SecurityWFC / Wells Fargo & Co. (949746101)
Institutional Owners2487 (485 N-Q Owners)
Institutional Shares3,767,930,482 - 77.25% (ex. N-Q)
Common Shares Outstanding4,877,753,899 shares (as of 2017-12-31)
Institutional Value$ 1,594,369,167,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

WFC / Wells Fargo & Co. Institutional Ownership

Wells Fargo & Co. (NYSE:WFC) has 2487 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 3,767,930,482 shares. Largest shareholders include Berkshire Hathaway Inc, Vanguard Group Inc, BlackRock Inc., State Street Corp, Capital World Investors, FMR LLC / Fidelity, Capital Research Global Investors, Dodge & Cox, Price T Rowe Associates Inc /md/, and Franklin Resources Inc.
Wells Fargo & Co. (NYSE:WFC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-09 13F-HR Abbrea Capital, LLC 45,001 47,024 4.50 2,730 2,465 -9.71
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,482,034 10,061,791 -12.37 696,615 527,339 -24.30
2018-01-30 13F-HR WRIGHT INVESTORS SERVICE INC 5,427 0 -100.00 300 0 -100.00
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 1,705 89
2018-04-09 N-Q Ycg Funds (see advisory)
2018-05-09 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 52,305 76,956 47.13 3,173 4,033 27.10
2018-04-26 13F-HR CWM, LLC 87,751 73,115 -16.68 5,324 3,832 -28.02
2018-05-15 13F-HR HANCOCK HOLDING CO 7,296 6,053 -17.04 443 318 -28.22
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ Call 364,000 364,000 0.00 20,074 22,083 10.01
2018-04-24 13F-HR Benin Management CORP 6,871 6,896 0.36 417 361 -13.43
2018-04-23 13F-HR Montecito Bank & Trust 31,229 30,616 -1.96 1,894 1,604 -15.31
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 17 (see advisory)
2018-04-16 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 28,373 28,728 1.25 1,721 1,506 -12.49
2018-04-25 13F-HR BOSTON ADVISORS LLC 477,559 131,896 -72.38 28,974 6,913 -76.14
2018-03-29 N-Q Oppenheimer Rising Dividends Fund (see advisory)
2018-05-15 13F-HR/A LOGAN CAPITAL MANAGEMENT INC 17,299 16,859 -2.54 1,050 884 -15.81
2018-05-15 13F-HR Edge Advisors, Llc 37,542 48,348 28.78 2,276 2,532 11.25
2018-05-10 13F-HR CHICAGO TRUST Co NA 29,992 16,263 -45.78 1,820 852 -53.19
2018-05-02 13F-HR LINCLUDEN MANAGEMENT LTD 213,375 200,255 -6.15 12,945 10,495 -18.93
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 70,140 28,890 -58.81 4,255 1,514 -64.42
2018-05-15 13F-HR Pinnacle Wealth Management Advisory Group, LLC 4,341 4,341 0.00 263 228 -13.31
2018-05-11 13F-HR Close Asset Management Ltd 3,800 3,800 0.00 231 195 -15.58
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 268,672 337,643 25.67 16,300 17,696 8.56
2018-03-23 N-Q Professionally Managed Portfolios (see advisory)
2018-05-14 13F-HR RPG Investment Advisory, LLC 3,497 3,497 0.00 212 183 -13.68
2018-04-23 13F-HR Whitener Capital Management, Inc. 10,742 10,453 -2.69 651 547 -15.98
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 90,281 79,461 -11.98 5,477 4,080 -25.51
2018-04-02 N-Q John Hancock Capital Series (see advisory)
2018-05-11 13F-HR Budros, Ruhlin & Roe, Inc. 24,829 23,977 -3.43 1,506 1,256 -16.60
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 230,093 194,388 -15.52 13,960 10,188 -27.02
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2018-04-27 N-Q Flaherty & Crumrine Dynamic Preferred & Income Fund Inc (see advisory)
2018-05-15 13F-HR Orbis Investment Management (U.S.), LLC 118,847 118,847 0.00 7,210 6,229 -13.61
2018-05-02 13F-HR BENEDICT FINANCIAL ADVISORS INC 5,310 5,069 -4.54 322 266 -17.39
2018-04-17 13F-HR ROWLAND & CO INVESTMENT COUNSEL/ADV 4,425 4,016 -9.24 269,986 210,441 -22.05
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 547,100 596,100 8.96 33,193 31,242 -5.88
2018-04-20 13F-HR LVW Advisors, LLC 84,204 81,181 -3.59 5,109 4,255 -16.72
2018-05-10 13F-HR WBI INVESTMENTS, INC. 56,241 0 -100.00 3,412 0 -100.00
2018-05-03 13F-HR Zions Bancorporation 33,042 0 -100.00 2,005 0 -100.00
2018-05-04 13F-HR Ariel Capital Advisors, LLC 8,931 9,668 8.25 542 507 -6.46
2018-04-25 13F-HR Moloney Securities Asset Management, LLC 9,683 8,453 -12.70 587 443 -24.53
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-05-03 13F-HR Texas Yale Capital Corp. 45,739 41,254 -9.81 2,775 2,162 -22.09
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,987,010 6,618,794 233.10 120,552 346,891 187.75
2018-05-15 13F-HR BARCLAYS PLC Call 1,429,300 1,406,400 -1.60 86,716 73,709 -15.00
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 1,788,112 1,674,224 -6.37 108,485 87,746 -19.12
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-04-11 13F-HR Portfolio Solutions, LLC 105 6
2018-05-04 13F-HR Seatown Holdings Pte. Ltd. 184,000 0 -100.00 11,163 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 66,651 136,662 105.04 4,044 7,162 77.10
2018-05-11 13F-HR Global Endowment Management, LP 66,500 7,600 -88.57 4,035 399 -90.11
2018-03-30 N-Q Fidelity Investment Trust (see advisory)
2017-12-28 N-Q Vanguard Fixed Income Securities Funds (see advisory)
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 17,371 63,481 265.44 1,054 3,327 215.65
2018-02-07 13F-HR Financial Advantage, Inc. 18 0 -100.00 1 0 -100.00
2018-05-15 13F-HR HighTower Advisors, LLC 634,422 633,203 -0.19 38,480 33,161 -13.82
2018-02-14 13F-HR GLG Partners LP 0 17,269 0 1,048
2018-04-26 13F-HR Brave Asset Management Inc 2,337 0 -100.00 142 0 -100.00
2018-05-08 13F-HR Pictet North America Advisors SA 0 35,423 0 1,857
2018-05-15 13F-HR HBK INVESTMENTS L P 0 462,400 0 24,234
2018-02-09 13F-HR BRIDGES INVESTMENT COUNSEL INC/ 47,080 46,855 -0.48 2,597 2,842 9.43
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 288,482 269,357 -6.63 17,502 14,117 -19.34
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-15 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 2,050 2,050 0.00 124 107 -13.71
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 34,457 32,273 -6.34 2,091 1,691 -19.13
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 182,921 182,921 0.00 11,098 9,586 -13.62
2018-05-16 13F-HR Apcm Wealth Management For Individuals 5,485 5,523 0.69 332 289 -12.95
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-04-09 13F-HR Koshinski Asset Management, Inc. 17,660 12,496 -29.24 1,071 655 -38.84
2018-04-11 13F-HR Country Club Trust Company, n.a. 27,650 37,046 33.98 1,677 1,941 15.74
2018-05-03 13F-HR Partnervest Advisory Services LLC 17,455 16,791 -3.80 1,059 880 -16.90
2018-04-04 13F-HR BURNS J W & CO INC/NY 5,894 5,894 0.00 358 309 -13.69
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 824,692 755,437 -8.40 50,768 39,592 -22.01
2018-05-09 13F-HR Bhk Investment Advisors, Llc 7,575 8,428 11.26 460 442 -3.91
2018-04-20 13F-HR BB&T CORP 374,522 354,971 -5.22 22,722 18,603 -18.13
2018-05-14 13F-HR/A CapWealth Advisors, LLC 13,400 13,400 0.00 813 702 -13.65
2018-05-02 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 354,459 314,691 -11.22 21,505 16,493 -23.31
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-01-29 N-Q Archer Investment Series Trust (see advisory)
2018-01-16 13F-HR Convergence Investment Partners, LLC 47,004 49,821 5.99 2,592 3,023 16.63
2018-05-11 13F-HR Beaumont Financial Partners, LLC 4,776 4,931 3.25 290 258 -11.03
2017-12-27 N-Q Natixis Funds Trust Iv (see advisory)
2018-05-09 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 17,480 17,480 0.00 1,061 916 -13.67
2018-02-21 13F-HR/A West Family Investments, Inc. 25,000 0 -100.00 1,379 0 -100.00
2018-02-22 N-Q Laudus Trust (see advisory)
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 84,604 224,884 165.81 5,133 11,786 129.61
2018-04-27 N-Q John Hancock Strategic Series (see advisory)
2018-05-03 13F-HR SALZHAUER MICHAEL Call 64,900 64,900 0.00 951 487 -48.79
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 1,338,850 1,331,528 -0.55 81,228 69,785 -14.09
2018-05-07 13F-HR HIGH POINTE CAPITAL MANAGEMENT LLC 38,640 36,270 -6.13 2,344 1,901 -18.90
2018-05-09 13F-HR Haverford Financial Services, Inc. 208,816 0 -100.00 12,669 0 -100.00
2018-02-13 13F-HR Knights of Columbus Asset Advisors LLC 79,050 83,500 5.63 4,360 5,066 16.19
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-05-08 13F-HR/A Port Capital Llc 36,877 30,477 -17.35 2,237 1,597 -28.61
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 9,051 7,320 -19.12 549 384 -30.05
2018-04-25 13F-HR GHP Investment Advisors, Inc. 27,667 30,889 11.65 1,679 1,619 -3.57
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 11,005 8,698 -20.96 668 456 -31.74
2018-04-24 13F-HR ANDERSON HOAGLAND & CO 3,663 0 -100.00 222 0 -100.00
2018-05-14 13F-HR Itau Unibanco Holding S.A. 0 3,712 0 195
2018-05-11 13F-HR BRISTOL JOHN W & CO INC /NY/ 1,482,479 1,462,825 -1.33 89,942 76,667 -14.76
2018-03-14 13F-HR Winthrop Partners - Wny, Llc 16,674 970,927
2018-05-14 13F-HR GREYLIN INVESTMENT MANGEMENT INC 146,381 126,256 -13.75 8,881 6,617 -25.49
2018-05-11 13F-HR State of Tennessee, Treasury Department 3,356,873 2,576,427 -23.25 203,662 135,030 -33.70
2018-05-04 13F-HR Formidable Asset Management, LLC 11,733 11,633 -0.85 712 610 -14.33
2018-04-10 13F-HR Accuvest Global Advisors 0 98 0 5
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,526,247 12,335,131 -1.53 759,967 646,484 -14.93
2018-05-09 13F-HR Alecta Pensionsforsakring, Omsesidigt 15,040,000 14,290,000 -4.99 913,680 748,939 -18.03
2018-04-25 N-Q Federated Fixed Income Securities Inc (see advisory)
2018-05-18 13F-HR Catalyst Capital Advisors LLC 0 7,400 0 388
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-04-12 13F-HR Signature Wealth Management Group 533 533 0.00 32 28 -12.50
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 248,060 307,336 23.90 15,295 15,754 3.00
2018-05-14 13F-HR RMB Capital Management, LLC 72,754 38,836 -46.62 4,414 2,036 -53.87
2018-01-17 13F-HR AustralianSuper Pty Ltd 420,700 0 -100.00 23,202 0 -100.00
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 6,759 2,756 -59.22 1,472 283 -80.77
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 405,166 344,561 -14.96 24,581 18,059 -26.53
2018-03-28 N-Q Clough Global Dividend & Income Fund (see advisory)
2018-05-15 13F-HR CAPITAL INTERNATIONAL SARL 0 28,800 0 1,509
2018-05-10 13F-HR Analyst IMS Investment Management Services Ltd. 19,337 16,095 -16.77 1,173 843 -28.13
2018-05-15 13F-HR Omega Advisors Inc. 609,700 412,500 -32.34 36,990 21,619 -41.55
2018-05-10 13F-HR Avestar Capital, Llc 4,920 9,764 98.46 291 503 72.85
2018-02-14 13F-HR PT ASSET MANAGEMENT, LLC 10,700 0 -100.00 590 0 -100.00
2018-02-15 13F-HR HighPoint Advisor Group LLC 24,436 24,878 1.81 1,380 1,443 4.57
2018-04-18 13F-HR REINHART PARTNERS, INC. 9,520 9,355 -1.73 578 490 -15.22
2018-05-15 13F-HR EP Wealth Advisors, Inc. 35,987 41,973 16.63 2,183 2,200 0.78
2018-02-09 13F-HR United Asset Strategies, Inc. 105,528 104,774 -0.71 5,847 6,357 8.72
2018-05-03 13F-HR Annex Advisory Services, LLC 5,532 5,168 -6.58 336 271 -19.35
2018-05-11 13F-HR Yorktown Management & Research Co Inc 32,000 32,000 0.00 1,941 1,677 -13.60
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 0 553,000 0 28,983
2018-03-29 N-Q First Trust Exchange-traded Fund Iii (see advisory)
2018-04-12 13F-HR Ipswich Investment Management Co., Inc. 18,675 16,821 -9.93 1,133 882 -22.15
2018-02-13 13F-HR Manitou Investment Management Ltd. 480,623 483,743 0.65 26,506 29,349 10.73
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 49,912 49,816 -0.19 3,017 2,601 -13.79
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 940 940 0.00 57 49 -14.04
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 319,512,868 323,722,739 1.32 19,384,844 16,966,308 -12.48
2018-05-11 13F-HR CIBC WORLD MARKETS CORP Put 0 300,000 0 15,723
2018-04-27 13F-HR Copperwynd Financial, Llc 5,900 5,748 -2.58 358 301 -15.92
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 6,293,269 6,117,730 -2.79 381,813 320,630 -16.02
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 192,220 219,220 14.05 11,662 11,489 -1.48
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 1,489,247 1,476,160 -0.88 90,352 77,365 -14.37
2018-05-04 13F-HR Rossmore Private Capital 12,289 14,704 19.65 745,574 771 -99.90
2018-05-15 13F-HR CPCM, LLC 50,413 37,789 -25.04 3,059 1,981 -35.24
2018-04-25 13F-HR Empirical Finance, LLC 0 5,547 0 291
2018-05-04 13F-HR EVERMAY WEALTH MANAGEMENT LLC 4,310 6,721 55.94 261 352 34.87
2018-05-15 13F-HR DEUTSCHE BANK AG\ 16,846,038 31,683,994 88.08 1,022,041 1,660,549 62.47
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 20,504 11,930 -41.82 1,244 625 -49.76
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 24,589 34,394 39.88 1,492 1,803 20.84
2018-01-26 N-Q Fidelity Advisor Series Ii (see advisory)
2018-04-25 13F-HR Legacy Capital Partners, Inc. 69,729 71,084 1.94 4,230 3,726 -11.91
2018-03-23 N-Q Mfs Series Trust Ix (see advisory)
2018-04-06 13F-HR Cardinal Capital Management, Inc. 273,335 276,754 1.25 16,583 14,505 -12.53
2018-05-01 13F-HR WEDBUSH SECURITIES INC 83,510 57,971 -30.58 5,067 3,038 -40.04
2018-01-24 13F-HR FNY Partners Fund LP 12,500 0 -100.00 689 0 -100.00
2018-05-16 N-Q Chestnut Street Exchange Fund (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 74,967 63,239 -15.64 4,548 3,315 -27.11
2018-03-23 N-Q Dreyfus Growth & Income Fund Inc. (see advisory)
2018-05-09 13F-HR Shoker Investment Counsel, Inc. 8,037 8,385 4.33 487 439 -9.86
2018-05-15 13F-HR A.R.T. Advisors, LLC 118,900 236,700 99.07 7,213 12,405 71.98
2018-05-14 13F-HR Archon Partners LLC 314,000 314,000 0.00 19,050 16,457 -13.61
2018-05-11 13F-HR Parkside Investments, LLC 3,316 0 -100.00 201 0 -100.00
2018-02-23 N-Q Icon Funds (see advisory)
2018-05-09 13F-HR Twin Tree Management, LP Call 53,900 2,600 -95.18 3,270 136 -95.84
2018-05-14 13F-HR Laurion Capital Management LP Put 1,031,100 655,800 -36.40 62,555 34,369 -45.06
2018-05-07 13F-HR VICUS CAPITAL 12,441 15,124 21.57 755 793 5.03
2018-05-09 13F-HR Pictet & Cie (Europe) SA 103,528 101,722 -1.74 6,281 5,331 -15.12
2018-05-08 13F-HR WASHINGTON CAPITAL MANAGEMENT INC 14,100 12,450 -11.70 855 653 -23.63
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 8,486,000 3,015,000 -64.47 514,846 158,017 -69.31
2018-05-04 13F-HR Point View Wealth Management, Inc. 17,139 17,266 0.74 1,040 905 -12.98
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 401,700 127,000 -68.38 24,371 6,656 -72.69
2018-01-26 N-Q Jpmorgan Institutional Trust (see advisory)
2018-05-07 13F-HR ARGA Investment Management, LP 44,400 45,600 2.70 2,694 2,390 -11.28
2018-05-02 13F-HR TOWER BRIDGE ADVISORS 26,517 24,579 -7.31 1,608,786 1,288,185 -19.93
2018-04-20 N-Q Thompson Im Funds Inc (see advisory)
2018-02-13 13F-HR Everett Capital Advisors UK LLP Call 1,000,000 1,200,000 20.00 55,150 72,804 32.01
2018-04-24 13F-HR Berman Capital Advisors, Llc 4,208 6,515 54.82 255 341 33.73
2018-05-14 13F-HR Barnett & Company, Inc. 6,244 5,894 -5.61 379 309 -18.47
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 211,678 235,488 11.25 12,843 12,342 -3.90
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 18,327,343 16,674,879 -9.02 1,010,753 1,011,665 0.09
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 2,183,500 1,056,800 -51.60 132,473 55,389 -58.19
2018-04-19 13F-HR Sequent Asset Management, LLC 36,045 36,195 0.42 2,187 2,015 -7.86
2018-05-09 13F-HR PICTET BANK & TRUST Ltd 99,666 98,070 -1.60 6,047 5,140 -15.00
2018-02-07 13F-HR Roundview Capital LLC 60,251 60,499 0.41 3,323 3,670 10.44
2018-05-03 13F-HR Coyle Financial Counsel, Inc. 1,778 101
2018-05-15 13F-HR BARCLAYS PLC 5,446,177 8,720,905 60.13 330,417 457,062 38.33
2018-05-15 13F-HR Azora Capital Lp 300,828 401,356 33.42 18,251 21,035 15.25
2018-05-14 13F-HR Long Pond Capital, LP Call 1,400,000 0 -100.00 84,938 0 -100.00
2018-05-04 13F-HR Pathway Financial Advisors Llc 3,350 3,350 0.00 203 176 -13.30
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 396,418 392,821 -0.91 24,051 20,588 -14.40
2018-04-13 13F-HR HILLS BANK & TRUST CO 89,782 87,564 -2.47 5,447 4,589 -15.75
2018-04-27 13F-HR Mengis Capital Management, Inc. 12,602 12,603 0.01 764 660 -13.61
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 4,239,214 4,079,607 -3.77 257,140 214,017 -16.77
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. Call 0 125,000 0 6,551
2018-04-11 13F-HR Laurel Grove Capital, LLC 19,650 17,250 -12.21 1,192 904 -24.16
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-04-25 13F-HR SONATA CAPITAL GROUP INC 6,200 4,050 -34.68 376 212 -43.62
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-04 13F-HR GREATMARK INVESTMENT PARTNERS, INC. 79,371 84,443 6.39 4,815 4,426 -8.08
2018-04-20 13F-HR TRUST CO OF OKLAHOMA 8,462 8,950 5.77 513,390 469,070 -8.63
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-04-20 13F-HR STRS OHIO 3,759,761 4,163,465 10.74 228,104 218,207 -4.34
2018-03-27 N-Q American Century International Bond Funds (see advisory)
2018-04-24 13F-HR McAdam, LLC 928 49
2018-04-20 13F-HR Dynasty Wealth Management, Llc 4,310 0 -100.00 261 0 -100.00
2018-03-28 N-Q Clough Global Opportunities Fund (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 1,866,793 1,920,245 2.86 113,258 100,640 -11.14
2018-03-08 N-Q Calamos Dynamic Convertible & Income Fund (see advisory)
2018-05-14 13F-HR MENDON CAPITAL ADVISORS CORP Put 61,000 174,000 185.25 3,701 9,120 146.42
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 14,470 10,201 -29.50 878 535 -39.07
2018-05-02 13F-HR THOMASPARTNERS, INC. 5,527,172 5,683,034 2.82 335,334 297,848 -11.18
2018-04-19 13F-HR SeaBridge Investment Advisors LLC 120 120 0.00 7 6 -14.29
2018-04-10 13F-HR Grassi Investment Management 127,321 128,021 0.55 7,725 6,710 -13.14
2018-05-14 13F-HR Mosaic Family Wealth, LLC 9,426 9,130 -3.14 572 479 -16.26
2018-04-16 13F-HR YHB Investment Advisors, Inc. 64,121 77,178 20.36 3,890 4,045 3.98
2018-05-10 13F-HR HEARTLAND ADVISORS INC 274,557 243,133 -11.45 16,657 12,743 -23.50
2018-05-03 13F-HR MACKAY SHIELDS LLC 1,574,970 82,544
2018-02-13 13F-HR CAMG Solamere Management, LLC 47,674 0 -100.00 2,635 0 -100.00
2018-02-12 13F-HR FIL Ltd 5,799,832 6,691,482 15.37 319,860 405,972 26.92
2018-02-22 N-Q American Century Investment Trust (see advisory)
2018-05-15 13F-HR CAXTON ASSOCIATES LP 375,000 60,013 -84.00 22,751 3,145 -86.18
2018-05-04 13F-HR PZENA INVESTMENT MANAGEMENT LLC 6,828,830 7,752,137 13.52 414,305 406,290 -1.93
2018-05-08 13F-HR Claret Asset Management Corp 20,623 9,363 -54.60 1,251 491 -60.75
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 2,885,161 3,054,196 5.86 175,043 160,070 -8.55
2018-02-13 13F-HR DAVIS CAPITAL PARTNERS, LLC 1,475,000 1,500,000 1.69 81,346 91,005 11.87
2018-04-20 13F-HR Seacrest Wealth Management, Llc 34,926 34,248 -1.94 2,119 1,795 -15.29
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 6,076,745 6,069,345 -0.12 368,676 318,094 -13.72
2018-05-03 13F-HR INTRUST BANK NA 19,863 24,973 25.73 1,205 1,309 8.63
2018-05-15 13F-HR Capital Bank & Trust Co 1,318,328 1,368,613 3.81 79,983 71,729 -10.32
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 455,800 249,800 -45.20 27,653 13,092 -52.66
2018-04-16 13F-HR SOLARIS ASSET MANAGEMENT LLC 70,227 0 -100.00 4,261 0 -100.00
2018-05-11 13F-HR Teza Capital Management LLC 17,985 5,513 -69.35 1,091 289 -73.51
2018-04-24 13F-HR PUZO MICHAEL J 10,000 9,000 -10.00 607 472 -22.24
2018-04-23 13F-HR Pineno Levin & Ford Asset Management, Inc. 7,426 7,232 -2.61 451 379 -15.96
2018-05-01 13F-HR/A Mitsubishi UFJ Securities International PLC 400,000 145,000 -63.75 24,268 7,599 -68.69
2018-04-26 N-Q Western Asset Investment Grade Defined Opportunity Trust Inc. (see advisory)
2018-05-02 13F-HR Ashfield Capital Partners, LLC 97,837 100,270 2.49 5,936 5,255 -11.47
2018-04-26 N-Q Delaware Group Equity Funds V (see advisory)
2018-05-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 613,999 584,301 -4.84 37,251 30,623 -17.79
2018-05-01 13F-HR ALPS ADVISORS INC 825,832 865,249 4.77 50,103 45,348 -9.49
2018-02-06 13F-HR Mpi Investment Management, Inc. 40,311 2,446
2018-05-11 13F-HR PRING TURNER CAPITAL GROUP INC 54,714 54,814 0.18 3,320 2,873 -13.46
2018-04-09 13F-HR/A Bridge Creek Capital Management LLC 63,262 60,188 -4.86 3,838 3,154 -17.82
2018-04-24 13F-HR Paragon Capital Management Ltd 0 7,827 0 410
2018-04-16 13F-HR Ledyard National Bank 22,865 22,290 -2.51 1,387 1,168 -15.79
2018-02-14 13F-HR TLP GROUP LLC 124 0 -100.00 7 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC Call 1,300,100 546,200 -57.99 4,155 326 -92.15
2018-05-10 13F-HR Gratus Capital LLC 7,346 7,846 6.81 446 411 -7.85
2018-05-10 13F-HR HOLDERNESS INVESTMENTS CO 29,403 28,855 -1.86 1,784 1,512 -15.25
2018-03-28 N-Q Voya Mutual Funds (see advisory)
2018-05-11 13F-HR Banco BTG Pactual S.A. 116,848 6,124
2018-05-08 13F-HR DOLIVER CAPITAL ADVISORS, INC. 3,935 0 -100.00 239 0 -100.00
2018-05-15 13F-HR Premier Asset Managment LLC 18,659 18,659 0.00 1,132 978 -13.60
2018-01-18 N-Q Allianzgi Convertible & Income Fund (see advisory)
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,363,667 1,289,130 -5.47 82,734 67,563 -18.34
2018-05-01 13F-HR Lester Murray Antman Dba Simplyrich 16,096 16,096 0.00 977 844 -13.61
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 154,721 116,795 -24.51 9,381 6,118 -34.78
2018-05-10 13F-HR Tortoise Investment Management, LLC 827 759 -8.22 50 40 -20.00
2018-04-18 13F-HR RB Capital Management, LLC 14,963 15,614 4.35 908 818 -9.91
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-14 13F-HR Foyston, Gordon, & Payne Inc 265,058 249,882 -5.73 16,081 13,096 -18.56
2018-04-17 13F-HR Atlas Capital Advisors Llc 1,600 83,856
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 4,162,371 3,744,457 -10.04 252,531 196,247 -22.29
2018-05-04 13F-HR Boston Partners 17,117,481 18,850,437 10.12 1,038,517 987,951 -4.87
2018-04-16 13F-HR Coastline Trust Co 65,667 42,192 -35.75 3,984 2,212 -44.48
2018-05-01 13F-HR COMERICA BANK 1,640,724 1,337,426 -18.49 107,435 68,932 -35.84
2018-05-15 13F-HR Capital Markets Trading Uk Llp Put 248,000 266,500 7.46 15,046 13,967 -7.17
2018-04-12 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 93,432 78,440 -16.05 5,668 4,111 -27.47
2018-05-01 13F-HR SFE Investment Counsel 72,297 52,327 -27.62 4,386 2,742 -37.48
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 1,507,846 1,510,987 0.21 83,156 91,670 10.24
2018-04-30 13F-HR GREENLEAF TRUST 49,518 52,065 5.14 3,004 2,729 -9.15
2018-05-10 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 78,771 16,721 -78.77 4,779 876 -81.67
2018-04-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 37,181 37,226 0.12 2,255 1,951 -13.48
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 1,102,339 1,100,807 -0.14 66,879 57,693 -13.74
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 585,175 627,120 7.17 35,503 32,867 -7.42
2018-04-27 13F-HR FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 12,445 12,371 -0.59 755 648 -14.17
2018-04-10 13F-HR Gradient Investments LLC 12,700 16,988 33.76 770 890 15.58
2018-03-26 N-Q Bancroft Fund Ltd (see advisory)
2018-03-16 N-Q Amplify Etf Trust (see advisory)
2018-05-04 13F-HR WP Advisors, LLC 30,235 31,609 4.54 1,834 1,657 -9.65
2018-04-26 13F-HR Willow Creek Wealth Management Inc. 13,879 15,812 13.93 842 829 -1.54
2018-05-15 13F-HR Interval Partners, LP 0 245,400 0 12,861
2018-05-15 13F-HR Bluefin Trading, LLC 212,057 0 -100.00 12,866 0 -100.00
2018-02-15 13F-HR Archford Capital Strategies, LLC 28,714 45,286 57.71 1,584 2,748 73.48
2018-02-14 13F-HR Vident Investment Advisory, LLC 4,441 4,124 -7.14 245 250 2.04
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-05-01 13F-HR Sarasin & Partners LLP 820,215 808,082 -1.48 49,762 42,352 -14.89
2018-05-15 13F-HR SAWGRASS ASSET MANAGEMENT LLC 53,659 51,244 -4.50 3,255 2,686 -17.48
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 15,796,445 16,538,282 4.70 958,371 866,772 -9.56
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 1,935 1,436 -25.79 117 75 -35.90
2018-04-13 13F-HR Visionary Asset Management, Inc. 52,865 51,095 -3.35 3,207 2,661 -17.03
2018-04-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-04-20 13F-HR GOODWIN DANIEL L 28,800 28,800 0.00 1,747 1,509 -13.62
2018-05-02 13F-HR INVERNESS COUNSEL LLC /NY/ 9,460 42,835 352.80 574 2,245 291.11
2018-05-15 13F-HR Achmea Investment Management B.V. 381,964 340,229 -10.93 23,171 17,828 -23.06
2018-04-05 13F-HR Evanson Asset Management, LLC 16,217 16,471 1.57 984 863 -12.30
2018-05-08 13F-HR Successful Portfolios Llc 5,026 5,274 4.93 305 276 -9.51
2018-05-02 13F-HR Northwest Capital Management Inc 39,346 38,304 -2.65 2,387 2,008 -15.88
2018-04-17 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 13,196 0 -100.00 801 0 -100.00
2018-02-14 13F-HR Wallace Capital Management Inc. 8,065 8,065 0.00 445 489 9.89
2018-05-15 13F-HR CNA FINANCIAL CORP 42,147 42,147 0.00 2,557 2,209 -13.61
2018-05-15 13F-HR Duquesne Family Office LLC 850,000 0 -100.00 51,570 0 -100.00
2018-05-03 13F-HR YCG, LLC 490,226 610,203 24.47 29,797 31,795 6.71
2018-04-16 13F-HR Perkins Coie Trust Co 50,959 39,033 -23.40 3,092 2,045 -33.86
2018-02-07 13F-HR Financial Advisors Network, Inc. 7,951 7,430 -6.55 439 451 2.73
2018-04-17 13F-HR/A ALBION FINANCIAL GROUP /UT 23,500 23,500 0.00 1,426 1,232 -13.60
2018-05-04 13F-HR Linscomb & Williams, Inc. 85,654 85,910 0.30 5,197 4,503 -13.35
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 798 283 -64.54 48 15 -68.75
2018-01-29 13F-HR PGGM Investments 3,088,803 0 -100.00 170,347 0 -100.00
2018-04-23 13F-HR Taylor, Cottrill, Erickson & Associates, Inc. 29,840 27,340 -8.38 1,810 1,433 -20.83
2018-04-25 13F-HR BECK MACK & OLIVER LLC 78,713 78,603 -0.14 4,776 4,120 -13.74
2018-04-16 13F-HR LODESTAR INVESTMENT COUNSEL LLC/IL 36,214 36,629 1.15 2,197 1,920 -12.61
2018-04-19 13F-HR Adams Asset Advisors, LLC 61,682 0 -100.00 3,742 0 -100.00
2018-04-27 N-Q Global X Funds (see advisory)
2018-04-09 13F-HR HEADINVEST, LLC 5,988 5,688 -5.01 363 298 -17.91
2018-04-06 13F-HR Independence Advisors, LLC 4,724 4,724 0.00 287 248 -13.59
2018-05-08 13F-HR Main Street Research LLC 5,319 5,319 0.00 323 323 0.00
2018-05-07 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 20,194 20,234 0.20 1,225 1,060 -13.47
2017-12-29 N-Q Nuveen Preferred & Income 2022 Term Fund (see advisory)
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 22,627 52,507 132.05 1,373 1,289 -6.12
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 381,285 472,890 24.03 23,133 24,784 7.14
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 61,746 60,496 -2.02 3,746 3,171 -15.35
2018-05-14 13F-HR Renaissance Technologies LLC 0 3,363,413 0 176,276
2018-05-11 13F-HR Cheviot Value Management, LLC 6,318 6,101 -3.43 383 320 -16.45
2018-05-14 13F-HR Evercore Wealth Management, LLC 130,793 123,564 -5.53 7,936 6,476 -18.40
2018-04-17 13F-HR Comprehensive Portfolio Management, LLC 19,214 18,573 -3.34 1,166 973 -16.55
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 109,491 100,753 -7.98 6,643 5,280 -20.52
2018-05-15 13F-HR LONDON CO OF VIRGINIA 8,383,799 7,687,144 -8.31 508,646 402,883 -20.79
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-15 13F-HR Ferris Capital, Llc 43,586 39,189 -10.09 2,644 2,054 -22.31
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 0 707 0 37
2018-05-09 13F-HR BOSTON RESEARCH & MANAGEMENT INC 54,029 5,705 -89.44 3,277 298 -90.91
2018-05-14 13F-HR First Western Capital Management Co 11,932 9,754 -18.25 724 511 -29.42
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-04-26 13F-HR Lingohr & Partner Asset Management GmbH 16,200 16,200 0.00 983 849 -13.63
2018-05-07 13F-HR MUFG Americas Holdings Corp 588,612 529,406 -10.06 35,711 27,746 -22.30
2018-05-15 13F-HR Weiss Asset Management LP Put 9,000 472
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 605,159 658,939 8.89 36,715 34,535 -5.94
2018-04-18 13F-HR/A Barton Investment Management 8,420 7,745 -8.02 511 406 -20.55
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-05-15 13F-HR BERKLEY W R CORP Put 486,600 0 -100.00 29,522 0 -100.00
2018-05-15 13F-HR Glovista Investments LLC 15,554 9,964 -35.94 944 522 -44.70
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 6,095 6,542 7.33 369 342 -7.32
2018-05-15 13F-HR East Coast Asset Management, LLC. 47,429 0 -100.00 2,877 0 -100.00
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 9,633 0 -100.00 584 0 -100.00
2018-05-15 13F-HR QVT Financial LP 98,300 98,300 0.00 5,964 5,152 -13.62
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 430,807 358,914 -16.69 26,137 18,811 -28.03
2018-05-11 13F-HR Violich Capital Management, Inc. 30,425 28,775 -5.42 1,846 1,508 -18.31
2018-05-15 13F-HR All Terrain Financial Advisors, Llc 7,919 6,432 -18.78 480 337 -29.79
2018-05-15 13F-HR/A Glenview Trust Co 174,699 158,713 -9.15 10,599 8,318 -21.52
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 470 28 -94.04 29 1 -96.55
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-03-22 N-Q Cohen & Steers Low Duration Preferred & Income Fund, Inc. (see advisory)
2018-05-07 13F-HR Ullmann Financial Group, Inc. 6,202 5,502 -11.29 384 288 -25.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 177,251 153,601 -13.34 10,754 8,909 -17.16
2018-02-28 N-Q Index Funds (see advisory)
2018-05-15 13F-HR DF DENT & CO INC 9,167 8,006 -12.66 556 420 -24.46
2018-05-04 13F-HR Choate Investment Advisors 80,451 60,931 -24.26 4,880,962 3,193,394 -34.57
2018-01-26 N-Q Eaton Vance Tax Advantaged Dividend Income Fund (see advisory)
2018-04-18 13F-HR Hexavest Inc. 562,128 561,930 -0.04 34,104 29,451 -13.64
2018-03-28 N-Q Putnam Convertible Securities Fund (see advisory)
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 100,933 102,976 2.02 6,124 5,397 -11.87
2018-05-09 13F-HR Sunbelt Securities, Inc. 18,369 18,611 1.32 1,114 975 -12.48
2018-03-28 N-Q Western Asset Global Corporate Defined Opportunity Fund Inc. (see advisory)
2018-04-02 N-Q Pioneer High Yield Fund (see advisory)
2018-05-11 13F-HR Weil Company, Inc. 6,252 10,252 63.98 379 537 41.69
2018-02-14 13F-HR EJF Capital LLC 5,000 0 -100.00 276 0 -100.00
2018-04-25 N-Q Fairholme Funds Inc (see advisory)
2018-04-17 13F-HR Narwhal Capital Management 97,912 102,703 4.89 5,940 5,383 -9.38
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 0 650,000 0 34,067
2018-05-11 13F-HR COOKE & BIELER LP 1,743,947 1,903,133 9.13 105,805 99,743 -5.73
2018-05-15 13F-HR GLENMEDE TRUST CO NA 1,454,123 1,454,123 0.00 88,220 88,220 0.00
2018-05-01 13F-HR DEARBORN PARTNERS LLC 9,629 8,032 -16.59 584 421 -27.91
2018-05-15 13F-HR LCNB CORP 13,088 11,828 -9.63 794 620 -21.91
2018-05-08 13F-HR AR ASSET MANAGEMENT INC 5,300 5,300 0.00 322 278 -13.66
2018-04-23 13F-HR BALASA DINVERNO & FOLTZ LLC 47,311 48,188 1.85 2,870 2,526 -11.99
2018-04-24 13F-HR Live Your Vision, LLC 139 139 0.00 8 7 -12.50
2018-02-09 13F-HR WealthTrust Fairport, LLC 114,587 110,851 -3.26 6,319 6,725 6.43
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 46,311,774 48,150,808 3.97 2,803,705 2,517,122 -10.22
2018-04-17 13F-HR MURPHY CAPITAL MANAGEMENT INC 19,491 18,397 -5.61 1,182 964 -18.44
2018-05-15 13F-HR BRYN MAWR TRUST Co 284,483 278,300 -2.17 17,259 14,586 -15.49
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-02 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 39,892 9,446 -76.32 2,420 495 -79.55
2018-02-01 13F-HR Nationwide Fund Advisors 2,690,495 0 -100.00 148,381 0 -100.00
2018-02-09 13F-HR GM Advisory Group, Inc. 7,139 7,139 0.00 394 433 9.90
2018-04-11 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 15,933 16,033 0.63 967 840 -13.13
2018-05-15 13F-HR Princeton Portfolio Strategies Group LLC 55,930 2,931
2018-04-30 13F-HR Truewealth Llc 13,630 12,308 -9.70 827 645 -22.01
2018-05-15 13F-HR Magellan Asset Management Ltd 25,007,676 31,024,898 24.06 1,517,216 1,626,015 7.17
2018-01-30 13F-HR Elite Wealth Management, LLC 772 0 -100.00 34 0 -100.00
2018-05-10 13F-HR SEIZERT CAPITAL PARTNERS, LLC 4,037 4,037 0.00 245 212 -13.47
2018-05-15 13F-HR Delek Group, Ltd. 400 98,453 24,513.25 24 5,165 21,420.83
2018-04-23 13F-HR Cascade Investment Advisors, Inc. 91,321 92,548 1.34 5,794,903 5,307,420 -8.41
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-04-02 N-Q Advisors Series Trust (see advisory)
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 30,605 30,580 -0.08 1,857 1,603 -13.68
2018-05-11 13F-HR JUPITER ASSET MANAGEMENT LTD 638,167 280,455 -56.05 38,718 14,699 -62.04
2018-03-23 N-Q Thrivent Core Funds (see advisory)
2018-05-14 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 165,213 107,461 -34.96 10,023 5,632 -43.81
2018-02-28 N-Q Advisers Investment Trust (see advisory)
2018-05-08 13F-HR Neuberger Berman Group LLC 1,606,523 1,574,506 -1.99 97,550 82,567 -15.36
2018-03-29 N-Q Ab Corporate Shares (see advisory)
2018-04-27 13F-HR Woodard & Co Asset Management Group Inc /adv 297 297 0.00 18 15 -16.67
2018-04-13 13F-HR Wealth Architects, LLC 9,525 9,391 -1.41 578 492 -14.88
2018-04-18 13F-HR Louisiana State Employees Retirement System 268,300 268,100 -0.07 16,278 14,051 -13.68
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-03-28 N-Q Clough Global Equity Fund (see advisory)
2018-04-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 241,603 237,664 -1.63 14,658 12,456 -15.02
2018-05-10 13F-HR Sowell Financial Services LLC 75,085 80,616 7.37 4,802 4,207 -12.39
2018-03-29 N-Q CAPITAL INCOME BUILDER (see advisory)
2018-02-13 13F-HR EdgePoint Investment Group Inc. 11,063,458 11,886,735 7.44 610,150 721,168 18.20
2018-02-09 13F-HR Holistic Financial Partners 5,589 339
2018-04-30 13F-HR Ironwood Investment Counsel, LLC 10,698 11,729 9.64 649 614 -5.39
2018-05-08 13F-HR Boulegeris Investments, Inc. 15,971 11,802 -26.10 969 619 -36.12
2018-05-11 13F-HR Cnb Bank 18,659 17,483 -6.30 1,132 916 -19.08
2018-05-09 13F-HR GABELLI FUNDS LLC 2,050,500 1,943,500 -5.22 124,404 101,859 -18.12
2018-05-02 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 23,977 9,839 -58.96 1,455 516 -64.54
2018-05-14 13F-HR Stumpf Capital Management Llc 1,234,724 1,234,724 0.00 74,911 64,712 -13.61
2018-04-30 13F-HR Glassman Wealth Services 7,577 7,848 3.58 460 411 -10.65
2018-02-05 13F-HR BOURGEON CAPITAL MANAGEMENT LLC 8,494 0 -100.00 468 0 -100.00
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 245,684 267,107 8.72 14,906 13,999 -6.08
2017-12-29 N-Q Nuveen Preferred & Income Opportunities Fund (see advisory)
2018-03-29 N-Q First Trust Series Fund (see advisory)
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-10 13F-HR Marble Harbor Investment Counsel, LLC 96,765 99,005 2.31 5,871 5,189 -11.62
2018-04-18 13F-HR Patriot Wealth Management, Inc. 3,618 0 -100.00 220 0 -100.00
2018-04-30 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC 74,579 69,894 -6.28 4,525 3,663 -19.05
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-11 13F-HR CORNERSTONE ADVISORS INC 103,800 0 -100.00 6,298 0 -100.00
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 8,131 8,131 0.00 493 426 -13.59
2018-05-15 13F-HR RBF Capital, LLC 10,000 10,000 0.00 607 524 -13.67
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 802,148 937,445 16.87 48,666 49,131 0.96
2018-05-15 13F-HR Lafayette Investments, Inc. 126,317 126,025 -0.23 7,664 6,605 -13.82
2018-05-09 13F-HR KBC Group NV 1,274,029 1,098,115 -13.81 77,295 57,552 -25.54
2018-05-15 13F-HR Standard Life Aberdeen Plc 4,122,264 2,317,349 -43.78 250,405 121,463 -51.49
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 327,537 334,472 2.12 19,872 17,530 -11.79
2018-04-16 13F-HR Heritage Way Advisors, LLC 31,050 30,950 -0.32 1,884 1,622 -13.91
2018-04-23 13F-HR Factorial Partners, Llc 28,500 1,493,685
2018-02-06 13F-HR Wellington Shields & Co., LLC 3,779 0 -100.00 208 0 -100.00
2018-05-02 13F-HR Aquamarine Capital Management, LLC 115,000 115,000 0.00 6,977 6,027 -13.62
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC Put 687,000 0 -100.00 41,680 0 -100.00
2018-04-19 13F-HR Strategic Advisors LLC 34,419 32,585 -5.33 2,088 1,708 -18.20
2018-04-25 13F-HR Argyle Capital Management Inc. 61,958 59,058 -4.68 3,759 3,095 -17.66
2018-05-15 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 1,000,000 0 -100.00 60,670 0 -100.00
2018-04-04 13F-HR Summit Financial Group Inc 14,947 16,047 7.36 907 841 -7.28
2018-05-09 13F-HR Personal Capital Advisors Corp 586,318 33,107 -94.35 35,572 1,735 -95.12
2018-05-07 13F-HR Blue Fin Capital, Inc. 12,637 4,350 -65.58 767 227 -70.40
2018-05-09 13F-HR Smith, Salley & Associates 227,687 11,085 -95.13 13,813 581 -95.79
2018-03-30 N-Q Fidelity Advisor Series Viii (see advisory)
2018-04-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 61,577 57,963 -5.87 3,736 3,038 -18.68
2017-12-27 N-Q Angel Oak Funds Trust (see advisory)
2018-01-16 13F-HR 440 INVESTMENT GROUP, LLC 13,085 8,425 -35.61 722 511 -29.22
2018-04-25 13F-HR Harbor Island Capital Llc 116,701 116,701 0.00 7,080 6,116 -13.62
2018-05-15 13F-HR Squar Milner Financial Services Llc 12,771 14,782 15.75 841 775 -7.85
2018-05-10 13F-HR JP Morgan Chase & Co Put 2,531,100 1,361,000 -46.23 153,562 71,330 -53.55
2018-05-10 13F-HR Drexel Morgan & Co. 8,126 6,346 -21.90 493 333 -32.45
2018-05-15 13F-HR CLS Investments, LLC 2,861 2,286 -20.10 174 120 -31.03
2018-02-01 13F-HR DELPHI MANAGEMENT INC /MA/ 43,098 47,148 9.40 2,377 2,860 20.32
2018-04-23 13F-HR MEYER HANDELMAN CO 127,068 122,068 -3.93 7,710 6,397 -17.03
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 1,620,502 1,827,218 12.76 98,316 95,764 -2.60
2018-03-29 N-Q Vanguard Charlotte Funds (see advisory)
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 103,439 101,234 -2.13 6,276 5,306 -15.46
2018-05-11 13F-HR PETTYJOHN, WOOD & WHITE, INC 32,919 33,498 1.76 1,997 1,756 -12.07
2018-04-30 13F-HR Oxbow Advisors, LLC 43,565 44,624 2.43 2,643 2,339 -11.50
2018-05-14 13F-HR Hudson Bay Capital Management LP Put 0 55,000 0 2,883
2018-05-03 13F-HR Sigma Investment Management Co 3,438 0 -100.00 209 0 -100.00
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 0 25,800 0 1,352
2018-03-01 N-Q Starboard Investment Trust (see advisory)
2018-05-14 13F-HR united american securities inc. (d/b/a uas asset management) 0 5,000 0 262
2018-05-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 123,145 123,145 0.00 7,471 7,471 0.00
2018-05-08 13F-HR Motco 45 5,225 11,511.11 3 274 9,033.33
2018-04-13 13F-HR MITCHELL SINKLER & STARR/PA 4,710 5,475 16.24 286 287 0.35
2018-05-04 13F-HR MARKSTON INTERNATIONAL LLC 209,877 200,490 -4.47 12,734 10,508 -17.48
2018-05-11 13F-HR Russell Investments Group, Ltd. 6,860,407 6,550,401 -4.52 420,378 342,157 -18.61
2018-04-20 13F-HR Ausdal Financial Partners, Inc. 17,583 13,787 -21.59 1,067 723 -32.24
2018-02-13 13F-HR Arcus Capital Partners, LLC 44,232 4,783 -89.19 2,439 290 -88.11
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 142,186 84,777 -40.38 8,626 4,443 -48.49
2018-03-01 N-Q World Funds Trust (see advisory)
2018-05-11 13F-HR Claybrook Capital, Llc Call 100 0 -100.00 12 0 -100.00
2018-05-11 13F-HR VGI PARTNERS PTY Ltd 480,812 868,979 80.73 29,171 45,543 56.12
2018-05-15 13F-HR Empire Life Investments Inc. 506,157 495,441 -2.12 30,709 25,966 -15.44
2018-05-15 13F-HR Kamunting Street Capital Management, L.P. 15,000 45,000 200.00 910 2,358 159.12
2018-05-03 13F-HR One Capital Management, LLC 17,834 16,371 -8.20 1,082 858 -20.70
2018-04-27 13F-HR Canal Capital Management, LLC 9,931 9,391 -5.44 602 492 -18.27
2018-04-25 N-Q Western Asset Funds Inc (see advisory)
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2018-05-01 13F-HR Delphi Private Advisors LLC 2,462 216 -91.23 149 11 -92.62
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-05-15 13F-HR Southeast Asset Advisors Inc. 7,037 7,037 0.00 427 369 -13.58
2018-04-26 N-Q Federated Investment Series Funds Inc (see advisory)
2018-05-02 13F-HR Paulson Wealth Management Inc. 3,008 0 -100.00 182 0 -100.00
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-04-16 N-Q Kavilco Inc/wa/ (see advisory)
2018-02-12 13F-HR IBEX WEALTH ADVISORS 9,051 9,159 1.19 499 568 13.83
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-07 13F-HR EATON VANCE MANAGEMENT 11,329,916 9,899,642 -12.62 687,386 518,840 -24.52
2018-05-09 13F-HR Sather Financial Group Inc 176,456 176,180 -0.16 10,706 9,234 -13.75
2018-04-19 13F-HR COHEN LAWRENCE B 24,154 23,614 -2.24 1,465 1,238 -15.49
2018-04-10 13F-HR Lourd Capital, LLC 1,649,272 1,647,339 -0.12 100,061 86,337 -13.72
2018-04-12 13F-HR Harrington Investments, Inc 4,194 4,194 0.00 254 220 -13.39
2018-05-03 13F-HR CAM Group Holding A/S 6,054,609 6,018,005 -0.60 367,333 315,403 -14.14
2018-05-14 13F-HR AVIVA PLC 2,478,106 2,266,330 -8.55 150,347 118,778 -21.00
2018-05-15 13F-HR Sound Income Strategies, Llc 272 453 66.54 16 24 50.00
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 1,854,672 1,383,277 -25.42 98,597 72,517 -26.45
2018-05-02 13F-HR SALIENT TRUST CO LTA 27,565 27,505 -0.22 1,672 1,442 -13.76
2018-04-06 13F-HR ALTA CAPITAL MANAGEMENT LLC/ 867,533 863,382 -0.48 52,633 45,249 -14.03
2018-05-09 13F-HR BlackRock Inc. 286,595,437 289,151,856 0.89 17,387,743 15,154,448 -12.84
2018-04-26 13F-HR FineMark National Bank & Trust 309,808 304,063 -1.85 18,796 15,936 -15.22
2018-04-30 13F-HR ATWOOD & PALMER INC 24,278 21,278 -12.36 1,473 1,115 -24.30
2018-05-11 13F-HR Claybrook Capital, Llc 13,500 13,500 0.00 819 708 -13.55
2018-05-02 13F-HR RHUMBLINE ADVISERS 7,994,345 7,762,021 -2.91 485,017 406,808 -16.13
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES Call 10,800 0 -100.00 7 0 -100.00
2018-05-02 13F-HR Miracle Mile Advisors, LLC 172,300 9,030
2018-05-08 13F-HR Somerset Group LLC 71,887 61,927 -13.86 4,361 3,246 -25.57
2018-05-02 13F-HR Creative Financial Designs Inc /adv 137 137 0.00 8 7 -12.50
2018-05-07 13F-HR Kentucky Retirement Systems 273,298 229,105 -16.17 16,581 12,007 -27.59
2018-05-08 13F-HR REAVES W H & CO INC 9,000 9,000 0.00 546 472 -13.55
2018-03-23 N-Q Alpine Series Trust (see advisory)
2018-05-11 13F-HR CHEMICAL BANK 4,374 4,898 11.98 265 257 -3.02
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 471,461 514,553 9.14 28,604 26,968 -5.72
2018-05-17 13F-HR Arbor Wealth Management, LLC 71,262 84,021 17.90 4,323 4,577 5.88
2018-05-11 13F-HR CITIGROUP INC Put 1,488,100 1,415,000 -4.91 90,283 74,160 -17.86
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-04-02 N-Q John Hancock Investors Trust (see advisory)
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-02-15 13F-HR TWEEDY BROWNE CO LLC// 3,518,438 3,318,819 -5.67 194,042 201,353 3.77
2018-04-23 13F-HR Financial Architects, Inc 199,731 196,435 -1.65 12,118 10,295 -15.04
2018-02-09 13F-HR Timber Hill LLC Put 4,500 0 -100.00 248 0 -100.00
2018-02-28 N-Q Deutsche Investment Trust (see advisory)
2018-05-09 13F-HR BANK PICTET & CIE (ASIA) LTD 63,276 60,081 -5.05 3,839 3,149 -17.97
2018-05-14 13F-HR Ensemble Capital Management, LLC 3,600 0 -100.00 218 0 -100.00
2018-04-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2018-05-11 13F-HR CI INVESTMENTS INC. 6,545,476 8,389,278 28.17 397,114 439,682 10.72
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 3,455 3,455 0.00 209 181 -13.40
2018-04-11 13F-HR FRANKLIN STREET ADVISORS INC /NC 23,415 23,492 0.33 1,421 1,231 -13.37
2018-03-16 13F-HR Aurora Financial Advisors, Llc 16,557 1,004
2018-05-15 13F-HR SCHALLER INVESTMENT GROUP INC 97,840 21,503 -78.02 5,936 1,127 -81.01
2018-02-14 13F-HR National Planning Corp 24,296 0 -100.00 1,340 0 -100.00
2018-02-14 13F-HR Theleme Partners LLP 7,225,658 7,525,658 4.15 398,495 456,582 14.58
2018-04-18 13F-HR Cambridge Advisors Inc. 32,392 37,433 15.56 1,965 1,962 -0.15
2018-05-10 13F-HR Sand Hill Global Advisors, LLC 27,456 17,796 -35.18 1,666 933 -44.00
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-10 13F-HR PHH Investments, Ltd. 29,382 22,458 -23.57 1,783 1,177 -33.99
2018-05-10 13F-HR Artal Group S.A. Call 1,500,000 1,300,000 -13.33 91,005 68,133 -25.13
2018-05-08 13F-HR HGK ASSET MANAGEMENT INC 238,239 12,486
2018-05-14 13F-HR Allianz Asset Management AG Put 5,328,900 2,176,700 -59.15 323,304 114,081 -64.71
2018-04-05 13F-HR Boltwood Capital Management 67,307 64,842 -3.66 4,083 3,398 -16.78
2018-02-12 13F-HR Heritage Trust Co 61,804 60,074 -2.80 3,409 3,644 6.89
2018-05-10 13F-HR Providence Capital Advisors, Llc 830 681 -17.95 50 36 -28.00
2018-04-16 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 4,055 4,485 10.60 246 235 -4.47
2018-04-23 13F-HR Douglas Lane & Associates, LLC 41,578 37,819 -9.04 2,523 1,982 -21.44
2018-02-15 13F-HR/A Vantage Investment Partners, LLC 6,302,339 2,667,162 -57.68 347,574 161,817 -53.44
2018-05-11 13F-HR Cove Street Capital, LLC 1,129 0 -100.00 68 0 -100.00
2018-04-10 13F-HR Atlanta Capital Group 27,666 56,773 105.21 1,678 2,975 77.29
2018-05-01 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 32,240 32,240 0.00 1,956 1,690 -13.60
2018-05-14 13F-HR Allianz Asset Management AG Call 733,400 250,000 -65.91 44,495 13,103 -70.55
2018-05-07 13F-HR OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 221,826 129,897 -41.44 13,458 6,808 -49.41
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 477,270 478,771 0.31 28,956 25,092 -13.34
2018-04-17 13F-HR PIONEER TRUST BANK N A/OR 79,563 79,153 -0.52 4,827 4,148 -14.07
2018-04-13 13F-HR Calamos Advisors LLC Put 168,300 8,821
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 140,500 789,800 462.14 8,524 41,393 385.61
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 4,470 4,527 1.28 271 237 -12.55
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 2,163,334 2,174,287 0.51 131,250 113,954 -13.18
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 305,500 468,100 53.22 18,535 24,533 32.36
2018-02-02 13F-HR Fiduciary Group LLC 94,192 94,769 0.61 5,195 5,750 10.68
2018-05-03 13F-HR/A Baskin Financial Services Inc. 6,539 1,200 -81.65 397 63 -84.13
2018-05-16 13F-HR/A COWEN GROUP, INC. 4,200 220
2018-04-18 13F-HR Huntington Steele LLC 7,050 6,840 -2.98 428 359 -16.12
2018-04-17 13F-HR INGALLS & SNYDER LLC Call 7,100 7,100 0.00 431 372 -13.69
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-10 13F-HR Bridgeworth, LLC 0 4,218 0 218
2018-05-11 13F-HR WSFS CAPITAL MANAGEMENT, LLC 5,362 5,396 0.63 296 283 -4.39
2018-05-10 13F-HR TCW GROUP INC 127,318 85,649 -32.73 7,724 4,489 -41.88
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 8,100 0 -100.00 491 0 -100.00
2018-04-04 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 4,275 4,000 -6.43 259 210 -18.92
2018-05-11 13F-HR AllSquare Wealth Management LLC 4,139 2,889 -30.20 251 151 -39.84
2018-05-03 13F-HR SG Americas Securities, LLC 822,139 564,458 -31.34 49,879 29,583 -40.69
2018-04-25 13F-HR Parsec Financial Management, Inc. 115,790 128,865 11.29 7,025 6,754 -3.86
2018-05-09 13F-HR HAVERFORD TRUST CO 2,305,061 263,279 -88.58 139,848 13,798 -90.13
2018-05-15 13F-HR Berkshire Hathaway Inc 458,232,268 456,513,244 -0.38 27,800,952 23,925,858 -13.94
2018-03-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-02-01 13F-HR SUMMIT SECURITIES GROUP, LLC Call 134 0 -100.00 739 0 -100.00
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 15,776 11,545 -26.82 957 605 -36.78
2018-04-24 13F-HR Kidder Stephen W 9,850 9,050 -8.12 598 474 -20.74
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 98 493 403.06 6 26 333.33
2018-04-05 13F-HR WHALEROCK POINT PARTNERS, LLC 18,239 17,982 -1.41 1,106 943 -14.74
2018-05-15 13F-HR Marino, Stram & Associates Llc 18,837 18,175 -3.51 1,143 953 -16.62
2018-05-15 13F-HR TEGEAN CAPITAL MANAGEMENT, LLC 225,000 0 -100.00 13,651 0 -100.00
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 6,100 13,500 121.31 370 708 91.35
2018-05-21 13F-HR Front Row Advisors Llc 26,725 16,158 -39.54 1,621 847 -47.75
2018-05-01 13F-HR Intercontinental Wealth Advisors, Llc 13,270 13,716 3.36 805 719 -10.68
2018-05-04 13F-HR WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV 50,606 55,256 9.19 3,070 2,896 -5.67
2018-02-23 N-Q Blackrock Allocation Target Shares (see advisory)
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 302,319 83,830 -72.27 18,342 4,394 -76.04
2018-05-11 13F-HR Covington Capital Management 197,932 180,677 -8.72 12,009 9,469 -21.15
2018-04-06 13F-HR HUTNER CAPITAL MANAGEMENT INC 93,595 90,101 -3.73 5,678 4,722 -16.84
2018-04-25 13F-HR Verity & Verity, LLC 158,828 161,563 1.72 9,636 8,467 -12.13
2018-04-27 N-Q Flaherty & Crumrine Preferred Securities Income Fund Inc (see advisory)
2018-05-01 13F-HR PECAUT & CO. 85,925 84,625 -1.51 5,213 4,435 -14.92
2018-04-10 13F-HR Hartford Financial Management Inc. 44,147 44,648 1.13 2,678 2,340 -12.62
2018-01-08 13F-HR MARSHWINDS ADVISORY CO 3,805 0 -100.00 210 0 -100.00
2018-05-15 13F-HR Fore Capital, Llc 60,000 0 -100.00 3,640 0 -100.00
2018-05-10 13F-HR Cumberland Partners Ltd 43,165 0 -100.00 2,619 0 -100.00
2018-05-15 13F-HR Spectrum Financial Alliance Ltd Llc 600 31
2018-04-24 13F-HR Telos Capital Management, Inc. 3,904 0 -100.00 237 0 -100.00
2018-05-14 13F-HR King Wealth Management Group, LLC 6,949 6,525 -6.10 421 342 -18.76
2018-04-12 13F-HR Integrated Investment Consultants, LLC 1,539 5,157 235.09 85 270 217.65
2018-03-29 N-Q Eaton Vance Tax-managed Global Diversified Equity Income Fund (see advisory)
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 5,411 5,019 -7.24 329 263 -20.06
2018-04-11 13F-HR ALPHA WINDWARD LLC 7,011 7,032 0.30 425 369 -13.18
2018-05-04 13F-HR FFCM LLC 101 24,132 23,793.07 6 1,265 20,983.33
2018-05-08 13F-HR Cornerstone Capital, Inc. 8,300 8,300 0.00 504 435 -13.69
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-04-18 13F-HR Murphy Pohlad Asset Management LLC 37,266 37,526 0.70 2,260 1,966 -13.01
2018-04-10 13F-HR Curbstone Financial Management Corp 18,408 36,166 96.47 1,117 1,895 69.65
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 13,300 25,091 88.65 807 1,315 62.95
2018-05-11 13F-HR Gemmer Asset Management LLC 3,472 3,475 0.09 211 182 -13.74
2018-05-08 13F-HR DILLON & ASSOCIATES INC 3,475 0 -100.00 212 0 -100.00
2018-05-15 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 12,768,452 15,319,028 19.98 774,662 802,870 3.64
2018-04-05 13F-HR Cahaba Wealth Management, Inc. 8,841 8,140 -7.93 536 418 -22.01
2018-04-27 N-Q Ab Cap Fund, Inc. (see advisory)
2018-05-15 13F-HR PRUDENTIAL PLC 14,432,776 14,210,482 -1.54 875,636 744,771 -14.95
2018-02-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-05-15 13F-HR Walleye Trading LLC Put 141,800 277,100 95.42 8,601 14,523 68.85
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-04-05 13F-HR TRUST CO OF TOLEDO NA /OH/ 85,758 81,993 -4.39 5,203 4,297 -17.41
2018-05-11 13F-HR Arvest Trust Co 283,082 279,874 -1.13 17,174 14,668 -14.59
2018-05-10 13F-HR Godshalk Welsh Capital Management, Inc. 8,350 8,500 1.80 507 445 -12.23
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-04-27 N-Q John Hancock Bond Trust (see advisory)
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 17,000 0 -100.00 938 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 262,660 65,282 -75.15 15,936 3,421 -78.53
2018-04-27 13F-HR Alley Co LLC 102,831 102,259 -0.56 6,239 5,359 -14.10
2018-05-07 13F-HR Valmark Advisers, Inc. 5,310 5,802 9.27 322 304 -5.59
2018-01-19 13F-HR Saratoga Research & Investment Management 3,228 0 -100.00 178 0 -100.00
2018-05-10 13F-HR Flinton Capital Management LLC 532,224 533,584 0.26 32,290 27,965 -13.39
2018-05-09 13F-HR Twin Tree Management, LP Put 279,900 33,200 -88.14 16,982 1,740 -89.75
2018-05-21 13F-HR Ken Stern & Associates, Inc. 9,015 8,914 -1.12 547 467 -14.63
2018-05-11 13F-HR TD Capital Management LLC 430 430 0.00 26 23 -11.54
2018-04-26 13F-HR Family Firm, Inc. 11,208 11,154 -0.48 680 585 -13.97
2018-05-11 13F-HR X-square Capital, Llc 4,698 5,965 26.97 285 312 9.47
2018-04-25 N-Q Federated Global Allocation Fund (see advisory)
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 68,971 66,671 -3.33 4,184 3,495 -16.47
2018-04-26 13F-HR WINSLOW ASSET MANAGEMENT INC 153,902 154,488 0.38 9,337 8,097 -13.28
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2018-05-14 13F-HR Mraz, Amerine & Associates, Inc. 16,033 15,633 -2.49 973 819 -15.83
2018-02-13 13F-HR Corient Capital Partners, LLC 94,083 97,260 3.38 5,189 5,900 13.70
2018-05-14 13F-HR Dynamic Capital Management Ltd 12,038 0 -100.00 730 0 -100.00
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. 0 5,000 0 262
2018-04-05 13F-HR West Oak Capital, LLC 35,379 24,007 -32.14 2,146,444 1,258,207 -41.38
2018-02-02 13F-HR Quadrant Private Wealth Management, Llc 5,761 350
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-04-03 13F-HR Washington Trust Bank 85,253 75,552 -11.38 5,172 3,960 -23.43
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 270,930 264,930 -2.21 16,437 13,885 -15.53
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-04-18 13F-HR Harbour Capital Advisors, LLC 11,320 10,204 -9.86 687 535 -22.13
2018-05-15 13F-HR Sciencast Management LP 3,937 5,057 28.45 254 256 0.79
2018-05-07 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 8,134 7,641 -6.06 493 400 -18.86
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-15 13F-HR We Are One Seven, Llc 20,591 19,235 -6.59 1,249 1,008 -19.30
2018-05-11 13F-HR CITIGROUP INC 3,749,880 3,501,580 -6.62 227,504 183,518 -19.33
2018-05-15 13F-HR TCTC Holdings, LLC 14,300 14,300 0.00 868 750 -13.59
2018-04-27 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 58,441 54,142 -7.36 3,546 2,838 -19.97
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 825,059 55,152 -93.32 50,057 2,891 -94.22
2018-05-15 13F-HR Fore Capital, Llc Call 50,000 160,000 220.00 3,034 8,386 176.40
2018-04-30 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 5,967 5,967 0.00 362 313 -13.54
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-04-27 13F-HR Security Asset Management 45,095 2,523 -94.41 2,736 132 -95.18
2018-04-18 13F-HR Creative Planning Call 10,000 10,100 1.00 25 4 -84.00
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-02-13 13F-HR Catamount Wealth Management 1,573 1,573 0.00 87 95 9.20
2018-04-19 13F-HR Versant Capital Management, Inc 3,859 2,786 -27.81 234 146 -37.61
2018-04-24 13F-HR Allegis Investment Advisors, LLC 56,555 36,596 -35.29 3,431 1,918 -44.10
2018-05-11 13F-HR MADISON INVESTMENT HOLDINGS INC 220,162 333,402 51.43 13,357 17,474 30.82
2017-12-26 N-Q John Hancock Preferred Income Fund Ii (see advisory)
2018-04-19 13F-HR State of Alaska, Department of Revenue 382,172 463,732 21.34 23,184 24,303 4.83
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-08 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 22,797 22,762 -0.15 1,383 1,193 -13.74
2018-04-13 13F-HR Kessler Investment Group, LLC 29 37,805 130,262.07 2 1,981 98,950.00
2018-04-10 13F-HR Addison Capital Co 40,475 40,489 0.03 2,456 2,122 -13.60
2018-05-04 13F-HR LSV ASSET MANAGEMENT 3,117,727 3,093,927 -0.76 189,152 162,152 -14.27
2018-05-01 13F-HR Windsor Capital Management, LLC 13,141 12,443 -5.31 797 652 -18.19
2018-04-17 13F-HR Watermark Asset Management, Inc. 1,817 1,367 -24.77 110 72 -34.55
2018-05-14 13F-HR MERIDIAN INVESTMENT COUNSEL INC. 17,846 17,911 0.36 1,083 939 -13.30
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-01-26 N-Q Valic Co Ii (see advisory)
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-07 13F-HR Granite Springs Asset Management Llc 4,835 0 -100.00 293 0 -100.00
2018-05-15 13F-HR Ancora Advisors, LLC 123,241 88,397 -28.27 7,477 4,632 -38.05
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-04-12 13F-HR Osborn Rohs Williams & Donohoe Ltd 105,538 99,963 -5.28 6,403 5,239 -18.18
2018-04-19 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 31,290 33,028 5.55 1,898 1,731 -8.80
2018-05-09 13F-HR Swedbank 6,311,159 6,099,929 -3.35 382,898 319,697 -16.51
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-15 13F-HR Krasney Financial LLC 26,665 26,665 0.00 1,618 1,398 -13.60
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 1,478,601 1,610,670 8.93 89,706,723 84,415,215 -5.90
2018-04-26 13F-HR Sharkey, Howes & Javer 4,637 3,645 -21.39 281 191 -32.03
2018-05-08 13F-HR FLIPPIN BRUCE & PORTER INC 153,366 159,803 4.20 9,305 8,375 -9.99
2018-05-04 13F-HR LYELL WEALTH MANAGEMENT, LP 7,902 7,157 -9.43 479 375 -21.71
2018-04-25 13F-HR CAMPBELL NEWMAN ASSET MANAGEMENT INC 29,127 27,074 -7.05 1,767 1,419 -19.69
2018-04-09 13F-HR Jones Collombin Investment Counsel Inc 126,920 0 -100.00 7,700 0 -100.00
2018-03-29 N-Q Tax-managed Value Portfolio (see advisory)
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 168,000 0 -100.00 9,265 0 -100.00
2018-04-04 13F-HR CENTRAL TRUST Co 50,465 46,675 -7.51 3,062 2,447 -20.08
2018-01-29 13F-HR Summit Financial Strategies, Inc. 0 3,448 0 209
2018-05-15 13F-HR HCR Wealth Advisors 50,107 49,901 -0.41 3,040 2,615 -13.98
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 19,064 23,697 24.30 1,157 1,242 7.35
2018-04-11 13F-HR Ruggie Capital Group 1,200 1,200 0.00 73 63 -13.70
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 76,126 0 -100.00 4,211 0 -100.00
2018-04-23 13F-HR Uncommon Cents Investing Llc 99,209 107,279 8.13 6,019 5,622 -6.60
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 407,006 397,824 -2.26 24,693 20,850 -15.56
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 3,685,700 2,883,900 -21.75 223,611 151,145 -32.41
2018-02-07 13F-HR Pinkerton Retirement Specialists, LLC 91 208 128.57 5 13 160.00
2018-04-25 N-Q General New Jersey Municipal Money Market Fund, Inc (see advisory)
2018-05-15 13F-HR Aureus Asset Management, LLC 6,227 5,813 -6.65 378 305 -19.31
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-02-16 13F-HR/A OLD MISSION CAPITAL LLC Put 24,600 0 -100.00 3 0 -100.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 161,700 493,200 205.01 9,810 25,849 163.50
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 2,462,486 2,351,481 -4.51 149,399 123,241 -17.51
2017-12-26 N-Q John Hancock Preferred Income Fund Iii (see advisory)
2018-05-15 13F-HR One Wealth Advisors, Llc 275 303 10.18 17 16 -5.88
2018-04-27 13F-HR Hudock Capital Group, LLC 25,332 25,008 -1.28 1,536 1,310 -14.71
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 86,200 0 -100.00 5,230 0 -100.00
2018-05-07 13F-HR Castleview Partners, Llc 6,345 333
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-05-09 13F-HR Private Wealth Advisors, Inc. 20,448 20,248 -0.98 1,241 1,061 -14.50
2018-05-02 13F-HR WESTPORT ASSET MANAGEMENT INC 1,000 1,000 0.00 55 52 -5.45
2018-04-18 13F-HR GLENVIEW STATE BANK TRUST DEPT. 9,527 8,902 -6.56 578 467 -19.20
2018-02-26 N-Q Alliancebernstein Global High Income Fund Inc (see advisory)
2018-05-15 13F-HR GUARDIAN POINT CAPITAL, LP 325,000 0 -100.00 19,718 0 -100.00
2018-02-09 13F-HR Edgestream Partners, L.P. 6,546 0 -100.00 361 0 -100.00
2018-05-14 13F-HR ELCO Management Co., LLC 16,215 16,215 0.00 984 850 -13.62
2018-05-11 13F-HR Willis Investment Counsel 417,506 335,106 -19.74 25,330 17,563 -30.66
2018-05-09 13F-HR 6 Meridian 174,153 133,440 -23.38 10,566 6,994 -33.81
2018-01-12 13F-HR CHELSEA COUNSEL CO 18,295 5,995 -67.23 1,009 364 -63.92
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 794,835 90,223 -88.65 48,223 4,728 -90.20
2018-04-11 13F-HR LifePlan Financial Group, Inc 2,412 126
2018-05-07 13F-HR HYMAN CHARLES D 181,264 176,015 -2.90 10,997 9,225 -16.11
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 75,904 76,783 1.16 4,605 4,024 -12.62
2018-04-18 13F-HR Integral Derivatives, LLC 23,359 24,004 2.76 1,417 1,258 -11.22
2018-05-01 13F-HR Clear Harbor Asset Management, LLC 5,488 5,870 6.96 333 308 -7.51
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 2,825,276 2,659,068 -5.88 171,409 139,362 -18.70
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Call 320,000 0 -100.00 19,414 0 -100.00
2018-05-14 13F-HR FCA CORP /TX 8,161 4,161 -49.01 495 218 -55.96
2018-05-14 13F-HR HENDERSON GROUP PLC 6,048,489 6,189,331 2.33 367,037 324,388 -11.62
2018-05-16 13F-HR Aspen Investment Management Inc 17,374 17,150 -1.29 1,054 899 -14.71
2018-04-19 13F-HR CKW FINANCIAL GROUP 3,744 4,324 15.49 227 222 -2.20
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-05-04 13F-HR MISSION WEALTH MANAGEMENT, LLC 57,914 58,691 1.34 3,514 3,076 -12.46
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 142,579 32,931 -76.90 8,650 1,726 -80.05
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 932,700 907,000 -2.76 56,587 47,536 -15.99
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 5,367 5,376 0.17 326 282 -13.50
2018-05-15 13F-HR Nokota Management, LP 100,000 542,191 442.19 6,067 28,416 368.37
2018-05-14 13F-HR Perigon Wealth Management, LLC 31,073 18,592 -40.17 1,885 974 -48.33
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 1,157,159 827,159 -28.52 70,205 43,351 -38.25
2018-04-19 13F-HR GILLESPIE ROBINSON & GRIMM INC 80,602 80,462 -0.17 4,890 4,217 -13.76
2018-04-20 13F-HR PATTEN & PATTEN INC/TN 124,607 122,447 -1.73 7,560 6,417 -15.12
2018-02-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 780,746 765,898 -1.90 43,058 46,467 7.92
2018-02-12 13F-HR Brookmont Capital Management 86,040 137,437 59.74 4,745 8,338 75.72
2018-04-25 13F-HR TRUE Private Wealth Advisors 42,675 42,102 -1.34 2,589 2,206 -14.79
2018-05-07 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 0 228 0 12
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 13,483,272 13,563,159 0.59 818,030 710,845 -13.10
2018-03-26 N-Q Legg Mason Bw Global Income Opportunities Fund Inc. (see advisory)
2018-04-11 13F-HR Sky Investment Group LLC 5,540 5,540 0.00 336 290 -13.69
2018-05-03 13F-HR ARMSTRONG SHAW ASSOCIATES INC/CT 58,750 57,589 -1.98 3,564 3,018 -15.32
2018-02-14 13F-HR Blue Granite Capital, LLC 28,907 0 -100.00 1,594 0 -100.00
2018-03-30 N-Q Amg Funds I (see advisory)
2018-02-09 13F-HR Arizona State Retirement System 1,155,463 1,175,070 1.70 63,724 71,291 11.87
2018-05-10 13F-HR SVA Plumb Wealth Management, LLC 85,300 88,684 3.97 5,175 4,891 -5.49
2018-05-11 13F-HR Compagnie Odier SCA 299,489 270,341 -9.73 18,165 14,168 -22.00
2018-03-29 N-Q Global Income Builder Portfolio (see advisory)
2018-05-10 13F-HR/A D. SCOTT NEAL, INC. 253 253 0.00 15 13 -13.33
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 3,099 0 162
2018-05-01 13F-HR WHITTIER TRUST CO 350,386 354,748 1.24 21,258 18,588 -12.56
2018-04-11 13F-HR O'Brien Wealth Partners LLC 5 0
2018-04-18 13F-HR ASSET ADVISORS CORP 1,382 1,382 0.00 84 72 -14.29
2018-04-25 13F-HR Confluence Wealth Management LLC 19,342 9,243 -52.21 1,174 484 -58.77
2018-04-24 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 11,220 11,450 2.05 681 600 -11.89
2018-05-10 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 115,226 100,438 -12.83 6,991 5,264 -24.70
2018-04-12 13F-HR Cardan Capital Partners, LLC 7,171 376
2018-05-07 13F-HR Mawer Investment Management Ltd. 4,628,772 4,640,608 0.26 280,573 243,134 -13.34
2018-04-11 13F-HR BIEGEL & WALLER LLC 4,708 4,708 0.00 286 247 -13.64
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 7,590 8,456 11.41 461 438 -4.99
2018-05-01 13F-HR CEDAR HILL ASSOCIATES, LLC 8,186 0 -100.00 496 0 -100.00
2018-02-13 13F-HR MAPLELANE CAPITAL, LLC 1 0 -100.00 0 0
2018-05-03 13F-HR BerganKDV Wealth Management, LLC 125,274 124,358 -0.73 7,600 6,518 -14.24
2018-05-10 13F-HR SMITHFIELD TRUST CO 41,230 40,477 -1.83 2,502 2,121 -15.23
2018-05-15 13F-HR Beaton Management Co. Inc. 12,630 11,781 -6.72 766 617 -19.45
2018-04-18 13F-HR Marathon Asset Management LLP 2,002,942 2,052,357 2.47 121,536 107,564 -11.50
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 1,633,906 1,455,056 -10.95 99,127 76,259 -23.07
2018-02-28 N-Q American High Income Trust (see advisory)
2018-04-09 13F-HR Founders Capital Management 54,020 54,100 0.15 3,277 2,835 -13.49
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-15 13F-HR TRUSTCO BANK CORP N Y 37,350 37,325 -0.07 2,266 1,956 -13.68
2018-05-15 13F-HR Institute for Wealth Management, LLC. 11,195 11,841 5.77 680 610 -10.29
2018-05-04 13F-HR NTV ASSET MANAGEMENT LLC 11,363 12,219 7.53 689 640 -7.11
2018-04-27 N-Q New Economy Fund (see advisory)
2018-05-15 13F-HR Magnetar Financial LLC 0 4,629 0 243
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-03-28 N-Q Bbh Trust (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-08 13F-HR MERIDIAN MANAGEMENT CO 39,191 0 -100.00 2,378 0 -100.00
2017-12-27 N-Q Delaware Group Government Fund (see advisory)
2018-05-14 13F-HR CONTINENTAL ADVISORS LLC Call 2,000 90,000 4,400.00 121 4,717 3,798.35
2018-05-21 13F-HR Mcilrath & Eck, Llc 3,886 3,725 -4.14 236 195 -17.37
2018-05-18 13F-HR Moors & Cabot, Inc. 47,432 28,847 -39.18 2,873 1,512 -47.37
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-05-15 13F-HR Johnson Financial Group, LLC 9,229 8,269 -10.40 560 433 -22.68
2018-05-15 13F-HR Marshall Wace North America L.P. 0 1,896,423 0 99,392
2018-05-15 13F-HR Stadion Money Management, LLC 31,688 30,350 -4.22 1,923 1,591 -17.26
2018-04-12 13F-HR Valeo Financial Advisors, Llc 87,030 85,984 -1.20 5,280 4,506 -14.66
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 8,306,610 8,077,421 -2.76 503,962 423,338 -16.00
2018-02-16 13F-HR/A OLD MISSION CAPITAL LLC Call 10,000 0 -100.00 53 0 -100.00
2018-05-09 13F-HR Signature Financial Management, Inc. 40,972 40,682 -0.71 2,484 2,133 -14.13
2018-05-15 13F-HR Amussen Hunsaker & Associates Llc 11,711 13,365 14.12 710 700 -1.41
2018-05-15 13F-HR Rafferty Asset Management, LLC 968,593 1,131,823 16.85 58,765 59,319 0.94
2018-05-08 13F-HR EXENCIAL WEALTH ADVISORS, LLC 25,846 26,029 0.71 1,568 1,364 -13.01
2018-04-17 13F-HR HOERTKORN RICHARD CHARLES 107,765 107,440 -0.30 6,538 5,631 -13.87
2018-02-14 13F-HR CMT Asset Management Ltd 1,295 0 -100.00 448 0 -100.00
2018-05-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 0 5,450 0 286
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-04-27 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 195,230 268,338 37.45 11,845 14,064 18.73
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-12 13F-HR Kepos Capital LP 18,501 61,872 234.43 1,020 3,754 268.04
2018-05-15 13F-HR COLONY GROUP LLC 15,525 20,165 29.89 942 1,057 12.21
2018-05-02 13F-HR Mirador Capital Partners LP 55,055 59,681 8.40 3,340 3,101 -7.16
2018-05-15 13F-HR Firefly Value Partners, LP 1,092,674 1,106,543 1.27 66,293 57,994 -12.52
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 5,399 5,440 0.76 328 285 -13.11
2018-05-14 13F-HR NOMURA HOLDINGS INC 1,096,584 61,887
2018-05-09 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 4,014 4,719 17.56 244 247 1.23
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-15 13F-HR Natixis Asset Management 0 37,942 0 1,988
2018-05-01 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 482,064 482,962 0.19 29,247 25,312 -13.45
2018-04-11 13F-HR First Capital Advisors Group, LLC. 5,851 5,802 -0.84 355 304 -14.37
2018-04-11 13F-HR Addenda Capital Inc. 153,310 148,212 -3.33 9,141 7,632 -16.51
2018-05-14 13F-HR Laffer Investments 6,233 90,687 1,354.95 378,156 4,752,905 1,156.86
2018-05-18 13F-HR CIBC World Markets Inc. Call 68,500 0 -100.00 4,156 0 -100.00
2018-05-10 13F-HR Norinchukin Bank, The 223,054 273,211 22.49 13,533 14,319 5.81
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 39,918 37,497 -6.06 2,421,825 1,965,218 -18.85
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 2,497,532 2,366,077 -5.26 151,525 124,006 -18.16
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 429,366 422,366 -1.63 26,050 22,136 -15.02
2018-05-14 13F-HR Bell State Bank & Trust 11,929 10,726 -10.08 724 562 -22.38
2018-04-02 N-Q John Hancock Income Securities Trust (see advisory)
2018-05-15 13F-HR Capital Research Global Investors 54,224,495 77,891,551 43.65 3,289,800 4,082,296 24.09
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-14 13F-HR Edgemoor Investment Advisors, Inc. 13,277 8,810 -33.64 830 462 -44.34
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 114,133 56,233 -50.73 6,924 2,947 -57.44
2018-04-26 13F-HR FIRST MERCHANTS CORP 161,666 155,345 -3.91 9,808 8,142 -16.99
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 12,820 935 -92.71 778 49 -93.70
2018-05-07 13F-HR ING GROEP NV 409,642 457,306 11.64 24,853 23,967 -3.56
2018-05-14 13F-HR Front Street Capital Management, Inc. 52,950 52,002 -1.79 3,213 2,725 -15.19
2018-05-15 13F-HR ADVISORY RESEARCH INC 420,656 0 -100.00 25,521 0 -100.00
2018-05-02 13F-HR FTB Advisors, Inc. 29,777 30,904 3.78 1,836 1,600 -12.85
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 22,600 0 -100.00 1,246 0 -100.00
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-16 13F-HR Integre Asset Management, LLC 65,510 63,303 -3.37 3,974 3,318 -16.51
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 4,532,799 5,864,216 29.37 249,984 355,782 42.32
2018-04-23 13F-HR Vision Capital Management, Inc. 12,825 11,955 -6.78 778 627 -19.41
2018-05-02 13F-HR Biondo Investment Advisors, LLC 4,959 0 -100.00 303 0 -100.00
2018-04-05 13F-HR Destination Wealth Management 5,055 19,841 292.50 307 6,705 2,084.04
2018-04-24 13F-HR SMITH SHELLNUT WILSON LLC /ADV 44,322 43,240 -2.44 2,689 2,266 -15.73
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 93,977 92,618 -1.45 5,701 4,854 -14.86
2017-12-27 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-05-14 13F-HR SECURITY NATIONAL BANK OF SO DAK 6,783 5,800 -14.49 412 304 -26.21
2018-05-15 13F-HR Kaizen Advisory, Llc 4,303 4,303 0.00 261 226 -13.41
2018-04-20 13F-HR PRENTISS SMITH & CO INC 18,609 19,516 4.87 1,129 1,023 -9.39
2018-05-10 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC 28,373 28,040 -1.17 1,721 1,470 -14.58
2018-04-30 13F-HR FIRST NATIONAL TRUST CO 146,204 155,579 6.41 8,871 8,154 -8.08
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 98,565 106,465 8.02 5,980 5,580 -6.69
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 2,182,098 1,987,746 -8.91 132,388 104,178 -21.31
2018-01-30 N-Q 360 Funds (see advisory)
2018-02-14 13F-HR CMT Asset Management Ltd Put 211,000 0 -100.00 11,637 0 -100.00
2018-04-17 13F-HR NAPLES GLOBAL ADVISORS, LLC 5,006 4,856 -3.00 304 254 -16.45
2018-05-11 13F-HR ISTHMUS PARTNERS, LLC 600 600 0.00 36 31 -13.89
2018-05-03 13F-HR ADVISOR PARTNERS LLC 92,249 92,700 0.49 5,924 4,858 -17.99
2018-04-26 13F-HR Tilden Park Management I LLC Call 1,000,000 0 -100.00 60,670 0 -100.00
2018-04-17 13F-HR PBWM Holdings, LLC 4,786 4,786 0.00 290 251 -13.45
2018-05-11 13F-HR GRAND JEAN CAPITAL MANAGEMENT INC 124,382 102,472 -17.62 7,546 5,371 -28.82
2018-05-15 13F-HR CMT Capital Markets Trading GmbH Call 378,100 378,100 0.00 22,939 19,816 -13.61
2018-05-16 13F-HR Braun-bostich & Associates Inc. 276 276 0.00 17 14 -17.65
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 57,755 43,699 -24.34 3,503 2,290 -34.63
2018-02-13 13F-HR Axa 1,752,761 1,406,810 -19.74 96,664 85,351 -11.70
2018-04-27 N-Q ADAMS DIVERSIFIED EQUITY FUND, INC. (see advisory)
2018-05-15 13F-HR Gs Investments, Inc. 75,770 74,415 -1.79 4,596,966 3,900,090 -15.16
2018-05-04 13F-HR Financial Gravity Companies, Inc. 465 353 -24.09 31 18 -41.94
2018-04-27 N-Q Flaherty & Crumrine Preferred Income Fund Inc (see advisory)
2018-05-22 13F-HR NBT BANK N A /NY 139,723 139,389 -0.24 8,477 7,305 -13.83
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 3,257,300 180,912
2018-05-08 13F-HR Willingdon Wealth Management 6,256 6,458 3.23 380 338 -11.05
2018-05-11 13F-HR Mutual of America Capital Management LLC 555,018 560,686 1.02 33,673 29,386 -12.73
2018-05-09 13F-HR Chicago Capital, Llc 8,651 453
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 182,283 0 -100.00 11,059 0 -100.00
2017-12-28 N-Q Mss Series Trust (see advisory)
2018-04-26 N-Q Federated Total Return Series Inc (see advisory)
2018-05-14 13F-HR Capital Analysts, Inc. 5,606 2,500 -55.40 340 131 -61.47
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 6,574,464 8,147,326 23.92 398,873 427,001 7.05
2018-05-15 13F-HR Capstone Financial Advisors, Inc. 5,741 0 -100.00 348 0 -100.00
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 7,038 0 -100.00 388 0 -100.00
2018-05-11 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-05-01 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 5,322 5,551 4.30 323 291 -9.91
2018-04-24 N-Q Dbx Etf Trust (see advisory)
2018-04-20 N-Q Fdp Series, Inc. (see advisory)
2018-05-01 13F-HR Asset Management Advisors, LLC 83,695 83,445 -0.30 5,078 4,373 -13.88
2018-04-23 13F-HR Wells Trecaso Financial Group, Llc 3,675 0 -100.00 223 0 -100.00
2018-01-25 N-Q Federated Institutional Trust (see advisory)
2018-04-20 13F-HR Carlson Capital Management 29,882 23,773 -20.44 1,813 1,246 -31.27
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 46,960 0 -100.00 2,849 0 -100.00
2018-04-05 13F-HR Edge Wealth Management LLC 26,501 26,502 0.00 1,616 1,389 -14.05
2018-05-15 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 0 1,796,480 0 94,154
2018-04-13 13F-HR Cohen Klingenstein, LLC 24,900 24,900 0.00 1,511 1,305 -13.63
2018-05-11 13F-HR Financial Advisory Group 5,587 5,324 -4.71 339 279 -17.70
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-03-29 N-Q Sunamerica Specialty Series (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-15 13F-HR Clearbridge Investments, LLC 10,677,477 10,420,335 -2.41 647,803 546,130 -15.70
2018-05-02 13F-HR DIVIDEND ASSET CAPITAL, LLC 24,860 12,890 -48.15 1,508 676 -55.17
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-15 13F-HR GREENWOOD GEARHART INC 105,232 115,787 10.03 6,384 6,068 -4.95
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 181,264 182,464 0.66 10,998 9,564 -13.04
2018-05-14 13F-HR SCHNEIDER CAPITAL MANAGEMENT CORP 254,338 176,338 -30.67 15,431 9,242 -40.11
2018-05-10 13F-HR Brick & Kyle, Associates 4,884 5,284 8.19 296 277 -6.42
2018-05-09 13F-HR Cannell Peter B & Co Inc 48,466 45,516 -6.09 2,940 2,385 -18.88
2018-04-09 13F-HR First PREMIER Bank 47,644 49,019 2.89 2,891 2,569 -11.14
2018-04-25 13F-HR Regal Investment Advisors LLC 37,057 36,130 -2.50 2,248 1,894 -15.75
2018-05-15 13F-HR Brasada Capital Management, Lp 5,561 500 -91.01 337 26 -92.28
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 4,416,711 5,395,963 22.17 267,962 282,802 5.54
2018-04-18 13F-HR MONARCH CAPITAL MANAGEMENT INC/ 51,205 49,639 -3.06 3,107 2,602 -16.25
2018-05-02 13F-HR FDx Advisors, Inc. 341,237 304,453 -10.78 20,703 15,956 -22.93
2018-02-09 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 0 3,300 0 200
2018-03-09 13F-HR Pacific Sun Financial Corp 55,055 3,340
2018-04-18 13F-HR REGIONS FINANCIAL CORP 2,153,062 1,839,748 -14.55 130,626 96,422 -26.18
2017-12-29 N-Q Nuveen Credit Strategies Income Fund (see advisory)
2018-05-09 13F-HR Minneapolis Portfolio Management Group, LLC 0 7,000 0 367
2018-05-15 13F-HR AVALON ADVISORS, LLC 356,593 428,241 20.09 21,635 22,444 3.74
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 117,695 100,501 -14.61 7,141 5,267 -26.24
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 19,200 19,800 3.12 1,165 1,038 -10.90
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 957,254 905,230 -5.43 58,077 47,443 -18.31
2018-05-09 13F-HR/A JNBA Financial Advisors 14,843 14,252 -3.98 900 747 -17.00
2018-04-06 13F-HR Eqis Capital Management, Inc. 9,898 7,776 -21.44 600 408 -32.00
2018-05-15 13F-HR Voya Investment Management LLC 5,356,009 1,767,191 -67.01 324,949 92,618 -71.50
2018-05-07 13F-HR BAILARD, INC. 30,626 33,677 9.96 1,858 1,765 -5.01
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 6,240 1,171 -81.23 379 61 -83.91
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-04-02 13F-HR Hefty Wealth Partners 15,272 140 -99.08 927 7 -99.24
2018-05-14 13F-HR Palisades Hudson Asset Management, L.P. 7,670 7,670 0.00 465 402 -13.55
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-04-06 13F-HR PRIVATE ASSET MANAGEMENT INC 139,578 109,903 -21.26 8,468 5,760 -31.98
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 51,861 2,801
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 1,349 1,313 -2.67 82 69 -15.85
2018-02-22 N-Q Tributary Funds, Inc. (see advisory)
2018-05-14 13F-HR WOODMONT INVESTMENT COUNSEL LLC 90,322 83,695 -7.34 5,480 4,387 -19.95
2018-04-19 13F-HR Baker Ellis Asset Management LLC 24,139 23,889 -1.04 1,465 1,252 -14.54
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 1,477,410 1,301,547 -11.90 89,635 68,214 -23.90
2018-03-20 N-Q Commonwealth International Series Trust (see advisory)
2018-04-23 13F-HR Mechanics Bank Trust Department 51,582 50,822 -1.47 3,130 2,663 -14.92
2018-04-26 N-Q Delaware Enhanced Global Dividend & Income Fund (see advisory)
2018-02-09 13F-HR Hartland & Co., LLC 123,820 112,994 -8.74 6,829 6,855 0.38
2018-05-11 13F-HR SOUTH STATE Corp 30,772 27,762 -9.78 1,867 1,455 -22.07
2018-05-10 13F-HR KINGS POINT CAPITAL MANAGEMENT 86,298 1,031 -98.81 5,236 54 -98.97
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-07 13F-HR Nicholas Hoffman & Company, LLC. 21,475 22,310 3.89 1,303 1,169 -10.28
2018-05-15 13F-HR Temasek Holdings (Private) Ltd 173,576 77,303 -55.46 10,531 4,051 -61.53
2018-03-29 N-Q Cambria Etf Trust (see advisory)
2018-05-14 13F-HR Stone Ridge Asset Management LLC 31,800 1,667
2018-05-15 13F-HR HighVista Strategies LLC 4,600 4,700 2.17 279 246 -11.83
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-05-15 13F-HR Red Cedar Management, Lp 80,000 0 -100.00 4,854 0 -100.00
2018-05-09 13F-HR CHATHAM CAPITAL GROUP, INC. 32,302 21,127 -34.60 1,960 1,107 -43.52
2018-05-15 13F-HR Polar Capital LLP 1,166,462 942,652 -19.19 70,786 49,404 -30.21
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-15 13F-HR Paloma Partners Management Co 42,918 63,865 48.81 2,604 3,347 28.53
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 170,882 175,741 2.84 10,367 9,211 -11.15
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 24,636 24,745 0.44 1,477 1,277 -13.54
2018-04-04 13F-HR Vigilant Capital Management, LLC 4,026 2,710 -32.69 244 142 -41.80
2018-04-24 13F-HR G&s Capital Llc 17,202 17,202 0.00 1,044 902 -13.60
2018-04-17 13F-HR INGALLS & SNYDER LLC 272,770 221,428 -18.82 16,549 11,605 -29.87
2018-05-08 13F-HR US BANCORP \DE\ 4,771,388 4,621,026 -3.15 289,481 242,188 -16.34
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 24,245 22,506 -7.17 1,471 1,156 -21.41
2018-05-11 13F-HR LLBH Private Wealth Management, LLC 10,040 10,040 0.00 613 526 -14.19
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 202,085 193,573 -4.21 12,261 10,145 -17.26
2018-04-25 N-Q Stadion Investment Trust (see advisory)
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 19,300 18,316 -5.10 1,171 960 -18.02
2018-03-23 N-Q Oak Associates Funds (see advisory)
2018-05-14 13F-HR GLUSKIN SHEFF & ASSOC INC 782,493 0 -100.00 47,474 0 -100.00
2018-05-14 13F-HR Maryland Capital Management 45,229 47,239 4.44 2,744 2,476 -9.77
2018-01-17 13F-HR CrestPoint Capital Management, LLC 33,300 16,400 -50.75 1,836 995 -45.81
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 7,587,517 7,073,378 -6.78 460,335 370,715 -19.47
2018-05-07 13F-HR Red Cedar Capital, Llc 60,136 57,796 -3.89 3,648 3,029 -16.97
2018-02-08 13F-HR Global Financial Private Capital, LLC 22,679 21,812 -3.82 1,251 1,323 5.76
2018-05-15 13F-HR National Asset Management, Inc. 51,557 37,830 -26.62 3,130 1,984 -36.61
2018-02-09 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 14,720 900
2018-04-25 13F-HR Clarkston Capital Partners LLC 6,150 6,150 0.00 373 322 -13.67
2018-02-06 13F-HR Landaas & Co /wi /adv 2,876 2,876 0.00 159 175 10.06
2018-05-15 13F-HR Virtue Capital Management, Llc 30,707 1,616
2018-04-20 13F-HR FIRST QUADRANT L P/CA 237,635 361,686 52.20 14,417 18,956 31.48
2018-05-15 13F-HR PointState Capital LP 7,565,567 0 -100.00 459,003 0 -100.00
2018-04-11 13F-HR Ackerman Capital Advisors, Llc 3,666 4,070 11.02 202 247 22.28
2018-04-06 13F-HR DAVIS-REA LTD. 62,515 40,769 -34.79 3,793 2,137 -43.66
2018-02-28 N-Q Sunamerica Income Funds (see advisory)
2018-02-27 N-Q Thornburg Investment Trust (see advisory)
2018-05-15 13F-HR Capital Wealth Planning, LLC 0 8,000 0 419
2018-04-30 13F-HR New Jersey Better Educational Savings Trust 26,000 21,000 -19.23 1,577 1,101 -30.18
2018-04-18 13F-HR CLEAR INVESTMENT RESEARCH, LLC 2,184 2,184 0.00 133 114 -14.29
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-16 N-Q Dodge & Cox Funds (see advisory)
2018-05-09 13F-HR CCM INVESTMENT ADVISERS LLC 164,158 64,405 -60.77 9,959 3,375 -66.11
2018-04-30 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 78,066 71,090 -8.94 4,736 3,726 -21.33
2018-05-10 13F-HR Stockman Asset Management 7,022 6,772 -3.56 426 355 -16.67
2018-05-14 13F-HR WHITE PINE CAPITAL LLC 17,871 17,841 -0.17 1,084 935 -13.75
2018-02-23 N-Q Destra Investment Trust (see advisory)
2018-04-25 13F-HR Bowling Portfolio Management LLC 93,203 90,691 -2.70 5,655 4,753 -15.95
2018-04-27 13F-HR Carmichael Hill & Associates, Inc. 4,138 0 -100.00 251 0 -100.00
2018-01-22 13F-HR LaFleur & Godfrey LLC 58,260 58,837 0.99 3,213 3,570 11.11
2018-05-16 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 175,763 189,487 7.81 10,664 9,931 -6.87
2018-05-14 13F-HR Rice Partnership, Llc 7,265 7,265 0.00 441 381 -13.61
2018-04-20 13F-HR COMMUNITY TRUST & INVESTMENT CO 155,340 6,829 -95.60 9,424 357 -96.21
2018-05-16 13F-HR Adalta Capital Management LLC 17,925 17,925 0.00 1,088 939 -13.69
2018-04-26 13F-HR ACCESS FINANCIAL SERVICES, INC. 32,930 32,990 0.18 1,998 1,729 -13.46
2018-02-06 13F-HR AE Wealth Management LLC 14,405 32,939 128.66 794 1,998 151.64
2018-02-23 N-Q Western Asset Variable Rate Strategic Fund Inc. (see advisory)
2018-05-11 13F-HR Well Done, LLC 9,966 9,897 -0.69 605 519 -14.21
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 8,778,071 8,272,330 -5.76 532,565 433,553 -18.59
2018-05-07 13F-HR Hc Financial Advisors Inc 35,968 1,885
2018-03-01 N-Q Nuveen Investment Trust Iii (see advisory)
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 60,655 147,720 143.54 3,680 7,742 110.38
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-15 13F-HR MATRIX ASSET ADVISORS INC/NY 470,471 469,960 -0.11 28,543 24,631 -13.71
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 187,100 0 -100.00 11,352 0 -100.00
2018-02-23 N-Q Harris Associates Investment Trust (see advisory)
2018-05-01 13F-HR Sage Capital Advisors,llc 51,433 51,703 0.52 3,120 2,710 -13.14
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-15 13F-HR CRAWFORD INVESTMENT COUNSEL INC 415,120 379,157 -8.66 25,185 19,872 -21.10
2018-05-10 13F-HR WHEATLAND ADVISORS INC 21,314 20,216 -5.15 1,293 1,059 -18.10
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 366,608 213,432 -41.78 22,243 11,186 -49.71
2018-05-04 13F-HR Trust Asset Management LLC 2,613 2,613 0.00 159 137 -13.84
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-02-14 13F-HR MORGAN STANLEY 25,471,990 25,714,545 0.95 1,404,781 1,560,100 11.06
2018-05-14 13F-HR DAVIS SELECTED ADVISERS 26,237,640 26,676,903 1.67 1,591,838 1,398,136 -12.17
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 363,000 794,000 118.73 22,023 41,614 88.96
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 31,947,750 31,036,363 -2.85 1,938,270 1,626,616 -16.08
2018-04-27 N-Q CENTRAL SECURITIES CORP (see advisory)
2018-02-09 13F-HR WMS Partners, LLC 234,728 232,667 -0.88 12,945 14,116 9.05
2018-05-08 13F-HR Buckley Wealth Management, Llc 22,627 22,779 0.67 1,373 1,194 -13.04
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 3,131,728 2,515,448 -19.68 190,002 131,835 -30.61
2018-05-10 13F-HR CIM INVESTMENT MANGEMENT INC 34,192 33,311 -2.58 2,074 1,746 -15.81
2018-05-15 13F-HR Frontier Wealth Management LLC 85,095 84,847 -0.29 5,163 4,447 -13.87
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 702,100 1,040,000 48.13 42,596 54,506 27.96
2018-05-04 13F-HR Kcs Wealth Advisory 9,113 12,513 37.31 553 656 18.63
2018-05-02 13F-HR Bell & Brown Wealth Advisors, Llc 43,446 26,680 -38.59 2,636 1,382 -47.57
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-04-09 13F-HR Indiana Trust & Investment Management CO 35,031 36,282 3.57 2,125 1,902 -10.49
2018-03-29 N-Q Oppenheimer Global Multi-asset Income Fund (see advisory)
2018-05-09 13F-HR Northwest Quadrant Wealth Management, LLC 7,473 7,615 1.90 435 399 -8.28
2018-05-03 13F-HR FIRST NATIONAL BANK OF OMAHA 248,051 257,563 3.83 15,049 13,499 -10.30
2018-04-20 13F-HR America First Investment Advisors, LLC 2,612 2,412 -7.66 158 126 -20.25
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 3,877,771 3,751,800 -3.25 235,260 196,632 -16.42
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 36,175 36,986 2.24 2,195 1,938 -11.71
2018-02-13 13F-HR Columbus Hill Capital Management, L.P. 503,000 0 -100.00 27,740 0 -100.00
2018-05-04 13F-HR EAGLE GLOBAL ADVISORS LLC 118,072 120,869 2.37 7,163 6,335 -11.56
2018-04-24 13F-HR SOL Capital Management CO 31,503 31,109 -1.25 1,911 1,630 -14.70
2018-02-14 13F-HR PagnatoKarp Partners LLC 13,519 12,842 -5.01 745 779 4.56
2017-12-29 N-Q Nushares Etf Trust (see advisory)
2018-05-14 13F-HR Nuveen Asset Management, LLC 847,622 162,162 -80.87 51,425 8,499 -83.47
2018-05-09 13F-HR WELCH CAPITAL PARTNERS LLC/NY 53,430 0 -100.00 3,242 0 -100.00
2018-05-14 13F-HR CREDIT AGRICOLE S A 51,540 46,200 -10.36 3,127 2,421 -22.58
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 146,800 667,300 354.56 8,906 34,973 292.69
2018-04-12 13F-HR Sterneck Capital Management, LLC 49,220 47,248 -4.01 2,986 2,476 -17.08
2018-05-09 13F-HR Tredje AP-fonden 324,348 324,348 0.00 19,678 16,999 -13.61
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 1,004,600 986,700 -1.78 60,949 51,713 -15.15
2018-03-29 N-Q American Mutual Fund (see advisory)
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 3,212,854 3,199,230 -0.42 194,924 167,672 -13.98
2018-05-15 13F-HR Argent Trust Co 37,032 36,264 -2.07 2,247 1,900 -15.44
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-05-08 13F-HR Bt Investment Management Ltd 447,932 197,838 -55.83 27,176,034 10,368,689 -61.85
2018-02-13 13F-HR CITIZENS & NORTHERN CORP 61,674 62,654 1.59 3,401 3,801 11.76
2018-03-29 N-Q Hsbc Funds (see advisory)
2018-05-07 13F-HR Centaurus Financial, Inc. 15,098 791
2018-04-30 13F-HR Orca Investment Management, LLC 27,785 20,559 -26.01 1,686 1,077 -36.12
2018-04-18 13F-HR Accredited Investors Inc. 13,557 25,605 88.87 822 1,342 63.26
2018-04-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 23,376 0 -100.00 1,418 0 -100.00
2018-04-12 13F-HR CITY HOLDING CO 60,755 62,143 2.28 3,686 3,256 -11.67
2018-05-09 13F-HR HUTCHINSON CAPITAL MANAGEMENT/CA 370,289 311,038 -16.00 22,465 16,302 -27.43
2018-05-10 13F-HR Hanson & Doremus Investment Management 400 382 -4.50 24 20 -16.67
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 72,995 141,422 93.74 4,429 7,411 67.33
2018-05-14 13F-HR Bayesian Capital Management, LP 12,811 671
2018-02-12 13F-HR Poehling Capital Management, Llc 200 12
2018-05-07 13F-HR Manchester Capital Management LLC 852 1,335 56.69 52 70 34.62
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 299,813 287,126 -4.23 18,190 15,048 -17.27
2018-05-14 13F-HR S&T BANK/PA 38,469 35,702 -7.19 2,334 1,871 -19.84
2018-05-02 13F-HR Global X Management CO LLC 29,711 30,789 3.63 1,803 1,614 -10.48
2018-04-17 13F-HR Pinnacle Advisory Group, Inc. 4,495 4,939 9.88 273 259 -5.13
2018-04-24 13F-HR Mascoma Wealth Management LLC 1,914 1,414 -26.12 123 74 -39.84
2018-05-09 13F-HR USCA RIA LLC 159,924 90,834 -43.20 9,703 4,761 -50.93
2017-12-29 N-Q Oppenheimer Main Street All Cap Fund (see advisory)
2018-05-15 13F-HR VAN DEN BERG MANAGEMENT I, INC 565,301 511,269 -9.56 34,297 26,796 -21.87
2018-03-08 N-Q Calamos Convertible & High Income Fund (see advisory)
2018-05-09 13F-HR YACKTMAN ASSET MANAGEMENT LP 1,925,140 1,912,578 -0.65 116,798 100,238 -14.18
2018-02-14 13F-HR SRB Corp 3,409 3,541 3.87 188 215 14.36
2018-02-14 13F-HR/A Flaharty Asset Management, LLC 5,514 4,954 -10.16 304 307 0.99
2018-02-13 13F-HR Sequoia Financial Advisors, LLC 14,425 13,979 -3.09 796 848 6.53
2018-05-01 13F-HR Court Place Advisors, LLC 19,990 20,539 2.75 1,213 1,076 -11.29
2018-04-24 13F-HR Notis-McConarty Edward 5,200 0 -100.00 315 0 -100.00
2018-05-16 13F-HR DOHENY ASSET MANAGEMENT /CA 73,887 11,960 -83.81 4,483 627 -86.01
2018-05-14 13F-HR CHILTON CAPITAL MANAGEMENT LLC 114,070 64,302 -43.63 6,921 3,370 -51.31
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 800 800 0.00 48,536 41,928 -13.61
2018-03-22 N-Q Mfs Special Value Trust (see advisory)
2018-05-07 13F-HR GRIMES & COMPANY, INC. 15,020 34,752 131.37 912 1,822 99.78
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 34,653 32,946 -4.93 2,015 1,736 -13.85
2018-05-01 13F-HR Ramsay, Stattman, Vela & Price, Inc. 104,538 106,009 1.41 6,342 5,556 -12.39
2018-05-03 13F-HR St. Johns Investment Management Company, LLC 29 2
2018-02-08 13F-HR Castle Rock Wealth Management, Llc 7,212 438
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 9,021,700 14,628,800 62.15 547,346 766,696 40.08
2018-04-04 13F-HR Acropolis Investment Management, LLC 29,279 32,765 11.91 1,776 1,717 -3.32
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-05-08 13F-HR Kelman-Lazarov, Inc. 61,211 56,466 -7.75 3,714 2,959 -20.33
2018-05-09 13F-HR Lee Financial CORP 0 468 0 25
2018-04-09 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 39,230 38,565 -1.70 2,380 2,021 -15.08
2018-02-12 13F-HR AlphaOne Investment Services, LLC 2,704 730 -73.00 149 44 -70.47
2018-05-07 13F-HR Psagot Investment House Ltd. 64,531 65,471 1.46 3,915 3,431 -12.36
2018-04-16 13F-HR AMG National Trust Bank 3,360 0 -100.00 204 0 -100.00
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 193,497 30,092 -84.45 11,739 1,577 -86.57
2018-05-10 13F-HR Jump Trading, LLC Put 36,800 91,400 148.37 2,233 4,790 114.51
2018-05-16 13F-HR Israel Discount Bank of New York 20,750 20,950 0.96 1,259 1,098 -12.79
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 27,400 32,244 17.68 1,662 1,690 1.68
2018-05-04 13F-HR Trustcore Financial Services, Llc 12,527 13,574 8.36 760 711 -6.45
2018-02-15 13F-HR Blue Edge Capital, LLC 24,413 23,555 -3.51 1,346,377 1,429,082 6.14
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 3,048,805 3,190,450 4.65 184,969 167,212 -9.60
2018-05-01 13F-HR Diversified Investment Strategies, LLC 22,074 0 -100.00 1,339 0 -100.00
2018-04-25 N-Q Deutsche Value Series, Inc (see advisory)
2018-04-27 N-Q American Funds Corporate Bond Fund (see advisory)
2018-05-03 13F-HR COMMERCE BANK 1,241,232 1,243,359 0.17 75,306 65,165 -13.47
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 5,577,536 2,651,698 -52.46 338,389 138,976 -58.93
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 3,838 4,079 6.28 233 214 -8.15
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 182,420 182,420 0.00 11,068 9,560 -13.62
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-04 13F-HR ASPIRIANT, LLC 0 49,778 0 2,609
2018-02-28 N-Q Fidelity Magellan Fund (see advisory)
2018-04-17 13F-HR Tesco Pension Investment Ltd 2,275,012 499,836 -78.03 138,025 26,196 -81.02
2018-05-14 13F-HR ProShare Advisors LLC 1,352,686 1,414,707 4.59 82,067 74,145 -9.65
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 64,121 63,144 -1.52 3,890 3,309 -14.94
2018-05-07 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 35,490 31,032 -12.56 2,153 1,626 -24.48
2018-04-25 13F-HR Gilman Hill Asset Management, LLC 10,105 0 -100.00 613 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 0 160,000 0 8,386
2018-04-10 13F-HR AMERICAN NATIONAL BANK 29,211 19,786 -32.27 1,772 1,037 -41.48
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 51,660 128,060 147.89 3,134 6,712 114.17
2018-04-19 13F-HR Janney Montgomery Scott LLC 799,210 769,256 -3.75 48,488 40,317 -16.85
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 27,975 0 -100.00 1,697 0 -100.00
2018-05-10 13F-HR Key Square Capital Management LLC 980,000 0 -100.00 59,457 0 -100.00
2018-05-10 13F-HR Hudson Capital Management Llc 20,060 17,448 -13.02 1,217 914 -24.90
2018-03-23 N-Q Bmc Fund Inc (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 3,695,101 1,523,997 -58.76 224,182 79,873 -64.37
2018-03-01 N-Q First Investors Income Funds (see advisory)
2018-05-09 13F-HR Neumann Capital Management, LLC 28,365 46,177 62.80 1,721 2,420 40.62
2018-05-14 13F-HR Crestwood Advisors LLC 399,517 414,844 3.84 24,239 21,742 -10.30
2018-05-15 13F-HR Carleon Capital Partners LLC 53,036 65,286 23.10 3,218 3,421 6.31
2018-04-23 13F-HR Autus Asset Management, LLC 74,595 40,480 -45.73 4,525 2,122 -53.10
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 0 13,300 0 697
2018-05-04 13F-HR D.A. DAVIDSON & CO. 331,387 294,756 -11.05 20,105 15,448 -23.16
2018-05-02 13F-HR Fusion Family Wealth LLC 320 320 0.00 19 17 -10.53
2018-05-15 13F-HR Jabre Capital Partners S.A. 95,000 245,000 157.89 5,764 12,840 122.76
2018-05-17 13F-HR Atlantic Trust Group, LLC 3,342,108 3,297,545 -1.33 202,766 172,824 -14.77
2018-04-12 13F-HR VIKING FUND MANAGEMENT LLC 31,000 0 -100.00 1,881 0 -100.00
2018-04-27 13F-HR LeJeune Puetz Investment Counsel LLC 8,308 8,058 -3.01 504 422 -16.27
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 4,100 0 -100.00 248 0 -100.00
2018-05-08 13F-HR Advisornet Financial, Inc 30,496 31,114 2.03 1,850 1,631 -11.84
2018-02-08 13F-HR Signition Lp 3,898 236,000
2018-05-15 13F-HR Rainier Group Investment Advisory LLC 5,341 280
2018-05-09 13F-HR Riverglades Family Offices Llc 4,722 247
2018-04-24 13F-HR Rehmann Capital Advisory Group 28,970 31,679 9.35 1,758 1,660 -5.57
2018-05-11 13F-HR Cutler Group LP Put 628,500 520,200 -17.23 109 804 637.61
2018-05-02 13F-HR MCDONALD CAPITAL INVESTORS INC/CA 1,986,949 1,983,432 -0.18 120,548 103,952 -13.77
2018-04-23 13F-HR Provident Investment Management, Inc. 4,425 0 -100.00 268 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 2,028,100 1,105,200 -45.51 123,045 57,924 -52.92
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0 1,010 0 53
2018-05-07 13F-HR COMERICA SECURITIES INC 71,533 21,535 -69.90 4,340 1,129 -73.99
2018-02-02 13F-HR Meristem, LLP 56,733 52,568 -7.34 3,129 3,189 1.92
2018-05-09 13F-HR GABELLI SECURITIES, INC. 81,893 80,893 -1.22 4,968 4,240 -14.65
2018-01-19 13F-HR Diversified Trust Co 14,541 14,448 -0.64 802 877 9.35
2018-05-11 13F-HR Cutler Group LP Call 243,200 434,000 78.45 442 85 -80.77
2018-03-08 N-Q Calamos Convertible Opportunities & Income Fund (see advisory)
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 2,502 2,506 0.16 152 131 -13.82
2018-02-12 13F-HR Sovarnum Capital L.p. 71,800 4,356
2018-05-15 13F-HR Clark Capital Management Group, Inc. 11,908 13,539 13.70 722 710 -1.66
2018-05-07 13F-HR Arlington Partners Llc 3,420 3,633 6.23 207 190 -8.21
2018-05-09 13F-HR FAIRFIELD, BUSH & CO. 139,366 22,537 -83.83 8,455 1,181 -86.03
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-02-14 13F-HR PORTLAND INVESTMENT COUNSEL INC. 130,100 0 -100.00 5,761 0 -100.00
2018-03-27 N-Q Dreyfus Bny Mellon Funds, Inc. (see advisory)
2018-04-24 13F-HR QV Investors Inc. 1,594,147 1,418,437 -11.02 96,716 74,340 -23.14
2018-05-04 13F-HR First Dallas Securities Inc. 5,228 5,583 6.79 317 288 -9.15
2018-04-09 13F-HR SALEM CAPITAL MANAGEMENT INC 0 42,350 0 2,220
2018-05-10 13F-HR Pointe Capital Management LLC 17,372 16,817 -3.19 1,054 881 -16.41
2018-05-04 13F-HR GW HENSSLER & ASSOCIATES LTD 131,299 0 -100.00 7,966 0 -100.00
2018-04-05 13F-HR MONTRUSCO BOLTON INVESTMENTS INC. 88,156 0 -100.00 5,348 0 -100.00
2018-05-15 13F-HR BERKLEY W R CORP 486,600 0 -100.00 29,522 0 -100.00
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 4,792 4,194 -12.48 291 220 -24.40
2018-04-24 13F-HR Regent Investment Management LLC 13,853 13,853 0.00 840 726 -13.57
2018-05-15 13F-HR People's United Financial, Inc. 297,856 266,608 -10.49 18,070 13,972 -22.68
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 1,488,954 1,457,488 -2.11 90,335 76,387 -15.44
2018-05-15 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 24,346,677 26,510,277 8.89 1,477,113 1,389,404 -5.94
2018-04-09 13F-HR VONTOBEL ASSET MANAGEMENT INC 3,669,874 4,001,361 9.03 228,125 214,150 -6.13
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-05-21 13F-HR Cypress Capital Group 33,646 33,496 -0.45 2,041 1,756 -13.96
2018-04-27 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 7,400 7,400 0.00 449 388 -13.59
2018-05-11 13F-HR GFI Investment Counsel Ltd. 18,299 18,299 0.00 1,110 959 -13.60
2018-04-18 13F-HR Integrys Wealth Advisors LLC 3,560 0 -100.00 216 0 -100.00
2018-05-08 13F-HR Ironwood Financial, llc 3,144 3,144 0.00 191 165 -13.61
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 13,916,080 13,777,454 -1.00 844,289 722,076 -14.48
2018-03-01 N-Q Managed Portfolio Series (see advisory)
2018-02-07 13F-HR Ironwood Wealth Management, Llc. 868 48
2018-04-18 13F-HR Sonora Investment Management, LLC 23,491 25,206 7.30 1,425,199 1,321,046 -7.31
2018-04-30 13F-HR BANK OF THE OZARKS 21,153 17,238 -18.51 1,283 903 -29.62
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 2,512,950 3,733,397 48.57 152,461 195,667 28.34
2018-04-10 13F-HR Divergent Wealth Advisors, Llc 14,329 751
2018-02-09 13F-HR Virtu Financial LLC 50,924 54,766 7.54 2,808 3,323 18.34
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-11 13F-HR Mondrian Investment Partners LTD 1,378,443 1,317,785 -4.40 83,630 68,472 -18.13
2018-03-01 N-Q Centerstone Investors Trust (see advisory)
2018-04-12 13F-HR Arbor Investment Advisors, LLC 20,045 19,995 -0.25 1,216 1,048 -13.82
2018-05-15 13F-HR TAURUS ASSET MANAGEMENT, LLC 242,063 239,913 -0.89 14,686 12,574 -14.38
2018-05-11 13F-HR Bandera Partners LLC 12,400 650
2018-05-03 13F-HR Canal Insurance CO 38,500 88,500 129.87 2,336 4,638 98.54
2018-04-27 N-Q John Hancock Sovereign Bond Fund (see advisory)
2018-04-23 13F-HR Burleson & Company, Llc 130,469 133,607 2.41 7,916 7,002 -11.55
2018-04-19 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 45,725 45,188 -1.17 2,774 2,368 -14.64
2018-04-19 13F-HR Cribstone Capital Management, LLC 6,773 7,003 3.40 411 367 -10.71
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 1,841,800 2,760,800 49.90 111,742 144,694 29.49
2018-04-18 13F-HR GIRARD PARTNERS LTD. 69,920 57,149 -18.27 4,242 2,995 -29.40
2018-02-13 13F-HR Huber Capital Management LLC 241,000 273,900 13.65 13,291 16,618 25.03
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 95,236 71,020 -25.43 5,777,968 3,722,158 -35.58
2018-04-13 13F-HR/A Palo Capital, Inc. 44,955 46,822 4.15 2,727 2,454 -10.01
2018-05-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 58,514 33,351 -43.00 3,550 1,748 -50.76
2018-05-01 13F-HR Westpac Banking Corp 519,261 538,841 3.77 31,503,565 28,240,658 -10.36
2018-05-02 13F-HR S&CO INC 115,884 116,284 0.35 7,031 6,094 -13.33
2018-05-15 13F-HR BloombergSen Inc. 2,286,520 2,286,520 0.00 138,723 119,837 -13.61
2018-05-15 13F-HR BTG Pactual Global Asset Management Ltd Put 200,000 504
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 9,668,873 9,576,166 -0.96 586,611 501,887 -14.44
2018-04-13 13F-HR BTIM Corp. 28,067 26,965 -3.93 1,703 1,413 -17.03
2018-02-12 13F-HR Aft, Forsyth & Company, Inc. 11,335 688
2018-03-29 N-Q First Trust Intermediate Duration Preferred & Income Fund (see advisory)
2018-04-24 13F-HR Channing Capital Management, LLC 151,939 137,711 -9.36 9,218 7,217 -21.71
2018-03-15 N-Q Madison Funds (see advisory)
2018-05-04 13F-HR/A GRANDFIELD & DODD, LLC 18,189 13,252 -27.14 1,104 695 -37.05
2018-05-11 13F-HR Argent Trust Co 78,088 76,730 -1.74 4,737 4,021 -15.12
2018-05-10 13F-HR SPINNAKER TRUST 188,166 160,524 -14.69 11,415 8,412 -26.31
2018-05-04 13F-HR Smead Capital Management, Inc. 1,401,913 1,399,866 -0.15 85,054 73,367 -13.74
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 1,989,000 3,144,300 58.08 120,673 164,793 36.56
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 2,158 2,256 4.54 119 139 16.81
2018-05-10 13F-HR Hosking Partners LLP 1,058,389 1,102,727 4.19 64,212 57,794 -10.00
2018-04-26 13F-HR Tilden Park Management I LLC Put 1,000,000 0 -100.00 60,670 0 -100.00
2018-05-11 13F-HR CIBC WORLD MARKETS CORP Call 68,500 0 -100.00 4,156 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 1,001,041 799,075 -20.18 60,733 41,880 -31.04
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-07 13F-HR CFO4Life Group, LLC 17,551 13,849 -21.09 1,065 726 -31.83
2018-05-15 13F-HR First Heartland Consultants, Inc. 8,275 9,302 12.41 502 487 -2.99
2018-05-15 13F-HR Bluefin Trading, LLC Call 680,700 337,500 -50.42 1,858 126 -93.22
2018-05-10 13F-HR Winfield Associates, Inc. 4,958 3,218 -35.09 302 169 -44.04
2018-02-07 13F-HR EFG Asset Management (Americas) Corp. 5,526 0 -100.00 305 0 -100.00
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 9,428 9,136 -3.10 572 479 -16.26
2018-05-04 13F-HR First Eagle Investment Management, LLC 1,800 0 -100.00 109 0 -100.00
2018-04-12 13F-HR First Command Bank 3,988 3,013 -24.45 242 157,911 65,152.48
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-04-13 13F-HR Calamos Advisors LLC 1,886,874 954,780 -49.40 114,477 50,041 -56.29
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 731,808 733,678 0.26 44,399 38,452 -13.39
2018-05-11 13F-HR IAT REINSURANCE CO LTD. 88,000 88,000 0.00 5,339 4,612 -13.62
2018-05-11 13F-HR Ironvine Capital Partners, Llc 144,037 168,392 16.91 8,739 8,825 0.98
2018-05-15 13F-HR CLEARARC CAPITAL INC 100,786 100,024 -0.76 6,115 5,242 -14.28
2018-05-22 13F-HR AMALGAMATED BANK 558,276 550,865 -1.33 33,871 28,871 -14.76
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 7,239,600 2,332,600 -67.78 439,227 122,252 -72.17
2018-05-15 13F-HR Mana Advisors Llc 10,111 530
2018-05-04 13F-HR GOULD ASSET MANAGEMENT LLC /CA/ 10,461 10,401 -0.57 635 545 -14.17
2018-04-27 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-15 13F-HR Bb&t Investment Services, Inc. 13,453 18,752 39.39 736 1,116 51.63
2018-05-14 13F-HR JT Stratford LLC 3,967 8,022 102.22 241 420 74.27
2018-05-07 13F-HR White Pine Investment CO 5,468 5,317 -2.76 332 279 -15.96
2018-05-04 13F-HR River Road Asset Management, LLC 1,190,301 1,118,373 -6.04 72,216 58,614 -18.84
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 268,200 209,247 -21.98 16,272 10,967 -32.60
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 5,447,982 5,319,870 -2.35 330,529 278,814 -15.65
2018-05-03 13F-HR SG Americas Securities, LLC Put 1,872,000 1,605,300 -14.25 2,072 5,171 149.57
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-04-26 13F-HR Ballentine Partners, LLC 23,150 21,596 -6.71 1,404 1,133 -19.30
2018-05-01 13F-HR BTR CAPITAL MANAGEMENT INC 24,894 23,848 -4.20 1,510 1,250 -17.22
2018-05-14 13F-HR AUXIER ASSET MANAGEMENT 25,960 30,060 15.79 1,575 1,575 0.00
2018-03-30 N-Q Financial Investors Trust (see advisory)
2018-05-10 13F-HR/A Fisher Asset Management, LLC 261,272 232,407 -11.05 15,851 12,180 -23.16
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC Call 0 1,224,800 0 64,192
2018-04-24 13F-HR Parkwood LLC 0 131,721 0 6,903
2018-03-23 N-Q Blackrock Global Allocation Fund, Inc. (see advisory)
2018-04-11 13F-HR STOCK YARDS BANK & TRUST CO 55,891 43,890 -21.47 3,391 2,300 -32.17
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 0 1,132,913 0 59,376
2018-05-15 13F-HR Walleye Trading LLC Call 91,200 166,500 82.57 5,535 8,726 57.65
2018-05-14 13F-HR Epoch Investment Partners, Inc. 2,725,099 1,966,737 -27.83 165,332 103,076 -37.66
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-05-11 13F-HR AMI INVESTMENT MANAGEMENT INC 150,804 7,904
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 0 4,600 0 241
2018-05-14 13F-HR Farmhouse Investment Management LLC 394,340 394,340 0.00 23,925 20,667 -13.62
2018-05-03 13F-HR ADIRONDACK TRUST CO 3,851 3,525 -8.47 234 183 -21.79
2018-05-11 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 12,041 12,692 5.41 730 666 -8.77
2018-05-07 13F-HR United Bank 3,533 0 -100.00 214 0 -100.00
2018-05-08 13F-HR Pacific Center for Financial Services 5,054 5,056 0.04 307 265 -13.68
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 317,211 409,808 29.19 19,245 21,478 11.60
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 126,917 114,242 -9.99 7,700 5,986 -22.26
2018-04-26 N-Q Federated Income Securities Trust (see advisory)
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 54,026 17,127 -68.30 3,277 896 -72.66
2018-05-14 13F-HR Laurion Capital Management LP Call 770,000 455,000 -40.91 46,716 23,846 -48.96
2018-04-17 13F-HR Legacy Advisors, Llc 313 513 63.90 18 26 44.44
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,567,584 1,559,403 -0.52 95,103 83,753 -11.93
2018-05-14 13F-HR GUARDIAN CAPITAL LP 247,456 207,931 -15.97 15,013 10,897 -27.42
2018-05-11 13F-HR Wealth Advisors Of Tampa Bay, Llc 45,938 47,924 4.32 2,853 2,515 -11.85
2018-05-15 13F-HR Ionic Capital Management LLC Put 130,000 0 -100.00 7,887 0 -100.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 857,219 810,109 -5.50 52,007 42,459 -18.36
2018-05-11 13F-HR WEIK INVESTMENT SERVICES INC 98,620 97,609 -1.03 5,983 5,116 -14.49
2018-05-03 13F-HR Exchange Capital Management, Inc. 1,298 258 -80.12 79 14 -82.28
2018-02-09 13F-HR RidgeWorth Capital Management LLC 1,107,356 1,091,437 -1.44 61,070 66,218 8.43
2018-05-15 13F-HR Squarepoint Ops LLC 0 661,917 0 34,691
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 590,753 601,894 1.89 35,840 31,545 -11.98
2018-04-27 13F-HR HWG Holdings LP 11,551 0 -100.00 701 0 -100.00
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 331,172 328,172 -0.91 20,092 17,199 -14.40
2018-05-08 13F-HR LS Investment Advisors, LLC 215,946 212,207 -1.73 13,101 11,122 -15.11
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 1,025,046 1,825,082 78.05 62,190 95,653 53.81
2018-04-23 13F-HR Welch Group, LLC 17,698 17,273 -2.40 1,074 905 -15.74
2018-05-15 13F-HR City Financial Investment Co Ltd Call 0 399,900 0 20,959
2018-05-15 13F-HR APPALOOSA LP 0 2,937,615 0 153,960
2018-03-29 N-Q Davis New York Venture Fund Inc (see advisory)
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 227,731 216,151 -5.08 13,816 11,328 -18.01
2018-05-11 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 153,195 133,031 -13.16 9,294 6,972 -24.98
2018-05-04 13F-HR Olstein Capital Management, L.P. 62,000 135,000 117.74 3,762 7,075 88.06
2018-01-29 13F-HR Bollard Group LLC 36,724 36,909 0.50 2,025 2,239 10.57
2018-04-23 13F-HR HARDESTY CAPITAL MANAGEMENT CORP 161,741 165,988 2.63 9,813 8,699 -11.35
2018-03-23 N-Q Blackrock Credit Allocation Income Trust (see advisory)
2018-04-20 13F-HR Cable Hill Partners, LLC 4,933 4,159 -15.69 307 218 -28.99
2018-05-15 13F-HR CMT Capital Markets Trading GmbH 5,000 170,500 3,310.00 303 8,936 2,849.17
2018-02-14 13F-HR Rodgers Brothers Inc. 4,730 0 -100.00 261 0 -100.00
2018-05-11 13F-HR CABOT WEALTH MANAGEMENT INC 4,682 4,682 0.00 284 245 -13.73
2018-05-11 13F-HR Mutual Advisors, Llc 20,076 19,642 -2.16 1,218 1,029 -15.52
2018-05-11 13F-HR Azimuth Capital Management LLC 139,731 265,606 90.08 8,477 13,920 64.21
2018-05-01 13F-HR OPPENHEIMER & CO INC 149,622 145,527 -2.74 9,078 7,627 -15.98
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 1,463,734 1,414,614 -3.36 88,805 74,140 -16.51
2018-05-09 13F-HR Northwest Bancshares, Inc. 5,565 5,565 0.00 338 292 -13.61
2018-05-15 13F-HR 1832 Asset Management L.P. 1,980,257 1,609,332 -18.73 119,409 84,595 -29.16
2018-02-09 13F-HR SMITH, MOORE & CO. 9,651 9,269 -3.96 532 562 5.64
2018-05-14 13F-HR Bragg Financial Advisors, Inc 106,267 75,844 -28.63 6,447 3,975 -38.34
2018-05-15 13F-HR Capital World Investors 149,527,988 171,130,580 14.45 9,071,863 8,968,954 -1.13
2018-05-14 13F-HR SSI INVESTMENT MANAGEMENT INC 9,601 9,461 -1.46 582 497 -14.60
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 2,352,399 4,802,263 104.14 142,720 251,687 76.35
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 604,402 582,346 -3.65 36,669 30,521 -16.77
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 34,259 30,119 -12.08 2,078 1,579 -24.01
2018-05-15 13F-HR RiverPoint Capital Management, LLC 47,774 40,655 -14.90 2,898 2,131 -26.47
2018-05-03 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 85,799 83,032 -3.22 5,205 4,352 -16.39
2018-04-03 13F-HR RIVERBRIDGE PARTNERS LLC 6,881 6,731 -2.18 417 353 -15.35
2018-05-09 13F-HR Silvant Capital Management Llc 91,346 4,788
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 1,152,524 951,395 -17.45 69,923 49,863 -28.69
2018-05-14 13F-HR Premia Global Advisors, Llc 4,973 4,973 0.00 301 260 -13.62
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 6,765,312 6,955,707 2.81 410,451 364,549 -11.18
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 1,187,345 1,192,482 0.43 72,036 62,498 -13.24
2018-05-10 13F-HR MCF Advisors LLC 11,097 7,567 -31.81 673 397 -41.01
2018-05-02 13F-HR Tradewinds Capital Management, LLC 3,997 3,518 -11.98 243 184 -24.28
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-04-25 13F-HR Bartlett & Co. LLC 673,041 639,849 -4.93 40,833 33,534 -17.88
2018-05-15 13F-HR Marshall Wace LLP 0 8,608 0 451
2018-05-04 13F-HR Blume Capital Management, Inc. 131,179 120,629 -8.04 7,959 6,322 -20.57
2018-05-01 13F-HR Bristol Advisors, LLC 71,900 48,300 -32.82 4,362 2,531 -41.98
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 74,374 50,802 -31.69 4,512 2,662 -41.00
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 11,391 11,115 -2.42 691 582 -15.77
2018-05-15 13F-HR GV Financial Advisors 19,240 3,208 -83.33 1,167 168 -85.60
2018-04-19 13F-HR Bigelow Investment Advisors, Llc 4,693 0 -100.00 285 0 -100.00
2018-04-17 13F-HR FORTE CAPITAL LLC /ADV 22,637 24,636 8.83 1,373 1,291 -5.97
2018-05-07 13F-HR Focused Wealth Management, Inc 522 622 19.16 32 33 3.13
2018-05-10 13F-HR JP Morgan Chase & Co 61,880,324 52,982,583 -14.38 3,754,278 2,776,817 -26.04
2018-05-02 13F-HR CHECK CAPITAL MANAGEMENT INC/CA 1,347,908 1,042,774 -22.64 81,778 54,652 -33.17
2018-05-14 13F-HR Birch Hill Investment Advisors LLC 287,917 103,788 -63.95 17,468 5,440 -68.86
2018-04-27 13F-HR Savant Capital, LLC 47,965 48,564 1.25 2,910 2,545 -12.54
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 28,525 25,025 -12.27 1,731 1,312 -24.21
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 7,713,124 6,131,426 -20.51 467,985 321,348 -31.33
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,983,891 2,735,626 37.89 109,412 165,971 51.69
2018-05-15 13F-HR NS Partners Ltd 4,737 4,737 0.00 287 248 -13.59
2018-05-10 13F-HR Artisan Partners Limited Partnership 1,316,747 1,635,549 24.21 79,887 85,719 7.30
2018-05-15 13F-HR PATHSTONE FAMILY OFFICE, LLC 807 957 18.59 49 50 2.04
2018-05-14 13F-HR Hudson Bay Capital Management LP 0 46,800 0 2,453
2018-04-26 13F-HR OLD POINT TRUST & FINANCIAL SERVICES N A 19,557 19,057 -2.56 1,187 999 -15.84
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 25,783 24,139 -6.38 1,564 1,265 -19.12
2018-04-26 13F-HR Buffington Mohr McNeal 5,983 5,983 0.00 363 314 -13.50
2018-03-28 N-Q Alger Funds (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 5,174 5,550 7.27 285 337 18.25
2018-04-18 13F-HR SHAYNE & CO., LLC 30,667 30,667 0.00 1,860 1,607 -13.60
2018-05-10 13F-HR IBM Retirement Fund 115,459 103,766 -10.13 7,650 5,438 -28.92
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 45,002 31,472 -30.07 2,730 1,649 -39.60
2018-04-06 13F-HR Pennsylvania Trust Co 173,095 163,379 -5.61 10,509 8,563 -18.52
2018-04-16 13F-HR SII INVESTMENTS INC/WI 15,942 0 -100.00 965 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 58,341,666 55,746,049 -4.45 3,539,589 2,921,651 -17.46
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-10 13F-HR BRINKER CAPITAL INC 212,786 218,905 2.88 12,910 11,473 -11.13
2018-04-12 N-Q Smead Funds Trust (see advisory)
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-04-19 13F-HR American Research & Management Co.