Stock Institutional Ownership and Shareholders

SecurityYUMC / Yum China Holdings, Inc. (98850P109)
Senior Advisor to CEOChu Mark
Institutional Owners610
Institutional Shares332,961,760
Outstanding Shares398,497,353 (as of 2017-08-31)
Institutional Value$ 197,709,816,000 USD

Yum China Holdings, Inc. (NYSE:YUMC) has 610 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 332,961,760 shares. Largest shareholders include Primavera Capital Management Ltd, BlackRock Inc., Standard Life Aberdeen Plc, Aberdeen Asset Management Plc/uk, Massachusetts Financial Services Co /ma/, Loomis Sayles & Co L P, State Street Corp, Bank Of America Corp /de/, Clearbridge Investments, LLC, and FMR LLC / Fidelity Management & Research.



Yum China Holdings, Inc. (NYSE:YUMC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-10-31 13F-HR Goelzer Investment Management, Inc. 5,026 201
2017-08-14 13F-HR WOLVERINE TRADING, LLC Put 71,500 0 -100.00 1,896 0
2017-11-08 13F-HR Ruggie Capital Group 30 30 0.00 1 1 0.00
2017-11-09 13F-HR AUXIER ASSET MANAGEMENT 13,437 13,437 0.00 530 537 1.32
2017-11-09 13F-HR Mandatum Life Insurance Co Ltd 7,000 7,000 0.00 276 280 1.45
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 1,189 2,068 73.93 46 82 78.26
2017-07-18 13F-HR Jolley Asset Management, LLC 37,235 0 -100.00 1,013 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 836,362 843,444 0.85 32,978 33,712 2.23
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 207,131 207,228 0.05 8,167 8,283 1.42
2017-11-03 13F-HR Moisand Fitzgerald Tamayo, LLC 69 3
2017-08-14 13F-HR WOLVERINE TRADING, LLC 11,067 0 -100.00 293 0 -100.00
2017-11-13 13F-HR Evercore Trust Company, N.A. 1,845,426 1,273,058 -31.02 72,765 50,884 -30.07
2017-11-14 13F-HR HighVista Strategies LLC 113,030 35,730 -68.39 4,457 1,428 -67.96
2017-11-16 13F-HR Moors & Cabot, Inc. 8,045 7,795 -3.11 319 311 -2.51
2017-11-13 13F-HR Westside Investment Management, Inc. 939 939 0.00 35,043 40,365 15.19
2017-11-06 13F-HR Bank of New York Mellon Corp 1,700,192 3,167,217 86.29 67,038 126,593 88.84
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 2,445 2,836 15.99 98 113 15.31
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 13,613 0 -100.00 537 0 -100.00
2017-11-13 13F-HR Bruderman Asset Management, LLC 1,000 0 -100.00 39 0 -100.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 227,662 9,100
2017-11-15 13F-HR Aspen Investment Management Inc 8,127 8,127 0.00 320 325 1.56
2017-10-27 13F-HR Alexandria Capital, LLC 754 304 -59.68 30 12 -60.00
2017-10-13 13F-HR First PREMIER Bank 100 100 0.00 4 4 0.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 239,320 145,554 -39.18 6,509 5,817 -10.63
2017-11-14 13F-HR Voya Investment Management LLC 191,355 188,962 -1.25 7,545 7,553 0.11
2017-11-15 13F-HR TT INTERNATIONAL 203,478 302,074 48.46 8,023 12,073 50.48
2017-11-13 13F-HR OMERS ADMINISTRATION Corp 11,400 52,600 361.40 450 2,102 367.11
2017-11-14 13F-HR AJO, LP 20,740 20,740 0.00 818 829 1.34
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 10,612 53,902 407.93 418 2,154 415.31
2017-11-14 13F-HR SOUTHEASTERN ASSET MANAGEMENT INC/TN/ 5,122,913 4,797,385 -6.35 201,996 191,752 -5.07
2017-11-14 13F-HR Grandeur Peak Global Advisors, LLC 150,925 201,675 33.63 5,951 8,061 35.46
2017-09-26 13F-HR Perpetual Ltd 82,502 2,155
2017-11-14 13F-HR FAIRFIELD, BUSH & CO. 61,083 61,083 0.00 2,409 2,441 1.33
2017-10-19 13F-HR Tesco Pension Investment Ltd 648,533 791,421 22.03 25,572 31,633 23.70
2017-10-10 13F-HR Ledyard National Bank 435 610 40.23 17 24 41.18
2017-11-13 13F-HR FIL Ltd 2,157,147 3,614,488 67.56 85,056 144,471 69.85
2017-08-09 13F-HR Sheaff Brock Investment Advisors, LLC 12,513 0 -100.00 340 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,017,664 1,049,862 3.16 40,126 41,963 4.58
2017-11-08 13F-HR Barrett Asset Management, LLC 100 100 0.00 4 4 0.00
2017-11-13 13F-HR M&T BANK CORP 81,206 78,217 -3.68 3,202 3,127 -2.34
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,570 1,575 0.32 56 63 12.50
2017-11-13 13F-HR Goss Wealth Management LLC 68 0 -100.00 2,538 0 -100.00
2017-11-13 13F-HR Bb&t Investment Services, Inc. 6,388 9,380 46.84 250 372 48.80
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 6,935 6,935 0.00 273 277 1.47
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 117,421 41,350 -64.78 4,630 1,653 -64.30
2017-10-18 13F-HR D. SCOTT NEAL, INC. 77 77 0.00 3 3 0.00
2017-11-14 13F-HR Verition Fund Management LLC 0 43,714 0 1,747
2017-11-02 13F-HR WESBANCO BANK INC 7,474 7,474 0.00 295 299 1.36
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 350,445 412,165 17.61 13,818 16,474 19.22
2017-10-31 13F-HR Andra AP-fonden 233,900 247,300 5.73 9,223 9,885 7.18
2017-10-17 13F-HR American Research & Management Co. 80 80 0.00 3 3 0.00
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 400 491 22.75 15 19 26.67
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 26,973 26,973 0.00 1,064 1,078 1.32
2017-11-09 13F-HR Hugh Johnson Advisors LLC 7,458 298
2017-10-23 13F-HR Bartlett & Co. LLC 1,220 851 -30.25 48 34 -29.17
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 15,925 637
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 28,000 28,000 0.00 1,085 1,121 3.32
2017-10-17 13F-HR Cutler Group LP Call 29,500 23,500 -20.34 209 27 -87.08
2017-11-14 13F-HR UBS Group AG 1,390,445 1,019,576 -26.67 54,825 40,753 -25.67
2017-10-23 13F-HR Nationwide Fund Advisors 633,939 601,273 -5.15 24,996 24,033 -3.85
2017-11-13 13F-HR TD Capital Management LLC 3,237 3,237 0.00 128 129 0.78
2017-11-03 13F-HR BESSEMER GROUP INC 1,654 1,654 0.00 65 66 1.54
2017-10-18 13F-HR EXANE DERIVATIVES 38 38 0.00 1,498 1,518 1.34
2017-10-18 13F-HR Asset Dedication, LLC 144 144 0.00 6 6 0.00
2017-11-07 13F-HR IBM Retirement Fund 5,473 5,473 0.00 216 219 1.39
2017-11-14 13F-HR Sensato Investors LLC 20,600 0 -100.00 812 0 -100.00
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 15,993 16,198 1.28 630 648 2.86
2017-11-13 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 2,566,785 4,200,448 63.65 101,208 167,892 65.89
2017-11-13 13F-HR Nicholas Investment Partners, LP 500,000 19,985
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 12,200 9,100 -25.41 481 364 -24.32
2017-10-30 13F-HR INVESTMENT HOUSE LLC 36,700 36,400 -0.82 1,447 1,455 0.55
2017-07-26 13F-HR OLD POINT TRUST & FINANCIAL SERVICES N A 13,266 0 -100.00 361 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 1,600,048 1,792,222 12.01 63,090 71,635 13.54
2017-08-14 13F-HR WOLVERINE TRADING, LLC Call 59,600 0 -100.00 1,581 0
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 38,100 33,200 -12.86 1,502 1,327 -11.65
2017-11-14 13F-HR AMP Capital Investors Ltd 158,428 161,128 1.70 6,150 6,440 4.72
2017-10-25 13F-HR FIRST MANHATTAN CO 155,998 147,698 -5.32 6,151 5,903 -4.03
2017-11-08 13F-HR Harbour Capital Advisors, LLC 39,430 0 -100.00 1,000 0 -100.00
2017-11-07 13F-HR Glenview Trust Co 8,160 10,570 29.53 322 422 31.06
2017-08-14 13F-HR Magnetar Financial LLC 10,816 0 -100.00 294 0 -100.00
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 69,320 116,860 68.58 2,733 4,671 70.91
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 363,338 548,182 50.87 14,326 21,911 52.95
2017-11-13 13F-HR BROWN ADVISORY INC 47,323 50,924 7.61 1,867 2,036 9.05
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 17,051 17,051 0.00 672 682 1.49
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 4,098 4,098 0.00 162 164 1.23
2017-11-15 13F-HR Arthur Zaske & Associates, LLC 104,522 104,522 0.00 4,121 4,178 1.38
2017-11-03 13F-HR WESPAC Advisors SoCal, LLC 78 78 0.00 3 3 0.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 6,772 485,682 7,071.91 267 19,413 7,170.79
2017-11-14 13F-HR BARCLAYS PLC 237,964 164,907 -30.70 9,384 6,591 -29.76
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,323,290 826,901 -37.51 52,177 33,051 -36.66
2017-10-12 13F-HR ORRSTOWN FINANCIAL SERVICES INC 195 195 0.00 8 8 0.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 18,446 0 -100.00 727 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 74,382 15,474 -79.20 2,933 618 -78.93
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,168,080 1,288,082 10.27 46,057 51,485 11.79
2017-10-12 13F-HR Sonora Investment Management, LLC 500 500 0.00 19,715 19,985 1.37
2017-10-16 13F-HR ATWOOD & PALMER INC 550 550 0.00 22 22 0.00
2017-10-27 13F-HR 1ST SOURCE BANK 19,320 19,208 -0.58 761 768 0.92
2017-10-30 13F-HR Cribstone Capital Management, LLC 200 200 0.00 8 8 0.00
2017-10-12 13F-HR V Wealth Management,LLC 581 0 -100.00 23 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 328,915 119,415 -63.69 12,969 4,773 -63.20
2017-11-13 13F-HR Vantage Investment Advisors, LLC 665 665 0.00 26 27 3.85
2017-11-13 13F-HR LLBH Private Wealth Management, LLC 5,052 202
2017-10-12 13F-HR Hanson McClain, Inc. 770 770 0.00 30 31 3.33
2017-12-05 13F-HR Perigon Wealth Management, LLC 200 8
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,974,466 2,858,912 -3.88 117,283 114,271 -2.57
2017-11-14 13F-HR Capital Bank & Trust Co 901,695 884,744 -1.88 35,554 35,363 -0.54
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 40,000 40,000 0.00 1,577 1,599 1.40
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 30,740 166,012 440.05 1,212 6,635 447.44
2017-11-06 13F-HR Spot Trading L.l.c. Put 12,300 22,600 83.74 485 903 86.19
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 2,055,208 1,675,827 -18.46 81,037 66,983 -17.34
2017-11-13 13F-HR Evercore Wealth Management, LLC 3,260 3,355 2.91 128 134 4.69
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 920,001 5,668 -99.38 36,276 227 -99.37
2017-11-14 13F-HR CNH PARTNERS LLC 984,946 469,593 -52.32 38,836 18,770 -51.67
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 4,462 1,244 -72.12 176 50 -71.59
2017-08-11 13F-HR Feltz WealthPLAN Inc. 99 0 -100.00 2,790 0 -100.00
2017-11-13 13F-HR FORMULA GROWTH LTD 84,388 110,717 31.20 3,327 4,425 33.00
2017-11-06 13F-HR CHESAPEAKE ASSET MANAGEMENT LLC 42,639 34,987 -17.95 1,681 1,398 -16.84
2017-11-14 13F-HR CREDIT AGRICOLE S A 311,404 327,804 5.27 12,279 13,103 6.71
2017-11-14 13F-HR Arrowpoint Asset Management, LLC 107,500 32,500 -69.77 4,239 1,299 -69.36
2017-11-14 13F-HR CLS Investments, LLC 252 297 17.86 10 12 20.00
2017-11-14 13F-HR Proficio Capital Partners LLC 1,192 1,192 0.00 44 48 9.09
2017-11-14 13F-HR Choate Investment Advisors 11,992 12,038 0.38 472,845 481,159 1.76
2017-08-14 13F-HR STEWART WEST INDIES TRADING CO., LTD 915,000 0 -100.00 24,888 0 -100.00
2017-10-11 13F-HR Triangle Securities Wealth Management 7,819 7,694 -1.60 308 308 0.00
2017-11-06 13F-HR CIBC Asset Management Inc 10,584 10,935 3.32 417 437 4.80
2017-10-18 13F-HR SpiderRock Advisors LLC Put 1
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 168,900 168,900 0.00 6,660 6,751 1.37
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 22,290 0 -100.00 879 0 -100.00
2017-11-03 13F-HR Brown Advisory Securities, LLC 6,561 5,702 -13.09 259 228 -11.97
2017-10-30 13F-HR IFP Advisors, Inc 12,258 12,967 5.78 483 518 7.25
2017-11-13 13F-HR Alta Advisers Ltd 17,378 5,278 -69.63 685 211 -69.20
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 3,514,169 3,747,358 6.64 138,564 149,783 8.10
2017-10-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 10,955 10,955 0.00 432 438 1.39
2017-07-13 13F-HR FIRST FINANCIAL CORP /IN/ 155 0 -100.00 4 0 -100.00
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 1,720 1,720 0.00 68 69 1.47
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 237,687 222,498 -6.39 9,372 8,893 -5.11
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 580 23
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 2,125 1,510 -28.94 84 60 -28.57
2017-11-14 13F-HR BRYN MAWR TRUST Co 5,777 0 -100.00 228 0 -100.00
2017-11-13 13F-HR KBC Group NV 252,581 649,868 157.29 9,960 25,975 160.79
2017-11-13 13F-HR MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 1,781,310 1,769,910 -0.64 70,237 70,743 0.72
2017-10-17 13F-HR Creative Planning 164,269 165,421 0.70 6,477 6,612 2.08
2017-10-12 13F-HR PRIVATE TRUST CO NA 6,386 6,352 -0.53 251 253 0.80
2017-11-08 13F-HR NEXT Financial Group, Inc 1,505 815 -45.85 59,000 35 -99.94
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 13,806 12,809 -7.22 544 512 -5.88
2017-11-14 13F-HR MORGAN STANLEY 2,004,402 2,291,672 14.33 79,033 91,598 15.90
2017-11-14 13F-HR Squarepoint Ops LLC 74,739 153,463 105.33 2,947 6,134 108.14
2017-11-03 13F-HR Swiss National Bank 868,556 772,843 -11.02 34,247 30,891 -9.80
2017-08-10 13F-HR SUMMITVIEW INVESTMENT MANAGEMENT 400,000 0 -100.00 10,880 0 -100.00
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 93,404 93,404 0.00 3,682 3,733 1.39
2017-11-14 13F-HR Williams Jones & Associates LLC 5,500 5,500 0.00 217 220 1.38
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 10 0 -100.00 0 0
2017-10-24 13F-HR TRUST CO OF VERMONT 1,807 1,780 -1.49 71 71 0.00
2017-11-14 13F-HR Integral Derivatives, LLC Put 5,100 204
2017-10-13 13F-HR BKD Wealth Advisors, LLC 7,547 7,538 -0.12 298 301 1.01
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 666 666 0.00 26 27 3.85
2017-11-07 13F-HR Mascoma Wealth Management LLC 135 135 0.00 5 5 0.00
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 22,477 24,964 11.06 887 998 12.51
2017-08-09 13F-HR Glassman Wealth Services 300 0 -100.00 8 0 -100.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 113,379 119,252 5.18 4,471 4,767 6.62
2017-11-13 13F-HR Citizens Financial Group Inc/RI 2,760 2,760 0.00 109 110 0.92
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 24,204 25,569 5.64 954 1,022 7.13
2017-10-23 13F-HR WHITTIER TRUST CO 12,501 14,136 13.08 493 565 14.60
2017-11-13 13F-HR CITIGROUP INC Call 48,100 23,800 -50.52 1,897 951 -49.87
2017-11-13 13F-HR AVIVA PLC 310,572 314,399 1.23 12,249 12,570 2.62
2017-11-15 13F-HR Janney Montgomery Scott LLC 20,449 20,774 1.59 806 830 2.98
2017-07-20 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC 7,470 0 -100.00 203 0 -100.00
2017-10-23 13F-HR RAND WEALTH, LLC 51,195 51,195 0.00 2,019 2,046 1.34
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 1,520,100 1,477,743 -2.79 59,938 59,065 -1.46
2017-08-07 13F-HR Geneva Advisors, LLC 174,003 175,678 0.96 4,733 6,927 46.36
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 41,500 41,600 0.24 1,636 1,663 1.65
2017-11-13 13F-HR InterOcean Capital, LLC 10,428 10,428 0.00 411 417 1.46
2017-10-27 13F-HR Searle & Co. 34,166 34,198 0.09 1,347 1,367 1.48
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 9,893 12,788 29.26 390 511 31.03
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 618,800 237,400 -61.64 24,399 9,489 -61.11
2017-10-27 13F-HR Linscomb & Williams, Inc. 7,180 5,986 -16.63 283 239 -15.55
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,089,489 1,052,346 -3.41 42,959 42,062 -2.09
2017-11-14 13F-HR NGAM ADVISORS, L.P. 697,214 675,760 -3.08 27,492 27,010 -1.75
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 6,576,492 7,052,402 7.24 259,311 281,885 8.71
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 9,712 6,563 -32.42 377 262 -30.50
2017-10-30 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 24,848 24,658 -0.76 980 986 0.61
2017-11-13 13F-HR Clear Perspective Advisors, LLC 200 200 0.00 8 8 0.00
2017-11-14 13F-HR BARCLAYS PLC Put 2,200 2,200 0.00 87 88 1.15
2017-11-07 13F-HR Motco 105 0 -100.00 4 0 -100.00
2017-11-06 13F-HR HighPoint Advisor Group LLC 6,218 6,218 0.00 231 250 8.23
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 179,213 35,885 -79.98 7,066 1,434 -79.71
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 282,268 11,282
2017-11-06 13F-HR Ballentine Partners, LLC 24,863 24,843 -0.08 916 993 8.41
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,557,424 1,678,312 7.76 61,409 67,082 9.24
2017-10-06 13F-HR Cohen Capital Management, Inc. 19,950 19,950 0.00 787 797 1.27
2017-11-14 13F-HR FIFTH THIRD BANCORP 256,864 242,780 -5.48 10,128 9,704 -4.19
2017-10-10 13F-HR SOLARIS ASSET MANAGEMENT LLC 552 0 -100.00 22 0 -100.00
2017-07-14 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 25 0 -100.00 680 0 -100.00
2017-10-19 13F-HR ASSET ADVISORS CORP 1,500 1,500 0.00 59 60 1.69
2017-11-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 281,702 281,699 -0.00 11,108 11,260 1.37
2017-11-13 13F-HR TEACHERS ADVISORS INC 579,987 588,815 1.52 22,869 23,535 2.91
2017-11-06 13F-HR SEI INVESTMENTS CO 179,537 338,570 88.58 7,079 13,534 91.19
2017-10-12 13F-HR Bogart Wealth, Llc 680 29
2017-08-11 13F-HR KCG HOLDINGS, INC. 34,807 1,372
2017-11-14 13F-HR BANK OF NOVA SCOTIA 639,000 565,000 -11.58 25,196 22,583 -10.37
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 401,619 16,053
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 79 11 -86.08 2,149 434 -79.80
2017-10-25 13F-HR Rehmann Capital Advisory Group 15,443 6,835 -55.74 609 273 -55.17
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 147,796 207,524 40.41 5,826 8,294 42.36
2017-10-18 13F-HR HOWE & RUSLING INC 338 50 -85.21 13 2 -84.62
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 340 340 0.00 13 14 7.69
2017-11-14 13F-HR TAURUS ASSET MANAGEMENT, LLC 5,364 5,364 0.00 212 214 0.94
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 32,215 30,351 -5.79 1,271 1,213 -4.56
2017-11-14 13F-HR UBS OCONNOR LLC 14,640 0 -100.00 577,000 0 -100.00
2017-11-08 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 1,559,930 4,212,318 170.03 61,508 168,366 173.73
2017-11-08 13F-HR Cranbrook Wealth Management, LLC 1,606 1,606 0.00 63 64 1.59
2017-11-14 13F-HR JACOBS & CO/CA 36,325 36,125 -0.55 1,432 1,443 0.77
2017-11-14 13F-HR Walleye Trading LLC Call 9,900 10,700 8.08 391 428 9.46
2017-11-09 13F-HR Trexquant Investment LP 19,341 33,634 73.90 763 1,344 76.15
2017-10-25 13F-HR Korea Investment CORP 362,100 362,100 0.00 14,278 14,473 1.37
2017-11-08 13F-HR COLUMBUS CIRCLE INVESTORS 662,516 456,554 -31.09 26,123 18,248 -30.15
2017-11-07 13F-HR SG Americas Securities, LLC 45,110 21,416 -52.52 1,779 856 -51.88
2017-10-16 13F-HR Hartford Financial Management Inc. 1,940 1,940 0.00 76 77 1.32
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 720,120 643,991 -10.57 28,395 25,741 -9.35
2017-11-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 5,168 5,168 0.00 204 207 1.47
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 100 0 -100.00 4 0 -100.00
2017-11-14 13F-HR Lenox Wealth Management, Inc. 239 239 0.00 9 9 0.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 1,356 468 -65.49 1,169 140 -88.02
2017-11-14 13F-HR Landaas & Co /wi /adv 420 17
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 1,577,905 0 -100.00 62,217 0 -100.00
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 450 450 0.00 18 18 0.00
2017-11-06 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 8,436 8,351 -1.01 333 334 0.30
2017-10-25 13F-HR FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 13,067 13,067 0.00 515 522 1.36
2017-10-12 13F-HR Gemmer Asset Management LLC 326 326 0.00 13 13 0.00
2017-11-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 238,851 121,422 -49.16 9,418 4,853 -48.47
2017-11-14 13F-HR Walleye Trading LLC 18,493 2,189 -88.16 729 87 -88.07
2017-11-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 523,600 490,300 -6.36 20,646 19,597 -5.08
2017-11-13 13F-HR BB&T SECURITIES, LLC 33,951 35,419 4.32 1,338 1,415 5.75
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 230,218 557,789 142.29 9,077 22,295 145.62
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 810,840 1,137,783 40.32 31,145 45,478 46.02
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 745,150 744,514 -0.09 29,381 29,758 1.28
2017-08-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 72,809 0 -100.00 1,980 0 -100.00
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 1,020 770 -24.51 40 31 -22.50
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 3,666,116 762,434 -79.20 144,555 30,474 -78.92
2017-10-31 13F-HR PARTHENON LLC 5,304 5,304 0.00 209 212 1.44
2017-11-13 13F-HR Marshall Wace North America L.P. 814,456 127,366 -84.36 31,764 5,094 -83.96
2017-11-13 13F-HR NORTHERN TRUST CORP 3,716,823 3,747,655 0.83 146,554 149,795 2.21
2017-11-13 13F-HR Renaissance Technologies LLC 1,528,100 2,409,900 57.71 60,253 96,324 59.87
2017-11-16 13F-HR Cetera Advisors LLC 14,295 14,322 0.19 569 574 0.88
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 4,167,324 3,114,040 -25.27 164,317,585 124,468,180 -24.25
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 57,559 85,715 48.92 2,269 3,425 50.95
2017-11-15 13F-HR Independent Advisor Alliance 9,535 5,345 -43.94 209 230 10.05
2017-11-14 13F-HR PRUDENTIAL PLC 603,874 603,874 0.00 23,811 24,137 1.37
2017-10-30 13F-HR Fusion Family Wealth LLC 30 1
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 973,305 1,004,026 3.16 38,377 40,131 4.57
2017-10-17 13F-HR Cutler Group LP Put 18,000 82,400 357.78 17 41 141.18
2017-11-02 13F-HR Jacobi Capital Management LLC 53 153 188.68 2 7 250.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 662,131 605,339 -8.58 26,108 24,195 -7.33
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 24,975,942 24,603,190 -1.49 679,344 970,102 42.80
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 11,614 11,616 0.02 458 464 1.31
2017-11-16 13F-HR Cetera Investment Advisers 14,295 0 -100.00 569 0 -100.00
2017-11-03 13F-HR Essex Financial Services, Inc. 6,909 6,159 -10.86 272 246 -9.56
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 562,362 596,269 6.03 22,173 23,832 7.48
2017-10-10 13F-HR First Command Bank 381 381 0.00 15 15 0.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 51,931 41,165 -20.73 2,047 1,646 -19.59
2017-11-22 13F-HR Chicago Partners Investment Group LLC 600 796 32.67 16 32 100.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 716,737 0 -100.00 28,261 0 -100.00
2017-10-31 13F-HR COUNTRY TRUST BANK 544 22
2017-11-06 13F-HR GILDER GAGNON HOWE & CO LLC 28,836 0 -100.00 1,137 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 887,900 874,989 -1.45 35,010 34,973 -0.11
2017-11-13 13F-HR COMERICA SECURITIES INC 6,376 6,376 0.00 251 255 1.59
2017-10-25 13F-HR/A-1 NORTH STAR ASSET MANAGEMENT INC 72,246 72,491 0.34 2,849 2,897 1.68
2017-10-26 13F-HR Delaney Dennis R 6,140 6,140 0.00 242 245 1.24
2017-11-08 13F-HR GIRARD PARTNERS LTD. 6,045 5,479 -9.36 238 219 -7.98
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 679,457 483,358 -28.86 26,791 19,320 -27.89
2017-11-13 13F-HR CITIGROUP INC Put 69,300 54,300 -21.65 2,732 2,170 -20.57
2017-11-14 13F-HR HSBC HOLDINGS PLC 942,148 976,044 3.60 37,149 39,011 5.01
2017-11-13 13F-HR CITIGROUP INC 271,934 90,195 -66.83 10,723 3,604 -66.39
2017-11-14 13F-HR Covington Capital Management 2,185 87
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 24,636 35,065 42.33 971 1,402 44.39
2017-11-14 13F-HR BOKF, NA 9,038 6,601 -26.96 356 264 -25.84
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,957 2,455 25.45 77 98 27.27
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 865,722 0 -100.00 34,135 0 -100.00
2017-08-15 13F-HR Moors & Cabot, Inc. Call 1,000 0 -100.00 7 0 -100.00
2017-10-18 13F-HR SpiderRock Advisors LLC Call 49
2017-10-25 13F-HR Liberty Capital Management, Inc. 140 440 214.29 5 19 280.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 38,200 1,527
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 5,779 5,779 0.00 227,866 230,986 1.37
2017-11-08 13F-HR MACQUARIE GROUP LTD 140,274 201,674 43.77 5,531 8,061 45.74
2017-11-14 13F-HR Neuburgh Advisers LLC 1,144 1,144 0.00 45 46 2.22
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 45,501 45,387 -0.25 1,793 1,815 1.23
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 34,918 0 -100.00 1,377 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 126,200 231,500 83.44 4,976 9,253 85.95
2017-08-03 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 200 0 -100.00 5 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 43,262 45,448 5.05 1,702 1,815 6.64
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 10,503 11,913 13.42 414 476 14.98
2017-11-14 13F-HR Natixis 1,174,922 46,962
2017-11-13 13F-HR Oz Management LP 1,109,543 44,349
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 12,835 12,974 1.08 506 518 2.37
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 8,207 0 -100.00 324 0 -100.00
2017-10-25 13F-HR Carroll Financial Associates, Inc. 3,331 4,091 22.82 131 163 24.43
2017-10-12 13F-HR Advisory Services Network, LLC 1,107 1,146 3.52 44 46 4.55
2017-11-09 13F-HR JP MORGAN CHASE & CO 5,683,406 5,898,248 3.78 224,096 235,340 5.02
2017-11-06 13F-HR Advisor Group, Inc. 21,011 21,389 1.80 828 855 3.26
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 1,539,057 1,025,957 -33.34 60,516 41,180 -31.95
2017-11-14 13F-HR Intellectus Partners, LLC 100 4
2017-11-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 28,200 28,200 0.00 1,112 1,127 1.35
2017-11-01 13F-HR/A-1 Financial Architects, Inc 1,105 1,205 9.05 44 48 9.09
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 869 691 -20.48 34 28 -17.65
2017-08-15 13F-HR Strategic Wealth Advisors Group,Inc. 91,333 0 -100.00 2,484 0 -100.00
2017-08-14 13F-HR CLINTON GROUP INC 29,422 0 -100.00 800,278 0 -100.00
2017-10-13 13F-HR Vigilant Capital Management, LLC 1,700 1,500 -11.76 67 60 -10.45
2017-11-13 13F-HR BAHL & GAYNOR INC 17,312 0 -100.00 453 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 206,200 200,300 -2.86 8,130 8,006 -1.53
2017-11-13 13F-HR Artisan Partners Limited Partnership 557,293 813,646 46.00 21,974 32,521 48.00
2017-11-13 13F-HR Employees Retirement System of Texas 418,000 356,000 -14.83 16,482 14,229 -13.67
2017-11-06 13F-HR Spot Trading L.l.c. 11,729 0 -100.00 462 0 -100.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 172,530 166,130 -3.71 6,803 6,640 -2.40
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,130,151 884,338 -21.75 44,562 35,347 -20.68
2017-11-06 13F-HR Palisades Hudson Asset Management, L.P. 5,935 0 -100.00 234 0 -100.00
2017-10-17 13F-HR Founders Capital Management 620 620 0.00 24 25 4.17
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 15,247 15,854 3.98 601 634 5.49
2017-10-13 13F-HR BURKE & HERBERT BANK & TRUST CO 7,277 7,387 1.51 287 295 2.79
2017-10-10 13F-HR MACNEALY HOOVER INVESTMENT MANAGEMENT INC 11,198 11,198 0.00 442 448 1.36
2017-11-13 13F-HR EATON VANCE MANAGEMENT 150,667 151,706 0.69 5,941 6,064 2.07
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 16,837 16,783 -0.32 664 671 1.05
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 8,186 8,186 0.00 323 327 1.24
2017-10-10 13F-HR HORAN CAPITAL MANAGEMENT 10,056 0 -100.00 396 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 7,645,000 9,464,944 23.81 301,443 378,314 25.50
2017-11-06 13F-HR YHB Investment Advisors, Inc. 39,893 40,878 2.47 1,573 1,634 3.88
2017-11-14 13F-HR 1832 Asset Management L.P. 63,200 83,800 32.59 2,495 3,248 30.18
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 19,029 0 -100.00 750 0 -100.00
2017-11-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 750 750 0.00 30 30 0.00
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 101 0 -100.00 4 0 -100.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 35,200 37,200 5.68 1,388 1,487 7.13
2017-11-14 13F-HR NOMURA HOLDINGS INC 55,255 56,129 1.58 2,180 2,243 2.89
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 2,200 2,200 0.00 87 88 1.15
2017-11-14 13F-HR Hillhouse Capital Management, Ltd. 2,302,989 0 -100.00 90,807 0 -100.00
2017-10-26 13F-HR Integrated Investment Consultants, LLC 1,300 1,300 0.00 51 52 1.96
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 229,459 65,069 -71.64 9,047 2,602 -71.24
2017-10-27 13F-HR Cable Hill Partners, LLC 140 140 0.00 6 6 0.00
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12,231 12,060 -1.40 482 482 0.00
2017-10-27 13F-HR Parkside Financial Bank & Trust 2,719 2,620 -3.64 107 104 -2.80
2017-11-14 13F-HR Jefferies Group LLC 33,413 33,652 0.72 1,317 1,345 2.13
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 1,358 6,405 371.65 51 256 401.96
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 31,400 38,131 21.44 1,239 1,524 23.00
2017-11-13 13F-HR ARGI Investment Services, LLC 48,812 58,709 20.28 1,925 2,347 21.92
2017-11-14 13F-HR Zions Bancorporation 32 423 1,221.88 1 17 1,600.00
2017-11-14 13F-HR Capital Research Global Investors 4,054,938 2,164,884 -46.61 159,886 86,530 -45.88
2017-11-06 13F-HR RHUMBLINE ADVISERS 417,949 406,232 -2.80 16,480 16,237 -1.47
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 1,249,482 1,851,265 48.16 49,267 73,995 50.19
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 16 16 0.00 1 1 0.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 1,082 0 -100.00 43 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 40,000 40,000 0.00 1,577 1,599 1.40
2017-11-13 13F-HR WOODMONT INVESTMENT COUNSEL LLC 6,535 6,385 -2.30 258 255 -1.16
2017-10-17 13F-HR CITY HOLDING CO 1,165 1,211 3.95 46 48 4.35
2017-08-22 13F-HR/A-1 ADVISORY RESEARCH INC 21,822 860
2017-07-18 13F-HR ALPHA WINDWARD LLC 156 0 -100.00 4 0 -100.00
2017-11-03 13F-HR ADVISOR PARTNERS LLC 6,811 6,635 -2.58 269 265 -1.49
2017-08-22 13F-HR/A-1 Tairen Capital Ltd 290,945 0 -100.00 7,914 0 -100.00
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 12,106,563 13,303,092 9.88 477,361 531,725 11.39
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 784 956 21.94 26 34 30.77
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 7,645 306
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 670 670 0.00 26 27 3.85
2017-11-14 13F-HR Focused Wealth Management, Inc 600 600 0.00 24 24 0.00
2017-11-14 13F-HR SCOTIA CAPITAL INC. 12,550 11,854 -5.55 495 474 -4.24
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 547,302 539,592 -1.41 21,580 21,567 -0.06
2017-11-08 13F-HR FAYEZ SAROFIM & CO 5,540 5,540 0.00 218 221 1.38
2017-11-13 13F-HR US BANCORP \DE\ 102,169 95,637 -6.39 4,029 3,822 -5.14
2017-11-09 13F-HR Burt Wealth Advisors 400 400 0.00 15 16 6.67
2017-11-02 13F-HR Boston Partners 13,249 530
2017-10-10 13F-HR CAPITAL INSIGHT PARTNERS, LLC 32,377 1,294
2017-11-08 13F-HR DOWLING & YAHNKE LLC 31,180 29,999 -3.79 1,229 1,199 -2.44
2017-10-10 13F-HR First Command Financial Services, Inc. 381 381 0.00 15 15 0.00
2017-11-15 13F-HR Highlander Capital Management, LLC 5,000 5,000 0.00 201 200 -0.50
2017-11-13 13F-HR COCONUT GROVE BANK 1,005 1,005 0.00 40 40 0.00
2017-10-19 13F-HR Douglas Lane & Associates, LLC 331,540 275,836 -16.80 13,073 11,025 -15.67
2017-11-15 13F-HR GUARDIAN CAPITAL LP 298,559 315,870 5.80 11,772 12,625 7.25
2017-11-13 13F-HR JNBA Financial Advisors 360 360 0.00 14 14 0.00
2017-11-14 13F-HR HighTower Advisors, LLC 53,828 51,672 -4.01 2,127 2,066 -2.87
2017-10-30 13F-HR Perennial Advisors, LLC 101 101 0.00 4 4 0.00
2017-07-20 13F-HR MANNING & NAPIER ADVISORS LLC 2,195,439 0 -100.00 59,715 0 -100.00
2017-11-02 13F-HR Daiwa Securities Group Inc. 7,900 4,000 -49.37 311 160 -48.55
2017-11-13 13F-HR MUFG Americas Holdings Corp 8,220 600 -92.70 324 24 -92.59
2017-11-02 13F-HR NICOLET BANKSHARES INC 5,404 5,394 -0.19 213 216 1.41
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,713 1,713 0.00 68 68 0.00
2017-11-14 13F-HR HBK INVESTMENTS L P 59,100 103,319 74.82 2,330 4,130 77.25
2017-08-14 13F-HR Quadrature Capital LTD 47,564 0 -100.00 1,294 0 -100.00
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 5,082 5,082 0.00 200 200 0.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 421,852 130,991 -68.95 16,634 5,236 -68.52
2017-10-25 13F-HR FIRST QUADRANT L P/CA 340,428 338,575 -0.54 13,423 13,533 0.82
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 265,200 265,200 0.00 10,457 10,600 1.37
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 216,900 205,300 -5.35 8,552 8,206 -4.05
2017-11-29 13F-HR WAGNER BOWMAN MANAGEMENT CORP 10,330 12,029 16.45 407 480 17.94
2017-11-07 13F-HR Commonwealth Equity Services, Inc 92,278 93,296 1.10 3,638 3,729 2.50
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 17,790 18,558 4.32 701 742 5.85
2017-11-03 13F-HR Tradewinds Capital Management, LLC 39 39 0.00 2 2 0.00
2017-11-13 13F-HR Winton Capital Group Ltd 32,205 80,995 151.50 1,270 3,237 154.88
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 1,852,530 1,381,850 -25.41 73,045,142 55,232,345 -24.39
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 5,897 1,703 -71.12 233 68 -70.82
2017-11-06 13F-HR COMERICA BANK 29,863 31,836 6.61 1,110 1,287 15.95
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 205,400 200,700 -2.29 8,099 8,022 -0.95
2017-07-06 13F-HR DnB Asset Management AS 15,800 0 -100.00 429,760 0 -100.00
2017-11-13 13F-HR Ferris Capital, Llc 251 0 -100.00 10 0 -100.00
2017-11-13 13F-HR RidgeWorth Capital Management LLC 957 0 -100.00 36 0 -100.00
2017-08-08 13F-HR MARKSTON INTERNATIONAL LLC 2,099 0 -100.00 57 0 -100.00
2017-10-30 13F-HR Westpac Banking Corp 42,796 28,197 -34.11 1,687,447 1,127,034 -33.21
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 3,750 3,329 -11.23 148 133 -10.14
2017-08-18 13F-HR WFG Advisors, LP 1,079 1,382 28.08 29 54 86.21
2017-10-27 13F-HR SOL Capital Management CO 17,114 16,914 -1.17 675 676 0.15
2017-08-14 13F-HR Corvex Management LP 10,352,967 0 -100.00 281,601 0 -100.00
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 64,900 66,500 2.47 2,559 2,658 3.87
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 823 33
2017-11-15 13F-HR Tortoise Investment Management, LLC 1,050 1,050 0.00 41 42 2.44
2017-10-23 13F-HR New Capital Management LP 8,662 8,662 0.00 236 346 46.61
2017-11-16 13F-HR Cetera Advisor Networks LLC 6,898 6,858 -0.58 271 275 1.48
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 2,335,183 2,048,672 -12.27 92,076 81,885 -11.07
2017-11-09 13F-HR Manchester Capital Management LLC 1,617 1,617 0.00 64 65 1.56
2017-08-11 13F-HR VAN ECK ASSOCIATES CORP 503,620 0 -100.00 13,698 0 -100.00
2017-11-14 13F-HR Bragg Financial Advisors, Inc 5,882 5,620 -4.45 232 225 -3.02
2017-08-09 13F-HR JP MORGAN CHASE & CO Put 358,700 0 -100.00 9,757 0 -100.00
2017-11-03 13F-HR Sandy Spring Bank 900 900 0.00 35 36 2.86
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 79,467 52,257 -34.24 3,134 2,089 -33.34
2017-10-19 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 18,678 19,765 5.82 736 790 7.34
2017-11-09 13F-HR FFCM LLC 15,455 0 -100.00 609 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 7,115 5,727 -19.51 281 229 -18.51
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 143,926 136,627 -5.07 5,675 5,461 -3.77
2017-11-13 13F-HR BISLETT MANAGEMENT, LLC 100,000 95,000 -5.00 3,943 3,797 -3.70
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 37,814 36,677 -3.01 1,491 1,466 -1.68
2017-11-09 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 9,680 9,680 0.00 382 387 1.31
2017-10-24 13F-HR Marathon Asset Management LLP 1,456,318 1,685,074 15.71 57,423 67,352 17.29
2017-11-14 13F-HR VANGUARD GROUP INC 3,553,947 3,251,167 -8.52 140,133 129,948 -7.27
2017-11-09 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 59,655 64,755 8.55 2,352 2,588 10.03
2017-11-06 13F-HR Massey, Quick & Co., LLC 235 235 0.00 9 9 0.00
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 120 120 0.00 4 4 0.00
2017-11-14 13F-HR Coronation Fund Managers Ltd. 1,555,503 1,501,156 -3.49 61,334 60,001 -2.17
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 45,170 178,291 294.71 1,782 7,127 299.94
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 6,800 0 -100.00 268 0 -100.00
2017-11-13 13F-HR BLOOM TREE PARTNERS, LLC 621,715 621,490 -0.04 24,514 24,841 1.33
2017-11-13 13F-HR STIFEL FINANCIAL CORP 517,213 481,036 -6.99 20,397 19,202 -5.86
2017-10-06 13F-HR North Star Investment Management Corp. 13,828 13,828 0.00 545 553 1.47
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 457,500 517,400 13.09 18,039 20,680 14.64
2017-10-25 13F-HR Aperio Group, LLC 295,941 340,025 14.90 11,669 13,591 16.47
2017-11-07 13F-HR Welch Group, LLC 5,682 5,982 5.28 224 239 6.70
2017-08-08 13F-HR Bellwether Investment Group, LLC 221 0 -100.00 6 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 59,900 61,700 3.01 2,362 2,466 4.40
2017-11-14 13F-HR Colonial Trust Advisors 59,863 59,201 -1.11 2,360 2,366 0.25
2017-11-14 13F-HR IHT Wealth Management, LLC 1,763 1,363 -22.69 2 59 2,850.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 25,227 0 -100.00 995 0 -100.00
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 2,644,700 0 -100.00 104,280 0 -100.00
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 9,844 0 -100.00 388 0 -100.00
2017-11-13 13F-HR Resources Investment Advisors, Inc. 2,335 1,925 -17.56 92 77 -16.30
2017-11-13 13F-HR Partnervest Advisory Services LLC 10,434 10,434 0.00 411 417 1.46
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 49,594 53,741 8.36 1,955 2,148 9.87
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 261,590 258,538 -1.17 10,301 10,298 -0.03
2017-08-07 13F-HR Karp Capital Management Corp 252,036 0 -100.00 6,855 0 -100.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 27,164 26,577 -2.16 739 1,048 41.81
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 11,794,578 12,224,092 3.64 465,060 488,597 5.06
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 0 190,100 0 7,598
2017-11-14 13F-HR Invesco Ltd. 408,876 151,067 -63.05 16,121 6,038 -62.55
2017-11-07 13F-HR Gs Investments, Inc. 767 700 -8.74 30,243 27,979 -7.49
2017-11-13 13F-HR Epoch Investment Partners, Inc. 50,401 50,701 0.60 1,988 2,026 1.91
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,459 1,459 0.00 58 58 0.00
2017-11-13 13F-HR Allianz Asset Management AG 31,399 60,011 91.12 1,238 2,399 93.78
2017-10-12 13F-HR WEBSTER BANK, N. A. 2,590 2,490 -3.86 102 100 -1.96
2017-11-08 13F-HR Oakworth Capital, Inc. 420 420 0.00 17 15 -11.76
2017-11-14 13F-HR ROYAL BANK OF CANADA 226,854 196,900 -13.20 8,944 7,871 -12.00
2017-10-23 13F-HR Cutter & CO Brokerage, Inc. 11,455 11,475 0.17 452 459 1.55
2017-08-04 13F-HR Apriem Advisors 2,294 0 -100.00 62 0 -100.00
2017-11-14 13F-HR CAPITAL INTERNATIONAL SARL 232,600 193,600 -16.77 9,171 7,738 -15.63
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC 0 12,300 0 492
2017-11-13 13F-HR CONNORS INVESTOR SERVICES INC 33,000 33,000 0.00 1,301 1,319 1.38
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 5,085 203
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 0 40,839 0 1,632
2017-11-06 13F-HR Capital Analysts, Inc. 2,633 2,633 0.00 103,819 105 -99.90
2017-11-08 13F-HR FIRST INTERSTATE BANK 8,213 7,922 -3.54 324 317 -2.16
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 115,825 122,775 6.00 4,551 4,907 7.82
2017-10-17 13F-HR CENTRAL TRUST Co 20,268 17,245 -14.92 799 689 -13.77
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 1,005 1,005 0.00 40 40 0.00
2017-11-14 13F-HR Veritable, L.P. 17,766 17,491 -1.55 701 699 -0.29
2017-11-14 13F-HR Bayesian Capital Management, LP 19,500 0 -100.00 769 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 2,905,369 4,308,193 48.28 114,559 172,198 50.31
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 2,447 2,447 0.00 96 98 2.08
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 9,737 65,323 570.87 384 2,611 579.95
2017-11-13 13F-HR GREENLEAF TRUST 9,002 12,124 34.68 355 485 36.62
2017-11-13 13F-HR PITTENGER & ANDERSON INC 55,200 51,504 -6.70 2,177 2,059 -5.42
2017-11-13 13F-HR FRANKLIN RESOURCES INC 101,912 118,749 16.52 4,018 4,747 18.14
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 6,828 273
2017-11-14 13F-HR Ashmore Group plc 129,200 5,164
2017-11-14 13F-HR GLG Partners LP 36,378 43,308 19.05 1,434 1,731 20.71
2017-11-03 13F-HR AR ASSET MANAGEMENT INC 7,040 7,040 0.00 278 281 1.08
2017-11-14 13F-HR Flinton Capital Management LLC 1,768 1,768 0.00 70 71 1.43
2017-11-14 13F-HR Capital International Investors 1,797,497 1,201,226 -33.17 70,875 48,013 -32.26
2017-10-11 13F-HR EVERETT HARRIS & CO /CA/ 40,864 39,609 -3.07 1,611 1,583 -1.74
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 12,582 12,969 3.08 496 518 4.44
2017-11-09 13F-HR Fernwood Investment Management, LLC 44,604 46,304 3.81 1,759 1,851 5.23
2017-10-12 13F-HR MAI Capital Management 11,916 11,642 -2.30 470 465 -1.06
2017-10-06 13F-HR FARMERS TRUST CO 7,227 6,927 -4.15 285 277 -2.81
2017-11-07 13F-HR Spectrum Management Group, Inc. 594 24
2017-11-14 13F-HR Myriad Asset Management Ltd. 153,200 6,123
2017-10-31 13F-HR WASHINGTON TRUST Co 5,164 206
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 12,196 11,196 -8.20 461 447 -3.04
2017-11-03 13F-HR TRADITION CAPITAL MANAGEMENT LLC 15,555 15,195 -2.31 613 607 -0.98
2017-08-08 13F-HR Airain ltd 57,030 2,249
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 24,993 22,538 -9.82 974,467 900,846 -7.56
2017-11-14 13F-HR BARCLAYS PLC Call 200 200 0.00 8 8 0.00
2017-11-14 13F-HR MARK ASSET MANAGEMENT CORP 127,570 0 -100.00 5,030 0 -100.00
2017-11-14 13F-HR EMERGING SOVEREIGN GROUP LLC 321,494 0 -100.00 12,677 0 -100.00
2017-10-20 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 341,568 342,107 0.16 13,468 13,674 1.53
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 60,527 60,560 0.05 2,399 2,421 0.92
2017-10-31 13F-HR WEDBUSH SECURITIES INC 5,799 5,935 2.35 229 237 3.49
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 18,500 18,500 0.00 729 739 1.37
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 7,686 8,231 7.09 303 329 8.58
2017-11-13 13F-HR Magellan Asset Management Ltd 756 1,026 35.71 30 41 36.67
2017-10-30 13F-HR BP PLC 46,000 46,000 0.00 1,814 1,839 1.38
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,152 540,303 25,007.02 85 21,596 25,307.06
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 7,007 6,707 -4.28 277 268 -3.25
2017-10-20 13F-HR CONNING INC. 27,652 26,962 -2.50 1,090 1,078 -1.10
2017-10-23 13F-HR CAPROCK Group, Inc. 5,776 7,061 22.25 228 282 23.68
2017-10-23 13F-HR STRS OHIO 5,592 5,592 0.00 220 223 1.36
2017-10-12 13F-HR Regent Investment Management LLC 11,300 11,300 0.00 446 452 1.35
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 119,000 4,756
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 0 715 0 29
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 25,000 25,000 0.00 986 999 1.32
2017-10-19 13F-HR HALL CAPITAL MANAGEMENT CO INC 10,126 12,201 20.49 399 488 22.31
2017-11-14 13F-HR Clearbridge Investments, LLC 7,552,576 9,378,496 24.18 297,798 374,858 25.88
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 10,500 0 -100.00 414 0 -100.00
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 70,100 86,500 23.40 2,764 3,457 25.07
2017-10-13 13F-HR Perkins Coie Trust Co 683 683 0.00 27 27 0.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 47,057 47,906 1.80 1,855 1,914 3.18
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 14,676 17,893 21.92 579 715 23.49
2017-10-24 13F-HR Tiaa, Fsb 11,596 13,197 13.81 457 528 15.54
2017-08-14 13F-HR C M BIDWELL & ASSOCIATES LTD 51,855 2,045
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 6,281 5,934 -5.52 248 237 -4.44
2017-11-14 13F-HR SUNTRUST BANKS INC 28,371 31,040 9.41 1,117 1,239 10.92
2017-11-14 13F-HR Heritage Trust Co 2,970 2,970 0.00 117 118 0.85
2017-11-09 13F-HR OPPENHEIMER & CO INC 138,681 136,548 -1.54 5,469 5,458 -0.20
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 1,471,408 2,113,400 43.63 58,018 84,473 45.60
2017-11-14 13F-HR DIAM Co., Ltd. 543,593 533,278 -1.90 21,402 21,312 -0.42
2017-11-13 13F-HR SVA Plumb Wealth Management, LLC 63,613 86,585 36.11 2,508 3,461 38.00
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 70,420 69,175 -1.77 2,777 2,765 -0.43
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 973,082 368,280 -62.15 38,369 14,720 -61.64
2017-10-16 13F-HR CWM, LLC 2,107 2,306 9.44 83 92 10.84
2017-10-16 13F-HR State of Alaska, Department of Revenue 9,086 9,836 8.25 358 393 9.78
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 71,600 59,500 -16.90 2,823 2,378 -15.76
2017-11-13 13F-HR Blume Capital Management, Inc. 40 40 0.00 2 2 0.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 162,468 153,489 -5.53 6,406 6,135 -4.23
2017-11-03 13F-HR Global X Management CO LLC 860 0 -100.00 34 0 -100.00
2017-11-03 13F-HR SMITHFIELD TRUST CO 425 425 0.00 17 17 0.00
2017-11-13 13F-HR Pacad Investment Ltd. 104,025 14,296 -86.26 4,102 571 -86.08
2017-11-09 13F-HR SOUTH STATE Corp 43,789 41,713 -4.74 1,727 1,667 -3.47
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 65,898 69,805 5.93 2,598 2,790 7.39
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 34,770 30,163 -13.25 1,371 1,206 -12.04
2017-07-28 13F-HR RONALD BLUE & CO LLC 9,246 364
2017-11-08 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 36,484 36,159 -0.89 1,439 1,445 0.42
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 98,816 132,341 33.93 3,897 5,290 35.75
2017-10-19 13F-HR APG Asset Management N.V. 516,733 747,333 44.63 20,375 29,871 46.61
2017-10-20 13F-HR/A-1 Shell Asset Management Co 352,556 370,756 5.16 13,901 14,819 6.60
2017-10-25 13F-HR Capital Advisors, Ltd. LLC 800 800 0.00 32 32 0.00
2017-11-09 13F-HR Johnson Financial Group, Inc. 100 100 0.00 4 4 0.00
2017-10-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 18,480 18,480 0.00 729 739 1.37
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 533 533 0.00 21 21 0.00
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 106,771 122,359 14.60 4,210 4,891 16.18
2017-11-14 13F-HR UBS Group AG Put 100 300 200.00 4 12 200.00
2017-11-07 13F-HR/A-1 COMMERCE BANK 83,338 82,583 -0.91 3,286 3,300 0.43
2017-07-19 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 14,400 0 -100.00 392 0 -100.00
2017-11-14 13F-HR Compagnie Odier SCA 77,650 118,350 52.41 3,060 4,731 54.61
2017-10-10 13F-HR Baystate Wealth Management LLC 1,210 1,321 9.17 45 57 26.67
2017-10-27 13F-HR Mosaic Family Wealth, LLC 269 269 0.00 11 11 0.00
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 291,700 291,700 0.00 11,502 11,659 1.36
2017-11-13 13F-HR Global Endowment Management, LP 115,600 115,600 0.00 4,558 4,621 1.38
2017-10-26 13F-HR Acrospire Investment Management LLC 1,000 0 -100.00 39 0 -100.00
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 4,315,971 4,699,192 8.88 170,179 187,827 10.37
2017-11-08 13F-HR ASSETMARK, INC 685 755 10.22 27 30 11.11
2017-11-08 13F-HR ING GROEP NV 9,257 7,665 -17.20 365 306 -16.16
2017-11-14 13F-HR Atlantic Trust Group, LLC 87,209 268,197 207.53 3,439 10,719 211.69
2017-11-14 13F-HR Standard Life Aberdeen Plc 27,376,500 1,094,375
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 32,850 49,640 51.11 1,295 1,984 53.20
2017-11-14 13F-HR PERRITT CAPITAL MANAGEMENT INC 7,900 7,900 0.00 311 316 1.61
2017-11-13 13F-HR People's United Financial, Inc. 43,937 48,800 11.07 1,732 1,951 12.64
2017-11-07 13F-HR Quantbot Technologies LP 54,553 0 -100.00 2,151 0 -100.00
2017-11-08 13F-HR Catalyst Capital Advisors LLC 140 140 0.00 6 6 0.00
2017-11-14 13F-HR Folger Hill Asset Management LP 30,000 68,519 128.40 1,183 2,739 131.53
2017-11-02 13F-HR FIDUCIARY TRUST CO 9,893 10,344 4.56 390 413 5.90
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 14,190 0 -100.00 560 0 -100.00
2017-11-15 13F-HR Sterling Capital Management LLC 7,606 7,809 2.67 300 312 4.00
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 11,113 11,113 0.00 438 444 1.37
2017-10-19 13F-HR Financial Management Professionals, Inc. 376 151 -59.84 47 6 -87.23
2017-10-16 13F-HR Gradient Investments LLC 1,002 0 -100.00 40 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 282 241 -14.54 2 14 600.00
2017-10-12 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 18,085 18,885 4.42 713 755 5.89
2017-08-04 13F-HR FEDERATED INVESTORS INC /PA/ 3,800 0 -100.00 103 0 -100.00
2017-07-27 13F-HR FLOSSBACH VON STORCH AG 10,000 0 -100.00 272 0 -100.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 832 832 0.00 33 33 0.00
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 10,688 11,014 3.05 421 440 4.51
2017-07-31 13F-HR Crestwood Advisors LLC 542 0 -100.00 19 0 -100.00
2017-10-17 13F-HR Cutler Group LP 52,722 22,695 -56.95 2,078 907 -56.35
2017-11-13 13F-HR Utah Retirement Systems 67,574 67,674 0.15 2,665 2,705 1.50
2017-11-06 13F-HR Spot Trading L.l.c. Call 15,000 33,400 122.67 591 1,335 125.89
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 3,346,404 3,012,804 -9.97 131,949 120,422 -8.74
2017-11-14 13F-HR CAXTON ASSOCIATES LP 75,000 0 -100.00 2,957 0 -100.00
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 599 24
2017-10-27 13F-HR HOERTKORN RICHARD CHARLES 372 372 0.00 15 15 0.00
2017-11-09 13F-HR AMALGAMATED BANK 37,523 38,287 2.04 1,480 1,530 3.38
2017-08-10 13F-HR Standard Life Investments LTD 1,186 92,923 7,734.99 32 3,664 11,350.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,477,833 1,592,293 7.75 58,164 63,506 9.18
2017-10-23 13F-HR ALTFEST L J & CO INC 9,762 10,062 3.07 385 402 4.42
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 77,316 70,000 -9.46 3,049 2,798 -8.23
2017-11-15 13F-HR MV Capital Management, Inc. 287 287 0.00 11 11 0.00
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 19,670 26,382 34.12 774 1,049 35.53
2017-11-08 13F-HR Edge Advisors, Llc 165 165 0.00 6 6 0.00
2017-10-27 13F-HR Hudock Capital Group, LLC 1,014 1,014 0.00 39 40 2.56
2017-11-14 13F-HR LPL Financial LLC 81,432 117,932 44.82 3,211 4,714 46.81
2017-11-09 13F-HR CITADEL ADVISORS LLC 1,242,856 580,693 -53.28 49,006 23,210 -52.64
2017-11-13 13F-HR Private Advisor Group, LLC 20,799 24,624 18.39 776 1,047 34.92
2017-08-11 13F-HR Brick & Kyle, Associates 427 0 -100.00 12 0 -100.00
2017-08-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC 600,000 0 -100.00 16,320 0 -100.00
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 301 301 0.00 12 12 0.00
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 9,538 8,538 -10.48 376 341 -9.31
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 3,982 3,382 -15.07 157 136 -13.38
2017-11-03 13F-HR World Asset Management Inc 8,442 8,894 5.35 333 355 6.61
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 252,139 0 -100.00 9,941 0 -100.00
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 9,673 10,299 6.47 382 411 7.59
2017-11-14 13F-HR Omnia Family Wealth, LLC 71 23 -67.61 3 1 -66.67
2017-11-14 13F-HR AHL Partners LLP 8,496 13,657 60.75 335 546 62.99
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 10,700 428
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 165,750 75,180 -54.64 6,536 3,005 -54.02
2017-11-09 13F-HR Hartland & Co., LLC 6,233 5,487 -11.97 246 219 -10.98
2017-08-11 13F-HR ICICI Prudential Asset Management Co Ltd 11,800 0 -100.00 321 0 -100.00
2017-10-26 13F-HR Harbor Advisors LLC 11,000 19,000 72.73 434 759 74.88
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 780,299 709,768 -9.04 30,767 28,369 -7.79
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 26,590 26,590 0.00 1,063 1,063 0.00
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 152,132 196,043 28.86 5,999 7,836 30.62
2017-11-14 13F-HR Point72 Asia (Singapore) Pte. Ltd. 26,000 1,039
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 40,357 1,613
2017-10-25 13F-HR First Bank & Trust 576 576 0.00 23 23 0.00
2017-10-25 13F-HR MEYER HANDELMAN CO 7,250 7,250 0.00 286 290 1.40
2017-11-09 13F-HR FTB Advisors, Inc. 659 659 0.00 25 25 0.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 62,222 72,008 15.73 2,453 2,878 17.33
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,977 1,952 -1.26 71 82 15.49
2017-10-31 13F-HR WHALEROCK POINT PARTNERS, LLC 15,850 16,200 2.21 625 648 3.68
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 2,383 564 -76.33 94 23 -75.53
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 1,392,021 0 -100.00 37,585 0 -100.00
2017-10-18 13F-HR ARROW FINANCIAL CORP 720 720 0.00 28 29 3.57
2017-11-13 13F-HR Laurion Capital Management LP 0 604,888 0 24,177
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 3,435,369 2,488,081 -27.57 135,458 99,449 -26.58
2017-11-14 13F-HR BRINKER CAPITAL INC 11,669 10,589 -9.26 460 423 -8.04
2017-10-11 13F-HR American Financial Network Advisory Services Llc 4,745 190
2017-11-07 13F-HR Russell Investments Group, Ltd. 407,669 508,704 24.78 16,076 20,333 26.48
2017-11-14 13F-HR Integral Derivatives, LLC Call 11,200 0 -100.00 442 0 -100.00
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 44,770 8,770 -80.41 1,765 351 -80.11
2017-10-25 13F-HR DUNCKER STREETT & CO INC 1,400 800 -42.86 55 32 -41.82
2017-10-25 13F-HR Cornerstone Advisors, Inc. 13,925 13,925 0.00 549 557 1.46
2017-11-01 13F-HR First Personal Financial Services 765 765 0.00 30 31 3.33
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 14,956 503,135 3,264.10 590 20,110 3,308.47
2017-11-06 13F-HR MOODY LYNN & LIEBERSON, INC. 5,840 5,990 2.57 230 239 3.91
2017-10-18 13F-HR BerganKDV Wealth Management, LLC 7,267 7,267 0.00 287 290 1.05
2017-11-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 40 40 0.00 2 2 0.00
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 22,521 22,051 -2.09 888 881 -0.79
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 2,054 2,054 0.00 81 82 1.23
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 10,772 1,442 -86.61 425 58 -86.35
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 224 224 0.00 9 9 0.00
2017-10-05 13F-HR NEEDELMAN ASSET MANAGEMENT INC 11,400 11,400 0.00 450 456 1.33
2017-10-23 13F-HR REGIONS FINANCIAL CORP 21,689 21,844 0.71 856 873 1.99
2017-11-14 13F-HR Duquesne Family Office LLC 597,200 597,200 0.00 23,548 23,870 1.37
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 1,900 1,720 -9.47 71 74 4.23
2017-11-09 13F-HR Legal & General Group Plc 2,263,851 2,426,902 7.20 89,258 97,003 8.68
2017-11-08 13F-HR Horan Capital Advisors, LLC. 145 6
2017-11-14 13F-HR GAM Holding AG 175,721 19,330 -89.00 6,928 773 -88.84
2017-11-14 13F-HR BlackRock Inc. 27,306,495 28,036,565 2.67 1,076,695 1,120,621 4.08
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 111,200 51,000 -54.14 4,385 2,038 -53.52
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 29,956 39,274 31.11 1,180 1,562 32.37
2017-11-09 13F-HR South Dakota Investment Council 26,200 26,200 0.00 1,033 1,047 1.36
2017-11-08 13F-HR Willingdon Wealth Management 80 3
2017-10-10 13F-HR BURNS J W & CO INC/NY 8,403 8,253 -1.79 331 330 -0.30
2017-11-06 13F-HR INTRUST BANK NA 7,386 7,840 6.15 292 314 7.53
2017-11-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 2,590 0 -100.00 102 0 -100.00
2017-10-23 13F-HR David R. Rahn & Associates Inc. 14,702 588
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 220,000 285,000 29.55 8,675 11,391 31.31
2017-11-15 13F-HR Stellar Capital Management, LLC 7,604 7,604 0.00 300 304 1.33
2017-11-08 13F-HR Norinchukin Bank, The 11,918 11,885 -0.28 470 475 1.06
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,977,727 2,434,403 23.09 77,976 97,298 24.78
2017-11-03 13F-HR FDx Advisors, Inc. 21,713 23,369 7.63 856 934 9.11
2017-11-14 13F-HR HENDERSON GROUP PLC 580,657 1,596,838 175.01 22,898 63,830 178.76
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 0 17,894 0 715
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 8,865 8,765 -1.13 350 350 0.00
2017-10-24 13F-HR STOCK YARDS BANK & TRUST CO 12,483 11,883 -4.81 492 475 -3.46
2017-10-19 13F-HR Tarbox Group, Inc. 588 165 -71.94 23 7 -69.57
2017-11-09 13F-HR ETRADE Capital Management LLC 7,092 283
2017-11-14 13F-HR Tyers Asset Management LLC 1,456 1,456 0.00 57 58 1.75
2017-10-11 13F-HR Plancorp, LLC 6,380 0 -100.00 252 0 -100.00
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 44,158 46,558 5.44 1,741 1,861 6.89
2017-10-23 13F-HR BB&T CORP 67,325 67,402 0.11 2,655 2,695 1.51
2017-11-16 13F-HR Belpointe Asset Management Llc 5,751 230
2017-11-14 13F-HR Shellback Capital, LP 50,000 0 -100.00 1,972 0 -100.00
2017-11-13 13F-HR TRILOGY GLOBAL ADVISORS LP 3,075,492 3,110,904 1.15 121,267 124,343 2.54
2017-08-11 13F-HR HARVARD MANAGEMENT CO INC 58,123 0 -100.00 1,581 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 6,324 0 -100.00 249 0 -100.00
2017-11-13 13F-HR Baldwin Investment Management, LLC 7,985 7,985 0.00 315 319 1.27
2017-10-11 13F-HR Blue Fin Capital, Inc. 5,822 5,622 -3.44 229 224 -2.18
2017-11-03 13F-HR PITCAIRN CO 8,265 8,525 3.15 326 341 4.60
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 524 524 0.00 21 21 0.00
2017-08-10 13F-HR FNY Partners Fund LP 3,700 0 -100.00 100 0 -100.00
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 108,700 25,466 -76.57 4,286 1,018 -76.25
2017-11-14 13F-HR Circle Wealth Management, LLC 5,582 223
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 26,624 0 -100.00 1,050 0 -100.00
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 20,377 20,356 -0.10 803 818 1.87
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 125,000 0 -100.00 4,929 0 -100.00
2017-11-13 13F-HR HPM Partners LLC 11,787 8,431 -28.47 465 337 -27.53
2017-11-14 13F-HR Walleye Trading LLC Put 4,200 5,200 23.81 166 208 25.30
2017-11-07 13F-HR Lee Financial CORP 7 7 0.00 0 0
2017-10-17 13F-HR Cohen Klingenstein, LLC 92,600 92,600 0.00 3,651 3,701 1.37
2017-10-05 13F-HR Kelman-Lazarov, Inc. 23,547 22,463 -4.60 928 898 -3.23
2017-11-09 13F-HR ARGA Investment Management, LP 63,457 205,557 223.93 2,502 8,216 228.38
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 16,852 0 -100.00 664 0 -100.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 39,350 380,968 868.15 1,527 15,201 895.48
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 490,950 496,706 1.17 19,358 19,853 2.56
2017-11-14 13F-HR RGT Capital Management, Ltd. 6,589 6,642 0.80 260 265 1.92
2017-11-13 13F-HR OBERWEIS ASSET MANAGEMENT INC/ 15,430 0 -100.00 608 0 -100.00
2017-11-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 1,100,000 1,110,000 0.91 43,373 44,366 2.29
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 16,000 16,000 0.00 631 640 1.43
2017-11-07 13F-HR Harfst & Associates, Inc. 1,080 0 -100.00 42 0 -100.00
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 2,212 88
2017-07-28 13F-HR ST GERMAIN D J CO INC 8,758 0 -100.00 238 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 2,647,272 3,442,092 30.02 104,381 137,581 31.81
2017-11-14 13F-HR Primavera Capital Management Ltd 30,982,892 30,982,892 0.00 1,221,655 1,238,386 1.37
2017-10-13 13F-HR Pennsylvania Trust Co 12,103 6,668 -44.91 477 267 -44.03
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 86,400 86,400 0.00 3,407 3,453 1.35
2017-11-14 13F-HR QS Investors, LLC 15,270 15,270 0.00 602 610 1.33
2017-10-12 13F-HR DAVENPORT & Co LLC 52,709 51,792 -1.74 2,078,316 2,070,126 -0.39
2017-10-27 13F-HR BOYS ARNOLD & CO INC 6,854 0 -100.00 270 0 -100.00
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 17,220 0 -100.00 679 0 -100.00
2017-10-31 13F-HR Morse Asset Management, Inc 15,500 22,800 47.10 611 911 49.10
2017-10-05 13F-HR Washington Trust Bank 1,974 1,974 0.00 78 79 1.28
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 5,550 222
2017-11-15 13F-HR MARSHFIELD ASSOCIATES 15 0 -100.00 0 0
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 8,824 0 -100.00 348 0 -100.00
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 57,900 58,120 0.38 2,283 2,323 1.75
2017-11-14 13F-HR STATE STREET CORP 9,922,703 10,248,708 3.29 391,256 409,647 4.70
CUSIP: 98850P109