SecurityXRX / Xerox Corp. (984121103)
Institutional Owners654 (162 N-Q Owners)
Institutional Shares233,275,384 - 91.60% (ex. N-Q)
Common Shares Outstanding254,673,473 shares (as of 2017-12-31)
Institutional Value$ 37,293,599,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Xerox Corp. (NYSE:XRX) has 654 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 233,275,384 shares. Largest shareholders include Deason Darwin, Vanguard Group Inc, BlackRock Inc., State Street Corp, Bank of New York Mellon Corp, Alliancebernstein L.p., Lsv Asset Management, Aqr Capital Management Llc, Ameriprise Financial Inc, and Goldman Sachs Group Inc.

Xerox Corp. (NYSE:XRX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 478 689 44.14 16 20 25.00
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 143 143 0.00 5 4 -20.00
2017-10-31 13F-HR Nine Chapters Capital Management LLC 7,600 0 -100.00 218 0 -100.00
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2017-11-29 N-Q Nuveen High Income December 2018 Target Term Fund (see advisory)
2018-02-13 13F-HR W. E. Donoghue & Co., Llc 511,982 601,782 17.54 17,044 17,542 2.92
2018-02-12 13F-HR Standard Life Aberdeen Plc 977,547 789,127 -19.27 32,547 23,007 -29.31
2018-02-13 13F-HR AVIVA PLC 151,405 128,397 -15.20 5,042 3,743 -25.76
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2018-02-14 13F-HR EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 253,618 253,435 -0.07 8,443 7,388 -12.50
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 9,600 0 -100.00 320 0 -100.00
2018-04-20 13F-HR STRS OHIO 2,928 2,835 -3.18 85 81 -4.71
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 875,612 818,513 -6.52 29,149 23,860 -18.14
2018-02-13 13F-HR Hillsdale Investment Management Inc. 10,600 10,600 0.00 353 309 -12.46
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 31,935 29,501 -7.62 1,063 860 -19.10
2018-02-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 40,675 35,975 -11.56 1,355 1,049 -22.58
2018-02-05 13F-HR Blue Sky Asset Management, LLC 14,787 0 -100.00 476 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 82,454 166,248 101.63 2,745 4,846 76.54
2018-02-13 13F-HR JP Morgan Chase & Co 1,922,525 1,367,876 -28.85 65,096 39,873 -38.75
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 1,451,667 706,492 -51.33 48,326 20,594 -57.39
2018-04-12 13F-HR Integrated Investment Consultants, LLC 0 500 0 14
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 30,000 74,525 148.42 999 2,172 117.42
2018-02-13 13F-HR Financial Gravity Companies, Inc. 428 15
2018-02-15 13F-HR National Asset Management, Inc. 10,919 0 -100.00 365 0 -100.00
2018-02-14 13F-HR Squarepoint Ops LLC 173,104 151,023 -12.76 5,763 4,402 -23.62
2018-02-26 N-Q Bernstein Sanford C Fund Ii Inc (see advisory)
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-02-12 13F-HR CITIGROUP INC Put 66,950 117,675 75.77 2,229 3,430 53.88
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 19,691 574
2018-02-14 13F-HR Cypress Capital Group 10,915 0 -100.00 363 0 -100.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,298,817 1,306,983 0.63 43,237 38,098 -11.89
2018-01-09 13F-HR Polianta Ltd 39,000 0 -100.00 1,298 0 -100.00
2018-02-12 13F-HR Blackhawk Capital Partners Llc. 108 3
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 12 0 -100.00 0 0
2018-04-16 13F-HR Westside Investment Management, Inc. 39,721 44,436 11.87 1,201,945 1,246,860 3.74
2018-02-13 13F-HR AMALGAMATED BANK 26,064 28,659 9.96 868 835 -3.80
2017-11-24 N-Q Transamerica Series Trust (see advisory)
2018-02-08 13F-HR First Allied Advisory Services, Inc. 8,116 0 -100.00 268 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 29,415 0 857
2017-11-29 N-Q Eagle Growth & Income Opportunities Fund (see advisory)
2018-02-02 13F-HR TRUST CO OF VERMONT 725 725 0.00 24 21 -12.50
2018-02-13 13F-HR Parallel Advisors, LLC 550 674 22.55 15 20 33.33
2018-02-08 13F-HR SEI INVESTMENTS CO 77,431 67,410 -12.94 2,578 1,964 -23.82
2017-11-14 13F-HR Nuveen Asset Management, LLC 7,310 0 -100.00 210 0 -100.00
2018-02-13 13F-HR Advisors Asset Management, Inc. 626,484 778,123 24.20 20,856 22,682 8.76
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 14,670 42,167 187.44 428 1,214 183.64
2018-04-18 13F-HR ASSET ADVISORS CORP 1,250 1,250 0.00 36 36 0.00
2017-10-27 N-Q Ultimus Managers Trust (see advisory)
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 21,605 16,170 -25.16 719 471 -34.49
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 6,987 0 -100.00 233 0 -100.00
2018-03-01 N-Q Pimco Funds (see advisory)
2017-11-22 N-Q Legg Mason Partners Variable Equity Trust (see advisory)
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 12,500 0 -100.00 359 0 -100.00
2018-02-14 13F-HR Arbiter Partners Capital Management LLC 15,000 15,000 0.00 499 437 -12.42
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-09 13F-HR Gryphon Financial Partners Llc 238 7
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 250,000 0 -100.00 7,183 0 -100.00
2018-04-17 13F-HR Atlas Capital Advisors Llc 6,802 195,762
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 7 0 -100.00 0 0
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 40,596 42,057 3.60 1,351 1,226 -9.25
2017-11-29 N-Q Quaker Investment Trust (see advisory)
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2017-10-25 13F-HR FIRST QUADRANT L P/CA 1 0 -100.00 0 0
2018-04-05 13F-HR Edge Wealth Management LLC 1,250 1,250 0.00 36 36 0.00
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 7,500 0 -100.00 250 0 -100.00
2018-02-14 13F-HR Vident Investment Advisory, LLC 89,200 97,159 8.92 2,969 2,832 -4.61
2018-02-06 13F-HR Newfound Research LLC 50 51 2.00 2 1 -50.00
2018-02-08 13F-HR Retirement Systems of Alabama 293,634 293,522 -0.04 9,775 8,556 -12.47
2018-02-14 13F-HR Voya Investment Management LLC 571,109 526,113 -7.88 19,012 15,336 -19.34
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 177,576 236,923 33.42 5,912 6,906 16.81
2018-02-06 13F-HR BP PLC 32,000 27,000 -15.62 1,065 787 -26.10
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 109 109 0.00 4 3 -25.00
2018-04-18 13F-HR/A-1 Livforsakringsbolaget Skandia, Omsesidigt 22,435 22,435 0.00 654 645 -1.38
2018-01-24 13F-HR IFP Advisors, Inc 1,426 294 -79.38 47 9 -80.85
2018-02-14 13F-HR Point72 Asset Management, L.P. 630,770 18,387
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-13 13F-HR Investors Research Corp 25,594 746
2018-02-14 13F-HR Clearbridge Investments, LLC 1,557,176 1,543,383 -0.89 51,838 44,990 -13.21
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 1,437,436 1,621,941 12.84 47,852 47,280 -1.20
2018-01-30 13F-HR JNBA Financial Advisors 0 100 0 3
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-02-09 13F-HR Shell Asset Management Co 11,799 11,799 0.00 393 344 -12.47
2018-02-09 13F-HR Trustcore Financial Services, Llc 45 1
2017-11-29 N-Q Victory Portfolios Ii (see advisory)
2018-02-13 13F-HR Laurion Capital Management LP Call 58,600 0 -100.00 1,950 0 -100.00
2018-02-13 13F-HR Parisi Gray Wealth Management 75 2
2018-02-14 13F-HR FIFTH THIRD BANCORP 117 227 94.02 4 7 75.00
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 889,858 861,981 -3.13 29,739 25,096 -15.61
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 31,532 587,045 1,761.74 1,050 17,112 1,529.71
2018-01-26 13F-HR ADVISOR PARTNERS LLC 0 6,415 0 204
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 779 1,192 53.02 26 35 34.62
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 622,873 481,765 -22.65 20,735 14,043 -32.27
2018-02-12 13F-HR Adirondack Research & Management Inc. 16,883 16,883 0.00 562 492 -12.46
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 2,603 0 -100.00 87 0 -100.00
2018-02-14 13F-HR Sciencast Management LP 0 7,175 0 233
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 78,831 78,831 0.00 2,624 2,298 -12.42
2018-04-17 13F-HR Sawyer & Company, Inc 500 500 0.00 15 14 -6.67
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-02-13 13F-HR ASSETMARK, INC 21,865 23,373 6.90 728 681 -6.46
2018-02-23 13F-HR/A-1 COWEN GROUP, INC. Call 105,000 3,061
2018-02-07 13F-HR Swiss National Bank 794,314 794,314 0.00 26,443 23,154 -12.44
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-13 13F-HR Laurion Capital Management LP Put 77,000 0 -100.00 2,564 0 -100.00
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,693 1,536 -9.27 49 44 -10.20
2018-02-12 13F-HR BANK OF HAWAII 17,637 19,232 9.04 587 561 -4.43
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 14,322 16,359 14.22 477 477 0.00
2018-01-24 13F-HR HOWE & RUSLING INC 103 3 -97.09 3 0 -100.00
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 252,276 0 -100.00 8,398 0 -100.00
2017-11-28 N-Q Pcm Fund, Inc. (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 853,010 2,518,667 195.27 28,397 73,419 158.54
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 376,590 379,010 0.64 12,537 11,048 -11.88
2018-02-14 13F-HR ROYAL BANK OF CANADA 259,622 279,764 7.76 8,641 8,155 -5.62
2018-02-14 13F-HR Sound Income Strategies, Llc 59 2
2018-02-13 13F-HR Quinn Opportunity Partners LLC 14,025 14,025 0.00 467 409 -12.42
2018-01-29 13F-HR Price Wealth Management, Inc. 100 2
2018-02-14 13F-HR Nikko Asset Management Americas, Inc. 3,800 3,800 0.00 127 127 0.00
2018-01-26 N-Q Fidelity Summer Street Trust (see advisory)
2018-04-18 13F-HR Sonora Investment Management, LLC 34,372 35 -99.90 1,001,944 1,007 -99.90
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 453 0 -100.00 15 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC 579,889 662,304 14.21 19,304 19,307 0.02
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 286,900 246,100 -14.22 9,551 7,174 -24.89
2018-02-06 13F-HR Fusion Family Wealth LLC 0 36 0 1
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 159,528 176,591 10.70 5,311 5,148 -3.07
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 95,631 95,770 0.15 3,184 2,792 -12.31
2018-02-13 13F-HR BURNEY CO/ 8,577 8,029 -6.39 290 234 -19.31
2018-02-09 13F-HR Twin Tree Management, LP 17,108 10,279 -39.92 570 300 -47.37
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 96 96 0.00 3 3 0.00
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR Jefferies Group LLC 6,600 207,846 3,049.18 220 6,059 2,654.09
2018-02-14 13F-HR Zions Bancorporation 557 483 -13.29 19 14 -26.32
2018-04-03 13F-HR Washington Trust Bank 707 707 0.00 21 20 -4.76
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 7,636,769 7,629,565 -0.09 254,228 222,402 -12.52
2017-11-13 13F-HR OMERS ADMINISTRATION Corp 80,675 0 -100.00 2,318 0 -100.00
2018-03-01 N-Q Northern Lights Fund Trust (see advisory)
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 33,994 37,911 11.52 1,132 1,105 -2.39
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Put 86 17
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 63,814 99,062 55.24 2,161 2,917 34.98
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-13 13F-HR Invictus RG 1,808 0 -100.00 60 0 -100.00
2018-02-06 13F-HR Daiwa Securities Group Inc. 13,391 13,504 0.84 446 394 -11.66
2018-02-26 N-Q Ab Bond Fund, Inc. (see advisory)
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-05 13F-HR QCI ASSET MANAGEMENT INC/NY 2,006 2,006 0.00 67 58 -13.43
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,085,117 2,883,165 -6.55 102,557 83,904 -18.19
2018-03-14 13F-HR Creative Financial Designs Inc /adv 610 5
2018-02-13 13F-HR Cooper/haims Advisors, Llc 50 1
2018-04-18 13F-HR REGIONS FINANCIAL CORP 14,252 12,117 -14.98 415 349 -15.90
2018-02-14 13F-HR NUMERIC INVESTORS LLC 55,225 13,100 -76.28 1,838 382 -79.22
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 22,420 29,420 31.22 746 858 15.01
2018-02-14 13F-HR Barry Investment Advisors, LLC 242,519 249,515 2.88 8,073 7,273 -9.91
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 15,400 0 -100.00 107 0 -100.00
2018-02-16 13F-HR HM PAYSON & CO 13,911 12,625 -9.24 463 368 -20.52
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 16,400 0 478
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 13,047 13,495 3.43 434 394 -9.22
2018-02-07 13F-HR Private Advisor Group, LLC 13,912 0 -100.00 455 0 -100.00
2018-02-26 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-14 13F-HR Virtue Capital Management, Llc 21,911 639
2018-02-14 13F-HR TIVERTON ASSET MANAGEMENT LLC 2,683 78
2018-01-16 13F-HR CWM, LLC 71 52 -26.76 2 2 0.00
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 31 0 -100.00 1 0 -100.00
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 10,464 10,464 0.00 348 305 -12.36
2018-04-06 13F-HR Carroll Financial Associates, Inc. 214 293 36.92 6 8 33.33
2018-02-02 13F-HR CIBC Asset Management Inc 28,250 26,768 -5.25 940 780 -17.02
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 9,304 0 -100.00 310 0 -100.00
2017-11-28 N-Q Advisors Preferred Trust (see advisory)
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 64,818 62,618 -3.39 2,158 1,825 -15.43
2017-11-28 N-Q Ancora Trust (see advisory)
2018-02-13 13F-HR Sawtooth Asset Management, Inc. 0 32,443 0 946
2018-02-05 13F-HR Mascoma Wealth Management LLC 166 341 105.42 6 11 83.33
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 5,389,060 5,843,680 8.44 181,499 170,344 -6.15
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 11,082 11,082 0.00 369 323 -12.47
2017-12-27 N-Q Natixis Funds Trust Iv (see advisory)
2018-04-10 13F-HR Andra AP-fonden 158,300 266,100 68.10 4,614 7,658 65.97
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 46,944 47,994 2.24 1,368 1,393 1.83
2018-02-12 13F-HR Personal Resources Investment & Strategic Management, Inc. 83,837 2,444
2018-02-14 13F-HR PAX WORLD MANAGEMENT LLC 42,707 0 -100.00 1,422 0 -100.00
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 52,600 50,700 -3.61 1,751 1,478 -15.59
2018-02-02 13F-HR Aperio Group, LLC 266,423 234,215 -12.09 8,869 6,827 -23.02
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 81,341 94,611 16.31 2,708 2,758 1.85
2017-10-30 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 356,579 352,379 -1.18 11,871 10,272 -13.47
2018-01-17 13F-HR Cutler Group LP 4,627 2,877 -37.82 154 83 -46.10
2017-10-30 N-Q Investment Managers Series Trust (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-04-19 13F-HR JOHN G ULLMAN & ASSOCIATES INC 65,555 61,131 -6.75 1,911 1,759 -7.95
2017-11-13 13F-HR Engineers Gate Manager LP 51,323 0 -100.00 1,475 0 -100.00
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 288,429 299,270 3.76 9,602 8,724 -9.14
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 5,586 1,722 -69.17 186 50 -73.12
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 2 0 -100.00 0 0
2018-01-26 N-Q Fidelity Salem Street Trust (see advisory)
2018-04-12 13F-HR Valeo Financial Advisors, Llc 1,569 45
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 100,800 137,400 36.31 3,356 4,005 19.34
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 96 96 0.00 3 3 0.00
2018-02-14 13F-HR PROFUND ADVISORS LLC 6,738 0 -100.00 224 0 -100.00
2017-11-28 N-Q Calvert Variable Products, Inc. (see advisory)
2017-11-28 N-Q Schwab Annuity Portfolios (see advisory)
2018-02-07 13F-HR NuWave Investment Management, LLC 6,676 1,052 -84.24 88 30 -65.91
2017-11-28 N-Q Wells Fargo Variable Trust (see advisory)
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 3,062,733 2,022,128 -33.98 101,958 58,945 -42.19
2018-04-20 SC 13D/A ICAHN CARL C
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 0 8,986 0 262
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 792,464 798,114 0.71 26,381,126 23,265,021 -11.81
2018-02-12 13F-HR Advisors Preferred, LLC 848 0 -100.00 28 0 -100.00
2018-02-15 13F-HR GLENMEDE TRUST CO NA 96,398 101,457 5.25 3,208 2,956 -7.86
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 102,750 153,475 49.37 3,421 4,474 30.78
2018-02-21 13F-HR Hanson McClain, Inc. 39 39 0.00 1 1 0.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 136,700 163,800 19.82 4,551 4,775 4.92
2018-02-14 13F-HR Pacer Advisors, Inc. 9,855 6,914 -29.84 328 202 -38.41
2018-02-14 13F-HR BARCLAYS PLC Call 27,175 19,550 -28.06 905 570 -37.02
2018-01-23 13F-HR REGENTATLANTIC CAPITAL LLC 127,503 122,724 -3.75 4,245 3,577 -15.74
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 4,967,306 5,449,378 9.70 165,362 158,849 -3.94
2018-02-14 13F-HR CLINTON GROUP INC 266,819 293,143 9.87 8,882 8,545 -3.79
2017-11-07 13F-HR Harfst & Associates, Inc. 4,437 0 -100.00 127 0 -100.00
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 58,975 0 1,719
2017-11-07 13F-HR Allen Investment Management LLC 10,156 0 -100.00 292 0 -100.00
2017-11-28 N-Q Pimco Dynamic Income Fund (see advisory)
2018-02-06 13F-HR AE Wealth Management LLC 31,692 33,122 4.51 1,055 966 -8.44
2018-02-13 13F-HR CREDIT AGRICOLE S A 2,023,568 0 -100.00 67,365 0 -100.00
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 50,086 48,341 -3.48 1,460 1,391 -4.73
2018-02-14 13F-HR Advisor Group, Inc. 29,065 25,220 -13.23 968 736 -23.97
2018-02-05 13F-HR Manning & Napier Group, Llc 34,519 1,006
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-02-14 13F-HR EARNEST PARTNERS LLC 67,964 62,354 -8.25 2,263 1,818 -19.66
2018-02-14 13F-HR INTACT INVESTMENT MANAGEMENT INC. 0 7,400 0 216
2018-04-18 13F-HR Armbruster Capital Management, Inc. 132 154 16.67 4 4 0.00
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 31,385 33,652 7.22 1,046 981 -6.21
2017-12-18 N-Q Eubel Brady & Suttman Mutual Fund Trust (see advisory)
2018-02-14 13F-HR Paloma Partners Management Co 0 253,304 0 7,385
2018-01-26 13F-HR Nelson Roberts Investment Advisors, LLC 100 0 -100.00 3 0 -100.00
2018-03-01 N-Q Alps Series Trust (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 108,020 116,275 7.64 3,596 3,389 -5.76
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 351,045 290,720 -17.18 11,686 8,474 -27.49
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,566,518 1,248,480 -20.30 52,150 36,394 -30.21
2018-02-14 13F-HR Meadow Creek Investment Management LLC 25,632 10,224 -60.11 853 298 -65.06
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2017-11-22 N-Q State Street Institutional Investment Trust (see advisory)
2017-11-14 13F-HR PDT Partners, LLC 21,600 0 -100.00 621 0 -100.00
2018-02-09 13F-HR Bank of New York Mellon Corp 8,622,287 8,164,338 -5.31 287,036 237,990 -17.09
2017-11-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2017-11-27 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-02-12 13F-HR DREMAN VALUE MANAGEMENT, L L C 15,106 0 -100.00 434 0 -100.00
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 145,635 0 -100.00 4,184 0 -100.00
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 28,065 0 -100.00 935 0 -100.00
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 53,692 20,119 -62.53 1,788 587 -67.17
2018-03-28 13F-HR Mainstay Capital Management Llc /adv 209 6
2018-02-14 13F-HR/A-1 FULLER & THALER ASSET MANAGEMENT, INC. 3,225 3,225 0.00 107 94 -12.15
2018-01-29 13F-HR Paragon Capital Management Ltd 11,462 0 -100.00 382 0 -100.00
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-10 13F-HR Redwood Investment Management, Llc 19,033 555
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 1,294 0 38
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 52,312 63,084 20.59 1,741 1,839 5.63
2018-02-02 13F-HR COMERICA BANK 55,590 55,007 -1.05 1,680 1,780 5.95
2018-02-09 13F-HR BARROW HANLEY MEWHINNEY & STRAUSS LLC 2,551 2,075 -18.66 85 60 -29.41
2018-02-14 13F-HR NOMURA HOLDINGS INC 14,816 13,983 -5.62 493 408 -17.24
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 8,200 39,700 384.15 273 1,157 323.81
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 223,924 500,554 123.54 7,454 14,591 95.75
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2017-11-09 13F-HR LMR Partners LLP 16,546 0 -100.00 475 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC 1,635 12,911 689.66 54 376 596.30
2018-01-17 13F-HR Cutler Group LP Call 52,700 52,700 0.00 46 18 -60.87
2018-04-09 13F-HR BLB&B Advisors, LLC 26,496 20,637 -22.11 772 594 -23.06
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 646,644 659,663 2.01 21,527 19,229 -10.67
2018-02-08 13F-HR Trexquant Investment LP 0 23,139 0 675
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 14,542 100,623 591.95 484 2,933 505.99
2018-02-09 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 695 20
2018-02-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 1,975 1,975 0.00 66 58 -12.12
2018-02-21 13F-HR/A-1 APG Asset Management N.V. 1,891,761 879,889 -53.49 62,977 21,360 -66.08
2018-02-01 13F-HR WealthTrust Axiom LLC 56,494 55,869 -1.11 1,880 1,628 -13.40
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 182 0 -100.00 5 0 -100.00
2017-11-29 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-02-09 13F-HR Warren Averett Asset Management, LLC 0 161 0 5
2018-02-14 13F-HR HBK INVESTMENTS L P 11,651 70,400 504.24 388 2,052 428.87
2018-02-12 13F-HR Pacad Investment Ltd. 8,378 3,400 -59.42 279 99 -64.52
2017-11-29 N-Q Deutsche Equity 500 Index Portfolio (see advisory)
2018-02-09 13F-HR United Asset Strategies, Inc. 16,611 31,168 87.63 477 909 90.57
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 17,294 0 504
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 1,791,412 1,827,012 1.99 59,636 53,257 -10.70
2018-04-20 13F-HR FIRST MANHATTAN CO 563 563 0.00 16 16 0.00
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 37,063 37,153 0.24 1,234 1,083 -12.24
2017-11-07 13F-HR Timber Creek Capital Management LLC 415 0 -100.00 3 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 99,186 68,570 -30.87 3,301 1,998 -39.47
2017-11-06 13F-HR Spot Trading L.l.c. Call 2,200 1,500 -31.82 63 50 -20.63
2018-01-26 13F-HR Tarbox Group, Inc. 171 130 -23.98 6 4 -33.33
2018-04-06 13F-HR Cerebellum Gp, Llc 6,278 181
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 149,416 25,015 -83.26 4,974 729 -85.34
2017-11-14 13F-HR ALLSTATE CORP 27,452 0 -100.00 789 0 -100.00
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 188,769 183,927 -2.57 5,502 5,294 -3.78
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 27,300 0 796
2018-04-18 13F-HR FNY Managed Accounts LLC 63 1
2017-11-29 N-Q Hc Capital Trust (see advisory)
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 332,787 0 -100.00 9,561 0 -100.00
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 25,196 25,078 -0.47 839 731 -12.87
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 12,950 17,350 33.98 431 506 17.40
2018-02-14 13F-HR STATE STREET CORP 8,957,957 9,048,926 1.02 298,211 263,780 -11.55
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 52,184 54,713 4.85 1,737 1,595 -8.18
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 97 0 -100.00 3 0 -100.00
2018-02-06 13F-HR NJ State Employees Deferred Compensation Plan 11,000 11,000 0.00 366 321 -12.30
2018-02-13 13F-HR Risk Paradigm Group, LLC 2,687 505 -81.21 89,450 14,720 -83.54
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 25,549 21,839 -14.52 734 727 -0.95
2017-12-29 N-Q Arrow Investments Trust (see advisory)
2018-01-22 13F-HR Bowling Portfolio Management LLC 51,867 1,512
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2017-11-29 N-Q Guggenheim Variable Funds Trust (see advisory)
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-04-05 13F-HR Boltwood Capital Management 11,983 11,983 0.00 349 344 -1.43
2018-02-09 13F-HR Virtu Financial LLC 27,216 0 -100.00 906 0 -100.00
2018-02-08 13F-HR D.A. DAVIDSON & CO. 0 6,914 0 202
2018-01-23 13F-HR DUNCKER STREETT & CO INC 41 42 2.44 1 1 0.00
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 101,842 33,526 -67.08 3,390 977 -71.18
2018-01-23 SC 13G BlackRock Inc. 64,731,267 15,067,064 -76.72
2018-02-14 13F-HR MORGAN STANLEY 1,013,645 1,868,342 84.32 33,744 54,462 61.40
2017-11-06 13F-HR Spot Trading L.l.c. Put 3,800 25,500 571.05 109 849 678.90
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-02-09 13F-HR RHUMBLINE ADVISERS 336,028 341,434 1.61 11,186 9,953 -11.02
2017-11-28 N-Q Highland Funds I (see advisory)
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2017-11-29 N-Q First Trust Exchange-traded Fund (see advisory)
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 67,029 18,164 -72.90 1,954 523 -73.23
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 84 0 -100.00 1 0 -100.00
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 20,762 15,498 -25.35 692 452 -34.68
2018-01-25 13F-HR Hanson & Doremus Investment Management 45,824 44,804 -2.23 1,525 1,306 -14.36
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 15,779 15,399 -2.41 525 448 -14.67
2018-02-08 13F-HR Exane Asset Management 6,534 190,466
2018-01-16 13F-HR NEXT Financial Group, Inc 839 0 -100.00 28 0 -100.00
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 121,600 121,600 0.00 3,494 4,048 15.86
2018-01-19 13F-HR Lingohr & Partner Asset Management GmbH 28,718 28,953 0.82 868 844 -2.76
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 52,800 27,900 -47.16 1,758 813 -53.75
2018-02-14 13F-HR AJO, LP 38,387 0 -100.00 1,278 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 971,869 1,010,335 3.96 32,354 29,451 -8.97
2018-02-09 13F-HR Employees Retirement System of Texas 14,360 13,360 -6.96 478 389 -18.62
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 526,664 529,160 0.47 17,533 15,425 -12.02
2018-04-19 13F-HR Skylands Capital, LLC 20,000 576
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 15,900 0 -100.00 457 0 -100.00
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 953,525 977,150 2.48 32,286 28,484 -11.78
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 14,147 12,246 -13.44 412 352 -14.56
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 621,801 765,407 23.10 20,701 22,311 7.78
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 1 1 0.00 0 0
2017-11-06 13F-HR Sigma Planning Corp 11,048 0 -100.00 317 0 -100.00
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 78,692 79,566 1.11 2,294 2,290 -0.17
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 872,374 537,201 -38.42 25,429 15,460 -39.20
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 543,100 532,000 -2.04 18,080 15,508 -14.23
2017-10-24 N-Q Voya Equity Trust (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 2,727,852 2,676,117 -1.90 90,809 78,009 -14.10
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2017-11-28 N-Q Pax World Funds Series Trust Iii (see advisory)
2018-02-12 13F-HR Cambria Investment Management, L.P. 32,563 35,161 7.98 1,084 1,025 -5.44
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 149,109 145,612 -2.35 4,964 4,245 -14.48
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 4,392,867 5,628,904 28.14 146,243 164,088 12.20
2017-11-29 N-Q Deutsche Variable Series Ii (see advisory)
2018-02-12 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 8,041 8,041 0.00 231 234 1.30
2018-02-07 13F-HR Financial Advisors Network, Inc. 13,316 13,247 -0.52 443 386 -12.87
2018-02-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 104,141 102,565 -1.51 3,467 2,990 -13.76
2018-04-11 13F-HR ALPHA WINDWARD LLC 5,579 5,579 0.00 163 161 -1.23
2018-01-30 13F-HR Cutter & CO Brokerage, Inc. 14,044 12,454 -11.32 468 363 -22.44
2017-10-27 N-Q Forum Funds (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 58,279 55,274 -5.16 1,699 1,591 -6.36
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 285,557 43,678 -84.70 9,506 1,273 -86.61
2018-02-14 13F-HR HighTower Advisors, LLC 17,727 15,745 -11.18 588 458 -22.11
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 9,689 10,670 10.12 323 311 -3.72
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-02-13 13F-HR RPg Family Wealth Advisory, LLC 1,225 436 -64.41 40,780 12,709 -68.84
2018-02-01 13F-HR ZWJ INVESTMENT COUNSEL INC 7,393 7,632 3.23 246 222 -9.76
2018-02-14 13F-HR Invesco Ltd. 1,874,365 2,137,617 14.04 62,399 62,311 -0.14
2018-02-26 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ 1,532,856 1,051,120 -31.43 51,025 30,636 -39.96
2018-02-14 13F-HR Dynamic Capital Management Ltd 37,493 0 -100.00 1,248 0 -100.00
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-02-14 13F-HR BARCLAYS PLC Put 27,600 112,975 309.33 919 3,293 258.32
2018-02-14 13F-HR DIAM Co., Ltd. 333,226 329,897 -1.00 11,104 9,622 -13.35
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 963 1,332 38.32 32 39 21.88
2018-01-17 13F-HR Cutler Group LP Put 900 0 -100.00 0 0
2017-11-14 13F-HR CAXTON ASSOCIATES LP 14,575 0 -100.00 419 0 -100.00
2017-11-27 N-Q Ab Variable Products Series Fund, Inc. (see advisory)
2018-02-13 13F-HR GAGNON SECURITIES LLC 22,922 31,393 36.96 763 915 19.92
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 196,325 0 -100.00 5,640 0 -100.00
2017-11-28 N-Q Pimco Dynamic Credit & Mortgage Income Fund (see advisory)
2017-11-29 N-Q American Beacon Funds (see advisory)
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 0 164,336 0 4,791
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 10,310 10,310 0.00 90 76 -15.56
2018-02-06 13F-HR ING GROEP NV 23,683 20,298 -14.29 788 592 -24.87
2018-02-14 13F-HR Mana Advisors Llc 27,017 788
2018-02-02 13F-HR US BANCORP \DE\ 53,830 51,743 -3.88 1,792 1,508 -15.85
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 0 16,826 0 491
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-01-29 13F-HR PGGM Investments 103,009 0 -100.00 3,429 0 -100.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 5,087 5,087 0.00 164 148 -9.76
2018-02-14 13F-HR UBS Group AG 122,569 163,518 33.41 4,080 4,767 16.84
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 277,730 265,297 -4.48 9,246 7,734 -16.35
2018-02-14 13F-HR TEACHERS ADVISORS INC 2,255,784 2,116,880 -6.16 75,095 61,707 -17.83
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 22 22 0.00 1 1 0.00
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 20,290 591
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-02-08 13F-HR TORONTO DOMINION BANK 81,099 92,110 13.58 2,699 2,685 -0.52
2018-01-17 13F-HR PEOPLES FINANCIAL SERVICES CORP. 218 218 0.00 7 6 -14.29
2018-02-23 13F-HR/A-1 COWEN GROUP, INC. 36,850 64,250 74.36 1,227 1,873 52.65
2018-02-07 13F-HR Brookstone Capital Management 167,192 182,401 9.10 5,566 5,317 -4.47
2017-11-28 N-Q Pimco Global Stocksplus & Income Fund (see advisory)
2018-02-14 13F-HR Walleye Trading LLC Put 17,475 18,225 4.29 580 534 -7.93
2018-02-14 13F-HR Summit Trail Advisors, Llc 734 24
2017-11-13 13F-HR Strategic Global Advisors, LLC 10,411 0 -100.00 299 0 -100.00
2018-02-09 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 14,250 0 -100.00 474 0 -100.00
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 1,038,240 1,038,240 0.00 33,681 33,681 0.00
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 19,837 21,683 9.31 660 632 -4.24
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 7,417 0 -100.00 216 0 -100.00
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 8,576 86,872 912.97 285 2,532 788.42
2018-02-12 13F-HR CITIGROUP INC 289,512 227,511 -21.42 9,638 6,631 -31.20
2018-02-10 13F-HR Pegasus Asset Management, Inc. 61,680 1,798
2017-11-28 N-Q Pimco Income Opportunity Fund (see advisory)
2017-12-29 N-Q Domini Investment Trust (see advisory)
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-03-05 13F-HR/A-1 NORGES BANK 10,919,764 2,678,165 -75.47 95,330 78,069 -18.11
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,331,065 1,363,329 -41.51 77,600 39,740 -48.79
2018-02-08 13F-HR Advisory Services Network, LLC 466 365 -21.67 16 11 -31.25
2018-02-15 13F-HR Metlife Investment Advisors, Llc 66,053 1,925
2018-02-14 13F-HR PUTNAM INVESTMENTS LLC 903,004 26,322
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 220 285 29.55 6 8 33.33
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 107,098 110,398 3.08 3,559 3,213 -9.72
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 300 300 0.00 9 9 0.00
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 870,003 1,066,810 22.62 28,965 31,155 7.56
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 33,945 32,750 -3.52 989 943 -4.65
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 209,643 203,527 -2.92 6,979 5,933 -14.99
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 67,000 67,000 0.00 2,230 1,953 -12.42
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-12 13F-HR State of Tennessee, Treasury Department 438,562 265,227 -39.52 14,600 7,732 -47.04
2018-02-12 13F-HR Allen Capital Group, Llc 16,609 484
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 38,785 0 1,130
2018-04-09 13F-HR CenturyLink Investment Management Co 46,615 46,615 0.00 1,359 1,342 -1.25
2018-02-14 13F-HR QS Investors, LLC 70,936 66,385 -6.42 2,361 1,935 -18.04
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 5,517 15,097 173.65 184 440 139.13
2018-01-31 13F-HR Resources Investment Advisors, Inc. 0 75 0 2
2018-02-14 13F-HR PRUDENTIAL PLC 340,599 340,599 0.00 11,339 9,928 -12.44
2017-11-28 N-Q Fidelity Advisor Series I (see advisory)
2018-02-06 13F-HR Alpha Omega Wealth Management LLC 76 76 0.00 3 2 -33.33
2018-02-22 13F-HR Elkfork Partners LLC 17,892 522
2018-01-16 13F-HR Gemmer Asset Management LLC 275 275 0.00 9 8 -11.11
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 20,565 20,565 0.00 685 599 -12.55
2018-02-14 13F-HR MACQUARIE GROUP LTD 18,841 14,925 -20.78 627 585 -6.70
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 169,794 82,264 -51.55 5,652 2,398 -57.57
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 19,343 18,199 -5.91 644 530 -17.70
2018-02-13 13F-HR BANK OF NOVA SCOTIA 31,817 293,070 821.11 1,059 8,543 706.70
2017-10-27 N-Q Putnam Funds Trust (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. 3,333 5,662 69.88 96 188 95.83
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 7,053 7,053 0.00 235 206 -12.34
2018-02-14 13F-HR Adage Capital Partners GP LLC 1,106,200 925,400 -16.34 36,825 26,975 -26.75
2018-02-12 13F-HR CITIGROUP INC Call 92,650 144,725 56.21 3,084 4,219 36.80
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 0 16,446 0 479
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 3,027,868 3,979,223 31.42 100,798 115,994 15.08
2018-02-14 13F-HR Stone Ridge Asset Management LLC 108,262 3,156
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 1,235 1,235 0.00 41 36 -12.20
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 589,252 147,909 -74.90 19,616,199 4,311,548 -78.02
2018-01-19 13F-HR World Asset Management Inc 21,367 19,975 -6.51 711 582 -18.14
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 63,572 1,853
2018-02-09 13F-HR Itau Unibanco Holding S.A. 16,756 18,608 11.05 1,764 542 -69.27
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 6,907 0 201
2018-02-14 13F-HR TLP GROUP LLC 42 6,372 15,071.43 1 186 18,500.00
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-01-31 13F-HR LSV ASSET MANAGEMENT 6,295,891 6,256,962 -0.62 209,590 182,390 -12.98
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 532,864 592,374 11.17 17,738 17,268 -2.65
2018-04-19 13F-HR Janney Montgomery Scott LLC 11,222 10,676 -4.87 327 307 -6.12
2017-11-28 N-Q Pimco Equity Series (see advisory)
2018-02-07 13F-HR Trilogy Capital Inc. 26,792 781
2018-02-15 13F-HR JANE STREET GROUP, LLC 174,192 13,030 -92.52 5,799 380 -93.45
2018-02-13 13F-HR Evercore Wealth Management, LLC 500 500 0.00 17 15 -11.76
2017-11-22 N-Q Praxis Mutual Funds (see advisory)
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 3,250 3,250 0.00 108 94 -12.96
2018-01-24 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 66,472 632,048 850.85 2,213 18,425 732.58
2017-11-29 N-Q Northern Lights Variable Trust (see advisory)
2018-01-29 13F-HR Bollard Group LLC 682 687 0.73 23 20 -13.04
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 0 8,070 0 232
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 800,935 0 -100.00 26,663 0 -100.00
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 8,645 8,509 -1.57 288 248 -13.89
2017-10-26 13F-HR Acrospire Investment Management LLC 1,122 0 -100.00 32 0 -100.00
2017-11-07 13F-HR MANNING & NAPIER ADVISORS LLC 53,461 41,836 -21.74 1,535 1,391 -9.38
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 448 13
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. 0 24,377 0 711
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 17,361 19,095 9.99 578 557 -3.63
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA Put 0 1,800 0 52,470
2018-02-02 13F-HR Sandy Spring Bank 750 750 0.00 25 22 -12.00
2018-02-09 13F-HR RidgeWorth Capital Management LLC 1,372 1,372 0.00 46 40 -13.04
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 65,972 28,326 -57.06 2,196 826 -62.39
2017-10-24 N-Q Federated Income Securities Trust (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 0 90,255 0 2,631
2017-11-14 13F-HR UBS Group AG Call 68,400 0 -100.00 1,965 0 -100.00
2018-02-13 13F-HR Axa 1,450,006 1,288,146 -11.16 48,270 37,549 -22.21
2018-02-14 13F-HR/A-1 Horizon Investments, LLC 6,947 203
2018-02-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 7,859 7,711 -1.88 262 225 -14.12
2018-02-14 13F-HR Tyers Asset Management LLC 44,856 17,892 -60.11 1,493 522 -65.04
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 142,250 342,140 140.52 4,736 9,973 110.58
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 413 245 -40.68 68 31 -54.41
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 12,439 12,025 -3.33 363 346 -4.68
2018-03-12 13F-HR/A-1 HENDERSON GROUP PLC 0 177,427 0 5,172
2018-02-13 13F-HR Focused Wealth Management, Inc 139 0 -100.00 5 0 -100.00
2018-02-14 13F-HR IHT Wealth Management, LLC 525 525 0.00 17 16 -5.88
2018-01-23 13F-HR DENALI ADVISORS LLC 54,000 30,325 -43.84 1,798 884 -50.83
2017-10-30 N-Q Wells Fargo Master Trust (see advisory)
2018-02-14 13F-HR Horizon Kinetics LLC 11,979 13,594 13.48 399 396 -0.75
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 31 0 -100.00 1 0 -100.00
2018-04-13 13F-HR Visionary Asset Management, Inc. 86,466 85,029 -1.66 2,520 2,374 -5.79
2017-10-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-01-09 13F-HR Fruth Investment Management 12,483 12,233 -2.00 415 356 -14.22
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 8,371 0 -100.00 241 0 -100.00
2018-02-09 SC 13G/A VANGUARD GROUP INC 90,678,683 24,799,173 -72.65
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2018-02-14 13F-HR Flinton Capital Management LLC 54,468 21,726 -60.11 1,813 634 -65.03
2017-11-29 N-Q Vanguard Bond Index Funds (see advisory)
2018-02-14 13F-HR Natixis 120,272 799,134 564.44 4,004 23,295 481.79
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 59,900 96,900 61.77 1,994 2,825 41.68
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 126,800 115,300 -9.07 4,221 3,361 -20.37
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 2,333,879 2,654,855 13.75 77,695 77,390 -0.39
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 358 414 15.64 22 87 295.45
2018-02-28 N-Q Gps Funds I (see advisory)
2018-02-14 13F-HR ProShare Advisors LLC 49,192 59,955 21.88 1,638 1,748 6.72
2018-02-12 13F-HR Quadrature Capital LTD 69,617 0 -100.00 2,318 0 -100.00
2018-04-10 13F-HR Norway Savings Bank 3,000 3,000 0.00 87 86 -1.15
2018-02-14 13F-HR Natixis Asset Management 4,382 0 -100.00 146 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 201,800 200,600 -0.59 6,718 5,847 -12.97
2018-02-01 13F-HR Nationwide Fund Advisors 113,587 0 -100.00 3,781 0 -100.00
2018-02-09 13F-HR TCW GROUP INC 14,989 15,203 1.43 499 443 -11.22
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 8,937 8,662 -3.08 257 288 12.06
2018-02-13 13F-HR Aviance Capital Partners, LLC 23,935 698
2018-02-14 13F-HR GLG LLC 9,333 9,333 0.00 311 272 -12.54
2018-02-08 13F-HR Global X Management CO LLC 1,058 1,266 19.66 35 37 5.71
2018-02-13 13F-HR Wellington Management Group LLP 355,626 398,811 12.14 11,839 11,626 -1.80
2017-11-08 13F-HR ICON ADVISERS INC/CO 40,000 0 -100.00 1,149 0 -100.00
2017-11-03 13F-HR Breton Hill Capital Ltd. 66,615 86,181 29.37 1,914 2,869 49.90
2017-11-09 13F-HR Burt Wealth Advisors 10 0 -100.00 0 0
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 402 0 -100.00 13 0 -100.00
2018-02-14 13F-HR ARGI Investment Services, LLC 27,483 83,270 202.99 853 2,427 184.53
2018-02-13 13F-HR Renaissance Technologies LLC 1,886,924 1,171,324 -37.92 62,816 34,144 -45.64
2018-01-25 13F-HR FTB Advisors, Inc. 398 0 -100.00 13 0 -100.00
2018-01-30 13F-HR Hudock Capital Group, LLC 25 25 0.00 0 0
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 15,705 14,758 -6.03 523 430 -17.78
2017-12-29 N-Q Nushares Etf Trust (see advisory)
2018-04-18 13F-HR Cornerstone Advisors, Inc. 46 46 0.00 1 1 0.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 2,199 0 -100.00 73 0 -100.00
2018-04-19 13F-HR Versant Capital Management, Inc 5 5 0.00 0 0
2018-02-13 13F-HR Kaizen Advisory, Llc 215 6
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2017-11-14 13F-HR Capital Bank & Trust Co 107 0 -100.00 3 0 -100.00
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 11,120 0 -100.00 370 0 -100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 43 37 -13.95 1 1 0.00
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-04-19 SC 13D/A DEASON DARWIN 38,778,428 38,778,428 0.00
2018-02-07 13F-HR KBC Group NV 1,109,837 893,122 -19.53 36,946 26,034 -29.53
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 67,400 0 -100.00 1,936 0 -100.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-02-02 13F-HR Mork Capital Management 0 34,000 0 991
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,653 1,900 14.94 55 55 0.00
2018-02-20 13F-HR Pin Oak Investment Advisors Inc 25 1
2018-04-19 13F-HR WEBSTER BANK, N. A. 49 49 0.00 1 1 0.00
2017-11-14 13F-HR VALUEWORKS LLC 133,982 0 -100.00 3,849 0 -100.00
2018-02-15 13F-HR BB&T SECURITIES, LLC 0 52,110 0 1,519
2017-10-27 N-Q Horizon Funds (see advisory)
2018-02-02 13F-HR Opus Capital Group, LLC 6,868 7,907 15.13 229 231 0.87
2018-04-11 13F-HR DnB Asset Management AS 23,312 19,312 -17.16 679,545 555,799 -18.21
2018-04-10 13F-HR Daiwa SB Investments Ltd. 1,490 1,350 -9.40 43 39 -9.30
2018-02-13 13F-HR Winton Capital Group Ltd 17,695 12,102 -31.61 589 353 -40.07
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 28,499 33,647 18.06 831 989 19.01
2018-02-13 13F-HR Allianz Asset Management AG 657,972 535,282 -18.65 21,903 15,603 -28.76
2018-02-13 13F-HR Edge Advisors, Llc 27 27 0.00 0 0
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 5,612 5,613 0.02 187 164 -12.30
2018-02-12 13F-HR CLS Investments, LLC 122 0 -100.00 4 0 -100.00
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 1,733 1,733 0.00 58 51 -12.07
2018-02-14 13F-HR Bluefin Trading, LLC 16,375 9,800 -40.15 545 286 -47.52
2018-02-16 13F-HR SevenBridge Financial Group, LLC 375 375 0.00 12 11 -8.33
2018-01-30 13F-HR CONNING INC. 0 7,385 0 215
2017-11-28 N-Q Pimco Flexible Credit Income Fund (see advisory)
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 74,200 81,400 9.70 2,470 2,373 -3.93
2018-02-08 13F-HR PineBridge Investments, L.P. 35,052 34,147 -2.58 1,167 995 -14.74
2018-02-14 13F-HR AMP Capital Investors Ltd 187,720 232,740 23.98 6,249 6,784 8.56
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 35,055 33,655 -3.99 1,167 817 -29.99
2018-02-13 13F-HR KOCH INDUSTRIES INC 16,406 11,609 -29.24 547 338 -38.21
2018-04-18 13F-HR Louisiana State Employees Retirement System 12,900 13,100 1.55 376 377 0.27
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 0 56,432 0 1,672
2018-03-01 N-Q Managed Portfolio Series (see advisory)
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 48,700 86,400 77.41 1,621 2,519 55.40
2018-02-09 13F-HR FDx Advisors, Inc. 0 51,564 0 1,503
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 531,814 18,140 -96.59 17,550 529 -96.99
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 646,320 308,946 -52.20 21,516 9,006 -58.14
2017-11-01 13F-HR Bt Investment Management Ltd 41,648 0 -100.00 1,196,547 0 -100.00
2018-01-23 13F-HR Hudson Capital Management Llc 32,688 953
2018-02-14 13F-HR IVORY INVESTMENT MANAGEMENT, LLC 812,821 23,694
2018-02-14 13F-HR Utah Retirement Systems 42,078 42,678 1.43 1,401 1,244 -11.21
2018-02-07 13F-HR LS Investment Advisors, LLC 13,205 13,430 1.70 440 391 -11.14
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 47,862 48,221 0.75 1,593 1,406 -11.74
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 388,568 348,968 -10.19 12,990 10,172 -21.69
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 8,946 7,528 -15.85 298 219 -26.51
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 20,500 18,500 -9.76 682 539 -20.97
2018-02-06 13F-HR Glassman Wealth Services 0 9 0 0
2018-02-09 13F-HR Arizona State Retirement System 52,957 54,089 2.14 1,763 1,577 -10.55
2017-11-28 N-Q Profunds (see advisory)
2018-02-22 13F-HR CHEMICAL BANK 8,273 9,673 16.92 276 282 2.17
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 733 0 -100.00 24 0 -100.00
2018-03-29 13F-HR/A-1 Marshall Wace LLP 255,152 0 -100.00 8,420 0 -100.00
2018-03-01 N-Q Aqr Funds (see advisory)
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2017-12-19 N-Q Green Century Funds (see advisory)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 142,116 108,263 -23.82 4,576 3,156 -31.03
2018-02-20 N-Q Cornercap Group Of Funds /va/ (see advisory)
2018-02-06 13F-HR M&T BANK CORP 21,726 15,412 -29.06 723 449 -37.90
2018-02-12 13F-HR American Beacon Advisors, Inc. 3,222 0 -100.00 107,260 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Call 36,425 39,550 8.58 1,210 1,152 -4.79
2017-11-28 N-Q Pimco Strategic Income Fund, Inc (see advisory)
2018-01-23 13F-HR Trust Asset Management LLC 5,196 5,196 0.00 173 151 -12.72
2018-01-18 13F-HR Westpac Banking Corp 13,283 13,283 0.00 442,191 387,200 -12.44
2018-02-13 13F-HR SUN LIFE FINANCIAL INC 1,573 467 -70.31 52 14 -73.08
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-04-13 13F-HR North Star Investment Management Corp. 1,243 1,243 0.00 36 36 0.00
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Call 86 10
2018-02-14 13F-HR Verition Fund Management LLC 107,700 0 -100.00 3,585 0 -100.00
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 300 300 0.00 10 9 -10.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 714,372 735,941 3.02 23,781 21,453 -9.79
2018-02-06 13F-HR Wellington Shields & Co., LLC 7,952 7,784 -2.11 265 227 -14.34
2018-02-14 13F-HR Saba Capital Management, L.P. Put 9,200 268
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-09 13F-HR USCA RIA LLC 8,009 0 -100.00 230 0 -100.00
2018-01-31 13F-HR Mutual of America Capital Management LLC 34,406 28,820 -16.24 1,145 840 -26.64
2018-02-14 13F-HR Alyeska Investment Group, L.P. 3,188,235 4,513,532 41.57 106,136 131,569 23.96
2018-02-06 13F-HR Russell Investments Group, Ltd. 747,009 815,952 9.23 24,866 24,026 -3.38
2017-10-27 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 13,765 0 -100.00 395 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 5,065,082 5,176,313 2.20 168,633 150,902 -10.51
2018-02-08 13F-HR Manchester Capital Management LLC 1,051 1,058 0.67 35 31 -11.43
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 12,812 11,398 -11.04 427 332 -22.25
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 417,505 420,757 0.78 13,899 12,265 -11.76
2018-04-11 13F-HR First Capital Advisors Group, LLC. 14 0
2018-02-20 N-Q Mercer Funds (see advisory)
2018-01-24 13F-HR BOSTON ADVISORS LLC 306,435 0 -100.00 10,201 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 9,356 0 -100.00 311 0 -100.00
2017-11-13 13F-HR Ferris Capital, Llc 92 0 -100.00 3 0 -100.00
2018-02-05 13F-HR Advantus Capital Management Inc 21,316 21,291 -0.12 710 621 -12.54
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 30,705 27,605 -10.10 1,022 805 -21.23
2018-02-07 13F-HR FFCM LLC 1,467 1,483 1.09 48 43 -10.42
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 180,895 184,271 1.87 6,022 5,372 -10.79
2018-02-14 13F-HR Gotham Asset Management, LLC 556,260 708,889 27.44 18,518 20,664 11.59
2018-04-16 13F-HR Ledyard National Bank 4,169 4,169 0.00 122 120 -1.64
2018-02-14 13F-HR Quantitative Investment Management, LLC 465,400 0 -100.00 15,493 0 -100.00
2018-02-14 13F-HR Rex Capital Advisors, LLC 8,153 0 -100.00 271 0 -100.00
2018-02-05 13F-HR Parkside Financial Bank & Trust 94 94 0.00 3 3 0.00
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 12,522 0 -100.00 360 0 -100.00
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 8,166 222,031 2,618.97 272 6,472 2,279.41
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 28,625 16,675 -41.75 953 486 -49.00
2018-02-13 13F-HR Kentucky Retirement Systems 13,108 13,165 0.43 436 384 -11.93
2017-10-26 N-Q Ab Trust (see advisory)
2018-02-14 13F-HR Neuberger Berman Group LLC 58,328 161,643 177.13 1,942 4,755 144.85
2017-11-22 N-Q Principal Variable Contracts Funds Inc (see advisory)
2017-11-22 N-Q Mml Series Investment Fund Ii (see advisory)
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,744,172 2,111,672 21.07 58,063 61,556 6.02
2018-02-08 13F-HR MUFG Americas Holdings Corp 370 0 -100.00 12 0 -100.00
2018-02-12 13F-HR Hutchin Hill Capital, LP 15,794 0 -100.00 526 0 -100.00
2018-02-14 13F-HR Perigon Wealth Management, LLC 193 416 115.54 6 12 100.00
2018-02-14 13F-HR BlueCrest Capital Management Ltd 19,623 16,364 -16.61 653 477 -26.95
2018-02-13 13F-HR Legal & General Group Plc 1,357,466 1,341,052 -1.21 45,197 39,097 -13.50
2018-02-16 13F-HR We Are One Seven, Llc 101 3
2018-02-13 13F-HR Laurion Capital Management LP 76,505 81,705 6.80 2,547 2,381 -6.52
2018-01-29 13F-HR IFM Investors Pty Ltd 11,771 11,771 0.00 392 343 -12.50
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 132,001 86,356 -34.58 4,394 2,517 -42.72
2018-01-30 13F-HR BESSEMER GROUP INC 457 513 12.25 15 15 0.00
2018-04-12 13F-HR Signature Wealth Management Group 22 0 -100.00 1 0 -100.00
2018-01-25 13F-HR Eqis Capital Management, Inc. 23,791 0 -100.00 792 0 -100.00
2018-02-12 13F-HR EATON VANCE MANAGEMENT 17,415 823,450 4,628.40 580 24,004 4,038.62
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 458 458 0.00 13 11 -15.38
2018-02-02 13F-HR Omnia Family Wealth, LLC 34 34 0.00 1 1 0.00
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 8,281 7,881 -4.83 276 229 -17.03
2018-02-12 13F-HR FMR LLC / Fidelity 4,225,491 4,499,223 6.48 140,667 131,152 -6.76
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 60 60 0.00 1,966 1,720 -12.51
2018-02-15 13F-HR Bb&t Investment Services, Inc. 0 675 0 20
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 369,594 368,794 -0.22 12,304 10,750 -12.63
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 121,167 131,167 8.25 4,034 3,824 -5.21
2018-02-15 13F-HR CASTLEARK MANAGEMENT LLC 142,160 112,855 -20.61 4,733 3,290 -30.49
2018-04-02 13F-HR Hefty Wealth Partners 76 76 0.00 2 2 0.00
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 0 44 0 1
2018-02-14 13F-HR LPL Financial LLC 28,705 27,616 -3.79 956 805 -15.79
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-01-24 13F-HR SG Americas Securities, LLC 41,703 90,681 117.44 1,388 2,643 90.42
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 2,984 2,969 -0.50 99 87 -12.12
2017-10-26 13F-HR Penserra Capital Management LLC 5,733 0 -100.00 164 0 -100.00
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 29,635 29,737 0.34 987 867 -12.16
2018-02-01 13F-HR CIBC World Markets Inc. 318,938 0 -100.00 10,617 0 -100.00
2017-11-22 N-Q Elfun Diversified Fund (see advisory)
2018-02-14 13F-HR STIFEL FINANCIAL CORP 111,917 101,294 -9.49 3,709 2,947 -20.54
2018-02-12 13F-HR Quantbot Technologies LP 0 92,497 0 2,696
2018-02-09 13F-HR SUNTRUST BANKS INC 11,430 8,312 -27.28 378 240 -36.51
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 25,130 27,118 7.91 837 791 -5.50
2018-02-13 13F-HR BECKER CAPITAL MANAGEMENT INC 1,171,620 1,216,682 3.85 39,003 35,466 -9.07
2017-10-31 13F-HR Marathon Trading Investment Management LLC Put 100,000 0 -100.00 2,873 0 -100.00
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 387,225 378,519 -2.25 12,891 11,034 -14.41
2018-02-07 13F-HR Carnick & Kubik Group, LLC 10,250 298
2018-02-09 13F-HR Norinchukin Bank, The 17,220 18,760 8.94 573 547 -4.54
2018-02-28 N-Q Index Funds (see advisory)
2018-02-12 13F-HR Tredje AP-fonden 79,786 61,870 -22.46 2,676 1,819 -32.03
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 18,359 19,229 4.74 611 561 -8.18
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2017-10-26 N-Q Ab Equity Income Fund Inc (see advisory)
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 38,570 38,515 -0.14 1,284 1,123 -12.54
2018-02-14 13F-HR BlueMountain Capital Management, LLC 164,587 119,286 -27.52 5,479 3,477 -36.54
2018-02-14 13F-HR Game Creek Capital, Lp 26,537 774
2018-01-11 13F-HR/A-1 TOKIO MARINE ASSET MANAGEMENT CO LTD 21,486 0 -100.00 158 0 -100.00
2018-01-31 13F-HR Sageworth Trust Co 8 0
2017-12-28 N-Q Putnam Investors Fund (see advisory)
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-02-14 13F-HR Neuburgh Advisers LLC 35,244 14,058 -60.11 1,173 410 -65.05
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-13 13F-HR Freestone Capital Holdings, LLC 130,256 142,271 9.22 4,336 4,147 -4.36
2018-02-08 13F-HR/A-1 Polaris Capital Management, LLC 856,550 925,750 8.08 28,515 26,986 -5.36
2018-02-05 13F-HR Columbia Asset Management 8,536 8,536 0.00 284 249 -12.32
2018-02-14 13F-HR Arete Wealth Advisors, LLC 12,460 10,620 -14.77 415 310 -25.30
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 31,987 35,095 9.72 1,065 1,029 -3.38
2018-04-19 13F-HR State of Alaska, Department of Revenue 35,727 42,747 19.65 1,040 1,229 18.17
2018-02-28 N-Q Ivy Funds (see advisory)
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 275,492 138,399 -49.76 9,171 4,034 -56.01
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO 2,298 2,298 0.00 77 67 -12.99
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 14 5,000 35,614.29 0 146
2018-04-10 13F-HR Gradient Investments LLC 111 111 0.00 3 3 0.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 22,400 20,400 -8.93 746 595 -20.24
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 169 169 0.00 4 4 0.00
2018-02-02 13F-HR Cedar Wealth Management, LLC 0 31 0 1
2017-11-24 N-Q Transamerica Funds (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 14,696 0 428
2018-02-15 13F-HR SRS Capital Advisors, Inc. 903 903 0.00 30 26 -13.33
2018-01-05 13F-HR West Oak Capital, LLC 500 0 -100.00 16,645 0 -100.00
2018-01-26 N-Q Fidelity Advisor Series Ii (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (Switzerland) SA 67,718 124,093 83.25 2,254 3,617 60.47
2018-02-06 13F-HR Cutler Capital Management, LLC 17,000 17,000 0.00 566 495 -12.54
2018-02-28 N-Q Eaton Vance Enhanced Equity Income Fund (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR Ancora Advisors, LLC 28,450 23,375 -17.84 947 681 -28.09
2018-02-14 13F-HR FRANKLIN RESOURCES INC 6,398 13,548 111.75 213 394 84.98
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2017-10-24 N-Q Alps Etf Trust (see advisory)
2017-11-14 13F-HR Cantab Capital Partners LLP 85,959 79,186 -7.88 2,470,000 2,636,000 6.72
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd 864 25
2017-11-28 N-Q Columbia Seligman Premium Technology Growth Fund, Inc. (see advisory)
2018-04-04 13F-HR CENTRAL TRUST Co 1,772 1,647 -7.05 52 47 -9.62
2018-02-13 13F-HR Corient Capital Partners, LLC 14,202 14,202 0.00 473 414 -12.47
2018-02-08 13F-HR Psagot Investment House Ltd. 25,650 30,750 19.88 854 896 4.92
2018-02-14 13F-HR AHL Partners LLP 72,259 0 -100.00 2,405 0 -100.00
2018-02-14 13F-HR HighVista Strategies LLC 26,537 26,537 0.00 883 774 -12.34
2018-02-12 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 136,045 120,474 -11.45 4,529 3,512 -22.46
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 37,993 80,193 111.07 1,265 2,338 84.82
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 22,108 22,108 0.00 736 644 -12.50
2018-01-30 13F-HR Elite Wealth Management, LLC 200 0 -100.00 2 0 -100.00
2018-02-12 13F-HR Achmea Investment Management B.V. 70,641 89,643 26.90 2,348 2,611 11.20
2018-02-26 13F-HR/A-1 Virtus Investment Advisers, Inc. 4,223 4,020 -4.81 140 117 -16.43
2017-10-24 N-Q Federated Equity Income Fund Inc (see advisory)
2018-02-14 13F-HR GAM Holding AG 0 49,619 0 1,446
2018-02-13 13F-HR Gargoyle Investment Advisor L.L.C. 46,761 46,975 0.46 1,557 1,369 -12.07
2017-11-13 13F-HR Goss Wealth Management LLC 107 0 -100.00 3,090 0 -100.00
2017-11-14 13F-HR/A-1 UBS Group AG Put 1,000 0 -100.00 9 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 4,300 0 -100.00 143 0 -100.00
2018-02-12 13F-HR ALTFEST L J & CO INC 7,717 7,744 0.35 257 226 -12.06
2017-11-29 N-Q Janus Investment Fund (see advisory)
2018-02-09 13F-HR Twin Tree Management, LP Put 600 400 -33.33 20 12 -40.00
2018-04-18 13F-HR Stuart Chaussee & Associates, Inc. 31 0 -100.00 1 0 -100.00
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 1,186 35

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( XRX / Xerox Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 984121103