SecurityWEC / WEC Energy Group, Inc. (92939U106)
Institutional Owners928 (155 N-Q Owners)
Institutional Shares231,064,118 - 73.22% (ex. N-Q)
Common Stock Shares Outstanding315,574,624 shares (as of 2017-12-31)
Institutional Value$ 235,640,393,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

WEC Energy Group, Inc. (NYSE:WEC) has 928 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 231,064,118 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., State Street Corp, Deutsche Bank Ag\, Wells Fargo & Company/mn, JP Morgan Chase & Co, Bank Of America Corp /de/, Northern Trust Corp, Clearbridge Investments, LLC, and Epoch Investment Partners, Inc..
WEC Energy Group, Inc. (NYSE:WEC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-09 13F-HR Oakworth Capital, Inc. 1,632 1,709 4.72 114 110 -3.51
2018-04-13 13F-HR American Investment Services, Inc. 15,915 15,915 0.00 1,057 998 -5.58
2018-05-10 13F-HR Tortoise Investment Management, LLC 54 54 0.00 4 3 -25.00
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 9,993 0 627
2018-05-15 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 29,500 23,300 -21.02 1,960 1,461 -25.46
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 26,616 0 -100.00 1,671 0 -100.00
2018-05-08 13F-HR COUNTRY TRUST BANK 2,066 1,954 -5.42 137 123 -10.22
2018-04-06 13F-HR Rathbone Brothers plc 618,086 617,911 -0.03 41,059 38,743 -5.64
2018-04-25 13F-HR UMB BANK N A/MO 5,078 5,354 5.44 338 336 -0.59
2018-04-17 13F-HR Ascension Asset Management Llc 6,000 3,500 -41.67 399 219 -45.11
2018-05-08 13F-HR Parallel Advisors, LLC 1,424 1,524 7.02 95 96 1.05
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 958 0 -100.00 60 0 -100.00
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 78,774 55,905 -29.03 5,233 3,505 -33.02
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 9,973 9,476 -4.98 663 594 -10.41
2018-05-04 13F-HR VAUGHAN DAVID INVESTMENTS INC/IL 7,231 7,082 -2.06 480 444 -7.50
2018-04-30 13F-HR CIBC Asset Management Inc 40,654 39,039 -3.97 2,701 2,448 -9.37
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 20,053 0 -100.00 1,259 0 -100.00
2018-04-23 13F-HR World Asset Management Inc 26,024 18,854 -27.55 1,729 1,182 -31.64
2018-05-09 13F-HR Glen Harbor Capital Management LLC 11,242 12,254 9.00 747 768 2.81
2018-04-11 13F-HR First Capital Advisors Group, LLC. 5 0
2018-04-17 13F-HR FIRST FINANCIAL CORP /IN/ 6,810 6,310 -7.34 453 395 -12.80
2018-05-15 13F-HR Clearbridge Investments, LLC 4,967,051 4,998,254 0.63 329,961 313,391 -5.02
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 351 2,959 743.02 22 183 731.82
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-05-04 13F-HR Swiss National Bank 1,766,381 1,695,781 -4.00 117,341 106,325 -9.39
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 11,937 11,864 -0.61 793 744 -6.18
2018-05-15 13F-HR UBS Group AG 280,198 218,605 -21.98 18,613 13,706 -26.36
2018-05-18 13F-HR/A OLD REPUBLIC INTERNATIONAL CORP 313,151 402,151 28.42 20,803 25,215 21.21
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 0 60,000 0 3,762
2018-05-10 13F-HR SMITHFIELD TRUST CO 4,650 4,472 -3.83 309 280 -9.39
2018-05-10 13F-HR SPINNAKER TRUST 20,568 21,378 3.94 1,366 1,340 -1.90
2018-05-07 13F-HR Kentucky Retirement Systems 19,461 16,468 -15.38 1,293 1,033 -20.11
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 3,685 3,685 0.00 245 231 -5.71
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-04-06 13F-HR ALTA CAPITAL MANAGEMENT LLC/ 21,151 21,730 2.74 1,405 1,362 -3.06
2018-05-15 13F-HR Utah Retirement Systems 58,788 58,888 0.17 3,905 3,692 -5.45
2018-05-09 13F-HR NORTHERN TRUST CORP 5,288,606 5,251,561 -0.70 351,323 329,274 -6.28
2018-05-09 13F-HR GABELLI FUNDS LLC 800,000 800,000 0.00 53,144 50,160 -5.61
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 167,803 173,636 3.48 10,533 11,533 9.49
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 1,598,559 1,577,184 -1.34 106,192 98,889 -6.88
2018-04-12 13F-HR First Command Financial Services, Inc. 2,317 2,317 0.00 154 145 -5.84
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-14 13F-HR DRW Securities, LLC 4,416 0 -100.00 293 0 -100.00
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 100 0 6
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 11,698 11,400 -2.55 778 715 -8.10
2018-04-27 13F-HR CAMBRIDGE TRUST CO 112,371 112,052 -0.28 7,465 7,026 -5.88
2018-04-24 13F-HR ZWJ INVESTMENT COUNSEL INC 5,678 5,678 0.00 377 356 -5.57
2018-05-15 13F-HR Wellington Management Group LLP 72,532 60,577 -16.48 4,818 3,798 -21.17
2018-05-15 13F-HR HPM Partners LLC 8,869 8,796 -0.82 589 552 -6.28
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 1,020 1,122 10.00 67 69 2.99
2018-05-15 13F-HR QS Investors, LLC 231,501 287,330 24.12 15,379 18,015 17.14
2018-04-25 13F-HR BOSTON ADVISORS LLC 12,784 12,784 0.00 849 802 -5.54
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 36,500 43,700 19.73 2,425 2,740 12.99
2018-04-18 13F-HR FORBES J M & CO LLP 105,451 0 -100.00 7,005 0 -100.00
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 23,688 23,688 0.00 1,574 1,485 -5.65
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 8,153 8,153 0.00 542 511 -5.72
2018-05-07 13F-HR MUFG Americas Holdings Corp 253,089 271,964 7.46 16,812 17,052 1.43
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 4,765 4,765 0.00 317 299 -5.68
2018-02-27 N-Q Northern Funds (see advisory)
2018-04-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 19,492 16,512 -15.29 1,295 1,035 -20.08
2018-04-18 13F-HR REGIONS FINANCIAL CORP 37,108 37,923 2.20 2,465 2,378 -3.53
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-02-01 13F-HR Clear Perspective Advisors, LLC 19 19 0.00 1 1 0.00
2018-05-08 13F-HR Buckley Wealth Management, Llc 3,237 3,997 23.48 215 251 16.74
2018-02-06 13F-HR Marietta Wealth Management, LLC 3,456 3,360 -2.78 217 223 2.76
2018-02-15 13F-HR ADVISORS MANAGEMENT GROUP INC /ADV 7,443 10,231 37.46 467 680 45.61
2018-05-11 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 505 32
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 60,907 58,383 -4.14 3,992 3,661 -8.29
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-05-15 13F-HR Kaizen Advisory, Llc 310 310 0.00 21 19 -9.52
2018-05-03 13F-HR QUANTRES ASSET MANAGEMENT Ltd 7,700 0 -100.00 512 0 -100.00
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 66 4
2018-04-25 13F-HR Cornell Pochily Investment Advisors, Inc. 12,281 12,281 0.00 815 770 -5.52
2018-04-23 13F-HR MEYER HANDELMAN CO 43,050 43,050 0.00 2,860 2,699 -5.63
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-15 13F-HR Virtue Capital Management, Llc 9 0 -100.00 1 0 -100.00
2018-05-16 13F-HR ASSETMARK, INC 285 42 -85.26 19 3 -84.21
2018-05-09 13F-HR Chicago Capital, Llc 6,318 396
2018-04-16 13F-HR Ledyard National Bank 243 190 -21.81 16 12 -25.00
2018-05-09 13F-HR HAVERFORD TRUST CO 3,044 3,487 14.55 202 219 8.42
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 0 33 0 1
2018-05-15 N-Q Daxor Corp (see advisory)
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-02-14 13F-HR Zimmer Partners, LP 47,528 0 -100.00 2,984 0 -100.00
2018-05-15 13F-HR Beaton Management Co. Inc. 10,871 10,871 0.00 722 682 -5.54
2018-04-27 13F-HR Barrett Asset Management, LLC 894 894 0.00 59 56 -5.08
2018-04-06 13F-HR Eqis Capital Management, Inc. 17,804 21,041 18.18 1,183 1,319 11.50
2018-04-18 13F-HR Louisiana State Employees Retirement System 19,100 19,300 1.05 1,269 1,210 -4.65
2018-04-25 13F-HR WRIGHT INVESTORS SERVICE INC 16,925 18,376 8.57 1,124 1,152 2.49
2018-01-12 13F-HR CHELSEA COUNSEL CO 8,929 8,929 0.00 561 593 5.70
2018-05-15 13F-HR HighTower Advisors, LLC 55,551 52,898 -4.78 3,690 3,319 -10.05
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-02-01 13F-HR Jackson, Grant Investment Advisers, Inc. 359 361 0.56 23 24 4.35
2018-05-15 13F-HR Energy Income Partners, LLC 810,077 866,386 6.95 53,813 54,322 0.95
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 2,200 2,200 0.00 146 138 -5.48
2018-04-18 13F-HR Alethea Capital Management, LLC 9,186 0 -100.00 610 0 -100.00
2018-04-26 13F-HR Global Trust Asset Management, Llc 44,144 44,144 0.00 2,932 2,768 -5.59
2018-02-14 13F-HR/A Horizon Investments, LLC 7,327 8,208 12.02 456 540 18.42
2018-05-11 13F-HR Cutler Group LP 100 0 -100.00 6 0 -100.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 45,032 45,349 0.70 2,991 2,843 -4.95
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 147,699 144,774 -1.98 9,811 9,078 -7.47
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 13,898 871
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-13 13F-HR Simmons Bank 4,114 4,114 0.00 259 273 5.41
2018-05-15 13F-HR Edge Advisors, Llc 182 35 -80.77 12 2 -83.33
2018-02-14 13F-HR National Planning Corp 5,714 0 -100.00 359 0 -100.00
2018-04-19 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 4,435 4,110 -7.33 295 258 -12.54
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 13,900 0 -100.00 923 0 -100.00
2018-02-26 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 14,100 0 -100.00 937 0 -100.00
2018-04-20 13F-HR BB&T CORP 18,229 12,596 -30.90 1,211 790 -34.76
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 30,000 8,100 -73.00 1,993 508 -74.51
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 15,164 14,595 -3.75 1,007 915 -9.14
2018-04-23 13F-HR Highstreet Asset Management Inc. 10,507 15,140 44.09 698 949 35.96
2018-04-19 13F-HR American Research & Management Co. 141 141 0.00 9 9 0.00
2018-04-27 N-Q Global X Funds (see advisory)
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-11 13F-HR HSBC HOLDINGS PLC 344,963 360,410 4.48 22,916 22,599 -1.38
2018-02-14 13F-HR CLINTON GROUP INC 6,051 0 -100.00 380 0 -100.00
2018-05-08 13F-HR INVESTMENT HOUSE LLC 7,300 7,300 0.00 485 458 -5.57
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 34,226 35,176 2.78 2,274 2,206 -2.99
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 754,892 823,982 9.15 50,147 51,664 3.03
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-11 13F-HR State of Tennessee, Treasury Department 111,789 75,769 -32.22 7,426 4,751 -36.02
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 12,805 13,073 2.09 851 820 -3.64
2018-05-10 13F-HR Winfield Associates, Inc. 408 0 -100.00 28 0 -100.00
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 50,178 48,307 -3.73 3,333 3,029 -9.12
2018-04-24 13F-HR McAdam, LLC 62 4
2018-05-15 13F-HR GLENMEDE TRUST CO NA 137,097 137,097 0.00 9,105 9,105 0.00
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-15 13F-HR PRUDENTIAL PLC 20,300 19,200 -5.42 1,348 1,204 -10.68
2018-05-15 13F-HR Man Group plc 24,909 1,561
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 563,300 840,908 49.28 37,423 52,725 40.89
2017-12-29 N-Q Nuveen Investment Trust V (see advisory)
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-02-12 13F-HR Heritage Trust Co 300 300 0.00 19 20 5.26
2018-05-16 13F-HR Laurel Wealth Advisors, Inc. 9,661 9,399 -2.71 641 589 -8.11
2018-05-14 13F-HR Veritable, L.P. 9,970 10,013 0.43 662 628 -5.14
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 121,800 116,560 -4.30 8,091 7,308 -9.68
2017-12-27 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-05-11 13F-HR Parisi Gray Wealth Management 466 591 26.82 31 37 19.35
2018-05-10 13F-HR Cincinnati Specialty Underwriters Insurance CO 95,000 95,000 0.00 6,311 5,957 -5.61
2018-05-11 13F-HR Winch Advisory Services, LLC 7,535 6,852 -9.06 501 430 -14.17
2018-03-29 N-Q Reaves Utility Income Fund (see advisory)
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 755,397 781,121 3.41 50,181 48,976 -2.40
2018-04-30 13F-HR Certified Advisory Corp 250 250 0.00 16 15 -6.25
2018-05-14 13F-HR Allianz Asset Management AG Call 41,900 0 -100.00 2,783 0 -100.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 28,246 21,102 -25.29 1,876 1,323 -29.48
2018-05-10 13F-HR CINCINNATI CASUALTY CO 31,000 31,000 0.00 2,059 1,944 -5.59
2018-05-03 13F-HR Jacobi Capital Management LLC 0 145 0 9
2018-02-14 13F-HR LUMINUS MANAGEMENT LLC 14,155 0 -100.00 888 0 -100.00
2018-02-14 13F-HR GLG LLC 14,451 14,451 0.00 907 960 5.84
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 400 0 -100.00 27 0 -100.00
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 659,586 645,912 -2.07 43,816 40,499 -7.57
2018-05-08 13F-HR Richard C. Young & CO., LTD. 5,139 52,049 912.82 341 3,264 857.18
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-03-27 N-Q Schwab Investments (see advisory)
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 1,365 1,365 0.00 91 86 -5.49
2018-05-15 13F-HR South Street Advisors LLC 184,910 179,740 -2.80 12,283 11,269 -8.26
2018-04-10 13F-HR AMERICAN NATIONAL BANK 457 457 0.00 30 29 -3.33
2018-05-04 13F-HR Sandy Spring Bank 6,795 5,905 -13.10 451 370 -17.96
2018-05-08 13F-HR FISHMAN JAY A LTD/MI 4,000 4,000 0.00 265,720 250,800 -5.61
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 27 2
2018-03-19 13F-HR/A Elkhorn Investments, LLC 18,347 27,810 51.58 1,152 1,829 58.77
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 8,668 5,926 -31.63 576 372 -35.42
2018-04-27 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 7,301 6,966 -4.59 485 437 -9.90
2018-05-09 13F-HR Elmwood Wealth Management, Inc. 16 1,003
2018-03-01 N-Q Elkhorn Etf Trust (see advisory)
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 33,337 35,784 7.34 2,215 2,244 1.31
2018-04-02 13F-HR PARK NATIONAL CORP /OH/ 6,961 5,872 -15.64 462 368 -20.35
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 49,057 49,057 0.00 2,714 3,076 13.34
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 10,363 10,542 1.73 688 661 -3.92
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-04 13F-HR Financial Management Professionals, Inc. 112 112 0.00 7 7 0.00
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-05-04 13F-HR D.A. DAVIDSON & CO. 22,495 23,699 5.35 1,494 1,486 -0.54
2018-04-25 13F-HR Legacy Capital Partners, Inc. 26,265 25,354 -3.47 1,745 1,590 -8.88
2018-05-18 13F-HR CIBC World Markets Inc. 0 53,427 0 3,350
2018-03-01 N-Q First Investors Income Funds (see advisory)
2018-05-21 13F-HR Gyroscope Capital Management Group, LLC 5,853 5,574 -4.77 389 349 -10.28
2018-05-03 13F-HR Wharton Business Group, LLC 40,000 0 -100.00 2,657 0 -100.00
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-04-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 6,811 6,811 0.00 452 427 -5.53
2018-04-26 13F-HR BP PLC 36,000 36,000 0.00 2,391 2,257 -5.60
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 0 12,000 0 752
2018-05-02 13F-HR Creative Financial Designs Inc /adv 101 0 -100.00 6 0 -100.00
2018-05-04 13F-HR Rossmore Private Capital 144 0 -100.00 9,566 0 -100.00
2018-02-14 13F-HR GLG Partners LP 7,574 503
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 7 0 -100.00 0 0
2018-04-17 13F-HR Calton & Associates, Inc. 2,753 0 -100.00 175 0 -100.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 35,865 51,841 44.54 2,383 3,251 36.42
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 760,428 794,741 4.51 50,514 49,831 -1.35
2018-05-16 13F-HR Braun-bostich & Associates Inc. 126 8
2018-01-26 N-Q Franklin Universal Trust (see advisory)
2018-02-13 13F-HR Axa 56,834 52,634 -7.39 3,568 3,496 -2.02
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 338 0 -100.00 22 0 -100.00
2018-04-23 13F-HR MILLER HOWARD INVESTMENTS INC /NY 27,374 23,144 -15.45 1,818 1,451 -20.19
2018-05-15 13F-HR Bridgewater Associates, LP 0 9,115 0 572
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 33,801 2,120
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-05-15 13F-HR Invesco Ltd. 2,084,268 1,755,221 -15.79 138,457 110,053 -20.51
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 332,000 333,100 0.33 22,055 20,885 -5.30
2018-05-01 13F-HR Westpac Banking Corp 20,410 20,410 0.00 1,355,836 1,279,707 -5.61
2018-05-17 13F-HR Nvwm, Llc 225 14
2018-04-25 13F-HR Blue Chip Partners, Inc. 22,268 4,799 -78.45 1,479 301 -79.65
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 97,653 88,757 -9.11 6,487 5,565 -14.21
2018-04-17 13F-HR MURPHY CAPITAL MANAGEMENT INC 6,537 6,337 -3.06 434 397 -8.53
2018-05-02 13F-HR TOWER BRIDGE ADVISORS 4,700 4,700 0.00 312,221 294,690 -5.61
2018-05-11 13F-HR PITCAIRN CO 5,527 5,462 -1.18 367 343 -6.54
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 2,554 0 -100.00 170 0 -100.00
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 717,420 723,081 0.79 47,659 45,337 -4.87
2018-04-10 13F-HR ROCKLAND TRUST CO 11,957 12,639 5.70 794 792 -0.25
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 8,250 6,434 -22.01 548 403 -26.46
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 12,313 14,192 15.26 818 890 8.80
2018-05-11 13F-HR Azimuth Capital Management LLC 53,875 49,463 -8.19 3,579 3,101 -13.36
2018-04-26 N-Q First Trust Energy Income & Growth Fund (see advisory)
2018-02-09 13F-HR Virtu Financial LLC 4,331 3,231 -25.40 272 215 -20.96
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 538,019 520,893 -3.18 35,741 32,660 -8.62
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 20,522 20,522 0.00 1,363 1,287 -5.58
2018-05-14 13F-HR Brown Advisory Securities, LLC 3,714 3,714 0.00 247 233 -5.67
2018-05-15 13F-HR Voya Financial Advisors, Inc. 5,517 0 -100.00 366 0 -100.00
2018-04-19 13F-HR Janney Montgomery Scott LLC 86,336 91,930 6.48 5,735 5,764 0.51
2018-05-11 13F-HR CHEMICAL BANK 10,502 10,502 0.00 698 658 -5.73
2018-05-09 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 86,305 93,105 7.88 5,733 5,838 1.83
2018-05-08 13F-HR Successful Portfolios Llc 4,674 4,417 -5.50 310 277 -10.65
2018-05-11 13F-HR TDAM USA INC. 329,475 320,310 -2.78 21,887 20,083 -8.24
2018-05-01 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 3,110 0 -100.00 207 0 -100.00
2018-05-11 13F-HR Mutual of America Capital Management LLC 37,933 40,385 6.46 2,520 2,532 0.48
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-15 13F-HR Homrich & Berg 10,448 12,460 19.26 694 781 12.54
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 12,814 12,814 0.00 852 804 -5.63
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 34,251 33,722 -1.54 2,275 2,114 -7.08
2018-02-09 13F-HR Baird Financial Group, Inc. 81,734 83,121 1.70 5,131 5,522 7.62
2018-05-09 13F-HR/A JNBA Financial Advisors 1,447 1,447 0.00 96 91 -5.21
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 148,262 9,849
2018-05-09 13F-HR Twin Tree Management, LP Call 14,100 14,100 0.00 937 884 -5.66
2018-05-08 13F-HR Neuberger Berman Group LLC 1,350,438 1,157,773 -14.27 89,709 72,696 -18.96
2018-04-02 N-Q John Hancock Tax-advantaged Global Shareholder Yield Fund (see advisory)
2018-05-14 13F-HR BB&T SECURITIES, LLC 21,425 39,177 82.86 1,423 2,456 72.59
2018-05-04 13F-HR Financial Gravity Companies, Inc. 1,895 2,373 25.22 122 153 25.41
2018-04-23 13F-HR BALASA DINVERNO & FOLTZ LLC 5,846 5,846 0.00 388 367 -5.41
2018-02-16 13F-HR/A Farmers National Bank 2,003 2,003 0.00 126 133 5.56
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-02-08 13F-HR Global Financial Private Capital, LLC 9,691 14,530 49.93 608 965 58.72
2018-05-15 13F-HR Williams Jones & Associates LLC 5,126 4,726 -7.80 341 296 -13.20
2018-05-11 13F-HR Yorktown Management & Research Co Inc 3,900 3,900 0.00 259 245 -5.41
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 38,078 39,922 4.84 2,530 2,503 -1.07
2018-02-09 13F-HR Holistic Financial Partners 121 8
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 87 18 -79.31 2 1 -50.00
2018-04-25 13F-HR Centre Asset Management, LLC 84,120 5,274
2018-04-26 13F-HR PGGM Investments 83,000 67,650 -18.49 5,514 4,242 -23.07
2018-05-09 13F-HR LINCOLN NATIONAL CORP 5,538 0 -100.00 367 0 -100.00
2018-04-06 13F-HR Carroll Financial Associates, Inc. 659 659 0.00 43 41 -4.65
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 3,289 7,200 118.91 218 451 106.88
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 11,976 11,426 -4.59 796 716 -10.05
2018-05-11 13F-HR Teza Capital Management LLC 7,544 0 -100.00 501 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 43,900 91,900 109.34 2,916 5,762 97.60
2018-04-24 13F-HR Channing Capital Management, LLC 48,904 30,941 -36.73 3,249 1,940 -40.29
2018-05-15 13F-HR Ferris Capital, Llc 0 330 0 21
2018-04-02 N-Q Pioneer Equity Income Fund (see advisory)
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 300,975 321,483 6.81 19,994 20,156 0.81
2018-04-11 13F-HR STOCK YARDS BANK & TRUST CO 13,613 13,536 -0.57 904 849 -6.08
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 165,006 0 10,346
2018-03-23 N-Q Alpine Series Trust (see advisory)
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 0 33,819 0 2,120
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 1,378 1,369 -0.65 92 86 -6.52
2018-04-25 13F-HR Searle & Co. 7,384 7,384 0.00 491 463 -5.70
2018-05-08 13F-HR Reilly Herbert Faulkner III 76,324 78,208 2.47 5,070 4,904 -3.27
2018-04-13 13F-HR BTIM Corp. 14,130 0 -100.00 938 0 -100.00
2018-04-27 13F-HR MOODY LYNN & LIEBERSON, INC. 4,130 4,130 0.00 262 259 -1.15
2018-05-04 13F-HR THOMAS STORY & SON LLC 28,075 27,775 -1.07 1,865 1,741 -6.65
2018-05-10 13F-HR BESSEMER GROUP INC 582 91,247 15,578.18 39 5,722 14,571.79
2018-04-18 13F-HR Tiaa, Fsb 35,142 35,174 0.09 2,334 2,206 -5.48
2018-02-14 13F-HR TEACHERS ADVISORS INC 596,286 593,020 -0.55 37,435 39,394 5.23
2018-05-15 13F-HR Squarepoint Ops LLC 0 21,887 0 1,372
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 23,104 25,595 10.78 1,534 1,604 4.56
2018-05-01 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 17,408 17,408 0.00 1,156 1,091 -5.62
2018-05-09 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 423,056 403,353 -4.66 28,103 25,290 -10.01
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 71,281 57,436 -19.42 4,735 3,601 -23.95
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,448,049 3,656,142 6.04 228,591 228,706 0.05
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 39,066 44,199 13.14 2,595 2,771 6.78
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 30,440 0 -100.00 2,024 0 -100.00
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 3,358 3,358 0.00 223,072 210,548 -5.61
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,757,947 2,959,532 7.31 173,143,913 196,601,708 13.55
2018-05-04 13F-HR D'Orazio & Associates, Inc. 1,010 1,010 0.00 67 63 -5.97
2018-05-18 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 315,154 315,154 0.00 20,936 20,936 0.00
2018-04-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 8,200 8,200 0.00 545 514 -5.69
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 258,862 300,584 16.12 17,195 18,847 9.61
2018-05-04 13F-HR FFCM LLC 21,008 16,886 -19.62 1,394 1,059 -24.03
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 3,400 0 -100.00 226 0 -100.00
2018-05-15 13F-HR AMP Capital Investors Ltd 156,755 168,020 7.19 10,413 10,465 0.50
2018-05-09 13F-HR Meadow Creek Investment Management LLC 17,374 1,154
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 12,269 9,450 -22.98 815 593 -27.24
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 132 0 -100.00 8 0 -100.00
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 8,381 7,224 -13.81 557 453 -18.67
2018-05-17 13F-HR Atlantic Trust Group, LLC 32,382 32,143 -0.74 2,151 2,015 -6.32
2018-01-23 13F-HR Concorde Asset Management, LLC 3,899 0 -100.00 245 0 -100.00
2018-05-14 13F-HR AVIVA PLC 331,462 315,783 -4.73 22,019 19,800 -10.08
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 2,683,089 2,711,813 1.07 178,244 170,030 -4.61
2018-02-15 13F-HR Archford Capital Strategies, LLC 7,679 7,793 1.48 482 518 7.47
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 20,132 0 -100.00 1,337 0 -100.00
2018-05-18 13F-HR TRUST CO OF VERMONT 965 965 0.00 64 61 -4.69
2018-05-14 13F-HR IHT Wealth Management, LLC 4,041 3,898 -3.54 264 243 -7.95
2018-05-22 13F-HR AMALGAMATED BANK 39,785 39,289 -1.25 2,643 2,463 -6.81
2018-04-10 13F-HR Norway Savings Bank 149 149 0.00 10 9 -10.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 55,513 55,364 -0.27 3,688 3,471 -5.88
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 147,600 0 -100.00 9,805 0 -100.00
2018-05-04 13F-HR M&T BANK CORP 27,682 27,897 0.78 1,840 1,749 -4.95
2018-05-14 13F-HR WHITE PINE CAPITAL LLC 4,058 4,058 0.00 270 254 -5.93
2018-02-12 13F-HR Hutchin Hill Capital, LP 5,000 0 -100.00 314 0 -100.00
2018-05-11 13F-HR Maytech Global Investments, Llc 18,905 18,905 0.00 1,256 1,185 -5.65
2018-04-20 13F-HR ST GERMAIN D J CO INC 4,610 0 -100.00 306 0 -100.00
2018-05-15 13F-HR RiverPoint Capital Management, LLC 3,883 243
2018-04-13 13F-HR National Pension Service 320,039 356,990 11.55 21,260 22,383 5.28
2018-04-20 13F-HR LVW Advisors, LLC 41,043 38,851 -5.34 2,726 2,436 -10.64
2017-12-29 N-Q Nushares Etf Trust (see advisory)
2018-02-09 13F-HR RidgeWorth Capital Management LLC 2,949 2,949 0.00 185 196 5.95
2018-05-10 13F-HR Employees Retirement System of Texas 15,640 13,640 -12.79 1,039 855 -17.71
2018-04-30 13F-HR Truewealth Llc 267 175 -34.46 18 11 -38.89
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 353,966 243,826 -31.12 23,514 15,288 -34.98
2018-04-18 13F-HR GIRARD PARTNERS LTD. 34,853 34,462 -1.12 2,315 2,161 -6.65
2018-04-11 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 9,968 7,428 -25.48 662 466 -29.61
2018-04-26 13F-HR TOMPKINS FINANCIAL CORP 46 0 -100.00 3 0 -100.00
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 50,674 3,364
2018-05-15 13F-HR Altshuler Shaham Ltd 283 18
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 9,395 9,730 3.57 624 610 -2.24
2018-05-11 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 20,110 22,440 11.59 1,336 1,407 5.31
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 99,600 99,600 0.00 6,616 6,245 -5.61
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 16,598 17,698 6.63 1,103 1,110 0.63
2018-04-23 13F-HR Capital Advisors, Ltd. LLC 75 75 0.00 5 5 0.00
2018-05-07 13F-HR COCONUT GROVE BANK 174 0 -100.00 12 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 113,976 112,326 -1.45 7,571 7,042 -6.99
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 5,000 0 314
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 30,303 30,103 -0.66 2,013 1,887 -6.26
2018-04-12 13F-HR CHURCHILL MANAGEMENT Corp 37,929 0 -100.00 2,520 0 -100.00
2018-05-08 13F-HR WATERS PARKERSON & CO., LLC 16,098 18,642 15.80 1,069 1,169 9.35
2018-05-14 13F-HR PAX WORLD MANAGEMENT LLC 3,363 211
2018-01-16 13F-HR NEXT Financial Group, Inc 311 0 -100.00 20 0 -100.00
2018-05-14 13F-HR Epoch Investment Partners, Inc. 3,923,336 4,107,047 4.68 260,627 257,512 -1.20
2018-05-03 13F-HR Community Bank, N.A. 3,789 3,689 -2.64 252 231 -8.33
2018-05-03 13F-HR INVESTMENT PARTNERS LTD /OH/ /ADV 3,710 0 -100.00 246 0 -100.00
2018-05-10 13F-HR CINCINNATI INSURANCE CO 978,300 978,300 0.00 64,988 61,339 -5.61
2018-05-04 13F-HR Ariel Capital Advisors, LLC 1,592 100
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 89,180 81,680 -8.41 5,924 5,121 -13.56
2018-05-03 13F-HR W. E. Donoghue & Co., Llc 38,643 0 -100.00 2,567 0 -100.00
2018-04-17 13F-HR Legacy Advisors, Llc 148 148 0.00 9 9 0.00
2018-05-03 13F-HR St. Johns Investment Management Company, LLC 1,662 800 -51.87 110 50 -54.55
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 29,300 0 1,837
2018-03-19 N-Q Duff & Phelps Global Utility Income Fund Inc. (see advisory)
2018-05-15 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 3,159 0 -100.00 210 0 -100.00
2018-05-14 13F-HR Renaissance Technologies LLC 2,784,802 3,153,502 13.24 184,994 197,725 6.88
2018-02-02 13F-HR Barnett & Company, Inc. 1,250 1,250 0.00 78 83 6.41
2018-05-15 13F-HR Marino, Stram & Associates Llc 469 470 0.21 31 29 -6.45
2018-05-07 13F-HR ASSOCIATED BANC-CORP 49,820 22,058 -55.72 3,310 1,383 -58.22
2018-05-18 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 18,900 24,100 27.51 1,256 1,511 20.30
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 34 141 314.71 2 9 350.00
2018-04-17 13F-HR MAI Capital Management 4,210 3,719 -11.66 280 233 -16.79
2018-05-10 13F-HR Taylor Hoffman Wealth Management 469 469 0.00 31 29 -6.45
2018-01-31 13F-HR Resources Investment Advisors, Inc. 1,243 1,211 -2.57 78 80 2.56
2018-05-11 13F-HR Sigma Planning Corp 4,247 5,508 29.69 282 345 22.34
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 11,675 13,102 12.22 776 822 5.93
2018-04-11 13F-HR DnB Asset Management AS 17,734 17,734 0.00 1,178,070 1,111,922 -5.61
2018-05-09 13F-HR Bredin Investment Llc 6,631 6,631 0.00 436 415,764 95,258.72
2018-05-11 13F-HR CITIGROUP INC Call 3,700 54,900 1,383.78 246 3,442 1,299.19
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 96,000 96,000 0.00 6,377 6,019 -5.61
2018-04-19 13F-HR Versant Capital Management, Inc 893 845 -5.38 59 52 -11.86
2018-02-09 13F-HR CORNERSTONE ADVISORS INC 15,000 0 -100.00 942 0 -100.00
2018-03-23 N-Q Thrivent Mutual Funds (see advisory)
2018-05-04 13F-HR WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV 4,600 4,600 0.00 306 288 -5.88
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 24,811 22,626 -8.81 1,648 1,419 -13.90
2018-01-08 13F-HR Curbstone Financial Management Corp 9,506 0 -100.00 597 0 -100.00
2018-05-14 13F-HR Paragon Capital Management LLC 5,274 0 -100.00 350 0 -100.00
2018-05-15 13F-HR Mairs & Power INC 7,494 7,369 -1.67 498 462 -7.23
2018-03-01 N-Q Alps Series Trust (see advisory)
2018-05-08 13F-HR Pacific Center for Financial Services 224 0 -100.00 15 0 -100.00
2018-05-01 13F-HR Hanson McClain, Inc. 1,006 1,004 -0.20 67 63 -5.97
2018-02-12 13F-HR Quantbot Technologies LP 4,105 0 -100.00 257 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 68 1,570 2,208.82 5 98 1,860.00
2018-05-15 13F-HR VANGUARD GROUP INC 33,718,514 34,127,776 1.21 2,239,920 2,139,812 -4.47
2018-05-01 13F-HR Stanley-Laman Group, Ltd. 37,263 0 -100.00 2,475 0 -100.00
2018-05-03 13F-HR CONNING INC. 18,338 18,308 -0.16 1,218 1,148 -5.75
2018-04-04 13F-HR CENTRAL TRUST Co 14,096 11,807 -16.24 936 741 -20.83
2018-05-11 13F-HR First Allied Advisory Services, Inc. 4,342 4,286 -1.29 292 271 -7.19
2018-04-27 N-Q Ab Cap Fund, Inc. (see advisory)
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 25,813 25,813 0.00 1,715 1,618 -5.66
2018-05-03 13F-HR Sageworth Trust Co 11 0 -100.00 1 0 -100.00
2018-04-12 13F-HR Ipswich Investment Management Co., Inc. 14,345 13,383 -6.71 953 839 -11.96
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-15 13F-HR Walleye Trading LLC 66,662 55,396 -16.90 4,185 3,473 -17.01
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 4,167 4,470 7.27 277 280 1.08
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,842 3,365 -12.42 255 211 -17.25
2018-05-03 13F-HR MACKAY SHIELDS LLC 244,943 15,358
2018-04-20 13F-HR Covenant Multifamily Offices, LLC 792 0 -100.00 53 0 -100.00
2018-05-11 13F-HR SOUTH STATE Corp 3,066 0 -100.00 204 0 -100.00
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 7,339,155 7,383,689 0.61 487,541 462,959 -5.04
2018-04-13 13F-HR Wealth Architects, LLC 5,758 4,774 -17.09 383 299 -21.93
2018-04-30 13F-HR Advantus Capital Management Inc 31,988 50,188 56.90 2,125 3,147 48.09
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 87,648 6,464 -92.63 5,822 405 -93.04
2018-05-15 13F-HR COLONY GROUP LLC 11,084 0 -100.00 736 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 20,971 18,664 -11.00 1,393 1,170 -16.01
2018-05-07 13F-HR Johnson Financial Group, Inc. 2,225 2,225 0.00 148 140 -5.41
2018-04-26 N-Q Trust For Professional Managers (see advisory)
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 129,000 109,000 -15.50 8,569 6,834 -20.25
2018-05-15 13F-HR STATE STREET CORP 16,024,625 15,700,975 -2.02 1,064,517 984,454 -7.52
2018-05-15 13F-HR Sound Income Strategies, Llc 181 181 0.00 11 11 0.00
2018-03-28 N-Q Putnam Global Income Trust (see advisory)
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 14,394 15,236 5.85 956 955 -0.10
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 6,240 6,690 7.21 382 412 7.85
2018-05-10 13F-HR Providence Capital Advisors, Llc 88 0 -100.00 6 0 -100.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 155,969 155,964 -0.00 10,361 9,779 -5.62
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 3,229 2,379 -26.32 215 149 -30.70
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 7,491 210 -97.20 498 13 -97.39
2018-04-06 13F-HR ELM ADVISORS, LLC 6,993 6,993 0.00 465 438 -5.81
2018-05-02 13F-HR S&CO INC 44,772 44,772 0.00 2,974 2,807 -5.62
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 452,397 363,195 -19.72 30,053 22,772 -24.23
2018-05-11 13F-HR SevenBridge Financial Group, LLC 684 684 0.00 45 43 -4.44
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 7,529 7,090 -5.83 465 444 -4.52
2018-05-15 13F-HR DEUTSCHE BANK AG\ 8,728,755 8,502,509 -2.59 579,843 533,101 -8.06
2018-02-15 13F-HR HighPoint Advisor Group LLC 33,319 29,355 -11.90 2,253 1,794 -20.37
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 3,866 3,578 -7.45 257 224 -12.84
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 288,465 294,255 2.01 19,163 18,338 -4.31
2018-01-16 N-Q Cohen & Steers Dividend Value Fund, Inc. (see advisory)
2018-05-11 13F-HR Omnia Family Wealth, LLC 248 248 0.00 16 16 0.00
2018-04-18 13F-HR Integrys Wealth Advisors LLC 5,236 5,236 0.00 348 328 -5.75
2018-05-10 13F-HR Elkfork Partners LLC 14,308 15,596 9.00 950 978 2.95
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 128,917 52,013 -59.65 8,564 3,261 -61.92
2018-04-20 13F-HR Ausdal Financial Partners, Inc. 3,571 4,016 12.46 237 252 6.33
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-09 13F-HR Private Advisor Group, LLC 10,372 3,543 -65.84 679 222 -67.30
2018-05-11 13F-HR ISTHMUS PARTNERS, LLC 4,382 4,382 0.00 291 275 -5.50
2018-05-15 13F-HR Magellan Asset Management Ltd 1,757,233 1,462,401 -16.78 116,733 91,693 -21.45
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-04-18 13F-HR Cornerstone Advisors, Inc. 471 530 12.53 31 33 6.45
2018-02-14 13F-HR Natixis 30,451 0 -100.00 1,912 0 -100.00
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 275 0 -100.00 17 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 114,291 107,904 -5.59 7,592 6,766 -10.88
2018-02-14 13F-HR Zions Bancorporation 314 0 -100.00 19 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 48,517 48,807 0.60 3,223 3,060,198 94,848.74
2018-01-25 13F-HR Concannon Wealth Management, LLC 600 600 0.00 38 40 5.26
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 514,762 885,191 71.96 34,196 55,501 62.30
2018-05-10 13F-HR NGAM ADVISORS, L.P. 20,910 27,292 30.52 1,389 1,711 23.18
2018-04-13 13F-HR Visionary Asset Management, Inc. 3,734 0 -100.00 248 0 -100.00
2018-05-07 13F-HR ETRADE Capital Management LLC 43,484 45,787 5.30 2,889 2,871 -0.62
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-09 13F-HR Rockefeller Capital Management L.p. 296,170 18,569
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 19,532 1,225
2018-05-14 13F-HR MONETARY MANAGEMENT GROUP INC 1,800 1,800 0.00 120 113 -5.83
2018-05-15 13F-HR Capital Bank & Trust Co 180 180 0.00 12 11 -8.33
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 42,810 31,486 -26.45 2,844 1,974 -30.59
2018-05-11 13F-HR Arvest Trust Co 4,120 4,492 9.03 274 282 2.92
2018-04-13 13F-HR Legacy Private Trust Co. 12,997 12,597 -3.08 863 790 -8.46
2018-05-08 13F-HR BADGLEY PHELPS & BELL INC 121,250 126,562 4.38 8,055 7,935 -1.49
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 90,085 95,831 6.38 5,984 6,008 0.40
2018-05-15 13F-HR BARCLAYS PLC 1,709,577 1,847,515 8.07 113,568 115,838 2.00
2018-05-03 13F-HR Reynders McVeigh Capital Management, LLC 5,680 248 -95.63 377 3,960 950.40
2018-02-12 13F-HR Cipher Capital LP 0 30,263 0 2,010
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 42,722 45,016 5.37 2,838 2,822 -0.56
2018-04-25 N-Q First Trust Energy Infrastructure Fund (see advisory)
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 335,258 397,460 18.55 22,272 24,920 11.89
2018-05-09 13F-HR Silvant Capital Management Llc 2,949 185
2018-04-06 13F-HR BEACON FINANCIAL GROUP 5,326 4,815 -9.59 354 302 -14.69
2018-05-04 13F-HR AGF INVESTMENTS INC. 5,000 5,000 0.00 332 314 -5.42
2018-04-16 13F-HR Plancorp, LLC 17,960 17,265 -3.87 1,194 1,083 -9.30
2018-05-09 13F-HR Lee Financial CORP 175 11
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-14 13F-HR HENDERSON GROUP PLC 1,165,724 1,322,459 13.45 77,439 82,918 7.08
2018-05-15 13F-HR WOLVERINE TRADING, LLC 16,588 3,887 -76.57 1,102 244 -77.86
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-05-14 13F-HR COHEN & STEERS INC 1,719,901 1,853,104 7.74 114,253 116,190 1.70
2018-05-15 13F-HR EARNEST PARTNERS LLC 351,834 451,784 28.41 23,372 28,327 21.20
2018-04-12 13F-HR HARVEST CAPITAL MANAGEMENT INC 10,484 10,484 0.00 696 657 -5.60
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 3,696 7,819 111.55 246 490 99.19
2018-05-09 13F-HR KBC Group NV 35,572 16,107 -54.72 2,363 1,010 -57.26
2018-05-03 13F-HR NICOLET BANKSHARES INC 19,875 46,564 134.28 1,320 2,920 121.21
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 17,820 12,063 -32.31 1,184 756 -36.15
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 60,883 58,365 -4.14 4,044 3,659 -9.52
2018-04-16 13F-HR Santori & Peters, Inc. 357 0 -100.00 21 0 -100.00
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 4,512 4,512 0.00 300 283 -5.67
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,300 3,300 0.00 219 207 -5.48
2018-05-01 13F-HR Hirtle Callaghan & Co LLC 19,600 19,600 0.00 1,302 1,229 -5.61
2018-05-07 13F-HR Spectrum Management Group, Inc. 20,283 20,908 3.08 1,347 1,311 -2.67
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,309,683 2,348,999 1.70 153,432 147,282 -4.01
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 108 7
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 11,855 11,662 -1.63 788 731 -7.23
2018-04-24 13F-HR Tarbox Group, Inc. 3,563 3,843 7.86 237 241 1.69
2018-04-04 13F-HR Ellenbecker Investment Group 13,071 12,926 -1.11 868,000 810 -99.91
2018-05-11 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 24,275 24,350 0.31 1,613 1,527 -5.33
2018-05-02 13F-HR Global X Management CO LLC 19,049 20,355 6.86 1,265 1,276 0.87
2018-05-02 13F-HR HENNESSY ADVISORS INC 660,740 567,740 -14.08 43,893 35,597 -18.90
2018-04-24 13F-HR Rehmann Capital Advisory Group 2,730 171
2018-04-13 13F-HR Somerset Trust Co 25,032 25,167 0.54 1,662 1,578 -5.05
2018-04-09 13F-HR Jones Collombin Investment Counsel Inc 71 4
2018-05-18 13F-HR Moors & Cabot, Inc. 6,168 6,129 -0.63 410 384 -6.34
2018-05-14 13F-HR Shell Asset Management Co 130,955 133,342 1.82 8,699 8,361 -3.89
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-02-09 13F-HR SUNTRUST BANKS INC 44,948 46,591 3.66 2,820 3,094 9.72
2018-04-10 13F-HR Gradient Investments LLC 4,784 4,826 0.88 318 303 -4.72
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 920,714 944,634 2.60 61,163 59,229 -3.16
2018-05-10 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC 6,437 5,737 -10.87 428 360 -15.89
2018-04-23 13F-HR Financial Architects, Inc 2,283 2,292 0.39 152 143 -5.92
2018-05-01 13F-HR OPPENHEIMER & CO INC 5,457 9,503 74.14 362 596 64.64
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 65,459 61,030 -6.77 4,348 3,827 -11.98
2018-05-03 13F-HR Annex Advisory Services, LLC 44,046 51,242 16.34 2,926 3,213 9.81
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-04-03 13F-HR PRIVATE TRUST CO NA 10,605 9,896 -6.69 704 620 -11.93
2018-05-15 13F-HR Metlife Investment Advisors, Llc 97,642 94,959 -2.75 6,486 5,954 -8.20
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 701,070 661,070 -5.71 46,572 41,449 -11.00
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 159,141 161,368 1.40 10,572 10,118 -4.29
2018-05-15 13F-HR Voya Investment Management LLC 172,509 171,761 -0.43 11,460 10,770 -6.02
2018-01-10 13F-HR FIRST CITIZENS BANK & TRUST CO 3,320 0 -100.00 208 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 224,533 245,839 9.49 14,916 15,414 3.34
2018-04-27 N-Q Proshares Trust (see advisory)
2018-04-26 13F-HR Sharkey, Howes & Javer 1,000 1,000 0.00 66 62 -6.06
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 54,013 51,109 -5.38 3,589 3,205 -10.70
2018-01-11 13F-HR/A TOKIO MARINE ASSET MANAGEMENT CO LTD 3,411 0 -100.00 209 0 -100.00
2018-03-13 N-Q Managed Portfolio Series (see advisory)
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 82 0 -100.00 5 0 -100.00
2018-05-15 13F-HR Empire Life Investments Inc. 158,588 9,943
2018-05-02 13F-HR FDx Advisors, Inc. 17,429 18,476 6.01 1,158 1,158 0.00
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 42,620 42,620 0.00 2,831 2,672 -5.62
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 14,111 10,474 -25.77 937 657 -29.88
2018-05-03 13F-HR Summit Global Investments 54,171 52,500 -3.08 3,599 3,292 -8.53
2018-05-17 13F-HR/A TORTOISE CAPITAL ADVISORS, L.L.C. 3,335 3,340 0.15 222 209 -5.86
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 9,845 9,000 -8.58 654 564 -13.76
2018-04-12 13F-HR Signature Wealth Management Group 56,564 56,569 0.01 3,758 3,547 -5.61
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,617,210 1,700,975 5.18 107,431 106,650 -0.73
2018-05-15 13F-HR CLEARARC CAPITAL INC 19,183 16,097 -16.09 1,274 1,009 -20.80
2018-05-11 13F-HR Goss Wealth Management LLC 123,093 141,984 15.35 8,054 8,844 9.81
2018-02-12 13F-HR Buckingham Asset Management, LLC 4,644 4,695 1.10 292 312 6.85
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 526,285 515,190 -2.11 34,961 32,302 -7.61
2018-05-15 13F-HR Atlantic Trust, LLC 3,575 3,575 0.00 237 224 -5.49
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 886 886 0.00 59 56 -5.08
2018-02-07 13F-HR Pinkerton Retirement Specialists, LLC 0 64 0 4
2018-04-23 13F-HR Advisory Services Network, LLC 1,690 2,501 47.99 112 157 40.18
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-15 13F-HR GV Financial Advisors 140 9
2018-04-18 13F-HR Creative Planning 44,731 46,971 5.01 2,971 2,945 -0.88
2018-04-24 13F-HR 1ST SOURCE BANK 3,696 4,344 17.53 246 272 10.57
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 94,123 146,654 55.81 6,253 9,196 47.07
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2018-05-15 13F-HR Rare Infrastructure Ltd 3,345 3,692 10.37 223 232 4.04
2018-05-09 13F-HR Alpha Cubed Investments, LLC 6,922 6,888 -0.49 460 432 -6.09
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 18,605 19,163 3.00 1,236 1,202 -2.75
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-02-12 13F-HR Bayesian Capital Management, LP 5,592 0 -100.00 351 0 -100.00
2018-05-09 13F-HR BlackRock Inc. 26,807,670 27,220,620 1.54 1,780,834 1,706,733 -4.16
2018-04-09 13F-HR/A Summit Financial Wealth Advisors, LLC 7,548 7,204 -4.56 501 452 -9.78
2018-04-12 13F-HR WELCH & FORBES LLC 16,966 16,409 -3.28 1,127 1,029 -8.70
2018-04-19 13F-HR State of Alaska, Department of Revenue 99,337 127,317 28.17 6,596 7,981 21.00
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 12,043 10,978 -8.84 800 688 -14.00
2018-05-15 13F-HR ASHFORD CAPITAL MANAGEMENT INC 7,313 7,313 0.00 486 459 -5.56
2018-04-20 13F-HR Mps Loria Financial Planners, Llc 3,565 3,598 0.93 237 226 -4.64
2018-05-15 13F-HR Bank of New York Mellon Corp 2,630,444 2,566,057 -2.45 174,740 160,893 -7.92
2018-05-15 13F-HR Kovitz Investment Group Partners, LLC 3,954 0 -100.00 263 0 -100.00
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 5,150 1,050 -79.61 342 66 -80.70
2018-05-09 13F-HR Tredje AP-fonden 1 1 0.00 0 0
2018-02-06 13F-HR Cognios Capital, LLC 3,222 4,215 30.82 202 280 38.61
2018-04-16 13F-HR Coastline Trust Co 9,618 9,618 0.00 638 603 -5.49
2018-05-14 13F-HR Aristotle Atlantic Partners, Llc 7,941 7,941 0.00 528 498 -5.68
2018-05-01 13F-HR WealthTrust Axiom LLC 4,593 4,593 0.00 305 287 -5.90
2018-05-07 13F-HR Ballew Advisors, Inc 442 28
2018-05-11 13F-HR Private Ocean, LLC 420 420 0.00 28 26 -7.14
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 352,090 473,158 34.39 23,356 29,695 27.14
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-03-19 N-Q Dnp Select Income Fund Inc (see advisory)
2018-05-01 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 1,946,000 1,500,000 -22.92 129,273 94,050 -27.25
2018-05-15 13F-HR Gotham Asset Management, LLC 7,215 0 -100.00 479 0 -100.00
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 3,651 3,535 -3.18 243 222 -8.64
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-05-10 13F-HR Avestar Capital, Llc 1,050 973 -7.33 66 58 -12.12
2018-02-12 13F-HR AlphaOne Investment Services, LLC 95 6
2018-05-15 13F-HR CPCM, LLC 3,263 0 -100.00 217 0 -100.00
2018-04-26 13F-HR Sadoff Investment Management LLC 19,050 47,811 150.98 1,265 2,998 137.00
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 1,758,947 2,164,841 23.08 116,847 135,736 16.17
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 73 13 -82.19 5 1 -80.00
2018-04-27 13F-HR BANK OF STOCKTON 4,000 4,000 0.00 265 250 -5.66
2018-02-14 13F-HR AHL Partners LLP 78,009 40,076 -48.63 4,897 2,663 -45.62
2018-05-07 13F-HR WEALTHFRONT INC 14,308 30,605 113.90 950 1,919 102.00
2018-05-03 13F-HR Texas Yale Capital Corp. 4,506 4,371 -3.00 299 274 -8.36
2018-05-04 13F-HR Warren Averett Asset Management, LLC 331 3,484 952.57 22 218 890.91
2018-04-11 13F-HR LifePlan Financial Group, Inc 5,134 4,545 -11.47 322 285 -11.49
2018-04-27 N-Q Valic Co I (see advisory)
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 248 422 70.16 16 26 62.50
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 2,000 2,000 0.00 133 125 -6.02
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 32,695 33,259 1.73 2,052 2,087 1.71
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-14 13F-HR Jarislowsky, Fraser Ltd 3,400 3,400 0.00 225 213 -5.33
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,621,331 1,920,522 18.45 107,706 120,417 11.80
2018-05-04 13F-HR Motley Fool Wealth Management, LLC 17,761 16,595 -6.56 1,180 1,041 -11.78
2018-05-14 13F-HR CARRET ASSET MANAGEMENT, LLC 6,200 6,200 0.00 412 389 -5.58
2018-05-01 13F-HR WEDBUSH SECURITIES INC 6,524 6,375 -2.28 433 400 -7.62
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 134,971 136,244 0.94 8,966 8,543 -4.72
2018-02-22 13F-HR SMITH SHELLNUT WILSON LLC /ADV 3,975 0 -100.00 250 0 -100.00
2018-02-13 13F-HR KOCH INDUSTRIES INC 4,773 317
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-01 13F-HR Keystone Financial Planning, Inc. 38,798 38,078 -1.86 2,577 2,387 -7.37
2018-04-20 13F-HR Cable Hill Partners, LLC 1,529 1,529 0.00 100 96 -4.00
2018-04-16 13F-HR LODESTAR INVESTMENT COUNSEL LLC/IL 5,781 5,781 0.00 384 362 -5.73
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-10 13F-HR Csenge Advisory Group 3,630 6,147 69.34 241 385 59.75
2018-05-11 13F-HR CITIGROUP INC Put 6,500 1,100 -83.08 432 69 -84.03
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 314 314 0.00 21 20 -4.76
2018-04-27 13F-HR Retirement Systems of Alabama 152,934 150,741 -1.43 10,159 9,451 -6.97
2018-05-11 13F-HR Cutler Group LP Call 6,600 200 -96.97 1 0 -100.00
2018-05-08 13F-HR Willingdon Wealth Management 1,049 1,049 0.00 70 66 -5.71
2018-05-14 13F-HR Edgemoor Investment Advisors, Inc. 3,335 3,335 0.00 211 209 -0.95
2018-05-08 13F-HR Neuburgh Advisers LLC 8,176 8,912 9.00 543 559 2.95
2018-04-09 13F-HR BLB&B Advisors, LLC 4,487 4,162 -7.24 298 261 -12.42
2018-04-05 13F-HR TRUST CO OF TOLEDO NA /OH/ 5,469 5,469 0.00 363 343 -5.51
2018-04-12 13F-HR NEVILLE RODIE & SHAW INC 5,050 5,050 0.00 335 317 -5.37
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 93,100 64,931 -30.26 6,185 4,071 -34.18
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 596,432 683,433 14.59 39,621 42,851 8.15
2018-02-05 13F-HR Strategic Financial Services, Inc, 33,543 33,318 -0.67 2,106 2,213 5.08
2018-05-11 13F-HR Well Done, LLC 2,293 144
2018-02-28 N-Q Ivy Funds (see advisory)
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-15 13F-HR Walleye Trading LLC Put 12,900 500 -96.12 810 31 -96.17
2018-05-16 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 18,612 18,612 0.00 1,236 1,167 -5.58
2018-03-28 N-Q Delaware Group Equity Funds I (see advisory)
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 9,039 9,843 8.89 600 617 2.83
2018-05-01 13F-HR FormulaFolio Investments, LLC 4,171 4,231 1.44 277 265 -4.33
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 4,742 4,742 0.00 298 315 5.70
2018-04-02 N-Q Epiphany Funds (see advisory)
2018-03-29 N-Q Etf Series Solutions (see advisory)
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 1,148 1,270 10.63 76 79 3.95
2018-05-15 13F-HR Jefferies Group LLC 40,561 250,777 518.27 2,694 15,724 483.67
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,623 7,767 1.89 506 487 -3.75
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 54 52 -3.70 3 3 0.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 507,053 501,008 -1.19 33,684 31,413 -6.74
2018-01-23 13F-HR JAMES INVESTMENT RESEARCH INC 260 0 -100.00 16 0 -100.00
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 86,151 81,530 -5.36 5,723 5,112 -10.68
2018-05-10 13F-HR JP Morgan Chase & Co 7,421,829 6,943,460 -6.45 493,032 435,357 -11.70
2018-05-04 13F-HR CAPITAL ADVISORS INC/OK 3,705 4,105 10.80 246 257 4.47
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 30,882 30,883 0.00 2,051 1,936 -5.61
2018-05-08 13F-HR Aperio Group, LLC 281,359 267,182 -5.04 18,691 16,752 -10.37
2018-05-14 13F-HR NOMURA HOLDINGS INC 74,799 4,806
2018-04-16 13F-HR Perkins Coie Trust Co 3,454 3,454 0.00 229 217 -5.24
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 33,989 34,055 0.19 2,258 2,135 -5.45
2018-04-20 13F-HR FIRST QUADRANT L P/CA 112,415 112,415 0.00 7,468 7,048 -5.62
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 23,083 19,680 -14.74 1,533 1,234 -19.50
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 28,227 28,234 0.02 1,875 1,770 -5.60
2018-05-14 13F-HR MARIETTA INVESTMENT PARTNERS LLC 17,201 17,201 0.00 1,143 1,079 -5.60
2018-05-09 13F-HR Korea Investment CORP 175,829 196,885 11.98 11,680 12,345 5.69
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-03 13F-HR ADVISOR PARTNERS LLC 7,493 7,480 -0.17 473 469 -0.85
2018-05-21 13F-HR Summit Trail Advisors, Llc 391 32,904 8,315.35 25 33 32.00
2018-01-29 N-Q Copley Fund Inc /nv/ (see advisory)
2018-05-11 13F-HR STIFEL FINANCIAL CORP 77,762 116,070 49.26 5,154 7,291 41.46
2018-04-02 N-Q First Trust Mlp & Energy Income Fund (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 1,500 0 -100.00 94 0 -100.00
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 48,378 0 -100.00 3,214 0 -100.00
2018-05-10 13F-HR FRANKLIN RESOURCES INC 2,198,705 2,198,228 -0.02 146,060 137,829 -5.64
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 591,064 644,172 8.99 39,264 40,390 2.87
2018-05-18 13F-HR Xact Kapitalforvaltning AB 29,664 32,591 9.87 1,971 2,043 3.65
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 6,237 2,946 -52.77 415 185 -55.42
2018-05-01 13F-HR DEARBORN PARTNERS LLC 330,496 312,812 -5.35 21,955 19,613 -10.67
2018-04-19 13F-HR WEBSTER BANK, N. A. 564 282 -50.00 37 18 -51.35
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 3,700 0 -100.00 232 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 775,115 0 -100.00 51,491 0 -100.00
2018-04-11 13F-HR ALPHA WINDWARD LLC 469 469 0.00 31 29 -6.45
2018-02-14 13F-HR SRB Corp 2,746 2,746 0.00 172 182 5.81
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 7,699 7,667 -0.42 512 481 -6.05
2018-04-25 13F-HR CAPITAL MANAGEMENT CORP /VA 3,722 3,722 0.00 247 233 -5.67
2018-04-18 13F-HR Independence Bank Of Kentucky 556 556 0.00 37 35 -5.41
2018-04-17 13F-HR INGALLS & SNYDER LLC 4,210 4,210 0.00 280 264 -5.71
2018-04-09 13F-HR Trust Co 1,688 1,688 0.00 112 106 -5.36
2018-04-17 13F-HR Ridgewood Investments LLC 4,755 5,192 9.19 316 326 3.16
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 114 0 -100.00 7 0 -100.00
2018-05-18 13F-HR WESBANCO BANK INC 6,837 6,837 0.00 454 429 -5.51
2018-04-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 7,385 7,385 0.00 491 463 -5.70
2018-05-11 13F-HR BAHL & GAYNOR INC 2,443,761 2,270,233 -7.10 162,339 142,343 -12.32
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-04 13F-HR Opus Capital Group, LLC 11,910 11,910 0.00 791 747 -5.56
2018-04-27 13F-HR Chicago Partners Investment Group LLC 1,466 1,466 0.00 97 92 -5.15
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-15 13F-HR TLP GROUP LLC 13 0 -100.00 1 0 -100.00
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 24,055 26,123 8.60 1,598 1,638 2.50
2018-04-26 13F-HR FineMark National Bank & Trust 6,777 10,335 52.50 450 648 44.00
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 6,232 203,305 3,162.28 414 12,747 2,978.99
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 2,257 1,326 -41.25 150 83 -44.67
2018-05-08 13F-HR SIGNATUREFD, LLC 0 2,644 0 166
2018-02-13 13F-HR AMF Pensionsforsakring AB 499,273 0 -100.00 31,344 0 -100.00
2018-05-07 13F-HR Crewe Advisors Llc 2,900 2,900 0.00 193 182 -5.70
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 5,500 0 345
2018-05-15 13F-HR First Heartland Consultants, Inc. 20,996 12,688 -39.57 1,395 796 -42.94
2018-04-30 13F-HR Moisand Fitzgerald Tamayo, LLC 8,643 8,643 0.00 574 542 -5.57
2018-05-07 13F-HR Price Wealth Management, Inc. 200 100 -50.00 13 6 -53.85
2018-05-15 13F-HR Capstone Financial Advisors, Inc. 3,249 3,249 0.00 216 204 -5.56
2018-02-14 13F-HR MORGAN STANLEY 2,272,148 2,606,530 14.72 142,646 173,151 21.39
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,025 726 -29.17 68 46 -32.35
2018-03-28 N-Q Putnam Funds Trust (see advisory)
2018-05-04 13F-HR ARGI Investment Services, LLC 0 14,026 0 879
2018-05-10 13F-HR SVA Plumb Wealth Management, LLC 8,500 7,394 -13.01 565 464 -17.88
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 43,958 43,955 -0.01 2,920 2,756 -5.62
2018-05-15 13F-HR LPL Financial LLC 64,042 59,637 -6.88 4,254 3,739 -12.11
2018-04-30 13F-HR SPC Financial, Inc. 6,675 6,675 0.00 443 419 -5.42
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 79,685 62,379 -21.72 5,293 3,916 -26.02
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 51,380 39,085 -23.93 3,413 2,451 -28.19
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,248 790 -36.70 83 50 -39.76
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-14 13F-HR Gryphon Financial Partners Llc 91 91 0.00 6 6 0.00
2018-05-07 13F-HR ING GROEP NV 30,006 0 -100.00 1,993 0 -100.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 631,971 687,707 8.82 41,982 43,119 2.71
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 375 375 0.00 25 24 -4.00
2018-01-17 13F-HR Financial Strategy Network, LLC 14,081 0 -100.00 136 0 -100.00
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-09 13F-HR Arizona State Retirement System 236,572 251,809 6.44 14,852 16,728 12.63
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 5,862,245 6,357,226 8.44 389,429 398,598 2.35
2018-01-02 13F-HR American Financial Network Advisory Services Llc 184 0 -100.00 12 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co 0 45,585 0 2,858
2018-05-09 13F-HR USCA RIA LLC 0 38,348 0 2,404
2018-04-18 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 184 0 -100.00 12 0 -100.00
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 150 11
2018-04-30 13F-HR BOSTON FAMILY OFFICE LLC 5,473 5,473 0.00 364 343 -5.77
2018-02-15 13F-HR JANE STREET GROUP, LLC 10,666 0 -100.00 670 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 269,385 234,384 -12.99 17,895,245 14,695,877 -17.88
2018-05-14 13F-HR Evercore Wealth Management, LLC 3,936 0 -100.00 262 0 -100.00
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 112,298 59,665 -46.87 7,504 3,700 -50.69
2018-05-10 13F-HR First Personal Financial Services 2,868 1,768 -38.35 191 111 -41.88
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 111 0 -100.00 7 0 -100.00
2018-04-24 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC 10,535 9,985 -5.22 700 626 -10.57
2018-05-21 13F-HR Winton Capital Group Ltd 58,945 22,247 -62.26 3,916 1,395 -64.38
2018-04-13 13F-HR North Star Investment Management Corp. 13,400 13,401 0.01 890 840 -5.62
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 5,348 4,404 -17.65 355 276 -22.25
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 11,597 12,267 5.78 770 769 -0.13
2018-04-30 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 37,902 35,654 -5.93 2,518 2,236 -11.20
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 821,144 303,738 -63.01 51,551 20,177 -60.86
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 230,948 311,085 34.70 15,342 19,505 27.13
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 4,459 4,265 -4.35 296 267 -9.80
2018-05-08 13F-HR SANTA BARBARA ASSET MANAGEMENT, LLC 1,869,001 2,114,702 13.15 124,158 132,592 6.79
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 276,351 269,921 -2.33 18,358 16,924 -7.81
2018-05-10 13F-HR TORONTO DOMINION BANK 135,938 170,095 25.13 9,031 10,662 18.06
2018-05-10 13F-HR Norinchukin Bank, The 28,268 31,952 13.03 1,878 2,003 6.66
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 886 451 -49.10 58,857 28,278 -51.95
2018-05-15 13F-HR Bruce & Co., Inc. 23,124 23,124 0.00 1,536 1,449 -5.66
2018-05-04 13F-HR PALLADIUM PARTNERS LLC 4,751 4,816 1.37 316 302 -4.43
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 15 0 -100.00 1 0 -100.00
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 26,326 27,586 4.79 1,749 1,730 -1.09
2018-04-12 13F-HR Valeo Financial Advisors, Llc 41 212 417.07 3 13 333.33
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 6,832 6,773 -0.86 454 425 -6.39
2017-12-29 N-Q Etfis Series Trust I (see advisory)
2018-05-07 13F-HR Massey, Quick & Co., LLC 625 168 -73.12 40 11 -72.50
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 182,647 198,687 8.78 12,133 12,458 2.68
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 47,241 17,593 -62.76 3,138 1,103 -64.85
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-11 13F-HR Citizens Financial Group Inc/RI 8,915 6,215 -30.29 592 390 -34.12
2018-05-14 13F-HR HM PAYSON & CO 14,973 14,895 -0.52 995 934 -6.13
2018-04-16 13F-HR ORRSTOWN FINANCIAL SERVICES INC 150 300 100.00 10 19 90.00
2018-04-30 13F-HR GREENLEAF TRUST 12,933 11,191 -13.47 859 702 -18.28
2018-04-27 13F-HR CENTRAL BANK & TRUST CO 400 369 -7.75 27 23 -14.81
2018-05-08 13F-HR Advisornet Financial, Inc 1,248 1,375 10.18 83 86 3.61
2018-05-09 13F-HR FORSTA AP-FONDEN 40,162 280,062 597.33 2,668 17,560 558.17
2018-05-11 13F-HR D L CARLSON INVESTMENT GROUP INC 4,490 4,310 -4.01 298 270 -9.40
2018-02-12 13F-HR BROWN ADVISORY INC 39,659 39,409 -0.63 2,489 2,618 5.18
2018-05-02 13F-HR Parkside Financial Bank & Trust 7,517 6,739 -10.35 500 423 -15.40
2018-05-10 13F-HR Hanson & Doremus Investment Management 2,000 4,125 106.25 133 259 94.74
2018-05-15 13F-HR Quantitative Investment Management, LLC 61,700 0 -100.00 4,098 0 -100.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 895,272 755,006 -15.67 59,473 47,339 -20.40
2018-05-02 13F-HR FTB Advisors, Inc. 5,240 5,240 0.00 348 328 -5.75
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 75,328 73,421 -2.53 5,004 4,603 -8.01
2018-05-08 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 11,626 11,626 0.00 772 729 -5.57
2018-04-03 13F-HR Washington Trust Bank 1,352 812 -39.94 90 51 -43.33
2018-05-11 13F-HR CITIGROUP INC 164,802 177,546 7.73 10,948 11,132 1.68
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 31,200 0 -100.00 2,073 0 -100.00
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 4,284 4,172 -2.61 284 262 -7.75
2018-05-04 13F-HR SECURITY NATIONAL TRUST CO 800 385 -51.88 53 24 -54.72
2018-04-24 13F-HR Allegis Investment Advisors, LLC 8,891 9,565 7.58 591 600 1.52
2018-05-14 13F-HR WESTWOOD HOLDINGS GROUP INC 1,548,687 1,538,948 -0.63 102,880 96,486 -6.22
2018-04-19 13F-HR Cribstone Capital Management, LLC 1,000 1,000 0.00 66 63 -4.55
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-17 13F-HR ROWLAND & CO INVESTMENT COUNSEL/ADV 12,028 10,017 -16.72 799,935 628,705 -21.41
2018-01-25 N-Q Putnam Global Utilities Fund (see advisory)
2018-02-09 13F-HR SMITH, MOORE & CO. 6,759 6,959 2.96 424 462 8.96
2018-05-15 13F-HR Marshall Wace North America L.P. 0 23,326 0 1,463
2018-04-12 13F-HR VIKING FUND MANAGEMENT LLC 30,000 34,000 13.33 1,993 2,132 6.97
2018-04-23 13F-HR STERLING INVESTMENT ADVISORS LLC /ADV 3,250 3,250 0.00 216 204 -5.56
2018-02-14 13F-HR Vident Investment Advisory, LLC 6,496 7,821 20.40 408 519 27.21
2018-05-11 13F-HR Gemmer Asset Management LLC 233 159 -31.76 15 10 -33.33
2018-05-11 13F-HR Peregrine Asset Advisers, Inc. 5,480 344
2018-05-10 13F-HR IBM Retirement Fund 7,500 6,965 -7.13 545 437 -19.82
2018-02-14 13F-HR BlueMountain Capital Management, LLC 1,316 0 -100.00 83 0 -100.00
2018-05-09 13F-HR 6 Meridian 6,946 7,484 7.75 461 469 1.74
2018-05-10 13F-HR IFM Investors Pty Ltd 9,041 9,548 5.61 601 599 -0.33
2018-01-29 N-Q John Hancock Funds Iii (see advisory)
2018-05-15 13F-HR MARTIN CURRIE LTD 211,090 212,279 0.56 14,023 13,310 -5.08
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 14,327 16,668 16.34 951 1,045 9.88
2018-04-25 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 11,519 11,779 2.26 765 738 -3.53
2018-05-03 13F-HR/A Parametrica Management Ltd 3,904 0 -100.00 260 0 -100.00
2018-05-03 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 400 25
2018-05-15 13F-HR Independent Advisor Alliance 8,251 8,585 4.05 540 535 -0.93
2018-05-04 13F-HR Busey Trust CO 3,349 3,307 -1.25 222 207 -6.76
2018-04-26 13F-HR CWM, LLC 1,498 1,149 -23.30 100 72 -28.00
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 50 51 2.00 4 3 -25.00
2018-05-10 13F-HR PHH Investments, Ltd. 17,884 16,047 -10.27 1,188 1,006 -15.32
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 2,246,768 64,168 -97.14 149,253 4,023 -97.30
2018-05-15 13F-HR BANK OF NOVA SCOTIA 67,333 576,462 756.14 4,472 36,143 708.21
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,874,209 3,699,445 -4.51 257,362 231,955 -9.87
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 117,960 142,981 21.21 7,836 8,965 14.41
2018-02-14 13F-HR BOKF, NA 81,942 82,129 0.23 5,144 5,456 6.07
2018-05-15 13F-HR Standard Life Aberdeen Plc 282,986 91,999 -67.49 18,800 5,768 -69.32
2018-04-18 13F-HR Sonora Investment Management, LLC 0 1,245 0 78,062
2018-05-16 13F-HR Private Capital Group, Llc 62 1,634 2,535.48 91 102 12.09
2018-05-17 13F-HR Legal & General Group Plc 2,611,456 2,681,586 2.69 173,479 168,147 -3.07
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 0 9,481 0 594
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 30,661 33,119 8.02 2,037 2,077 1.96
2018-05-15 13F-HR Advisors Asset Management, Inc. 168,209 156,129 -7.18 11,174 9,355 -16.28
2018-05-10 13F-HR BAILLIE GIFFORD & CO 204,107 204,107 0.00 13,559 12,798 -5.61
2018-05-09 13F-HR Security National Bank 20,899 21,605 3.38 1,389 1,354 -2.52
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-04-20 13F-HR STRS OHIO 49,875 58,454 17.20 3,313 3,665 10.62
2018-05-11 13F-HR Cutler Group LP Put 100 100 0.00 0 0
2018-04-25 13F-HR Liberty Capital Management, Inc. 1,385 0 -100.00 88 0 -100.00
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 0 303,719 0 19,044
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 154,366 0 -100.00 9,691 0 -100.00
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 128,224 77,886 -39.26 8,518 4,883 -42.67
2018-05-15 13F-HR BRYN MAWR TRUST Co 5,717 6,127 7.17 380 385 1.32
2018-05-15 13F-HR Advisor Group, Inc. 87,461 69,809 -20.18 5,813 4,380 -24.65
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 32,400 0 -100.00 2,152 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 105,520 107,609 1.98 6,477 6,756 4.31
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 365 265 -27.40 24 17 -29.17
2018-05-04 13F-HR Mandatum Life Insurance Co Ltd 11,161 0 -100.00 741 0 -100.00
2018-04-26 13F-HR DUNCKER STREETT & CO INC 8,355 5,855 -29.92 555 367 -33.87
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 276,835 269,824 -2.53 18,391 16,918 -8.01
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 483,997 622,174 28.55 32,152 39,010 21.33
2018-05-15 13F-HR Walleye Trading LLC Call 4,300 2,200 -48.84 270 138 -48.89
2018-05-04 13F-HR BECKER CAPITAL MANAGEMENT INC 5,181 5,181 0.00 344 325 -5.52
2018-05-02 13F-HR Paulson Wealth Management Inc. 240 0 -100.00 16 0 -100.00
2018-05-21 13F-HR Front Row Advisors Llc 164 254 54.88 11 16 45.45
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 92,477 92,877 0.43 6,143 5,823 -5.21
2018-05-11 13F-HR Cnb Bank 158 158 0.00 10 10 0.00
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-03 13F-HR Trexquant Investment LP 0 34,725 0 2,177
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 45,806 189 -99.59 3,042 11 -99.64
2018-05-15 13F-HR PATHSTONE FAMILY OFFICE, LLC 247 15
2018-01-18 13F-HR Guidant Wealth Advisors 375 0 -100.00 24 0 -100.00
2018-05-15 13F-HR BROWN CAPITAL MANAGEMENT LLC 9,453 9,453 0.00 628 593 -5.57
2018-02-14 13F-HR Pacer Advisors, Inc. 7,181 10,162 41.51 451 675 49.67
2018-04-25 13F-HR ARROW FINANCIAL CORP 400 400 0.00 27 25 -7.41
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 7,626 7,626 0.00 507 478 -5.72
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 4,367 11,648 166.73 290 730 151.72
2018-05-09 13F-HR Venturi Wealth Management, LLC 52,854 56,967 7.78 3,511 3,572 1.74
2018-02-06 13F-HR Landaas & Co /wi /adv 12,792 12,792 0.00 803 850 5.85
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-05-01 13F-HR COMERICA BANK 103,384 107,062 3.56 6,538 6,695 2.40
2018-05-08 13F-HR Motco 348 22
2018-02-14 13F-HR ProShare Advisors LLC 67,806 49,149 -27.52 4,257 3,265 -23.30
2018-05-03 13F-HR BKS ADVISORS, LLC 3,258 3,258 0.00 216 204 -5.56
2018-05-15 13F-HR Rainier Group Investment Advisory LLC 102 6
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 2,800 3,003 7.25 186 188 1.08
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 1,284 1,272 -0.93 80 72 -10.00
2018-04-12 13F-HR Osborn Rohs Williams & Donohoe Ltd 3,475 3,475 0.00 231 217 -6.06
2018-05-07 13F-HR EATON VANCE MANAGEMENT 12,092 15,831 30.92 803 993 23.66
2018-05-14 13F-HR Allianz Asset Management AG Put 104,700 8,000 -92.36 6,955 502 -92.78
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 690 90 -86.96 46 1,436 3,021.74
2018-05-01 13F-HR Veritas Investment Management LLP 5,810 5,810 0.00 386 364 -5.70
2018-02-23 N-Q Blackrock Funds (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 238,633 202,333 -15.21 10,493 12,687 20.91
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 5,781 5,312 -8.11 384 333 -13.28
2018-04-23 13F-HR Brookstone Capital Management 4,648 4,540 -2.32 309 285 -7.77
2018-05-17 13F-HR M Holdings Securities, Inc. 3,532 3,543 0.31 235 222 -5.53
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 29,500 1,850
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 64,505 125,471 94.51 4,272 7,933 85.70
2018-04-27 13F-HR Alley Co LLC 9,154 9,154 0.00 608 574 -5.59
2018-05-15 13F-HR HBK Sorce Advisory LLC 3,448 216
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 64,395 65,220 1.28 4,278 4,089 -4.42
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 16,283 16,283 0.00 1,082 1,021 -5.64
2018-04-06 13F-HR KEMPNER CAPITAL MANAGEMENT INC. 3,100 0 -100.00 206 0 -100.00
2018-02-08 13F-HR OARSMAN CAPITAL, INC. 33,365 32,705 -1.98 2,095 2,173 3.72
2018-01-26 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-10 13F-HR Vantage Investment Advisors, LLC 6,194 6,194 0.00 411 388 -5.60
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 36,000 7,600 -78.89 2,391 477 -80.05
2017-12-29 N-Q Nuveen Preferred & Income Securities Fund (see advisory)
2018-05-14 13F-HR Horizon Investment Services, LLC 11,969 12,148 1.50 795 762 -4.15
2018-05-03 13F-HR Cowen Prime Services LLC 2,500 2,500 0.00 166 157 -5.42
2018-04-05 13F-HR West Oak Capital, LLC 23,190 20,735 -10.59 1,540,512 1,300,085 -15.61
2018-02-12 13F-HR FMR LLC / Fidelity 957,606 899,060 -6.11 60,118 59,725 -0.65
2018-05-15 13F-HR 1832 Asset Management L.P. 124,200 124,200 0.00 8,216 7,825 -4.76
2018-05-14 13F-HR RMB Capital Management, LLC 4,497 0 -100.00 299 0 -100.00
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-05-08 13F-HR REAVES W H & CO INC 1,032,208 984,562 -4.62 68,569 61,732 -9.97
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 31,247 35,962 15.09 2,076 2,255 8.62
2018-05-07 13F-HR Manchester Capital Management LLC 730 730 0.00 48 46 -4.17
2018-05-15 13F-HR Achmea Investment Management B.V. 35,458 19,022 -46.35 2,354 1,192 -49.36
2018-05-01 13F-HR ARP AMERICAS LLC 4,200 0 -100.00 279 0 -100.00
2018-04-16 N-Q Kavilco Inc/wa/ (see advisory)
2018-05-04 13F-HR Pathway Financial Advisors Llc 716 716 0.00 48 45 -6.25
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 94,451 71,010 -24.82 6,274 4,452 -29.04
2018-04-27 N-Q Horizon Funds (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 150 150 0.00 9 9 0.00
2018-05-09 13F-HR Personal Capital Advisors Corp 3,837 3,822 -0.39 255 240 -5.88
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 4,117 4,028 -2.16 273 253 -7.33
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO 1,464 1,464 0.00 97 91 -6.19
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 103,263 101,857 -1.36 6,859 6,386 -6.90
2018-02-08 13F-HR PineBridge Investments, L.P. 2,499 2,334 -6.60 157 155 -1.27
2018-04-13 13F-HR Cwm Advisors, Llc 1 0 -100.00 0 0
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 526,970 523,568 -0.65 35,007 32,828 -6.22
2018-04-10 13F-HR Tower View Investment Management & Research Llc 7,994 8,069 0.94 531 506 -4.71
2018-04-25 N-Q Deutsche Value Series, Inc (see advisory)
2018-02-13 13F-HR Corient Capital Partners, LLC 7,787 7,866 1.01 488 522 6.97
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 746 746 0.00 50 47 -6.00
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 9,796 10,227 4.40 650,748 641,233 -1.46
2018-04-04 13F-HR DAVENPORT & Co LLC 7,475 7,181 -3.93 496,565 450,274 -9.32
2018-05-15 13F-HR Verition Fund Management LLC 0 4,622 0 290
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,013,346 1,108,900 9.43 63,618 73,664 15.79
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 8,400 8,400 0.00 558 527 -5.56
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 1,375 86
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 3,605 0 -100.00 226 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 755,268 641,744 -15.03 47,416 42,631 -10.09
2018-02-15 13F-HR Bb&t Investment Services, Inc. 2,271 1,865 -17.88 142 123 -13.38
2018-04-30 13F-HR Assenagon Asset Management S.A. 227,426 0 -100.00 15,108 0 -100.00
2018-05-01 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 3,260 0 -100.00 217 0 -100.00
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 551,499 532,523 -3.44 36,636 33,389 -8.86
2018-05-10 13F-HR MCF Advisors LLC 18 18 0.00 1 1 0.00
2018-05-14 13F-HR RPG Investment Advisory, LLC 55 0 -100.00 4 0 -100.00
2018-05-14 13F-HR WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC 73,130 60,282 -17.57 4,858 3,780 -22.19
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-05-11 13F-HR Amica Retiree Medical Trust 1,864 1,478 -20.71 124 93 -25.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 296,249 363,291 22.63 19,680 22,778 15.74
2018-01-29 13F-HR Morse Asset Management, Inc 6,300 0 -100.00 396 0 -100.00
2018-05-02 13F-HR Daiwa Securities Group Inc. 9,502 10,655 12.13 631 668 5.86
2018-04-12 13F-HR First Command Bank 2,317 2,317 0.00 154 145,276 94,235.06
2018-05-14 13F-HR Nuveen Asset Management, LLC 155,110 25,044 -83.85 10,304 1,570 -84.76
2018-05-15 13F-HR Balentine LLC 148 0 -100.00 10 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 675,799 651,451 -3.60 44,893 40,845 -9.02
2018-05-11 13F-HR Covington Capital Management 3,114 3,114 0.00 207 195 -5.80
2018-04-30 13F-HR Glassman Wealth Services 124 115 -7.26 8 7 -12.50
2018-05-15 13F-HR Natixis Asset Management 0 1,462 0 92
2018-05-15 13F-HR We Are One Seven, Llc 391 391 0.00 26 25 -3.85
2018-05-07 13F-HR BRADLEY FOSTER & SARGENT INC/CT 4,275 4,275 0.00 284 268 -5.63
2018-02-21 13F-HR/A APG Asset Management N.V. 887,146 2,403,530 170.93 55,695 132,967 138.74
2018-05-15 13F-HR Holocene Advisors, Lp 13,497 9,312 -31.01 897 584 -34.89
2018-05-08 13F-HR US BANCORP \DE\ 284,157 281,937 -0.78 18,877 17,677 -6.36
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 59,132 56,762 -4.01 3,928 3,559 -9.39
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 7,187 0 451
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-05-03 13F-HR STEPHENS INC /AR/ 10,116 9,661 -4.50 672 606 -9.82
2018-04-06 13F-HR HUTNER CAPITAL MANAGEMENT INC 3,825 3,825 0.00 254 240 -5.51
2018-04-24 13F-HR NewSquare Capital LLC 116 116 0.00 8 7 -12.50
2018-05-09 13F-HR Cetera Advisor Networks LLC 13,772 14,343 4.15 918 900 -1.96
2018-05-15 13F-HR Rodgers Brothers Inc. 5,100 10,100 98.04 339 633 86.73
2018-05-14 13F-HR Mosaic Family Wealth, LLC 211 211 0.00 14 13 -7.14
2018-05-09 13F-HR OPUS INVESTMENT MANAGEMENT INC 64,100 64,100 0.00 4,258 4,019 -5.61
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,117,657 1,051,613 -5.91 74,246 65,936 -11.19
2018-02-13 13F-HR CREDIT AGRICOLE S A 305,628 0 -100.00 19,188 0 -100.00
2018-05-15 13F-HR Dana Investment Advisors, Inc. 44,235 39,640 -10.39 2,939 2,485 -15.45
2018-05-09 13F-HR MV Capital Management, Inc. 113 113 0.00 8 7 -12.50
2018-05-14 13F-HR DIAM Co., Ltd. 609,509 572,927 -6.00 40,490 35,922 -11.28
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-15 13F-HR Clark Capital Management Group, Inc. 3,975 204,845 5,053.33 264 12,844 4,765.15
2018-05-09 13F-HR Cetera Advisors LLC 0 3,721 0 234
2018-05-07 13F-HR Diamant Asset Management, Inc. 3,974 3,298 -17.01 264 207 -21.59
2018-05-15 13F-HR CREDIT SUISSE AG/ 569,564 520,765 -8.57 37,835 32,650 -13.70
2018-04-16 13F-HR SII INVESTMENTS INC/WI 8,835 0 -100.00 587 0 -100.00
2018-04-27 13F-HR NORTH STAR ASSET MANAGEMENT INC 10,351 10,454 1.00 688 655 -4.80
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 600,867 575,237 -4.27 37,722 38,213 1.30
2018-02-09 13F-HR Alexandria Capital, LLC 418 0 -100.00 26 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-02 13F-HR Dean Capital Investments Management, Llc 16,082 16,082 0.00 1,068 1,008 -5.62
2018-05-07 13F-HR FIDUCIARY TRUST CO 13,060 17,255 32.12 868 1,082 24.65
2018-04-25 13F-HR FIRST INTERSTATE BANK 190 130 -31.58 13 8 -38.46
2018-05-14 13F-HR Allianz Asset Management AG 273,569 303,332 10.88 18,173 19,019 4.66
2018-04-26 13F-HR SIMPLEX TRADING, LLC 4,035 198 -95.09 268 12 -95.52
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 127,662 0 -100.00 8 0 -100.00
2018-02-14 13F-HR Strategic Global Advisors, LLC 4,116 4,116 0.00 258 273 5.81
2018-02-28 N-Q Index Funds (see advisory)
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2018-05-07 13F-HR Penobscot Investment Management Company, Inc. 59,435 61,900 4.15 3,948 3,882 -1.67
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 72,718 64,064 -11.90 4,829 4,012 -16.92
2018-04-27 13F-HR Hudock Capital Group, LLC 4,353 4,370 0.39 289 274 -5.19
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 14,407 14,022 -2.67 957 879 -8.15
2018-05-09 13F-HR/A KCM INVESTMENT ADVISORS LLC 83,833 71,895 -14.24 5,569 4,508 -19.05
2018-04-27 13F-HR COURIER CAPITAL CORP 7,200 7,200 0.00 478 451 -5.65
2018-04-25 13F-HR Bartlett & Co. LLC 114,482 121,059 5.75 7,605 7,590 -0.20
2018-05-10 13F-HR Marble Harbor Investment Counsel, LLC 7,500 7,500 0.00 498 470 -5.62
2018-05-03 13F-HR COMMERCE BANK 72,512 72,384 -0.18 4,817 4,539 -5.77
2018-02-08 13F-HR Artemis Investment Management LLP 271,145 0 -100.00 17,024 0 -100.00
2018-04-10 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 2,430 2,430 0.00 161,425 152,361 -5.61
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,705 4,329 -85.90 2,040 271 -86.72
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-14 13F-HR HRT FINANCIAL LLC 3,266 0 -100.00 216 0 -100.00
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-15 13F-HR Highlander Capital Management, LLC 200 200 0.00 13 12 -7.69
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-11 13F-HR Russell Investments Group, Ltd. 641,176 504,049 -21.39 42,560 31,572 -25.82
2018-05-02 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 3,952 4,180 5.77 263 262 -0.38
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-04-06 13F-HR Pennsylvania Trust Co 3,818 4,298 12.57 254 269 5.91
2018-04-12 13F-HR CITY HOLDING CO 142 142 0.00 9 9 0.00
2018-05-11 13F-HR Sentry Investments Corp. 15,700 15,700 0.00 1,043 984 -5.66
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 0 4,200 0 263
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 500 500 0.00 33 31 -6.06
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-01-16 13F-HR 440 INVESTMENT GROUP, LLC 17,653 17,653 0.00 1,108 1,173 5.87
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 30,846 31,046 0.65 1,937 2,062 6.45
2018-04-25 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 3,610 3,610 0.00 240 226 -5.83
2018-05-15 13F-HR Edgestream Partners, L.P. 5,284 59,322 1,022.67 351 3,719 959.54
2018-05-14 13F-HR GUARDIAN CAPITAL LP 83,289 5,222
2018-03-28 N-Q First Trust New Opportunities Mlp & Energy Fund (see advisory)
2018-03-29 N-Q Deutsche Market Trust (see advisory)
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 210 210 0.00 14 13 -7.14
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 254,514 316,604 24.40 16,906 19,853 17.43
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 10,883 10,523 -3.31 722 659 -8.73

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WEC / WEC Energy Group, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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