Stock Institutional Ownership and Shareholders

SecurityXENT / Intersect ENT, Inc. (46071F103)
President and CEOEarnhardt Lisa D
Institutional Owners144
Institutional Shares27,162,508
Outstanding Shares29,269,000 (as of 2017-09-30)
Institutional Value$ 8,003,429,000 USD

Intersect ENT, Inc. (NASDAQ:XENT) has 144 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 27,162,508 shares. Largest shareholders include Wellington Management Group Llp, FMR LLC / Fidelity Management & Research, BlackRock Inc., Flynn James E, Jennison Associates Llc, Alliancebernstein L.p., Vanguard Group Inc, Deerfield Management Co, Federated Investors Inc /pa/, and Neuberger Berman Group LLC.



Intersect ENT, Inc. (NASDAQ:XENT) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 62,939 0 -100.00 1,079 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 309,062 212,939 -31.10 8,637 6,633 -23.20
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 29,945 0 -100.00 837 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 10 10 0.00 0 0
2017-11-14 13F-HR First Light Asset Management, LLC 273,645 170,197 -37.80 7,648 5,302 -30.67
2017-11-06 13F-HR CAM Group Holding A/S 147,998 146,726 -0.86 4,137 4,571 10.49
2017-11-09 13F-HR TFS CAPITAL LLC 11,657 0 -100.00 326 0 -100.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 78,367 2,371
2017-08-14 13F-HR WOLVERINE TRADING, LLC 10,019 0 -100.00 174 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 742,901 802,521 8.03 20,764 24,999 20.40
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 19,000 19,000 0.00 531 592 11.49
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 125,237 137,480 9.78 3,500 4,283 22.37
2017-11-14 13F-HR CREDIT SUISSE AG/ 13,969 28,141 101.45 391 878 124.55
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 16,112 17,415 8.09 450 542 20.44
2017-11-13 13F-HR Bellevue Group AG 100,000 41,000 -59.00 2,795 1,277 -54.31
2017-11-06 13F-HR SEI INVESTMENTS CO 2,941 3,422 16.35 82 106 29.27
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 139,377 127,636 -8.42 3,896 3,976 2.05
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 1,683 0 52
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 0 283,765 0 8,839
2017-11-14 13F-HR ROYAL BANK OF CANADA 18,026 17,012 -5.63 504 530 5.16
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 8,700 13,800 58.62 243 430 76.95
2017-11-17 13F-HR/A-1 PURA VIDA INVESTMENTS, LLC 197,498 200,000 1.27 5,520 6,230,000 112,762.32
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 1,208,251 1,208,152 -0.01 33,771 37,634 11.44
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 33,878 33,878 0.00 947 1,055 11.40
2017-11-14 13F-HR UBS Group AG 2,246 3,535 57.39 63 110 74.60
2017-10-18 13F-HR Mutual of America Capital Management LLC 104,540 89,740 -14.16 2,922 2,795 -4.35
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,644 0 -100.00 2,282 0 -100.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 931,505 1,305,007 40.10 26,036 40,651 56.13
2017-11-13 13F-HR DENVER INVESTMENT ADVISORS LLC 20,905 14,635 -29.99 584 456 -21.92
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 50,000 0 -100.00 1,398 0 -100.00
2017-11-13 13F-HR DEERFIELD MANAGEMENT CO 1,189,577 1,210,000 1.72 33,249 37,692 13.36
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 3,747 117
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 8,179 11,025 34.80 229 343 49.78
2017-11-14 13F-HR DEUTSCHE BANK AG\ 288,236 239,947 -16.75 8,055 7,472 -7.24
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 10,877 0 339
2017-11-16 13F-HR Moors & Cabot, Inc. 7,300 6,850 -6.16 205 215 4.88
2017-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 10,300 0 -100.00 177 0 -100.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 41,515 42,565 2.53 1,160 1,326 14.31
2017-11-14 13F-HR Verition Fund Management LLC 11,835 0 -100.00 331 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 48,810 51,476 5.46 1,364 1,604 17.60
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 235,283 235,283 0.00 6,577 7,329 11.43
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 0 7,000 0 218,050
2017-11-13 13F-HR MUFG Americas Holdings Corp 89 135 51.69 2 4 100.00
2017-11-14 13F-HR Bayesian Capital Management, LP 0 8,575 0 267
2017-11-14 13F-HR NUMERIC INVESTORS LLC 118,000 174,100 47.54 3,298 5,423 64.43
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 17,651 0 550
2017-11-14 13F-HR HBK INVESTMENTS L P 37,700 33,455 -11.26 1,054 1,042 -1.14
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 254,348 224,482 -11.74 7,109 6,992 -1.65
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 200,342 195,163 -2.59 5,600 6,079 8.55
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL Call 5,700 0 -100.00 159 0 -100.00
2017-11-14 13F-HR KOPP INVESTMENT ADVISORS LLC 301,963 224,372 -25.70 8,440 6,989 -17.19
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 8,645 8,993 4.03 241 280 16.18
2017-11-14 13F-HR PENN CAPITAL MANAGEMENT CO INC 27,181 0 -100.00 760 0 -100.00
2017-11-14 13F-HR Glen Harbor Capital Management LLC 8,992 8,000 -11.03 251 249 -0.80
2017-11-06 13F-HR RHUMBLINE ADVISERS 29,396 29,721 1.11 822 926 12.65
2017-11-14 13F-HR Partner Fund Management, L.P. 394,338 768,366 94.85 11,022 23,935 117.16
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 10,700 8,300 -22.43 299 259 -13.38
2017-11-14 13F-HR MENTA CAPITAL LLC 66,199 22,821 -65.53 1,850 711 -61.57
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 123,699 90,236 -27.05 3,458 2,810 -18.74
2017-11-06 13F-HR Winfield Associates, Inc. 2,000 2,000 0.00 56 62 10.71
2017-11-16 13F-HR/A-1 Iguana Healthcare Management, LLC 70,000 90,000 28.57 1,957 2,804 43.28
2017-11-14 13F-HR QS Investors, LLC 67,950 66,563 -2.04 1,899 2,073 9.16
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 10,641 13,853 30.19 297 432 45.45
2017-11-13 13F-HR Allianz Asset Management AG 127,646 127,929 0.22 3,568 3,985 11.69
2017-11-09 13F-HR JP MORGAN CHASE & CO 75,632 296 -99.61 2,114 9 -99.57
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 70,000 0 -100.00 1,957 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 54,350 44,478 -18.16 1,519 1,385 -8.82
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 13,975 0 435
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 94,739 115,439 21.85 2,648 3,596 35.80
2017-11-14 13F-HR HighTower Advisors, LLC 8,262 8,262 0.00 231 257 11.26
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 11,500 1,100 -90.43 321 34 -89.41
2017-11-13 13F-HR Fiera Capital Corp 119,985 3,738
2017-11-13 13F-HR Renaissance Technologies LLC 201,000 248,797 23.78 5,618 7,750 37.95
2017-11-14 13F-HR ADVISORY RESEARCH INC 46,632 1,453
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 0 11,200 0 349
2017-11-17 13F-HR/A-1 PURA VIDA INVESTMENTS, LLC Call 4,500 0 -100.00 126 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 20,300 12,825 -36.82 567 399 -29.63
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 20,485 19,921 -2.75 573 620 8.20
2017-11-13 13F-HR FORMULA GROWTH LTD 89,100 59,100 -33.67 2,490 1,841 -26.06
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 2,581,661 3,116,835 20.73 72,158 97,089 34.55
2017-11-14 13F-HR Rock Springs Capital Management LP 345,000 345,000 0.00 9,643 10,747 11.45
2017-11-14 13F-HR GLENMEDE TRUST CO NA 100 0 -100.00 1 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 1,500 0 -100.00 22 0 -100.00
2017-11-13 13F-HR Campbell & CO Investment Adviser LLC 7,317 228
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 34,715 0 -100.00 590 0 -100.00
2017-11-09 13F-HR Amica Retiree Medical Trust 5,251 5,251 0.00 147 164 11.56
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 37,663 40,888 8.56 1,053 1,274 20.99
2017-11-14 13F-HR STATE STREET CORP 552,344 584,621 5.84 15,437 18,210 17.96
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 15,538 484
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 29,734 926
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 1,365 43
2017-11-13 13F-HR Lebenthal Lisanti Capital Growth, LLC 24,810 18,045 -27.27 693 562 -18.90
2017-11-13 13F-HR TEACHERS ADVISORS INC 66,492 66,537 0.07 1,858 2,073 11.57
2017-11-16 SC 13G Flynn James E 1,743,924
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 61,300 65,200 6.36 1,713 2,030 18.51
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 28,600 28,600 0.00 799 891 11.51
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 13,600 0 -100.00 368 0 -100.00
2017-11-14 13F-HR PDT Partners, LLC 69,200 69,200 0.00 1,934 2,156 11.48
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 8,200 0 -100.00 229 0 -100.00
2017-11-14 13F-HR PAULSON & CO. INC. 558,000 0 -100.00 15,596 0 -100.00
2017-11-07 13F-HR Quantbot Technologies LP 942 3,036 222.29 26 94 261.54
2017-11-09 13F-HR CITADEL ADVISORS LLC 65,104 38,757 -40.47 1,820 1,207 -33.68
2017-10-23 13F-HR STRS OHIO 28,500 26,500 -7.02 796 825 3.64
2017-08-14 13F-HR SECTORAL ASSET MANAGEMENT INC 143,240 0 -100.00 2,457 0 -100.00
2017-11-14 13F-HR Neuburgh Advisers LLC 19,108 17,000 -11.03 534 530 -0.75
2017-10-30 13F-HR IFP Advisors, Inc 0 120 0 4
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 9,300 21,833 134.76 260 680 161.54
2017-11-08 13F-HR EAM Investors, LLC 162,491 164,267 1.09 4,542 5,117 12.66
2017-10-26 13F-HR Acrospire Investment Management LLC 800 0 -100.00 22 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 1,139,623 1,217,038 6.79 31,853 37,911 19.02
2017-11-14 13F-HR Voya Investment Management LLC 12,724 12,724 0.00 356 396 11.24
2017-10-12 13F-HR Portfolio Solutions, LLC 380 295 -22.37 11 9 -18.18
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 87,757 93,021 6.00 2,453 2,898 18.14
2017-11-14 13F-HR Partner Investment Management, L.P. 7,011 9,913 41.39 196 309 57.65
2017-11-13 13F-HR CITIGROUP INC 101,271 171,677 69.52 2,831 5,347 88.87
2017-11-14 13F-HR BlackRock Inc. 1,944,913 1,941,181 -0.19 54,360 60,466 11.23
2017-11-06 13F-HR Bank of New York Mellon Corp 185,117 181,252 -2.09 5,174 5,645 9.10
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 284 284 0.00 8 9 12.50
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,888 13,938 0.36 388 434 11.86
2017-11-14 13F-HR Flinton Capital Management LLC 15,736 14,000 -11.03 440 436 -0.91
2017-11-13 13F-HR NORTHERN TRUST CORP 355,864 356,520 0.18 9,947 11,106 11.65
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 335,757 368,500 9.75 9,384 11,479 22.33
2017-11-14 13F-HR A.R.T. Advisors, LLC 34,864 76,842 120.41 974 2,393 145.69
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 0 42,160 0 1,313
2017-11-13 13F-HR US BANCORP \DE\ 925 1,485 60.54 26 46 76.92
2017-10-24 13F-HR BOSTON ADVISORS LLC 40,553 28,497 -29.73 1,133 888 -21.62
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 45,990 41,381 -10.02 1,285 1,289 0.31
2017-11-14 13F-HR BARCLAYS PLC 17,622 23,316 32.31 492 727 47.76
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 35,000 0 -100.00 978 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 50,000 100,000 100.00 1,398 3,115 122.82
2017-11-14 13F-HR Tyers Asset Management LLC 12,364 11,000 -11.03 346 343 -0.87
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 35 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 0 133,954 0 4,173
2017-11-14 13F-HR Squarepoint Ops LLC 8,700 17,676 103.17 243 551 126.75
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 75,814 107,315 41.55 2,119 3,343 57.76
2017-11-09 13F-HR Legal & General Group Plc 6,939 6,792 -2.12 193 208 7.77
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 2,280 2,280 0.00 64 70 9.38
2017-11-06 13F-HR Advisor Group, Inc. 357 357 0.00 10 11 10.00
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 101 0 -100.00 3 0 -100.00
2017-11-03 13F-HR Swiss National Bank 42,800 42,800 0.00 1,196 1,333 11.45
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 36,512 45,462 24.51 1,021 1,416 38.69
2017-10-17 13F-HR Cutler Group LP 9,867 0 -100.00 275 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 38,214 45,315 18.58 1,068 1,411 32.12
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 3,995 116
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 444 444 0.00 12 14 16.67
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 1,482,909 2,423,626 63.44 41,447 75,496 82.15
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 51,530 1,605
2017-10-23 13F-HR Nationwide Fund Advisors 54,524 56,901 4.36 1,524 1,772 16.27
2017-07-27 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 57,500 0 -100.00 986 0 -100.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 2,280,798 1,663,882 -27.05 63,748 51,830 -18.70
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 0 6,650 0 207
2017-11-14 13F-HR Adage Capital Partners GP LLC 600,006 500,000 -16.67 16,770 15,575 -7.13
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 3,400 3,400 0.00 95 106 11.58
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 157,200 157,200 0.00 4,394 4,897 11.45
2017-10-23 13F-HR Personal Capital Advisors Corp 9,765 9,765 0.00 273 304 11.36
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 95,006 101,942 7.30 2,655 3,175 19.59
2017-11-13 13F-HR Pacad Investment Ltd. 0 300 0 9
2017-08-04 13F-HR Marshall Wace LLP 301,698 0 -100.00 5,129 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 0 39,000 0 1,215
2017-11-13 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 0 7,122 0 222
2017-11-14 13F-HR Matarin Capital Management, LLC 20,936 22,055 5.34 585,161 687,013 17.41
2017-08-04 13F-HR Marshall Wace North America L.P. 34,715 0 -100.00 590 0 -100.00
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 15,439 0 481
2017-11-13 13F-HR Royce & Associates LLC 94,000 94,000 0.00 2,627 2,928 11.46
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 242 56 -76.86 7 2 -71.43
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 238,467 244,781 2.65 6,665 7,624 14.39
2017-11-13 13F-HR TIVERTON ASSET MANAGEMENT LLC 56,300 50,000 -11.19 1,573 1,558 -0.95
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 55,018 55,018 0.00 1,538 1,714 11.44
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 7,800 243
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 906,447 387,313 -57.27 25,335 12,065 -52.38
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 344 208 -39.53 10 6 -40.00
2017-10-16 13F-HR HAMILTON LANE ADVISORS LLC 36,560 31,560 -13.68 1,022 983 -3.82
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 2,859 2,693 -5.81 79,909 83,887 4.98
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 16,873 33,746 100.00 472 1,051 122.67
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 132,608 253,993 91.54 3,706 7,911 113.46
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 296 9 -96.96 434 3 -99.31
2017-08-14 13F-HR Aisling Capital LLC 225,000 0 -100.00 3,859 0 -100.00
CUSIP: 46071F103