SecurityWDC / Western Digital Corp. (958102105)
Institutional Owners1142 (341 N-Q Owners)
Institutional Shares255,528,392 - 85.87% (ex. N-Q)
Common Shares Outstanding297,560,299 shares (as of 2017-12-29)
Institutional Value$ 428,759,931,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Western Digital Corp. (NASDAQ:WDC) has 1142 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 255,528,392 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Capital World Investors, State Street Corp, Aqr Capital Management Llc, Clearbridge Investments, LLC, Goldman Sachs Group Inc, Iridian Asset Management Llc/ct, Ameriprise Financial Inc, and Geode Capital Management, Llc.
Western Digital Corp. (NASDAQ:WDC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 71,900 0 6,634
2018-04-27 N-Q Ultimus Managers Trust (see advisory)
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 59,303 59,303 0.00 4,716 5,472 16.03
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-07 13F-HR COCONUT GROVE BANK 1,590 0 -100.00 126 0 -100.00
2018-01-18 N-Q Allianzgi Convertible & Income Fund Ii (see advisory)
2018-05-09 13F-HR Alpha Cubed Investments, LLC 265,398 272,799 2.79 21,107 25,171 19.25
2018-05-15 13F-HR Advisors Asset Management, Inc. 43,104 36,681 -14.90 3,428 3,193 -6.86
2018-02-28 N-Q Ivy Funds (see advisory)
2018-05-15 13F-HR All Terrain Financial Advisors, Llc 47 47 0.00 4 4 0.00
2018-05-01 13F-HR MUTUAL OF OMAHA BANK WEALTH MANAGEMENT 6,000 6,000 0.00 477 554 16.14
2018-05-08 13F-HR US BANCORP \DE\ 464,334 698,437 50.42 36,929 64,444 74.51
2018-05-15 13F-HR Kaizen Advisory, Llc 282 282 0.00 22 26 18.18
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 26,008 21,550 -17.14 2,063 1,981 -3.97
2018-02-14 13F-HR Dorsey Wright & Associates 18,199 0 -100.00 1,572 0 -100.00
2018-05-15 13F-HR CARLSON CAPITAL L P 0 196,425 0 18,124
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 159,720 67,869 -57.51 12,703 6,262 -50.70
2018-05-10 13F-HR SMITHFIELD TRUST CO 977 970 -0.72 78 89 14.10
2018-05-15 13F-HR Viking Global Investors LP 0 3,002,720 0 277,061
2018-05-11 13F-HR Acorn Advisory Capital L.p. 3,600 332
2018-03-28 N-Q Delaware Group Equity Funds I (see advisory)
2018-05-15 13F-HR Crestline Management, LP 0 18,890 0 1,743
2018-04-02 N-Q Epiphany Funds (see advisory)
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 657,221 684,627 4.17 52,269 63,171 20.86
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 3,826 3,310 -13.49 304 305 0.33
2018-05-22 13F-HR AMALGAMATED BANK 37,592 37,800 0.55 2,990 3,488 16.66
2018-02-07 13F-HR OLD NATIONAL BANCORP /IN/ 3,301 0 -100.00 285 0 -100.00
2018-04-25 13F-HR BOSTON ADVISORS LLC 150,639 44,763 -70.28 11,980 4,130 -65.53
2018-05-02 13F-HR Paulson Wealth Management Inc. 33 0 -100.00 3 0 -100.00
2018-05-15 13F-HR PRUDENTIAL PLC 68,963 69,199 0.34 5,485 6,385 16.41
2018-05-12 13F-HR First Pacific Advisors, LLC 580,201 589,718 1.64 46,143 54,413 17.92
2018-05-15 13F-HR Independent Advisor Alliance 0 2,513 0 217
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 0 1,500 0 138
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 715 684 -4.34 58 62 6.90
2018-04-16 13F-HR Coastline Trust Co 11,176 17,096 52.97 889 1,578 77.50
2018-03-23 N-Q Oak Associates Funds (see advisory)
2018-05-11 13F-HR Parisi Gray Wealth Management 790 790 0.00 64 72 12.50
2018-02-14 13F-HR Quad Capital Management Advisors LLC 5,000 0 -100.00 432 0 -100.00
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 1,658 1,985 19.72 132 183 38.64
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 23,767 20,782 -12.56 1,890 1,917 1.43
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 314,800 176,400 -43.96 25,036 16,276 -34.99
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 11,282 11,452 1.51 897 1,057 17.84
2018-05-16 13F-HR NEXT Financial Group, Inc 0 2,450 0 226
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 28,000 30,000 7.14 2,227 2,768 24.29
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 12,100 12,100 0.00 962 1,116 16.01
2018-05-15 13F-HR Magnetar Financial LLC 6,705 0 -100.00 533 0 -100.00
2018-05-11 13F-HR Cutler Group LP 4,170 480 -88.49 331 44 -86.71
2018-04-03 13F-HR USA Financial Portformulas Corp 6,638 0 -100.00 528 0 -100.00
2018-04-27 N-Q Eaton Vance Floating-rate Income Plus Fund (see advisory)
2018-05-04 13F-HR AGF INVESTMENTS INC. 747,567 755,136 1.01 59,454 69,676 17.19
2018-04-06 13F-HR Carroll Financial Associates, Inc. 59 74 25.42 4 6 50.00
2018-05-09 13F-HR AlphaMark Advisors, LLC 150 150 0.00 12 14 16.67
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 150,600 176,700 17.33 11,977 16,304 36.13
2018-02-20 N-Q Cornercap Group Of Funds /va/ (see advisory)
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 86,749 87,649 1.04 6,899 8,087 17.22
2018-05-02 13F-HR NuWave Investment Management, LLC 15 1,536 10,140.00 1 140 13,900.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 684,148 663,765 -2.98 54,410 61,246 12.56
2018-02-27 N-Q Thornburg Investment Trust (see advisory)
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 132,845 146,871 10.56 10,565 13,552 28.27
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 34,678 72,370 108.69 2,758 6,678 142.13
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 8,310 0 -100.00 718 0 -100.00
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR Squarepoint Ops LLC 292,772 3,300 -98.87 23,284 304 -98.69
2018-04-23 13F-HR World Asset Management Inc 25,546 18,954 -25.80 2,032 1,749 -13.93
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-05-14 13F-HR NOMURA HOLDINGS INC 461,144 40,144
2018-02-14 13F-HR Zions Bancorporation 633 0 -100.00 55 0 -100.00
2018-05-14 13F-HR Hudson Bay Capital Management LP Put 123,600 11,405
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-05-15 13F-HR aeris Capital Holding GmbH 2,939 2,504 -14.80 234 231 -1.28
2018-01-29 N-Q Invesco High Income Trust Ii (see advisory)
2018-03-05 13F-HR/A NORGES BANK 2,464,067 2,857,783 15.98 203,360 227,280 11.76
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 4,678 7,996 70.93 370 737 99.19
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 46,092 49,230 6.81 3,666 4,543 23.92
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 39,633 39,426 -0.52 3,152 3,638 15.42
2018-05-15 13F-HR Natixis 136,992 138,168 0.86 10,895 12,748 17.01
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 7,144 0 659
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 10,000 0 -100.00 795 0 -100.00
2018-03-05 13F-HR/A BNP PARIBAS ARBITRAGE, SA Call 350 0 -100.00 112,700 0 -100.00
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 52,500 20,000 -61.90 4,175 1,845 -55.81
2018-01-29 N-Q Invesco Dynamic Credit Opportunities Fund (see advisory)
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 39,492 129,656 228.31 3,185 11,963 275.60
2018-03-27 N-Q Federated Mdt Equity Trust (see advisory)
2018-04-02 13F-HR KSA CAPITAL MANAGEMENT, LLC 4,000 0 -100.00 318 0 -100.00
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-14 13F-HR IHT Wealth Management, LLC 5,055 2,755 -45.50 412 248 -39.81
2018-03-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-05-16 13F-HR Foundry Partners, LLC 127,760 130,185 1.90 10,161 12,012 18.22
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 962,524 919,928 -4.43 76,548 84,883 10.89
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 47 47 0.00 4 4 0.00
2018-05-14 13F-HR Stone Ridge Asset Management LLC 158,686 160,586 1.20 12,619 14,819 17.43
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 966,697 957,318 -0.97 76,881 88,332 14.89
2018-05-15 13F-HR WHITEBOX ADVISORS LLC 10,700 987
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 14,500 7,900 -45.52 1,156 730 -36.85
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-05-15 13F-HR Invesco Ltd. 3,324,634 3,225,797 -2.97 264,409 297,644 12.57
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 445,500 52,100 -88.31 35,431 4,807 -86.43
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 14 14 0.00 1 1 0.00
2018-04-02 N-Q Primecap Odyssey Funds (see advisory)
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 19 186,711 982,589.47 2 17,228 861,300.00
2018-05-10 13F-HR FRANKLIN RESOURCES INC 56,376 67,254 19.30 4,484 6,205 38.38
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 90,293 92,666 2.63 7,181 8,550 19.06
2018-05-11 13F-HR Private Ocean, LLC 1,032 1,000 -3.10 82 92 12.20
2018-05-21 13F-HR Navellier & Associates Inc 41,186 0 -100.00 3,276 0 -100.00
2018-05-15 13F-HR GAM Holding AG 161,732 140,677 -13.02 12,874 12,981 0.83
2018-03-29 N-Q Oppenheimer Global Multi-asset Income Fund (see advisory)
2018-04-23 13F-HR Whitener Capital Management, Inc. 75 465 520.00 5 42 740.00
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-05-14 13F-HR HAYS ADVISORY LLC 1 0
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 1,412,000 1,202,000 -14.87 112,296 110,909 -1.24
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 1,500 0 -100.00 130 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 0 153,000 0 14,117
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 11,753 11,753 0.00 935 1,084 15.94
2018-04-25 13F-HR Bowling Portfolio Management LLC 72,568 72,298 -0.37 5,771 6,671 15.60
2018-03-28 N-Q Neuberger Berman Income Funds (see advisory)
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-07 13F-HR Psagot Investment House Ltd. 800 800 0.00 64 74 15.63
2018-05-15 13F-HR Kynikos Associates LP 49,950 35,780 -28.37 3,973 3,301 -16.91
2018-03-29 N-Q Ishares Inc (see advisory)
2018-02-09 13F-HR CAPITAL GROWTH MANAGEMENT LP 285,000 0 -100.00 24,624 0 -100.00
2018-05-02 13F-HR FDx Advisors, Inc. 4,789 3,561 -25.64 381 329 -13.65
2018-03-28 N-Q Advisors Series Trust (see advisory)
2018-04-12 13F-HR First Command Financial Services, Inc. 150 0 -100.00 12 0 -100.00
2018-05-17 13F-HR Atlantic Trust Group, LLC 31,277 33,686 7.70 2,488 3,107 24.88
2018-05-08 13F-HR Buckley Wealth Management, Llc 8,600 8,986 4.49 684 829 21.20
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 70,652 66,655 -5.66 5,619 6,150 9.45
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 13,556 13,556 0.00 1,078 1,251 16.05
2018-05-10 13F-HR TORONTO DOMINION BANK 127,360 160,289 25.86 10,130 14,786 45.96
2018-05-14 13F-HR APG Asset Management N.V. 1,006,290 997,063 -0.92 66,647 74,805 12.24
2018-05-08 13F-HR Harvest Fund Management Co., Ltd 404 37
2018-05-15 13F-HR UBS Group AG Put 310,000 55,000 -82.26 24,654 5,075 -79.42
2018-03-29 N-Q Hsbc Funds (see advisory)
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 139 139 0.00 11 13 18.18
2018-05-15 13F-HR We Are One Seven, Llc 176 196 11.36 14 18 28.57
2018-01-29 N-Q Invesco Senior Loan Fund (see advisory)
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 936 888 -5.13 74 82 10.81
2018-05-23 13F-HR EQUITEC SPECIALISTS, LLC Put 68,300 0 -100.00 5,432 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Call 186,800 27,900 -85.06 14,862 2,574 -82.68
2018-04-16 13F-HR Westside Investment Management, Inc. 183 183 0.00 14,902 16,466 10.50
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 11,153 23,813 113.51 887 2,197 147.69
2018-05-14 13F-HR Kepos Capital LP 43,308 13,883 -67.94 3,444 1,281 -62.80
2018-03-23 N-Q Blackrock Floating Rate Income Trust (see advisory)
2018-05-03 13F-HR Newfound Research LLC 18 25 38.89 1 2 100.00
2018-05-21 13F-HR Cypress Capital Group 16,569 14,827 -10.51 1,318 1,368 3.79
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 1,247 7,057 465.92 99 651 557.58
2018-05-15 13F-HR Voya Financial Advisors, Inc. 3,009 2,835 -5.78 243 257 5.76
2018-03-29 N-Q Ab High Income Fund Inc (see advisory)
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 14,122 98,212 595.45 1,145 8,880 675.55
2018-05-10 13F-HR Norinchukin Bank, The 24,190 28,415 17.47 1,924 2,622 36.28
2017-12-29 N-Q Oppenheimer Main Street All Cap Fund (see advisory)
2018-05-11 13F-HR STIFEL FINANCIAL CORP 364,668 346,438 -5.00 29,052 31,927 9.90
2018-05-10 13F-HR SEIZERT CAPITAL PARTNERS, LLC 895,094 954,678 6.66 71,187 88,088 23.74
2018-05-11 13F-HR SevenBridge Financial Group, LLC 1,408 1,324 -5.97 112 122 8.93
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 144,199 142,446 -1.22 11,468 13,143 14.61
2018-05-14 13F-HR PRIMECAP MANAGEMENT CO/CA/ 872,706 728,569 -16.52 69,406 67,225 -3.14
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 48,256 19,320 -59.96 3,837 1,782 -53.56
2018-05-23 13F-HR EQUITEC PROPRIETARY MARKETS, LLC Put 105,400 0 -100.00 8,382 0 -100.00
2018-04-25 N-Q Deutsche Multi-market Income Trust (see advisory)
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-05-14 13F-HR Cipher Capital LP 0 10,853 0 1,001
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 41,201 41,449 0.60 3,277 3,824 16.69
2018-05-11 13F-HR Yorktown Management & Research Co Inc 10,000 10,000 0.00 795 923 16.10
2018-02-22 N-Q American Century Investment Trust (see advisory)
2018-05-01 13F-HR COMERICA BANK 76,294 75,370 -1.21 6,635 6,747 1.69
2018-05-11 13F-HR Quantbot Technologies LP 39,876 33,056 -17.10 3,171 3,050 -3.82
2018-03-23 N-Q Alpine Global Dynamic Dividend Fund (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-16 13F-HR SENTINEL TRUST CO LBA 40,195 42,320 5.29 3,196 3,905 22.18
2018-05-15 13F-HR WOLVERINE TRADING, LLC 107,721 111,001 3.04 8,567 10,242 19.55
2018-05-10 13F-HR First Personal Financial Services 17 17 0.00 1 2 100.00
2018-05-03 13F-HR SG Americas Securities, LLC 145,500 288,212 98.08 11,572 26,593 129.80
2018-05-11 13F-HR vontobel swiss wealth advisors AG 8,375 8,375 0.00 666 773 16.07
2018-05-15 13F-HR Ferris Capital, Llc 0 192 0 18
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 83,000 83,000 0.00 6,601 7,658 16.01
2018-05-15 13F-HR VANGUARD GROUP INC 32,055,915 32,024,949 -0.10 2,549,406 2,954,942 15.91
2018-02-23 N-Q Voya Funds Trust (see advisory)
2018-05-11 13F-HR Claraphi Advisory Network, Llc 3,398 0 -100.00 270 0 -100.00
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 8,505 17,063 100.62 677 1,574 132.50
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 421 31 -92.64 33 2 -93.94
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-05-15 13F-HR Walleye Trading LLC Put 479,900 182,000 -62.08 38,172 16,793 -56.01
2018-04-25 N-Q Pioneer Floating Rate Trust (see advisory)
2018-05-12 13F-HR Hillsdale Investment Management Inc. 5,560 5,560 0.00 442 513 16.06
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 34,598 75,230 117.44 2,752 6,941 152.22
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-05-07 13F-HR BANK OF THE WEST 56,809 61,801 8.79 4,518 5,702 26.21
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-14 13F-HR MORGAN STANLEY 1,537,966 1,283,828 -16.52 122,314 118,458 -3.15
2018-05-15 13F-HR Krasney Financial LLC 238 22
2018-05-14 13F-HR Resources Investment Advisors, Inc. 794 1,018 28.21 63 94 49.21
2018-05-15 13F-HR SPROTT INC. 148,500 130,000 -12.46 11,810 11,995 1.57
2018-04-25 13F-HR Stack Financial Management, Inc 194,551 0 -100.00 15,473 0 -100.00
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 1,092,209 1,032,209 -5.49 86,863 95,242 9.65
2018-05-02 13F-HR ALGERT GLOBAL LLC 25,572 40,848 59.74 2,034 3,769 85.30
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 11,258 16,088 42.90 895,236 1,484,274 65.80
2018-04-04 13F-HR CENTRAL TRUST Co 6,815 5,185 -23.92 542 479 -11.62
2018-02-14 13F-HR Sciencast Management LP 11,517 0 -100.00 1,003 0 -100.00
2018-03-29 N-Q Columbia Etf Trust I (see advisory)
2018-05-14 13F-HR Corient Capital Partners, LLC 10,824 40,687 275.90 861 3,754 336.00
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 362,282 389,703 7.57 28,784 35,973 24.98
2018-04-26 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 12,049 0 -100.00 1,002 0 -100.00
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 116,578 177,485 52.25 9,271 16,376 76.64
2018-03-29 N-Q Franklin Investors Securities Trust (see advisory)
2018-04-20 13F-HR TrueNorth, Inc. 13,528 27,072 100.12 1,076 2,498 132.16
2018-05-15 13F-HR Nokota Management, LP 83,000 0 -100.00 6,601 0 -100.00
2018-04-06 13F-HR BEACON FINANCIAL GROUP 3,828 0 -100.00 304 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Put 112,546 45,100 -59.93 8,951 4,161 -53.51
2018-05-04 13F-HR SHUFRO ROSE & CO LLC 7,391 7,149 -3.27 588 660 12.24
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Put 804 0 -100.00 115 0 -100.00
2018-01-30 13F-HR WESPAC Advisors, LLC 34,336 0 -100.00 2,967 0 -100.00
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 185,817 111,286 -40.11 14,778 10,268 -30.52
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 576,655 612,103 6.15 49,822 48,679 -2.29
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 10,783 11,485 6.51 858 1,060 23.54
2018-04-10 13F-HR Lourd Capital, LLC 2,935 0 -100.00 233 0 -100.00
2018-03-28 N-Q Putnam Global Income Trust (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 849,780 762,034 -10.33 67,583 70,313 4.04
2018-05-10 13F-HR TODD ASSET MANAGEMENT LLC 173,624 0 -100.00 13,808 0 -100.00
2018-01-24 13F-HR Field & Main Bank 3,775 0 -100.00 296 0 -100.00
2018-05-15 13F-HR Point72 Asset Management, L.P. 0 174,700 0 16,120
2018-05-18 N-Q Thrivent Mutual Funds (see advisory)
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,869 2,353 25.90 149 217 45.64
2018-05-15 13F-HR Natixis Asset Management 0 8,053 0 743
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 3,283 3,073 -6.40 261 284 8.81
2018-05-15 13F-HR Harvest Capital Strategies LLC 300,000 240,000 -20.00 23,859 22,145 -7.18
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 9 6 -33.33 0 0
2018-05-02 13F-HR FTB Advisors, Inc. 188 319 69.68 14 28 100.00
2017-12-27 N-Q Delaware Group Income Funds (see advisory)
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 13,530 14,701 8.65 1,076 1,356 26.02
2018-05-15 13F-HR Hilltop Holdings Inc. 4,544 419
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 571,256 146,936 -74.28 45,432 13,558 -70.16
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 403 0 -100.00 35 0 -100.00
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 15,765 0 -100.00 1,362 0 -100.00
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 6,336 30,663 383.95 504 2,829 461.31
2018-05-14 13F-HR Pacer Advisors, Inc. 19,833 25,891 30.55 1,577 2,389 51.49
2018-04-18 13F-HR Independence Bank Of Kentucky 36 116 222.22 3 11 266.67
2018-04-06 13F-HR Cerebellum Gp, Llc 1,526 2,060 34.99 121 190 57.02
2018-02-13 13F-HR/A Centerstar Asset Management, Llc Put 9
2018-05-11 13F-HR State of Tennessee, Treasury Department 709,289 813,355 14.67 56,410 75,048 33.04
2018-05-07 13F-HR Massey, Quick & Co., LLC 644 788 22.36 57 73 28.07
2018-05-14 13F-HR ProShare Advisors LLC 198,985 238,350 19.78 15,825 21,993 38.98
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 0 10 0 1
2018-05-14 13F-HR Avalon Global Asset Management LLC 60,420 60,420 0.00 4,805 5,575 16.02
2018-05-02 13F-HR Morse Asset Management, Inc 7,800 6,400 -17.95 620 591 -4.68
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-05-14 13F-HR Clear Perspective Advisors, LLC 563 563 0.00 45 52 15.56
2018-05-03 13F-HR COMMERCE BANK 6,809 6,013 -11.69 542 555 2.40
2018-05-15 13F-HR AMP Capital Investors Ltd 310,351 220,265 -29.03 24,683 19,999 -18.98
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 27,095 29,135 7.53 2,155 2,688 24.73
2018-04-26 13F-HR CWM, LLC 382 492 28.80 30 45 50.00
2018-05-22 N-Q Transamerica Funds (see advisory)
2018-05-14 13F-HR Hudson Bay Capital Management LP 0 10,300 0 950
2018-05-09 13F-HR STALEY CAPITAL ADVISERS INC 8,778 8,778 0.00 698 810 16.05
2018-05-15 13F-HR Virtue Capital Management, Llc 6,073 55 -99.09 483 5 -98.96
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-10 13F-HR South Dakota Investment Council 365,310 292,209 -20.01 29,053 26,962 -7.20
2018-05-15 13F-HR Marshall Wace North America L.P. 40,231 213,804 431.44 3,200 19,727 516.47
2018-02-22 N-Q Tributary Funds, Inc. (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 33,300 168,600 406.31 2,648 15,557 487.50
2018-05-15 13F-HR UBS Group AG Call 60,000 15,000 -75.00 4,772 1,384 -71.00
2018-03-29 N-Q American Independence Funds Trust (see advisory)
2018-01-25 N-Q Prudential Investment Portfolios, Inc. 15 (see advisory)
2018-05-15 13F-HR Paloma Partners Management Co Put 56,000 56,000 0.00 4,454 5,167 16.01
2018-05-10 13F-HR IFM Investors Pty Ltd 8,189 9,081 10.89 651 838 28.73
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-03-22 N-Q Mfs Multimarket Income Trust (see advisory)
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-05-08 13F-HR BURNEY CO/ 10,714 10,564 -1.40 852 975 14.44
2018-05-10 13F-HR Artemis Investment Management LLP 1,034,454 1,830,787 76.98 82,275 168,909 105.30
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 399 1,005 151.88 32 91 184.38
2018-05-14 13F-HR/A MACKENZIE FINANCIAL CORP 195,155 166,521 -14.67 15,521 15,365 -1.01
2018-04-24 13F-HR Mascoma Wealth Management LLC 160 90 -43.75 14 8 -42.86
2018-05-15 13F-HR ROBOTTI ROBERT 56,334 56,009 -0.58 4,480 5,168 15.36
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 11,999 12,344 2.88 954 1,139 19.39
2018-05-01 13F-HR Hanson McClain, Inc. 320 320 0.00 25 30 20.00
2018-05-14 13F-HR LOEWS CORP 139,500 160,000 14.70 11,094 14,763 33.07
2018-05-02 13F-HR Parkside Financial Bank & Trust 186 172 -7.53 15 15 0.00
2018-05-14 13F-HR SUNTRUST BANKS INC 23,129 19,979 -13.62 1,838 1,843 0.27
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 66,811 54,164 -18.93 5,313 4,998 -5.93
2018-05-11 13F-HR Cutler Group LP Call 13,700 20,200 47.45 37 79 113.51
2018-04-30 13F-HR RENAISSANCE GROUP LLC 381,633 372,040 -2.51 30,351 34,328 13.10
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 36,400 103,000 182.97 2,895 9,504 228.29
2018-04-25 13F-HR Supplemental Annuity Collective Trust of NJ 12,000 11,000 -8.33 954 1,015 6.39
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 10,012 10,012 0.00 796 924 16.08
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 44,500 0 -100.00 3,845 0 -100.00
2018-03-29 N-Q Ishares Trust (see advisory)
2018-04-27 N-Q John Hancock Sovereign Bond Fund (see advisory)
2018-05-01 13F-HR Clear Harbor Asset Management, LLC 177,121 185,005 4.45 14,086 17,070 21.18
2018-03-30 N-Q Fidelity Advisor Series I (see advisory)
2018-01-24 N-Q Legg Mason Partners Institutional Trust (see advisory)
2018-04-25 13F-HR QUENTEC ASSET MANAGEMENT LLC Put 237,900 0 -100.00 18,921 0 -100.00
2018-04-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 33,086 34,984 5.74 2,631 3,228 22.69
2018-05-15 13F-HR Voya Investment Management LLC 319,043 232,445 -27.14 25,374 21,447 -15.48
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-27 N-Q Doubleline Funds Trust (see advisory)
2018-05-18 13F-HR WESBANCO BANK INC 0 15,935 0 1,470
2018-03-30 N-Q Credit Suisse Opportunity Funds (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 463,000 604,100 30.48 36,822 55,740 51.38
2018-04-25 N-Q Dreyfus Laurel Funds Trust (see advisory)
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 307,200 307,200 0.00 24,439 24,439 0.00
2018-04-05 13F-HR FACTORY MUTUAL INSURANCE CO 353,200 303,200 -14.16 28,090 27,976 -0.41
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-12 13F-HR ALTFEST L J & CO INC 6,826 0 -100.00 590 0 -100.00
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 2,847 0 263
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 2,708,131 2,215,715 -18.18 215,378 204,445 -5.08
2018-05-11 13F-HR Apriem Advisors 53,325 40,565 -23.93 4,241 3,743 -11.74
2018-03-15 N-Q Madison Funds (see advisory)
2018-05-10 13F-HR Cavalier Investments 5,600 0 -100.00 445 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,816 8,151 -7.54 702 753 7.26
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 100 100 0.00 8 9 12.50
2018-05-14 13F-HR BROWN ADVISORY INC 19,173 2,349 -87.75 1,525 216 -85.84
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 52,164 36,997 -29.08 4,149 3,414 -17.72
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 9,432 7,955 -15.66 750 734 -2.13
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 257,021 252,382 -1.80 20,441 23,287 13.92
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 239,100 88,400 -63.03 19,016 8,157 -57.10
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-04-20 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 4,400 396
2018-03-22 N-Q Eagle Series Trust (see advisory)
2017-12-29 N-Q Nuveen Senior Income Fund (see advisory)
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 3,344 0 -100.00 289 0 -100.00
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 126,258 120,756 -4.36 10,041 11,143 10.98
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 1,246,194 1,423,111 14.20 99,110 131,310 32.49
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 4,500 0 -100.00 358 0 -100.00
2018-02-14 13F-HR GLG LLC 15,000 14,568 -2.88 1,296 1,159 -10.57
2018-04-17 13F-HR Calton & Associates, Inc. 3,894 0 -100.00 340 0 -100.00
2018-05-15 13F-HR RiverPoint Capital Management, LLC 10,157 10,657 4.92 808 983 21.66
2018-04-18 13F-HR/A FNY Managed Accounts LLC 337 0 -100.00 26 0 -100.00
2018-03-28 N-Q Asset Management Fund (see advisory)
2018-05-11 13F-HR Amica Retiree Medical Trust 1,525 1,525 0.00 121 141 16.53
2018-04-19 13F-HR Tributary Capital Management, LLC 19,300 13,700 -29.02 1,535 1,264 -17.65
2018-05-15 13F-HR BARCLAYS PLC 749,841 630,899 -15.86 59,637 58,211 -2.39
2018-02-08 13F-HR Gainplan LLC 3,500 0 -100.00 302 0 -100.00
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 23,103 21,066 -8.82 1,837 1,944 5.82
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 49,637 57,250 15.34 3,948 5,282 33.79
2018-05-14 13F-HR Strategic Global Advisors, LLC 9,056 9,056 0.00 720 836 16.11
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 0 75,730 0 6,988
2018-05-15 13F-HR HANCOCK HOLDING CO 148,681 165,544 11.34 11,825 15,275 29.18
2018-05-15 13F-HR Verition Fund Management LLC 19,433 14,494 -25.42 1,546 1,337 -13.52
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-04-18 13F-HR Creative Planning 52,665 52,294 -0.70 4,188 4,825 15.21
2018-05-02 13F-HR Daiwa Securities Group Inc. 16,960 10,068 -40.64 1,349 929 -31.13
2018-05-18 13F-HR TRUST CO OF VERMONT 420 420 0.00 33 39 18.18
2018-05-14 13F-HR First Western Capital Management Co 6,429 5,408 -15.88 511 499 -2.35
2018-03-01 N-Q Nuveen Investment Trust Iii (see advisory)
2018-05-15 13F-HR BOWEN HANES & CO INC 0 2,285 0 211
2018-05-14 13F-HR BOKF, NA 16,311 9,809 -39.86 1,297 905 -30.22
2018-05-15 13F-HR CREDIT SUISSE AG/ 719,931 470,834 -34.60 57,256 43,443 -24.12
2018-05-04 13F-HR EVERMAY WEALTH MANAGEMENT LLC 4,475 413
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC 1 0 -100.00 0 0
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 80,748 76,884 -4.79 6,422 7,094 10.46
2018-02-13 13F-HR Invictus RG 252 0 -100.00 22 0 -100.00
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC Call 0 56,400 0 366
2018-05-15 13F-HR Mana Advisors Llc 24,301 0 -100.00 1,933 0 -100.00
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-11 13F-HR Covington Capital Management 500 500 0.00 40 46 15.00
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (Switzerland) SA 19,521 0 -100.00 1,687 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Put 284,634 446,400 56.83 22,637 41,189 81.95
2018-03-23 N-Q Blackrock Global Allocation Fund, Inc. (see advisory)
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 12,996 13,023 0.21 1,033 1,202 16.36
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-04-02 13F-HR Hefty Wealth Partners 10,718 989
2018-05-15 13F-HR ARGENTIERE CAPITAL AG 15,000 10,000 -33.33 1,193 923 -22.63
2018-05-16 13F-HR ASSETMARK, INC 311 1,673 437.94 25 154 516.00
2018-04-18 13F-HR Accredited Investors Inc. 2,555 2,560 0.20 203 236 16.26
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 115,729 0 -100.00 9,204 0 -100.00
2018-05-04 13F-HR Swiss National Bank 1,086,563 948,963 -12.66 86,414 87,561 1.33
2018-05-04 13F-HR Pathway Financial Advisors Llc 1,517 1,517 0.00 121 140 15.70
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 200 200 0.00 15 18 20.00
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-04-26 N-Q Federated Income Securities Trust (see advisory)
2018-02-09 13F-HR PENN CAPITAL MANAGEMENT CO INC 8,192 0 -100.00 708 0 -100.00
2018-05-04 13F-HR Sandy Spring Bank 65 65 0.00 5 6 20.00
2018-05-10 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 5,989,267 5,985,177 -0.07 476,326 552,252 15.94
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 304 28
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,102,945 1,105,203 0.20 87,717 101,977 16.26
2018-05-11 13F-HR Cutler Group LP Put 52,500 10,400 -80.19 30 64 113.33
2018-05-15 13F-HR CORNERCAP INVESTMENT COUNSEL INC 45,485 49,395 8.60 3,617 4,558 26.02
2018-05-15 13F-HR Jefferies Group LLC Call 300 2,300 666.67 24 212 783.33
2018-04-24 13F-HR Tarbox Group, Inc. 51 51 0.00 4 5 25.00
2018-05-15 13F-HR STATE STREET CORP 11,625,696 11,280,003 -2.97 924,586 1,040,806 12.57
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 322 0 -100.00 28 0 -100.00
2018-05-14 13F-HR Lloyds Banking Group plc 41 41 0.00 3 3 0.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 3,880,736 4,281,171 10.32 308,673 395,047 27.98
2018-04-18 13F-HR/A FNY Managed Accounts LLC Call 1 0 -100.00 0 0
2018-01-18 N-Q Allianzgi Convertible & Income 2024 Target Term Fund (see advisory)
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 47,868 46,568 -2.72 3,170 4,297 35.55
2018-03-28 N-Q Ares Dynamic Credit Allocation Fund, Inc. (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 15,700 0 -100.00 1,249 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 1,205,451 1,443,706 19.76 95,870 133,211 38.95
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 5,110 4,571 -10.55 406 422 3.94
2018-02-14 13F-HR NUMERIC INVESTORS LLC 6,300 96,700 1,434.92 544 7,691 1,313.79
2018-05-03 13F-HR MACKAY SHIELDS LLC 512,366 47,276
2018-05-15 13F-HR HighTower Advisors, LLC Call 0 1,500 0 6
2018-05-08 13F-HR SIGNATUREFD, LLC 0 1,929 0 178
2018-03-29 N-Q Payden & Rygel Investment Group (see advisory)
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 55,576 53,646 -3.47 4,420 4,950 11.99
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 28,314 28,214 -0.35 2,252 2,603 15.59
2018-05-14 13F-HR Icon Wealth Partners, Llc 2,144 1,987 -7.32 171 184 7.60
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 14,477 87,924 507.34 1,151 8,113 604.87
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 914,642 877,557 -4.05 72,742 80,971 11.31
2018-05-14 13F-HR Laurion Capital Management LP 46,265 25,894 -44.03 3,679 2,389 -35.06
2018-05-14 13F-HR Proficio Capital Partners LLC 162 105 -35.19 13 10 -23.08
2018-05-09 13F-HR Saturna Capital CORP 4,000 4,000 0.00 318 369 16.04
2018-01-25 N-Q Ab Portfolios (see advisory)
2018-03-29 N-Q Miller/howard Funds Trust (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 622,000 386,800 -37.81 49,468 35,690 -27.85
2018-05-14 13F-HR Axa 22,790 21,039 -7.68 1,813 1,941 7.06
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 16,567 0 1,529
2018-05-04 13F-HR PALLADIUM PARTNERS LLC 12,345 12,175 -1.38 982 1,123 14.36
2018-04-19 13F-HR Versant Capital Management, Inc 18 18 0.00 1 1 0.00
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 184,000 134,800 -26.74 14,634 12,438 -15.01
2018-03-23 N-Q Blackrock Credit Allocation Income Trust (see advisory)
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-05-15 13F-HR Institute for Wealth Management, LLC. 6,862 0 -100.00 547 0 -100.00
2018-04-27 N-Q First Trust Senior Floating Rate Income Fund Ii (see advisory)
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 412 0 -100.00 32 0 -100.00
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-02 13F-HR SHAKER INVESTMENTS LLC/OH 6,300 6,300 0.00 501 581 15.97
2018-05-21 13F-HR Gyroscope Capital Management Group, LLC 48,964 74,321 51.79 3,894 6,858 76.12
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 155,062 137,832 -11.11 12,332 12,718 3.13
2018-05-10 13F-HR Hosking Partners LLP 134,694 140,598 4.38 10,712 12,973 21.11
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC Put 105,000 105,800 0.76 108 518 379.63
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 83,042 46,956 -43.46 6,605 4,303 -34.85
2018-02-28 N-Q Deutsche High Income Opportunities Fund, Inc. (see advisory)
2018-04-13 13F-HR North Star Investment Management Corp. 1,000 1,000 0.00 80 92 15.00
2018-04-13 13F-HR National Pension Service 314,256 313,625 -0.20 24,993 28,938 15.78
2018-04-20 13F-HR BB&T CORP 22,081 15,791 -28.49 1,756 1,457 -17.03
2018-05-07 13F-HR COMERICA SECURITIES INC 10,534 0 -100.00 843 0 -100.00
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 0 7,821 0 722
2018-05-14 13F-HR Capital Analysts, Inc. 31,321 32,331 3.22 2,491 2,983 19.75
2018-04-30 13F-HR Oak Point Wealth Management 5,057 456
2018-04-18 13F-HR Smith, Graham & Co., Investment Advisors, LP 99,901 98,781 -1.12 7,945 9,115 14.73
2018-04-18 13F-HR Alethea Capital Management, LLC 0 5,974 0 551
2018-05-14 13F-HR SRS Capital Advisors, Inc. 919 815 -11.32 73 75 2.74
2018-05-22 N-Q Blackrock Funds (see advisory)
2018-05-14 13F-HR AlphaOne Investment Services, LLC 0 613 0 57
2018-02-09 13F-HR Timber Hill LLC Call 3,000 0 -100.00 259 0 -100.00
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 146 146 0.00 12 13 8.33
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 392,400 46,300 -88.20 31,208 4,272 -86.31
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 21,463 20,596 -4.04 1,706 1,900 11.37
2018-03-28 N-Q Voya Mutual Funds (see advisory)
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2018-03-29 N-Q Deutsche Income Trust (see advisory)
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-14 13F-HR OAK ASSOCIATES LTD /OH/ 94,885 94,900 0.02 7,546 8,756 16.03
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-01-18 13F-HR SWARTHMORE GROUP INC 93,975 0 -100.00 8,119 0 -100.00
2018-04-18 13F-HR Sonora Investment Management, LLC 42 42 0.00 3,340 3,875 16.02
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 632,300 313,700 -50.39 50,287 28,945 -42.44
2018-03-29 N-Q Schroder Global Series Trust (see advisory)
2018-05-15 13F-HR Petrus Trust Company, LTA 7,846 3,310 -57.81 624 305 -51.12
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-03-29 N-Q Eaton Vance Nextshares Trust Ii (see advisory)
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC Call 320,000 0 -100.00 25,449 0 -100.00
2018-05-09 13F-HR Mint Tower Capital Management B.V. Put 868 0 -100.00 6,903 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 1,265 117
2018-02-02 13F-HR Karp Capital Management Corp 3,050 0 -100.00 264 0 -100.00
2018-05-11 13F-HR PITCAIRN CO 4,665 5,264 12.84 371 485 30.73
2018-02-13 13F-HR Laurion Capital Management LP Put 95,100 0 -100.00 8,217 0 -100.00
2018-05-03 13F-HR Trexquant Investment LP 33,622 19,712 -41.37 2,674 1,819 -31.97
2018-02-14 13F-HR 1832 Asset Management L.P. 80,774 0 -100.00 6,569 0 -100.00
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 35,928 78,126 117.45 3,158 7,224 128.75
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 200 200 0.00 16 18 12.50
2018-04-13 13F-HR BTIM Corp. 16,750 16,875 0.75 1,332 1,557 16.89
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 188,365 43,075 -77.13 14,981 3,974 -73.47
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 3,688 5,953 61.42 293 549 87.37
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 2,827 3,492 23.52 225 322 43.11
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 58,526 32,338 -44.75 4,655 2,984 -35.90
2018-05-15 13F-HR A.R.T. Advisors, LLC 108,500 0 -100.00 8,629 0 -100.00
2018-02-28 N-Q Acap Strategic Fund (see advisory)
2018-05-14 13F-HR Herald Investment Management Ltd 4,500 8,440 87.56 357 778 117.93
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 28 0 -100.00 2 0 -100.00
2018-05-09 13F-HR Tredje AP-fonden 59,479 24,348 -59.06 4,760 2,259 -52.54
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 187,186 30,146 -83.90 14,887 2,782 -81.31
2018-03-23 N-Q Blackrock Multi-sector Income Trust (see advisory)
2018-05-11 13F-HR IPG Investment Advisors LLC 82,200 194,885 137.09 6,537,369 17,982,077 175.07
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 91 97 6.59 7 9 28.57
2018-05-03 13F-HR Texas Yale Capital Corp. 6,037 6,037 0.00 480 557 16.04
2018-01-29 13F-HR PGGM Investments 49,428 0 -100.00 4,271 0 -100.00
2018-04-12 13F-HR Bogart Wealth, Llc 119 119 0.00 9 11 22.22
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,660 15,880 856.63 132 1,465 1,009.85
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 229,779 12,605 -94.51 18,274 1,163 -93.64
2018-04-27 N-Q Global X Funds (see advisory)
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 707 1,120 58.42 56 103 83.93
2018-03-29 N-Q Oppenheimer Global Multi-asset Growth Fund (see advisory)
2018-05-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 2,885 8,945 210.05 229 825 260.26
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 104,057 100,401 -3.51 8,276 9,264 11.94
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 0 1,050 0 97
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 1,407,120 1,124,221 -20.10 111,909 103,732 -7.31
2018-02-14 13F-HR Frontier Wealth Management LLC 2,994 0 -100.00 259 0 -100.00
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-04-27 13F-HR Retirement Systems of Alabama 143,342 142,149 -0.83 11,400 13,116 15.05
2018-03-28 N-Q Prudential Global Total Return Fund, Inc. (see advisory)
2018-04-10 13F-HR Profit Investment Management, LLC 3,761 0 -100.00 299 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 7,745 77,805 904.58 616 7,179 1,065.42
2018-04-30 13F-HR EXANE DERIVATIVES 4,277 2 -99.95 340,062 182 -99.95
2018-04-20 13F-HR STRS OHIO 206,289 386,820 87.51 16,406 35,691 117.55
2018-03-29 N-Q Advent/claymore Enhanced Growth & Income Fund (see advisory)
2018-05-09 13F-HR CCM INVESTMENT ADVISERS LLC 135,856 132,924 -2.16 10,804 12,264 13.51
2018-03-14 N-Q Credit Suisse High Yield Bond Fund (see advisory)
2017-12-29 N-Q Nuveen Floating Rate Income Opportunity Fund (see advisory)
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 5,299 3,672 -30.70 421 339 -19.48
2018-03-01 N-Q Nuveen Investment Trust V (see advisory)
2018-01-11 13F-HR CHURCHILL MANAGEMENT Corp 44,857 0 -100.00 3,876 0 -100.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 43,000 0 -100.00 3,715 0 -100.00
2018-03-29 N-Q Etf Series Solutions (see advisory)
2018-04-30 13F-HR FIRST NATIONAL TRUST CO 4,808 3,897 -18.95 383 359 -6.27
2018-04-11 13F-HR First Capital Advisors Group, LLC. 6 1
2018-02-12 13F-HR BIRINYI ASSOCIATES INC 2,750 0 -100.00 238 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 74,200 53,300 -28.17 5,901 4,918 -16.66
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 13,750 8,925 -35.09 1,094 824 -24.68
2018-05-04 13F-HR Point View Wealth Management, Inc. 15,040 15,904 5.74 1,196 1,467 22.66
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,666,920 1,373,535 -17.60 132,570 126,736 -4.40
2018-02-01 13F-HR NORTH STAR ASSET MANAGEMENT INC 10,000 0 -100.00 864 0 -100.00
2018-05-04 13F-HR B. Riley Financial, Inc. 16,700 1,541
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 1,652,390 2,031,494 22.94 131,415 187,446 42.64
2018-02-14 13F-HR CAXTON ASSOCIATES LP 45,900 0 -100.00 3,966 0 -100.00
2018-02-13 13F-HR/A Centerstar Asset Management, Llc Call 3
2017-12-27 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 10,692,905 8,086,079 -24.38 850,407 746,102 -12.27
2018-05-01 13F-HR OPPENHEIMER & CO INC 7,932 19,809 149.74 631 1,828 189.70
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 99 99 0.00 8 9 12.50
2018-03-27 N-Q World Funds Trust (see advisory)
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 8,926 11,894 33.25 710 1,097 54.51
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 19,700 17,000 -13.71 1,566,741 1,568,590 0.12
2018-04-26 N-Q Putnam High Yield Fund (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 625,405 442,299 -29.28 49,739 40,811 -17.95
2017-12-27 N-Q Natixis Funds Trust Iv (see advisory)
2018-05-07 13F-HR Manchester Capital Management LLC 0 38 0 4
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 637,853 649,292 1.79 50,728 59,910 18.10
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 24,721 20,377 -17.57 2,190 1,761 -19.59
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 0 17,000 0 1,569
2018-04-09 13F-HR Trust Co 150,118 83,121 -44.63 11,939 7,670 -35.76
2018-04-23 13F-HR Financial Architects, Inc 4,062 6,373 56.89 323 588 82.04
2018-02-01 13F-HR Granite Investment Partners, LLC 35,081 0 -100.00 3,031 0 -100.00
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 1,200 1,200 0.00 95 111 16.84
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 25,227 4,725 -81.27 2,007 436 -78.28
2018-05-01 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 13,340 13,340 0.00 1,061 1,231 16.02
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 5,031 5,201 3.38 400 480 20.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 1,582,516 1,232,588 -22.11 125,857 113,731 -9.63
2018-05-11 13F-HR HAP Trading, LLC Put 647,900 15,400 -97.62 65 43 -33.85
2018-05-08 13F-HR Neuberger Berman Group LLC 2,880,439 2,858,813 -0.75 229,082 263,803 15.16
2018-05-08 13F-HR Bt Investment Management Ltd 202,599 129,771 -35.95 16,112,699 11,973,971 -25.69
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 8,932 0 -100.00 710 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 307,300 506,300 64.76 24,440 46,716 91.15
2018-05-14 13F-HR Hudson Bay Capital Management LP Call 0 25,000 0 2,307
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-04-18 13F-HR Cornerstone Advisors, Inc. 2,276 2,253 -1.01 181 208 14.92
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 1,512 808 -46.56 120 75 -37.50
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 10,917 11,017 0.92 869 1,017 17.03
2018-05-15 13F-HR Standard Life Aberdeen Plc 281,624 301,841 7.18 22,399 27,851 24.34
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-04 13F-HR A.R. Schmeidler & Co., Inc. 247,975 253,108 2.07 19,721 23,354 18.42
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,769,100 2,167,400 22.51 140,697 199,986 42.14
2018-04-20 13F-HR FIRST QUADRANT L P/CA 70,790 70,024 -1.08 5,630 6,461 14.76
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-04-25 13F-HR FIRST INTERSTATE BANK 223 535 139.91 18 50 177.78
2017-12-28 N-Q Prudential Global Short Duration High Yield Fund, Inc. (see advisory)
2018-05-09 13F-HR Silvant Capital Management Llc 2,062 191
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 3,000 277
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-15 13F-HR Capital World Investors 11,999,528 12,409,904 3.42 954,323 1,145,062 19.99
2018-05-15 13F-HR Clearbridge Investments, LLC 8,456,211 8,042,386 -4.89 672,522 742,071 10.34
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 392,993 212,793 -45.85 31,254 19,634 -37.18
2018-05-03 13F-HR WRAPMANAGER INC 12,539 12,415 -0.99 997 1,146 14.94
2018-05-09 13F-HR SCOUT INVESTMENTS, INC. 149,803 293,036 95.61 11,914 27,038 126.94
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 158,757 165,657 4.35 12,626 15,285 21.06
2018-05-07 13F-HR Centaurus Financial, Inc. 11,843 0 -100.00 942 0 -100.00
2018-05-07 13F-HR GRIMES & COMPANY, INC. 88,111 82,110 -6.81 7,008 7,576 8.11
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 482,102 603,555 25.19 38,341 55,690 45.25
2018-04-24 13F-HR Mercer Capital Advisers, Inc. 200 200 0.00 16 18 12.50
2018-05-03 13F-HR STRATEGY ASSET MANAGERS LLC 3,542 0 -100.00 282 0 -100.00
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 207 207 0.00 16 19 18.75
2018-05-15 13F-HR FIFTH THIRD BANCORP 5,777 8,561 48.19 459 790 72.11
2018-02-13 13F-HR Central Asset Investments & Management Holdings (HK) Ltd 141,840 0 -100.00 12,255 0 -100.00
2018-05-07 13F-HR ETRADE Capital Management LLC 17,803 16,829 -5.47 1,416 1,553 9.68
2018-02-13 13F-HR Mosaic Family Wealth, LLC Call 2,000 0 -100.00 173 0 -100.00
2018-01-30 13F-HR Vigilant Capital Management, LLC 167 0 -100.00 14 0 -100.00
2018-02-14 13F-HR Quad Capital Management Advisors LLC Call 10,000 0 -100.00 864 0 -100.00
2018-05-15 13F-HR Sterling Capital Management LLC 70,442 94,182 33.70 5,602 8,690 55.12
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 41,400 2,800 -93.24 3,293 258 -92.17
2017-12-29 N-Q Nuveen Floating Rate Income Fund (see advisory)
2018-05-04 13F-HR Newport Trust Co 770,046 731,242 -5.04 61,242 67,472 10.17
2018-05-10 13F-HR TCW GROUP INC 1,630,387 2,099,268 28.76 129,664 193,700 49.39
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 237 0 -100.00 20 0 -100.00
2018-04-05 13F-HR Nexus Investment Management Inc. 260,400 231,783 -10.99 20,710 21,387 3.27
2018-05-15 13F-HR Krilogy Financial LLC 4,391 4,141 -5.69 349 382 9.46
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 1,186,316 1,457,638 22.87 94,348 134,496 42.55
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 500 46
2018-02-01 13F-HR SUMMIT SECURITIES GROUP, LLC Put 60 0 -100.00 518 0 -100.00
2018-02-14 13F-HR Capital Bank & Trust Co 210 0 -100.00 18 0 -100.00
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-03-29 N-Q Eaton Vance Series Trust Ii (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 2,714 2,688 -0.96 871 614 -29.51
2018-02-14 13F-HR Lucha Capital Management, LP 134,811 0 -100.00 11,647 0 -100.00
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 47 47 0.00 4 4 0.00
2018-05-14 13F-HR Gryphon Financial Partners Llc 252 252 0.00 20 23 15.00
2018-05-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 2,650 238
2018-05-11 13F-HR Close Asset Management Ltd 100 100 0.00 8 9 12.50
2018-04-30 13F-HR Orca Investment Management, LLC 27,852 24,468 -12.15 2,215 2,258 1.94
2018-04-19 13F-HR Janney Montgomery Scott LLC 74,100 62,525 -15.62 5,893 5,769 -2.10
2018-05-10 13F-HR Ford Financial Group, Inc. 66 0 -100.00 5 0 -100.00
2018-04-11 13F-HR V Wealth Management,LLC 2,310 206
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-05-14 13F-HR Meiji Yasuda Asset Management Co Ltd. 7,669 8,019 4.56 610 740 21.31
2018-01-24 13F-HR FNY Partners Fund LP Call 20 0 -100.00 1 0 -100.00
2018-05-11 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 41,867 41,867 0.00 3,330 3,863 16.01
2018-05-11 13F-HR HSBC HOLDINGS PLC 971,384 841,880 -13.33 77,254 77,581 0.42
2018-02-23 N-Q Icon Funds (see advisory)
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 80,715 68,217 -15.48 6,419 6,294 -1.95
2018-03-01 N-Q Aspiration Funds (see advisory)
2018-05-09 13F-HR Korea Investment CORP 126,649 164,220 29.67 10,072 15,153 50.45
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 46,029 34,295 -25.49 3,661 3,164 -13.58
2018-05-10 13F-HR BESSEMER GROUP INC 4,641 4,306 -7.22 369 398 7.86
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 594 617 3.87 43 49 13.95
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 500 500 0.00 40 46 15.00
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR Castle Rock Wealth Management, Llc 2,650 2,650 0.00 211 245 16.11
2018-04-30 13F-HR Truewealth Llc 268 254 -5.22 21 23 9.52
2018-05-07 13F-HR Focused Wealth Management, Inc 1,800 1,800 0.00 143 166 16.08
2018-04-10 13F-HR Andra AP-fonden 44,000 63,500 44.32 3,499 5,859 67.45
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 85,875 87,142 1.48 6,830 8,041 17.73
2018-05-08 13F-HR Aperio Group, LLC 167,485 199,411 19.06 13,320 18,400 38.14
2018-05-15 13F-HR Adage Capital Partners GP LLC 321,737 397,837 23.65 25,588 36,708 43.46
2018-05-09 13F-HR NORTHERN TRUST CORP 3,405,616 3,366,573 -1.15 270,848 310,633 14.69
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 3 250 8,233.33 0 23
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 5,520 0 -100.00 439 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 249,359 671,441 169.27 19,831,522 61,953,861 212.40
2018-05-14 13F-HR FDO Partners, LLC 20,275 0 -100.00 1,612 0 -100.00
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 2,630 243
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 0 10,566 0 975
2018-02-28 N-Q Gps Funds I (see advisory)
2018-04-17 13F-HR Sitrin Capital Management LLC 42,902 43,010 0.25 3,412 3,969 16.32
2018-03-29 N-Q Eaton Vance Short Duration Diversified Income Fund (see advisory)
2018-04-11 13F-HR DnB Asset Management AS 795,948 111,838 -85.95 63,301,744 10,319,292 -83.70
2018-05-08 13F-HR Parallel Advisors, LLC 902 897 -0.55 72 83 15.28
2018-05-15 13F-HR Man Group plc 238,892 22,043
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 49 49 0.00 4 5 25.00
2018-05-07 13F-HR HOURGLASS CAPITAL, LLC 3,000 3,800 26.67 239 351 46.86
2018-03-23 N-Q Alpine Total Dynamic Dividend Fund (see advisory)
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 7,440 7,270 -2.28 591 671 13.54
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 13,743 13,743 0.00 1,093 1,275 16.65
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-05-14 13F-HR PROFUND ADVISORS LLC 24,152 26,035 7.80 1,921 2,402 25.04
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-07 13F-HR Johnson Financial Group, Inc. 35 10 -71.43 3 1 -66.67
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-01-22 13F-HR Cornerstone Financial Partners, LLC 25,539 25,159 -1.49 2,208 2,002 -9.33
2018-05-01 13F-HR WEDBUSH SECURITIES INC 16,126 12,172 -24.52 1,282 1,123 -12.40
2018-05-14 13F-HR Itau Unibanco Holding S.A. 16,296 17,459 7.14 1,296 1,611 24.31
2018-02-14 13F-HR Lyon Street Capital, LLC 39,186 0 -100.00 3,386 0 -100.00
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 5,395 5,934 9.99 429 548 27.74
2018-05-03 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 56,187 55,937 -0.44 4,469 5,161 15.48
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-08 13F-HR Willingdon Wealth Management 200 18
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 362,333 363,212 0.24 28,816 33,514 16.30
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 5 0 -100.00 0 0
2018-05-01 13F-HR American National Registered Investment Advisor, Inc. 7,585 7,415 -2.24 603 684 13.43
2018-02-26 N-Q Alliancebernstein Global High Income Fund Inc (see advisory)
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-04-27 N-Q Virtus Total Return Fund Inc. (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. 130,749 4,066 -96.89 10,398 375 -96.39
2018-05-08 13F-HR Pictet North America Advisors SA 35,131 27,031 -23.06 2,794 2,494 -10.74
2018-02-12 13F-HR BRANDES INVESTMENT PARTNERS, LP 568,153 0 -100.00 49,089 0 -100.00
2018-05-07 13F-HR EATON VANCE MANAGEMENT 41,869 41,869 0.00 3,330 3,863 16.01
2018-04-17 13F-HR Atlas Capital Advisors Llc 9,466 873,428
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 291,231 461,018 58.30 23,172 42,591 83.80
2018-04-19 13F-HR Northeast Financial Consultants Inc 5,884 5,884 0.00 467 542 16.06
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 787,742 24,861 -96.84 62,649 2,294 -96.34
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-04-26 N-Q First Trust Senior Floating Rate 2022 Target Term Fund (see advisory)
2018-04-05 13F-HR Destination Wealth Management 728 67
2018-05-14 13F-HR Vident Investment Advisory, LLC 30,498 3,993 -86.91 2,426 359 -85.20
2018-05-15 13F-HR Freshford Capital Management, LLC 149,124 0 -100.00 11,860 0 -100.00
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 17,900 18,200 1.68 1,424 1,679 17.91
2018-05-11 13F-HR CITIGROUP INC Call 201,061 451,500 124.56 15,992 41,659 160.50
2018-05-09 13F-HR BANQUE PICTET & CIE SA 59,331 51,231 -13.65 4,719 4,727 0.17
2018-05-02 13F-HR Global X Management CO LLC 5,703 7,099 24.48 454 655 44.27
2018-04-13 13F-HR Calamos Advisors LLC 46,122 48,411 4.96 3,668 4,467 21.78
2018-05-10 13F-HR IBM Retirement Fund 7,426 6,535 -12.00 649 603 -7.09
2018-04-09 13F-HR BLB&B Advisors, LLC 50,212 49,568 -1.28 3,993 4,574 14.55
2018-05-14 13F-HR Perigon Wealth Management, LLC 229 229 0.00 18 21 16.67
2018-04-25 N-Q Vanguard Convertible Securities Fund (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 521,111 505,476 -3.00 41,444 46,640 12.54
2018-05-08 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 20,000 0 -100.00 1,591 0 -100.00
2018-03-26 N-Q 1290 Funds (see advisory)
2018-05-08 13F-HR Ironwood Financial, llc 203 203 0.00 16 19 18.75
2018-04-26 13F-HR BP PLC 15,000 34,000 126.67 1,193 3,137 162.95
2018-05-09 13F-HR MV Capital Management, Inc. 52 75 44.23 4 7 75.00
2018-04-09 13F-HR Founders Capital Management 1,026 1,026 0.00 82 95 15.85
2018-05-10 13F-HR Aull & Monroe Investment Management Corp 4,600 4,600 0.00 365 425 16.44
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 335 479 42.99 27 44 62.96
2018-05-14 13F-HR SANDERS MORRIS HARRIS INC. 7,954 733
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 0 24,881 0 2,296
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 8,127 8,461 4.11 646 781 20.90
2018-04-24 13F-HR Baystate Wealth Management LLC 37 37 0.00 3 3 0.00
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 10 (see advisory)
2018-01-22 N-Q Blackrock Floating Rate Income Strategies Fund, Inc. (see advisory)
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 88,800 8,180
2018-04-12 13F-HR Integrated Investment Consultants, LLC 250 439 75.60 22 41 86.36
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-04-19 13F-HR State of Alaska, Department of Revenue 34,672 42,362 22.18 2,756 3,906 41.73
2018-04-10 13F-HR/A Massey, Quick & Co., LLC Call 1 0 -100.00 0 0
2018-05-15 13F-HR Freestone Capital Holdings, LLC 9,270 8,964 -3.30 737 827 12.21
2018-04-26 13F-HR Lenox Wealth Management, Inc. 160 9,225 5,665.62 13 855 6,476.92
2018-05-15 13F-HR People's United Financial, Inc. 13,412 13,295 -0.87 1,066 1,227 15.10
2018-05-14 13F-HR CREDIT AGRICOLE S A 0 1 0 0
2018-05-10 13F-HR SFMG, LLC 3,000 3,000 0.00 239 277 15.90
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 64,647 28,255 -56.29 5,141 2,607 -49.29
2018-04-25 N-Q Deutsche Strategic Income Trust (see advisory)
2018-05-14 13F-HR Shell Asset Management Co 156,165 196,040 25.53 12,420 18,089 45.64
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-26 13F-HR DEPRINCE RACE & ZOLLO INC 12,150 0 -100.00 1,050 0 -100.00
2018-05-03 13F-HR FIRST NATIONAL BANK OF OMAHA 38,612 36,581 -5.26 3,071 3,375 9.90
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 21,226 23,036 8.53 1,688 2,126 25.95
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 17 (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 4,330 4,164 -3.83 345 384 11.30
2018-04-18 13F-HR CLARK ESTATES INC/NY 41,200 41,200 0.00 3,277 3,802 16.02
2018-05-14 13F-HR Mosaic Family Wealth, LLC 465 265 -43.01 37 24 -35.14
2018-05-15 13F-HR Walleye Trading LLC 177,587 45,305 -74.49 14,123 4,180 -70.40
2018-05-11 13F-HR CITIGROUP INC 248,558 294,183 18.36 19,768 27,144 37.31
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 414,840 326,960 -21.18 32,992 30,167 -8.56
2018-03-29 N-Q Avenue Income Credit Strategies Fund (see advisory)
2018-04-26 13F-HR MERITAGE PORTFOLIO MANAGEMENT 87,446 89,671 2.54 6,955 8,274 18.96
2018-05-18 13F-HR Moors & Cabot, Inc. 8,145 9,240 13.44 652 853 30.83
2018-05-14 13F-HR PineBridge Investments, L.P. 6,915 152,839 2,110.25 550 14,102 2,464.00
2018-03-28 N-Q Manning & Napier Fund, Inc. (see advisory)
2018-05-09 13F-HR Twin Tree Management, LP 121,204 33,179 -72.63 9,639 3,061 -68.24
2018-05-15 13F-HR UBS Group AG 400,608 396,589 -1.00 31,860 36,594 14.86
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 20 0 -100.00 2 0 -100.00
2018-05-14 13F-HR Bollard Group LLC 200 0 -100.00 16 0 -100.00
2018-05-04 13F-HR Boston Partners 685,377 704,106 2.73 54,508 64,968 19.19
2018-04-20 13F-HR Cable Hill Partners, LLC 701 701 0.00 58 62 6.90
2018-05-21 13F-HR Mcilrath & Eck, Llc 109 35 -67.89 9 3 -66.67
2018-05-15 13F-HR EARNEST PARTNERS LLC 132 132 0.00 10 12 20.00
2018-05-15 13F-HR Balentine LLC 911 0 -100.00 72 0 -100.00
2018-04-16 13F-HR Horan Securities, Inc. 100 100 0.00 8 9 12.50
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 361,774 315,149 -12.89 28,770 29,078 1.07
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 2,339 0 216
2018-03-28 N-Q First Eagle Funds (see advisory)
2018-05-01 13F-HR ALPS ADVISORS INC 4,107 16,735 307.48 327 1,544 372.17
2018-05-15 13F-HR American Financial Network Advisory Services Llc 1,222 0 -100.00 97 0 -100.00
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-15 13F-HR All Terrain Financial Advisors, Llc Put 1,000 1,000 0.00 80 92 15.00
2018-05-04 13F-HR AGF Investments America Inc. 17,698 18,028 1.86 1,408 1,663 18.11
2018-05-07 13F-HR ING GROEP NV 78,078 85,515 9.53 6,210 7,890 27.05
2018-04-27 N-Q Eaton Vance Floating-rate Income Trust (see advisory)
2018-05-22 N-Q Meeder Funds (see advisory)
2018-02-13 13F-HR Laurion Capital Management LP Call 42,000 0 -100.00 3,630 0 -100.00
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 339,500 666,300 96.26 27,000 61,480 127.70
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 18,425 21,998 19.39 1,466 2,020 37.79
2018-02-12 13F-HR Ninepoint Partners Lp 8,346 0 -100.00 721 0 -100.00
2018-05-14 13F-HR Oz Management LP 0 11,300 0 1,043
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 30,000 0 -100.00 2,386 0 -100.00
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 954 680 -28.72 76 63 -17.11
2018-05-03 13F-HR CONNING INC. 9,058 7,958 -12.14 720 734 1.94
2018-05-09 13F-HR BlackRock Inc. 19,167,294 19,364,409 1.03 1,524,376 1,786,754 17.21
2018-05-02 13F-HR Tradewinds Capital Management, LLC 1,111 1,111 0.00 88 103 17.05
2018-04-13 13F-HR Cwm Advisors, Llc 43 0 -100.00 3 0 -100.00
2018-02-06 13F-HR Fusion Family Wealth LLC 7 0 -100.00 1 0 -100.00
2018-02-01 13F-HR BOYS ARNOLD & CO INC 3,176 0 -100.00 274 0 -100.00
2018-05-14 13F-HR Barnett & Company, Inc. 3,950 364
2018-05-11 13F-HR Gemmer Asset Management LLC 609 611 0.33 48 56 16.67
2018-05-15 13F-HR One Wealth Advisors, Llc 2,261 0 -100.00 180 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 3,757 4,642 23.56 299 428 43.14
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 109,054 107,340 -1.57 8,673 9,904 14.19
2018-05-09 13F-HR Cetera Advisors LLC 0 2,387 0 219
2018-05-04 13F-HR LMR Partners LLP 2,798 2,798 0.00 223 223 0.00
2018-01-25 13F-HR Concannon Wealth Management, LLC 4 0 -100.00 0 0
2018-02-20 N-Q Mercer Funds (see advisory)
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-03-22 N-Q Mfs Special Value Trust (see advisory)
2018-05-14 13F-HR DIAM Co., Ltd. 496,615 470,021 -5.36 39,560 43,369 9.63
2018-05-04 13F-HR First Eagle Investment Management, LLC 809,528 823,528 1.73 64,382 75,987 18.03
2018-05-14 13F-HR Adviser Investments LLC 0 2,465 0 227
2018-05-14 13F-HR York Capital Management Global Advisors, LLC Put 645,000 59,514
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,305 6,305 0.00 501 582 16.17
2018-01-26 N-Q Voya Prime Rate Trust (see advisory)
2018-02-28 N-Q Index Funds (see advisory)
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 663,995 1,062,807 60.06 52,808 98,065 85.70
2018-05-03 13F-HR ADVISOR PARTNERS LLC 7,485 7,344 -1.88 641 678 5.77
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2018-04-25 N-Q Federated Equity Income Fund Inc (see advisory)
2018-03-29 N-Q High Income Opportunities Portfolio (see advisory)
2018-05-15 13F-HR black-and-white Capital LP Put 225,000 0 -100.00 17,894 0 -100.00
2018-05-11 13F-HR NorthCoast Asset Management LLC 0 2,173 0 200
2018-05-11 13F-HR First Allied Advisory Services, Inc. 11,233 12,163 8.28 894 1,118 25.06
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-05-14 13F-HR BlueMountain Capital Management, LLC 46,915 44,148 -5.90 3,731 4,074 9.19
2018-05-11 13F-HR Argent Trust Co 6,806 6,756 -0.73 542 623 14.94
2018-02-09 13F-HR SSI INVESTMENT MANAGEMENT INC 2,316 0 -100.00 201 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 112,900 203,400 80.16 8,979 18,768 109.02
2018-04-11 13F-HR NORTHPOINTE CAPITAL LLC 30,880 0 -100.00 2,456 0 -100.00
2018-05-14 13F-HR Allianz Asset Management AG Call 50,700 20,900 -58.78 4,032 1,928 -52.18
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 573,201 483,573 -15.64 45,587 44,619 -2.12
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,945 8,430 113.69 314 778 147.77
2018-05-22 13F-HR/A Summit Trail Advisors, Llc 10,345 12,594 21.74 882 634 -28.12
2018-05-14 13F-HR S&T BANK/PA 186,762 163,171 -12.63 14,853 15,056 1.37
2018-02-05 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 23,680 0 -100.00 2,046 0 -100.00
2018-03-27 N-Q Schwab Investments (see advisory)
2018-04-16 13F-HR Ledyard National Bank 2,742 280 -89.79 218 26 -88.07
2018-05-01 13F-HR Bristol Advisors, LLC 11,900 0 -100.00 946 0 -100.00
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 410 411 0.24 33 38 15.15
2018-02-13 13F-HR MONETTA FINANCIAL SERVICES INC 25,000 0 -100.00 2,160 0 -100.00
2018-05-14 13F-HR HOWE & RUSLING INC 513 511 -0.39 41 47 14.63
2018-05-14 13F-HR DRW Securities, LLC 4,152 0 -100.00 330 0 -100.00
2018-05-14 13F-HR LANSDOWNE PARTNERS (UK) LLP 15,324 0 -100.00 1,219 0 -100.00
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-11 13F-HR CHEMICAL BANK 2,746 3,695 34.56 218 341 56.42
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 2,566,700 2,123,400 -17.27 204,130 195,926 -4.02
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 55 55 0.00 5 6 20.00
2018-04-24 13F-HR ZWJ INVESTMENT COUNSEL INC 9,663 0 -100.00 768 0 -100.00
2018-05-15 13F-HR Telemetry Investments, L.L.C. 2,730 252
2018-02-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 6,629,259 6,806,992 2.68 527,225 628,081 19.13
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 5,681 524
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 14,075 0 -100.00 1,216 0 -100.00
2018-05-08 13F-HR Harwood Advisory Group, LLC 11,657 10,949 -6.07 927 1,010 8.95
2018-04-24 13F-HR Regent Investment Management LLC 37,430 36,130 -3.47 2,977 3,334 11.99
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,175,635 1,218,469 3.64 93,498 112,428 20.25
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 128,600 62,900 -51.09 10,227 5,804 -43.25
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 14,121 13,528 -4.20 1,123 1,248 11.13
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 775,590 1,373,750 77.12 61,683 126,756 105.50
2018-05-07 13F-HR Granite Springs Asset Management Llc 4,050 5,100 25.93 322 471 46.27
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,506 4,622 2.57 359 426 18.66
2018-05-11 13F-HR SEI INVESTMENTS CO 338,132 366,449 8.37 26,891 33,812 25.74
2018-04-13 13F-HR/A Palo Capital, Inc. 12,015 12,165 1.25 956 1,122 17.36
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 5,318 6,878 29.33 423 635 50.12
2018-05-14 13F-HR Evercore Wealth Management, LLC 4,060 0 -100.00 323 0 -100.00
2018-02-13 13F-HR RE ADVISERS CORP 518,683 0 -100.00 44,814 0 -100.00
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 192,000 240,000 25.00 15,270 22,145 45.02
2018-05-10 13F-HR JP Morgan Chase & Co 923,028 775,790 -15.95 73,408 71,583 -2.49
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 50,105 48,196 -3.81 3,985 4,447 11.59
2018-05-14 13F-HR UBS OCONNOR LLC 168,700 0 -100.00 13,417,000 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 85,699 77,201 -9.92 6,816 7,123 4.50
2018-05-15 13F-HR Biltmore Family Office, Llc 3,100 5,825 87.90 248 540 117.74
2018-05-14 13F-HR Arizona State Retirement System 120,300 131,200 9.06 9,567 12,106 26.54
2018-02-09 13F-HR WEALTHFRONT INC 10,260 0 -100.00 886 0 -100.00
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 647 126 -80.53 51 1,363 2,572.55
2018-05-14 13F-HR Pacad Investment Ltd. 4,199 6,200 47.65 334 563 68.56
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 0 4,088 0 377
2018-05-14 13F-HR TEACHERS ADVISORS INC 941,798 768,979 -18.35 74,901 70,954 -5.27
2018-04-10 13F-HR Atlanta Capital Group 2,425 224
2018-05-09 13F-HR Lee Financial CORP 400 37
2018-05-15 13F-HR DEUTSCHE BANK AG\ 699,092 740,360 5.90 55,592 68,306 22.87
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 205 218 6.34 16 20 25.00
2018-04-25 N-Q Deutsche Portfolio Trust (see advisory)
2018-05-15 13F-HR Edge Advisors, Llc 588 552 -6.12 46 50 8.70
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 349,365 355,940 1.88 27,785 32,843 18.20
2018-05-10 13F-HR Avestar Capital, Llc 652 759 16.41 32 51 59.38
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 228,865 289,517 26.50 18,202 26,714 46.76
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 2,240 3,190 42.41 178 294 65.17
2018-05-09 13F-HR Twin Tree Management, LP Put 450,600 234,300 -48.00 35,836 21,619 -39.67
2017-12-29 N-Q Nuveen Preferred & Income Opportunities Fund (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 4,693 2,167 -53.82 790 1,347 70.51
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 63,787 548,714 760.23 5,073 50,629 898.01
2018-05-07 13F-HR Columbia Asset Management 8,825 8,365 -5.21 702 772 9.97
2018-05-15 13F-HR APPALOOSA LP 600,000 500,000 -16.67 47,718 46,135 -3.32
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 102,449 102,824 0.37 8,148 9,488 16.45
2018-05-14 13F-HR Archford Capital Strategies, LLC 0 798 0 64
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 77,647 48,211 -37.91 6,175 4,448 -27.97
2018-05-15 13F-HR Gotham Asset Management, LLC 608,280 198,727 -67.33 48,377 18,337 -62.10
2018-05-14 13F-HR FORT PITT CAPITAL GROUP, LLC 567,350 579,819 2.20 45,121 53,500 18.57
2018-04-23 13F-HR MILLER HOWARD INVESTMENTS INC /NY 529,041 908,946 71.81 42,075 83,868 99.33
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 295,407 30,707 -89.61 23,494 2,833 -87.94
2018-05-15 13F-HR HighTower Advisors, LLC 25,266 19,242 -23.84 2,008 1,778 -11.45
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2017-12-29 N-Q Oppenheimer Senior Floating Rate Plus Fund (see advisory)
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 47,781 48,282 1.05 3,800 4,454,980 117,136.32
2018-04-06 13F-HR Eqis Capital Management, Inc. 38,108 20,487 -46.24 3,031 1,890 -37.64
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 0 69,270 0 6,391
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 52,400 2,810 -94.64 4,167 259 -93.78
2018-05-02 13F-HR VILLERE ST DENIS J & CO LLC 1,032,918 1,020,735 -1.18 82,147 94,183 14.65
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 9,686 13,011 34.33 770 1,201 55.97
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 2,800 0 -100.00 223 0 -100.00
2018-05-11 13F-HR Delpha Capital Management, Llc 716 3,972 454.75 57 366 542.11
2018-02-28 N-Q Riverpark Funds Trust (see advisory)
2018-05-11 13F-HR Mutual of America Capital Management LLC 75,871 46,830 -38.28 6,034 4,321 -28.39
2018-05-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 0 2,464 0 227
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 3,001,214 3,010,876 0.32 238,731 277,814 16.37
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 3,189 7,367 131.01 254 680 167.72
2018-03-01 13F-HR/A MASSMUTUAL TRUST CO FSB/ADV 527 540 2.47 45,533 42,946 -5.68
2018-04-30 13F-HR ICON ADVISERS INC/CO 18,100 8,400 -53.59 1,439 775 -46.14
2018-03-29 N-Q Senior Debt Portfolio (see advisory)
2018-04-27 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 172,281 172,512 0.13 13,701 15,918 16.18
2018-05-15 13F-HR Utah Retirement Systems 55,126 55,226 0.18 4,384 5,095 16.22
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 0 4,316 0 399
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 216,100 207,800 -3.84 17,186 19,174 11.57
2018-05-14 13F-HR United Asset Strategies, Inc. 5,148 5,349 3.90 409 494 20.78
2018-05-08 13F-HR Tyers Asset Management LLC 111,808 69,744 -37.62 8,892 6,435 -27.63
2018-04-30 13F-HR New Jersey Better Educational Savings Trust 8,000 5,000 -37.50 636 461 -27.52
2018-05-04 13F-HR Olstein Capital Management, L.P. 150,000 86,000 -42.67 11,930 7,935 -33.49
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,494,192 1,562,040 4.54 118,824 144,130 21.30
2018-05-14 13F-HR Avalon Global Asset Management LLC Call 50,000 40,000 -20.00 3,976 3,691 -7.17
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 1,100,243 1,169,092 6.26 87,501 107,873 23.28
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-05-11 13F-HR Citizens Financial Group Inc/RI 208 0 -100.00 17 0 -100.00
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 0 7,132 0 658
2018-05-11 13F-HR BRISTOL JOHN W & CO INC /NY/ 5,014 463
2018-05-09 13F-HR Glen Harbor Capital Management LLC 237,592 148,206 -37.62 18,896 13,675 -27.63
2018-05-01 13F-HR MIZUHO SECURITIES USA INC. 0 3,200 0 295
2018-05-08 13F-HR Amerigo Asset Management 0 2,580,512 0 238,104
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-03-27 N-Q American Century International Bond Funds (see advisory)
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 692,610 698,610 0.87 55,083 64,461 17.03
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 268,037 511,062 90.67 21,317 47,156 121.21
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 3,750 0 -100.00 298 0 -100.00
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2018-02-13 13F-HR/A Centerstar Asset Management, Llc 20
2018-04-27 13F-HR Hudock Capital Group, LLC 229 409 78.60 18 37 105.56
2018-05-15 13F-HR BANK OF NOVA SCOTIA 260,547 452,238 73.57 20,721 41,725 101.37
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 0 185 0 17
2018-05-15 13F-HR SCOTIA CAPITAL INC. 25,862 0 -100.00 2,057 0 -100.00
2018-02-13 13F-HR 180 Wealth Advisors, Llc 3,918 312
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-04-04 13F-HR DAVENPORT & Co LLC 3,473 4,064 17.02 276,208 374,985 35.76
2018-02-14 13F-HR AVALON ADVISORS, LLC 153,089 0 -100.00 13,227 0 -100.00
2018-04-25 13F-HR Empowered Funds, LLC 35,890 3,259
2017-12-29 N-Q American Beacon Funds (see advisory)
2018-05-14 13F-HR VIRTUS ETF ADVISERS LLC 172 197 14.53 14 18 28.57
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 232,500 0 -100.00 18,491 0 -100.00
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-05-15 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 87,777 72,462 -17.45 6,981 6,687 -4.21
2018-04-09 13F-HR Koshinski Asset Management, Inc. 6,228 6,500 4.37 495 600 21.21
2018-05-15 13F-HR/A LOGAN CAPITAL MANAGEMENT INC 3,642 3,725 2.28 290 344 18.62
2018-04-23 13F-HR Highstreet Asset Management Inc. 14,518 14,051 -3.22 1,155 1,296 12.21
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 2,851 0 263
2018-04-27 13F-HR Canal Capital Management, LLC 4,133 4,299 4.02 329 397 20.67
2018-05-14 13F-HR Qube Research & Technologies Ltd 353 32
2018-05-01 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 35,000 0 -100.00 2,784 0 -100.00
2018-02-23 13F-HR/A Sg3 Management, Llc Call 1,500 0 -100.00 133 0 -100.00
2017-12-28 N-Q Franklin Floating Rate Master Trust (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 17,285 17,978 4.01 1,375 1,658 20.58
2018-02-09 13F-HR Banco BTG Pactual S.A. 2,951 0 -100.00 255 0 -100.00
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 1,119,105 1,198,261 7.07 89,002 110,563 24.23
2018-04-16 13F-HR GSB Wealth Management, LLC 0 2,423 0 224
2018-05-18 13F-HR Xact Kapitalforvaltning AB 69,122 67,113 -2.91 5,497 6,193 12.66
2018-02-01 13F-HR Nationwide Fund Advisors 433,557 0 -100.00 37,459 0 -100.00
2018-05-09 13F-HR/A KCM INVESTMENT ADVISORS LLC 4,115 3,970 -3.52 327 366 11.93
2018-03-23 N-Q Alpine Series Trust (see advisory)
2018-02-06 13F-HR/A Horan Capital Advisors, LLC. 140 0 -100.00 12 0 -100.00
2018-02-12 13F-HR IBEX WEALTH ADVISORS 20,912 0 -100.00 1,762 0 -100.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 0 11 0 1
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-05-15 13F-HR Bienville Capital Management, LLC 2,731 0 -100.00 219 0 -100.00
2018-01-18 N-Q Allianzgi Convertible & Income Fund (see advisory)
2018-03-29 N-Q Eaton Vance Nextshares Trust (see advisory)
2018-04-20 13F-HR BKD Wealth Advisors, LLC 25,313 25,029 -1.12 2,013 2,295 14.01
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-01-24 13F-HR Yellowstone Partners, LLC 6,132 6,180 0.78 530 492 -7.17
2018-05-02 13F-HR Abbot Financial Management, Inc. 13,875 14,275 2.88 1,103 1,317 19.40
2018-05-15 13F-HR black-and-white Capital LP 150,000 470,000 213.33 11,930 43,367 263.51
2018-04-30 13F-HR Advantus Capital Management Inc 59,596 59,840 0.41 4,740 5,522 16.50
2018-05-21 13F-HR Winton Capital Group Ltd 9,982 190,102 1,804.45 794 17,541 2,109.19
2018-04-25 13F-HR Parsec Financial Management, Inc. 102,565 112,855 10.03 8,157 10,413 27.66
2018-05-03 13F-HR STEPHENS INC /AR/ 29,566 33,397 12.96 2,351 3,082 31.09
2018-05-14 13F-HR Nuveen Asset Management, LLC 319,075 275,142 -13.77 25,376 25,387 0.04
2018-05-14 13F-HR Renaissance Technologies LLC 2,431,182 2,381,182 -2.06 193,352 219,712 13.63
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 2,772 0 -100.00 240 0 -100.00
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 28,619 26,601 -7.05 2,276 2,454 7.82
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 81,305 65,508 -19.43 6,466 6,044 -6.53
2018-02-14 13F-HR KENSICO CAPITAL MANAGEMENT CORP 1,094,508 0 -100.00 94,565 0 -100.00
2018-05-14 13F-HR York Capital Management Global Advisors, LLC 0 61,322 0 5,658
2018-05-15 13F-HR black-and-white Capital LP Call 0 100,000 0 9,227
2018-05-07 13F-HR Kentucky Retirement Systems 18,240 15,529 -14.86 1,451 1,433 -1.24
2018-05-22 N-Q Blackrock Funds Ii (see advisory)
2018-05-14 13F-HR MONETARY MANAGEMENT GROUP INC 500 450 -10.00 40 42 5.00
2018-01-29 N-Q Invesco Senior Income Trust (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-15 13F-HR J. Goldman & Co LP 0 5,508 0 508
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-04-12 13F-HR Valeo Financial Advisors, Llc 500 1,077 115.40 40 99 147.50
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 21,153 20,667 -2.30 1,828 1,907 4.32
2018-05-14 13F-HR Virtu Financial LLC 12,583 18,576 47.63 1,001 1,714 71.23
2018-02-09 13F-HR Alexandria Capital, LLC 8 0 -100.00 1 0 -100.00
2018-04-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-05-15 13F-HR QS Investors, LLC 87,516 28,005 -68.00 6,960 2,584 -62.87
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 77,963 0 -100.00 6,200 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 1,761,443 1,400,729 -20.48 140,088 129,245 -7.74
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 4,125 14,799 258.76 328 1,366 316.46
2018-05-15 13F-HR Morris Capital Advisors, LLC 6,581 6,655 1.12 523 614 17.40
2018-05-14 13F-HR CLINTON GROUP INC 107,552 50,811 -52.76 8,554 4,688 -45.20
2018-05-07 13F-HR Goelzer Investment Management, Inc. 55,653 52,247 -6.12 4,426 4,821 8.92
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-05-04 13F-HR ARGI Investment Services, LLC 2,774 2,685 -3.21 221 248 12.22
2018-02-15 13F-HR National Asset Management, Inc. 4,056 0 -100.00 354 0 -100.00
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 39,149 14,763 -62.29 3,126 1,362 -56.43
2018-03-01 N-Q Concorde Funds Inc (see advisory)
2018-05-16 13F-HR Private Capital Group, Llc 1,714 2,081 21.41 137 193 40.88
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 801,600 396,200 -50.57 63,751 36,557 -42.66
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-03-27 N-Q Federated Institutional Trust (see advisory)
2018-05-09 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 16,990 13,260 -21.95 1,351 1,224 -9.40
2018-02-09 13F-HR Homrich & Berg 3,199 0 -100.00 276 0 -100.00
2018-05-15 13F-HR Achmea Investment Management B.V. 62,556 62,556 0.00 4,973 5,770 16.03
2018-05-08 13F-HR Penserra Capital Management LLC 304 387 27.30 24 35 45.83
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 5,539 5,933 7.11 440 547 24.32
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 61,984 82,608 33.27 4,929 7,622 54.64
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Call 300 0 -100.00 24 0 -100.00
2018-05-14 13F-HR IMS Capital Management 7,658 7,658 0.00 609 609 0.00
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 0 12,332 0 1,144
2018-05-04 13F-HR M&T BANK CORP 27,494 29,959 8.97 2,187 2,764 26.38
2018-05-14 13F-HR COATUE MANAGEMENT LLC 1,197,599 110,502
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 483,823 502,686 3.90 38,478 46,383 20.54
2018-02-09 13F-HR USCA RIA LLC 3,141 0 -100.00 278 0 -100.00
2018-05-14 13F-HR Baird Financial Group, Inc. 7,324 7,072 -3.44 582 653 12.20
2018-04-30 13F-HR Certified Advisory Corp 445 445 0.00 35 41 17.14
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-05-14 13F-HR BB&T SECURITIES, LLC 20,529 19,003 -7.43 1,632 1,753 7.41
2018-05-10 13F-HR CONNORS INVESTOR SERVICES INC 102,115 9,422
2018-03-29 N-Q Virtus Alternative Solutions Trust (see advisory)
2018-05-15 13F-HR LUCUS ADVISORS LLC 4,064 0 -100.00 323 0 -100.00
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 137,762 154,338 12.03 10,956 14,241 29.98
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund Ii (see advisory)
2018-04-16 13F-HR Santori & Peters, Inc. 180 0 -100.00 14 0 -100.00
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 47,031 45,553 -3.14 3,740 4,203 12.38
2018-05-08 13F-HR Advisornet Financial, Inc 3,867 3,517 -9.05 308 325 5.52
2018-05-15 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 30,000 31,694 5.65 2,386 2,924 22.55
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 254 530 108.66 20 48 140.00
2018-02-14 13F-HR WADDELL & REED FINANCIAL INC 494,500 0 -100.00 42,725 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 100 46,900 46,800.00 8 4,327 53,987.50
2018-05-11 13F-HR Sigma Planning Corp 3,110 3,178 2.19 247 293 18.62
2018-02-14 13F-HR Dynamic Capital Management Ltd 3,538 0 -100.00 306 0 -100.00
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 417,650 390,111 -6.59 33,216 35,996 8.37
2018-03-28 N-Q Putnam Convertible Securities Fund (see advisory)
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd Call 250 0 -100.00 44 0 -100.00
2018-03-28 N-Q Western Asset Global Corporate Defined Opportunity Fund Inc. (see advisory)
2018-05-15 13F-HR GLENMEDE TRUST CO NA 571,570 571,570 0.00 45,455 45,455 0.00
2018-05-15 13F-HR Freshford Capital Management, LLC Call 225,900 182,700 -19.12 17,966 16,858 -6.17
2018-01-22 13F-HR REINHART PARTNERS, INC. 4,925 0 -100.00 426 0 -100.00
2018-02-28 N-Q Waddell & Reed Advisors Funds (see advisory)
2018-05-08 13F-HR Alambic Investment Management, L.P. 14,535 5,425 -62.68 1,156 501 -56.66
2018-05-11 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-05-09 13F-HR BlackRock Inc. Put 241,000 96,000 -60.17 19,168 8,858 -53.79
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 2,201,119 2,186,126 -0.68 175,054 201,713 15.23
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,070,049 3,065,561 -0.15 244,160,998 282,859,315 15.85
2018-04-25 13F-HR Empirical Finance, LLC 14,441 40,438 180.02 1,148 3,731 225.00
2018-05-15 13F-HR BARCLAYS PLC Put 833,111 428,500 -48.57 66,257 39,538 -40.33
2018-02-28 N-Q Timothy Plan (see advisory)
2018-03-29 N-Q Boston Income Portfolio (see advisory)
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0 1,051 0 96
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-04-27 N-Q Ab Cap Fund, Inc. (see advisory)
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 4,475 4,475 0.00 356 413 16.01
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 26,900 19,700 -26.77 2,139 1,818 -15.01
2018-04-27 N-Q John Hancock Bond Trust (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 60,300 54,400 -9.78 4,774 5,020 5.15
2018-03-28 N-Q Victory Portfolios (see advisory)
2018-03-29 N-Q Ab Unconstrained Bond Fund, Inc. (see advisory)
2018-03-27 N-Q Advantage Funds, Inc. (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ Put 471 0 -100.00 40 0 -100.00
2018-05-02 13F-HR Greenwich Wealth Management LLC 40,288 41,433 2.84 3,204 3,823 19.32
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,919,230 4,158,288 6.10 311,171 382,929 23.06
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-04-02 13F-HR KSA CAPITAL MANAGEMENT, LLC Call 15,000 0 -100.00 1,193 0 -100.00
2018-05-09 13F-HR KBC Group NV 39,152 42,009 7.30 3,114 3,876 24.47
2018-05-08 13F-HR ClariVest Asset Management LLC 4,470 4,045 -9.51 355 373 5.07
2018-05-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 1,985 183
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-04-02 N-Q Two Roads Shared Trust (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 97,200 67,700 -30.35 7,730 6,247 -19.18
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-05-09 13F-HR Oakworth Capital, Inc. 4 0 -100.00 0 0
2018-02-14 13F-HR Harvest Capital Strategies LLC Call 100,000 0 -100.00 8,640 0 -100.00
2018-05-15 13F-HR Banco De Sabadell, S.a 34,824 13,338 -61.70 2,769 1,233 -55.47
2018-05-14 13F-HR AVIVA PLC 181,535 167,806 -7.56 14,437 15,483 7.25
2018-03-28 N-Q Neuberger Berman High Yield Strategies Fund Inc. (see advisory)
2018-05-15 13F-HR Redwood Investments, LLC 6,191 0 -100.00 492 0 -100.00
2018-05-23 13F-HR Bdo Wealth Advisors, Llc 500 300 -40.00 40 28 -30.00
2018-04-18 13F-HR/A FNY Managed Accounts LLC Put 451 0 -100.00 35 0 -100.00
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 174,788 173,588 -0.69 13,901 16,017 15.22
2018-05-15 13F-HR All Terrain Financial Advisors, Llc Call 1,800 1,800 0.00 143 166 16.08
2018-03-27 N-Q American Century Capital Portfolios Inc (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 40,000 201,000 402.50 3,181 18,546 483.02
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-03-01 N-Q First Investors Income Funds (see advisory)
2018-02-14 13F-HR AHL Partners LLP 63,971 54,044 -15.52 5,527 4,299 -22.22
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 989,525 894,085 -9.65 78,697 82,497 4.83
2018-05-01 13F-HR ARP AMERICAS LLC 35,468 22,368 -36.93 2,821 2,064 -26.83
2018-05-15 13F-HR Bluefin Trading, LLC 7,984 0 -100.00 635 0 -100.00
2018-05-08 13F-HR Motco 61 0 -100.00 5 0 -100.00
2018-05-15 13F-HR Jefferies Group LLC 84,528 125,059 47.95 6,723 11,539 71.63
2018-03-29 N-Q CAPITAL INCOME BUILDER (see advisory)
2018-04-17 13F-HR Calton & Associates, Inc. Call 10 0 -100.00 13 0 -100.00
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-07 13F-HR MUFG Americas Holdings Corp 841 841 0.00 67 78 16.42
2018-05-15 13F-HR American Beacon Advisors, Inc. 1,459 1,459 0.00 116,034 134,622 16.02
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 32,900 22,814 -30.66 2,617 2,105 -19.56
2018-05-09 13F-HR/A JNBA Financial Advisors 16 16 0.00 1 1 0.00
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 6,364 5,882 -7.57 506 543 7.31
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 201,447 282,410 40.19 16,021 26,058 62.65
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-05-11 13F-HR Cnb Bank 15 0 -100.00 1 0 -100.00
2018-02-12 13F-HR Hutchin Hill Capital, LP 0 6,000 0 477
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 5,885 5,765 -2.04 468 532 13.68
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 64,360 64,360 0.00 5,119 5,940 16.04
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-10 13F-HR Employees Retirement System of Texas 74,864 67,864 -9.35 5,954 6,262 5.17
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-02-26 N-Q Bernstein Sanford C Fund Ii Inc (see advisory)
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 33,834 0 -100.00 2,923 0 -100.00
2018-05-14 13F-HR OARSMAN CAPITAL, INC. 8,805 812
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 3,093 2,888 -6.63 246 265 7.72
2018-02-28 N-Q Ivy High Income Opportunities Fund (see advisory)
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 37,749 35,131 -6.94 3,002 3,242 7.99
2018-05-04 13F-HR PICTON MAHONEY ASSET MANAGEMENT Put 20,000 0 -100.00 65 0 -100.00
2018-05-23 13F-HR EQUITEC PROPRIETARY MARKETS, LLC 111 0 -100.00 9 0 -100.00
2018-05-15 13F-HR LPL Financial LLC 102,452 99,809 -2.58 8,148 9,209 13.02
2018-02-08 13F-HR Covenant Multifamily Offices, LLC 0 0
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 54,743 50,159 -8.37 4,526 4,628 2.25
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 334,300 0 30,845
2018-05-11 13F-HR Russell Investments Group, Ltd. 233,669 242,399 3.74 18,835 22,302 18.41
2018-05-11 13F-HR HAP Trading, LLC Call 15,100 0 -100.00 19 0 -100.00
2018-05-09 13F-HR Private Advisor Group, LLC 5,988 3,531 -41.03 485 326 -32.78
2018-05-15 13F-HR Davidson Kempner Capital Management LP 18,000 1,661
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 28,369 27,317 -3.71 2,256 2,521 11.75
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 3,726 3,726 0.00 296 344 16.22
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 69,565 148,217 113.06 5,533 13,676 147.17
2018-05-14 13F-HR KOCH INDUSTRIES INC 11,043 0 -100.00 878 0 -100.00
2018-04-18 13F-HR E&G Advisors, LP 6,900 9,500 37.68 549 877 59.74
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 64,435 59,241 -8.06 5,125 5,466 6.65
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-15 13F-HR 361 CAPITAL LLC 5,103 36,256 610.48 406 3,345 723.89
2018-02-14 13F-HR TLP GROUP LLC 3,202 0 -100.00 277 0 -100.00
2018-05-14 13F-HR Veritable, L.P. 6,042 6,106 1.06 481 563 17.05
2018-05-01 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 0 2,511 0 232
2018-05-02 13F-HR RHUMBLINE ADVISERS 529,225 531,202 0.37 42,089 49,014 16.45
2018-04-02 N-Q Etfis Series Trust I (see advisory)
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund (see advisory)
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 15 15 0.00 1 1 0.00
2018-05-15 13F-HR MAVERICK CAPITAL LTD 93,040 0 -100.00 7,399 0 -100.00
2018-05-10 13F-HR Elkfork Partners LLC 153,736 95,898 -37.62 12,227 8,849 -27.63
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 2,090,092 1,746,784 -16.43 166,225 161,175 -3.04
2018-05-15 13F-HR Sound Income Strategies, Llc 7,716 8,097 4.94 640 747 16.72
2018-02-14 13F-HR FRIESS ASSOCIATES LLC 72,761 0 -100.00 6,287 0 -100.00
2018-05-14 13F-HR NINE MASTS CAPITAL Ltd 1,200 0 -100.00 95 0 -100.00
2018-05-14 13F-HR Allianz Asset Management AG Put 513,600 181,900 -64.58 40,847 16,784 -58.91
2018-05-14 13F-HR Schafer Cullen Capital Management Inc 3,090 285
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-04-18 13F-HR WealthTrust-Arizona, LLC 619 601 -2.91 49 55 12.24
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO 123 8 -93.50 10 1 -90.00
2018-03-27 N-Q Harbor Funds (see advisory)
2018-05-01 13F-HR Clear Harbor Asset Management, LLC Call 1,000 0 -100.00 0 0
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-10 13F-HR NGAM ADVISORS, L.P. 87,981 90,865 3.28 6,997 8,384 19.82
2018-05-14 13F-HR Convergence Investment Partners, LLC 8,232 760
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-05-01 13F-HR AUGUSTINE ASSET MANAGEMENT INC 32,680 32,567 -0.35 2,599 3,004 15.58
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-03-29 N-Q Professionally Managed Portfolios (see advisory)
2018-05-04 13F-HR CADENCE BANK NA 2,595 0 -100.00 206 0 -100.00
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-01-26 13F-HR Eagle Ridge Investment Management 2,539 0 -100.00 219 0 -100.00
2018-05-15 13F-HR Premier Fund Managers Ltd 41,667 36,074 -13.42 3,360 3,276 -2.50
2018-02-26 N-Q Centre Funds (see advisory)
2018-05-15 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 11,677 11,276 -3.43 929 1,040 11.95
2018-04-25 13F-HR Gilman Hill Asset Management, LLC 54,112 0 -100.00 4,304 0 -100.00
2018-05-14 13F-HR AJO, LP 502,804 489,615 -2.62 39,988 45,177 12.98
2018-04-12 13F-HR First Command Bank 150 0 -100.00 12 0 -100.00
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 127 127 0.00 10 12 20.00
2018-05-04 13F-HR D.A. DAVIDSON & CO. 40,823 37,045 -9.25 3,247 3,418 5.27
2018-05-14 13F-HR Banco Santander, S.A. 6,143 567
2018-05-08 13F-HR/A CHARTWELL INVESTMENT PARTNERS, LLC 77,128 7,117
2018-04-04 13F-HR Cornerstone Investment Partners, LLC 543,101 544,828 0.32 43,193 50,271 16.39
2018-04-18 13F-HR Integral Derivatives, LLC 45,036 19,588 -56.51 3,582 1,807 -49.55
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-04-02 N-Q John Hancock Investors Trust (see advisory)
2018-05-21 13F-HR Front Row Advisors Llc 107 127 18.69 9 12 33.33
2018-03-29 N-Q Global Income Builder Portfolio (see advisory)
2018-05-09 13F-HR Cetera Advisor Networks LLC 4,759 5,657 18.87 384 522 35.94
2018-05-11 13F-HR C M BIDWELL & ASSOCIATES LTD 430 430 0.00 34 40 17.65
2018-05-09 13F-HR Barry Investment Advisors, LLC 6,319 6,320 0.02 503 583 15.90
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2017-12-29 N-Q Arrow Investments Trust (see advisory)
2018-05-14 13F-HR Cavalry Management Group, LLC 0 333,009 0 30,727
2018-04-13 13F-HR Polianta Ltd 13,800 13,800 0.00 1,097 1,273 16.04
2018-01-29 N-Q Oppenheimer Main Street Funds (see advisory)
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 1,383 651 -52.93 110 60 -45.45
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 19,681 0 -100.00 1,700 0 -100.00
2018-05-04 13F-HR Financial Gravity Companies, Inc. 3,570 1,885 -47.20 318 145 -54.40
2018-04-02 N-Q Pioneer Series Trust Vi (see advisory)
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 26,458 26,626 0.63 2,104 2,457 16.78
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 123 123 0.00 10 10 0.00
2018-02-28 N-Q American High Income Trust (see advisory)
2018-04-23 13F-HR CAPROCK Group, Inc. 7,440 8,722 17.23 618 809 30.91
2018-05-15 13F-HR Alyeska Investment Group, L.P. 0 1,012,659 0 93,438
2018-05-11 13F-HR 10-15 ASSOCIATES, INC. 155,574 157,906 1.50 12,373 14,570 17.76
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 69 0 -100.00 5 0 -100.00
2018-05-15 13F-HR RiverPark Advisors, LLC 23,500 23,200 -1.28 1,869 2,141 14.55
2018-01-29 N-Q Prudential Investment Portfolios, Inc. 14 (see advisory)
2018-05-09 13F-HR Evercore Trust Company, N.A. 0 0 0 0
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 62 6
2018-04-27 N-Q Proshares Trust (see advisory)
2018-01-29 13F-HR/A BAILARD, INC. 14,495 0 -100.00 870 0 -100.00
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 27,289 24,610 -9.82 2,170 2,271 4.65
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-03-29 N-Q Eaton Vance Senior Floating Rate Trust (see advisory)
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 16,247 15,224 -6.30 1,292 1,405 8.75
2018-03-29 N-Q Eaton Vance Floating Rate Portfolio/ma (see advisory)
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 195,664 122,052 -37.62 15,561 11,262 -27.63
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 167,258 156,848 -6.22 13,302 14,260 7.20
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 4,964 4,606 -7.21 395 425 7.59
2018-04-30 13F-HR Glassman Wealth Services 7 7 0.00 1 1 0.00
2018-05-15 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 7,100 6,900 -2.82 565 637 12.74
2018-02-13 13F-HR JP Morgan Chase & Co Call 6,200 0 -100.00 538 0 -100.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 411,865 403,169 -2.11 32,756 37,200 13.57
2018-03-01 N-Q Fpa Capital Fund Inc (see advisory)
2018-02-15 13F-HR Bb&t Investment Services, Inc. 503 565 12.33 26 24 -7.69
2018-04-27 N-Q Amg Funds Iii (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co Put 7,500 0 -100.00 596 0 -100.00
2018-04-30 13F-HR CIBC Asset Management Inc 39,144 38,781 -0.93 3,113 3,578 14.94
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,838 2,185 18.88 146 202 38.36
2018-04-10 13F-HR Daiwa SB Investments Ltd. 32,580 30,460 -6.51 2,591 2,811 8.49
2018-05-14 13F-HR Lumina Fund Management LLC 10,000 10,000 0.00 795 923 16.10
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 253,256 425,900 68.17 20,141 39,298 95.11
2018-05-11 13F-HR Napier Park Global Capital (US) LP Call 60,000 0 -100.00 0 0
2018-02-07 13F-HR Ironwood Wealth Management, Llc. 100 9
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 335,253 350,653 4.59 26,663 32,355 21.35
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 28,863 9,811 -66.01 2,295 905 -60.57
2018-05-15 13F-HR IVORY INVESTMENT MANAGEMENT, LLC 0 81,530 0 7,523
2018-05-15 13F-HR CNA FINANCIAL CORP 57,000 5,259
2018-05-09 13F-HR Twin Tree Management, LP Call 328,900 124,300 -62.21 26,157 11,469 -56.15
2018-05-15 13F-HR Rafferty Asset Management, LLC 92,744 15,238 -83.57 7,376 1,406 -80.94
2018-04-24 13F-HR Parkwood LLC 5,682 4,520 -20.45 452 417 -7.74
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 23,600 2,178
2018-03-26 N-Q Western Asset High Income Fund Ii Inc. (see advisory)
2018-05-14 13F-HR Cambridge Financial Group, Inc. 76,080 71,860 -5.55 6,050,642 6,630,522 9.58
2018-05-01 13F-HR SUMMIT SECURITIES GROUP, LLC 32,100 0 -100.00 2,553 0 -100.00
2018-05-15 13F-HR SECOR Capital Advisors, LP 31,944 57,478 79.93 2,541 5,303 108.70
2018-04-02 N-Q John Hancock Income Securities Trust (see advisory)
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 12,700 12,700 0.00 1,010 1,172 16.04
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 28,222 28,222 0.00 2,244 2,604 16.04
2018-05-08 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 124,337 124,551 0.17 9,889 11,492 16.21
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-14 13F-HR FMR LLC / Fidelity 1,338,537 1,084,329 -18.99 106,454 100,051 -6.01
2018-05-22 N-Q New America High Income Fund Inc (see advisory)
2018-02-20 N-Q Dreyfus High Yield Strategies Fund (see advisory)
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 13,300 8,000 -39.85 1,060 736 -30.57
2018-05-14 13F-HR INTREPID CAPITAL MANAGEMENT INC 136,233 134,223 -1.48 10,835 12,385 14.31
2018-02-28 N-Q Transparent Value Trust (see advisory)
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 35,739 0 -100.00 2,842 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 113,617 0 -100.00 9,816 0 -100.00
2018-05-11 13F-HR Teza Capital Management LLC 7,851 0 -100.00 624 0 -100.00
2018-05-04 13F-HR FFCM LLC 61 0 -100.00 5 0 -100.00
2018-04-30 13F-HR GREENLEAF TRUST 275 2,835 930.91 22 262 1,090.91
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 162,300 386,000 137.83 12,908 35,617 175.93
2018-04-26 13F-HR Ifg Advisory, Llc 3,555 2,960 -16.74 282 273 -3.19
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 3,345 2,745 -17.94 266 253 -4.89
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 60,388 51,044 -15.47 4,803 4,710 -1.94
2018-03-27 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-04-11 13F-HR ALPHA WINDWARD LLC 0 5,880 0 543
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 299,500 325,900 8.81 23,819 30,071 26.25
2018-02-14 13F-HR Fortis Advisors, LLC 1,233 0 -100.00 107 0 -100.00
2018-04-26 N-Q Prudential Short Duration High Yield Fund, Inc. (see advisory)
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 600 285 -52.50 48 26 -45.83
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 147,200 13,582
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-04-10 13F-HR Gradient Investments LLC 317 314 -0.95 25 29 16.00
2018-02-26 N-Q Western Asset Corporate Loan Fund Inc. (see advisory)
2018-04-19 13F-HR Mhi Funds, Llc 19,041 34,398 80.65 1,514 3,174 109.64
2018-04-26 13F-HR DUNCKER STREETT & CO INC 400 400 0.00 32 37 15.63
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 1,232,616 1,335,480 8.35 98,029 123,224 25.70
2018-04-25 13F-HR Centre Asset Management, LLC 89,140 104,400 17.12 7,089 9,633 35.89
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 71,935 71,792 -0.20 5,721 6,624 15.78
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 1,200 1,900 58.33 95 175 84.21
2018-04-11 13F-HR Ruggie Capital Group 1,544 0 -100.00 123 0 -100.00
2018-05-10 13F-HR Tortoise Investment Management, LLC 105 105 0.00 8 10 25.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 91,700 49,800 -45.69 7,293 4,595 -36.99
2017-12-29 N-Q Oppenheimer Senior Floating Rate Fund (see advisory)
2018-04-27 N-Q Franklin High Income Trust (see advisory)
2018-05-11 13F-HR Buckingham Capital Management, Inc. 32,789 46,234 41.00 2,608 4,266 63.57
2018-05-15 13F-HR Frigate Ventures LP Put 220,500 0 -100.00 17,537 0 -100.00
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-02-09 13F-HR RidgeWorth Capital Management LLC 595,637 2,062 -99.65 51,761 165 -99.68
2018-05-03 13F-HR QUANTRES ASSET MANAGEMENT Ltd 8,900 13,300 49.44 708 1,227 73.31
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 95 95 0.00 8 9 12.50
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,779 1,704 -4.22 141 157 11.35
2018-05-14 13F-HR Carillon Tower Advisers, Inc. 177,850 16,410
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-01 13F-HR Manning & Napier Group, Llc 48,557 58,640 20.77 3,861 5,410 40.12
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 19,681 11,606 -41.03 1,565 1,071 -31.57
2018-05-09 13F-HR ProVise Management Group, LLC 11,893 6,425 -45.98 946 593 -37.32
2018-04-20 N-Q Fdp Series, Inc. (see advisory)
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,616,137 1,096,909 -32.13 128,531 101,212 -21.25
2018-04-24 13F-HR Paragon Capital Management Ltd 2,624 3,115 18.71 209 287 37.32
2018-05-15 13F-HR Paloma Partners Management Co 32,905 19,650 -40.28 2,617 1,813 -30.72
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 11,857 11,461 -3.34 943 1,058 12.20
2018-03-28 N-Q Putnam Income Fund (see advisory)
2018-05-15 13F-HR Metlife Investment Advisors, Llc 91,519 89,547 -2.15 7,279 8,263 13.52
2018-04-18 13F-HR Integral Derivatives, LLC Call 15,946 19,500 22.29 1,268 1,799 41.88
2018-05-15 13F-HR CLEARARC CAPITAL INC 7,553 7,591 0.50 601 700 16.47
2017-12-29 N-Q Nuveen Short Duration Credit Opportunities Fund (see advisory)
2018-05-09 13F-HR Personal Resources Investment & Strategic Management, Inc. 29,652 28,406 -4.20 2,358 2,230 -5.43
2018-05-07 13F-HR Engineers Gate Manager LP 30,045 33,129 10.26 2,389 3,057 27.96
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-05-04 13F-HR LSV ASSET MANAGEMENT 3,096,516 3,248,312 4.90 246,265 299,721 21.71
2018-04-27 N-Q Valic Co I (see advisory)
2018-04-24 13F-HR Rehmann Capital Advisory Group 3,962 5,516 39.22 315 509 61.59
2018-05-14 13F-HR HENDERSON GROUP PLC 2,551,419 1,516,627 -40.56 202,918 139,929 -31.04
2018-03-28 N-Q Alger Funds (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 608,927 220,588 -63.77 48,428 20,354 -57.97
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 154 0 -100.00 13 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 3,149,269 2,948,882 -6.36 250,461 272,095 8.64
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 23 0 -100.00 2 0 -100.00
2018-05-07 13F-HR Spectrum Management Group, Inc. 22,055 23,080 4.65 1,754 2,130 21.44
2018-05-15 13F-HR LYRICAL ASSET MANAGEMENT LP 3,307,454 3,606,852 9.05 263,042 332,804 26.52
2018-05-15 13F-HR/A Caption Management, Llc Call 70,000 6,459
2018-04-23 13F-HR Advisory Services Network, LLC 11,904 11,446 -3.85 947 1,056 11.51
2018-05-01 13F-HR Prime Capital Investment Advisors, Llc 19,500 0 -100.00 1,551 0 -100.00
2018-04-19 13F-HR WEBSTER BANK, N. A. 1,200 1,200 0.00 95 111 16.84
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 7,855 6,812 -13.28 625 629 0.64
2018-05-01 13F-HR Westpac Banking Corp 51,056 71,086 39.23 4,060,484 6,559,105 61.54
2018-05-11 13F-HR Quadrature Capital LTD 0 78,099 0 7,206
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 6,317 0 -100.00 502 0 -100.00
2018-05-11 13F-HR Omnia Family Wealth, LLC 28 28 0.00 2 3 50.00
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 0 3,574 0 330
2018-03-01 N-Q Intrepid Capital Management Funds Trust (see advisory)
2017-12-29 N-Q Nuveen Credit Strategies Income Fund (see advisory)
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 506,118 504,928 -0.24 40,252 46,590 15.75
2018-05-08 13F-HR Pacific Center for Financial Services 80 80 0.00 6 7 16.67
2018-05-15 13F-HR HBK INVESTMENTS L P 322,829 60,280 -81.33 25,675 5,562 -78.34
2018-01-31 13F-HR Traynor Capital Management, Inc. 2,413 0 -100.00 209 0 -100.00
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-05-15 13F-HR Jefferies Group LLC Put 110,000 0 -100.00 8,748 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Call 336,100 386,700 15.06 26,730 35,681 33.49
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-05-17 13F-HR Legal & General Group Plc 1,423,599 1,378,601 -3.16 113,227 127,179 12.32

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WDC / Western Digital Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 958102105