SecurityXRX / Xerox Corp. (984121103)
Chairman and CEOBURNS URSULA M
Institutional Owners655
Form N-Q Owners171
Institutional Shares240,833,776 - 91.44% (ex. N-Q)
Weighted Average Number Diluted Shares Outstanding Adjustment263,385,000 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 38,203,460,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Xerox Corp. (NYSE:XRX) has 655 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 240,833,776 shares. Largest shareholders include Deason Darwin, Vanguard Group Inc, BlackRock Inc., Norges Bank, State Street Corp, Bank of New York Mellon Corp, Alliancebernstein L.p., Lsv Asset Management, Aqr Capital Management Llc, and Ameriprise Financial Inc.

Xerox Corp. (NYSE:XRX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 7,500 0 -100.00 250 0 -100.00
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 5,349 0 -100.00 154 0 -100.00
2018-02-09 13F-HR TCW GROUP INC 14,989 15,203 1.43 499 443 -11.22
2018-02-13 13F-HR Aviance Capital Partners, LLC 23,935 698
2018-02-14 13F-HR GLG LLC 9,333 9,333 0.00 311 272 -12.54
2018-02-14 13F-HR Voya Investment Management LLC 571,109 526,113 -7.88 19,012 15,336 -19.34
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Call 86 10
2018-02-14 13F-HR AJO, LP 38,387 0 -100.00 1,278 0 -100.00
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 300 300 0.00 10 9 -10.00
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 402 0 -100.00 13 0 -100.00
2018-02-09 13F-HR USCA RIA LLC 8,009 0 -100.00 230 0 -100.00
2018-02-14 13F-HR Point72 Asset Management, L.P. 630,770 18,387
2018-01-25 13F-HR FTB Advisors, Inc. 398 0 -100.00 13 0 -100.00
2018-02-13 13F-HR Investors Research Corp 25,594 746
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 5,065,082 5,176,313 2.20 168,633 150,902 -10.51
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 12,812 11,398 -11.04 427 332 -22.25
2018-01-30 13F-HR JNBA Financial Advisors 0 100 0 3
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 543,100 532,000 -2.04 18,080 15,508 -14.23
2017-08-23 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 2,727,852 2,676,117 -1.90 90,809 78,009 -14.10
2018-02-09 13F-HR Trustcore Financial Services, Llc 45 1
2018-01-26 N-Q Etf Series Solutions (see advisory)
2018-02-20 13F-HR Pin Oak Investment Advisors Inc 25 1
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 149,109 145,612 -2.35 4,964 4,245 -14.48
2018-01-17 13F-HR ALPHA WINDWARD LLC 5,345 5,579 4.38 178 163 -8.43
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 180,895 184,271 1.87 6,022 5,372 -10.79
2017-11-14 13F-HR VALUEWORKS LLC 133,982 0 -100.00 3,849 0 -100.00
2018-02-15 13F-HR COWEN GROUP, INC. Call 105,000 3,061
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 889,858 861,981 -3.13 29,739 25,096 -15.61
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 31,532 587,045 1,761.74 1,050 17,112 1,529.71
2018-02-02 13F-HR Opus Capital Group, LLC 6,868 7,907 15.13 229 231 0.87
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 4,392,867 5,628,904 28.14 146,243 164,088 12.20
2018-02-13 13F-HR Winton Capital Group Ltd 17,695 12,102 -31.61 589 353 -40.07
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 28,499 33,647 18.06 831 989 19.01
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 687,144 872,374 26.96 22,875 25,429 11.17
2018-02-05 13F-HR Sonora Investment Management, LLC 42,820 34,372 -19.73 1,425,478 1,001,944 -29.71
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 622,873 481,765 -22.65 20,735 14,043 -32.27
2017-11-29 N-Q Deutsche Variable Series Ii (see advisory)
2018-02-14 13F-HR Sciencast Management LP 0 7,175 0 233
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 28,625 16,675 -41.75 953 486 -49.00
2018-02-13 13F-HR Kentucky Retirement Systems 13,108 13,165 0.43 436 384 -11.93
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 78,831 78,831 0.00 2,624 2,298 -12.42
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 1,733 1,733 0.00 58 51 -12.07
2018-01-23 13F-HR STRS OHIO 802,928 2,928 -99.64 26,729 85 -99.68
2018-02-14 13F-HR Andra AP-fonden 168,475 158,300 -6.04 5,609 4,614 -17.74
2017-11-28 N-Q Pimco Flexible Credit Income Fund (see advisory)
2018-02-14 13F-HR Neuberger Berman Group LLC 58,328 161,643 177.13 1,942 4,755 144.85
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-02-08 13F-HR PineBridge Investments, L.P. 35,052 34,147 -2.58 1,167 995 -14.74
2018-02-09 SC 13G/A VANGUARD GROUP INC 90,678,683 24,799,173 -72.65
2018-02-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 104,141 102,565 -1.51 3,467 2,990 -13.76
2018-02-14 13F-HR AMP Capital Investors Ltd 187,720 232,740 23.98 6,249 6,784 8.56
2018-02-12 13F-HR Hutchin Hill Capital, LP 15,794 0 -100.00 526 0 -100.00
2018-02-13 13F-HR KOCH INDUSTRIES INC 16,406 11,609 -29.24 547 338 -38.21
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 49,560 50,086 1.06 1,650 1,460 -11.52
2018-02-09 13F-HR FDx Advisors, Inc. 0 51,564 0 1,503
2018-01-23 13F-HR Hudson Capital Management Llc 32,688 953
2018-02-14 13F-HR HighTower Advisors, LLC 17,727 15,745 -11.18 588 458 -22.11
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 9,689 10,670 10.12 323 311 -3.72
2018-02-14 13F-HR IVORY INVESTMENT MANAGEMENT, LLC 812,821 23,694
2018-01-29 13F-HR IFM Investors Pty Ltd 11,771 11,771 0.00 392 343 -12.50
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 5,087 5,087 0.00 164 148 -9.76
2018-02-14 13F-HR ROYAL BANK OF CANADA 259,622 279,764 7.76 8,641 8,155 -5.62
2018-02-14 13F-HR BARCLAYS PLC Put 27,600 112,975 309.33 919 3,293 258.32
2018-02-14 13F-HR DIAM Co., Ltd. 333,226 329,897 -1.00 11,104 9,622 -13.35
2018-02-06 13F-HR Glassman Wealth Services 0 9 0 0
2018-02-09 13F-HR Arizona State Retirement System 52,957 54,089 2.14 1,763 1,577 -10.55
2017-11-27 N-Q Ab Variable Products Series Fund, Inc. (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 453 0 -100.00 15 0 -100.00
2018-02-13 13F-HR GAGNON SECURITIES LLC 22,922 31,393 36.96 763 915 19.92
2017-11-28 N-Q Profunds (see advisory)
2018-01-23 13F-HR WEBSTER BANK, N. A. 49 49 0.00 2 1 -50.00
2018-02-06 13F-HR Fusion Family Wealth LLC 0 36 0 1
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 0 164,336 0 4,791
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 10,310 10,310 0.00 90 76 -15.56
2018-02-09 13F-HR Twin Tree Management, LP 17,108 10,279 -39.92 570 300 -47.37
2018-02-02 13F-HR US BANCORP \DE\ 53,830 51,743 -3.88 1,792 1,508 -15.85
2017-12-19 N-Q Green Century Funds (see advisory)
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 0 16,826 0 491
2018-01-24 13F-HR SG Americas Securities, LLC 41,703 90,681 117.44 1,388 2,643 90.42
2017-10-26 13F-HR Penserra Capital Management LLC 5,733 0 -100.00 164 0 -100.00
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 33,994 37,911 11.52 1,132 1,105 -2.39
2018-02-14 13F-HR Pacer Advisors, Inc. 9,855 6,914 -29.84 328 202 -38.41
2018-02-01 13F-HR CIBC World Markets Inc. 318,938 0 -100.00 10,617 0 -100.00
2017-08-28 N-Q Gps Funds I (see advisory)
2018-02-08 13F-HR TORONTO DOMINION BANK 81,099 92,110 13.58 2,699 2,685 -0.52
2018-02-06 13F-HR Wellington Shields & Co., LLC 7,952 7,784 -2.11 265 227 -14.34
2018-02-07 13F-HR Brookstone Capital Management 167,192 182,401 9.10 5,566 5,317 -4.47
2018-02-14 13F-HR Saba Capital Management, L.P. Put 9,200 268
2018-02-14 13F-HR Summit Trail Advisors, Llc 734 24
2018-01-31 13F-HR Mutual of America Capital Management LLC 34,406 28,820 -16.24 1,145 840 -26.64
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 1,038,240 1,038,240 0.00 33,681 33,681 0.00
2018-02-14 13F-HR Alyeska Investment Group, L.P. 3,188,235 4,513,532 41.57 106,136 131,569 23.96
2018-02-09 13F-HR HENDERSON GROUP PLC 0 177,427 0 5,172
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 387,225 378,519 -2.25 12,891 11,034 -14.41
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 18,359 19,229 4.74 611 561 -8.18
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 15,400 0 -100.00 107 0 -100.00
2018-02-14 13F-HR Barry Investment Advisors, LLC 242,519 249,515 2.88 8,073 7,273 -9.91
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 16,400 0 478
2018-01-24 13F-HR BOSTON ADVISORS LLC 306,435 0 -100.00 10,201 0 -100.00
2018-02-12 13F-HR CITIGROUP INC 289,512 227,511 -21.42 9,638 6,631 -31.20
2018-02-10 13F-HR Pegasus Asset Management, Inc. 61,680 1,798
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 9,356 0 -100.00 311 0 -100.00
2018-02-07 13F-HR Private Advisor Group, LLC 13,912 0 -100.00 455 0 -100.00
2017-11-13 13F-HR Ferris Capital, Llc 92 0 -100.00 3 0 -100.00
2018-01-11 13F-HR Visionary Asset Management, Inc. 85,371 86,466 1.28 2,842 2,520 -11.33
2017-12-29 N-Q Domini Investment Trust (see advisory)
2018-02-05 13F-HR Advantus Capital Management Inc 21,316 21,291 -0.12 710 621 -12.54
2018-02-14 13F-HR Game Creek Capital, Lp 26,537 774
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,331,065 1,363,329 -41.51 77,600 39,740 -48.79
2018-01-16 13F-HR CWM, LLC 71 52 -26.76 2 2 0.00
2018-02-14 13F-HR Gotham Asset Management, LLC 556,260 708,889 27.44 18,518 20,664 11.59
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 31 0 -100.00 1 0 -100.00
2018-01-31 13F-HR JOHN G ULLMAN & ASSOCIATES INC 70,414 65,555 -6.90 2,344 1,911 -18.47
2018-02-14 13F-HR Quantitative Investment Management, LLC 465,400 0 -100.00 15,493 0 -100.00
2017-09-25 N-Q Horizons Etf Trust I (see advisory)
2018-02-13 13F-HR Freestone Capital Holdings, LLC 130,256 142,271 9.22 4,336 4,147 -4.36
2017-09-21 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-05 13F-HR Parkside Financial Bank & Trust 94 94 0.00 3 3 0.00
2018-02-14 13F-HR Adage Capital Partners GP LLC 1,106,200 925,400 -16.34 36,825 26,975 -26.75
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 5,389,060 5,843,680 8.44 181,499 170,344 -6.15
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 11,082 11,082 0.00 369 323 -12.47
2017-12-27 N-Q Natixis Funds Trust Iv (see advisory)
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 52,600 50,700 -3.61 1,751 1,478 -15.59
2018-02-08 13F-HR MUFG Americas Holdings Corp 370 0 -100.00 12 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 38,785 0 1,130
2017-11-22 N-Q Mml Series Investment Fund Ii (see advisory)
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,744,172 2,111,672 21.07 58,063 61,556 6.02
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 22,400 20,400 -8.93 746 595 -20.24
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 5,517 15,097 173.65 184 440 139.13
2018-02-14 13F-HR Perigon Wealth Management, LLC 193 416 115.54 6 12 100.00
2018-01-22 13F-HR FIRST MANHATTAN CO 563 563 0.00 18 16 -11.11
2018-02-15 13F-HR COWEN GROUP, INC. 36,850 64,250 74.36 1,227 1,873 52.65
2018-02-02 13F-HR Cedar Wealth Management, LLC 0 31 0 1
2018-02-14 13F-HR PRUDENTIAL PLC 340,599 340,599 0.00 11,339 9,928 -12.44
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 288,429 299,270 3.76 9,602 8,724 -9.14
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 5,586 1,722 -69.17 186 50 -73.12
2018-02-06 13F-HR Alpha Omega Wealth Management LLC 76 76 0.00 3 2 -33.33
2017-09-28 N-Q Prudential Investment Portfolios, Inc. 10 (see advisory)
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 19,343 18,199 -5.91 644 530 -17.70
2018-01-26 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR BlueCrest Capital Management Ltd 19,623 16,364 -16.61 653 477 -26.95
2018-02-14 13F-HR Ancora Advisors, LLC 28,450 23,375 -17.84 947 681 -28.09
2018-02-16 13F-HR We Are One Seven, Llc 101 3
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd 864 25
2017-11-28 N-Q Calvert Variable Products, Inc. (see advisory)
2018-02-14 13F-HR AHL Partners LLP 72,259 0 -100.00 2,405 0 -100.00
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 0 16,446 0 479
2018-01-25 13F-HR Eqis Capital Management, Inc. 23,791 0 -100.00 792 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 3,027,868 3,979,223 31.42 100,798 115,994 15.08
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 1,235 1,235 0.00 41 36 -12.20
2018-02-12 13F-HR EATON VANCE MANAGEMENT 17,415 823,450 4,628.40 580 24,004 4,038.62
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 67 7,417 10,970.15 2 216 10,700.00
2018-02-12 13F-HR FMR LLC / Fidelity 4,225,491 4,499,223 6.48 140,667 131,152 -6.76
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 3,062,733 2,022,128 -33.98 101,958 58,945 -42.19
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2017-10-24 N-Q Federated Equity Income Fund Inc (see advisory)
2018-02-13 13F-HR Gargoyle Investment Advisor L.L.C. 46,761 46,975 0.46 1,557 1,369 -12.07
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 369,594 368,794 -0.22 12,304 10,750 -12.63
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 121,167 131,167 8.25 4,034 3,824 -5.21
2018-02-15 13F-HR CASTLEARK MANAGEMENT LLC 142,160 112,855 -20.61 4,733 3,290 -30.49
2018-01-31 13F-HR LSV ASSET MANAGEMENT 6,295,891 6,256,962 -0.62 209,590 182,390 -12.98
2018-01-22 13F-HR ASSET ADVISORS CORP 1,250 1,250 0.00 42 36 -14.29
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 99,186 68,570 -30.87 3,301 1,998 -39.47
2018-02-09 13F-HR RidgeWorth Capital Management LLC 1,372 1,372 0.00 46 40 -13.04
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 136,700 163,800 19.82 4,551 4,775 4.92
2018-02-14 13F-HR BARCLAYS PLC Call 27,175 19,550 -28.06 905 570 -37.02
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 532,864 592,374 11.17 17,738 17,268 -2.65
2017-11-22 N-Q Elfun Diversified Fund (see advisory)
2018-02-14 13F-HR STIFEL FINANCIAL CORP 111,917 101,294 -9.49 3,709 2,947 -20.54
2017-11-28 N-Q Pimco Equity Series (see advisory)
2018-02-07 13F-HR Trilogy Capital Inc. 26,792 781
2018-02-13 13F-HR Evercore Wealth Management, LLC 500 500 0.00 17 15 -11.76
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Put 0 1,800 0 52,470
2017-09-25 N-Q World Funds Trust (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 66,472 632,048 850.85 2,213 18,425 732.58
2017-11-29 N-Q Northern Lights Variable Trust (see advisory)
2018-01-29 13F-HR Bollard Group LLC 682 687 0.73 23 20 -13.04
2018-02-13 13F-HR BECKER CAPITAL MANAGEMENT INC 1,171,620 1,216,682 3.85 39,003 35,466 -9.07
2018-02-09 13F-HR Legacy Financial Advisors, Inc. 169 4
2018-02-06 13F-HR AE Wealth Management LLC 31,692 33,122 4.51 1,055 966 -8.44
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 800,935 0 -100.00 26,663 0 -100.00
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 25,130 27,118 7.91 837 791 -5.50
2017-10-31 13F-HR Marathon Trading Investment Management LLC Put 100,000 0 -100.00 2,873 0 -100.00
2018-02-13 13F-HR Hillsdale Investment Management Inc. 10,600 10,600 0.00 353 309 -12.46
2018-01-26 N-Q Aspiriant Trust (see advisory)
2017-10-30 N-Q Wells Fargo Funds Trust (see advisory)
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 82,454 166,248 101.63 2,745 4,846 76.54
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 448 13
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-02 13F-HR Seacrest Wealth Management, Llc 1,693 49
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 31,385 33,652 7.22 1,046 981 -6.21
2017-09-06 N-Q Professionally Managed Portfolios (see advisory)
2018-02-02 13F-HR Armbruster Capital Management, Inc. 132 132 0.00 4 4 0.00
2017-08-29 N-Q Virtus Opportunities Trust (see advisory)
2017-10-26 N-Q Ab Equity Income Fund Inc (see advisory)
2018-02-14 13F-HR BlueMountain Capital Management, LLC 164,587 119,286 -27.52 5,479 3,477 -36.54
2018-02-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 7,859 7,711 -1.88 262 225 -14.12
2018-01-31 13F-HR Sageworth Trust Co 8 0
2017-12-28 N-Q Putnam Investors Fund (see advisory)
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 142,250 342,140 140.52 4,736 9,973 110.58
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 29,415 0 857
2018-01-18 13F-HR OAKBROOK INVESTMENTS LLC 8,610 0 -100.00 287 0 -100.00
2018-02-13 13F-HR Focused Wealth Management, Inc 139 0 -100.00 5 0 -100.00
2017-09-29 N-Q Putnam Investment Funds (see advisory)
2018-02-12 13F-HR DREMAN VALUE MANAGEMENT, L L C 15,106 0 -100.00 434 0 -100.00
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 145,635 0 -100.00 4,184 0 -100.00
2018-02-08 13F-HR SEI INVESTMENTS CO 77,431 67,410 -12.94 2,578 1,964 -23.82
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 15,779 15,399 -2.41 525 448 -14.67
2018-02-13 13F-HR Advisors Asset Management, Inc. 626,484 778,123 24.20 20,856 22,682 8.76
2018-02-12 13F-HR Quadrature Capital LTD 69,617 0 -100.00 2,318 0 -100.00
2017-09-26 N-Q Wilmington Funds (see advisory)
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 275,492 138,399 -49.76 9,171 4,034 -56.01
2018-02-07 13F-HR WHITTIER TRUST CO 2,298 2,298 0.00 77 67 -12.99
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 14 5,000 35,614.29 0 146
2018-01-09 13F-HR Fruth Investment Management 12,483 12,233 -2.00 415 356 -14.22
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 21,605 16,170 -25.16 719 471 -34.49
2017-11-29 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR Natixis 120,272 799,134 564.44 4,004 23,295 481.79
2018-02-02 13F-HR COMERICA BANK 55,590 55,007 -1.05 1,680 1,780 5.95
2017-11-24 N-Q Transamerica Funds (see advisory)
2018-02-15 13F-HR SRS Capital Advisors, Inc. 903 903 0.00 30 26 -13.33
2017-09-29 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC 14,816 13,983 -5.62 493 408 -17.24
2018-01-26 N-Q Fidelity Advisor Series Ii (see advisory)
2018-01-05 13F-HR West Oak Capital, LLC 500 0 -100.00 16,645 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 358 414 15.64 22 87 295.45
2018-02-14 13F-HR ProShare Advisors LLC 49,192 59,955 21.88 1,638 1,748 6.72
2017-11-28 N-Q Blackrock Funds Ii (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-13 13F-HR Corient Capital Partners, LLC 14,202 14,202 0.00 473 414 -12.47
2018-02-08 13F-HR Psagot Investment House Ltd. 25,650 30,750 19.88 854 896 4.92
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 201,800 200,600 -0.59 6,718 5,847 -12.97
2018-02-12 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 136,045 120,474 -11.45 4,529 3,512 -22.46
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 37,993 80,193 111.07 1,265 2,338 84.82
2018-02-08 13F-HR Retirement Systems of Alabama 293,634 293,522 -0.04 9,775 8,556 -12.47
2018-02-13 13F-HR Wellington Management Group LLP 355,626 398,811 12.14 11,839 11,626 -1.80
2018-02-14 13F-HR ARGI Investment Services, LLC 27,483 83,270 202.99 853 2,427 184.53
2018-02-14 13F-HR GAM Holding AG 0 49,619 0 1,446
2018-02-13 13F-HR Renaissance Technologies LLC 1,886,924 1,171,324 -37.92 62,816 34,144 -45.64
2017-11-13 13F-HR Goss Wealth Management LLC 107 0 -100.00 3,090 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 4,300 0 -100.00 143 0 -100.00
2018-02-12 13F-HR ALTFEST L J & CO INC 7,717 7,744 0.35 257 226 -12.06
2017-11-29 N-Q Janus Investment Fund (see advisory)
2018-01-30 13F-HR Hudock Capital Group, LLC 25 25 0.00 0 0
2018-02-09 13F-HR Twin Tree Management, LP Put 600 400 -33.33 20 12 -40.00
2017-12-29 N-Q Nushares Etf Trust (see advisory)
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 2,199 0 -100.00 73 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 2,200 1,500 -31.82 63 50 -20.63
2018-01-26 13F-HR Tarbox Group, Inc. 171 130 -23.98 6 4 -33.33
2018-02-07 13F-HR KBC Group NV 1,109,837 893,122 -19.53 36,946 26,034 -29.53
2017-10-31 13F-HR Nine Chapters Capital Management LLC 7,600 0 -100.00 218 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 67,400 0 -100.00 1,936 0 -100.00
2018-02-02 13F-HR Mork Capital Management 0 34,000 0 991
2017-11-29 N-Q Victory Portfolios Ii (see advisory)
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,653 1,900 14.94 55 55 0.00
2017-11-29 N-Q Aqr Funds (see advisory)
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 25,196 25,078 -0.47 839 731 -12.87
2018-02-13 13F-HR AVIVA PLC 151,405 128,397 -15.20 5,042 3,743 -25.76
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 12,950 17,350 33.98 431 506 17.40
2018-02-14 13F-HR EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 253,618 253,435 -0.07 8,443 7,388 -12.50
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 9,600 0 -100.00 320 0 -100.00
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 31,935 29,501 -7.62 1,063 860 -19.10
2018-01-16 13F-HR Norway Savings Bank 3,000 3,000 0.00 100 87 -13.00
2018-01-26 13F-HR ADVISOR PARTNERS LLC 0 6,415 0 204
2018-02-13 13F-HR Allianz Asset Management AG 657,972 535,282 -18.65 21,903 15,603 -28.76
2018-02-13 13F-HR Edge Advisors, Llc 27 27 0.00 0 0
2018-02-13 13F-HR JP Morgan Chase & Co 1,922,525 1,367,876 -28.85 65,096 39,873 -38.75
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 5,612 5,613 0.02 187 164 -12.30
2018-01-16 13F-HR Louisiana State Employees Retirement System 13,300 12,900 -3.01 443 376 -15.12
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 2,603 0 -100.00 87 0 -100.00
2018-02-13 13F-HR Risk Paradigm Group, LLC 2,687 505 -81.21 89,450 14,720 -83.54
2018-02-13 13F-HR RELIANCE TRUST CO OF DELAWARE 12,662 12,439 -1.76 421 363 -13.78
2018-01-22 13F-HR Bowling Portfolio Management LLC 51,867 1,512
2018-02-16 13F-HR SevenBridge Financial Group, LLC 375 375 0.00 12 11 -8.33
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 30,000 74,525 148.42 999 2,172 117.42
2018-02-13 13F-HR Financial Gravity Companies, Inc. 428 15
2018-01-30 13F-HR CONNING INC. 0 7,385 0 215
2017-11-29 N-Q Guggenheim Variable Funds Trust (see advisory)
2017-08-24 N-Q Select Sector Spdr Trust (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 173,104 151,023 -12.76 5,763 4,402 -23.62
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 74,200 81,400 9.70 2,470 2,373 -3.93
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 35,055 33,655 -3.99 1,167 817 -29.99
2018-02-20 SC 13D/A DEASON DARWIN 38,778,428 38,778,428 0.00
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 0 56,432 0 1,672
2018-02-14 13F-HR Cypress Capital Group 10,915 0 -100.00 363 0 -100.00
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 48,700 86,400 77.41 1,621 2,519 55.40
2017-11-01 13F-HR Bt Investment Management Ltd 41,648 0 -100.00 1,196,547 0 -100.00
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 101,842 33,526 -67.08 3,390 977 -71.18
2017-11-06 13F-HR Spot Trading L.l.c. Put 3,800 25,500 571.05 109 849 678.90
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 14,322 16,359 14.22 477 477 0.00
2018-02-14 13F-HR Utah Retirement Systems 42,078 42,678 1.43 1,401 1,244 -11.21
2017-09-28 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2017-11-29 N-Q Eagle Growth & Income Opportunities Fund (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 376,590 379,010 0.64 12,537 11,048 -11.88
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 8,946 7,528 -15.85 298 219 -26.51
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 20,500 18,500 -9.76 682 539 -20.97
2018-01-08 13F-HR CenturyLink Investment Management Co 54,799 46,615 -14.93 1,824 1,359 -25.49
2017-10-27 N-Q Ultimus Managers Trust (see advisory)
2018-02-13 13F-HR Quinn Opportunity Partners LLC 14,025 14,025 0.00 467 409 -12.42
2018-01-22 13F-HR Chevy Chase Trust Holdings, Inc. 190,024 188,769 -0.66 6,326 5,502 -13.03
2018-02-15 13F-HR Westside Investment Management, Inc. 39,721 39,721 0.00 1,295,278 1,201,945 -7.21
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 953,525 977,150 2.48 32,286 28,484 -11.78
2018-02-22 13F-HR CHEMICAL BANK 8,273 9,673 16.92 276 282 2.17
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 15,900 0 -100.00 457 0 -100.00
2017-11-22 N-Q Legg Mason Partners Variable Equity Trust (see advisory)
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 12,500 0 -100.00 359 0 -100.00
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 142,116 108,263 -23.82 4,576 3,156 -31.03
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 7 0 -100.00 0 0
2017-11-06 13F-HR Sigma Planning Corp 11,048 0 -100.00 317 0 -100.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 40,596 42,057 3.60 1,351 1,226 -9.25
2017-11-28 N-Q Pimco Strategic Income Fund, Inc (see advisory)
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 646,320 308,946 -52.20 21,516 9,006 -58.14
2018-01-23 13F-HR Trust Asset Management LLC 5,196 5,196 0.00 173 151 -12.72
2018-01-18 13F-HR Westpac Banking Corp 13,283 13,283 0.00 442,191 387,200 -12.44
2018-02-14 13F-HR Vident Investment Advisory, LLC 89,200 97,159 8.92 2,969 2,832 -4.61
2017-11-28 N-Q Pax World Funds Series Trust Iii (see advisory)
2018-02-13 13F-HR SUN LIFE FINANCIAL INC 1,573 467 -70.31 52 14 -73.08
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-01-23 13F-HR JAMES INVESTMENT RESEARCH INC 770 67,029 8,605.06 26 1,954 7,415.38
2018-02-14 13F-HR Verition Fund Management LLC 107,700 0 -100.00 3,585 0 -100.00
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 177,576 236,923 33.42 5,912 6,906 16.81
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 714,372 735,941 3.02 23,781 21,453 -9.79
2018-01-24 13F-HR IFP Advisors, Inc 1,426 294 -79.38 47 9 -80.85
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 109 109 0.00 4 3 -25.00
2018-02-06 13F-HR Russell Investments Group, Ltd. 747,009 815,952 9.23 24,866 24,026 -3.38
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 1,437,436 1,621,941 12.84 47,852 47,280 -1.20
2017-10-27 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 13,765 0 -100.00 395 0 -100.00
2018-02-16 13F-HR HM PAYSON & CO 13,911 12,625 -9.24 463 368 -20.52
2018-02-12 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 8,041 8,041 0.00 231 234 1.30
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 13,047 13,495 3.43 434 394 -9.22
2017-09-15 N-Q Steward Funds, Inc. (see advisory)
2018-01-11 13F-HR North Star Investment Management Corp. 1,243 1,243 0.00 41 36 -12.20
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 30,705 27,605 -10.10 1,022 805 -21.23
2018-02-07 13F-HR FFCM LLC 1,467 1,483 1.09 48 43 -10.42
2018-01-30 13F-HR Cutter & CO Brokerage, Inc. 14,044 12,454 -11.32 468 363 -22.44
2017-08-25 N-Q Northern Funds (see advisory)
2018-02-13 13F-HR Parisi Gray Wealth Management 75 2
2018-01-23 SC 13G BlackRock Inc. 64,731,267 15,067,064 -76.72
2018-02-14 13F-HR FIFTH THIRD BANCORP 117 227 94.02 4 7 75.00
2018-02-14 13F-HR Rex Capital Advisors, LLC 8,153 0 -100.00 271 0 -100.00
2018-02-12 13F-HR Adirondack Research & Management Inc. 16,883 16,883 0.00 562 492 -12.46
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 12,522 0 -100.00 360 0 -100.00
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-02-14 13F-HR Dynamic Capital Management Ltd 37,493 0 -100.00 1,248 0 -100.00
2018-02-13 13F-HR ASSETMARK, INC 21,865 23,373 6.90 728 681 -6.46
2017-11-22 N-Q Principal Variable Contracts Funds Inc (see advisory)
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 196,325 0 -100.00 5,640 0 -100.00
2018-02-13 13F-HR Laurion Capital Management LP Put 77,000 0 -100.00 2,564 0 -100.00
2017-11-28 N-Q Pimco Dynamic Credit & Mortgage Income Fund (see advisory)
2018-02-06 13F-HR ING GROEP NV 23,683 20,298 -14.29 788 592 -24.87
2017-09-27 N-Q Ab Cap Fund, Inc. (see advisory)
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 252,276 0 -100.00 8,398 0 -100.00
2018-02-13 13F-HR Legal & General Group Plc 1,357,466 1,341,052 -1.21 45,197 39,097 -13.50
2018-02-13 13F-HR Laurion Capital Management LP 76,505 81,705 6.80 2,547 2,381 -6.52
2018-02-09 13F-HR CITADEL ADVISORS LLC 853,010 2,518,667 195.27 28,397 73,419 158.54
2018-01-29 13F-HR PGGM Investments 103,009 0 -100.00 3,429 0 -100.00
2017-11-28 N-Q Schwab Annuity Portfolios (see advisory)
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 277,730 265,297 -4.48 9,246 7,734 -16.35
2018-02-02 13F-HR Omnia Family Wealth, LLC 34 34 0.00 1 1 0.00
2018-02-14 13F-HR Sound Income Strategies, Llc 59 2
2018-02-14 13F-HR Nikko Asset Management Americas, Inc. 3,800 3,800 0.00 127 127 0.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 20,290 591
2018-01-29 13F-HR Price Wealth Management, Inc. 100 2
2018-02-14 13F-HR HSBC HOLDINGS PLC 579,889 662,304 14.21 19,304 19,307 0.02
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 60 60 0.00 1,966 1,720 -12.51
2018-02-12 13F-HR Advisors Preferred, LLC 848 0 -100.00 28 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 0 675 0 20
2017-10-17 13F-HR Creative Planning 7,262 0 -100.00 209 0 -100.00
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 159,528 176,591 10.70 5,311 5,148 -3.07
2018-02-09 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 14,250 0 -100.00 474 0 -100.00
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-08-25 N-Q Bernstein Sanford C Fund Ii Inc (see advisory)
2018-01-09 13F-HR Boltwood Capital Management 11,983 11,983 0.00 398 349 -12.31
2018-02-14 13F-HR Jefferies Group LLC 6,600 207,846 3,049.18 220 6,059 2,654.09
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 0 44 0 1
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 19,837 21,683 9.31 660 632 -4.24
2017-09-25 N-Q Exchange Listed Funds Trust (see advisory)
2018-02-14 13F-HR LPL Financial LLC 28,705 27,616 -3.79 956 805 -15.79
2017-11-13 13F-HR OMERS ADMINISTRATION Corp 80,675 0 -100.00 2,318 0 -100.00
2017-10-24 N-Q Federated Income Securities Trust (see advisory)
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-12 13F-HR Quantbot Technologies LP 0 92,497 0 2,696
2018-01-18 13F-HR REGIONS FINANCIAL CORP 14,561 14,252 -2.12 484 415 -14.26
2018-02-09 13F-HR SUNTRUST BANKS INC 11,430 8,312 -27.28 378 240 -36.51
2017-11-28 N-Q Pimco Dynamic Income Fund (see advisory)
2018-02-15 13F-HR Metlife Investment Advisors, Llc 66,053 1,925
2018-01-17 13F-HR Edge Wealth Management LLC 1,250 1,250 0.00 42 36 -14.29
2018-01-16 13F-HR BLB&B Advisors, LLC 25,176 26,496 5.24 838 772 -7.88
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 67,000 67,000 0.00 2,230 1,953 -12.42
2018-02-05 13F-HR QCI ASSET MANAGEMENT INC/NY 2,006 2,006 0.00 67 58 -13.43
2018-02-07 13F-HR Carnick & Kubik Group, LLC 10,250 298
2018-02-13 13F-HR Cooper/haims Advisors, Llc 50 1
2018-02-12 13F-HR Tredje AP-fonden 79,786 61,870 -22.46 2,676 1,819 -32.03
2017-12-18 N-Q Eubel Brady & Suttman Mutual Fund Trust (see advisory)
2017-09-21 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-12 13F-HR State of Tennessee, Treasury Department 438,562 265,227 -39.52 14,600 7,732 -47.04
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 38,570 38,515 -0.14 1,284 1,123 -12.54
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2018-01-11 13F-HR/A-1 TOKIO MARINE ASSET MANAGEMENT CO LTD 21,486 0 -100.00 158 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,566,518 1,248,480 -20.30 52,150 36,394 -30.21
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-01-31 13F-HR Resources Investment Advisors, Inc. 0 75 0 2
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 10,464 10,464 0.00 348 305 -12.36
2018-02-14 13F-HR Neuburgh Advisers LLC 35,244 14,058 -60.11 1,173 410 -65.05
2018-02-02 13F-HR CIBC Asset Management Inc 28,250 26,768 -5.25 940 780 -17.02
2018-02-08 13F-HR/A-1 Polaris Capital Management, LLC 856,550 925,750 8.08 28,515 26,986 -5.36
2017-11-28 N-Q Advisors Preferred Trust (see advisory)
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 9,304 0 -100.00 310 0 -100.00
2017-11-28 N-Q Ancora Trust (see advisory)
2017-10-10 13F-HR HOLLENCREST SECURITIES LLC 8,750 0 -100.00 251 0 -100.00
2018-02-13 13F-HR Sawtooth Asset Management, Inc. 0 32,443 0 946
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 64,818 62,618 -3.39 2,158 1,825 -15.43
2017-11-06 13F-HR Spot Trading L.l.c. 3,333 5,662 69.88 96 188 95.83
2018-02-05 13F-HR Columbia Asset Management 8,536 8,536 0.00 284 249 -12.32
2018-02-05 13F-HR Mascoma Wealth Management LLC 166 341 105.42 6 11 83.33
2018-02-14 13F-HR Arete Wealth Advisors, LLC 12,460 10,620 -14.77 415 310 -25.30
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 31,987 35,095 9.72 1,065 1,029 -3.38
2017-08-23 N-Q Highland Funds Ii (see advisory)
2018-02-14 13F-HR Natixis Asset Management 4,382 0 -100.00 146 0 -100.00
2017-11-14 13F-HR Cantab Capital Partners LLP 85,959 79,186 -7.88 2,470,000 2,636,000 6.72
2018-02-12 13F-HR Personal Resources Investment & Strategic Management, Inc. 83,837 2,444
2018-02-14 13F-HR PAX WORLD MANAGEMENT LLC 42,707 0 -100.00 1,422 0 -100.00
2018-02-07 13F-HR Gradient Investments LLC 0 111 0 3
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 58,975 0 1,719
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 81,341 94,611 16.31 2,708 2,758 1.85
2017-10-30 N-Q Usaa Mutual Funds Trust (see advisory)
2018-01-19 13F-HR World Asset Management Inc 21,367 19,975 -6.51 711 582 -18.14
2018-01-29 13F-HR Paragon Capital Management Ltd 11,462 0 -100.00 382 0 -100.00
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 356,579 352,379 -1.18 11,871 10,272 -13.47
2017-08-29 N-Q Fundvantage Trust (see advisory)
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 52,312 63,084 20.59 1,741 1,839 5.63
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 14,696 0 428
2018-02-09 13F-HR Itau Unibanco Holding S.A. 16,756 18,608 11.05 1,764 542 -69.27
2017-11-13 13F-HR Engineers Gate Manager LP 51,323 0 -100.00 1,475 0 -100.00
2018-02-13 13F-HR Lombard Odier Asset Management (Switzerland) SA 67,718 124,093 83.25 2,254 3,617 60.47
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 223,924 500,554 123.54 7,454 14,591 95.75
2018-02-06 13F-HR Cutler Capital Management, LLC 17,000 17,000 0.00 566 495 -12.54
2018-02-14 13F-HR FRANKLIN RESOURCES INC 6,398 13,548 111.75 213 394 84.98
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 4,223 24,603 482.60 140 118 -15.71
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 646,644 659,663 2.01 21,527 19,229 -10.67
2018-02-08 13F-HR Trexquant Investment LP 0 23,139 0 675
2018-02-07 13F-HR NuWave Investment Management, LLC 6,676 1,052 -84.24 88 30 -65.91
2017-11-28 N-Q Wells Fargo Variable Trust (see advisory)
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 22,108 22,108 0.00 736 644 -12.50
2018-01-30 13F-HR Elite Wealth Management, LLC 200 0 -100.00 2 0 -100.00
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 73 96 31.51 2 3 50.00
2018-02-12 13F-HR Achmea Investment Management B.V. 70,641 89,643 26.90 2,348 2,611 11.20
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 3,250 3,250 0.00 108 94 -12.96
2018-02-12 13F-HR Pacad Investment Ltd. 8,378 3,400 -59.42 279 99 -64.52
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 53,594 46,944 -12.41 1,784 1,368 -23.32
2018-02-15 13F-HR GLENMEDE TRUST CO NA 96,398 101,457 5.25 3,208 2,956 -7.86
2017-11-07 13F-HR MANNING & NAPIER ADVISORS LLC 53,461 41,836 -21.74 1,535 1,391 -9.38
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 102,750 153,475 49.37 3,421 4,474 30.78
2018-02-21 13F-HR Hanson McClain, Inc. 39 39 0.00 1 1 0.00
2017-09-28 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. 0 24,377 0 711
2018-02-02 13F-HR Sandy Spring Bank 750 750 0.00 25 22 -12.00
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 65,972 28,326 -57.06 2,196 826 -62.39
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2017-09-22 N-Q Tcw Alternative Funds (see advisory)
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 23,635 22,435 -5.08 787 654 -16.90
2018-02-14 13F-HR Janney Montgomery Scott LLC 13,156 11,222 -14.70 438 327 -25.34
2017-11-07 13F-HR Harfst & Associates, Inc. 4,437 0 -100.00 127 0 -100.00
2017-11-29 N-Q Nuveen High Income December 2018 Target Term Fund (see advisory)
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-02-14 13F-HR CLINTON GROUP INC 266,819 293,143 9.87 8,882 8,545 -3.79
2018-02-12 13F-HR Standard Life Aberdeen Plc 977,547 789,127 -19.27 32,547 23,007 -29.31
2018-02-13 13F-HR CREDIT AGRICOLE S A 2,023,568 0 -100.00 67,365 0 -100.00
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 875,612 818,513 -6.52 29,149 23,860 -18.14
2018-02-14 13F-HR EARNEST PARTNERS LLC 67,964 62,354 -8.25 2,263 1,818 -19.66
2018-02-14 13F-HR INTACT INVESTMENT MANAGEMENT INC. 0 7,400 0 216
2018-02-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 40,675 35,975 -11.56 1,355 1,049 -22.58
2018-02-05 13F-HR Blue Sky Asset Management, LLC 14,787 0 -100.00 476 0 -100.00
2018-01-03 13F-HR Hefty Wealth Partners 76 76 0.00 3 2 -33.33
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 59,162 58,279 -1.49 1,970 1,699 -13.76
2018-02-13 13F-HR Parallel Advisors, LLC 550 674 22.55 15 20 33.33
2018-02-14 13F-HR IHT Wealth Management, LLC 525 525 0.00 17 16 -5.88
2018-01-23 13F-HR DENALI ADVISORS LLC 54,000 30,325 -43.84 1,798 884 -50.83
2017-10-30 N-Q Wells Fargo Master Trust (see advisory)
2018-02-14 13F-HR Horizon Kinetics LLC 11,979 13,594 13.48 399 396 -0.75
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 25,549 21,839 -14.52 734 727 -0.95
2017-12-29 N-Q Arrow Investments Trust (see advisory)
2018-02-14 13F-HR Paloma Partners Management Co 0 253,304 0 7,385
2018-01-26 13F-HR Nelson Roberts Investment Advisors, LLC 100 0 -100.00 3 0 -100.00
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-02-12 13F-HR CITIGROUP INC Put 66,950 117,675 75.77 2,229 3,430 53.88
2018-02-09 13F-HR Virtu Financial LLC 27,216 0 -100.00 906 0 -100.00
2018-02-14 13F-HR Meadow Creek Investment Management LLC 25,632 10,224 -60.11 853 298 -65.06
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 19,691 574
2018-02-09 13F-HR Bank of New York Mellon Corp 8,622,287 8,164,338 -5.31 287,036 237,990 -17.09
2018-01-09 13F-HR Polianta Ltd 39,000 0 -100.00 1,298 0 -100.00
2018-02-12 13F-HR Blackhawk Capital Partners Llc. 108 3
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 59,900 96,900 61.77 1,994 2,825 41.68
2018-02-14 13F-HR MORGAN STANLEY 1,013,645 1,868,342 84.32 33,744 54,462 61.40
2018-02-13 13F-HR AMALGAMATED BANK 26,064 28,659 9.96 868 835 -3.80
2017-11-24 N-Q Transamerica Series Trust (see advisory)
2018-02-08 13F-HR First Allied Advisory Services, Inc. 8,116 0 -100.00 268 0 -100.00
2018-02-02 13F-HR TRUST CO OF VERMONT 725 725 0.00 24 21 -12.50
2017-11-27 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 20,762 15,498 -25.35 692 452 -34.68
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 185 220 18.92 6 6 0.00
2018-01-25 13F-HR Hanson & Doremus Investment Management 45,824 44,804 -2.23 1,525 1,306 -14.36
2018-02-08 13F-HR Exane Asset Management 6,534 190,466
2018-01-16 13F-HR NEXT Financial Group, Inc 839 0 -100.00 28 0 -100.00
2018-01-29 N-Q Ishares Trust (see advisory)
2018-01-19 13F-HR Lingohr & Partner Asset Management GmbH 28,718 28,953 0.82 868 844 -2.76
2017-11-08 13F-HR ICON ADVISERS INC/CO 40,000 0 -100.00 1,149 0 -100.00
2018-02-14 13F-HR/A-1 FULLER & THALER ASSET MANAGEMENT, INC. 3,225 3,225 0.00 107 94 -12.15
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 526,664 529,160 0.47 17,533 15,425 -12.02
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 1,294 0 38
2017-08-29 N-Q Guggenheim Funds Trust (see advisory)
2018-02-09 13F-HR Gryphon Financial Partners Llc 238 7
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 15,705 14,758 -6.03 523 430 -17.78
2018-01-17 13F-HR Cutler Group LP Call 52,700 52,700 0.00 46 18 -60.87
2017-11-29 N-Q Quaker Investment Trust (see advisory)
2018-02-13 13F-HR Kaizen Advisory, Llc 215 6
2017-11-14 13F-HR Capital Bank & Trust Co 107 0 -100.00 3 0 -100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 43 37 -13.95 1 1 0.00
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-06 13F-HR Newfound Research LLC 50 51 2.00 2 1 -50.00
2018-02-09 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 695 20
2018-02-01 13F-HR WealthTrust Axiom LLC 56,494 55,869 -1.11 1,880 1,628 -13.40
2017-11-29 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-02-09 13F-HR Warren Averett Asset Management, LLC 0 161 0 5
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P 11,651 70,400 504.24 388 2,052 428.87
2017-10-27 N-Q Horizon Funds (see advisory)
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 17,294 0 504
2018-02-09 13F-HR United Asset Strategies, Inc. 16,611 31,168 87.63 477 909 90.57
2018-02-06 13F-HR BP PLC 32,000 27,000 -15.62 1,065 787 -26.10
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 1,791,412 1,827,012 1.99 59,636 53,257 -10.70
2018-02-14 13F-HR Clearbridge Investments, LLC 1,557,176 1,543,383 -0.89 51,838 44,990 -13.21
2018-02-12 13F-HR CLS Investments, LLC 122 0 -100.00 4 0 -100.00
2017-10-26 N-Q Ab Trust (see advisory)
2018-02-14 13F-HR Bluefin Trading, LLC 16,375 9,800 -40.15 545 286 -47.52
2017-11-14 13F-HR ALLSTATE CORP 27,452 0 -100.00 789 0 -100.00
2018-02-09 13F-HR Shell Asset Management Co 11,799 11,799 0.00 393 344 -12.47
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 27,300 0 796
2018-02-13 13F-HR Laurion Capital Management LP Call 58,600 0 -100.00 1,950 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 9,323,902 9,951,563 6.73 88,483 96,284 8.82
2018-02-14 13F-HR STATE STREET CORP 8,957,957 9,048,926 1.02 298,211 263,780 -11.55
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 14,719 14,147 -3.89 490 412 -15.92
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 779 1,192 53.02 26 35 34.62
2018-02-07 13F-HR LS Investment Advisors, LLC 13,205 13,430 1.70 440 391 -11.14
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 47,862 48,221 0.75 1,593 1,406 -11.74
2017-09-25 N-Q Thrivent Mutual Funds (see advisory)
2018-02-14 13F-HR Marshall Wace North America L.P. 531,814 18,140 -96.59 17,550 529 -96.99
2018-02-06 13F-HR NJ State Employees Deferred Compensation Plan 11,000 11,000 0.00 366 321 -12.30
2018-01-11 13F-HR Kistler-Tiffany Companies, LLC 12 12 0.00 0 0
2018-02-14 13F-HR DEUTSCHE BANK AG\ 1,532,856 1,051,120 -31.43 51,025 30,636 -39.96
2018-02-14 13F-HR Invesco Ltd. 1,874,365 2,137,617 14.04 62,399 62,311 -0.14
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 388,568 348,968 -10.19 12,990 10,172 -21.69
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-01-17 13F-HR Cutler Group LP Put 900 0 -100.00 0 0
2018-02-07 13F-HR Swiss National Bank 794,314 794,314 0.00 26,443 23,154 -12.44
2017-09-27 N-Q Schwab Capital Trust (see advisory)
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 300 300 0.00 10 9 -10.00
2018-02-12 13F-HR BANK OF HAWAII 17,637 19,232 9.04 587 561 -4.43
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 733 0 -100.00 24 0 -100.00
2018-01-23 13F-HR DUNCKER STREETT & CO INC 41 42 2.44 1 1 0.00
2018-02-14 13F-HR Mana Advisors Llc 27,017 788
2018-02-09 13F-HR RHUMBLINE ADVISERS 336,028 341,434 1.61 11,186 9,953 -11.02
2017-11-28 N-Q Highland Funds I (see advisory)
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-01-24 13F-HR HOWE & RUSLING INC 103 3 -97.09 3 0 -100.00
2018-02-20 N-Q Cornercap Group Of Funds /va/ (see advisory)
2017-11-28 N-Q Pcm Fund, Inc. (see advisory)
2018-02-06 13F-HR M&T BANK CORP 21,726 15,412 -29.06 723 449 -37.90
2017-08-25 N-Q Putnam Asset Allocation Funds (see advisory)
2018-02-12 13F-HR American Beacon Advisors, Inc. 3,222 0 -100.00 107,260 0 -100.00
2018-02-14 13F-HR UBS Group AG 122,569 163,518 33.41 4,080 4,767 16.84
2018-02-14 13F-HR Walleye Trading LLC Call 36,425 39,550 8.58 1,210 1,152 -4.79
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 121,600 121,600 0.00 3,494 4,048 15.86
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 52,800 27,900 -47.16 1,758 813 -53.75
2018-01-26 N-Q Fidelity Summer Street Trust (see advisory)
2017-09-26 N-Q Deutsche Market Trust (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 971,869 1,010,335 3.96 32,354 29,451 -8.97
2018-02-09 13F-HR Employees Retirement System of Texas 14,360 13,360 -6.96 478 389 -18.62
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 286,900 246,100 -14.22 9,551 7,174 -24.89
2017-11-28 N-Q Pimco Global Stocksplus & Income Fund (see advisory)
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 95,631 95,770 0.15 3,184 2,792 -12.31
2017-11-13 13F-HR Strategic Global Advisors, LLC 10,411 0 -100.00 299 0 -100.00
2018-02-13 13F-HR BURNEY CO/ 8,577 8,029 -6.39 290 234 -19.31
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 96 96 0.00 3 3 0.00
2018-02-14 13F-HR Zions Bancorporation 557 483 -13.29 19 14 -26.32
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 7,636,769 7,629,565 -0.09 254,228 222,402 -12.52
2018-02-08 13F-HR Manchester Capital Management LLC 1,051 1,058 0.67 35 31 -11.43
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 417,505 420,757 0.78 13,899 12,265 -11.76
2018-02-20 N-Q Mercer Funds (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-14 13F-HR Marshall Wace LLP 255,152 0 -100.00 8,420 0 -100.00
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Put 86 17
2017-10-24 N-Q Voya Equity Trust (see advisory)
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 63,814 99,062 55.24 2,161 2,917 34.98
2017-09-29 N-Q Rydex Etf Trust (see advisory)
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-13 13F-HR Invictus RG 1,808 0 -100.00 60 0 -100.00
2018-02-12 13F-HR Cambria Investment Management, L.P. 32,563 35,161 7.98 1,084 1,025 -5.44
2018-02-06 13F-HR Daiwa Securities Group Inc. 13,391 13,504 0.84 446 394 -11.66
2017-09-27 N-Q Duff & Phelps Utility & Corporate Bond Trust Inc (see advisory)
2017-08-24 N-Q State Street Institutional Funds (see advisory)
2018-01-23 13F-HR CENTRAL TRUST Co 2,122 1,772 -16.49 71 52 -26.76
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,085,117 2,883,165 -6.55 102,557 83,904 -18.19
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 22,420 29,420 31.22 746 858 15.01
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-02-14 13F-HR NUMERIC INVESTORS LLC 55,225 13,100 -76.28 1,838 382 -79.22
2018-02-13 13F-HR VALLEY NATIONAL ADVISERS INC 22 22 0.00 1 1 0.00
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 8,166 222,031 2,618.97 272 6,472 2,279.41
2017-08-28 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-02-07 13F-HR Financial Advisors Network, Inc. 13,316 13,247 -0.52 443 386 -12.87
2018-01-18 13F-HR Carroll Financial Associates, Inc. 214 214 0.00 7 6 -14.29
2018-02-12 13F-HR Allen Capital Group, Llc 16,609 484
2017-09-28 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-02-14 13F-HR Virtue Capital Management, Llc 21,911 639
2018-02-14 13F-HR TIVERTON ASSET MANAGEMENT LLC 2,683 78
2017-10-27 N-Q Forum Funds (see advisory)
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 589,252 147,909 -74.90 19,616,199 4,311,548 -78.02
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 285,557 43,678 -84.70 9,506 1,273 -86.61
2018-01-09 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 38,985 33,945 -12.93 1,298 989 -23.81
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 20,565 20,565 0.00 685 599 -12.55
2018-02-13 13F-HR RPg Family Wealth Advisory, LLC 1,225 436 -64.41 40,780 12,709 -68.84
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 169,794 82,264 -51.55 5,652 2,398 -57.57
2018-02-01 13F-HR ZWJ INVESTMENT COUNSEL INC 7,393 7,632 3.23 246 222 -9.76
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 7,053 7,053 0.00 235 206 -12.34
2017-10-24 N-Q Alps Etf Trust (see advisory)
2018-02-12 13F-HR CITIGROUP INC Call 92,650 144,725 56.21 3,084 4,219 36.80
2018-02-14 13F-HR PROFUND ADVISORS LLC 6,738 0 -100.00 224 0 -100.00
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 132,001 86,356 -34.58 4,394 2,517 -42.72
2018-01-30 13F-HR BESSEMER GROUP INC 457 513 12.25 15 15 0.00
2018-01-03 13F-HR Washington Trust Bank 707 707 0.00 24 21 -12.50
2018-02-14 13F-HR Stone Ridge Asset Management LLC 108,262 3,156
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 458 458 0.00 13 11 -15.38
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 963 1,332 38.32 32 39 21.88
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 8,281 7,881 -4.83 276 229 -17.03
2017-11-14 13F-HR CAXTON ASSOCIATES LP 14,575 0 -100.00 419 0 -100.00
2018-02-02 13F-HR Aperio Group, LLC 266,423 234,215 -12.09 8,869 6,827 -23.02
2018-01-17 13F-HR Cutler Group LP 4,627 2,877 -37.82 154 83 -46.10
2017-10-30 N-Q Investment Managers Series Trust (see advisory)
2017-11-29 N-Q American Beacon Funds (see advisory)
2017-08-28 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 2 0 -100.00 0 0
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 100,800 137,400 36.31 3,356 4,005 19.34
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-09-28 N-Q Mainstay Funds Trust (see advisory)
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 2,984 2,969 -0.50 99 87 -12.12
2017-08-24 N-Q Ab Bond Fund, Inc. (see advisory)
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2017-08-25 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-02-14 13F-HR TEACHERS ADVISORS INC 2,255,784 2,116,880 -6.16 75,095 61,707 -17.83
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 29,635 29,737 0.34 987 867 -12.16
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 0 8,986 0 262
2017-09-27 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 792,464 798,114 0.71 26,381,126 23,265,021 -11.81
2017-08-22 N-Q Usca Fund Trust (see advisory)
2018-01-17 13F-HR PEOPLES FINANCIAL SERVICES CORP. 218 218 0.00 7 6 -14.29
2018-02-14 13F-HR Walleye Trading LLC Put 17,475 18,225 4.29 580 534 -7.93
2017-09-27 N-Q Manning & Napier Fund, Inc. (see advisory)
2017-09-28 N-Q Sunamerica Specialty Series (see advisory)
2018-02-09 13F-HR Norinchukin Bank, The 17,220 18,760 8.94 573 547 -4.54
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 17,361 19,095 9.99 578 557 -3.63
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 14,670 0 428
2018-02-02 13F-HR Stuart Chaussee & Associates, Inc. 31 1
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 8,576 86,872 912.97 285 2,532 788.42
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 0 90,255 0 2,631
2018-01-23 13F-HR REGENTATLANTIC CAPITAL LLC 127,503 122,724 -3.75 4,245 3,577 -15.74
2017-11-28 N-Q Pimco Income Opportunity Fund (see advisory)
2018-02-14 13F-HR/A-1 Horizon Investments, LLC 6,947 203
2018-01-30 N-Q Shelton Funds (see advisory)
2017-10-12 13F-HR V Wealth Management,LLC 250 0 -100.00 7 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 4,967,306 5,449,378 9.70 165,362 158,849 -3.94
2018-02-20 SC 13D/A ICAHN CARL C 38,778,428
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2017-11-07 13F-HR Allen Investment Management LLC 10,156 0 -100.00 292 0 -100.00
2018-02-08 13F-HR Advisory Services Network, LLC 466 365 -21.67 16 11 -31.25
2018-02-14 13F-HR Advisor Group, Inc. 29,065 25,220 -13.23 968 736 -23.97
2018-02-14 13F-HR PUTNAM INVESTMENTS LLC 903,004 26,322
2018-02-05 13F-HR Manning & Napier Group, Llc 34,519 1,006
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 107,098 110,398 3.08 3,559 3,213 -9.72
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 870,003 1,066,810 22.62 28,965 31,155 7.56
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 209,643 203,527 -2.92 6,979 5,933 -14.99
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2017-10-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 108,020 116,275 7.64 3,596 3,389 -5.76
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 81,291 78,692 -3.20 2,706 2,294 -15.23
2018-02-14 13F-HR QS Investors, LLC 70,936 66,385 -6.42 2,361 1,935 -18.04
2018-02-14 13F-HR Flinton Capital Management LLC 54,468 21,726 -60.11 1,813 634 -65.03
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 351,045 290,720 -17.18 11,686 8,474 -27.49
2017-11-14 13F-HR PDT Partners, LLC 21,600 0 -100.00 621 0 -100.00
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2017-11-22 N-Q State Street Institutional Investment Trust (see advisory)
2017-11-28 N-Q Fidelity Advisor Series I (see advisory)
2018-02-22 13F-HR Elkfork Partners LLC 17,892 522
2018-01-16 13F-HR Gemmer Asset Management LLC 275 275 0.00 9 8 -11.11
2018-02-14 13F-HR MACQUARIE GROUP LTD 18,841 14,925 -20.78 627 585 -6.70
2017-10-27 N-Q Putnam Funds Trust (see advisory)
2018-02-13 13F-HR BANK OF NOVA SCOTIA 31,817 293,070 821.11 1,059 8,543 706.70
2017-11-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2017-11-28 N-Q Columbia Seligman Premium Technology Growth Fund, Inc. (see advisory)
2017-08-25 N-Q Index Funds (see advisory)
2017-09-28 N-Q Ab Corporate Shares (see advisory)
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 28,065 0 -100.00 935 0 -100.00
2018-02-14 13F-HR HighVista Strategies LLC 26,537 26,537 0.00 883 774 -12.34
2017-09-27 N-Q Schwab Investments (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 113,587 0 -100.00 3,781 0 -100.00
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 8,937 8,662 -3.08 257 288 12.06
2018-01-11 13F-HR Daiwa SB Investments Ltd. 1,490 1,490 0.00 50 43 -14.00
2018-02-08 13F-HR Global X Management CO LLC 1,058 1,266 19.66 35 37 5.71
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 53,692 20,119 -62.53 1,788 587 -67.17
2017-11-03 13F-HR Breton Hill Capital Ltd. 66,615 86,181 29.37 1,914 2,869 49.90
2018-01-30 13F-HR Ledyard National Bank 4,169 4,169 0.00 139 122 -12.23
2017-11-09 13F-HR Burt Wealth Advisors 10 0 -100.00 0 0
2017-08-24 N-Q Legg Mason Global Asset Management Trust (see advisory)
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-10 13F-HR Redwood Investment Management, Llc 19,033 555
2018-02-09 13F-HR BARROW HANLEY MEWHINNEY & STRAUSS LLC 2,551 2,075 -18.66 85 60 -29.41
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 63,572 1,853
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 6,907 0 201
2017-11-14 13F-HR/A-1 UBS Group AG Put 1,000 0 -100.00 9 0 -100.00
2018-02-14 13F-HR TLP GROUP LLC 42 6,372 15,071.43 1 186 18,500.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 8,200 39,700 384.15 273 1,157 323.81
2017-11-09 13F-HR LMR Partners LLP 16,546 0 -100.00 475 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC 1,635 12,911 689.66 54 376 596.30
2018-02-12 13F-HR Atlantic Trust Group, LLC 1,186 35
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 478 689 44.14 16 20 25.00
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 143 143 0.00 5 4 -20.00
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 11,120 0 -100.00 370 0 -100.00
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 14,542 100,623 591.95 484 2,933 505.99
2018-01-25 13F-HR Cornerstone Advisors, Inc. 46 46 0.00 2 1 -50.00
2018-02-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 1,975 1,975 0.00 66 58 -12.12
2018-02-21 13F-HR/A-1 APG Asset Management N.V. 1,891,761 879,889 -53.49 62,977 21,360 -66.08
2018-02-15 13F-HR JANE STREET GROUP, LLC 174,192 13,030 -92.52 5,799 380 -93.45
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 182 0 -100.00 5 0 -100.00
2017-11-22 N-Q Praxis Mutual Funds (see advisory)
2018-01-24 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-15 13F-HR BB&T SECURITIES, LLC 0 52,110 0 1,519
2018-02-13 13F-HR W. E. Donoghue & Co., Llc 511,982 601,782 17.54 17,044 17,542 2.92
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 8,645 8,509 -1.57 288 248 -13.89
2017-11-29 N-Q Deutsche Equity 500 Index Portfolio (see advisory)
2017-10-26 13F-HR Acrospire Investment Management LLC 1,122 0 -100.00 32 0 -100.00
2017-09-28 N-Q Mfs Series Trust Xv (see advisory)
2018-02-14 13F-HR Riggs Asset Managment Co. Inc. 1 1 0.00 0 0
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 37,063 37,153 0.24 1,234 1,083 -12.24
2018-01-11 13F-HR Sawyer & Company, Inc 500 15
2017-11-07 13F-HR Timber Creek Capital Management LLC 415 0 -100.00 3 0 -100.00
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 1,451,667 706,492 -51.33 48,326 20,594 -57.39
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 149,416 25,015 -83.26 4,974 729 -85.34
2017-11-14 13F-HR UBS Group AG Call 68,400 0 -100.00 1,965 0 -100.00
2018-02-15 13F-HR National Asset Management, Inc. 10,919 0 -100.00 365 0 -100.00
2018-02-13 13F-HR Axa 1,450,006 1,288,146 -11.16 48,270 37,549 -22.21
2017-08-23 N-Q Mfs Series Trust Xi (see advisory)
2018-02-14 13F-HR Tyers Asset Management LLC 44,856 17,892 -60.11 1,493 522 -65.04
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 332,787 0 -100.00 9,561 0 -100.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,298,817 1,306,983 0.63 43,237 38,098 -11.89
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 413 245 -40.68 68 31 -54.41
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 52,184 54,713 4.85 1,737 1,595 -8.18
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 97 0 -100.00 3 0 -100.00
2017-11-14 13F-HR Nuveen Asset Management, LLC 7,310 0 -100.00 210 0 -100.00
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2017-10-16 13F-HR Delphi Private Advisors LLC 68 0 -100.00 1 0 -100.00
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 31 0 -100.00 1 0 -100.00
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 8,371 0 -100.00 241 0 -100.00
2017-08-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-01-10 13F-HR DnB Asset Management AS 23,312 23,312 0.00 776,056 679,545 -12.44
2018-02-08 13F-HR D.A. DAVIDSON & CO. 0 6,914 0 202
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 6,987 0 -100.00 233 0 -100.00
2017-11-29 N-Q Vanguard Bond Index Funds (see advisory)
2018-02-14 13F-HR Arbiter Partners Capital Management LLC 15,000 15,000 0.00 499 437 -12.42
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 126,800 115,300 -9.07 4,221 3,361 -20.37
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 2,333,879 2,654,855 13.75 77,695 77,390 -0.39
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 250,000 0 -100.00 7,183 0 -100.00
2018-01-18 13F-HR State of Alaska, Department of Revenue 19,070 35,727 87.35 634 1,040 64.04
2017-11-29 N-Q First Trust Exchange-traded Fund (see advisory)
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 84 0 -100.00 1 0 -100.00
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-02-14 13F-HR CREDIT SUISSE AG/ 621,801 765,407 23.10 20,701 22,312 7.78
2017-10-25 13F-HR FIRST QUADRANT L P/CA 1 0 -100.00 0 0

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( XRX / Xerox Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 984121103