Stock Institutional Ownership and Shareholders

SecurityWKHS / Workhorse Group Inc. (98138J206)
CEOBurns Stephen S.
Institutional Owners49
Institutional Shares21,905,790
Outstanding Shares35,930,125 (as of 2017-09-30)
Institutional Value$ 14,630,000 USD

Workhorse Group Inc. (NASDAQ:WKHS) has 49 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 21,905,790 shares. Largest shareholders include Lukens Joseph Theodore Jr, Baksa Stephen D, Cannell Peter B & Co Inc, Vanguard Group Inc, Susquehanna International Group, Llp, CWH Capital Management, Inc., Wells Fargo & Company/mn, Millennium Management Llc, Geode Capital Management, Llc, and Pnc Financial Services Group, Inc..



Workhorse Group Inc. (NASDAQ:WKHS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR DEUTSCHE BANK AG\ 21,025 337 -98.40 77 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 54,200 0 -100.00 200 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 9,356 4,075 -56.45 35 11 -68.57
2017-11-14 13F-HR BlackRock Inc. 76,704 71,350 -6.98 283 197 -30.39
2017-08-10 13F-HR TEACHERS ADVISORS INC 25,749 0 -100.00 68 0 -100.00
2017-10-25 13F-HR FIRST MANHATTAN CO 61,000 61,000 0.00 225 168 -25.33
2017-11-14 13F-HR CREDIT SUISSE AG/ 13,957 0 -100.00 51 0 -100.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 400 400 0.00 1 1 0.00
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 720 10,720 1,388.89 3 30 900.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,500 476,171 31,644.73 6 1,314 21,800.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 77,209 41,977 -45.63 285 116 -59.30
2018-01-19 13F-HR HOLLENCREST SECURITIES LLC 10,000 26
2017-11-13 13F-HR CITIGROUP INC 1 0 -100.00 0 0
2017-12-18 SC 13D/A BAKSA STEPHEN D 8,332,519 8,332,519 0.00
2017-11-14 13F-HR UBS Group AG 4,159 4,000 -3.82 16 11 -31.25
2017-11-07 13F-HR Glenview Trust Co 37,500 37,500 0.00 138 104 -24.64
2018-01-17 13F-HR CITY HOLDING CO 200 1
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 34,979 0 -100.00 92 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 29,709 31,921 7.45 109 89 -18.35
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 27,049 27,049 0.00 100 75 -25.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 15,124 11,633 -23.08 56 32 -42.86
2017-11-14 13F-HR Financial Advantage, Inc. 1,000 3
2017-11-13 13F-HR Evercore Wealth Management, LLC 10,306 10,306 0.00 38 28 -26.32
2017-11-14 13F-HR VANGUARD GROUP INC 868,062 854,716 -1.54 3,204 2,359 -26.37
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 23,497 34,497 46.81 86 95 10.47
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,081 833,689 2,420.14 122 2,301 1,786.07
2017-11-14 13F-HR Lenox Wealth Management, Inc. 375 375 0.00 1 1 0.00
2017-11-13 13F-HR Pinkerton Retirement Specialists, LLC 580 0 -100.00 2 0 -100.00
2017-10-23 13F-HR Cutter & CO Brokerage, Inc. 86,850 81,750 -5.87 320 226 -29.37
2017-10-30 13F-HR IFP Advisors, Inc 2,400 2,400 0.00 9 7 -22.22
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 46 46 0.00 170 127 -25.29
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 197 857 335.03 1 2 100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 60,927 0 -100.00 224 0 -100.00
2017-11-13 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 101,598 11,970 -88.22 375 33 -91.20
2017-08-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,193 0 -100.00 79 0 -100.00
2017-11-14 13F-HR D'Orazio & Associates, Inc. 750 750 0.00 3 2 -33.33
2017-11-14 13F-HR Baird Financial Group, Inc. 15,000 15,000 0.00 55 41 -25.45
2018-01-11 13F-HR Kistler-Tiffany Companies, LLC 143 0 -100.00 0 0
2017-11-07 13F-HR Clarius Group, LLC 77,479 77,479 0.00 286 214 -25.17
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 156,582 156,582 0.00 578 432 -25.26
2017-08-14 13F-HR STATE STREET CORP 133,060 0 -100.00 351 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 2,033 0 -100.00 8 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 161,119 161,119 0.00 594 444 -25.25
2017-10-17 13F-HR Creative Planning 2,480 0 -100.00 9 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 192,190 172,490 -10.25 709 476 -32.86
2017-08-11 13F-HR KCG HOLDINGS, INC. 44,891 166
2017-11-06 13F-HR Advisor Group, Inc. 14,706 15,106 2.72 54 42 -22.22
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 20,000 55
2017-11-14 13F-HR BARCLAYS PLC 11,791 2,200 -81.34 31 6 -80.65
2017-08-11 13F-HR AMERICAN INTERNATIONAL GROUP INC 7,172 0 -100.00 19 0 -100.00
2017-11-08 13F-HR Cannell Peter B & Co Inc 1,058,057 1,058,057 0.00 3,904 2,920 -25.20
2017-11-02 13F-HR AlphaMark Advisors, LLC 1,000 3
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 400 500 25.00 1 1 0.00
2017-11-13 13F-HR CWH Capital Management, Inc. 709,425 710,050 0.09 2,618 1,960 -25.13
2017-11-14 13F-HR ROYAL BANK OF CANADA 580 104 -82.07 2 0 -100.00
2017-08-03 13F-HR Legal & General Group Plc 1,198 0 -100.00 3 0 -100.00
2017-08-11 13F-HR Hood River Capital Management LLC 446,938 0 -100.00 1,175 0 -100.00
2017-08-10 13F-HR Nationwide Fund Advisors 7,026 0 -100.00 18 0 -100.00
2017-11-09 13F-HR LMR Partners LLP 34,044 0 -100.00 126 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 13,293 0 -100.00 49 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 45,722 48,417 5.89 169 134 -20.71
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 221,148 0 -100.00 582,000 0 -100.00
2017-08-01 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 18,500 0 -100.00 49 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 26,735 26,145 -2.21 98 72 -26.53
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 1,000 0 -100.00 4 0 -100.00
2017-11-17 13F-HR/A-1 Virtu Financial LLC 12,656 35
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 20,500 30,100 46.83 76 83 9.21
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 13,383 0 -100.00 35 0 -100.00
2017-08-15 13F-HR Ameritas Investment Partners, Inc. 892 0 -100.00 2 0 -100.00
2017-11-02 13F-HR Birchview Capital, LP 50,000 50,000 0.00 185 138 -25.41
2017-10-05 SC 13D/A LUKENS JOSEPH THEODORE JR 6,965,335 8,332,519 19.63
2017-11-15 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 18,167 18,167 0.00 41 49 19.51
CUSIP: 98138J206