Stock Institutional Ownership and Shareholders

SecurityWSR / Whitestone REIT (966084204)
CHAIRMAN & CEOMASTANDREA JAMES C
Institutional Owners118
Institutional Shares23,863,342
Outstanding Shares38,589,000 (as of 2017-09-30)
Institutional Value$ 9,613,647,000 USD

Whitestone REIT (NYSE:WSR) has 118 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 23,863,342 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, KBS Strategic Opportunity REIT, Inc., Invesco Ltd., State Street Corp, Chilton Capital Management Llc, Pvg Asset Management Corp, Bank of New York Mellon Corp, State of New Jersey Common Pension Fund D, and Dimensional Fund Advisors Lp.



Whitestone REIT (NYSE:WSR) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-12-01 13F-HR/A-1 Axa 95,000 110,100 15.89 1,164 1,437 23.45
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 72,900 47,600 -34.71 893 621 -30.46
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 29,679 28,377 -4.39 364 370 1.65
2017-11-09 13F-HR JP MORGAN CHASE & CO 0 45,556 0 594
2017-11-07 13F-HR USCA RIA LLC 81,165 81,165 0.00 994 994 0.00
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 2,000 2,000 0.00 24 26 8.33
2017-12-05 13F-HR Perigon Wealth Management, LLC 8,200 0 -100.00 101 0 -100.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 17,217 225
2017-11-14 13F-HR Arizona State Retirement System 20,000 261
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 95,900 98,000 2.19 1,175 1,279 8.85
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 554,500 534,500 -3.61 6,793 6,975 2.68
2017-10-25 13F-HR Clear Harbor Asset Management, LLC 40,817 39,054 -4.32 506 510 0.79
2017-07-11 13F-HR Kissinger Financial Services LLC 47,510 582
2017-10-26 13F-HR Penserra Capital Management LLC 1,005 0 -100.00 12 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 32,534 0 -100.00 399 0 -100.00
2017-08-11 13F-HR D.A. DAVIDSON & CO. 3,350 0 -100.00 46 0 -100.00
2017-11-14 13F-HR UBS OCONNOR LLC 62,704 0 -100.00 768,000 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 18,770 0 -100.00 260 0 -100.00
2017-10-13 13F-HR Taylor Wealth Management Partners 900 900 0.00 11 12 9.09
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 0 290,516 0 3,791
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 4,980 19,815 297.89 61,005 258,586 323.88
2017-11-14 13F-HR First Allied Advisory Services, Inc. 13,867 0 -100.00 168 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 67,500 73,000 8.15 827 953 15.24
2017-11-14 13F-HR ROYAL BANK OF CANADA 51,345 54,178 5.52 629 707 12.40
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 919 12
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 6,334 0 83
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 0 16 0 0
2017-11-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 38,883 38,883 0.00 476 507 6.51
2017-11-06 13F-HR Bank of New York Mellon Corp 326,832 574,802 75.87 4,004 7,500 87.31
2017-11-15 13F-HR MV Capital Management, Inc. 727 727 0.00 9 9 0.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 24,100 315
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 25,100 9,900 -60.56 307 129 -57.98
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 51,935 0 -100.00 636 0 -100.00
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 9,757 127
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 353,319 307,959 -12.84 4,328 4,019 -7.14
2017-11-14 13F-HR Invesco Ltd. 1,368,012 1,402,848 2.55 16,758 18,307 9.24
2017-11-13 13F-HR Renaissance Technologies LLC 307,701 124,400 -59.57 3,769 1,623 -56.94
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 340,453 349,883 2.77 4,170 4,565 9.47
2017-11-13 13F-HR TEACHERS ADVISORS INC 67,196 67,196 0.00 823 877 6.56
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 27,390 27,415 0.09 336 358 6.55
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 3,500 46
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 31,922 30,595 -4.16 390 399 2.31
2017-10-17 13F-HR Cutler Group LP Call 2,300 200 -91.30 0 0
2017-11-06 13F-HR Advisor Group, Inc. 14,840 17,345 16.88 182 226 24.18
2017-10-27 13F-HR WESTWOOD MANAGEMENT CORP /IL/ 94,000 74,000 -21.28 1,151 966 -16.07
2017-10-23 13F-HR STRS OHIO 57,858 57,298 -0.97 708 747 5.51
2017-11-13 13F-HR CITIGROUP INC 852 24,056 2,723.47 10 314 3,040.00
2017-11-14 13F-HR DIAM Co., Ltd. 79,745 80,821 1.35 997 1,054 5.72
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 30,434 34,296 12.69 373 448 20.11
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 16,100 0 210
2017-11-14 13F-HR VANGUARD GROUP INC 3,641,643 4,521,050 24.15 44,610 58,999 32.26
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 65,188 59,748 -8.35 799 780 -2.38
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 83,262 0 -100.00 1,020 0 -100.00
2017-11-06 13F-HR SILVER CAPITAL MANAGEMENT LLC 38,159 37,989 -0.45 467 495 6.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 0 26,864 0 351
2017-10-27 13F-HR Garner Asset Management Corp 155,778 154,042 -1.11 1,908 2,010 5.35
2017-10-16 13F-HR Louisiana State Employees Retirement System 15,600 204
2017-10-17 13F-HR Cutler Group LP Put 1,100 900 -18.18 0 0
2017-10-17 13F-HR Cutler Group LP 2,483 1,626 -34.51 34 21 -38.24
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,330 32,830 2,368.42 16 428 2,575.00
2017-11-02 13F-HR Daiwa Securities Group Inc. 3,200 3,200 0.00 39 42 7.69
2017-11-09 SC 13G/A BlackRock Inc. 2,159,493 5,128,779 137.50
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 16,582 17,479 5.41 202 229 13.37
2017-10-17 13F-HR Creative Planning 3,050 0 -100.00 37 0 -100.00
2017-11-14 13F-HR Voya Investment Management LLC 18,495 18,495 0.00 227 241 6.17
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 31,039 10,800 -65.21 380 141 -62.89
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 38,510 91,486 137.56 472 1,194 152.97
2017-11-14 13F-HR LPL Financial LLC 45,832 46,112 0.61 561 602 7.31
2017-11-14 13F-HR MORGAN STANLEY 131,751 121,588 -7.71 1,614 1,586 -1.73
2017-08-11 13F-HR AE Wealth Management LLC 11,586 0 -100.00 160 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 32,309 40,055 23.97 396 523 32.07
2017-11-14 13F-HR GIRARD SECURITIES, INC. 143,911 84,400 -41.35 1,766 1,103 -37.54
2017-11-22 13F-HR Chicago Partners Investment Group LLC 3,000 2,000 -33.33 39 26 -33.33
2017-11-02 13F-HR IndexIQ Advisors LLC 44,058 45,257 2.72 540 591 9.44
2017-08-10 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 91,265 0 -100.00 1,263 0 -100.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 14,924 195
2017-08-11 13F-HR MENTA CAPITAL LLC 69,136 0 -100.00 957 0 -100.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 35,389 40,309 13.90 433 526 21.48
2017-07-13 13F-HR Texan Capital Management 35,714 0 -100.00 494 0 -100.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 5,625 73
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 22,831 29,353 28.57 280 383 36.79
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 30 30 0.00 0 0
2017-10-24 13F-HR Tiaa, Fsb 23,915 23,915 0.00 293 312 6.48
2017-11-14 13F-HR PERRITT CAPITAL MANAGEMENT INC 50,000 0 -100.00 613 0 -100.00
2017-10-23 13F-HR NORTHPOINTE CAPITAL LLC 318,842 0 -100.00 3,906 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 1,019 55 -94.60 12 1 -91.67
2017-10-23 13F-HR Nationwide Fund Advisors 22,828 20,847 -8.68 280 272 -2.86
2017-10-19 13F-HR LS Investment Advisors, LLC 1,290 17
2017-11-14 13F-HR CREDIT AGRICOLE S A 1,700 1,700 0.00 21 22 4.76
2017-11-14 13F-HR STATE STREET CORP 671,188 887,259 32.19 8,223 11,577 40.79
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 452,550 515,434 13.90 5,544 6,726 21.32
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 39,300 39,300 0.00 481 513 6.65
2017-11-13 13F-HR BB&T SECURITIES, LLC 18,122 17,100 -5.64 221 223 0.90
2017-10-16 13F-HR State of Alaska, Department of Revenue 7,610 99
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 21,496 1,146 -94.67 264 15 -94.32
2017-10-17 13F-HR Capital Investment Advisors, LLC 12,300 12,300 0.00 151 161 6.62
2017-11-07 13F-HR Russell Investments Group, Ltd. 31,800 0 -100.00 390 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 63,281 826
2017-10-25 13F-HR Aperio Group, LLC 10,995 13,083 18.99 135 171 26.67
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 33,100 33,100 0.00 405 432 6.67
2017-08-14 13F-HR Clearbridge Investments, LLC 2,000 0 -100.00 28 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 48,325 79,841 65.22 592 1,042 76.01
2017-11-09 13F-HR Legal & General Group Plc 7,795 69,435 790.76 96 906 843.75
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 70,000 0 -100.00 858 0 -100.00
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 108,700 108,700 0.00 1,332 1,419 6.53
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 10,000 15,002 50.02 122 196 60.66
2017-11-13 13F-HR US BANCORP \DE\ 3,190 3,190 0.00 39 42 7.69
2017-11-13 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 11,275 11,275 0.00 138 147 6.52
2017-11-14 13F-HR DEUTSCHE BANK AG\ 91,217 34,738 -61.92 1,116 452 -59.50
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 282 240 -14.89 32 11 -65.62
2017-11-13 13F-HR NORTHERN TRUST CORP 423,099 421,856 -0.29 5,183 5,505 6.21
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 11,165 146
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 98,020 98,904 0.90 1,201 1,291 7.49
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 48,324 630
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 5,609 5,609 0.00 69 73 5.80
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 243,120 123,415 -49.24 2,978 1,611 -45.90
2017-11-15 13F-HR Ridgewood Investments LLC 66,740 70,956 6.32 818 926 13.20
2017-10-27 13F-HR RMR Advisors LLC 108,502 108,502 0.00 1,329 1,416 6.55
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 1,770 1,770 0.00 22 23 4.55
2017-08-11 13F-HR Acrospire Investment Management LLC 555 0 -100.00 8 0 -100.00
2017-11-15 13F-HR PVG ASSET MANAGEMENT CORP 978,814 702,073 -28.27 11,990,471 9,162,052 -23.59
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 18,599 199,946 975.04 229 2,610 1,039.74
2017-11-07 13F-HR Quantbot Technologies LP 2,511 0 -100.00 30 0 -100.00
2017-11-09 13F-HR SII INVESTMENTS INC/WI 14,383 0 -100.00 176 0 -100.00
2017-11-13 13F-HR LSV ASSET MANAGEMENT 121,600 60,100 -50.58 1,489 784 -47.35
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 206,733 143,392 -30.64 2,533 1,872 -26.10
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 96,492 114,678 18.85 1,182 1,497 26.65
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 46,423 606
2017-11-14 13F-HR BARCLAYS PLC 102 3,576 3,405.88 1 46 4,500.00
2017-11-06 13F-HR COMERICA BANK 40,175 537
2017-11-13 13F-HR PineBridge Investments, L.P. 4,781 62
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 411 411 0.00 5 6 20.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 12,992 31,509 142.53 159 411 158.49
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 53,847 170,993 217.55 660 2,231 238.03
2017-11-14 13F-HR CHILTON CAPITAL MANAGEMENT LLC 549,140 818,486 49.05 6,727 10,681 58.78
2017-11-14 13F-HR Independent Order of Foresters 20,000 0 -100.00 245 0 -100.00
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 24,780 22,530 -9.08 304 294 -3.29
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 0 10,027 0 131
2017-10-18 13F-HR Orinda Asset Management LLC 270,776 206,768 -23.64 3,317 2,698 -18.66
2017-07-31 13F-HR IFP Advisors, Inc 740 0 -100.00 10 0 -100.00
2017-06-21 SC 13D/A KBS Strategic Opportunity REIT, Inc. 2,698,120 3,215,193 19.16
2017-10-25 13F-HR SIMPLEX TRADING, LLC 2,868 0 -100.00 35 0 -100.00
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 0 14,500 0 189
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 3,231 3,231 0.00 40 40 0.00
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 22,924 299
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 557 204 -63.38 15 15 0.00
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 16,589 16,589 0.00 203 216 6.40
2017-11-14 13F-HR UBS Group AG 8,805 51,156 480.99 108 668 518.52
CUSIP: 966084204