SecurityXLF / SPDR Financial Select Sector ETF (81369Y605)
Institutional Owners1024
Institutional Shares658,528,218
Institutional Value$ 236,644,779,000 USD

Institutional Stock Ownership and Shareholders

XLF / SPDR Financial Select Sector ETF Institutional Ownership

SPDR Financial Select Sector ETF (NYSE:XLF) has 1024 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 658,528,218 shares. Largest shareholders include Bank Of America Corp /de/, Morgan Stanley, Wells Fargo & Company/mn, UBS Group AG, BlueCrest Capital Management Ltd, Goldman Sachs Group Inc, BlackRock Inc., Bank Of America Corp /de/, Bank Of America Corp /de/, and Goldman Sachs Group Inc.
SPDR Financial Select Sector ETF (NYSE:XLF) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-17 13F-HR Wela Strategies, LLC 84,850 95,474 12.52 2,324 2,561 10.20
2018-08-08 13F-HR Strategic Point Investment Advisors, LLC 406,167 411,282 1.26 11,198 10,936 -2.34
2018-08-14 13F-HR JANA PARTNERS LLC 185,000 4,919
2017-10-10 13F-HR APPROPRIATE BALANCE FINANCIAL SERVICES INC. 11,235 12,098 7.68 455,414 467,855 2.73
2018-08-13 13F-HR Prisma Capital Partners Lp 706,559 719,559 1.84 19,480 19,133 -1.78
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 13,875 13,876 0.01 383 369 -3.66
2018-08-14 13F-HR Walleye Trading LLC Call 15,000 43,800 192.00 414 1,165 181.40
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,808,905 4,072,745 44.99 75,993 108,296 42.51
2018-10-15 13F-HR SHEETS SMITH WEALTH MANAGEMENT 19,330 17,670 -8.59 514 487 -5.25
2018-07-24 13F-HR DOCK STREET ASSET MANAGEMENT INC 105,111 101,561 -3.38 2,898 2,701 -6.80
2018-10-19 13F-HR Jackson Financial Management 27,505 27,480 -0.09 731 758 3.69
2018-02-08 13F-HR Independence Trust CO 8,800 8,800 0.00 228 246 7.89
2018-10-16 13F-HR Bogart Wealth, Llc 1,279 1,188 -7.11 34 33 -2.94
2018-07-20 13F-HR First Command Bank 3,914 4,315 10.25 107,909 115 -99.89
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 446,117 466,367 4.54 12,299 12,401 0.83
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 19,751 14,900 -24.56 451 288 -36.14
2018-07-31 13F-HR Main Management Etf Advisors, Llc 1,567,500 1,845,000 17.70 43,216 49,059 13.52
2018-08-15 13F-HR GLENMEDE TRUST CO NA 87,810 116,560 32.74 2,450 3,100 26.53
2018-07-16 13F-HR Live Your Vision, LLC 250 2,015 706.00 7 55 685.71
2018-07-16 13F-HR V Wealth Management,LLC 0 8,081 0 219
2018-08-08 13F-HR MONROE BANK & TRUST/MI 61,648 64,762 5.05 1,700 1,722 1.29
2018-08-10 13F-HR Summit Trail Advisors, Llc 35,349 42,618 20.56 479 1,133 136.53
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 79,000 389,000 392.41 2,178 10,343 374.89
2018-10-19 13F-HR NewSquare Capital LLC 104 3
2018-08-14 13F-HR BlueCrest Capital Management Ltd Call 200,000 20,072,500 9,936.25 5,514 533,728 9,579.51
2018-07-27 13F-HR Citizens Financial Group Inc/RI 3,025 3,025 0.00 83 80 -3.61
2018-08-06 13F-HR FAGAN ASSOCIATES, INC. 8,861 236
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 13,855 14,657 5.79 368 404 9.78
2018-08-01 13F-HR Wagner Wealth Management, Llc 12,189 26,749 119.45 336 711 111.61
2018-07-09 13F-HR Fisher Asset Management, LLC 285,820 266,261 -6.84 7,880 7,080 -10.15
2018-07-20 13F-HR PROFFITT & GOODSON INC 81,892 76,872 -6.13 2,258 2,044 -9.48
2018-07-11 13F-HR SOL Capital Management CO 30,978 30,978 0.00 854 824 -3.51
2018-05-11 13F-HR Windhaven Investment Management, Inc. 1,496,369 1,459,736 -2.45 41,764 40,245 -3.64
2018-08-13 13F-HR C M BIDWELL & ASSOCIATES LTD 1,825 1,825 0.00 50 49 -2.00
2018-08-15 13F-HR MARTIN & CO INC /TN/ 115,027 99,587 -13.42 3,171 2,648 -16.49
2018-08-14 13F-HR Graticule Asia Macro Advisors LLC Put 0 226,000 0 6,009
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 207,512 4,902
2018-08-14 13F-HR InterOcean Capital, LLC 126,405 139,777 10.58 3,485 3,717 6.66
2018-08-15 13F-HR HPM Partners LLC 14,045 11,786 -16.08 387 313 -19.12
2018-10-02 13F-HR PRIVATE ASSET MANAGEMENT INC 25,182 26,770 6.31 670 738 10.15
2018-08-14 13F-HR Banco De Sabadell, S.a 81,868 353,703 332.04 2,239 9,405 320.05
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 1,000,000 350,000 -65.00 27,570 9,307 -66.24
2018-09-17 13F-HR Strategic Wealth Advisors Group,Inc. 74,390 0 -100.00 2,050 0 -100.00
2017-02-10 13F-HR BlackRock Group LTD 235,128 217,091 -7.67 4,538 5,047 11.22
2017-02-09 13F-HR J.Safra Asset Management Corp 560,884 13,041
2018-08-02 13F-HR Fiera Capital Corp 10,758 10,355 -3.75 296 276 -6.76
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 466,027 575,651 23.52 12,848 15,307 19.14
2018-08-09 13F-HR BlackRock Inc. 17,578,980 17,850,658 1.55 484,652 474,650 -2.06
2018-08-14 13F-HR MSD Partners, L.P. Call 500,000 1,250,000 150.00 13,785 33,238 141.12
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 0 100,000 0 2,659
2017-05-01 13F-HR Spot Trading L.L.C 50,192 12,342 -75.41 1,167 293 -74.89
2018-08-08 13F-HR Homrich & Berg 28,777 29,071 1.02 793 773 -2.52
2018-08-08 13F-HR FDx Advisors, Inc. 388,357 316,120 -18.60 10,707 8,406 -21.49
2018-08-31 13F-HR Chicago Partners Investment Group LLC 1,500 1,509 0.60 41 40 -2.44
2018-08-14 13F-HR Marathon Trading Investment Management LLC 58,088 0 -100.00 1,601 0 -100.00
2018-08-08 13F-HR LINCOLN NATIONAL CORP 25,709 27,524 7.06 709 732 3.24
2018-08-14 13F-HR Williams Jones & Associates LLC 168,990 161,175 -4.62 4,659 4,286 -8.01
2018-08-13 13F-HR Maryland Capital Management 9,036 9,036 0.00 249 240 -3.61
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 4,721,200 3,205,600 -32.10 130,163 85,237 -34.52
2018-08-10 13F-HR Spears Abacus Advisors LLC 27,763 27,763 0.00 765 738 -3.53
2018-10-04 13F-HR PRIVATE BANK & TRUST CO 9,631 9,631 0.00 256 265 3.52
2018-08-03 13F-HR Close Asset Management Ltd 1,000 1,000 0.00 27 27 0.00
2018-08-14 13F-HR AVALON ADVISORS, LLC 12,160 12,755 4.89 335 339 1.19
2018-08-03 13F-HR AlphaMark Advisors, LLC 3,650 3,650 0.00 101 97 -3.96
2017-11-15 13F-HR Narus Financial Partners, LLC 12,427 26,823 115.84 307 694 126.06
2018-10-03 13F-HR/A Sound Income Strategies, Llc 1,467 1,514 3.20 39 42 7.69
2018-08-14 13F-HR STATE STREET CORP 4,721,100 113,910 -97.59 130,160 3,028 -97.67
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 67,143 22,550 -66.41 1,561 535 -65.73
2018-08-03 13F-HR Financial Architects, Inc Put 1,000 0 -100.00 28 0 -100.00
2018-08-14 13F-HR Alphastar Capital Management, Llc 12,129 11,898 -1.90 334 316 -5.39
2018-08-02 13F-HR VICUS CAPITAL 15,087 13,530 -10.32 416 360 -13.46
2018-07-30 13F-HR First Capital Advisors Group, LLC. 6,479 0 -100.00 179 0 -100.00
2018-08-08 13F-HR Ayalon Holdings Ltd. 10,725 11,805 10.07 296 314 6.08
2018-08-14 13F-HR CAXTON ASSOCIATES LP Call 1,000,000 100,000 -90.00 27,570 2,659 -90.36
2018-08-07 13F-HR Stellar Capital Management, LLC 12,473 13,723 10.02 344 365 6.10
2017-05-01 13F-HR Spot Trading L.L.C Call 2,500 59
2018-07-24 13F-HR Squar Milner Financial Services Llc 6,947 185
2018-08-08 13F-HR Sterling Investment Management, Inc. 18,780 20,482 9.06 518 544 5.02
2018-08-14 13F-HR Graham Capital Management, L.P. 1,355,000 2,961,568 118.57 37,357 78,748 110.80
2018-08-13 13F-HR GREAT LAKES ADVISORS, LLC 117,530 117,107 -0.36 3,240 3,114 -3.89
2018-10-11 13F-HR Community Financial Services Group, LLC 9,056 9,777 7.96 241 270 12.03
2018-07-06 13F-HR Summit Financial Wealth Advisors, LLC 8,855 8,855 0.00 244 244 0.00
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 283,205 283,330 0.04 7,807 7,533 -3.51
2018-08-14 13F-HR Capital Bank & Trust Co 7,904 7,904 0.00 218 210 -3.67
2018-08-13 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 40,506 36,620 -9.59 1,117 974 -12.80
2018-08-09 13F-HR Bollard Group LLC 4,475 4,495 0.45 123 120 -2.44
2018-08-13 13F-HR Lyons Wealth Management, LLC. 12,421 12,658 1.91 344 337 -2.03
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 326,401 7,106 -97.82 8,999 189 -97.90
2018-08-14 13F-HR Measured Wealth Private Client Group, Llc 10,545 280
2018-10-10 13F-HR Biltmore Wealth Management, LLC 484,828 555,211 14.52 12,892 15,313 18.78
2018-10-10 13F-HR/A CHILTON CAPITAL MANAGEMENT LLC 32,367 32,980 1.89 892 877 -1.68
2018-08-09 13F-HR Drexel Morgan & Co. 10,000 10,200 2.00 276 271 -1.81
2018-08-08 13F-HR Sunbelt Securities, Inc. 13,576 14,059 3.56 374 374 0.00
2018-07-25 13F-HR D.b. Root & Company, Llc 67,469 33,908 -49.74 1,860 902 -51.51
2018-08-14 13F-HR COLONY GROUP LLC 15,162 16,480 8.69 418 438 4.78
2018-07-16 13F-HR Crescent Grove Advisors, Llc 281,563 393,213 39.65 7,763 10,456 34.69
2018-08-09 13F-HR Georgetown University 641,274 832,422 29.81 17,680 22,134 25.19
2018-08-02 13F-HR IndexIQ Advisors LLC 884,405 802,266 -9.29 24,383 21,331 -12.52
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 29,830 793
2018-10-19 13F-HR Tlwm 190,412 196,250 3.07 5,056 5,417 7.14
2018-08-09 13F-HR KWMG, LLC 5,441 145
2018-08-13 13F-HR L & S Advisors Inc 7,378 0 -100.00 203 0 -100.00
2018-07-23 13F-HR Diligent Investors, LLC 17,118 16,063 -6.16 472 427 -9.53
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 34,572 33,156 -4.10 953 882 -7.45
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 610 1,680 175.41 17 45 164.71
2018-08-10 13F-HR Tyers Asset Management LLC 0 1,540 0 41
2018-10-12 13F-HR WEBSTER BANK, N. A. 29,262 29,622 1.23 778 817 5.01
2018-08-13 13F-HR Asset Dedication, LLC 655 437 -33.28 18 12 -33.33
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 429,100 429,100 0.00 11,830 11,830 0.00
2018-10-17 13F-HR Coastline Trust Co 50,290 50,875 1.16 1,337 1,403 4.94
2018-08-14 13F-HR BARCLAYS PLC Call 2,673,500 1,786,400 -33.18 73,709 47,500 -35.56
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 375 375 0.00 10 10 0.00
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 12,100 12,117 0.14 337 324 -3.86
2018-10-05 13F-HR IBEX WEALTH ADVISORS 11,283 0 -100.00 304 0 -100.00
2018-07-26 13F-HR K.J. Harrison & Partners Inc 46,100 46,100 0.00 1,271 1,226 -3.54
2018-08-14 13F-HR RiverPoint Capital Management, LLC 18,456 9,256 -49.85 509 246 -51.67
2018-08-14 13F-HR HighTower Advisors, LLC Call 0 25,000 0 14
2018-08-14 13F-HR Paloma Partners Management Co 572,180 30,365 -94.69 15,775 807 -94.88
2018-08-10 13F-HR Csenge Advisory Group 9,936 0 -100.00 274 0 -100.00
2018-08-14 13F-HR Mount Lucas Management LP 51,731 37,609 -27.30 1,426 1,000 -29.87
2018-08-03 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 6,113 6,113 0.00 169 163 -3.55
2018-07-31 13F-HR Destination Wealth Management 3,179 1,498 -52.88 88 40 -54.55
2018-08-14 13F-HR LEUTHOLD GROUP, LLC 9,004 811,621 8,914.00 248 21,581 8,602.02
2018-08-14 13F-HR Cruiser Capital Advisors, Llc Call 10,000 270
2018-08-14 13F-HR U S GLOBAL INVESTORS INC 40,100 0 -100.00 1,106 0 -100.00
2018-08-14 13F-HR UBS Group AG Call 3,738,200 12,714,600 240.13 103,062 338,081 228.04
2018-07-25 13F-HR Main Street Research LLC 8,953 8,804 -1.66 247 234 -5.26
2018-10-05 13F-HR ELM ADVISORS, LLC 2,995 83
2018-07-10 13F-HR AUA CAPITAL MANAGEMENT, LLC 4,596 4,596 0.00 127 122 -3.94
2017-02-10 13F-HR BlackRock Advisors LLC 9,343,498 8,788,221 -5.94 180,330 204,326 13.31
2018-08-13 13F-HR WOLVERINE TRADING, LLC 161,462 161,462 0.00 4,452 4,452 0.00
2018-08-14 13F-HR Jefferies Group LLC 205,099 640,387 212.23 5,655 17,028 201.11
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 3,235 86
2018-08-10 13F-HR Tibra Equities Europe Ltd 665,196 0 -100.00 18,339 0 -100.00
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 7,274 30,774 323.07 200 818 309.00
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD Call 1,000,000 26,590
2018-08-03 13F-HR Brown Advisory Securities, LLC 19,826 19,431 -1.99 547 516 -5.67
2018-07-26 13F-HR REGIONS FINANCIAL CORP 109,500 107,625 -1.71 3,018 2,862 -5.17
2018-07-19 13F-HR Stelac Advisory Services LLC 63,080 63,080 0.00 1,740 1,675 -3.74
2018-08-14 13F-HR Voya Financial Advisors, Inc. 60,424 83,003 37.37 1,644 2,207 34.25
2018-10-10 13F-HR ALTFEST L J & CO INC 63,485 63,134 -0.55 1,688 1,741 3.14
2018-08-13 13F-HR Westside Investment Management, Inc. 78,753 80,903 2.73 2,123,158 2,161,726 1.82
2018-08-28 13F-HR WealthTrust Fairport, LLC 185 185 0.00 5 5 0.00
2018-08-10 13F-HR Opera Trading Capital 1,899 1,899 0.00 52 50 -3.85
2018-08-17 13F-HR Trilogy Capital Inc. 27 27 0.00 1 1 0.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 2,617,485 603,114 -76.96 72,164 16,037 -77.78
2018-10-03 13F-HR Clarus Wealth Advisors 15,353 14,713 -4.17 423 406 -4.02
2018-08-07 13F-HR Good Life Advisors, LLC 31,960 35,307 10.47 863 942 9.15
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. Call 82,600 1,920
2018-08-13 13F-HR Winch Advisory Services, LLC 204,398 4,752 -97.68 5,635 126 -97.76
2018-08-14 13F-HR APPALOOSA LP 300,000 0 -100.00 8,271 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 42,563 52,739 23.91 1,101 1,472 33.70
2018-08-14 13F-HR Jefferies Group LLC Put 0 362,400 0 9,636
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 56,430 23,750 -57.91 1,339 586 -56.24
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 199,311 192,887 -3.22 5,495 5,129 -6.66
2018-08-10 13F-HR/A AVIANCE CAPITAL MANAGEMENT, LLC 1,390,716 1,060,380 -23.75 38,343 28,196 -26.46
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 74,487 64,760 -13.06 2,054 1,722 -16.16
2018-08-02 13F-HR Warren Averett Asset Management, LLC 0 9,804 0 261
2018-08-14 13F-HR One Wealth Advisors, Llc 2,475 66
2018-05-11 13F-HR CITIGROUP INC Call 6,511,900 8,449,800 29.76 181,747 232,789 28.08
2018-08-10 13F-HR MUFG Americas Holdings Corp 44,891 44,818 -0.16 1,238 1,192 -3.72
2018-08-07 13F-HR Oakworth Capital, Inc. 239 38,377 15,957.32 7 1,021 14,485.71
2018-08-03 13F-HR Brightworth 11,514 11,166 -3.02 317 297 -6.31
2018-08-14 13F-HR Cetera Advisors LLC 219,374 189,772 -13.49 6,062 5,039 -16.88
2018-08-07 13F-HR Court Place Advisors, LLC 90,009 86,719 -3.66 2,482 2,306 -7.09
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 775 1,200 54.84 21,367 31,908 49.33
2018-10-10 13F-HR QUATTRO FINANCIAL ADVISORS LLC 362,123 439,310 21.32 9,610,744 12,397,328 28.99
2018-09-20 13F-HR Rehmann Capital Advisory Group 13,091 17,893 36.68 361 431,910 119,542.66
2018-04-16 13F-HR IFC Holdings Incorporated/FL 53,543 0 -100.00 1,500 0 -100.00
2018-07-18 13F-HR St. Johns Investment Management Company, LLC 41,651 42,996 3.23 1,148 1,143 -0.44
2018-10-10 13F-HR Santori & Peters, Inc. 14,169 18,536 30.82 376 511 35.90
2018-10-11 13F-HR DAVENPORT & Co LLC 38,067 40,882 7.39 1,012 1,128 11.46
2018-08-07 13F-HR Cedar Capital, LLC 16,065 0 -100.00 443 0 -100.00
2018-08-10 13F-HR KCM INVESTMENT ADVISORS LLC 735,503 998,360 35.74 20,278 26,546 30.91
2018-08-02 13F-HR D.A. DAVIDSON & CO. 105,440 136,895 29.83 2,907 3,640 25.21
2018-08-15 13F-HR Mutual Advisors, Llc 31,515 33,704 6.95 869 896 3.11
2018-10-18 13F-HR Longer Investments Inc. 216,525 227,275 4.96 5,757 6,268 8.88
2018-08-13 13F-HR Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1,014,179 1,014,179 0.00 28,425 26,967 -5.13
2018-08-14 13F-HR Aspen Investment Management Inc 15,236 14,424 -5.33 420 384 -8.57
2018-05-11 13F-HR CITIGROUP INC Put 10,224,700 9,341,400 -8.64 285,372 257,352 -9.82
2018-08-01 13F-HR Coordinating Investment Fiduciary of Raytheon Master Pension Trust 1,306,069 1,306,069 0.00 36,008 34,728 -3.55
2018-10-19 13F-HR Portfolio Strategies, Inc. 675 675 0.00 18 19 5.56
2018-10-16 13F-HR Truewealth Llc 2,357 2,357 0.00 63 65 3.17
2018-02-14 13F-HR Blue Granite Capital, LLC 68,612 1,915
2018-08-08 13F-HR Abbrea Capital, LLC 27,436 24,888 -9.29 756 662 -12.43
2018-08-14 13F-HR Paloma Partners Management Co Put 85,300 144,700 69.64 2,352 3,848 63.61
2018-08-13 13F-HR Annex Advisory Services, LLC 1,431,479 1,493,111 4.31 39,466 39,702 0.60
2018-10-03 13F-HR Stillwater Investment Management, LLC 303,357 300,992 -0.78 8,066 8,301 2.91
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 100,620 105,879 5.23 2,774 2,816 1.51
2018-08-14 13F-HR Alpine Partners VI, LLC 165,218 0 -100.00 4,555 0 -100.00
2018-08-14 13F-HR Lido Advisors, LLC 498,616 485,275 -2.68 13,746 12,903 -6.13
2018-10-12 13F-HR Versant Capital Management, Inc 20 20 0.00 0 0
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 10,059 10,061 0.02 277 268 -3.25
2018-07-30 13F-HR Ballew Advisors, Inc 10,342 12,720 22.99 285 338 18.60
2018-08-01 13F-HR COMERICA BANK 229,939 216,843 -5.70 6,409 5,961 -6.99
2018-08-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 1,526,345 978,925 -35.86 42,081 26,030 -38.14
2018-04-02 13F-HR Hefty Wealth Partners 0 104,091 0 2,870
2018-08-09 13F-HR Wharton Business Group, LLC 51,278 52,183 1.76 1,414 1,387 -1.91
2018-04-18 13F-HR/A FNY Partners Fund LP Put 54 100 85.19 1 2 100.00
2018-08-10 13F-HR American Money Management, LLC 7,107 7,900 11.16 196 210 7.14
2018-10-19 13F-HR Stony Point Wealth Management Inc. 41,537 41,194 -0.83 1,104 1,136 2.90
2018-07-26 13F-HR Integrated Wealth Concepts Llc 74,625 20,448 -72.60 2,012 546 -72.86
2018-10-09 13F-HR Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 3,243,550 3,243,550 0.00 86,246 89,457 3.72
2018-08-07 13F-HR Merit Financial Group, Llc 0 18,498 0 491
2018-10-12 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 11,557 11,465 -0.80 307 316 2.93
2018-08-10 13F-HR GAMCO INVESTORS, INC. ET AL 24,000 24,000 0.00 662 638 -3.63
2018-08-14 13F-HR SMITH, MOORE & CO. 9,334 14,190 52.02 257 377 46.69
2018-08-10 13F-HR Proficio Capital Partners LLC 29,378 29,378 0.00 810 781 -3.58
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 181,339 114,939 -36.62 5,000 3,056 -38.88
2018-08-10 13F-HR National Mutual Insurance Federation of Agricultural Cooperatives 1,799,000 0 -100.00 49,598 0 -100.00
2018-08-14 13F-HR/A MV Capital Management, Inc. 45,675 14,381 -68.51 1,259 382 -69.66
2018-08-13 13F-HR Axa 425,000 425,000 0.00 11,717 11,301 -3.55
2018-08-13 13F-HR River Wealth Advisors LLC 8,971 8,416 -6.19 247 224 -9.31
2018-10-19 13F-HR Dragon Financial & Investment Group, Llc 124,991 108,561 -13.14 3,324 2,994 -9.93
2018-08-01 13F-HR/A New England Investment & Retirement Group, Inc. 524,979 390,069 -25.70 14,474 10,372 -28.34
2018-08-08 13F-HR Manchester Capital Management LLC 80,100 80,100 0.00 2,208 2,130 -3.53
2018-08-14 13F-HR Fortis Advisors, LLC 400 300 -25.00 11 8 -27.27
2018-08-10 13F-HR PATHSTONE FAMILY OFFICE, LLC 75,629 75,810 0.24 2,085 2,016 -3.31
2018-08-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 10,524 0 -100.00 290 0 -100.00
2018-07-12 13F-HR First National Bank of Hutchinson 79,862 79,437 -0.53 2,202 2,112 -4.09
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 10,387 8,375 -19.37 286 223 -22.03
2018-08-13 13F-HR MONETARY MANAGEMENT GROUP INC 49,700 51,100 2.82 1,370 1,359 -0.80
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 1,378 1,384 0.44 38 37 -2.63
2018-10-03 13F-HR INTL FCSTONE INC. 46,158 47,798 3.55 1,227 1,318 7.42
2018-08-16 13F-HR Feltz WealthPLAN Inc. 90,770 91,444 0.74 2,502 2,431 -2.84
2018-08-14 13F-HR ALBION FINANCIAL GROUP /UT 744,310 755,083 1.45 20,521 20,078 -2.16
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 2,884,862 1,669,052 -42.14 79,399 44,380 -44.11
2018-08-14 13F-HR Almanack Investment Partners, LLC. 4,823 0 -100.00 133 0 -100.00
2018-07-11 13F-HR Lowe fs, LLC 173,547 175,244 0.98 4,785 4,660 -2.61
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 10,000 233
2018-08-03 13F-HR Fusion Family Wealth LLC 1,890 1,890 0.00 52 50 -3.85
2018-10-05 13F-HR Jaffetilchin Investment Partners, LLC 12,022 16,007 33.15 320 441 37.81
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 28,310 27,271 -3.67 781 725 -7.17
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 42,362 72,019 70.01 1,139 1,915 68.13
2018-08-09 13F-HR Litman Gregory Asset Management LLC 92 92 0.00 3 2 -33.33
2018-08-08 13F-HR COMMERCE BANK 162,255 159,769 -1.53 4,473 4,249 -5.01
2018-08-10 13F-HR D L CARLSON INVESTMENT GROUP INC 49,622 47,433 -4.41 1,368 1,261 -7.82
2018-08-14 13F-HR Asset Management Group, Inc. 9,621 9,647 0.27 265 257 -3.02
2018-08-13 13F-HR BlueMountain Capital Management, LLC 0 28,499 0 758
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 61,914 60,469 -2.33 1,701 1,608 -5.47
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 3,929,400 4,537,100 15.47 108,334 120,641 11.36
2018-08-14 13F-HR Altium Wealth Management Llc 10,152 10,108 -0.43 280 269 -3.93
2018-08-10 13F-HR Neuburgh Advisers LLC 0 2,380 0 63
2018-08-13 13F-HR LOEB PARTNERS CORP 0 570,013 0 15,157
2018-10-12 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 507,566 505,541 -0.40 13,496 13,943 3.31
2018-08-02 13F-HR Wellington Shields Capital Management, LLC 22,423 26,043 16.14 618 692 11.97
2018-10-10 13F-HR McAdam, LLC 5,666 8,319 46.82 151 230 52.32
2018-08-09 13F-HR Cornerstone Advisory, LLP 58,046 53,946 -7.06 1,600 1,435 -10.31
2018-07-31 13F-HR BRADLEY FOSTER & SARGENT INC/CT 9,234 8,734 -5.41 255 232 -9.02
2018-08-09 13F-HR OMERS ADMINISTRATION Corp 1,502,000 39,938
2018-10-12 13F-HR Parkside Financial Bank & Trust 2,446 4,455 82.13 65 123 89.23
2018-08-14 13F-HR BW Gestao de Investimentos Ltda. Call 1,820,000 0 -100.00 50,177 0 -100.00
2018-10-04 13F-HR KLS Professional Advisors Group, LLC 12,072 12,083 0.09 321 333 3.74
2018-08-14 13F-HR Cullen Capital Management, LLC 653,085 17,366
2018-07-25 13F-HR Strategic Financial Group, LLC 17,748 29,731 67.52 489 791 61.76
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 500,000 550,000 10.00 13,785 14,625 6.09
2018-08-03 13F-HR THOMPSON DAVIS & CO., INC. 2,100 1,750 -16.67 58 47 -18.97
2018-08-06 13F-HR Brookstone Capital Management 284,046 0 -100.00 7,831 0 -100.00
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 10,432,215 9,304,024 -10.81 287,621 247,394 -13.99
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 395,000 210,000 -46.84 10,890 5,584 -48.72
2018-08-14 13F-HR Marshall Wace LLP 91,816 47,580 -48.18 2,531 1,265 -50.02
2018-08-14 13F-HR Walleye Trading LLC 224,573 192,032 -14.49 6,191 5,106 -17.53
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 12,864,149 11,567,439 -10.08 354,430 308,137 -13.06
2018-08-03 13F-HR SOUTH STATE Corp 10,046 10,046 0.00 278 268 -3.60
2018-08-13 13F-HR Baird Financial Group, Inc. 1,755,858 749,678 -57.30 48,409 19,934 -58.82
2018-10-19 13F-HR Joel Isaacson & Co., LLC 13,718 13,729 0.08 365 379 3.84
2018-08-01 13F-HR FIRST MIDWEST BANK TRUST DIVISION 30,806 25,859 -16.06 849 688 -18.96
2018-07-25 13F-HR BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 8,170 3,170 -61.20 225 84 -62.67
2018-08-09 13F-HR D'Orazio & Associates, Inc. 2,926 0 -100.00 81 0 -100.00
2018-08-14 13F-HR Edge Advisors, Llc 25,154 31,288 24.39 693 831 19.91
2018-08-14 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 4,283,962 4,051,060 -5.44 118,109 107,718 -8.80
2018-02-06 13F-HR Mpi Investment Management, Inc. 73,989 2,065
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 10,592 10,462 -1.23 292 278 -4.79
2018-10-16 13F-HR CUE FINANCIAL GROUP, INC. 108,250 61,103 -43.55 2,878 1,685 -41.45
2018-10-17 13F-HR CAPROCK Group, Inc. 10,149 9,867 -2.78 270 272 0.74
2018-08-02 13F-HR Adviser Investments LLC 210,088 70,008 -66.68 5,792 1,862 -67.85
2018-08-14 13F-HR GV Financial Advisors 1,618 868 -46.35 45 23 -48.89
2018-10-15 13F-HR Successful Portfolios Llc 48,102 48,164 0.13 1,279 1,328 3.83
2018-08-09 13F-HR Tilden Park Management I LLC Call 0 600,000 0 15,954
2018-07-30 13F-HR/A Virtu Financial LLC 274,074 24,227 -91.16 7,556 644 -91.48
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 5,412 5,495 1.53 149 146 -2.01
2018-08-08 13F-HR Whitener Capital Management, Inc. 3,595 0 -100.00 99 0 -100.00
2018-07-11 13F-HR Ledyard National Bank 90,062 90,502 0.49 2,483 2,406 -3.10
2018-07-13 13F-HR FormulaFolio Investments, LLC 166,871 165,864 -0.60 4,601 4,410 -4.15
2018-08-08 13F-HR Capital Planning Advisors, LLC 130,962 105,306 -19.59 3,611 2,800 -22.46
2017-05-09 13F-HR LBA Wealth Management, LLC 2,120 1,965 -7.31 49 47 -4.08
2018-08-10 13F-HR Global Endowment Management, LP 19,130 21,000 9.78 527 558 5.88
2018-08-13 13F-HR A.R. Schmeidler & Co., Inc. 99,969 98,689 -1.28 2,756 2,624 -4.79
2018-08-02 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 27,005 27,080 0.28 744,528 720 -99.90
2018-08-08 13F-HR First Allied Advisory Services, Inc. 364,214 347,742 -4.52 10,076 9,236 -8.34
2018-08-07 13F-HR TRUST CO OF VIRGINIA /VA 128,069 128,241 0.13 3,531 3,410 -3.43
2018-10-04 13F-HR National Asset Management, Inc. 178,088 198,868 11.67 4,911 5,289 7.70
2018-07-30 13F-HR Choate Investment Advisors 80,601 94,926 17.77 2,222,170 2,524 -99.89
2018-07-31 13F-HR Rockefeller Capital Management L.p. 450 450 0.00 12 12 0.00
2018-08-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 114,316 116,044 1.51 3,152 3,086 -2.09
2018-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP Put 0 17,000 0 452
2018-08-07 13F-HR ASSOCIATED BANC-CORP 67,103 66,584 -0.77 1,850 1,770 -4.32
2018-07-26 13F-HR S. R. Schill & Associates 121,407 118,841 -2.11 3,347 3,160 -5.59
2018-08-08 13F-HR Mizuho Trust & Banking Co., Ltd. 1,030,000 1,350,000 31.07 28,397 35,897 26.41
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 52,342 43,426 -17.03 1,411 1,155 -18.14
2018-08-14 13F-HR Sovarnum Capital L.p. 46,100 96,100 108.46 1,271 2,555 101.02
2018-08-09 13F-HR First Heartland Consultants, Inc. 17,458 14,654 -16.06 481 390 -18.92
2018-08-08 13F-HR Glassman Wealth Services 0 41,972 0 1,116
2018-08-14 13F-HR 1832 Asset Management L.P. 162,771 161,474 -0.80 5,049 4,801 -4.91
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 115,900 116,000 0.09 3,195 3,084 -3.47
2018-08-14 13F-HR CSS LLC/IL Call 0 115,000 0 3,058
2018-07-20 13F-HR Creative Planning Call 1,000 1,000 0.00 2 1 -50.00
2018-07-03 13F-HR Washington Trust Bank 5,825 5,868 0.74 160 156 -2.50
2018-10-05 13F-HR ROCKLAND TRUST CO 9,782 9,782 0.00 260 270 3.85
2018-08-06 13F-HR QCI ASSET MANAGEMENT INC/NY 1,870 1,870 0.00 52 50 -3.85
2018-10-16 13F-HR Baystate Wealth Management LLC 2,212 2,221 0.41 60 60 0.00
2018-08-13 13F-HR Wilks Brothers, LLC 561,000 14,917
2018-07-17 13F-HR Biltmore Family Office, Llc 9,200 9,200 0.00 254 245 -3.54
2018-08-10 13F-HR Maytech Global Investments, Llc 500 500 0.00 14 13 -7.14
2018-07-30 13F-HR Parallel Advisors, LLC 34,238 37,427 9.31 944 995 5.40
2018-07-31 13F-HR CWM, LLC 68,550 94,361 37.65 1,890 2,509 32.75
2018-08-14 13F-HR Bridgeworth, LLC 0 3,006 0 79
2018-08-10 13F-HR HAVERFORD TRUST CO 68,245 77,675 13.82 1,882 2,065 9.72
2018-08-06 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 10,700 10,700 0.00 295 285 -3.39
2018-08-10 13F-HR Nikulski Financial, Inc. 81,021 85,105 5.04 2,234 2,263 1.30
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 0 1,574 0 4,185,266
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 21,322 21,369 0.22 588 568 -3.40
2018-08-14 13F-HR Claraphi Advisory Network, Llc 82,822 73,022 -11.83 2,284 1,942 -14.97
2018-09-05 13F-HR Wealth & Pension Services Group, Inc. 45,763 1,217
2018-10-17 13F-HR PATTEN & PATTEN INC/TN 31,142 31,142 0.00 828 859 3.74
2018-10-09 13F-HR Lenox Wealth Advisors, Inc. 7,265 9,469 30.34 193 261 35.23
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 115,287 117,125 1.59 3,178 3,114 -2.01
2018-07-20 13F-HR ASSET ADVISORS CORP 141,525 140,375 -0.81 3,902 3,733 -4.33
2018-08-14 13F-HR COHEN & STEERS INC 412,843 412,843 0.00 11,382 10,977 -3.56
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 1,899 1,899 0.00 52 50 -3.85
2018-07-27 13F-HR Mercer Capital Advisers, Inc. 275 275 0.00 8 7 -12.50
2018-05-10 13F-HR DENVER INVESTMENT ADVISORS LLC 16,331 15,981 -2.14 456 441 -3.29
2018-07-26 13F-HR Alley Co LLC 129,404 130,489 0.84 3,568 3,470 -2.75
2017-11-15 13F-HR Hanlon Investment Management, Inc. 1,281,024 47,579 -96.29 31,603 1,230 -96.11
2018-08-08 13F-HR People's United Financial, Inc. 109,522 86,910 -20.65 3,019 2,311 -23.45
2018-08-06 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 0 91,166 2,620 2,424 -7.48
2018-08-06 13F-HR FTB Advisors, Inc. 15,080 19,062 26.41 416 507 21.88
2018-08-14 13F-HR Walleye Trading LLC Put 118,300 17,600 -85.12 3,262 468 -85.65
2018-10-18 13F-HR Sonora Investment Management, LLC 3,079 3,079 0.00 82 85 3.66
2018-08-14 13F-HR CREDIT SUISSE AG/ 2,131,215 323,296 -84.83 58,758 8,597 -85.37
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 0 5,600 0 156
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 19,634 44,534 126.82 541 1,184 118.85
2018-08-13 13F-HR Rothschild Capital Partners, LLC 264,796 179,276 -32.30 7,300 4,767 -34.70
2018-02-06 13F-HR MILLIE CAPITAL MANAGEMENT, LLC 33,835 33,835 0.00 875 944 7.89
2018-07-25 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 15,400 14,300 -7.14 425 380 -10.59
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 4,440,618 3,651,319 -17.77 122,427,838 97,088,572 -20.70
2018-07-25 13F-HR ADVISOR PARTNERS LLC 19,174 18,882 -1.52 529 502 -5.10
2017-02-10 13F-HR BlackRock Investment Management, LLC Put 52,500 0 -100.00 1,013 0 -100.00
2018-08-14 13F-HR Capula Management Ltd 58,989 2,035,376 3,350.43 1,626 54,121 3,228.47
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 1,469,459 1,700,066 15.69 40,513 45,204 11.58
2018-08-14 13F-HR Gryphon Financial Partners Llc 422 422 0.00 12 11 -8.33
2018-08-01 13F-HR HALL LAURIE J TRUSTEE 1,585 1,585 0.00 44 42 -4.55
2018-08-14 13F-HR BW Gestao de Investimentos Ltda. 42,300 138,300 226.95 1,166 3,677 215.35
2017-01-23 13F-HR CenterStar Fund, LLC Put 5
2018-08-14 13F-HR Blue Edge Capital, LLC 90,115 91,238 1.25 2,484,471 2,426,026 -2.35
2018-08-10 13F-HR Itau Unibanco Holding S.A. 38,700 95,900 147.80 1,067 2,550 138.99
2018-08-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP 1,600,000 0 -100.00 44,112 0 -100.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. Call 0 116,000 0 121
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 28,442 37,204 30.81 784 989 26.15
2018-08-13 13F-HR K2 PRINCIPAL FUND, L.P. Put 645,000 0 -100.00 17,783 0 -100.00
2018-08-03 13F-HR Financial Architects, Inc 561,029 568,237 1.28 15,468 15,109 -2.32
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 10,950 10,950 0.00 301 291 -3.32
2018-08-08 13F-HR PAYDEN & RYGEL 81,705 80,855 -1.04 2,253 2,150 -4.57
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 15,256 8,193 -46.30 411 218 -46.96
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 5,514 5,024 -8.89 152 134 -11.84
2018-08-15 13F-HR FORSTA AP-FONDEN 7,301,436 194,145
2018-10-19 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 224,458 206,268 -8.10 5,968 5,689 -4.67
2018-08-02 13F-HR SPINNAKER TRUST 1,400,873 1,423,404 1.61 38,622 37,848 -2.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 960,773 212,903 -77.84 26,488 5,661 -78.63
2018-08-09 13F-HR Bedell Frazier Investment Counseling, LLC 0 288,446 0 7,670
2018-07-23 13F-HR DUNCKER STREETT & CO INC 16,738 16,738 0.00 461 445 -3.47
2018-08-03 13F-HR Financial Architects, Inc Call 2,000 0 -100.00 56 0 -100.00
2018-08-08 13F-HR US BANCORP \DE\ 1,592,366 1,567,677 -1.55 43,901 41,684 -5.05
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 103,339 180,907 75.06 2,849 4,810 68.83
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA Put 80,000 0 -100.00 2,205 0 -100.00
2018-08-09 13F-HR All Terrain Financial Advisors, Llc 27,976 24,941 -10.85 771 663 -14.01
2018-08-10 13F-HR Hartford Financial Management Inc. 132,532 128,200 -3.27 3,653 3,409 -6.68
2018-08-08 13F-HR Quadrant Capital Management, LLC 121,012 119,037 -1.63 3,336 3,165 -5.13
2018-08-15 13F-HR Krilogy Financial LLC 175,616 211,186 20.25 4,842 5,615 15.96
2018-08-14 13F-HR Rikoon Group, LLC 21,481 23,805 10.82 579 633 9.33
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 67,192 84,389 25.59 1,852 2,243 21.11
2018-10-04 13F-HR HOLLENCREST SECURITIES LLC 298,826 305,774 2.33 7,945 8,434 6.15
2018-10-10 13F-HR Usadvisors Wealth Management, Llc 8,042 0 -100.00 222 0 -100.00
2018-05-11 13F-HR Lee Capital Management LP 52,996 52,996 0.00 1,479 1,461 -1.22
2018-08-08 13F-HR Cypress Capital Management LLC (WY) 47,535 49,435 4.00 1,311 1,314 0.23
2018-08-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP Call 3,000,000 2,412,000 -19.60 82,710 64,135 -22.46
2018-08-14 13F-HR Alexandria Capital, LLC 11,333 9,959 -12.12 312 265 -15.06
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 26,371 0 701
2018-08-14 13F-HR DSC Advisors, L.P. Put 500,000 300,000 -40.00 13,785 7,977 -42.13
2018-08-10 13F-HR CITIGROUP INC 11,177,389 9,258,753 -17.17 307,933 246,191 -20.05
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC Put 583,600 300,000 -48.59 16,090 7,977 -50.42
2018-07-23 13F-HR Delphi Private Advisors LLC 1,176 1,125 -4.34 32 30 -6.25
2018-08-14 13F-HR VAUGHAN DAVID INVESTMENTS INC/IL 15,827 31,707 100.33 436 843 93.35
2018-08-14 13F-HR BRYN MAWR TRUST Co 19,908 21,173 6.35 549 563 2.55
2018-08-14 13F-HR Bluefin Trading, LLC Call 127,400 276,200 116.80 149 27 -81.88
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 45,547,307 44,311,537 -2.71 1,255,740 1,178,245 -6.17
2018-08-10 13F-HR LOWE BROCKENBROUGH & CO INC 55,700 55,700 0.00 1,536 1,481 -3.58
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 65,166 98,747 51.53 1,796 2,623 46.05
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC Call 583,600 300,000 -48.59 16,090 7,977 -50.42
2018-07-24 13F-HR SIGMA INVESTMENT COUNSELORS INC 10,625 10,535 -0.85 293 280 -4.44
2018-08-10 13F-HR Amerivest Investment Management LLC 3,273,758 2,816,115 -13.98 90,258 74,881 -17.04
2018-08-13 13F-HR Neuberger Berman Group LLC 26,843 25,737 -4.12 740 684 -7.57
2018-10-01 13F-HR Pfs Investments Inc. 100,347 296,761 195.73 2,727 8,185 200.15
2018-08-08 13F-HR Hillswick Asset Management, LLC 970,208 970,208 0.00 26,749 25,798 -3.56
2018-08-13 13F-HR BRINKER CAPITAL INC 352,895 362,164 2.63 9,729 9,630 -1.02
2018-10-18 13F-HR TRUE Private Wealth Advisors 27,082 36,415 34.46 720 1,004,337 139,391.25
2018-08-03 13F-HR Harvest Fund Management Co., Ltd 34,000 904
2018-07-31 13F-HR TELEMUS CAPITAL, LLC 12,965 13,250 2.20 357 352 -1.40
2018-08-13 13F-HR Altshuler Shaham Ltd 73,432 609,484 730.00 2,025 16,206 700.30
2018-08-02 13F-HR Secrest Blakey & Associates, Llc 17,316 16,001 -7.59 477 425 -10.90
2018-07-13 13F-HR Creative Financial Designs Inc /adv 200 0 -100.00 6 0 -100.00
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 3,295,000 0 -100.00 90,687 0 -100.00
2018-08-14 13F-HR Park West Asset Management LLC 375,652 375,652 0.00 10,357 9,989 -3.55
2018-08-13 13F-HR BB&T SECURITIES, LLC 327,001 594,821 81.90 9,014 15,816 75.46
2018-08-13 13F-HR Myda Advisors Llc Call 180,000 4,786
2018-08-03 13F-HR Sandy Spring Bank 35,642 33,792 -5.19 983 899 -8.55
2018-08-13 13F-HR Avitas Wealth Management Llc 53,561 1,424
2018-08-14 13F-HR Lee Financial CORP 202 203 0.50 6 5 -16.67
2018-08-10 13F-HR Regal Investment Advisors LLC 29,564 29,095 -1.59 815 774 -5.03
2018-07-23 13F-HR Mechanics Bank Trust Department 159,559 169,787 6.41 4,399 4,515 2.64
2018-08-14 13F-HR Natixis 3,242,761 2,278,461 -29.74 89,403 60,584 -32.23
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 9,553 10,779 12.83 263 287 9.13
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 0 306,000 0 8,436
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,630,463 1,630,463 0.00 44,925 44,925 0.00
2018-08-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,691,950 805,400 -52.40 46,647 21,416 -54.09
2018-08-13 13F-HR IHT Wealth Management, LLC 29,649 72,268 143.75 799 1,922 140.55
2018-08-16 13F-HR M Holdings Securities, Inc. 9,911 264
2018-08-07 13F-HR Private Wealth Advisors, Inc. 225,952 222,872 -1.36 6,229 5,926 -4.86
2018-08-08 13F-HR WESBANCO BANK INC 50,449 53,625 6.30 1,391 1,426 2.52
2018-07-10 13F-HR Winfield Associates, Inc. 161,710 165,685 2.46 4,458 4,406 -1.17
2018-08-06 13F-HR RPG Investment Advisory, LLC 22,102 25,402 14.93 610 352 -42.30
2018-08-08 13F-HR Miracle Mile Advisors, LLC 0 99,430 0 2,644
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Call 2,400,000 2,700,000 12.50 66,168 71,793 8.50
2018-08-07 13F-HR SG Americas Securities, LLC 995,138 364,284 -63.39 27,436 9,686 -64.70
2018-07-13 13F-HR Palo Capital, Inc. 12,599 8,408 -33.26 347 224 -35.45
2018-10-18 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 11,776 14,187 20.47 313 391 24.92
2018-08-14 13F-HR Jump Trading, LLC Put 76,700 144,300 88.14 2,115 3,837 81.42
2018-08-10 13F-HR CHARTER TRUST CO 508,462 507,992 -0.09 14,018 13,507 -3.65
2018-08-08 13F-HR Clal Insurance Enterprises Holdings Ltd 12,791,417 6,351,880 -50.34 352,659 168,896 -52.11
2018-08-02 13F-HR Barrett Asset Management, LLC 2,030 2,030 0.00 56 54 -3.57
2018-07-31 13F-HR RAY GERALD L & ASSOCIATES LTD 25,574 0 -100.00 661 0 -100.00
2018-05-04 13F-HR Financial Gravity Companies, Inc. 17,280 469
2017-02-10 13F-HR BlackRock Advisors LLC Call 4,856,600 112,916
2018-08-14 13F-HR Sowell Financial Services LLC 74,936 25,103 -66.50 2,035 695 -65.85
2018-08-13 13F-HR MENDON CAPITAL ADVISORS CORP Put 565,500 462,000 -18.30 15,592 12,285 -21.21
2018-08-03 13F-HR Family Firm, Inc. 16,676 19,425 16.48 460 517 12.39
2018-08-10 13F-HR Stearns Financial Services Group 338,032 349,046 3.26 9,320 9,281 -0.42
2018-10-04 13F-HR West Oak Capital, LLC 3,465 3,465 0.00 92,134 95,565 3.72
2018-08-14 13F-HR Centaurus Financial, Inc. 162,410 210,839 29.82 4,478 5,606 25.19
2018-10-17 13F-HR Independence Bank Of Kentucky 2,290 2,290 0.00 61 63 3.28
2018-08-13 13F-HR Allianz Asset Management AG 128,000 92,000 -28.12 3,529 2,446 -30.69
2018-08-13 13F-HR BlueMountain Capital Management, LLC Put 8,718,400 3,318,400 -61.94 240,366 88,236 -63.29
2018-10-18 13F-HR Tiaa, Fsb 309,872 314,111 1.37 8,239 8,663 5.15
2018-08-10 13F-HR CITIGROUP INC Call 8,449,800 5,977,800 -29.26 232,789 158,950 -31.72
2018-08-10 13F-HR Merriman Wealth Management, LLC 0 32,441 0 863
2018-08-13 13F-HR Certified Advisory Corp 56,394 63,165 12.01 1,554 1,680 8.11
2018-08-15 13F-HR Bramshill Investments, Llc 2,259 1,116 -50.60 62 30 -51.61
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 647,000 319,500 -50.62 17,838 8,496 -52.37
2018-08-03 13F-HR Cable Hill Partners, LLC 846 582 -31.21 23 15 -34.78
2018-07-30 13F-HR Sequent Asset Management, LLC 64,742 75,967 17.34 1,536 2,020 31.51
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 2,000 2,000 0.00 55 53 -3.64
2018-08-07 13F-HR First Personal Financial Services 4,460 0 -100.00 123 0 -100.00
2018-07-25 13F-HR Roof Advisory Group, Inc. 67,192 67,174 -0.03 1,852 1,786 -3.56
2018-08-02 13F-HR/A ALPS ADVISORS INC 576,606 573,923 -0.47 15,897 15,261 -4.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 2,214,800 2,458,700 11.01 61,062 65,377 7.07
2018-08-14 13F-HR Glovista Investments LLC 824,798 0 -100.00 22,722 0 -100.00
2018-08-07 13F-HR Dynamic Advisors Solutions LLC 75,078 135,254 80.15 2,070 3,596 73.72
2018-07-25 13F-HR Greenwich Wealth Management LLC 80,042 88,715 10.84 2,207 2,359 6.89
2018-08-13 13F-HR ProVise Management Group, LLC 35,463 31,763 -10.43 978 7,486 665.44
2018-08-03 13F-HR WRAPMANAGER INC 21,352 23,443 9.79 589 623 5.77
2018-08-14 13F-HR Banco Santander, S.A. 2,401,191 1,293,045 -46.15 66,201 34,383 -48.06
2018-08-10 13F-HR M&T BANK CORP 273,009 270,357 -0.97 7,527 7,189 -4.49
2018-10-09 13F-HR Boltwood Capital Management 28,144 31,119 10.57 748 858 14.71
2018-08-14 13F-HR MEITAV DASH INVESTMENTS LTD 1,720,412 1,817,581 5.65 47,422 56,113 18.33
2018-08-01 13F-HR Capital Investment Advisory Services, LLC 191,695 209,783 9.44 5,285 5,578 5.54
2018-08-10 13F-HR Richard Bernstein Advisors LLC 8,845,315 5,261,114 -40.52 244,560 139,911 -42.79
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 15,000 15,000 0.00 413 398 -3.63
2018-01-25 13F-HR Concannon Wealth Management, LLC 88,138 90,568 2.76 2,279 2,528 10.93
2018-08-14 13F-HR Jump Trading, LLC Call 95,800 106,400 11.06 2,641 2,829 7.12
2018-08-10 13F-HR Pictet North America Advisors SA 143,425 143,425 0.00 3,954 3,814 -3.54
2018-08-09 13F-HR Meristem, LLP 99,631 99,746 0.12 2,747 2,652 -3.46
2018-10-17 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 62,999 60,706 -3.64 1,675 1,674 -0.06
2018-10-10 13F-HR Cordasco Financial Network 1,200 1,200 0.00 32 33 3.13
2018-08-10 13F-HR WASHINGTON TRUST Co 1,875 50
2018-08-09 13F-HR Berman Capital Advisors, Llc 14,266 12,836 -10.02 393 341 -13.23
2017-02-14 13F-HR Braver Wealth Management, LLC 14,001 756,441 5,302.76 270 17,587 6,413.70
2018-08-03 13F-HR Well Done, LLC 797 0 -100.00 22 0 -100.00
2018-10-15 13F-HR Kessler Investment Group, LLC 46,315 42,179 -8.93 1,232 1,163 -5.60
2018-10-11 13F-HR Montecito Bank & Trust 63,386 73,084 15.30 1,685 2,016 19.64
2018-07-30 13F-HR FIRST NATIONAL TRUST CO 90,984 95,882 5.38 2,508 2,549 1.63
2018-07-18 13F-HR Prospera Financial Services 198,436 221,176 11.46 5,479 5,872 7.17
2018-08-13 13F-HR Barber Financial Group, Inc. 7,887 7,889 0.03 217 210 -3.23
2018-08-08 13F-HR FRONT BARNETT ASSOCIATES LLC 28,620 28,740 0.42 789 764 -3.17
2018-08-15 13F-HR/A MONETA GROUP INVESTMENT ADVISORS LLC 71,634 4,138 -94.22 112 110 -1.79
2018-08-01 13F-HR CONDOR CAPITAL MANAGEMENT 148,509 150,980 1.66 4,094 4,015 -1.93
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 0 20,936 0 557
2018-10-05 13F-HR CHURCHILL MANAGEMENT Corp 5,352,415 5,589,605 4.43 142,321 154,161 8.32
2018-07-19 13F-HR Pfg Advisors 13,511 0 -100.00 372 0 -100.00
2018-08-01 13F-HR ASSETMARK, INC 894,615 171,542 -80.83 24,665 4,561 -81.51
2018-10-17 13F-HR WealthTrust-Arizona, LLC 7,523 7,391 -1.75 200 204 2.00
2018-10-09 13F-HR Nelson Roberts Investment Advisors, LLC 98,443 99,894 1.47 2,618 2,755 5.23
2018-08-03 13F-HR Harborview Advisors, Llc 21,142 21,862 3.41 583 581 -0.34
2018-10-09 13F-HR E&G Advisors, LP 39,650 39,437 -0.54 1,054 1,088 3.23
2018-08-10 13F-HR OPPENHEIMER & CO INC 700,557 562,441 -19.72 19,314 14,955 -22.57
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 71,500 0 -100.00 1,971 0 -100.00
2018-08-15 13F-HR CASTLEARK MANAGEMENT LLC 610,000 610,000 0.00 16,818 16,220 -3.56
2018-08-10 13F-HR Chescapmanager LLC Call 0 324,700 0 8,634
2017-05-10 13F-HR Concert Wealth Management Inc. 99,427 167,477 68.44 2,296 3,880 68.99
2018-10-18 13F-HR Legacy Advisors, Llc 4,291 4,291 0.00 114 118 3.51
2018-08-08 13F-HR Homrich & Berg Put 1,300 0 -100.00 36 0 -100.00
2018-10-16 13F-HR FIRST HAWAIIAN BANK 2,931 81
2018-07-27 13F-HR LYELL WEALTH MANAGEMENT, LP 164,499 162,469 -1.23 4,535 4,320 -4.74
2018-10-16 13F-HR RAYMOND JAMES TRUST N.A. 41,794 45,022 7.72 1,111 1,242 11.79
2018-08-01 13F-HR BigSur Wealth Management LLC 121,740 121,740 0.00 3,356 3,237 -3.55
2018-07-19 13F-HR MYCIO WEALTH PARTNERS, LLC 63,965 74,568 16.58 1,763 1,982 12.42
2018-10-05 13F-HR New Capital Management LP 18,366 18,366 0.00 488 507 3.89
2018-08-13 13F-HR VESTOR CAPITAL, LLC 2,250 2,250 0.00 62 60 -3.23
2017-08-04 13F-HR iAB Financial Bank 11,623 0 -100.00 276 0 -100.00
2018-08-03 13F-HR COCONUT GROVE BANK 106,285 87,616 -17.57 2,930 2,330 -20.48
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 1,233,500 4,491,900 264.16 34,008 119,440 251.21
2018-08-14 13F-HR Jump Trading, LLC 836 119,674 14,215.07 23 3,182 13,734.78
2018-07-30 13F-HR Atlas Capital Advisors Llc 89,881 82,816 -7.86 2,478,019 2,276,612 -8.13
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 48,095 58,771 22.20 1,326 1,563 17.87
2018-08-14 13F-HR Crow Point Partners, LLC 10,800 26,700 147.22 298 710 138.26
2018-08-10 13F-HR Compagnie Odier SCA 19,000 19,000 0.00 524 506 -3.44
2018-10-16 13F-HR Shepherd Financial Partners LLC 23,735 23,735 0.00 636 633 -0.47
2018-08-10 13F-HR Smith, Salley & Associates 46,179 38,178 -17.33 1,273 1,015 -20.27
2018-07-27 13F-HR Wealthstreet Investment Advisors, Llc 26,909 26,909 0.00 742 716 -3.50
2018-08-06 13F-HR TORONTO DOMINION BANK 936,363 1,043,643 11.46 25,813 28,058 8.70
2018-08-10 13F-HR NOVARE CAPITAL MANAGEMENT LLC 7,746 0 -100.00 214 0 -100.00
2018-10-09 13F-HR NEXT Financial Group, Inc 37,743 21,532 -42.95 1,004 594 -40.84
2018-08-09 13F-HR Timber Hill LLC 851,366 8,600 -98.99 23,472 229 -99.02
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 7,248 10,804 49.06 200 287,278 143,539.00
2018-10-05 13F-HR Founders Capital Management 2,145 2,145 0.00 57 59 3.51
2018-08-13 13F-HR Archford Capital Strategies, LLC 35,775 22,110 -38.20 998 588 -41.08
2018-08-20 13F-HR GREEN SQUARE CAPITAL LLC 25,106 23,487 -6.45 692 625 -9.68
2018-08-14 13F-HR UBS Group AG Put 7,565,200 8,047,800 6.38 208,573 213,991 2.60
2018-07-27 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 27,862 27,847 -0.05 768 740 -3.65
2018-08-03 13F-HR Steinberg Global Asset Management 596,222 639,542 7.27 16,438 17,005 3.45
2018-10-09 13F-HR Friedenthal Financial 14,305 14,172 -0.93 380 391 2.89
2018-08-08 13F-HR GFS Advisors, LLC 43,850 43,850 0.00 1,209 1,166 -3.56
2018-08-09 13F-HR Private Advisor Group, LLC 728,173 597,331 -17.97 20,076 15,945 -20.58
2018-08-10 13F-HR FIL Ltd 187,324 211,665 12.99 5,165 5,628 8.96
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Put 0 100,000 0 2,758
2018-10-09 13F-HR Hochman Cole Investment Advisors, Inc. 169,753 170,452 0.41 4,514 4,701 4.14
2018-07-19 13F-HR A. D. Beadell Investment Counsel, Inc. 43,810 43,585 -0.51 1,207 1,158 -4.06
2018-08-09 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 10,891 10,550 -3.13 300 281 -6.33
2018-07-31 13F-HR Ariel Capital Advisors, LLC 10,050 11,180 11.24 277 297 7.22
2018-08-10 13F-HR Institute for Wealth Management, LLC. 77,688 78,574 1.14 2,120 2,080 -1.89
2018-08-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. Call 0 1,000,000 0 26,590
2018-07-12 13F-HR Community Bank, N.A. 600 600 0.00 17 16 -5.88
2018-06-14 13F-HR/A Lara, May & Associates, Llc 15,000 13,503 -9.98 418 373 -10.77
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 121,222,260 134,243,368 10.74 3,342,098 3,569,530 6.81
2018-07-30 13F-HR PARK AVENUE SECURITIES LLC 46,629 49,310 5.75 1,257 1,318 4.85
2017-05-11 13F-HR DIALECTIC CAPITAL MANAGEMENT, LP Put 60,000 1,424
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 135,182 109,561 -18.95 3,727 2,913 -21.84
2018-07-19 13F-HR Goss Wealth Management LLC 105,917 172,865 63.21 2,856 4,619 61.73
2018-08-06 13F-HR Wechter Feldman Wealth Management, Inc. 9,906 9,939 0.33 273 264 -3.30
2018-08-10 13F-HR Cutler Group LP Put 436,600 635,200 45.49 330 298 -9.70
2018-08-13 13F-HR Lumina Fund Management LLC 441,400 269,900 -38.85 12,169 7,177 -41.02
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 1,366,692 1,378,246 0.85 37,680 36,648 -2.74
2018-08-13 13F-HR Claret Asset Management Corp 8,957 8,922 -0.39 247 237 -4.05
2018-08-14 13F-HR AE Wealth Management LLC 47,407 53,180 12.18 1,307 1,414 8.19
2017-02-07 13F-HR FIRST NEW YORK SECURITIES LLC /NY 5,250 1,760 -66.48 101,325 40,920 -59.62
2018-07-30 13F-HR Torch Wealth Management LLC 8,917 8,822 -1.07 246 235 -4.47
2018-08-14 13F-HR EP Wealth Advisors, Inc. 56,270 53,933 -4.15 1,551 1,434 -7.54
2018-08-14 13F-HR Venturi Wealth Management, LLC 378,636 240,691 -36.43 10,439 6,812 -34.74
2018-08-09 13F-HR Blackhawk Capital Partners Llc. 32,507 0 -100.00 896 0 -100.00
2018-10-11 13F-HR North Star Investment Management Corp. 200,160 202,707 1.27 5,322 5,591 5.05
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 42,296 641,773 1,417.34 1,166 17,065 1,363.55
2018-07-18 13F-HR Fny Investment Advisers, Llc 15,000 398
2018-08-14 13F-HR BASSWOOD CAPITAL MANAGEMENT, L.L.C. Put 39,149 47,962 22.51 1,080 1,275 18.06
2018-10-03 13F-HR First Financial Bank, N.A. - Trust Division 10,657 10,657 0.00 283 294 3.89
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 970,000 1,247,500 28.61 26,743 33,171 24.04
2018-08-01 13F-HR Carmichael Hill & Associates, Inc. 8,110 0 -100.00 224 0 -100.00
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 121,679 36,140 -70.30 3,334 961 -71.18
2018-08-09 13F-HR Sawtooth Asset Management, Inc. 79,239 28,240 -64.36 2,185 751 -65.63
2018-08-14 13F-HR Prana Capital Management, Lp 331,814 8,823
2018-08-06 13F-HR BKS ADVISORS, LLC 203,103 203,840 0.36 5,600 5,420 -3.21
2018-07-26 13F-HR Lenox Wealth Management, Inc. 7,189 7,558 5.13 198 201 1.52
2018-08-08 13F-HR Moisand Fitzgerald Tamayo, LLC 300 300 0.00 8 8 0.00
2018-08-13 13F-HR Advisor Group, Inc. 851,972 712,316 -16.39 23,488 18,940 -19.36
2018-07-26 13F-HR FIRST INTERSTATE BANK 125,192 162,169 29.54 3,451 4,312 24.95
2018-08-03 13F-HR FineMark National Bank & Trust 30,545 30,215 -1.08 842 803 -4.63
2017-08-07 13F-HR ROBERTSON STEPHENS ADVISORS LLC 186,848 231,914 24.12 4,040 5,721 41.61
2018-02-14 13F-HR NUMERIC INVESTORS LLC 243,300 118,500 -51.29 6,292 3,307 -47.44
2018-08-02 13F-HR JMG Financial Group, Ltd. 8,721 8,721 0.00 240 232 -3.33
2018-10-09 13F-HR Atlanta Capital Group 119,315 125,752 5.39 3,173 3,468 9.30
2018-08-14 13F-HR Intellectus Partners, LLC 52,184 60,525 15.98 1,439 1,609 11.81
2018-08-03 13F-HR Arrow Investment Advisors, LLC 707,218 0 -100.00 19,498 0 -100.00
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 812,500 812,500 0.00 22,400 21,604 -3.55
2018-08-14 13F-HR Raab & Moskowitz Asset Management LLC 20,323 20,424 0.50 560 543 -3.04
2018-07-31 13F-HR NBT BANK N A /NY 44,743 40,710 -9.01 1,234 1,082 -12.32
2018-07-27 13F-HR Mathes Company, Inc. 41,320 41,320 0.00 1,139 1,099 -3.51
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 393 299 -23.92 11 8 -27.27
2018-08-14 13F-HR Crestline Management, LP 150,911 4,013
2018-08-10 13F-HR Midwest Professional Planners, Ltd. 94,336 3,942 -95.82 2,601 105 -95.96
2018-08-10 13F-HR Aldebaran Financial Inc. 163,849 155,702 -4.97 4,517 4,140 -8.35
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 1,010,100 1,109,900 9.88 27,848 29,512 5.98
2018-10-17 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 496,751 493,905 -0.57 13,209 13,622 3.13
2018-08-06 13F-HR Fieldpoint Private Securities, LLC 3,382 8,332 146.36 93 222 138.71
2018-10-19 13F-HR Sterling Global Strategies LLC 9,267 9,295 0.30 246 256 4.07
2018-08-10 13F-HR MARCO INVESTMENT MANAGEMENT LLC 42,199 44,403 5.22 1,163 1,181 1.55
2018-08-07 13F-HR CADINHA & CO LLC 195,109 156,783 -19.64 5,379 4,169 -22.49
2018-08-08 13F-HR Poehling Capital Management, Llc 10,724 14,927 39.19 296 397 34.12
2018-08-13 13F-HR Sym Financial Corporation 565 2,198 289.03 16 58 262.50
2018-08-13 13F-HR Worth Venture Partners, LLC 15,600 16,427 5.30 430 436 1.40
2018-07-31 13F-HR HOWE & RUSLING INC 180 0 -100.00 5 0 -100.00
2018-08-14 13F-HR FLOW TRADERS U.S. LLC 14,852 9,881 -33.47 409 263 -35.70
2018-08-07 13F-HR IPG Investment Advisors LLC 56,056 61,751 10.16 1,545,463 1,641,959 6.24
2018-08-15 13F-HR Highlander Capital Management, LLC 316 316 0.00 9 8 -11.11
2018-10-15 13F-HR CITY HOLDING CO 76,520 81,465 6.46 2,035 2,246 10.37
2018-08-13 13F-HR BOKF, NA 43,789 45,894 4.81 1,207 1,220 1.08
2018-08-10 13F-HR INGALLS & SNYDER LLC 114,256 152,146 33.16 3,150 4,046 28.44
2018-07-31 13F-HR Newfound Research LLC 178,287 248,904 39.61 4,915 6,618 34.65
2018-05-18 13F-HR FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 594,324 67,023 -88.72 16,588 1,848 -88.86
2018-08-10 13F-HR DOW CHEMICAL CO /DE/ 145,283 273,755 88.43 4,005 7,279 81.75
2018-07-20 13F-HR Creative Planning Put 0 5,500 0 7
2018-08-14 13F-HR Jabre Capital Partners S.A. Call 0 1,500,000 0 39,885
2017-01-13 13F-HR MetLife Securities, Inc 257,112 572,696 122.74 4,963 13,315 168.29
2018-08-14 13F-HR Flaharty Asset Management, LLC 251,066 279,342 11.26 6,769 7,428 9.74
2018-08-14 13F-HR COURAGE CAPITAL MANAGEMENT LLC 17,000 17,000 0.00 469 452 -3.62
2017-11-14 13F-HR FIC CAPITAL INC 9,146 9,363 2.37 226 242 7.08
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 1,930 1,931 0.05 53 51 -3.77
2018-10-19 13F-HR American Financial Network Advisory Services Llc 234 79,607 33,920.09 2,365 2,196 -7.15
2018-08-14 13F-HR Crestwood Advisors LLC 9,204 9,204 0.00 254 255 0.39
2018-08-02 13F-HR Sigma Planning Corp 206,367 216,537 4.93 5,690 5,758 1.20
2018-08-10 13F-HR Pictet & Cie (Europe) SA 601,413 569,782 -5.26 16,581 15,151 -8.62
2018-10-12 13F-HR MAI Capital Management 18,592 21,243 14.26 494 586 18.62
2018-08-07 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC 10,657 10,793 1.28 294 287 -2.38
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 63,986 68,681 7.34 1,764 1,826 3.51
2017-02-10 13F-HR BlackRock Advisors LLC Put 250,000 5,813
2018-08-13 13F-HR Buckingham Asset Management, LLC 10,237 11,139 8.81 282 296 4.96
2018-08-14 13F-HR Point72 Europe (London) LLP Call 2,500,000 66,475
2018-10-16 13F-HR Allianz Life Insurance Co Of North America 92,809 85,856 -7.49 2,468 2,366 -4.13
2018-08-14 13F-HR FRANKLIN RESOURCES INC 8,907,276 9,955,641 11.77 245,574 264,720 7.80
2018-08-02 13F-HR Hugh Johnson Advisors LLC 158,346 157,879 -0.29 4,366 4,198 -3.85
2018-08-01 13F-HR Nvwm, Llc 20,945 18,250 -12.87 565 485 -14.16
2018-07-17 13F-HR CALAMOS WEALTH MANAGEMENT LLC 7,969 0 -100.00 220 0 -100.00
2018-08-13 13F-HR Catamount Wealth Management 16,087 16,907 5.10 444 473 6.53
2018-08-09 13F-HR RiverFront Investment Group, LLC 582,272 583,767 0.26 16,053 15,760 -1.83
2017-05-03 13F-HR TIAA CREF TRUST CO FSB/MO 173,568 204,638 17.90 4,036 4,856 20.32
2018-07-26 13F-HR Alpha Cubed Investments, LLC 9,098 9,028 -0.77 251 240 -4.38
2018-07-20 13F-HR Pinnacle Advisory Group, Inc. 5,974,440 4,899,035 -18.00 164,715 130,265 -20.91
2018-07-17 13F-HR RAND WEALTH, LLC 12,628 12,628 0.00 348 336 -3.45
2018-07-24 13F-HR BANK OF THE WEST 17,397 14,713 -15.43 480 391 -18.54
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,027,651 2,025,630 -0.10 55,903 53,863 -3.65
2018-08-07 13F-HR Brick & Kyle, Associates 26,789 35,874 33.91 739 954 29.09
2018-10-05 13F-HR Windsor Group Ltd 8,672 0 -100.00 231 0 -100.00
2018-08-14 13F-HR BlueCrest Capital Management Ltd 78,219 3,383,759 4,226.01 2,156 89,974 4,073.19
2018-08-09 13F-HR Lucia Wealth Services, Llc 3,100 4,168 34.45 85 111 30.59
2018-08-10 13F-HR PagnatoKarp Partners LLC 11,338 9,877 -12.89 312,570 263 -99.92
2018-08-14 13F-HR HighTower Advisors, LLC 2,031,030 1,812,856 -10.74 56,016 48,203 -13.95
2018-08-13 13F-HR Claybrook Capital, Llc 500 500 0.00 14 13 -7.14
2017-08-14 13F-HR NUMERIC INVESTORS LLC 0 41,100 0 1,014
2018-08-03 13F-HR USA Financial Portformulas Corp 16,651 16,310 -2.05 459 450 -1.96
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 282,691 142,543 -49.58 7,794 3,790 -51.37
2018-08-14 13F-HR Bluefin Trading, LLC Put 152,600 459,400 201.05 86 246 186.05
2018-08-14 13F-HR FIFTH THIRD BANCORP 464,155 446,490 -3.81 12,797 11,872 -7.23
2018-10-09 13F-HR We Are One Seven, Llc 21,452 22,836 6.45 591 629 6.43
2018-07-10 13F-HR Shamrock Asset Management LLC 612 612 0.00 17 16 -5.88
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 4,898 4,898 0.00 135 130 -3.70
2018-08-01 13F-HR APPLETON GROUP, LLC 24,732 0 -100.00 682 0 -100.00
2018-07-27 13F-HR Renaissance Investment Group LLC 187,917 187,257 -0.35 5,181 4,979 -3.90
2018-07-18 13F-HR Townsend & Associates, Inc 200 200 0.00 6 5 -16.67
2018-08-14 13F-HR BARCLAYS PLC Put 3,492,100 2,611,200 -25.23 96,277 69,432 -27.88
2018-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 122,259 130,874 7.05 3,251 3,610 11.04
2018-08-21 13F-HR SRS Capital Advisors, Inc. 21,393 23,378 9.28 589 621 5.43
2018-08-14 13F-HR Capula Management Ltd Put 2,283,300 7,213,300 215.92 62,951 191,801 204.68
2017-10-26 13F-HR PRIVATE CAPITAL MANAGEMENT INC 31,200 26,800 -14.10 770 693 -10.00
2018-10-11 13F-HR Vigilant Capital Management, LLC 5,867 4,046 -31.04 156 112 -28.21
2018-08-03 13F-HR Florin Court Capital LLP 290,500 115,500 -60.24 8,009 3,071 -61.66
2018-10-17 13F-HR Canal Capital Management, LLC 100,318 69,074 -31.14 2,667 1,905 -28.57
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 0 1,477,801 0 39,295
2018-08-07 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 9,000 9,000 0.00 248 239 -3.63
2018-08-14 13F-HR Resources Investment Advisors, Inc. 1,495 1,865 24.75 42 49 16.67
2018-07-25 13F-HR Weatherstone Capital Management 34,504 38,125 10.49 951 1,014 6.62
2018-07-19 13F-HR Carroll Financial Associates, Inc. 70,357 72,030 2.38 1,939 1,915 -1.24
2017-07-28 13F-HR RONALD BLUE & CO LLC 0 11,575 0 286
2018-07-10 13F-HR CIM, LLC 269,546 354,211 31.41 7,431 9,418 26.74
2018-07-24 13F-HR Cribstone Capital Management, LLC 151,509 103,845 -31.46 4,177 2,761 -33.90
2018-08-13 13F-HR 6 Meridian 98,239 97,349 -0.91 2,708 2,589 -4.39
2018-08-10 13F-HR Ferris Capital, Llc 6,926 6,926 0.00 191 184 -3.66
2018-08-06 13F-HR Spectrum Asset Management, Inc. (NB/CA) 133,280 132,590 -0.52 3,659 3,526 -3.63
2018-08-09 13F-HR Syntal Capital Partners, LLC 114,401 145,853 27.49 3,154 3,878 22.95
2018-08-07 13F-HR Berkeley Capital Partners, LLC 55,313 47,380 -14.34 1,524 1,259 -17.39
2017-07-27 13F-HR Spot Trading L.l.c. Put 2,100 52
2018-10-09 13F-HR Bouchey Financial Group Ltd 7,860 7,860 0.00 209 217 3.83
2018-08-03 13F-HR New Potomac Partneres, Llc 3,325 3,765 13.23 92 100 8.70
2018-08-10 13F-HR Avestar Capital, Llc 210 4,772 2,172.38 5 126 2,420.00
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 257,900 257,900 0.00 7,110 6,858 -3.54
2018-08-10 13F-HR Azimuth Capital Management LLC 558,740 567,260 1.52 15,404 15,083 -2.08
2018-10-18 13F-HR TrueNorth, Inc. 60 0 -100.00 2 0 -100.00
2018-08-08 13F-HR Acorn Advisory Capital L.p. 12,800 0 -100.00 353 0 -100.00
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 85,800 71,800 -16.32 2,366 1,909 -19.32
2018-10-10 13F-HR MURPHY CAPITAL MANAGEMENT INC 445,206 438,740 -1.45 11,838 12,100 2.21
2018-08-14 13F-HR Kingfisher Capital LLC 7,959 0 -100.00 219 0 -100.00
2018-08-10 13F-HR Calton & Associates, Inc. 40,002 46,051 15.12 1,103 1,311 18.86
2018-08-14 13F-HR Riverglades Family Offices Llc 61,312 61,677 0.60 1,690 1,640 -2.96
2018-08-09 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 19,464 19,507 0.22 537 519 -3.35
2018-08-03 13F-HR Capital Analysts, Inc. 28,737 29,269 1.85 792 778,276 98,167.17
2018-08-14 13F-HR CT Mason 43,680 1,161
2018-07-30 13F-HR DOWLING & YAHNKE LLC 39,837 39,477 -0.90 1,098 1,050 -4.37
2018-08-13 13F-HR/A Koshinski Asset Management, Inc. 30,463 30,784 1.05 840 819 -2.50
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 150,136 148,903 -0.82 4,139 3,959 -4.35
2018-08-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 25,000 15,000 -40.00 689 399 -42.09
2018-08-14 13F-HR Valeo Financial Advisors, Llc 29,769 45,231 51.94 821 1,255 52.86
2018-04-18 13F-HR Integral Derivatives, LLC Put 135,600 23,900 -82.37 3,785 659 -82.59
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 257,900 0 7,110
2018-08-09 13F-HR Reynders McVeigh Capital Management, LLC 60,563 60,693 0.21 1,670 1,614 -3.35
2018-07-17 13F-HR Concorde Asset Management, LLC 41,768 21,526 -48.46 1,157 574 -50.39
2018-07-27 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 28,131 24,150 -14.15 776 642 -17.27
2018-08-07 13F-HR ASPIRIANT, LLC 428,684 428,779 0.02 11,819 11,401 -3.54
2018-08-13 13F-HR Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 402,544 402,544 0.00 11,283 11,478 1.73
2018-08-01 13F-HR BRAUN STACEY ASSOCIATES INC 10,129 10,079 -0.49 279 268 -3.94
2018-08-13 13F-HR Veritable, L.P. 435,759 433,144 -0.60 12,014 11,517 -4.14
2018-07-27 13F-HR/A WHITTIER TRUST CO 32,910 32,560 -1.06 907 866 -4.52
2018-10-04 13F-HR AMERICAN NATIONAL BANK 2,205 2,205 0.00 59 61 3.39
2018-08-08 13F-HR Milestone Group, Inc. 10,183 10,183 0.00 281 271 -3.56
2018-08-07 13F-HR Chesapeake Wealth Management 52,812 50,177 -4.99 1,456 1,335 -8.31
2018-08-15 13F-HR Spectrum Financial Alliance Ltd Llc 43 43 0.00 1 1 0.00
2018-08-14 13F-HR Jefferies Group LLC Call 1,653,500 421,000 -74.54 45,587 11,194 -75.44
2018-08-01 13F-HR Forward Management, LLC 89,627 0 -100.00 2,471 0 -100.00
2018-08-06 13F-HR Beaumont Financial Partners, LLC 289,836 248,286 -14.34 7,991 6,602 -17.38
2018-08-13 13F-HR Covington Capital Management 24,000 24,000 0.00 662 638 -3.63
2018-10-18 13F-HR HUNTINGTON NATIONAL BANK 1,158 1,222 5.53
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 25,870 250,225 867.24 713 6,653 833.10
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 1,999,400 3,016,700 50.88 3,002 1,936 -35.51
2018-07-19 13F-HR Orca Investment Management, LLC 40,799 95,360 133.73 1,125 2,536 125.42
2018-08-08 13F-HR USCA RIA LLC 54,497 47,197 -13.40 1,502 1,255 -16.44
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 14,160 13,461 -4.94 390 358 -8.21
2018-08-01 13F-HR WELCH CAPITAL PARTNERS LLC/NY 235,670 235,670 0.00 6,497 6,266 -3.56
2018-08-10 13F-HR Pointe Capital Management LLC 9,325 11,775 26.27 257 313 21.79
2018-08-14 13F-HR Greytown Advisors Inc. 41,958 47,550 13.33 1,157 1,264 9.25
2018-08-14 13F-HR AllSquare Wealth Management LLC 1,831 1,831 0.00 50 49 -2.00
2018-08-14 13F-HR AFAM CAPITAL, INC. 485,659 34,385 -92.92 13,390 914 -93.17
2018-08-02 13F-HR HALLMARK CAPITAL MANAGEMENT INC 11,286 11,286 0.00 311 300 -3.54
2018-10-15 13F-HR TOTH FINANCIAL ADVISORY CORP 269,910 263,721 -2.29 7,177 7,273 1.34
2018-08-14 13F-HR SNS Financial Group, LLC 52,232 11,885 -77.25 1,440 316 -78.06
2018-08-08 13F-HR BAILARD, INC. 366,763 365,538 -0.33 10,112 9,720 -3.88
2018-08-14 13F-HR LOOMIS SAYLES & CO L P 446,813 446,813 0.00 12,318 11,880 -3.56
2018-07-11 13F-HR TNB Financial 17,743 17,863 0.68 489 475 -2.86
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 0 808,000 0 21,485
2018-04-16 13F-HR SII INVESTMENTS INC/WI 38,621 0 -100.00 1,078 0 -100.00
2018-08-03 13F-HR Country Club Trust Company, n.a. 102,780 91,822 -10.66 2,833 2,442 -13.80
2018-08-13 13F-HR RMB Capital Management, LLC 303,917 133,729 -56.00 8,379 3,556 -57.56
2018-08-13 13F-HR Lee Capital Holdings Llc 81,049 2,155
2018-08-07 13F-HR Advisors Preferred, LLC 3,405 0 -100.00 94 0 -100.00
2018-08-14 13F-HR Jacobi Capital Management LLC 16,184 17,394 7.48 436 462 5.96
2018-08-14 13F-HR Blue Sky Asset Management, LLC 170,280 0 -100.00 4,695 0 -100.00
2018-08-07 13F-HR Arizona State Retirement System 2,503,200 0 -100.00 69,013 0 -100.00
2018-07-24 13F-HR RFG Advisory Group, LLC 10,911 0 -100.00 301 0 -100.00
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 173,523 0 4,614
2018-10-19 13F-HR Sharkey, Howes & Javer 8,659 8,659 0.00 602 652 8.31
2018-07-19 13F-HR EXANE DERIVATIVES 5,020 0 -100.00 136,497 0 -100.00
2018-08-14 13F-HR Squarepoint Ops LLC 0 77,180 0 2,052
2018-08-14 13F-HR Legacy Financial Strategies, Llc 74,732 76,196 1.96 2,060 2,026 -1.65
2018-07-31 13F-HR American Asset Management Inc. 9,002 9,005 0.03 248 239 -3.63
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 24,400 42,800 75.41 54 32 -40.74
2018-10-11 13F-HR Berson & Corrado Investment Advisors, LLC 32,759 34,295 4.69 871 946 8.61
2018-10-19 13F-HR REILLY FINANCIAL ADVISORS, LLC 3,251 3,251 0.00 86 90 4.65
2018-10-11 13F-HR Monument Capital Management 68,400 50,634 -25.97 1,819 1,396 -23.25
2018-07-18 13F-HR Fny Investment Advisers, Llc Put 100 2
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 1,883,242 1,801,776 -4.33 46,460 46,594 0.29
2018-10-15 13F-HR FIRST UNITED BANK TRUST/ 66,116 65,666 -0.68 1,758 1,810 2.96
2018-02-08 13F-HR GIRARD SECURITIES, INC. 11,686 0 -100.00 301 0 -100.00
2018-10-05 13F-HR CHEMUNG CANAL TRUST CO 320,316 294,351 -8.11 8,517 8,118 -4.68
2018-08-01 13F-HR Paulson Wealth Management Inc. 43,538 41,242 -5.27 1,200 1,097 -8.58
2018-07-25 13F-HR IMS Capital Management 10,677 11,404 6.81 298 303 1.68
2018-07-26 13F-HR Moloney Securities Asset Management, LLC 25,511 26,761 4.90 703 712 1.28
2018-08-11 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 30,204 28,053 -7.12 833 746 -10.44
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 0 1,207,900 0 32,118
2018-10-17 13F-HR BB&T CORP 19,498 18,302 -6.13 518 505 -2.51
2017-08-07 13F-HR Geneva Advisors, LLC 126,480 122,045 -3.51 3,001 3,011 0.33
2018-10-03 13F-HR Verde Servicos Internacionais S.A. 121,100 0 -100.00 3,220 0 -100.00
2018-08-14 13F-HR SIGNATUREFD, LLC 18,662 13,548 -27.40 515 360 -30.10
2018-07-27 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 10,580 10,655 0.71 292 283 -3.08
2018-08-10 13F-HR HSBC HOLDINGS PLC 721,645 522,551 -27.59 19,895 13,894 -30.16
2018-08-14 13F-HR BW Gestao de Investimentos Ltda. Put 1,820,000 0 -100.00 50,177 0 -100.00
2018-10-09 13F-HR Cx Institutional 160,293 0 -100.00 4,262 0 -100.00
2018-08-08 13F-HR OVERBROOK MANAGEMENT CORP 67,768 56,404 -16.77 1,868 1,500 -19.70
2018-10-12 13F-HR Tower View Investment Management & Research Llc 79 2
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 21,059,700 16,690,200 -20.75 580,616 443,793 -23.57
2018-07-26 13F-HR ADIRONDACK TRUST CO 7,060 6,995 -0.92 193 186 -3.63
2018-10-15 13F-HR Bartlett & Co. LLC 800 800 0.00 21 22 4.76
2018-07-11 13F-HR TRUST CO OF VERMONT 1,727 2,803 62.30 48 75 56.25
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 17,280 261 -98.49 469 7 -98.51
2018-10-11 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 22,087 19,589 -11.31 587 540 -8.01
2018-08-09 13F-HR CHEMICAL BANK 186,882 182,464 -2.36 5,152 4,851 -5.84
2018-08-09 13F-HR FundX Investment Group, LLC 8,895 0 -100.00 245 0 -100.00
2018-08-06 13F-HR Mcilrath & Eck, Llc 6,030 4,135 -31.43 166 110 -33.73
2018-08-03 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 72,822 72,995 0.24 2,008 1,941 -3.34
2018-08-02 13F-HR Windsor Capital Management, LLC 31,695 33,156 4.61 873 881 0.92
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 184,278 0 4,899
2018-08-07 13F-HR Johnson Financial Group, Inc. 504 506 0.40 14 13 -7.14
2017-08-18 13F-HR WFG Advisors, LP 26,481 28,328 6.97 628 699 11.31
2018-08-13 13F-HR HAP Trading, LLC Call 307,800 281,100 -8.67 452 188 -58.41
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 16,205 431
2018-08-02 13F-HR Segantii Capital Management Ltd 0 325,000 0 8,642
2018-08-16 13F-HR Titus Wealth Management 10,436 11,490 10.10 333,000 305 -99.91
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 22,941 12,446 -45.75 632 331 -47.63
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 1,010,100 0 27,848
2018-07-26 13F-HR Sterling Investment Advisors, Ltd. 1,075 1,075 0.00 30 28 -6.67
2018-07-26 13F-HR Puplava Financial Services, Inc. 16,501 0 -100.00 455 0 -100.00
2018-10-03 13F-HR Watermark Asset Management, Inc. 2,466 2,466 0.00 66 68 3.03
2018-08-14 13F-HR Glacier Peak Capital LLC 12,638 13,959 10.45 348 371 6.61
2018-10-10 13F-HR SWARTHMORE GROUP INC 611,100 606,900 -0.69 16,249 16,738 3.01
2018-10-17 13F-HR DAVIS R M INC 0 9,973 0 275
2018-08-06 13F-HR CAMBRIDGE TRUST CO 7,390 0 -100.00 204 0 -100.00
2017-07-17 13F-HR Wela Strategies, Inc. 79,770 1,968
2018-08-15 13F-HR Bruderman Asset Management, LLC 2,340 2,340 0.00 65 62 -4.62
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 2,064 2,064 0.00 57 55 -3.51
2018-08-14 13F-HR Baker Avenue Asset Management, LP 377,950 377,672 -0.07 10,420 10,042 -3.63
2018-08-07 13F-HR Essex Financial Services, Inc. 37,096 17,252 -53.49 1,023 459 -55.13
2018-08-14 13F-HR MORGAN STANLEY 45,169,448 49,826,675 10.31 1,245,322 1,324,891 6.39
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 40,326 40,080 -0.61 1,072 1,105 3.08
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC 17,400 17,403 0.02 480 463 -3.54
2018-08-09 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 36,154 34,029 -5.88 996,766 905 -99.91
2017-04-14 13F-HR Integrated Wealth Management 8,981 8,838 -1.59 209 210 0.48
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 2,080,213 1,832,553 -11.91 57,351 48,728 -15.04
2018-08-13 13F-HR Simmons Bank 77,267 76,943 -0.42 2,131 2,046 -3.99
2018-07-24 13F-HR Janney Montgomery Scott LLC 555,498 542,616 -2.32 15,315 14,428 -5.79
2018-08-15 13F-HR Focused Wealth Management, Inc 104,321 71,860 -31.12 2,876 1,911 -33.55
2018-10-18 13F-HR Westbourne Investment Advisors, Inc. 5,092 140
2018-07-27 13F-HR PINNACLE FINANCIAL PARTNERS INC 24,415 24,182 -0.95 673 643 -4.46
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 11,155,000 15,439,400 38.41 307,543 410,534 33.49
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 31,352 13,928 -55.58 834 386 -53.72
2018-08-13 13F-HR Verger Capital Management LLC 217,393 217,393 0.00 5,994 5,781 -3.55
2018-08-09 13F-HR BlackRock Inc. Call 4,100,000 7,020,900 71.24 113,037 186,686 65.15
2018-07-31 13F-HR EXENCIAL WEALTH ADVISORS, LLC 37,787 37,703 -0.22 1,042 1,003 -3.74
2018-08-27 13F-HR HM PAYSON & CO 17,185 15,585 -9.31 474 415 -12.45
2018-07-26 13F-HR/A SAWGRASS ASSET MANAGEMENT LLC 45,850 46,315 1.01 1,264 1,232 -2.53
2018-08-09 13F-HR BlackRock Inc. Put 0 261,000 0 6,940
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 913,776 829,200 -9.26 25,193 22,048 -12.48
2018-08-09 13F-HR Parker Investment Management, LLC 9,006 9,006 0.00 248 239 -3.63
2018-10-10 13F-HR CHICAGO TRUST Co NA 9,239 9,520 3.04 246 263 6.91
2018-08-06 13F-HR FIRST BUSINESS FINANCIAL SERVICES, INC. 800,753 824,957 3.02 22,077 21,936 -0.64
2018-10-12 13F-HR COURIER CAPITAL CORP 15,155 15,155 0.00 403 418 3.72
2018-08-08 13F-HR Roble, Belko & Company, Inc 105 105 0.00 3 3 0.00
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,512,741 3,554,187 1.18 96,846 94,506 -2.42
2018-08-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 75,867 76,615 0.99 2,092 2,038 -2.58
2018-08-06 13F-HR NTV ASSET MANAGEMENT LLC 130,048 131,548 1.15 3,585 3,498 -2.43
2018-08-02 13F-HR Jackson, Grant Investment Advisers, Inc. 63,339 63,547 0.33 1,746 1,690 -3.21
2018-08-13 13F-HR SCOTIA CAPITAL INC. 149,265 149,571 0.21 4,115 4,103 -0.29
2018-08-10 13F-HR CAMDEN NATIONAL BANK 246,330 6,550
2018-08-14 13F-HR Moore Capital Management, LP Call 0 9,070,900 0 241,195
2018-07-24 13F-HR MOODY LYNN & LIEBERSON, INC. 21,308 21,308 0.00 587 567 -3.41
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. Put 0 37,000 0 44
2018-08-14 13F-HR SUNTRUST BANKS INC 1,883,774 1,944,534 3.23 51,934 51,703 -0.44
2018-08-13 13F-HR HAP Trading, LLC Put 300,000 226,000 -24.67 273 110 -59.71
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 383,689 401,582 4.66 10,578 10,678 0.95
2018-08-14 13F-HR CSS LLC/IL Put 265,000 485,000 83.02 7,306 12,897 76.53
2018-08-14 13F-HR Point72 Asset Management, L.P. Put 75,000 50,000 -33.33 2,068 1,330 -35.69
2018-08-14 13F-HR Paloma Partners Management Co Call 0 225,600 0 5,999
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. Put 47,000 1,093
2018-08-08 13F-HR CIBC World Markets Inc. 440,644 781,676 77.39 12,149 20,785 71.08
2018-07-20 13F-HR Capital Advisors, Ltd. LLC 32,974 33,225 0.76 909 883 -2.86
2018-07-19 13F-HR Money Matters Financial Group Inc 739,959 712,080 -3.77 20,401 18,934 -7.19
2018-08-13 13F-HR Flinton Capital Management LLC 0 1,960 0 52
2017-07-27 13F-HR Spot Trading L.l.c. 170,000 4,194
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 7,532 0 -100.00 208 0 -100.00
2018-08-13 13F-HR Hilton Capital Management, LLC 270 752 7 -99.07
2018-08-09 13F-HR Tortoise Investment Management, LLC 394 394 0.00 11 10 -9.09
2018-07-11 13F-HR LUCAS CAPITAL MANAGEMENT 36,835 39,585 7.47 1,006 2,053 104.08
2018-08-10 13F-HR Ahrens Investment Partners Llc 8,769 233
2017-01-23 13F-HR KANALY TRUST CO 1,523 1,523 0.00 29 35 20.69
2018-10-15 13F-HR FIRST MANHATTAN CO 803 553 -31.13 21 15 -28.57
2018-08-02 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 3,194 3,194 0.00 88 85 -3.41
2018-08-13 13F-HR MAVEN SECURITIES Ltd 11,800 319
2018-08-10 13F-HR Risk Paradigm Group, LLC 3,065 2,762 -9.89 84,502 73,442 -13.09
2018-10-17 13F-HR ROTHSCHILD INVESTMENT CORP /IL 119,314 116,819 -2.09 3,173 3,222 1.54
2018-08-13 13F-HR COMERICA SECURITIES INC 29,984 32,938 9.85 827 876 5.93
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 672,434 667,124 -0.79 18,539 17,739 -4.32
2018-07-27 13F-HR Ironwood Financial, llc 5,279 5,279 0.00 146 140 -4.11
2018-08-02 13F-HR Turim 21 Investimentos Ltda. 1,617,669 1,599,644 -1.11 44,599 42,535 -4.63
2018-10-04 13F-HR Wealth Architects, LLC 9,585 9,585 0.00 255 264 3.53
2018-10-09 13F-HR Carlton Hofferkamp & Jenks Wealth Management, LLC 43,351 43,651 0.69 1,157 1,203 3.98
2018-08-14 13F-HR LPL Financial LLC 9,336,969 8,514,405 -8.81 257,420 226,398 -12.05
2018-08-07 13F-HR IFP Advisors, Inc 399,651 384,937 -3.68 11,018 10,235 -7.11
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 12,767,700 14,218,500 11.36 352,005 378,070 7.40
2018-07-24 13F-HR CAPE ANN SAVINGS BANK 36,094 34,419 -4.64 1,008 947 -6.05
2018-08-08 13F-HR Financial Advocates Investment Management 56,544 64,475 14.03 1,559 1,721 10.39
2018-07-27 13F-HR Financial Engines Advisors L.L.C. 625 315 -49.60 17 8 -52.94
2018-10-17 13F-HR Global Retirement Partners, Llc 39,713 35,712 -10.07 1,056 985 -6.72
2018-08-07 13F-HR Swan Global Investments, LLC 12,203,679 11,871,149 -2.72 331,940 315,652 -4.91
2018-08-13 13F-HR Sws Partners 269 0 -100.00 7 0 -100.00
2018-08-06 13F-HR BRIGHTON JONES LLC 28,095 31,973 13.80 775 850 9.68
2018-10-10 13F-HR ARROW FINANCIAL CORP 49,239 49,295 0.11 1,310 1,360 3.82
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 1,366,266 2,066,195 51.23 36,330 56,986 56.86
2018-08-07 13F-HR Crewe Advisors Llc 952 727 -23.63 26 19 -26.92
2018-08-10 13F-HR Mosaic Family Wealth, LLC 1,555 1,555 0.00 43 41 -4.65
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 1,420,000 3,100,000 118.31 39,082 82,429 110.91
2018-08-14 13F-HR Evercore Wealth Management, LLC 33,843 34,075 0.69 933 906 -2.89
2018-08-14 13F-HR Coyle Financial Counsel, Inc. 1,377 0 -100.00 102 0 -100.00
2018-08-14 13F-HR Cetera Investment Advisers 90,526 93,782 3.60 2,499 2,497 -0.08
2018-10-09 13F-HR ATRIA INVESTMENTS LLC 94,474 108,045 14.36 2,512 2,980 18.63
2018-08-08 13F-HR CARRET ASSET MANAGEMENT, LLC 10,372 10,772 3.86 286 286 0.00
2018-08-10 13F-HR EATON VANCE MANAGEMENT 53,451 53,096 -0.66 1,474 1,412 -4.21
2018-08-14 13F-HR UBS OCONNOR LLC 2,188,359 1,300,000 -40.59 60,333,000 34,567,000 -42.71
2018-10-11 13F-HR Elmwood Wealth Management, Inc. 211 211 0.00 5,612 5,823 3.76
2018-10-10 13F-HR Gyroscope Capital Management Group, LLC 70,315 62,310 -11.38 1,870 1,745 -6.68
2018-07-17 13F-HR Alethea Capital Management, LLC Call 93,000 0 -100.00 83 0 -100.00
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 504 504 0.00 14 13 -7.14
2018-08-14 13F-HR Northstar Wealth Partners LLC 43,151 24,592 -43.01 1,189 653 -45.08
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 25,100 138,600 452.19 692 3,685 432.51
2018-08-10 13F-HR BROWN ADVISORY INC 99,434 101,156 1.73 2,741 2,690 -1.86
2018-07-30 13F-HR Trustcore Financial Services, Llc 9,207 8,835 -4.04 254 235 -7.48
2018-08-14 13F-HR Schafer Cullen Capital Management Inc 0 9,512 0 253
2018-08-13 13F-HR Icon Wealth Partners, Llc 1,050 28
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 374,761 90,266 -75.91 10,332 2,400 -76.77
2018-08-02 13F-HR BBVA COMPASS BANCSHARES, INC 75,887 71,249 -6.11 2,093 1,895 -9.46
2018-08-03 13F-HR Cavalier Investments 686,813 681,868 -0.72 18,949 18,110 -4.43
2018-08-02 13F-HR BOYS ARNOLD & CO INC 257,153 256,731 -0.16 7,169 6,826 -4.78
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 735,200 1,773,200 141.19 20,269 47,149 132.62
2018-08-13 13F-HR Vantage Investment Advisors, LLC 6,216 8,040 29.34 171 214 25.15
2018-08-15 13F-HR Cozad Asset Management Inc 7,883 210
2018-08-13 13F-HR Patten Group, Inc. 18,941 19,138 1.04 522 509 -2.49
2018-08-09 13F-HR SUN LIFE FINANCIAL INC 11,043 306,047 2,671.41 400,549 8,138 -97.97
2018-08-10 13F-HR WOODMONT INVESTMENT COUNSEL LLC 66,027 60,627 -8.18 1,820 1,612 -11.43
2018-10-05 13F-HR LYNCH & ASSOCIATES/IN 14,952 14,852 -0.67 398 410 3.02
2017-02-10 13F-HR BlackRock Investment Management, LLC 1,957 1,568 -19.88 38 36 -5.26
2018-02-12 13F-HR Hutchin Hill Capital, LP Call 200,000 0 -100.00 5,172 0 -100.00
2018-08-10 13F-HR ING GROEP NV 0 14,000 0 372
2018-08-14 13F-HR STA Wealth Management, LLC 485,454 463,171 -4.59 13,384 12,315 -7.99
2018-09-18 13F-HR/A NORTHERN TRUST CORP 2,445,467 2,415,795 -1.21 67,421 64,236 -4.72
2018-10-10 13F-HR Bach Investment Advisors Ltd Call 15,000 10,000 -33.33 399 276 -30.83
2018-08-14 13F-HR Clearbridge Investments, LLC 500 500 0.00 14 13 -7.14
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 42,369 37,069 -12.51 1,168 986 -15.58
2018-08-14 13F-HR FIRST WILSHIRE SECURITIES MANAGEMENT INC 13,225 13,225 0.00 365 352 -3.56
2018-08-10 13F-HR Massey, Quick & Co., LLC 1,177 1,423 20.90 32 37 15.63
2018-08-15 13F-HR High Falls Advisors, Inc 35,521 15,313 -56.89 979 407 -58.43
2018-07-20 13F-HR Creative Planning 209,356 235,852 12.66 5,772 6,271 8.65
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 21,954,429 18,693,522 -14.85 605,283 497,060 -17.88
2018-07-31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 1,084 1,084 0.00 30 29 -3.33
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA Call 30,000 0 -100.00 737 0 -100.00
2018-07-24 13F-HR BANK HAPOALIM BM 573,383 546,598 -4.67 15,808 14,534 -8.06
2018-08-09 13F-HR HEADINVEST, LLC 28,338 28,338 0.00 781 754 -3.46
2018-07-30 13F-HR Viridian Ria, Llc 443,678 319,432 -28.00 12,229 8,493,697 69,355.37
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 850,000 570,000 -32.94 23,435 15,156 -35.33
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 1,066 1,066 0.00 29 28 -3.45
2017-01-23 13F-HR CenterStar Fund, LLC 128
2018-10-09 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 862 2,212 156.61 23 61 165.22
2018-08-13 13F-HR BlueMountain Capital Management, LLC Call 1,300,000 2,450,000 88.46 35,841 65,146 81.76
2018-08-07 13F-HR United Asset Strategies, Inc. 381,983 444,561 16.38 10,531 11,821 12.25
2018-08-13 13F-HR Gruss Capital Management LP Put 500,000 0 -100.00 13,785 0 -100.00
2018-08-10 13F-HR Ttp Investments, Inc. 119,727 287,074 139.77 3,301 7,633 131.23
2018-07-26 13F-HR KLINGENSTEIN FIELDS & CO LLC 17,822 17,882 0.34 491 475 -3.26
2018-08-13 13F-HR FFCM LLC 88 540 513.64 2 14 600.00
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 1,942 1,592 -18.02 54 42 -22.22
2018-08-02 13F-HR Emerald Investment Partners, Llc 119,113 25,234 -78.82 3,284 671 -79.57
2018-08-08 13F-HR Formidable Asset Management, LLC 14,038 14,103 0.46 387 375 -3.10
2018-10-11 13F-HR Lfa - Lugano Financial Advisors Sa 91,763 100,651 9.69 2,420 2,775 14.67
2018-10-17 13F-HR Berkshire Money Management, Inc. 97,342 0 -100.00 2,596 0 -100.00
2018-08-14 13F-HR HOPLITE CAPITAL MANAGEMENT, L.P. Call 2,010,300 53,454
2018-08-06 13F-HR Navellier & Associates Inc 116,425 113,547 -2.47 3,210 3,019 -5.95
2018-08-14 13F-HR CAXTON ASSOCIATES LP 690,000 0 -100.00 19,023 0 -100.00
2018-10-05 13F-HR BURNS J W & CO INC/NY 201,422 202,826 0.70 5,356 5,594 4.44
2018-08-07 13F-HR Madden Advisory Services, Inc. 74,517 74,340 -0.24 2,054 1,976 -3.80
2017-05-01 13F-HR Spot Trading L.L.C Put 53,000 1,258
2018-10-12 13F-HR PITTENGER & ANDERSON INC 5,495 5,770 5.00 146 159 8.90
2018-08-10 13F-HR Cutler Group LP 73,570 298,840 306.20 2,028 7,946 291.81
2018-08-10 13F-HR CITIGROUP INC Put 9,341,400 11,547,800 23.62 257,352 307,056 19.31
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 2,008,498 2,010,264 0.09 55,374 53,453 -3.47
2018-10-18 13F-HR BFSG, LLC 10,611 10,611 0.00 282 293 3.90
2018-08-16 13F-HR Carnegie Capital Asset Management, LLC 171,480 179,577 4.72 4,846 5,020 3.59
2018-10-15 13F-HR Estate Counselors, LLC 742,870 574,550 -22.66 19,753 15,846 -19.78
2018-08-14 13F-HR SevenBridge Financial Group, LLC 2,292 2,292 0.00 63 61 -3.17
2018-08-14 13F-HR Circle Wealth Management, LLC 422,551 444,833 5.27 11,650 11,828 1.53
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 268,500 6,763 -97.48 7,402,545 17,982,817 142.93
2018-07-13 13F-HR Stillwater Capital Advisors, LLC 18,008 479
2018-04-05 13F-HR WHALEROCK POINT PARTNERS, LLC 25,691 27,829 8.32 717 767 6.97
2018-10-12 13F-HR Bellecapital International Ltd. 85,392 81,222 -4.88 2,271 2,240 -1.37
2018-08-08 13F-HR 10-15 ASSOCIATES, INC. 80,678 98,204 21.72 2,224 2,611 17.40
2018-08-14 13F-HR Apriem Advisors 19,389 79,439 309.71 535 2,112 294.77
2018-07-25 13F-HR Sage Advisory Services, Ltd.Co. 731,589 709,200 -3.06 20,170 18,836 -6.61
2018-10-15 13F-HR Capital Investment Advisors, LLC 1,925,350 1,959,121 1.75 51,163 54,106 5.75
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 3,378,000 11,948,300 253.71 93,131 317,706 241.14
2018-08-08 13F-HR Lloyds Banking Group plc 1,151 1,151 0.00 31 30 -3.23
2018-08-07 13F-HR PhaseCapital LP 199,406 15,982 -91.99 5,498 425 -92.27
2018-10-10 13F-HR Iberiabank Corp 35,654 44,928 26.01 948 1,239 30.70
2018-08-14 13F-HR Bluefin Trading, LLC 0 193,000 0 5,132
2018-02-14 13F-HR Spruce Private Investors, LLC 11,811 11,271 -4.57 305 315 3.28
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 545 15
2018-10-19 13F-HR Polaris Wealth Advisers, LLC 519,865 503,272 -3.19 14,333 13,880 -3.16
2018-08-03 13F-HR Global Financial Private Capital, LLC 642,366 324,781 -49.44 17,710 8,636 -51.24
2018-08-03 13F-HR SEI INVESTMENTS CO 55,852 53,827 -3.63 1,540 1,431 -7.08
2018-08-14 13F-HR Virtue Capital Management, Llc 17,027 22,825 34.05 474 607 28.06
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 262,403 16,116 -93.86 7,234 429 -94.07
2018-10-04 13F-HR CENTRAL TRUST Co 120,343 124,633 3.56 3,200 3,437 7.41
2017-02-28 13F-HR HIGH POINT BANK & TRUST CO 2,368 2,368 0.00 46 55 19.57
2018-10-10 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 49,014 48,889 -0.26 1,303 1,348 3.45
2018-08-14 13F-HR WHITE PINE CAPITAL LLC 10,900 11,035 1.24 301 293 -2.66
2018-07-17 13F-HR Signature Wealth Management Group 800 800 0.00 22 21 -4.55
2018-08-03 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 108,347 106,122 -2.05 2,987 2,822 -5.52
2018-08-14 13F-HR Goelzer Investment Management, Inc. 24,797 22,496 -9.28 684 598 -12.57
2018-10-16 13F-HR EASTERN BANK 739,135 740,843 0.23 19,654 20,433 3.96
2018-08-10 13F-HR Callan Capital, LLC 217,451 209,984 -3.43 5,995 5,583 -6.87
2018-04-18 13F-HR/A FNY Managed Accounts LLC Call 20 0 -100.00 0 0
2018-08-03 13F-HR Seacrest Wealth Management, Llc 20,464 21,339 4.28 564 567 0.53
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 337,891 319,919 -5.32 9,316 8,507 -8.68
2018-10-18 13F-HR/A Quad-cities Investment Group, Llc 231 634 174.46 6 18 200.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 5,837,800 3,983,700 -31.76 4,949 1,779 -64.05
2018-08-13 13F-HR Gruss Capital Management LP Call 1,535,000 0 -100.00 42,320 0 -100.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 1,060,000 0 28,185
2018-08-10 13F-HR Trellis Advisors, Llc 15,274 406
2018-08-13 13F-HR Aureus Asset Management, LLC 35,916 35,921 0.01 990 955 -3.54
2018-07-20 13F-HR CMH Wealth Management LLC 80,043 78,293 -2.19 2,158 2,092 -3.06
2018-07-31 13F-HR WAGNER BOWMAN MANAGEMENT CORP 186,764 196,474 5.20 5,149 5,224 1.46
2018-10-16 13F-HR BAINCO INTERNATIONAL INVESTORS 71,654 71,179 -0.66 1,905 1,963 3.04
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 138,941 258,236 85.86 3,831 6,866 79.22
2018-08-14 13F-HR QCM Cayman, Ltd. 11,755 0 -100.00 324 0 -100.00
2018-08-14 13F-HR SANDLER CAPITAL MANAGEMENT Put 609,000 16,193
2018-08-14 13F-HR Moors & Cabot, Inc. 33,708 40,775 20.97 929 1,085 16.79
2018-08-07 13F-HR Twin Tree Management, LP Put 121,100 579,600 378.61 3,339 15,412 361.58
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 950,000 1,949,500 105.21 26,192 51,837 97.91
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 735,900 735,900 0.00 20,289 20,289 0.00
2018-08-15 13F-HR PVG ASSET MANAGEMENT CORP 94,157 2,503
2018-08-13 13F-HR Pflug Koory, Llc 491 493 0.41 14 13 -7.14
2018-08-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. Call 900,000 23,931
2018-08-09 13F-HR PICTET BANK & TRUST Ltd 189,441 189,441 0.00 5,223 5,037 -3.56
2018-05-15 13F-HR Vista Private Wealth Partners. Llc 76,135 70,910 -6.86 2,200 2,005 -8.86
2018-04-18 13F-HR Integral Derivatives, LLC Call 95,700 19,000 -80.15 2,671 524 -80.38
2018-08-03 13F-HR Carnick & Kubik Group, LLC 305,216 336,223 10.16 8,415 8,940 6.24
2018-08-20 13F-HR ORLEANS CAPITAL MANAGEMENT CORP/LA 17,550 16,750 -4.56 484 445 -8.06
2018-08-09 13F-HR GAM Holding AG 5,000 10,600 112.00 138 282 104.35
2018-08-13 13F-HR Glen Harbor Capital Management LLC 0 1,120 0 30
2018-10-03 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 331,705 278,361 -16.08 8,820 7,677 -12.96
2018-08-13 13F-HR Arcus Capital Partners, LLC 49,905 60,997 22.23 1,376 1,622 17.88
2018-08-10 13F-HR Cutler Group LP Call 453,500 125,300 -72.37 209 64 -69.38
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 75,100 91,500 21.84 2,071 2,433 17.48
2018-05-11 13F-HR HSBC HOLDINGS PLC 3,826,010 721,645 -81.14 106,783 19,895 -81.37
2018-08-13 13F-HR Dorsey & Whitney Trust CO LLC 11,986 40,230 235.64 331 1,070 223.26
2018-08-09 13F-HR/A MALTESE CAPITAL MANAGEMENT LLC 1,000,000 26,590
2018-08-15 13F-HR Vista Investment Management 9,858 10,658 8.12 272 283 4.04
2018-08-10 13F-HR TIVERTON ASSET MANAGEMENT LLC 0 10,690 0 284
2018-08-08 13F-HR Accuvest Global Advisors 9,167 0 -100.00 253 0 -100.00
2018-08-06 13F-HR Belpointe Asset Management Llc 38,368 44,394 15.71 1,058 1,180 11.53
2018-05-08 13F-HR Willingdon Wealth Management 225,143 236,979 5.26 6,284 6,534 3.98
2017-07-27 13F-HR Spot Trading L.l.c. Call 8,300 205
2018-07-18 13F-HR AMG National Trust Bank 51,048 51,048 0.00 1,407 1,357 -3.55
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 450 450 0.00 12 13 8.33
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 1,962,173 2,080,620 6.04 54,097 55,324 2.27
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 41,020 41,025 0.01 1,131 1,091 -3.54
2018-07-27 13F-HR CULLEN/FROST BANKERS, INC. 51,718 52,093 0.73 1,426 1,385 -2.88
2018-07-23 13F-HR Hirtle Callaghan & Co LLC 32,440 32,440 0.00 894 863 -3.47
2018-07-26 13F-HR WP Advisors, LLC 95,661 96,227 0.59 2,637 2,559 -2.96
2017-05-10 13F-HR Concert Wealth Management Inc. Call 400 400 0.00 0 0
2018-07-25 13F-HR BESSEMER GROUP INC 2,486,496 2,486,862 0.01 68,553 66,126 -3.54
2018-08-08 13F-HR Doyle Wealth Management 13,598 362
2018-08-14 13F-HR Kazazian Asset Management, LLC 40,000 1,064
2018-10-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 9,164 12,364 34.92 244 341 39.75
2018-08-14 13F-HR Cetera Advisor Networks LLC 285,478 243,280 -14.78 7,887 6,469 -17.98
2018-08-13 13F-HR RMB Capital Management, LLC Put 1,423,500 1,638,000 15.07 39,247 43,554 10.97
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 79,449 89,912 13.17 2,190 2,391 9.18
2018-08-14 13F-HR UBS Group AG 25,763,759 24,460,083 -5.06 710,307 650,394 -8.43
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 1,375,741 983,041 -28.54 37,929 26,139 -31.08
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 461,144 975,104 111.45 12,714 25,928 103.93
2018-10-04 13F-HR STRATEGIC WEALTH MANAGEMENT INC /ADV 134,784 134,784 0.00 3,584 3,717 3.71
2018-10-17 13F-HR HOWARD CAPITAL MANAGEMENT 212,267 215,298 1.43 5,644 5,938 5.21
2018-08-07 13F-HR GREENLEAF TRUST 14,781 14,781 0.00 408 393 -3.68
2018-08-14 13F-HR HighTower Advisors, LLC Put 5,000 0 -100.00 2 0 -100.00
2018-08-08 13F-HR Motco 2,301 2,186 -5.00 63 58 -7.94
2018-08-09 13F-HR Delek Group, Ltd. 43,692 49,653 13.64 1,206 1,320 9.45
2018-10-19 13F-HR Cornerstone Wealth Management, LLC 2,616,440 2,219,848 -15.16 97,921 84,565 -13.64
2018-08-09 13F-HR Charles Schwab Investment Advisory, Inc. 0 3,694,033 0 98,226
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 5,389 6,179 14.66 149 164 10.07
2018-08-13 13F-HR CIBC WORLD MARKETS CORP 32,420 721,839 2,126.52 894 19,194 2,046.98
2018-04-18 13F-HR/A FNY Partners Fund LP 471 12
2018-08-09 13F-HR Abbot Financial Management, Inc. 70,450 70,450 0.00 1,942 1,873 -3.55
2018-10-09 13F-HR NWAM LLC 13,595 13,345 -1.84 361 368 1.94
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 171,130 253,095 47.90 4,717 6,729 42.65
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 2,097,375 2,056,783 -1.94 57,824 54,690 -5.42
2018-08-13 13F-HR HAP Trading, LLC 0 225,461 0 5,995
2018-08-18 13F-HR Laurel Wealth Advisors, Inc. 10,101 10,052 -0.49 278 267 -3.96
2017-08-08 13F-HR DAVIDSON & GARRARD INC 17,084 18,484 8.19 405 456 12.59
2018-08-08 13F-HR STATE TREASURER STATE OF MICHIGAN 2,267,600 1,990,600 -12.22 62,518 52,930 -15.34
2018-08-09 13F-HR Premia Global Advisors, Llc 51,309 800 -98.44 523 21,259 3,964.82
2018-08-13 13F-HR Kepos Capital LP 1,241,325 956,478 -22.95 34,223 25,433 -25.68
2018-08-02 13F-HR Atlantic Trust Group, LLC 219,490 211,483 -3.65 6,051 5,623 -7.07
2018-08-14 13F-HR Ruggie Capital Group 110,181 108,602 -1.43 3,038 2,888 -4.94
2018-08-14 13F-HR STIFEL FINANCIAL CORP 1,150,926 1,083,110 -5.89 31,754 28,826 -9.22
2018-07-31 13F-HR Astor Investment Management LLC 551,677 730,160 32.35 15,210 19,415 27.65
2018-08-07 13F-HR Ken Stern & Associates, Inc. 151,741 147,807 -2.59 4,183 3,930 -6.05
2018-07-31 13F-HR Front Row Advisors Llc 705 705 0.00 19 20 5.26
2018-08-13 13F-HR Nokota Management, LP Call 1,000,000 11,925,000 1,092.50 27,570 317,086 1,050.11
2018-08-03 13F-HR WEDBUSH SECURITIES INC 35,371 46,923 32.66 975 1,248 28.00
2018-08-14 13F-HR Point72 Asset Management, L.P. 115,000 35,007 -69.56 3,171 931 -70.64
2018-08-13 13F-HR ATHENA CAPITAL ADVISORS LLC 51,085 50,680 -0.79 1,408 1,348 -4.26
2018-07-27 13F-HR SECURITY NATIONAL TRUST CO 20 20 0.00 1 1 0.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 886,183 4,358,989 391.88 24,432 115,906 374.40
2018-08-01 13F-HR Khp Capital, Llc 155,780 164,558 5.63 4,295,000 4,376,000 1.89
2018-08-09 13F-HR Vantage Financial Partners Ltd., Inc. 406,726 413,526 1.67 11,213 10,996 -1.94
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 88,704 50,537 -43.03 2,445 1,344 -45.03
2018-08-03 13F-HR Gerber Kawasaki Wealth & Investment Management 118,027 219,339 85.84 3,254 5,860 80.09
2018-08-08 13F-HR/A MONTAG A & ASSOCIATES INC 322,927 284,751 -11.82 8,903 7,572 -14.95
2018-08-08 13F-HR Private Capital Group, Llc 10,009 7,818 -21.89 276 207 -25.00
2018-08-14 13F-HR Baldwin Investment Management, LLC 9,805 261
2018-08-09 13F-HR BANQUE PICTET & CIE SA 1,582,118 1,428,756 -9.69 43,619 37,991 -12.90
2018-08-13 13F-HR Marino, Stram & Associates Llc 45 45 0.00 1 1 0.00
2018-08-09 13F-HR United Bank 118,415 113,851 -3.85 3,265 3,027 -7.29
2018-05-11 13F-HR CITIGROUP INC 9,122,519 11,177,389 22.53 254,610 307,933 20.94
2018-04-30 13F-HR Oak Point Wealth Management 201 45,640 22,606.47 6 1,229 20,383.33
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 1,419,297 1,058,331 -25.43 39,130 28,141 -28.08
2018-08-14 13F-HR Keystone Financial Group 9,729 0 -100.00 262 0 -100.00
2018-07-31 13F-HR Main Management LLC 1,536,603 1,540,321 0.24 42,364 40,957 -3.32
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 220,000 638,800 190.36 6,065 16,986 180.07
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 600 7
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 11,144 20,010 79.56 307 532 73.29
2018-10-10 13F-HR Legacy Private Trust Co. 13,540 13,995 3.36 360 386 7.22
2018-07-27 13F-HR Allen Capital Group, Llc 8,842 8,474 -4.16 244 225 -7.79
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 21,930 21,461 -2.14 520 529 1.73
2017-02-14 13F-HR/A Rail-Splitter Capital Management, LLC 80,700 1,876
2018-08-08 13F-HR Hanson McClain, Inc. 335 185 -44.78 9 5 -44.44
2018-10-11 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 1,430 1,431 0.07 38 39 2.63
2018-08-14 13F-HR ROYAL BANK OF CANADA 7,242,786 5,297,132 -26.86 199,685 140,851 -29.46
2018-08-13 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 9,459 0 -100.00 261 0 -100.00
2018-07-17 13F-HR Segment Wealth Management, LLC 141,018 143,500 1.76 3,888 3,816 -1.85
2018-08-14 13F-HR Thiel Macro LLC Call 4,020,000 0 -100.00 110,831 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC 9,754,635 10,043,508 2.96 268,936 267,057 -0.70
2017-08-14 13F-HR Alpine Group Usvi, Llc 255,291 6,298
2018-08-10 13F-HR AGF INVESTMENTS INC. 917,936 1,796,904 95.75 25,307 47,780 88.80
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 1,038,085 963,085 -7.22 28,620 25,608 -10.52
2018-08-13 13F-HR Columbus Hill Capital Management, L.P. Call 0 1,400,000 0 37,226
2018-08-02 13F-HR Ifg Advisory, Llc 143,281 153,546 7.16 3,950 4,082 3.34
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 4,439,200 4,564,400 2.82 122,389 121,367 -0.84
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 13,701,300 15,599,300 13.85 377,745 414,785 9.81
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 9,237,081 4,104,885 -55.56 254,667 109,148 -57.14
2018-08-10 13F-HR COUNTRY TRUST BANK 700 700 0.00 19 19 0.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 1,787,844 2,552,268 42.76 49,291 67,865 37.68
2018-07-26 13F-HR W. E. Donoghue & Co., Llc 477,519 0 -100.00 13,165 0 -100.00
2018-08-10 13F-HR TIFF ADVISORY SERVICES INC 686,740 647,000 -5.79 18,934 17,204 -9.14
2018-08-07 13F-HR Clear Perspective Advisors, LLC 9,776 10,153 3.86 270 270 0.00
2018-08-15 13F-HR/A Signature Financial Management, Inc. 1,087,358 1,203,562 10.69 29,978 32,003 6.75
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 12,400 0 -100.00 342 0 -100.00
2018-08-14 13F-HR Altavista Wealth Management, Inc. 42,779 42,934 0.36 1,179 1,142 -3.14
2018-08-03 13F-HR CYPRESS CAPITAL MANAGEMENT LLC 32,275 32,379 0.32 890 861 -3.26
2018-08-06 13F-HR Partnervest Advisory Services LLC 103,947 109,374 5.22 2,866 2,909 1.50
2018-08-14 13F-HR FIRST FOUNDATION ADVISORS 10,400 277
2018-10-09 13F-HR Kovack Advisors, Inc. 39,213 40,614 3.57 1,043 1,120 7.38
2018-07-26 13F-HR Advisornet Financial, Inc 85,900 64,938 -24.40 2,368 1,727 -27.07
2018-08-14 13F-HR CLS Investments, LLC 371,828 214,715 -42.25 10,251 5,709 -44.31
2018-10-11 13F-HR Gradient Investments LLC 3,087 5,227 69.32 82 144 75.61
2018-08-02 13F-HR Fulton Breakefield Broenniman LLC 23,739 22,620 -4.71 654 601 -8.10
2018-08-14 13F-HR Kynikos Associates LP 0 24,965 0 664
2018-07-30 13F-HR Spectrum Management Group, Inc. 389,785 389,802 0.00 10,746 10,365 -3.55
2018-10-12 13F-HR Eagle Capital Management, LLC 276,137 279,529 1.23 7,342 7,709 5.00
2018-07-25 13F-HR Transamerica Financial Advisors, Inc. 149,973 154,987 3.34 4,135 4,122 -0.31
2018-08-08 13F-HR Financial Enhancement Group LLC 181,017 185,318 2.38 4,991 4,928 -1.26
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 3,045,000 2,366,700 -22.28 83,951 62,931 -25.04
2018-08-08 13F-HR Madrona Financial Services, LLC 122,073 121,285 -0.65 3,366 3,225 -4.19
2018-07-31 13F-HR Taylor Hoffman Wealth Management 1,250 1,250 0.00 34 33 -2.94
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 2,856 0 -100.00 78 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co 14,501,966 12,761,547 -12.00 399,819 339,329 -15.13
2018-08-10 13F-HR Krasney Financial LLC 15,046 27,754 84.46 415 738 77.83
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 120,000 0 -100.00 3,308 0 -100.00
2018-10-16 13F-HR Hudock Capital Group, LLC 295 295 0.00 7 8 14.29
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 7,196,415 1,899,386 -73.61 198,405,162 50,504,674 -74.54
2018-08-13 13F-HR Parisi Gray Wealth Management 19,020 68,401 259.63 520 1,824 250.77
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 75,400 76,000 0.80 1,455 1,767 21.44
2018-08-01 13F-HR Psagot Investment House Ltd. 3,017,802 3,005,312 -0.41 83,201 79,912 -3.95
2018-08-07 13F-HR TD Capital Management LLC 502 502 0.00 14 13 -7.14
2018-08-08 13F-HR AT Bancorp 44,597 42,347 -5.05 1,230 1,125 -8.54
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 6,733,200 6,628,200 -1.56 185,635 176,244 -5.06
2017-04-17 13F-HR Pinnacle Bank 486 12
2018-10-12 13F-HR BUTENSKY & COHEN FINANCIAL SECURITY, INC 35,596 37,811 6.22 947 1,043 10.14
2018-08-02 13F-HR American Independence Financial Services LLC 400,907 0 -100.00 11,053 0 -100.00
2018-08-14 13F-HR Capula Management Ltd Call 2,283,300 1,333,300 -41.61 62,951 35,452 -43.68
2018-07-31 13F-HR REGENTATLANTIC CAPITAL LLC 21,530 0 -100.00 594 0 -100.00
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 3,232,163 7,732,193 139.23 89,110 205,599 130.72
2018-08-13 13F-HR Prisma Capital Partners Lp Call 200,000 200,000 0.00 5,514 5,318 -3.55
2018-08-13 13F-HR Pacific Center for Financial Services 1,540 1,540 0.00 42 41 -2.38
2018-08-14 13F-HR HCR Wealth Advisors 34,133 33,488 -1.89 941 893 -5.10
2018-08-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 909 686 -24.53 25 18 -28.00
2018-08-15 13F-HR/A B. Riley Financial, Inc. 31,194 15,362 -50.75 860 418 -51.40
2018-08-13 13F-HR WADE G W & INC 142,823 141,223 -1.12 3,938 3,755 -4.65
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,251 0 -100.00 34 0 -100.00
2018-08-13 13F-HR Renaissance Technologies LLC 408,400 11,260
2018-08-16 13F-HR Laffer Investments 5,104 5,104 0.00 140,717 135,715 -3.55
2018-08-10 13F-HR STEPHENS INC /AR/ 68,331 154,215 125.69 1,884 4,101 117.68
2018-08-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 44,959 0 1,195
2018-08-13 13F-HR TLP GROUP LLC 35,661 32,990 -7.49 983 877 -10.78
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 13,375 15,275 14.21 369 406 10.03
2018-08-09 13F-HR Paradigm Financial Advisors, LLC 284,704 117,362 -58.78 7,849 3,120 -60.25
2018-10-17 13F-HR Foothills Asset Management, Ltd. 84,260 83,450 -0.96 2,240 2,302 2.77
2018-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP Call 0 16,000 0 425
2018-08-01 13F-HR Ifrah Financial Services, Inc. 23,066 22,258 -3.50 636 592 -6.92
2018-10-10 13F-HR Endurance Wealth Management, Inc. 48,750 49,476 1.49 1,296 1,365 5.32
2018-08-06 13F-HR Stack Financial Management, Inc 8,155 8,155 0.00 225 217 -3.56
2018-10-15 13F-HR Riggs Asset Managment Co. Inc. 151 151 0.00 4 4 0.00
2018-08-10 13F-HR HBK Sorce Advisory LLC 40,377 46,972 16.33 1,113 1,249 12.22
2018-08-14 13F-HR Hilltop Holdings Inc. 0 23,034 0 612
2018-08-14 13F-HR Sage Capital Advisors,llc 18,043 0 -100.00 497 0 -100.00
2018-08-15 13F-HR Cypress Capital Group 11,588 14,338 23.73 319 381 19.44
2016-11-14 13F-HR Edmond de Rothschild (Europe) 6,650 6,650 0.00 152 128 -15.79
2018-07-20 13F-HR MCF Advisors LLC 22,518 22,600 0.36 621 601 -3.22
2018-07-17 13F-HR Edge Wealth Management LLC 5,423 5,423 0.00 150 144 -4.00
2018-07-30 13F-HR Armbruster Capital Management, Inc. 1,250 0 -100.00 34 0 -100.00
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 4,000 3,000 -25.00 110 80 -27.27
2018-10-05 13F-HR Gierl Augustine Investment Management Inc 51 30 -41.18 2 1 -50.00
2018-07-27 13F-HR Advisory Services Network, LLC 135,903 142,846 5.11 3,747 4,010 7.02
2017-02-14 13F-HR STEADFAST ADVISORS LP 141,658 0 -100.00 2,734 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 1,860,700 2,555,600 37.35 51,299 67,953 32.46
2018-07-24 13F-HR Marquette Asset Management Inc. 67,233 67,233 0.00 1,854 1,788 -3.56
2018-08-01 13F-HR Exchange Capital Management, Inc. 20,028 18,670 -6.78 552 496 -10.14
2018-07-23 13F-HR NAPLES GLOBAL ADVISORS, LLC 21,747 21,747 0.00 600 578 -3.67
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 14,833 13,049 -12.03 409 347 -15.16
2018-07-26 13F-HR LeJeune Puetz Investment Counsel LLC 6,225 6,225 0.00 172 166 -3.49
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ Call 0 2,990,000 0 79,504

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