SecurityWCN / Waste Connections, Inc. (941053100)
Institutional Owners485
Form N-Q Owners94
Institutional Shares220,885,299 - 83.57% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding264,302,411 shares (as of 2017-12-31) (ex. N-Q)
Institutional Value$ 51,223,697,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Waste Connections, Inc. (NYSE:WCN) has 485 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 220,885,299 shares. Largest shareholders include Price T Rowe Associates Inc /md/, Vanguard Group Inc, Royal Bank Of Canada, JP Morgan Chase & Co, Bank Of Montreal /can/, Wells Fargo & Company/mn, FMR LLC / Fidelity, Td Asset Management Inc, Wellington Management Group LLP, and Findlay Park Partners LLP.

Waste Connections, Inc. (NYSE:WCN) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Stop missing out on important events!

Fintel provides real time notifications of important company events such as major investments (13D/G filings), insider trades (SEC form 4), and important SEC filings. Sign up and create your company alerts for free.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 413 278 -32.69 29 20 -31.03
2018-02-05 13F-HR STEPHENS INC /AR/ 5,280 5,360 1.52 369 380 2.98
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 15,829 19,756 24.81 1,107 1,403 26.74
2018-01-30 13F-HR Copeland Capital Management, LLC 320,919 283,206 -11.75 22,452 20,090 -10.52
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2017-11-29 N-Q Amg Funds (see advisory)
2018-02-13 13F-HR Yorktown Management & Research Co Inc 6,000 4,350 -27.50 420 309 -26.43
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 3,103 0 -100.00 217 0 -100.00
2017-09-29 N-Q Aim Equity Funds (invesco Equity Funds) (see advisory)
2017-09-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-01-17 13F-HR Lincoln Capital LLC 5,062 5,062 0.00 354 359 1.41
2018-02-14 13F-HR Invesco Ltd. 958,749 728,959 -23.97 67,073 51,713 -22.90
2018-02-14 13F-HR GLUSKIN SHEFF & ASSOC INC 995,925 70,642
2018-02-09 13F-HR USCA RIA LLC 9,266 9,266 0.00 597 657 10.05
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 232 226 -2.59 15 15 0.00
2017-11-29 N-Q Spirit Of America Investment Fund Inc (see advisory)
2018-02-14 13F-HR 1832 Asset Management L.P. 3,063,956 3,609,071 17.79 209,524 255,504 21.94
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 28,700 29,800 3.83 2,016 2,114 4.86
2018-01-18 13F-HR REGIONS FINANCIAL CORP 262 19
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 53,826 48,603 -9.70 3,765 3,447 -8.45
2017-11-14 13F-HR Tetrem Capital Management Ltd. 384,723 0 -100.00 24,764 0 -100.00
2018-01-11 13F-HR LATHROP INVESTMENT MANAGEMENT CORP 3,780 3,480 -7.94 264 247 -6.44
2018-02-14 13F-HR QS Investors, LLC 7,580 5,003 -34.00 530 355 -33.02
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 102,564 134,324 30.97 7,175 9,529 32.81
2017-11-14 13F-HR Polar Capital LLP 154,769 0 -100.00 9,970 0 -100.00
2018-01-24 13F-HR BOSTON ADVISORS LLC 8,208 7,758 -5.48 574 550 -4.18
2017-09-15 13F-HR/A-1 ASSETMARK, INC 8,587 0 -100.00 675 0 -100.00
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2017-11-03 N-Q Sit Mutual Funds Inc (see advisory)
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,072 1,072 0.00 75 76 1.33
2017-10-25 13F-HR SIMPLEX TRADING, LLC 100 0 -100.00 6 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 6,100 3,300 -45.90 427 234 -45.20
2018-02-01 13F-HR Highstreet Asset Management Inc. 150 42,217 28,044.67 10 2,994 29,840.00
2017-11-29 N-Q Aim Funds Group (invesco Funds Group) (see advisory)
2017-09-28 N-Q Vanguard Star Funds (see advisory)
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 40,876 45,044 10.20 2,860 3,195 11.71
2018-02-14 13F-HR UBS Group AG 91,591 82,880 -9.51 6,407 5,879 -8.24
2018-02-14 13F-HR TimesSquare Capital Management, LLC 1,517,100 1,844,700 21.59 106,136 130,863 23.30
2018-01-16 13F-HR Gemmer Asset Management LLC 181 181 0.00 13 13 0.00
2017-11-29 N-Q Gabelli Asset Fund (see advisory)
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 28,835 15,181 -47.35 2,017 1,077 -46.60
2018-02-14 13F-HR AMP Capital Investors Ltd 129,458 140,958 8.88 9,056 10,000 10.42
2018-02-13 13F-HR Talara Capital Management, LLC 91,109 146,381 60.67 6,374 10,384 62.91
2017-09-29 N-Q Oppenheimer Global Multi-asset Growth Fund (see advisory)
2018-01-26 13F-HR NORTHSTAR ASSET MANAGEMENT LLC 15,975 15,975 0.00 1,118 1,133 1.34
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 18,336 17,709 -3.42 1,282 1,256 -2.03
2017-11-22 N-Q Clearwater Investment Trust (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ 584,047 843,503 44.42 40,857 59,834 46.45
2018-02-14 13F-HR BAMCO INC /NY/ 2,025,000 2,000,000 -1.23 141,669 141,880 0.15
2017-08-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 1,938,819 846,059 -56.36 135,640 60,019 -55.75
2018-01-19 13F-HR World Asset Management Inc 15,450 14,870 -3.75 1,081 1,055 -2.41
2018-02-14 13F-HR Capital World Investors 840,000 840,000 0.00 58,766 59,590 1.40
2018-02-14 13F-HR SYMPHONY ASSET MANAGEMENT LLC 36,150 43,670 20.80 2,529 3,098 22.50
2017-11-15 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 4,935 0 -100.00 318 0 -100.00
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 36,310 34,904 -3.87 2,540 2,418 -4.80
2018-02-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 35,291 17,715 -49.80 2,469 1,257 -49.09
2018-02-07 13F-HR OPPENHEIMER & CO INC 4,291 4,280 -0.26 300 304 1.33
2018-02-12 13F-HR Artisan Partners Limited Partnership 4,298,964 3,505,521 -18.46 300,756 248,682 -17.31
2018-02-12 13F-HR Allen Capital Group, Llc 10,077 715
2018-02-14 13F-HR NGAM ADVISORS, L.P. 15,256 17,648 15.68 1,067 1,252 17.34
2017-09-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-02-13 13F-HR ASCEND CAPITAL, LLC 310,037 931,327 200.39 21,690 66,067 204.60
2018-02-08 13F-HR SEI INVESTMENTS CO 155,544 178,243 14.59 10,882 12,645 16.20
2018-02-13 13F-HR COLONY GROUP LLC 21,937 22,200 1.20 1,535 1,575 2.61
2018-01-23 13F-HR JAG CAPITAL MANAGEMENT, LLC 159,677 156,270 -2.13 11,171 11,122 -0.44
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 9,633,828 8,858,881 -8.04 673,982 628,450 -6.76
2018-01-09 13F-HR Tandem Investment Advisors, Inc. 91,263 94,241 3.26 6,385 6,685 4.70
2018-02-13 13F-HR MAVERICK CAPITAL LTD 5,297,353 3,716,045 -29.85 370,603 263,616 -28.87
2018-01-31 13F-HR CULLEN/FROST BANKERS, INC. 4,264 4,158 -2.49 298 295 -1.01
2017-11-15 13F-HR/A-1 SCOGGIN LLC 125,000 0 -100.00 8,053 0 -100.00
2018-02-14 13F-HR PRUDENTIAL PLC 172,753 172,710 -0.02 12,085 12,252 1.38
2018-02-14 13F-HR Sentinel Asset Management, Inc. 84,255 0 -100.00 5,894 0 -100.00
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 5,007 4,922 -1.70 350 349 -0.29
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 223,185 264,533 18.53 15,614 18,766 20.19
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 3,985,642 3,105,933 -22.07 280,908 219,518 -21.85
2018-02-12 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 4,333 4,333 0.00 303 307 1.32
2018-02-14 13F-HR Voya Investment Management LLC 1,069,450 1,038,237 -2.92 74,819 73,653 -1.56
2018-01-25 13F-HR Assenagon Asset Management S.A. 29,466 28,107 -4.61 2,056 2,000 -2.72
2017-11-29 N-Q Value Line Centurion Fund Inc (see advisory)
2018-02-13 13F-HR Wellington Management Group LLP 3,992,972 4,598,339 15.16 279,348 326,206 16.77
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 6,993,424 6,330,774 -9.48 489,261 449,105 -8.21
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 64,255 84,503 31.51 4,496 5,991 33.25
2018-01-30 13F-HR WRIGHT INVESTORS SERVICE INC 4,795 340
2018-02-02 13F-HR GABELLI FUNDS LLC 374,341 373,841 -0.13 26,189 26,520 1.26
2018-01-16 13F-HR WASATCH ADVISORS INC 1,276,663 519,993 -59.27 89,315 36,888 -58.70
2018-02-12 13F-HR Quantbot Technologies LP 0 22,311 0 1,582
2017-09-25 N-Q Eagle Series Trust (see advisory)
2017-08-24 N-Q Reynolds Funds Inc (see advisory)
2018-02-05 13F-HR Calton & Associates, Inc. 142 10
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 22,145 43,751 97.57 1,549 3,103 100.32
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 4,144 4,144 0.00 289,344 294,544 1.80
2018-02-14 13F-HR GUARDIAN CAPITAL LP 1,988,153 1,940,933 -2.38 138,671 138,332 -0.24
2018-02-15 13F-HR BB&T SECURITIES, LLC 21,864 22,224 1.65 1,529 1,576 3.07
2018-01-26 13F-HR WELCH & FORBES LLC 5,250 5,304 1.03 367 376 2.45
2018-02-14 13F-HR ROYAL BANK OF CANADA 9,859,846 10,092,548 2.36 689,795 715,967 3.79
2018-02-13 13F-HR Farmhouse Investment Management LLC 172,494 174,507 1.17 12,068 12,380 2.59
2018-01-31 13F-HR Dean Capital Investments Management, Llc 7,870 558
2018-02-14 13F-HR Tobam 731,189 565,871 -22.61 51,154 40,143 -21.53
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 228 16
2018-02-14 13F-HR BlueCrest Capital Management Ltd 4,849 23,215 378.76 339 1,647 385.84
2018-01-25 N-Q Putnam Funds Trust (see advisory)
2018-02-14 13F-HR CAPITAL GUARDIAN TRUST CO 787,101 921,360 17.06 55,066 65,361 18.70
2017-09-25 N-Q Alpine Equity Trust (see advisory)
2018-02-12 13F-HR Veritable, L.P. 2,928 208
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 30,890 32,790 6.15 2,161 2,326 7.64
2018-02-12 13F-HR Achmea Investment Management B.V. 10,653 22,150 107.92 745 1,571 110.87
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 450 554 23.11 31 39 25.81
2018-02-09 13F-HR PCJ Investment Counsel Ltd. 592,220 694,519 17.27 41,330 49,413 19.56
2018-01-12 13F-HR Addenda Capital Inc. 294,718 280,398 -4.86 20,565 19,953 -2.98
2017-11-14 13F-HR CLEARFIELD CAPITAL MANAGEMENT LP 860,070 0 -100.00 55,406 0 -100.00
2018-01-16 13F-HR CWM, LLC 39 39 0.00 3 3 0.00
2018-02-14 13F-HR Janney Montgomery Scott LLC 9,301 14,807 59.20 651 1,050 61.29
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 56,965 53,886 -5.41 3,985 3,823 -4.07
2018-02-14 13F-HR AVALON ADVISORS, LLC 39,255 40,768 3.85 2,746 2,892 5.32
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 0 6,100 0 433
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,992,162 3,856,170 28.88 209,332 273,557 30.68
2018-02-13 13F-HR Allianz Asset Management AG 4,332 143,570 3,214.17 302 10,217 3,283.11
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 8,997 8,997 0.00 629 638 1.43
2018-02-01 13F-HR Nationwide Fund Advisors 305,541 0 -100.00 21,376 0 -100.00
2018-01-23 13F-HR BFSG, LLC 3,356 0 -100.00 235 0 -100.00
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-02-08 13F-HR D.A. DAVIDSON & CO. 8,914 5,680 -36.28 623 403 -35.31
2018-02-13 13F-HR Advisors Asset Management, Inc. 1,474 2,294 55.63 103 163 58.25
2017-08-29 N-Q Causeway Capital Management Trust (see advisory)
2018-02-12 N-Q Piedmont Investment Trust (see advisory)
2018-01-31 13F-HR Resources Investment Advisors, Inc. 432 432 0.00 30 31 3.33
2018-02-06 13F-HR PAPP L ROY & ASSOCIATES 13,414 13,414 0.00 938 952 1.49
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 188,451 119,327 -36.68 13,184 8,465 -35.79
2018-02-02 13F-HR Global Trust Asset Management, Llc 159 11
2018-02-13 13F-HR Winton Capital Group Ltd 7,968 10,465 31.34 557 742 33.21
2018-02-09 13F-HR Proficio Capital Partners LLC 319 334 4.70 22 24 9.09
2017-11-03 N-Q Sit Mid Cap Growth Fund Inc (see advisory)
2017-08-29 N-Q Value Line Asset Allocation Fund Inc (see advisory)
2018-01-25 N-Q Dbx Etf Trust (see advisory)
2018-02-14 13F-HR Jefferies Group LLC 24,865 16,992 -31.66 1,547 1,205 -22.11
2017-11-20 N-Q Dreyfus Funds Inc (see advisory)
2018-02-12 13F-HR SASCO CAPITAL INC / CT/ 15,577 15,577 0.00 1,090 1,105 1.38
2018-02-12 13F-HR Ninepoint Partners Lp 24,757 22,452 -9.31 1,732 1,593 -8.03
2018-02-12 13F-HR CITIGROUP INC 8,912 14,125 58.49 622 1,005 61.58
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 4,381 4,423 0.96 306 315 2.94
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 7,905 8,155 3.16 553 579 4.70
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 881 438 -50.28 62 31 -50.00
2018-01-29 13F-HR IFM Investors Pty Ltd 7,672 7,672 0.00 537 544 1.30
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 4,852,132 5,130,768 5.74 338,619 364,996 7.79
2018-02-02 13F-HR Seacrest Wealth Management, Llc 202 14
2018-02-15 13F-HR Bb&t Investment Services, Inc. 3,559 4,611 29.56 240 318 32.50
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 75,761 76,639 1.16 5,300 5,437 2.58
2018-02-15 13F-HR DF DENT & CO INC 1,459,368 1,402,767 -3.88 102,097 99,512 -2.53
2018-01-10 13F-HR Hutchens Investment Management Inc 3,500 3,500 0.00 244 248 1.64
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,614,720 2,547,992 -2.55 182,486 180,320 -1.19
2017-08-29 N-Q Value Line Small Cap Opportunities Fund, Inc. (see advisory)
2018-02-14 13F-HR STEINBERG ASSET MANAGEMENT LLC 18,265 8,393 -54.05 1,278 595 -53.44
2018-02-14 13F-HR Teza Capital Management LLC 3,050 216
2017-11-14 13F-HR Verition Fund Management LLC 4,000 0 -100.00 258 0 -100.00
2018-02-02 13F-HR Aperio Group, LLC 38,047 40,169 5.58 2,662 2,850 7.06
2018-02-14 13F-HR EULAV Asset Management 665,925 653,325 -1.89 46,588 46,347 -0.52
2018-02-13 13F-HR BLUESTEIN R H & CO 5,000 5,000 0.00 350 355 1.43
2018-02-14 13F-HR Natixis Asset Management 47,289 0 -100.00 3,308 0 -100.00
2017-11-29 N-Q Value Line Mid Cap Focused Fund, Inc. (see advisory)
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 272,653 273,263 0.22 19,023 19,445 2.22
2018-02-07 13F-HR LS Investment Advisors, LLC 4,504 4,076 -9.50 315 289 -8.25
2018-02-21 N-Q Etf Series Solutions (see advisory)
2017-10-12 N-Q Volumetric Fund Inc (see advisory)
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 8,850 0 -100.00 570 0 -100.00
2017-08-29 N-Q Wasatch Funds Trust (see advisory)
2018-01-17 13F-HR National Pension Service 262,877 270,552 2.92 18,407 19,193 4.27
2017-09-29 N-Q Oppenheimer Discovery Mid Cap Growth Fund (see advisory)
2017-12-28 N-Q Putnam Investment Funds (see advisory)
2018-02-09 13F-HR TD Capital Management LLC 58 0 -100.00 4 0 -100.00
2018-02-13 13F-HR Icon Wealth Partners, Llc 283 20
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 540,252 519,494 -3.84 37,796,029 36,852,903 -2.50
2018-02-14 13F-HR Neuberger Berman Group LLC 425,678 424,535 -0.27 29,780 30,117 1.13
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 652,321 642,806 -1.46 45,637 45,601 -0.08
2018-02-15 13F-HR/A-1 Balentine LLC 960 960 0.00 67 68 1.49
2018-01-25 13F-HR Hanson & Doremus Investment Management 450 450 0.00 31 32 3.23
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 830,567 532,455 -35.89 58,106 37,772 -34.99
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 322,915 141,137 -56.29 22,536 9,966 -55.78
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 47,580 31,386 -34.04 3,329 2,227 -33.10
2017-11-14 13F-HR CASTLEARK MANAGEMENT LLC 46,956 0 -100.00 3,025 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 10,147 9,304 -8.31 711 661 -7.03
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 4,417 17,550 297.33 309 1,245 302.91
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 7,050 0 -100.00 493 0 -100.00
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 4,049 4,049 0.00 283 288 1.77
2017-10-18 13F-HR MONTRUSCO BOLTON INVESTMENTS INC. 87,737 0 -100.00 5,643 0 -100.00
2018-02-13 13F-HR Parallel Advisors, LLC 229 229 0.00 16 16 0.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 267 11 -95.88 63 0 -100.00
2017-11-14 13F-HR Magnetar Financial LLC 29,085 0 -100.00 1,874 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 130,045 0 9,225
2017-08-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-15 13F-HR SEGALL BRYANT & HAMILL, LLC 55,451 43,170 -22.15 3,879 3,063 -21.04
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 190,623 171,998 -9.77 13,336 12,202 -8.50
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 12,161 0 -100.00 851 0 -100.00
2018-01-23 13F-HR ROTHSCHILD INVESTMENT CORP /IL 30,000 2,128
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 6,000 0 -100.00 387 0 -100.00
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 3,580 72,487 1,924.78 250 5,142 1,956.80
2018-02-14 13F-HR QUANTUM CAPITAL MANAGEMENT 23,149 21,646 -6.49 1,620 1,536 -5.19
2018-01-11 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 10,500 10,500 0.00 735 745 1.36
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-15 13F-HR Cwm Advisors, Llc 761 54
2018-02-14 13F-HR BARCLAYS PLC 20,133 31,777 57.84 1,409 2,254 59.97
2018-01-30 13F-HR CUE FINANCIAL GROUP, INC. 13,065 930
2018-02-14 13F-HR Sentry Investments Corp. 2,933,699 2,734,615 -6.79 255,995 243,818 -4.76
2018-02-09 13F-HR Shell Asset Management Co 17,500 20,339 16.22 1,224 1,443 17.89
2018-02-14 13F-HR HBK INVESTMENTS L P 10,300 17,800 72.82 721 1,263 75.17
2018-02-14 13F-HR INTACT INVESTMENT MANAGEMENT INC. 137,466 133,416 -2.95 11,987 11,894 -0.78
2017-09-01 N-Q Calamos Investment Trust/il (see advisory)
2018-01-23 13F-HR HENNESSY ADVISORS INC 14,920 1,058
2018-02-01 13F-HR Tradewinds Capital Management, LLC 334 334 0.00 23 24 4.35
2018-02-23 N-Q Blackrock Funds (see advisory)
2017-11-17 N-Q Guardian Variable Products Trust (see advisory)
2018-01-26 13F-HR Baskin Financial Services Inc. 252,571 244,156 -3.33 17,616 17,390 -1.28
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 5,652 5,654 0.04 364 396 8.79
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 233,533 210,383 -9.91 16,329 14,933 -8.55
2017-11-28 N-Q Kp Funds (see advisory)
2018-02-14 13F-HR Paloma Partners Management Co 0 9,612 0 682
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 7,685 1,697 -77.92 671 151 -77.50
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2018-01-02 13F-HR Kimelman & Baird, LLC 222,279 221,694 -0.26 14,319 15,510 8.32
2018-01-16 13F-HR DAVIS R M INC 905,090 880,607 -2.71 63,320 62,470 -1.34
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 22,262 43,178 93.95 1,557 3,063 96.72
2017-10-30 N-Q Copeland Trust (see advisory)
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 0 13,644 0 968
2018-02-13 13F-HR Truewealth Llc 500 35
2017-11-14 13F-HR Walleye Trading LLC Put 0 2,000 0 140
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 130 130 0.00 9 9 0.00
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 8,942 14,122 57.93 626 1,002 60.06
2018-02-09 13F-HR BlackRock Inc. 2,828,767 2,875,819 1.66 197,899 204,009 3.09
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 0 261,206 0 22,162
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 6,393 3,539 -44.64 447 251 -43.85
2018-02-14 13F-HR Capital Bank & Trust Co 1,455,301 1,297,305 -10.86 101,813 92,031 -9.61
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 7,263 0 515
2017-08-29 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2017-11-03 13F-HR SPROTT INC. 26,786 0 -100.00 1,726 0 -100.00
2018-02-09 13F-HR Timber Hill LLC 0 2,905 0 206
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 897 1,045 16.50 63 73 15.87
2018-02-13 13F-HR Renaissance Technologies LLC 1,992,211 2,786,911 39.89 139,378 197,732 41.87
2018-02-12 13F-HR Caldera Capital, LLC 159,466 76,964 -51.74 11,156 5,459 -51.07
2017-10-17 13F-HR Cutler Group LP 211 0 -100.00 13 0 -100.00
2018-02-14 13F-HR Coe Capital Management, LLC 29,516 29,244 -0.92 2,065 2,075 0.48
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Call 14,100 19,400 37.59 986 1,376 39.55
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 900,120 817,295 -9.20 62,972 57,979 -7.93
2018-02-14 13F-HR EVENTIDE ASSET MANAGEMENT, LLC 420,000 517,000 23.10 29,383 36,676 24.82
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 505 0 -100.00 33 0 -100.00
2017-11-14 13F-HR GAM Holding AG 10,275 0 -100.00 662 0 -100.00
2018-02-08 13F-HR First Allied Advisory Services, Inc. 5,067 5,285 4.30 352 376 6.82
2018-02-13 13F-HR SCOTIA CAPITAL INC. 96,826 115,076 18.85 6,766 8,162 20.63
2018-02-12 13F-HR Cipher Capital LP 0 26,789 0 1,901
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 63,111 63,111 0.00 4,415 4,477 1.40
2018-02-14 13F-HR SANDLER CAPITAL MANAGEMENT 54,521 54,161 -0.66 3,814 3,842 0.73
2017-11-29 N-Q Gateway Trust (see advisory)
2017-10-18 13F-HR HOWE & RUSLING INC 565 0 -100.00 36 0 -100.00
2017-11-28 N-Q Wells Fargo Variable Trust (see advisory)
2017-11-28 N-Q Jp Morgan Mutual Fund Investment Trust (see advisory)
2017-08-28 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 454,265 460,458 1.36 31,780 32,665 2.78
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 803,891 713,766 -11.21 56,240 50,635 -9.97
2018-02-14 13F-HR STIFEL FINANCIAL CORP 73,147 81,959 12.05 5,106 5,814 13.87
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 2,766,138 2,864,700 3.56 193,519 203,222 5.01
2017-10-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 631,315 648,441 2.71 44,167 46,001 4.15
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 19,018 1,349
2018-02-09 13F-HR Alexandria Capital, LLC 135 0 -100.00 9 0 -100.00
2018-01-30 13F-HR BESSEMER GROUP INC 271,660 224,171 -17.48 19,005 15,902 -16.33
2018-02-08 13F-HR TORONTO DOMINION BANK Call 6,300 5,000 -20.63 441 356 -19.27
2018-02-02 13F-HR/A-1 PICTON MAHONEY ASSET MANAGEMENT 100,800 98,000 -2.78 7,052 6,953 -1.40
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 3,708 3,708 0.00 259 263 1.54
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 18,364,469 30,655,456 66.93
2018-02-12 13F-HR VAN ECK ASSOCIATES CORP 24,010 24,020 0.04 1,680 1,704 1.43
2018-01-26 13F-HR K.J. Harrison & Partners Inc 0 20,000 0 1,425
2018-02-13 13F-HR SNYDER CAPITAL MANAGEMENT L P 331,899 349,241 5.23 23,220 24,775 6.70
2017-08-28 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2018-02-06 13F-HR M&T BANK CORP 9,120 10,289 12.82 638 730 14.42
2018-02-14 13F-HR Crestline Management, LP 80,000 0 -100.00 5,597 0 -100.00
2018-02-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 36,269 35,966 -0.84 3,232 3,237 0.15
2018-02-14 13F-HR Dorsey Wright & Associates 77,218 89,380 15.75 5,402 6,341 17.38
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 103,222 114,865 11.28 7,221 8,149 12.85
2018-02-01 13F-HR CIBC World Markets Inc. 3,051,112 2,973,088 -2.56 213,456 210,911 -1.19
2018-02-13 13F-HR OMERS ADMINISTRATION Corp 0 176,000 0 12,485
2018-02-09 13F-HR Twin Tree Management, LP 14,516 1 -99.99 1,016 0 -100.00
2018-01-26 13F-HR Nelson Roberts Investment Advisors, LLC 17 1
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 16,933 17,870 5.53 1,185 1,268 7.00
2018-01-29 N-Q Oppenheimer Main Street Funds (see advisory)
2018-02-07 13F-HR Spectrum Management Group, Inc. 18 18 0.00 1 1 0.00
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 6,812 483
2018-02-14 13F-HR Gotham Asset Management, LLC 15,920 0 -100.00 1,114 0 -100.00
2018-01-24 13F-HR Rathbone Brothers plc 12,832 12,832 0.00 898 910 1.34
2018-02-14 13F-HR Summit Trail Advisors, Llc 88 6
2018-01-23 13F-HR Cerebellum Gp, Llc 1,762 125
2017-11-29 N-Q Oppenheimer Main Street Mid Cap Fund (see advisory)
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 13,986 13,686 -2.15 978 971 -0.72
2018-01-26 13F-HR Tarbox Group, Inc. 22 22 0.00 2 2 0.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 221,264 263,983 19.31 15,480 18,727 20.98
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 16 16 0.00 1 1 0.00
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3 3 0.00 0 0
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 80,137 102,715 28.17 5,513 7,188 30.38
2017-10-11 N-Q Sentinel Group Funds Inc (see advisory)
2018-02-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 101,400 98,012 -3.34 7,094 6,953 -1.99
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,963 0 -100.00 277 0 -100.00
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 12,387 13,992 12.96 867 994 14.65
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 0 4,546 0 322
2018-02-14 13F-HR LPL Financial LLC 22,024 20,612 -6.41 1,541 1,462 -5.13
2018-02-12 13F-HR Atlantic Trust Group, LLC 1,443 102
2018-02-07 13F-HR WHITTIER TRUST CO 100 100 0.00 7 7 0.00
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 201,734 692,802 243.42 14,113 49,147 248.24
2018-02-13 13F-HR JP Morgan Chase & Co 11,004,556 9,725,679 -11.62 770,540 689,940 -10.46
2018-01-17 13F-HR Asset Dedication, LLC 0 645 0 46
2017-10-26 13F-HR Acrospire Investment Management LLC 303 0 -100.00 20 0 -100.00
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 745,009 795,109 6.72 52,332 56,539 8.04
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 53,321 63,647 19.37 3,730 4,515 21.05
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 35,623 38,782 8.87 2,492 2,751 10.39
2017-10-17 13F-HR Creative Planning 2,397 0 -100.00 154 0 -100.00
2018-02-08 13F-HR Trexquant Investment LP 0 15,301 0 1,085
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 5,128 5,128 0.00 359 359 0.00
2018-02-14 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 17,400 17,400 0.00 1,217 1,264 3.86
2018-02-14 13F-HR MORGAN STANLEY 341,943 489,975 43.29 23,922 34,759 45.30
2018-02-14 13F-HR HSBC HOLDINGS PLC 28,905 31,969 10.60 2,020 2,271 12.43
2017-11-29 N-Q Gabelli Dividend & Income Trust (see advisory)
2018-02-12 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 929,014 916,813 -1.31 64,994 65,039 0.07
2018-02-14 13F-HR DIAM Co., Ltd. 417,171 416,038 -0.27 29,186 29,512 1.12
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 16,795 16,197 -3.56 1,172 1,149 -1.96
2017-11-27 N-Q Voya Variable Products Trust (see advisory)
2018-02-13 13F-HR AVIVA PLC 179,263 146,653 -18.19 12,554 10,416 -17.03
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-02-14 13F-HR Andra AP-fonden 65,900 60,100 -8.80 4,610 4,263 -7.53
2018-02-14 13F-HR Zions Bancorporation 113 113 0.00 8 8 0.00
2017-09-28 N-Q American Mutual Fund (see advisory)
2018-02-02 13F-HR US BANCORP \DE\ 2,346 2,507 6.86 164 178 8.54
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 17,600 12,403 -29.53 1,231,313 879,940 -28.54
2018-02-14 13F-HR/A-1 Worth Venture Partners, LLC 5,138 3,478 -32.31 359 247 -31.20
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 304,415 165,943 -45.49 21,298 11,773 -44.72
2018-02-13 13F-HR Evercore Wealth Management, LLC 294 294 0.00 21 21 0.00
2018-02-13 13F-HR Jarislowsky, Fraser Ltd 6,483 6,305 -2.75 452 448 -0.88
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 11,189 794
2017-09-26 N-Q Deutsche Market Trust (see advisory)
2018-02-21 13F-HR Hanson McClain, Inc. 15,606 3,456 -77.85 1,092 245 -77.56
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 943 0 -100.00 61 0 -100.00
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 4,473 3,252 -27.30 313 231 -26.20
2018-02-14 13F-HR CREDIT SUISSE AG/ 408,684 515,987 26.26 28,591 36,605 28.03
2018-02-09 13F-HR SUNTRUST BANKS INC 97,438 94,031 -3.50 6,814 6,668 -2.14
2018-01-23 13F-HR STRS OHIO 3,471 3,255 -6.22 242 230 -4.96
2018-02-07 13F-HR Swiss National Bank 970,759 1,034,059 6.52 67,914 73,356 8.01
2018-02-14 13F-HR STATE STREET CORP 1,745,011 1,784,077 2.24 122,074 126,568 3.68
2017-10-24 N-Q Voya Equity Trust (see advisory)
2017-12-04 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 11,891 0 -100.00 857 0 -100.00
2018-02-06 13F-HR Russell Investments Group, Ltd. 857,050 843,683 -1.56 59,929 59,745 -0.31
2018-02-13 13F-HR Hillsdale Investment Management Inc. 1,324 1,629 23.04 93 116 24.73
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 18,984 22,905 20.65 1,328 1,625 22.36
2018-02-08 SC 13G/A VANGUARD GROUP INC 13,886,531 23,274,272 67.60
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 4,498 4,498 0.00 315 319 1.27
2018-02-16 13F-HR We Are One Seven, Llc 21 1
2018-02-22 13F-HR Cable Hill Partners, LLC 754 431 -42.84 53 30 -43.40
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 13,444 16,574 23.28 941 1,176 24.97
2018-01-30 13F-HR Three Peaks Capital Management, LLC 142,740 132,362 -7.27 9,986 9,390 -5.97
2017-09-28 N-Q Old Westbury Funds Inc (see advisory)
2018-01-18 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 1,821,340 1,724,722 -5.30 127,421 122,352 -3.98
2017-11-29 N-Q Aquila Funds Trust (see advisory)
2018-01-30 13F-HR British Airways Pensions Investment Management Ltd 482,289 237,857 -50.68 33,732 16,877 -49.97
2018-02-02 13F-HR COMERICA BANK 16,878 15,685 -7.07 1,200 1,134 -5.50
2017-11-29 N-Q Nuveen Investment Funds Inc (see advisory)
2017-11-29 N-Q Gabelli Value 25 Fund Inc (see advisory)
2018-01-12 13F-HR KAMES CAPITAL plc 29,074 29,074 0.00 2,027 2,069 2.07
2018-02-13 13F-HR BANK OF NOVA SCOTIA 400,152 609,937 52.43 27,977 43,268 54.66
2017-11-29 N-Q Gabelli Global Small & Mid Cap Value Trust (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,304 1,304 0.00 91 93 2.20
2018-02-14 13F-HR Marshall Wace North America L.P. 33,298 287,274 762.74 2,331 20,404 775.33
2018-02-12 13F-HR Bayesian Capital Management, LP 4,000 16,900 322.50 280 1,199 328.21
2018-02-09 13F-HR Fiera Capital Corp 2,629,644 1,914,294 -27.20 183,805 136,248 -25.87
2018-02-14 13F-HR Capital International Investors 3,288,000 3,288,000 0.00 230,028 233,251 1.40
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,076,562 0 -100.00 75,303 0 -100.00
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 39 52 33.33 2 2 0.00
2018-02-14 13F-HR NORTHERN TRUST CORP 455,260 468,259 2.86 31,850 33,218 4.30
2018-02-12 13F-HR Winfield Associates, Inc. 60 85 41.67 4 7 75.00
2018-01-29 13F-HR BB&T CORP 3,311 0 -100.00 232 0 -100.00
2018-02-09 13F-HR FRONTIER INVESTMENT MGMT CO 18,681 18,681 0.00 1,307 1,325 1.38
2017-09-28 N-Q Oppenheimer Global Multi-asset Income Fund (see advisory)
2018-01-11 13F-HR AMERICAN NATIONAL BANK 0 65 0 5
2018-02-13 13F-HR OAK RIDGE INVESTMENTS LLC 537,631 461,817 -14.10 37,613 32,761 -12.90
2017-12-21 N-Q American Pension Investors Trust (see advisory)
2017-10-30 N-Q Investment Managers Series Trust (see advisory)
2017-09-28 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-01-26 N-Q Monteagle Funds (see advisory)
2017-11-28 N-Q Lkcm Funds (see advisory)
2018-02-02 13F-HR CIBC Asset Management Inc 982,661 733,763 -25.33 68,540 52,265 -23.75
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 9,950 2,900 -70.85 696 206 -70.40
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 42,625 46,880 9.98 2,986 3,335 11.69
2017-11-28 N-Q Anchor Series Trust (see advisory)
2018-02-13 13F-HR Calamos Advisors LLC 579,617 274,880 -52.58 40,550 19,500 -51.91
2018-01-31 13F-HR Front Row Advisors Llc 150 11
2018-02-12 13F-HR FMR LLC / Fidelity 5,482,787 5,577,391 1.73 383,448 395,619 3.17
2017-11-08 13F-HR Catalyst Capital Advisors LLC Call 50 0 -100.00 25 0 -100.00
2018-01-10 13F-HR DnB Asset Management AS 16,800 18,800 11.90 1,175,328 1,333,672 13.47
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 2,052,474 145,602
2017-09-29 N-Q Alger Funds Ii (see advisory)
2018-02-14 13F-HR Nuveen Asset Management, LLC Call 0 15,300 0 1
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 9,901 31,993 223.13 693 2,269 227.42
2018-01-18 13F-HR Syntal Capital Partners, LLC 10,317 18,768 81.91 721 1,331 84.60
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 43,520 41,020 -5.74 3,045 2,423 -20.43
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-14 13F-HR PEAK6 Investments, L.P. 3,953 0 -100.00 255 0 -100.00
2018-02-14 13F-HR BOKF, NA 4,458 4,303 -3.48 312 306 -1.92
2018-02-12 13F-HR JUPITER ASSET MANAGEMENT LTD 201,887 197,050 -2.40 14,124 13,979 -1.03
2018-02-15 13F-HR GLENMEDE TRUST CO NA 345 335 -2.90 24 23 -4.17
2018-02-14 13F-HR MACQUARIE GROUP LTD 3,350 2,850 -14.93 234 108 -53.85
2018-02-14 13F-HR Nuveen Asset Management, LLC 455,866 556,722 22.12 31,892 39,494 23.84
2017-11-14 13F-HR Arizona State Retirement System 10,350 0 -100.00 667 0 -100.00
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 130,631 101,280 -22.47 9,139 7,185 -21.38
2018-02-12 13F-HR Korea Investment CORP 56,041 51,141 -8.74 3,921 3,628 -7.47
2018-02-14 13F-HR Brasada Capital Management, Lp 97,228 6,897
2018-02-14 13F-HR National Planning Corp 3,551 0 -100.00 248 0 -100.00
2018-02-14 13F-HR Point72 Asset Management, L.P. 13,800 30,000 117.39 965 2,128 120.52
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 47,440 0 -100.00 3,319 0 -100.00
2018-02-08 13F-HR Capital Planning Advisors, LLC 14,894 14,894 0.00 1,042 1,057 1.44
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 8,798 0 624
2018-01-24 13F-HR IFP Advisors, Inc 106 123 16.04 7 9 28.57
2018-02-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 21,550 19,950 -7.42 1,508 1,415 -6.17
2017-11-21 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 1,539 0 -100.00 108 0 -100.00
2018-01-16 13F-HR FIRST FINANCIAL CORP /IN/ 9,750 9,750 0.00 682 692 1.47
2017-11-13 13F-HR WEXFORD CAPITAL LP 33,995 0 -100.00 2,190 0 -100.00
2017-11-29 N-Q Brown Advisory Funds (see advisory)
2017-11-01 N-Q Forum Funds (see advisory)
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 463,009 755,352 63.14 32,407 53,634 65.50
2017-11-14 13F-HR Walleye Trading LLC Call 0 1,500 0 105
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 43,232 45,901 6.17 3,025 3,256 7.64
2017-11-29 N-Q Oppenheimer Variable Account Funds (see advisory)
2017-11-08 13F-HR Friedberg Investment Management 116,807 35,445 -69.66 7,525 2,480 -67.04
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 3,420 3,005 -12.13 239 213 -10.88
2018-01-26 13F-HR ADVISOR PARTNERS LLC 3,004 216
2017-11-29 N-Q Mutual Fund Series Trust (see advisory)
2018-02-13 13F-HR Delpha Capital Management, Llc 804 57
2017-11-29 N-Q Value Line Funds Variable Trust (see advisory)
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 200,000 14,188
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 586,662 279,794 -52.31 41,043 19,849 -51.64
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 36,283 34,830 -4.00 2,538 2,471 -2.64
2018-02-12 13F-HR State of Tennessee, Treasury Department 297,541 297,541 0.00 20,782 21,154 1.79
2018-02-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 4,111 4,111 0.00 288 292 1.39
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 19,201 46,787 143.67 1,343 3,319 147.13
2017-11-13 13F-HR Bridgewater Associates, LP 3,676 0 -100.00 237 0 -100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 20,203 20,437 1.16 1,413 1,450 2.62
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 4,950 3,950 -20.20 346 280 -19.08
2017-11-29 N-Q Value Line Premier Growth Fund, Inc. (see advisory)
2018-02-07 13F-HR AGF Investments America Inc. 162,598 153,914 -5.34 11,375 10,919 -4.01
2017-10-26 13F-HR Integrated Investment Consultants, LLC 648 828 27.78 42 58 38.10
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 12,634 25,892 104.94 885 1,841 108.02
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 17,722 17,722 0.00 1,236 1,236 0.00
2017-11-14 13F-HR ALLSTATE CORP 14,760 0 -100.00 951 0 -100.00
2018-02-09 13F-HR FDx Advisors, Inc. 5,881 6,852 16.51 411 486 18.25
2018-02-09 13F-HR HENDERSON GROUP PLC 2,304,564 2,292,486 -0.52 161,227 162,629 0.87
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2017-09-27 N-Q Advisors' Inner Circle Fund (see advisory)
2018-02-15 13F-HR Sterling Capital Management LLC 82,445 73,640 -10.68 5,768 5,224 -9.43
2017-08-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2018-02-12 13F-HR Brown Advisory Securities, LLC 16,277 16,144 -0.82 1,138 1,144 0.53
2018-01-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 11,725 12,825 9.38 820 910 10.98
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 3,969 2,904 -26.83 346 259 -25.14
2017-11-17 N-Q Liberty All Star Equity Fund (see advisory)
2018-02-12 13F-HR Greystone Managed Investments Inc. 1,148,542 1,123,139 -2.21 80,136 79,923 -0.27
2017-10-30 N-Q Wells Fargo Master Trust (see advisory)
2017-11-28 N-Q Mfs Variable Insurance Trust Ii (see advisory)
2017-10-27 N-Q Pioneer Series Trust Ii (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 51,300 0 -100.00 3,589 0 -100.00
2018-02-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 9,278 658
2018-02-02 13F-HR Cribstone Capital Management, LLC 690 690 0.00 48 49 2.08
2018-02-07 13F-HR KBC Group NV 40,659 36,380 -10.52 2,845 2,581 -9.28
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 758,636 555,991 -26.71 53,073 39,441 -25.69
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 2,097,312 1,686,778 -19.57 146,333 120,031 -17.97
2018-02-13 13F-HR Millrace Asset Group, Inc. 11,460 10,000 -12.74 802 710 -11.47
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 12,254 11,001 -10.23 857 780 -8.98
2018-01-24 13F-HR SG Americas Securities, LLC 0 2,728 0 194
2018-02-12 13F-HR COOKSON PEIRCE & CO INC 35,010 34,405 -1.73 2,449 2,441 -0.33
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-08 13F-HR Advisory Services Network, LLC 7 0
2018-02-13 13F-HR Axa 141,965 96,236 -32.21 9,932 6,827 -31.26
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 6,598 6,118 -7.27 462 434 -6.06
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 34,717 104,964 202.34 2,429 7,446 206.55
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 389,719 284,200 -27.08 25,108 19,870 -20.86
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 510 404 -20.78 36 29 -19.44
2018-02-14 13F-HR FIFTH THIRD BANCORP 109 109 0.00 8 8 0.00
2018-02-09 13F-HR Waratah Capital Advisors Ltd. 150,247 66,157 -55.97 10,511 4,693 -55.35
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 41,984 0 -100.00 3,507 0 -100.00
2018-02-13 13F-HR Bay Street Capital Partners Llc 32,500 2,306
2018-02-13 13F-HR CREDIT AGRICOLE S A 156,550 0 -100.00 10,952 0 -100.00
2018-02-14 13F-HR Adage Capital Partners GP LLC 403,455 222,966 -44.74 28,226 15,817 -43.96
2018-02-08 13F-HR TORONTO DOMINION BANK 382,939 454,122 18.59 26,779 32,311 20.66
2017-08-23 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 83,666 170,414 103.68 5,853 12,091 106.58
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 7,563 8,379 10.79 529 594 12.29
2018-02-02 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,974 10,750 7.78 698 763 9.31
2018-02-06 13F-HR Daiwa Securities Group Inc. 141,543 155,843 10.10 9,902 11,056 11.65
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 567,498 860,374 51.61 39,702 61,035 53.73
2018-01-30 13F-HR Roble, Belko & Company, Inc 144 144 0.00 10 10 0.00
2018-02-14 13F-HR NUMERIC INVESTORS LLC 26,750 39,950 49.35 1,871 2,834 51.47
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 8,363 0 -100.00 539 0 -100.00
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 75 75 0.00 5 5 0.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 112 862 669.64 8 61 662.50
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,038,465 1,063,726 2.43 72,651 75,461 3.87
2018-02-02 13F-HR Sandy Spring Bank 132 132 0.00 9 9 0.00
2018-02-13 13F-HR Granite Investment Advisors, Inc. 3,500 248
2018-02-14 13F-HR Marshall Wace LLP 0 11,968 0 849
2018-01-24 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 4,500 4,500 0.00 315 319 1.27
2018-02-05 13F-HR BOURGEON CAPITAL MANAGEMENT LLC 10,200 10,200 0.00 714 724 1.40
2018-02-12 13F-HR BROWN ADVISORY INC 1,973,657 2,002,413 1.46 138,085 142,021 2.85
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 115,713 120,081 3.77 8,095 8,519 5.24
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 109,122 712,538 552.97 7,634 50,547 562.13
2018-01-17 13F-HR BURNS J W & CO INC/NY 22,075 22,075 0.00 1,544 1,566 1.42
2018-01-10 13F-HR FIRST CITIZENS BANK & TRUST CO 10,330 11,483 11.16 723 815 12.72
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 258,742 190,934 -26.21 22,578 17,024 -24.60
2018-02-09 13F-HR TCW GROUP INC 932,941 1,153,901 23.68 65,269 81,858 25.42
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 500 35
2018-02-12 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 0 27,238 0 1,932
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 33,542 0 -100.00 2,160 0 -100.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 7,184 0 510
2018-02-07 13F-HR AGF INVESTMENTS INC. 35,625 64,504 81.06 2,492 4,576 83.63
2017-09-25 N-Q Thrivent Mutual Funds (see advisory)
2018-02-08 13F-HR Findlay Park Partners LLP 4,606,589 4,124,712 -10.46 322,277 292,607 -9.21
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 358,023 335,171 -6.38 25,046 23,772 -5.09
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 80,589 80,589 0.00 5,638 5,716 1.38
2017-12-29 N-Q Oppenheimer Main Street All Cap Fund (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 350,345 341,320 -2.58 24,511 24,214 -1.21
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 119,599 384,978 221.89 8,373 27,338 226.50
2018-02-07 13F-HR Catalyst Capital Advisors LLC 46,350 39,050 -15.75 3,242 2,770 -14.56
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 3,539 3,539 0.00 248 251 1.21
2018-02-21 13F-HR/A-1 APG Asset Management N.V. 330,203 347,403 5.21 23,101 20,524 -11.16
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 641,433 596,583 -6.99 44,757 42,453 -5.15
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 99 99 0.00 7 7 0.00
2018-02-14 13F-HR GCA INVESTMENT MANAGEMENT, LLC 350,360 350,360 0.00 24,511 24,855 1.40
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 81,995 82,892 1.09 5,737 5,880 2.49
2017-11-13 13F-HR/A-1 NORGES BANK 3,027,182 3,309,880 9.34 218,081 236,113 8.27
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 444,777 442,265 -0.56 31,117 31,374 0.83
2018-02-13 13F-HR Legal & General Group Plc 1,059,183 1,005,998 -5.02 73,922 71,553 -3.20
2018-01-17 13F-HR Cutler Group LP Call 1,400 0 -100.00 4 0 -100.00
2018-02-09 13F-HR Warren Averett Asset Management, LLC 5,227 5,227 0.00 366 371 1.37
2018-02-14 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 1,947 138
2018-01-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 16,000 1,135
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 3,300 3,300 0.00 231 234 1.30
2018-02-13 13F-HR Echo Street Capital Management LLC 578,529 507,052 -12.35 40,474 35,970 -11.13
2018-02-08 13F-HR Probity Advisors, Inc. 8,327 6,603 -20.70 583 468 -19.73
2018-01-18 13F-HR Westpac Banking Corp 12,495 0 -100.00 874,151 0 -100.00
2017-11-29 N-Q Nuveen Nasdaq 100 Dynamic Overwrite Fund (see advisory)

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WCN / Waste Connections, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 941053100