Stock Institutional Ownership and Shareholders

SecurityWKHS / Workhorse Group Inc. (98138J206)
CEOBurns Stephen S.
Institutional Owners48
Institutional Shares21,895,733
Outstanding Shares35,930,125 (as of 2017-09-30)
Institutional Value$ 14,568,000 USD

Workhorse Group Inc. (NASDAQ:WKHS) has 48 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 21,895,733 shares. Largest shareholders include Lukens Joseph Theodore Jr, Baksa Stephen D, Cannell Peter B & Co Inc, Vanguard Group Inc, and Susquehanna International Group, Llp.


Workhorse Group Inc. (NASDAQ:WKHS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR Squarepoint Ops LLC 13,293 0 -100.00 49 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 45,722 48,417 5.89 169 134 -20.71
2017-08-01 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 18,500 0 -100.00 49 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 54,200 0 -100.00 200 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 26,735 26,145 -2.21 98 72 -26.53
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 20,500 30,100 46.83 76 83 9.21
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 13,383 0 -100.00 35 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 9,356 4,075 -56.45 35 11 -68.57
2017-11-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 15,124 11,633 -23.08 56 32 -42.86
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 720 10,720 1,388.89 3 30 900.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,500 476,171 31,644.73 6 1,314 21,800.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 21,025 337 -98.40 77 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 77,209 41,977 -45.63 285 116 -59.30
2017-11-13 SC 13D BAKSA STEPHEN D 3,389,421 8,332,519 145.84
2017-11-14 13F-HR MORGAN STANLEY 29,709 31,921 7.45 109 89 -18.35
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 27,049 27,049 0.00 100 75 -25.00
2017-11-15 13F-HR Virtu Financial LLC 12,656 0
2017-11-14 13F-HR BlackRock Inc. 76,704 71,350 -6.98 283 197 -30.39
2017-08-10 13F-HR TEACHERS ADVISORS INC 25,749 0 -100.00 68 0 -100.00
2017-10-25 13F-HR FIRST MANHATTAN CO 61,000 61,000 0.00 225 168 -25.33
2017-11-14 13F-HR VANGUARD GROUP INC 868,062 854,716 -1.54 3,204 2,359 -26.37
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,081 833,689 2,420.14 122 2,301 1,786.07
2017-11-13 13F-HR Pinkerton Retirement Specialists, LLC 580 0 -100.00 2 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 13,957 0 -100.00 51 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 2,400 2,400 0.00 9 7 -22.22
2017-10-23 13F-HR Cutter & CO Brokerage, Inc. 86,850 81,750 -5.87 320 226 -29.37
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 143 143 0.00 1 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 46 46 0.00 170 127 -25.29
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 197 857 335.03 1 2 100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 60,927 0 -100.00 224 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 1 0 -100.00 0 0
2017-08-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,193 0 -100.00 79 0 -100.00
2017-11-14 13F-HR D'Orazio & Associates, Inc. 750 750 0.00 3 2 -33.33
2017-11-14 13F-HR UBS Group AG 4,159 4,000 -3.82 16 11 -31.25
2017-11-07 13F-HR Glenview Trust Co 37,500 37,500 0.00 138 104 -24.64
2017-11-07 13F-HR Clarius Group, LLC 77,479 77,479 0.00 286 214 -25.17
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 34,979 0 -100.00 92 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 156,582 156,582 0.00 578 432 -25.26
2017-08-14 13F-HR STATE STREET CORP 133,060 0 -100.00 351 0 -100.00
2017-11-14 13F-HR Financial Advantage, Inc. 1,000 3
2017-11-13 13F-HR Evercore Wealth Management, LLC 10,306 10,306 0.00 38 28 -26.32
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 161,119 161,119 0.00 594 444 -25.25
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 23,497 34,497 46.81 86 95 10.47
2017-11-14 13F-HR Lenox Wealth Management, Inc. 375 375 0.00 1 1 0.00
2017-11-13 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 101,598 11,970 -88.22 375 33 -91.20
2017-08-11 13F-HR KCG HOLDINGS, INC. 44,891 166
2017-11-14 13F-HR Baird Financial Group, Inc. 15,000 15,000 0.00 55 41 -25.45
2017-11-06 13F-HR Advisor Group, Inc. 14,706 15,106 2.72 54 42 -22.22
2017-11-14 13F-HR BARCLAYS PLC 11,791 2,200 -81.34 31 6 -80.65
2017-11-08 13F-HR Cannell Peter B & Co Inc 1,058,057 1,058,057 0.00 3,904 2,920 -25.20
2017-11-02 13F-HR AlphaMark Advisors, LLC 1,000 3
2017-11-13 13F-HR CWH Capital Management, Inc. 709,425 710,050 0.09 2,618 1,960 -25.13
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 2,033 0 -100.00 8 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 580 104 -82.07 2 0 -100.00
2017-10-17 13F-HR Creative Planning 2,480 0 -100.00 9 0 -100.00
2017-08-11 13F-HR Hood River Capital Management LLC 446,938 0 -100.00 1,175 0 -100.00
2017-08-10 13F-HR Nationwide Fund Advisors 7,026 0 -100.00 18 0 -100.00
2017-11-09 13F-HR LMR Partners LLP 34,044 0 -100.00 126 0 -100.00
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 221,148 0 -100.00 582,000 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 192,190 172,490 -10.25 709 476 -32.86
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 1,000 0 -100.00 4 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 20,000 55
2017-08-11 13F-HR AMERICAN INTERNATIONAL GROUP INC 7,172 0 -100.00 19 0 -100.00
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 400 500 25.00 1 1 0.00
2017-08-15 13F-HR Ameritas Investment Partners, Inc. 892 0 -100.00 2 0 -100.00
2017-11-02 13F-HR Birchview Capital, LP 50,000 50,000 0.00 185 138 -25.41
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 400 400 0.00 1 1 0.00
2017-10-05 SC 13D/A LUKENS JOSEPH THEODORE JR 6,965,335 8,332,519 19.63
2017-11-15 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 18,167 18,167 0.00 41 49 19.51
2017-08-03 13F-HR Legal & General Group Plc 1,198 0 -100.00 3 0 -100.00
CUSIP: 98138J206