD 4,710,875 123,048
2018-08-09 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 8,771 8,716 -0.63 364 335 -7.97
2018-07-31 13F-HR Bartlett & Co. LLC 851 851 0.00 35 33 -5.71
2018-08-13 13F-HR Advisor Group, Inc. 24,223 23,713 -2.11 1,006 912 -9.34
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 52,344 28 -99.95 2 1 -50.00
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 39,900 20,000 -49.87 1,618 781 -51.73
2018-08-03 13F-HR WEDBUSH SECURITIES INC 5,860 6,520 11.26 243 251 3.29
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,067,842 1,049,923 -1.68 44,315 40,380 -8.88
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 466 958 105.58 18 37 105.56
2018-07-12 13F-HR Triangle Securities Wealth Management 6,139 6,139 0.00 255 236 -7.45
2018-08-14 13F-HR Edge Advisors, Llc 165 165 0.00 6 6 0.00
2018-07-27 13F-HR PINNACLE FINANCIAL PARTNERS INC 26,016 28,294 8.76 1,080 1,088 0.74
2018-08-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 90,500 90,500 0.00 3,756 3,481 -7.32
2018-07-10 13F-HR INVESTMENT HOUSE LLC 36,390 35,490 -2.47 1,510 1,365 -9.60
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 79,847 0 -100.00 3,314 0 -100.00
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 370 120 -67.57 15 5 -66.67
2018-08-15 13F-HR Bruderman Asset Management, LLC 500 500 0.00 21 19 -9.52
2018-08-14 13F-HR Broad Peak Investment Management Ltd. 2,776,373 2,776,373 0.00 115,219 106,779 -7.33
2018-07-11 13F-HR Capital Asset Advisory Services LLC 6,145 236
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 5,123,548 3,936,580 -23.17 212,627 151,401 -28.80
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 580,857 609,357 4.91 24,106 23,436 -2.78
2018-08-02 13F-HR PITCAIRN CO 8,254 8,045 -2.53 343 309 -9.91
2018-08-03 13F-HR Tiger Pacific Capital LP 569,027 569,027 0.00 23,615 21,885 -7.33
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 345,950 32,433 -90.62 14,357 1,247 -91.31
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 24,975,942 24,603,190 -1.49 679,344 970,102 42.80
2018-07-09 13F-HR CULLINAN ASSOCIATES INC 164,550 175,750 6.81 6,829 6,759 -1.03
2018-08-15 13F-HR PITTENGER & ANDERSON INC 44,030 43,280 -1.70 1,827 1,665 -8.87
2018-08-14 13F-HR FAYEZ SAROFIM & CO 5,540 5,280 -4.69 230 203 -11.74
2018-08-03 13F-HR Harvest Fund Management Co., Ltd 26,941 314,476 1,067.28 1,118 12,094 981.75
2018-08-06 13F-HR Sonora Investment Management, LLC 500 1,252 150.40 20,750 48 -99.77
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 1,674,365 1,402,914 -16.21 69,486 53,956 -22.35
2018-07-31 13F-HR NICOLET BANKSHARES INC 5,314 5,289 -0.47 221 203 -8.14
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 5,610 216
2018-07-05 13F-HR Clarus Wealth Advisors 88 4
2018-08-03 13F-HR EVERMAY WEALTH MANAGEMENT LLC 5,216 5,216 0.00 216 201 -6.94
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 367 0 14
2018-08-13 13F-HR Quantbot Technologies LP 13,033 0 -100.00 540 0 -100.00
2018-08-10 13F-HR Krasney Financial LLC 493 665 34.89 20 26 30.00
2018-08-14 13F-HR VONTOBEL ASSET MANAGEMENT INC 5,877,437 230,185
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 198,918 246,766 24.05 8,255 9,491 14.97
2018-08-14 13F-HR UBS Group AG 1,704,636 1,577,630 -7.45 70,742 60,675 -14.23
2017-08-08 13F-HR Airain ltd 57,030 2,249
2018-08-13 13F-HR IBM Retirement Fund 10,425 9,365 -10.17 433 360 -16.86
2018-08-08 13F-HR COMMERCE BANK 81,993 81,860 -0.16 3,402 3,148 -7.47
2017-01-23 13F-HR CenterStar Fund, LLC 21
2018-08-08 13F-HR Hanson McClain, Inc. 770 770 0.00 32 30 -6.25
2018-08-02 13F-HR D.A. DAVIDSON & CO. 49,010 50,105 2.23 2,034 1,927 -5.26
2018-07-30 13F-HR SIMPLEX TRADING, LLC 9,545 0 -100.00 396 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 500 0 19
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 1,259 0 48
2018-08-01 13F-HR Hudock Capital Group, LLC 1,018 1,021 0.29 42 39 -7.14
2018-07-13 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 18,885 18,885 0.00 784 726 -7.40
2018-07-10 13F-HR PEOPLES FINANCIAL SERVICES CORP. 40 80 100.00 2 3 50.00
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 11,637 10,637 -8.59 482 409 -15.15
2018-08-06 13F-HR RHUMBLINE ADVISERS 392,926 355,741 -9.46 16,306 13,682 -16.09
2018-07-31 13F-HR RAY GERALD L & ASSOCIATES LTD 22,051 0 -100.00 881 0 -100.00
2018-08-13 13F-HR Kepos Capital LP 125,628 120,185 -4.33 5,214 4,622 -11.35
2018-08-14 13F-HR Williams Jones & Associates LLC 5,500 5,500 0.00 228 212 -7.02
2018-08-14 13F-HR PEAK6 Investments, L.P. 146,369 37,920 -74.09 6,074 1,458 -76.00
2018-07-11 13F-HR TRUST CO OF VERMONT 1,780 1,997 12.19 74 77 4.05
2018-08-10 13F-HR MUFG Americas Holdings Corp 1,199 1,199 0.00 50 46 -8.00
2018-08-13 13F-HR CONNORS INVESTOR SERVICES INC 33,000 33,000 0.00 1,370 1,269 -7.37
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,365,779 1,302,203 -4.65 56,554 49,892 -11.78
2018-05-15 13F-HR We Are One Seven, Llc 1,878 1,719 -8.47 75 71 -5.33
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 366,828 219,357 -40.20 15,223 8,436 -44.58
2017-05-03 13F-HR TIAA CREF TRUST CO FSB/MO 16,802 14,438 -14.07 439 393 -10.48
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 61,854 67,454 9.05 2,555 2,604 1.92
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 300 12
2018-08-01 13F-HR TrueNorth, Inc. 40 2
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 751 751 0.00 31 29 -6.45
2018-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 75,272 50,000 -33.57 3,124 1,923 -38.44
2018-08-01 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 3,260,218 3,660,205 12.27 135,299 140,771 4.04
2018-08-02 13F-HR Hugh Johnson Advisors LLC 7,554 8,489 12.38 313 327 4.47
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 684 926 35.38 27 34 25.93
2018-08-14 13F-HR SIGNATUREFD, LLC 3,922 4,723 20.42 163 182 11.66
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 74,008 1,948
2018-07-31 13F-HR WAGNER BOWMAN MANAGEMENT CORP 11,580 11,584 0.03 480 445 -7.29
2018-08-14 13F-HR BARCLAYS PLC 399,165 179,938 -54.92 16,566 6,920 -58.23
2018-07-18 13F-HR OAKBROOK INVESTMENTS LLC 6,830 0 -100.00 283 0 -100.00
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 713,300 624,600 -12.44 29,602 24,022 -18.85
2018-08-31 13F-HR Chicago Partners Investment Group LLC 760 760 0.00 32 29 -9.37
2018-08-07 13F-HR GIRARD PARTNERS LTD. 5,639 5,439 -3.55 234 209 -10.68
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 9,141 8,800 -3.73 379 338 -10.82
2018-08-15 13F-HR JANE STREET GROUP, LLC 11,875 27,260 129.56 493 1,048 112.58
2018-08-13 13F-HR Covington Capital Management 1,981 1,981 0.00 82 76 -7.32
2018-08-14 13F-HR GV Financial Advisors 66 113 71.21 3 4 33.33
2018-08-13 13F-HR Renaissance Technologies LLC 2,105,500 87,378
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 1,431,382 1,400,527 -2.16 59,402 53,864 -9.32
2018-07-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 58,080 56,705 -2.37 2,410 2,181 -9.50
2018-08-13 13F-HR Mandatum Life Insurance Co Ltd 7,000 0 -100.00 291 0 -100.00
2018-08-03 13F-HR Well Done, LLC 160 0 -100.00 7 0 -100.00
2018-08-14 13F-HR/A MV Capital Management, Inc. 387 387 0.00 16 15 -6.25
2018-08-13 13F-HR Myriad Asset Management Ltd. 578,200 155,200 -73.16 23,995 5,969 -75.12
2018-08-08 13F-HR Financial Enhancement Group LLC 75 75 0.00 3 3 0.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 58,100 58,100 0.00 2,411 2,411 0.00
2018-08-14 13F-HR Guardcap Asset Management Ltd 378,763 429,309 13.35 15,719 16,511 5.04
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 78 0 -100.00 3 0 -100.00
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 534 735 37.64 22 28 27.27
2018-08-20 13F-HR HighPoint Advisor Group LLC 5,484 5,391 -1.70 456 454 -0.44
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 108,076 99,676 -7.77 4,485 3,834 -14.52
2018-08-08 13F-HR Poehling Capital Management, Llc 100 200 100.00 4 8 100.00
2018-02-14 13F-HR GLG Partners LP 43,308 77,751 79.53 1,731 3,112 79.78
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 370 370 0.00 15 14 -6.67
2018-08-14 13F-HR Bragg Financial Advisors, Inc 5,620 5,620 0.00 233 216 -7.30
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 6,066 0 -100.00 252 0 -100.00
2018-08-08 13F-HR Nissay Asset Management Corp /japan/ /adv 492,070 544,919 10.74 20,421 20,958 2.63
2018-08-13 13F-HR BOKF, NA 7,401 18,562 150.80 307 714 132.57
2018-08-24 13F-HR/A Mainstay Capital Management Llc /adv 30 430 1,333.33 1 17 1,600.00
2018-08-02 13F-HR BBVA COMPASS BANCSHARES, INC 72,380 84,680 16.99 3,004 3,256 8.39
2017-08-07 13F-HR Geneva Advisors, LLC 174,003 175,678 0.96 4,733 6,927 46.36
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 629 6,261 895.39 26 240 823.08
2018-08-14 13F-HR Sterling Capital Management LLC 8,055 29,775 269.65 334 1,145 242.81
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 21,934 0 -100.00 911 0 -100.00
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 580 580 0.00 24 22 -8.33
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 11 11 0.00 457 423 -7.44
2018-08-06 13F-HR Tradewinds Capital Management, LLC 39 39 0.00 2 1 -50.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 6,300 242
2018-07-20 13F-HR Tiaa, Fsb 12,007 11,698 -2.57 498 450 -9.64
2018-08-14 13F-HR DRW Securities, LLC 10,137 0 -100.00 421 0 -100.00
2018-08-03 13F-HR Capital Analysts, Inc. 2,009 2,009 0.00 83 77,303 93,036.14
2018-08-08 13F-HR People's United Financial, Inc. 49,834 52,817 5.99 2,069 2,031 -1.84
2018-07-27 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 1,097,872 1,109,020 1.02 45,562 42,653 -6.38
2018-07-30 13F-HR MARSHALL & SULLIVAN INC /WA/ 800 30,768
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 26,282 26,398 0.44 1,091 1,015 -6.97
2018-08-14 13F-HR NGAM ADVISORS, L.P. 861,423 33,129
2018-07-27 13F-HR PALLADIUM PARTNERS LLC 5,821 5,346 -8.16 242 206 -14.88
2018-08-14 13F-HR Northstar Capital Management Llc 2,659 0 -100.00 110 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 5,200 55,800 973.08 216 2,146 893.52
2018-08-14 13F-HR Arrowpoint Asset Management, LLC 20,000 20,000 0.00 830 769 -7.35
2018-07-18 13F-HR MACNEALY HOOVER INVESTMENT MANAGEMENT INC 6,198 6,198 0.00 257 238 -7.39
2018-07-11 13F-HR Handelsbanken Fonder AB 25,000 962
2018-07-12 13F-HR Norway Savings Bank 200 0 -100.00 8 0 -100.00
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 1,510 1,510 0.00 63 58 -7.94
2018-08-08 13F-HR TRADITION CAPITAL MANAGEMENT LLC 14,363 14,013 -2.44 596 538 -9.73
2018-08-14 13F-HR ETRADE Capital Management LLC 14,138 13,946 -1.36 587 536 -8.69
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 2,997,518 6,750,611 125.21 124,398 259,628 108.71
2018-08-14 13F-HR LPL Financial LLC 177,825 182,165 2.44 7,380 7,006 -5.07
2018-07-19 13F-HR JACOBS & CO/CA 35,451 34,871 -1.64 1,471 1,341 -8.84
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 35,898 34,986 -2.54 1,490 1,346 -9.66
2018-08-14 13F-HR Centaurus Financial, Inc. 394 15
2018-09-20 13F-HR Rehmann Capital Advisory Group 6,558 6,558 0.00 272 252,221 92,628.31
2018-08-13 13F-HR BISLETT MANAGEMENT, LLC 70,000 70,000 0.00 2,905 2,692 -7.33
2018-08-10 13F-HR Shell Asset Management Co 248,505 189,004 -23.94 10,313 7,269 -29.52
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 629,856 726,442 15.33 26,139 27,939 6.89
2018-08-14 13F-HR CLEARBRIDGE, LLC 290 390 34.48 12 15 25.00
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 74,092 72,564 -2.06 3,075 2,791 -9.24
2018-08-09 13F-HR Swiss National Bank 838,443 798,239 -4.80 34,795 30,700 -11.77
2018-08-14 13F-HR Invesco Ltd. 194,260 1,548,637 697.20 8,062 59,561 638.79
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 224 224 0.00 9 9 0.00
2018-08-14 13F-HR LORD, ABBETT & CO. LLC 439,994 166,685 -62.12 18,260 6,411 -64.89
2017-07-27 13F-HR Spot Trading L.l.c. Call 15,000 591
2018-08-06 13F-HR FTB Advisors, Inc. 693 1,118 61.33 28 43 53.57
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 558,075 453,736 -18.70 23,160 17,451 -24.65
2018-08-14 13F-HR MARSHALL WACE ASIA Ltd 0 24,012 0 924
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 7,477 288
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 252,500 162,000 -35.84 10,479 6,231 -40.54
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,110,461 2,468,811 16.98 87,585 94,951 8.41
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 100 100 0.00 4 4 0.00
2018-07-30 13F-HR DOWLING & YAHNKE LLC 23,611 21,901 -7.24 980 842 -14.08
2018-08-10 13F-HR Cutler Group LP 13,688 2,654 -80.61 568 102 -82.04
2018-08-16 13F-HR MAI Capital Management 11,654 10,934 -6.18 484 421 -13.02
2018-08-10 13F-HR AGF INVESTMENTS INC. 49,200 1,892
2018-07-18 13F-HR AMALGAMATED BANK 47,140 42,684 -9.45 1,956 1,642 -16.05
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 9,964 9,757 -2.08 413 376 -8.96
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 40,580 43,576 7.38 1,685 1,676 -0.53
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 1,422,854 169,691 -88.07 59,048 6,526 -88.95
2018-08-13 13F-HR Pflug Koory, Llc 250 250 0.00 10 10 0.00
2018-08-14 13F-HR HighTower Advisors, LLC 45,976 45,520 -0.99 1,904 1,752 -7.98
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 453,500 303,500 -33.08 18,820 11,673 -37.98
2018-07-26 13F-HR Lenox Wealth Management, Inc. 40 40 0.00 1 2 100.00
2018-05-11 13F-HR Delpha Capital Management, Llc 99 0 -100.00 4 0 -100.00
2018-07-11 13F-HR Pennsylvania Trust Co 6,668 8,718 30.74 277 335 20.94
2018-08-13 13F-HR Axa 392,668 368,296 -6.21 16,296 14,165 -13.08
2018-08-06 13F-HR Fieldpoint Private Securities, LLC 715 715 0.00 30 27 -10.00
2018-07-19 13F-HR Carroll Financial Associates, Inc. 4,091 4,091 0.00 169 157 -7.10
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 266,150 0 -100.00 11,045 0 -100.00
2018-07-11 13F-HR Xact Kapitalforvaltning AB 57,003 62,203 9.12 2,366 2,392 1.10
2018-08-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 25,100 19,300 -23.11 1,042 742 -28.79
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 25,300 11,576 -54.25 1,049,951 445,212 -57.60
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 570,279 366,044 -35.81 23,668 14,080 -40.51
2018-07-19 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 357,720 383,784 7.29 14,845 14,760 -0.57
2018-08-14 13F-HR BOSTON PRIVATE WEALTH LLC 29,682 27,207 -8.34 1,232 1,046 -15.10
2018-08-14 13F-HR TREMBLANT CAPITAL GROUP 133,814 5,146
2018-07-09 13F-HR NEW SILK ROAD INVESTMENT PTE LTD 564,605 1,339,905 137.32 23,431 51,533 119.94
2018-07-06 13F-HR Avondale Wealth Management 320 320 0.00 13 12 -7.69
2018-07-09 13F-HR Capital Investment Advisors, LLC 3,636 140
2018-08-07 13F-HR Hartland & Co., LLC 5,072 5,326 5.01 210 205 -2.38
2018-08-13 13F-HR MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 3,617,910 3,993,910 10.39 150,143 153,606 2.31
2018-08-10 13F-HR Motley Fool Wealth Management, LLC 156,655 163,896 4.62 6,501 6,303 -3.05
2018-07-12 13F-HR WEBSTER BANK, N. A. 2,490 2,490 0.00 104 95 -8.65
2018-07-11 13F-HR SOL Capital Management CO 14,314 13,664 -4.54 594 526 -11.45
2018-07-18 13F-HR World Asset Management Inc 8,910 6,374 -28.46 370 245 -33.78
2018-04-18 13F-HR Integral Derivatives, LLC 10,300 0 -100.00 412 0 -100.00
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 8,333 12,307 47.69 346 474 36.99
2018-08-01 13F-HR Seatown Holdings Pte. Ltd. 70,987 0 -100.00 2,946 0 -100.00
2018-08-10 13F-HR Motley Fool Asset Management LLC 207,251 214,751 3.62 8,601 8,259 -3.98
2018-08-14 13F-HR DIAM Co., Ltd. 563,155 555,291 -1.40 23,371 21,366 -8.58
2018-07-20 13F-HR BURNS J W & CO INC/NY 8,303 8,304 0.01 345 319 -7.54
2018-08-13 13F-HR Allianz Asset Management AG 435,438 594,943 36.63 18,070 22,882 26.63
2018-04-18 13F-HR Integral Derivatives, LLC Put 12,700 0 -100.00 508 0 -100.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 1,245,228 957,724 -23.09 51,676,962 36,834,065 -28.72
2018-07-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 18,480 18,528 0.26 767 713 -7.04
2018-08-03 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 13,796 13,796 0.00 573 531 -7.33
2018-07-23 13F-HR DUNCKER STREETT & CO INC 800 800 0.00 33 31 -6.06
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 42,100 71,998 71.02 1,747 2,769 58.50
2018-08-14 13F-HR STATE STREET CORP 10,779,253 10,330,348 -4.16 447,341 397,305 -11.19
2018-08-02 13F-HR 1ST SOURCE BANK 17,835 17,342 -2.76 740 667 -9.86
2018-07-30 13F-HR Delaney Dennis R 6,140 0 -100.00 255 0 -100.00
2018-07-30 13F-HR Trustcore Financial Services, Llc 1,452 1,574 8.40 60 61 1.67
2018-08-10 13F-HR Utah Retirement Systems 68,674 68,474 -0.29 2,850 2,633 -7.61
2017-08-18 13F-HR WFG Advisors, LP 1,079 1,382 28.08 29 54 86.21
2018-08-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 6,300 0 -100.00 261 0 -100.00
2018-08-14 13F-HR MORGAN STANLEY 3,613,448 1,307,640 -63.81 149,959 50,291 -66.46
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 13,899,646 18,374,776 32.20 576,836 706,693 22.51
2018-08-13 13F-HR Veritable, L.P. 17,978 17,860 -0.66 746 687 -7.91
2018-08-10 13F-HR HENDERSON GROUP PLC 2,334,057 830,533 -64.42 96,879 31,945 -67.03
2018-07-13 13F-HR Bogart Wealth, Llc 680 680 0.00 27 26 -3.70
2018-08-09 13F-HR GAM Holding AG 197,250 0 -100.00 8,032 0 -100.00
2018-08-13 13F-HR APG Asset Management N.V. 934,133 338,233 -63.79 31,521 11,142 -64.65
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 8,704 8,639 -0.75 361 332 -8.03
2018-08-09 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 41,846 42,474 1.50 1,737 1,634 -5.93
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 16,531 17,245 4.32 686 663 -3.35
2018-07-12 13F-HR Daiwa SB Investments Ltd. 10,200 10,200 0.00 423 392 -7.33
2018-07-20 13F-HR ZWJ INVESTMENT COUNSEL INC 41,000 42,285 3.13 1,702 1,626 -4.47
2018-08-13 13F-HR COMERICA SECURITIES INC 8,610 10,227 18.78 357 393 10.08
2018-08-15 13F-HR D. SCOTT NEAL, INC. 77 0 -100.00 3 0 -100.00
2018-08-14 13F-HR Colonial Trust Advisors 58,932 59,032 0.17 2,446 2,270 -7.20
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 485,300 357,100 -26.42 20,140 13,734 -31.81
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 95,000 95,000 0.00 3,943 3,654 -7.33
2018-07-24 13F-HR Janney Montgomery Scott LLC 22,125 21,790 -1.51 918 838 -8.71
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 328,860 155,009 -52.86 8,590 4,216 -50.92
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 1,478 3,297 123.07 61 127 108.20
2018-08-10 13F-HR Glenview Trust Co 10,570 10,570 0.00 439 407 -7.29
2018-08-09 13F-HR Private Advisor Group, LLC 0 26,598 0 1,012
2018-07-09 13F-HR DAVENPORT & Co LLC 47,500 6,542 -86.23 1,971,250 252 -99.99
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,985,500 1,194,139 -70.04 165,398,252 45,926,585 -72.23
2018-05-11 13F-HR CITIGROUP INC Call 13,000 24,800 90.77 520 1,029 97.88
2018-08-14 13F-HR BARCLAYS PLC Put 46,000 72,100 56.74 1,909 2,773 45.26
2018-08-09 13F-HR Tortoise Investment Management, LLC 1,270 1,270 0.00 53 49 -7.55
2018-08-06 13F-HR Partnervest Advisory Services LLC 10,434 10,434 0.00 433 401 -7.39
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 577,303 607,862 5.29 23,958 23,378 -2.42
2018-08-13 13F-HR Hudson Bay Capital Management LP 12,500 481
2018-08-14 13F-HR CNH PARTNERS LLC 561,874 561,874 0.00 23,318 21,610 -7.32
2018-08-13 13F-HR Korea Investment CORP 342,400 393,100 14.81 14,210 15,119 6.40
2018-08-14 13F-HR TAURUS ASSET MANAGEMENT, LLC 5,364 5,364 0.00 223 206 -7.62
2018-07-26 13F-HR REGIONS FINANCIAL CORP 20,010 17,143 -14.33 830 660 -20.48
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 363,338 548,182 50.87 14,326 21,911 52.95
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 370 300 -18.92 15 12 -20.00
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 22,340 21,164 -5.26 927,048 816 -99.91
2018-08-13 13F-HR Mascoma Wealth Management LLC 136 136 0.00 6 5 -16.67
2018-07-25 13F-HR BESSEMER GROUP INC 17,664 20,318 15.02 733 782 6.68
2018-08-14 13F-HR Banco De Sabadell, S.a 800 800 0.00 33 31 -6.06
2018-08-10 13F-HR Avestar Capital, Llc 2,766 3,111 12.47 102 99 -2.94
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 200 200 0.00 8 8 0.00
2018-08-01 13F-HR Financial Management Professionals, Inc. 151 151 0.00 6 6 0.00
2018-08-02 13F-HR Blume Capital Management, Inc. 40 40 0.00 1 2 100.00
2018-08-14 13F-HR Lee Financial CORP 7 7 0.00 0 0
2018-08-13 13F-HR/A ARGI Investment Services, LLC 63,746 61,414 -3.66 2,645 2,362 -10.70
2018-08-03 13F-HR KBC Group NV 476,676 368,449 -22.70 19,782 14,171 -28.36
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 844,453 623,964 -26.11 35,045 23,998 -31.52
2018-08-10 13F-HR Mosaic Family Wealth, LLC 269 345 28.25 11 13 18.18
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 1,005 1,005 0.00 41 39 -4.88
2018-08-06 13F-HR MACKAY SHIELDS LLC 503,827 19,377
2018-08-14 13F-HR CT Mason 7,000 345
2018-07-09 13F-HR Founders Capital Management 620 620 0.00 26 24 -7.69
2017-08-10 13F-HR Standard Life Investments LTD 1,186 92,923 7,734.99 32 3,664 11,350.00
2018-08-09 13F-HR BlackRock Inc. 27,794,989 27,216,194 -2.08 1,153,492 1,046,735 -9.26
2018-07-17 13F-HR RAND WEALTH, LLC 50,195 50,695 1.00 2,083 1,950 -6.39
2018-08-10 13F-HR Cutler Group LP Call 17,500 5,600 -68.00 15 3 -80.00
2018-08-06 13F-HR QCI ASSET MANAGEMENT INC/NY 301 301 0.00 12 12 0.00
2018-08-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 97,737 0 -100.00 4,056 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 147,658 615,917 317.12 5,909 25,560 332.56
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 894,217 1,484,883 66.05 37,110 57,128 53.94
2018-08-08 13F-HR Glassman Wealth Services 457 457 0.00 19 18 -5.26
2018-08-06 13F-HR Blue Fin Capital, Inc. 5,522 5,550 0.51 229 213 -6.99
2018-07-17 13F-HR Perkins Coie Trust Co 683 683 0.00 28 26 -7.14
2018-08-10 13F-HR OPPENHEIMER & CO INC 129,051 111,914 -13.28 5,356 4,304 -19.64
2018-07-03 13F-HR PRIVATE TRUST CO NA 6,728 6,620 -1.61 279 254 -8.96
2018-08-02 13F-HR PARTHENON LLC 5,304 5,304 0.00 220 204 -7.27
2018-08-08 13F-HR Private Capital Group, Llc 2,153 2,120 -1.53 89 81 -8.99
2018-08-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 50,090 50,090 0.00 2,079 1,926 -7.36
2018-08-10 13F-HR CITIGROUP INC 615,917 915,579 48.65 25,560 35,214 37.77
2018-08-28 13F-HR WealthTrust Fairport, LLC 609 34 -94.42 25 1 -96.00
2018-08-20 13F-HR CITY HOLDING CO 970 770 -20.62 40 30 -25.00
2018-08-07 13F-HR GREENLEAF TRUST 12,124 9,724 -19.80 503 374 -25.65
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 808,454 939,454 16.20 33,551 36,131 7.69
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 8,332 7,069 -15.16 346 272 -21.39
2018-02-14 13F-HR AHL Partners LLP 13,657 28,858 111.31 546 1,155 111.54
2018-08-06 13F-HR RPG Investment Advisory, LLC 9 9 0.00 0 0
2018-07-27 13F-HR Citizens Financial Group Inc/RI 260 260 0.00 11 10 -9.09
2018-08-06 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 112,184 117,289 4.55 4,657 4,513 -3.09
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 154,500 298,100 92.94 6,412 11,465 78.81
2018-08-03 13F-HR Kelman-Lazarov, Inc. 17,342 16,999 -1.98 720 654 -9.17
2018-08-13 13F-HR Global Retirement Partners, Llc 361 361 0.00 15 14 -6.67
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,575 1,575 0.00 65 61 -6.15
2018-04-05 13F-HR WHALEROCK POINT PARTNERS, LLC 16,200 16,200 0.00 648 672 3.70
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 8,920 8,770 -1.68 370 337 -8.92
2018-08-14 13F-HR Hillhouse Capital Management, Ltd. 69,698 0 -100.00 2,892 0 -100.00
2018-08-13 13F-HR Westside Investment Management, Inc. 718 718 0.00 28,452 27,277 -4.13
2018-08-16 13F-HR FAIRFIELD, BUSH & CO. 56,969 52,630 -7.62 2,364 2,024 -14.38
2018-08-14 13F-HR Marshall Wace LLP 0 318,026 0 12,231
2018-08-13 13F-HR Hudson Bay Capital Management LP Put 60,000 2,308
2018-07-27 13F-HR Burt Wealth Advisors 400 400 0.00 17 15 -11.76
2018-08-13 13F-HR WESTWOOD HOLDINGS GROUP INC 71,448 82,879 16.00 2,965 3,188 7.52
2018-08-01 13F-HR COMERICA BANK 30,211 32,920 8.97 1,228 1,206 -1.79
2018-08-01 13F-HR FIRST MANHATTAN CO 111,484 111,232 -0.23 4,626 4,278 -7.52
2018-08-14 13F-HR Moors & Cabot, Inc. 7,795 6,795 -12.83 323 261 -19.20
2018-07-30 13F-HR BP PLC 43,000 0 -100.00 1,785 0 -100.00
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 469,806 53,141 -88.69 19,497 2,047 -89.50
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 0 162,639 0 6,309
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 92,278 93,296 1.10 3,639 3,729 2.47
2018-08-14 13F-HR Altium Wealth Management Llc 4,966 0 -100.00 206 0 -100.00
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 150,267 146,647 -2.41 6,236 5,640 -9.56
2018-07-27 13F-HR/A WHITTIER TRUST CO 12,525 12,098 -3.41 520 465 -10.58
2018-08-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 444,257 299,163 -32.66 18,437 11,506 -37.59
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 27,538 767,814 2,688.20 1,143 29,530 2,483.55
2018-07-30 13F-HR State of New Jersey Common Pension Fund D 146,627 153,070 4.39 6,085 5,887 -3.25
2018-07-05 13F-HR CAPITAL INSIGHT PARTNERS, LLC 32,761 33,166 1.24 1,360 1,276 -6.18
2018-07-31 13F-HR BRADLEY FOSTER & SARGENT INC/CT 5,681 5,531 -2.64 236 213 -9.75
2018-07-31 13F-HR Marathon Asset Management LLP 1,696,858 1,671,346 -1.50 70,420 64,280 -8.72
2018-08-08 13F-HR Independent Advisor Alliance 5,945 7,009 17.90 236 266 12.71
2018-07-23 13F-HR Kiley Juergens Wealth Management, Llc 0 406 0 15
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 80,100 35,400 -55.81 3,324 1,361 -59.06
2017-05-15 13F-HR Lebenthal Asset Management, LLC 11,004 0 -100.00 288 0 -100.00
2018-08-14 13F-HR DEUTSCHE BANK AG\ 2,865,235 1,021,550 -64.35 118,902 39,280 -66.96
2018-07-31 13F-HR Taylor Hoffman Wealth Management 840 840 0.00 35 32 -8.57
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 29,269 143,722 391.04 1,215 5,528 354.98
2018-08-14 13F-HR AllSquare Wealth Management LLC 259 10
2018-08-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 402,102 337,327 -16.11 16,687 12,974 -22.25
2018-08-14 13F-HR Bosvalen Asset Management Ltd 229,200 0 -100.00 9,511 0 -100.00
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 7,091 9,081 28.06 294 349 18.71
2018-08-14 13F-HR Circle Wealth Management, LLC 7,082 7,082 0.00 294 272 -7.48
2018-08-14 13F-HR Ruggie Capital Group 30 30 0.00 1 1 0.00
2018-08-10 13F-HR Meadow Creek Investment Management LLC 15,056 5,904 -60.79 625 227 -63.68
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 720 720 0.00 30 28 -6.67
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,452,408 1,680,698 15.72 60,275 64,640 7.24
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 94,162 94,070 -0.10 3,907 3,618 -7.40
2017-05-15 13F-HR R&F Capital Advisors LP 89,376 23,099 -74.16 2,335 628 -73.10
2018-08-15 13F-HR/A MONETA GROUP INVESTMENT ADVISORS LLC 6,943 12,466 79.55 288 479 66.32
2018-08-10 13F-HR FIL Ltd 5,246,009 4,539,929 -13.46 217,709 174,605 -19.80
2018-07-30 13F-HR ARROW FINANCIAL CORP 720 720 0.00 30 28 -6.67
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 10,446 10,511 0.62 433 404 -6.70
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 56,522 0 -100.00 2,346 0 -100.00
2018-07-09 13F-HR New Capital Management LP 8,704 8,725 0.24 361 336 -6.93
2018-07-30 13F-HR Cohen Capital Management, Inc. 19,950 19,950 0.00 847 767 -9.45
2018-08-14 13F-HR Clearbridge Investments, LLC 10,301,951 10,638,858 3.27 427,531 409,170 -4.29
2018-08-02 13F-HR Adviser Investments LLC 1,198 1,398 16.69 50 54 8.00
2018-08-13 13F-HR Marino, Stram & Associates Llc 300 300 0.00 12 12 0.00
2018-08-09 13F-HR MARTINGALE ASSET MANAGEMENT L P 554,016 542,953 -2.00 22,993 20,883 -9.18
2018-08-01 13F-HR HOERTKORN RICHARD CHARLES 372 372 0.00 15 14 -6.67
2018-08-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 40 40 0.00 2 2 0.00
2018-05-04 13F-HR Financial Gravity Companies, Inc. 5 6 20.00 0 0
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 47,315 238,345 403.74 1,963 9,169 367.09
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 4,368 0 181
2018-08-07 13F-HR Clear Perspective Advisors, LLC 200 200 0.00 8 8 0.00
2018-08-07 13F-HR First Personal Financial Services 1,383 589 -57.41 58 23 -60.34
2018-08-14 13F-HR Paloma Partners Management Co 12,412 50,950 310.49 516 1,960 279.84
2018-08-14 13F-HR HighVista Strategies LLC 28,193 0 -100.00 1,170 0 -100.00
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 0 132 0 5
2018-07-26 13F-HR KLINGENSTEIN FIELDS & CO LLC 281,674 281,074 -0.21 11,689 10,810 -7.52
2018-07-16 13F-HR RELIANCE TRUST CO OF DELAWARE 23,264 23,016 -1.07 966 885 -8.39
2018-05-11 13F-HR HSBC HOLDINGS PLC 1,019,785 1,972,544 93.43 40,812 81,860 100.58
2018-08-13 13F-HR EARNEST PARTNERS LLC 235 235 0.00 10 9 -10.00
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 527,363 526,653 -0.13 21,886 20,255 -7.45
2018-08-07 13F-HR Oakworth Capital, Inc. 400 400 0.00 17 15 -11.76
2018-08-14 13F-HR MENTA CAPITAL LLC 17,000 13,600 -20.00 706 523 -25.92
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 43,602 58,796 34.85 1,809 2,261 24.99
2018-07-31 13F-HR Front Row Advisors Llc 82 3
2018-08-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 36,350 36,350 0.00 1,509 1,398 -7.36
2018-08-03 13F-HR Sandy Spring Bank 900 900 0.00 37 35 -5.41
2018-08-07 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 121,618 121,833 0.18 5,047 4,686 -7.15
2018-08-14 13F-HR Gryphon Financial Partners Llc 393 373 -5.09 16 15 -6.25
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 6 7 16.67 0 0
2018-07-05 13F-HR Cerebellum Gp, Llc 1,803 0 -100.00 75 0 -100.00
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 10,531 7,389 -29.84 437 284 -35.01
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 167,728 170,500 1.65 6,961 6,557 -5.80
2018-08-14 13F-HR Cnb Bank 57 26 -54.39 2 1 -50.00
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 12,270 11,928 -2.79 491 459 -6.52
2018-07-20 13F-HR ASSET ADVISORS CORP 1,500 1,500 0.00 62 58 -6.45
2018-07-25 13F-HR American Research & Management Co. 80 80 0.00 3 3 0.00
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,092 2,138 2.20 87 82 -5.75
2018-08-13 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 205,450 66,000 -67.88 8,526 2,538 -70.23
2018-08-14 13F-HR FLOW TRADERS U.S. LLC 10,119 0 -100.00 420 0 -100.00
2018-08-03 13F-HR Financial Architects, Inc 1,205 1,205 0.00 50 46 -8.00
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 11,759 10,649 -9.44 488 410 -15.98
2018-08-13 13F-HR INDUS CAPITAL PARTNERS, LLC 171,123 0 -100.00 7,102 0 -100.00
2018-08-02 13F-HR Barrett Asset Management, LLC 100 0 -100.00 4 0 -100.00
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 20,000 0 -100.00 830 0 -100.00
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 14,357 14,623 1.85 596 562 -5.70
2018-08-01 13F-HR Wagner Wealth Management, Llc 108 108 0.00 4 4 0.00
2018-08-14 13F-HR Squarepoint Ops LLC 168,034 99,368 -40.86 6,973 3,822 -45.19
2018-09-18 13F-HR/A NORTHERN TRUST CORP 3,700,395 3,492,889 -5.61 153,567 134,337 -12.52
2018-08-13 13F-HR MONETARY MANAGEMENT GROUP INC 2,200 2,200 0.00 91 85 -6.59
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 48,900 38,300 -21.68 2,029 1,473 -27.40
2018-08-09 13F-HR Redpoint Investment Management Pty Ltd 12,836 494
2018-08-14 13F-HR FIFTH THIRD BANCORP 218,918 201,197 -8.09 9,085 7,738 -14.83
2018-08-14 13F-HR Cetera Advisors LLC 13,749 13,464 -2.07 568 524 -7.75
2018-07-12 13F-HR Community Bank, N.A. 360 360 0.00 15 14 -6.67
2018-08-20 13F-HR Winton Capital Group Ltd 234,493 389,042 65.91 9,731 14,963 53.77
2018-08-10 13F-HR Braun-bostich & Associates Inc. 240 0 -100.00 10 0 -100.00
2018-08-10 13F-HR Midwest Professional Planners, Ltd. 201 202 0.50 8 8 0.00
2018-07-31 13F-HR First Bank & Trust 576 576 0.00 24 22 -8.33
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 736,423 1,759,878 138.98 30,561 67,686 121.48
2018-08-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 100,000 3,846
2018-08-14 13F-HR Capital International Investors 987,246 986,191 -0.11 40,971 37,929 -7.42
2018-07-23 13F-HR TOTH FINANCIAL ADVISORY CORP 465 465 0.00 19 18 -5.26
2018-08-15 13F-HR Morse Asset Management, Inc 55,610 0 -100.00 2,308 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 78,900 78,900 0.00 3,274 3,274 0.00
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 89,918 86,946 -3.31 3,731 3,343 -10.40
2018-08-08 13F-HR CIBC World Markets Inc. 24,283 0 -100.00 1,008 0 -100.00
2018-08-16 13F-HR Global X Management CO LLC 0 475,673 0 18,294
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 1,965 2,059 4.78 78 75 -3.85
2018-08-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 5,586,619 4,885,799 -12.54 231,845 187,908 -18.95
2018-07-30 13F-HR Cascade Investment Advisors, Inc. 1,000 38,460
2018-07-06 13F-HR Versant Capital Management, Inc 709 709 0.00 29 27 -6.90
2018-08-07 13F-HR SG Americas Securities, LLC Put 50,000 50,000 0.00 175 230 31.43
2018-08-13 13F-HR SCOTIA CAPITAL INC. 11,714 11,784 0.60 486 486 0.00
2018-07-18 13F-HR Sawyer & Company, Inc 154 154 0.00 6 6 0.00
2018-08-14 13F-HR Natixis 585,121 585,121 0.00 24,283 22,504 -7.33
2018-08-08 13F-HR Russell Investments Group, Ltd. 1,039,003 336,758 -67.59 43,103 12,972 -69.90
2018-08-14 13F-HR Melvin Capital Management LP Put 300,000 11,538
2018-07-31 13F-HR Rockefeller Capital Management L.p. 1,459 1,637 12.20 61 63 3.28
2018-07-31 13F-HR Sumitomo Mitsui Asset Management Company, LTD 120,400 132,016 9.65 4,996 5,077 1.62
2018-07-30 13F-HR Welch Group, LLC 5,741 5,815 1.29 238 224 -5.88
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 524 524 0.00 22 20 -9.09
2018-08-07 13F-HR Trexquant Investment LP 60,692 90,710 49.46 2,519 3,489 38.51
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 11,113 11,113 0.00 461 427 -7.38
2018-08-10 13F-HR Coronation Fund Managers Ltd. 0 1,392,359 0 53,550
2018-08-03 13F-HR Brown Advisory Securities, LLC 5,881 6,981 18.70 244 267 9.43
2017-02-10 13F-HR BlackRock Advisors LLC 35,422 925
2018-08-10 13F-HR COUNTRY TRUST BANK 544 544 0.00 23 21 -8.70
2018-08-03 13F-HR Seacrest Wealth Management, Llc 3,353 3,679 9.72 139 141 1.44
2018-08-10 13F-HR Cranbrook Wealth Management, LLC 1,608 1,289 -19.84 67 50 -25.37
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 0 14,639 0 563
2018-08-14 13F-HR CLS Investments, LLC 131 131 0.00 5 5 0.00
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 120 120 0.00 5 5 0.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 3,169,444 3,102,656 -2.11 131,533 119,332 -9.28
2018-08-06 13F-HR HYMAN CHARLES D 4,968 0 -100.00 206 0 -100.00
2018-08-07 13F-HR TD Capital Management LLC 3,237 3,237 0.00 134 124 -7.46
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 56,730 74,730 31.73 2,354 2,874 22.09
2018-08-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 1,292,230 962,700 -25.50 53,627 37,025 -30.96
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 4,079 4,079 0.00 169 157 -7.10
2018-08-14 13F-HR Primavera Capital Management Ltd 31,052,688 31,090,052 0.12 1,288,687 1,195,723 -7.21
2018-08-17 13F-HR Andra AP-fonden 134,600 194,800 44.73 5,586 7,492 34.12
2018-05-08 13F-HR Willingdon Wealth Management 80 40 -50.00 3 2 -33.33
2018-08-06 13F-HR TORONTO DOMINION BANK 240 270 12.50 10 10 0.00
2018-08-07 13F-HR Johnson Financial Group, Inc. 100 100 0.00 4 4 0.00
2018-07-31 13F-HR HOWE & RUSLING INC 50 0 -100.00 2 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. Put 12,300 485
2018-08-14 13F-HR VANGUARD GROUP INC 2,212,180 2,124,423 -3.97 91,806 81,706 -11.00
2018-08-08 13F-HR Price Wealth Management, Inc. 127 254 100.00 5 10 100.00
2018-08-14 13F-HR 1832 Asset Management L.P. 124,870 70,110 -43.85 5,207 2,696 -48.22
2018-07-19 13F-HR Ballentine Partners, LLC 24,779 24,728 -0.21 1,028 951 -7.49
2018-07-27 13F-HR EVERETT HARRIS & CO /CA/ 39,452 38,002 -3.68 1,637 1,462 -10.69
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 812,504 836,351 2.94 33,719 32,166 -4.61
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 6,765,549 7,364,900 8.86 280,769 283,253 0.88
2018-08-13 13F-HR/A JUPITER ASSET MANAGEMENT LTD 342,438 390,102 13.92 14,211 15,007 5.60
2018-08-14 13F-HR QS Investors, LLC 13,870 13,670 -1.44 576 526 -8.68
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,419,057 870,445 -38.66 58,891 33,477 -43.15
2018-08-14 13F-HR Magnetar Financial LLC 10,895 0 -100.00 452 0 -100.00
2018-07-31 13F-HR Destination Wealth Management 98,406 1,787 -98.18 6,653 69 -98.96
2018-08-08 13F-HR Providence Capital Advisors, Llc 164 164 0.00 7 6 -14.29
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,287 2,489 -41.94 178 95 -46.63
2018-08-02 13F-HR Wellington Shields Capital Management, LLC 9,100 9,100 0.00 378 350 -7.41
2018-02-14 13F-HR Arthur Zaske & Associates, LLC 104,522 102,222 -2.20 4,178 4,091 -2.08
2018-08-07 13F-HR Van Hulzen Asset Management, LLC 8,595 331
2018-07-11 13F-HR Ledyard National Bank 610 808 32.46 25 31 24.00
2018-08-13 13F-HR BRINKER CAPITAL INC 20,288 31,379 54.67 842 1,207 43.35
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 512 587 14.65 41 2,257 5,404.88
2018-08-10 13F-HR Legal & General Group Plc 2,431,890 2,132,220 -12.32 100,923 82,006 -18.74
2018-07-30 13F-HR Daiwa Securities Group Inc. 6,600 3,000 -54.55 274 115 -58.03
2018-08-14 13F-HR PRUDENTIAL PLC 613,355 944,793 54.04 25,454 36,336 42.75
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,019,146 995,618 -2.31 42,295 38,291 -9.47
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 291,700 291,700 0.00 12,106 11,219 -7.33
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 93,404 0 -100.00 3,876 0 -100.00
2018-08-08 13F-HR US BANCORP \DE\ 75,091 75,046 -0.06 3,116 2,886 -7.38
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 340 340 0.00 14 13 -7.14
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 303,638 318,438 4.87 12,623 12,253 -2.93
2018-07-27 13F-HR Wealthstreet Investment Advisors, Llc 21,431 21,713 1.32 889 835 -6.07
2018-08-10 13F-HR NORTH STAR ASSET MANAGEMENT INC 71,268 72,983 2.41 2,958 2,807 -5.10
2018-08-14 13F-HR Palisades Hudson Asset Management, L.P. 4,866 0 -100.00 202 0 -100.00
2018-08-13 13F-HR Flinton Capital Management LLC 31,994 12,546 -60.79 1,328 482 -63.70
2018-08-09 13F-HR Gradient Investments LLC 418 402 -3.83 17 15 -11.76
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 795,401 585,671 -26.37 33,009 22,525 -31.76
2018-08-14 13F-HR Man Group plc 93,278 90,333 -3.16 3,871 3,474 -10.26
2018-08-03 13F-HR Parkside Financial Bank & Trust 2,738 2,597 -5.15 114 100 -12.28
2018-08-01 13F-HR AVIVA PLC 283,443 274,995 -2.98 11,763 10,576 -10.09
2018-07-17 13F-HR JNBA Financial Advisors 360 360 0.00 15 14 -6.67
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 15,925 15,925 0.00 661 612 -7.41
2017-07-27 13F-HR Spot Trading L.l.c. 11,729 462
2018-07-24 13F-HR MOODY LYNN & LIEBERSON, INC. 5,740 5,740 0.00 238 221 -7.14
2018-08-08 13F-HR WESBANCO BANK INC 7,891 7,891 0.00 328 303 -7.62
2018-08-22 13F-HR/A Davidson Kempner Capital Management LP 156,341 0 -100.00 6,488 0 -100.00
2018-07-13 13F-HR Truewealth Llc 2,523 2,523 0.00 105 97 -7.62
2017-02-10 13F-HR BlackRock Japan Co. Ltd 498,957 13,033
2017-01-13 13F-HR MetLife Securities, Inc 22,913 598
2018-08-14 13F-HR Valeo Financial Advisors, Llc 2,655 15,828 496.16 110 542 392.73
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 7,615 7,515 -1.31 316 289 -8.54
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 685,369 639,530 -6.69 28,443 24,596 -13.53
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 1,559,946 1,289,403 -17.34 64,737 49,590 -23.40
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 124,533 12,940 -89.61 5,167 498 -90.36
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 60,500 57,400 -5.12 2,511 2,208 -12.07
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 690,314 554,016 -19.74 27,628 22,993 -16.78
2018-08-15 13F-HR Highlander Capital Management, LLC 5,000 5,000 0.00 199 192 -3.52
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 2,389 2,389 0.00 98 92 -6.12
2018-07-27 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 38,927 38,377 -1.41 1,615 1,476 -8.61
2018-08-10 13F-HR WASHINGTON TRUST Co 5,239 5,360 2.31 218 206 -5.50
2018-08-03 13F-HR FIDUCIARY TRUST CO 10,344 10,344 0.00 429 397 -7.46
2018-07-30 13F-HR MEYER HANDELMAN CO 7,250 7,250 0.00 301 279 -7.31
2018-08-10 13F-HR Cutler Group LP Put 12,500 6,400 -48.80 47 35 -25.53
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 606,500 547,100 -9.79 25,169 21,042 -16.40
2018-08-14 13F-HR Marshall Wace North America L.P. 0 762,805 0 29,337
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 10,800 0 -100.00 448 0 -100.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 2,434 2,265 -6.94 101 87 -13.86
2018-08-13 13F-HR Bayesian Capital Management, LP 16,100 0 -100.00 668 0 -100.00
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 20,047 21,047 4.99 832 809 -2.76

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Ugly Yum China Stock Is Likely to Fall Further

2018-09-13 investorplace
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2018-08-30 zacks
Per Wall Street Journal, Yum China Holdings, Inc. (YUMC - Free Report) has rejected the buyout offer from a consortium led by a Chinese investment firm — Hillhouse Capital Group. The amount offered was $17.6 billion or $46 a share, which is nearly 24% above the Tuesday’s closing price. Following the news, shares of the company increased 5.5% on Aug 29. However, Yum China Holdings refrained from commenting on the matter.

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