SecurityWCN / Waste Connections, Inc. (941053100)
Institutional Owners475 (86 N-Q Owners)
Institutional Shares223,884,868 - 84.91% (ex. N-Q)
Common Shares Outstanding263,665,601 shares (as of 2017-12-31)
Institutional Value$ 55,934,650,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Waste Connections, Inc. (NYSE:WCN) has 475 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 223,884,868 shares. Largest shareholders include Price T Rowe Associates Inc /md/, Vanguard Group Inc, Royal Bank Of Canada, JP Morgan Chase & Co, Bank Of Montreal /can/, Wells Fargo & Company/mn, FMR LLC / Fidelity, Td Asset Management Inc, Norges Bank, and Wellington Management Group LLP.
Waste Connections, Inc. (NYSE:WCN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 36,283 34,830 -4.00 2,538 2,471 -2.64
2018-04-11 13F-HR Addenda Capital Inc. 280,398 277,276 -1.11 19,953 19,883 -0.35
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 692,802 730,226 5.40 49,147 52,386 6.59
2018-05-04 13F-HR M&T BANK CORP 10,289 10,116 -1.68 730 726 -0.55
2018-05-04 13F-HR Warren Averett Asset Management, LLC 5,227 0 -100.00 371 0 -100.00
2018-04-26 13F-HR Global Trust Asset Management, Llc 159 159 0.00 11 11 0.00
2018-05-07 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 4,333 4,333 0.00 307 311 1.30
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 101,280 101,280 0.00 7,185 7,266 1.13
2018-04-04 13F-HR Vigilant Capital Management, LLC 0 1,045 0 75
2018-04-27 N-Q Copeland Trust (see advisory)
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 11,001 11,070 0.63 780 794 1.79
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 532,455 481,323 -9.60 37,772 34,531 -8.58
2018-02-27 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-04-30 13F-HR Assenagon Asset Management S.A. 28,107 31,817 13.20 2,000 2,281 14.05
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,076,562 0 -100.00 75,303 0 -100.00
2018-05-15 13F-HR Achmea Investment Management B.V. 22,150 0 -100.00 1,571 0 -100.00
2018-02-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 101,400 98,012 -3.34 7,094 6,953 -1.99
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 17,550 18,160 3.48 1,245 1,303 4.66
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 200,000 100,000 -50.00 14,188 7,174 -49.44
2018-02-21 N-Q Etf Series Solutions (see advisory)
2018-01-25 N-Q Dbx Etf Trust (see advisory)
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 130 130 0.00 9 9 0.00
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-10 13F-HR IFM Investors Pty Ltd 7,672 8,522 11.08 544 611 12.32
2018-05-01 13F-HR Allen Capital Group, Llc 10,077 10,607 5.26 715 761 6.43
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 22,905 22,905 0.00 1,625 1,643 1.11
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 648,441 814,646 25.63 46,001 58,443 27.05
2018-05-14 13F-HR Icon Wealth Partners, Llc 283 0 -100.00 20 0 -100.00
2018-05-15 13F-HR BANK OF NOVA SCOTIA 609,937 595,715 -2.33 43,268 42,705 -1.30
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 8,858,881 8,932,360 0.83 628,450 640,807 1.97
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 13,992 12,387 -11.47 994 888 -10.66
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 52 52 0.00 2 2 0.00
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 46,787 2,900 -93.80 3,319 208 -93.73
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 190,934 214,534 12.36 17,024 19,832 16.49
2018-05-11 13F-HR Russell Investments Group, Ltd. 843,683 854,197 1.25 59,745 61,224 2.48
2018-05-11 13F-HR Gemmer Asset Management LLC 181 231 27.62 13 17 30.77
2018-05-14 13F-HR PCJ Investment Counsel Ltd. 694,519 872,844 25.68 49,413 62,586 26.66
2018-05-15 13F-HR BARCLAYS PLC 31,777 70,304 121.24 2,254 5,044 123.78
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-04-23 13F-HR World Asset Management Inc 14,870 10,467 -29.61 1,055 751 -28.82
2018-05-11 13F-HR Caldera Capital, LLC 76,964 179,752 133.55 5,459 12,895 136.22
2018-05-15 13F-HR JANE STREET GROUP, LLC 7,263 41,737 474.65 515 2,994 481.36
2018-05-08 13F-HR US BANCORP \DE\ 2,507 31,927 1,173.51 178 2,290 1,186.52
2018-03-01 N-Q Value Line Asset Allocation Fund Inc (see advisory)
2018-04-04 13F-HR BURNS J W & CO INC/NY 22,075 22,075 0.00 1,566 1,584 1.15
2018-05-03 13F-HR STEPHENS INC /AR/ 5,360 6,191 15.50 380 444 16.84
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 4,546 13,783 203.19 322 989 207.14
2018-05-15 13F-HR SANDLER CAPITAL MANAGEMENT 54,161 94,151 73.84 3,842 6,754 75.79
2018-05-17 13F-HR Atlantic Trust Group, LLC 1,443 1,443 0.00 102 104 1.96
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 43,170 21,733 -49.66 3,063 1,559 -49.10
2018-05-11 13F-HR Fiera Capital Corp 1,914,294 1,892,373 -1.15 136,248 135,584 -0.49
2018-05-14 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 334,680 24,009
2018-05-04 13F-HR Sandy Spring Bank 132 132 0.00 9 9 0.00
2018-04-19 13F-HR Asset Dedication, LLC 645 645 0.00 46 46 0.00
2018-05-15 13F-HR BANK OF NOVA SCOTIA TRUST CO 43,751 47,716 9.06 3,103 3,423 10.31
2018-03-23 N-Q Alpine Equity Trust (see advisory)
2018-02-21 13F-HR/A APG Asset Management N.V. 330,203 347,403 5.21 23,101 20,524 -11.16
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 3,252 3,252 0.00 231 233 0.87
2018-05-15 13F-HR Adage Capital Partners GP LLC 222,966 560,426 151.35 15,817 40,205 154.19
2018-05-01 13F-HR COOKSON PEIRCE & CO INC 34,405 26,274 -23.63 2,441 1,885 -22.78
2018-05-04 13F-HR Copeland Capital Management, LLC 283,206 276,835 -2.25 20,090 19,861 -1.14
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-09 13F-HR Findlay Park Partners LLP 4,124,712 4,124,712 0.00 292,607 295,907 1.13
2018-05-15 13F-HR GV Financial Advisors 640 46
2018-05-15 13F-HR Capital International Investors 3,288,000 3,288,000 0.00 233,251 235,881 1.13
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 3,539 3,539 0.00 251 254 1.20
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-10 13F-HR Ninepoint Partners Lp 22,452 20,402 -9.13 1,593 1,464 -8.10
2018-04-24 13F-HR Tarbox Group, Inc. 22 22 0.00 2 2 0.00
2018-02-12 13F-HR Cipher Capital LP 0 26,789 0 1,901
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 25,892 522,742 1,918.93 1,841 37,481 1,935.90
2018-02-12 13F-HR FMR LLC / Fidelity 5,482,787 5,577,391 1.73 383,448 395,619 3.17
2018-05-14 13F-HR Nuveen Asset Management, LLC Call 15,300 0 -100.00 1 0 -100.00
2018-05-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 35,966 33,132 -7.88 3,237 3,036 -6.21
2018-05-11 13F-HR C M BIDWELL & ASSOCIATES LTD 16 16 0.00 1 1 0.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 11,189 13,497 20.63 794 968 21.91
2018-05-10 13F-HR NGAM ADVISORS, L.P. 17,648 19,023 7.79 1,252 1,365 9.03
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 460,458 429,528 -6.72 32,665 30,814 -5.67
2018-05-08 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 9,278 0 -100.00 658 0 -100.00
2018-04-16 13F-HR LATHROP INVESTMENT MANAGEMENT CORP 3,480 3,480 0.00 247 250 1.21
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-15 13F-HR Empire Life Investments Inc. 397,958 28,273
2018-05-15 13F-HR/A Millrace Asset Group, Inc. 10,000 0 -100.00 710 0 -100.00
2018-05-15 13F-HR Marshall Wace LLP 11,968 8,027 -32.93 849 576 -32.16
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 0 261,206 0 22,162
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Call 209,500 38
2018-02-14 13F-HR Sentinel Asset Management, Inc. 84,255 0 -100.00 5,894 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 8,379 8,379 0.00 594 601 1.18
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,856,170 4,260,678 10.49 273,557 305,661 11.74
2018-05-15 13F-HR Bay Street Capital Partners Llc 32,500 0 -100.00 2,306 0 -100.00
2018-05-15 13F-HR CAPITAL INTERNATIONAL INC /CA/ 19,950 20,350 2.01 1,415 1,460 3.18
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 16,574 17,173 3.61 1,176 1,232 4.76
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 450 554 23.11 31 39 25.81
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 0 130,900 0 9,391
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 31,386 31,525 0.44 2,227 2,262 1.57
2018-05-08 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 916,813 904,309 -1.36 65,039 64,875 -0.25
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 133,416 68,316 -48.79 11,894 6,285 -47.16
2018-05-02 13F-HR Dean Capital Investments Management, Llc 7,870 7,870 0.00 558 565 1.25
2018-05-15 13F-HR Natixis Asset Management 0 87,062 0 6,246
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 3,708 3,708 0.00 263 266 1.14
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2018-04-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 141,137 71,989 -48.99 9,966 5,162 -48.20
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 642,806 633,351 -1.47 45,601 45,437 -0.36
2018-05-15 13F-HR Magnetar Financial LLC 0 8,013 0 575
2018-05-03 13F-HR SG Americas Securities, LLC 2,728 7,773 184.93 194 558 187.63
2018-04-25 13F-HR WRIGHT INVESTORS SERVICE INC 4,795 0 -100.00 340 0 -100.00
2018-05-15 13F-HR BlueCrest Capital Management Ltd 23,215 5,161 -77.77 1,647 370 -77.53
2018-05-10 13F-HR TORONTO DOMINION BANK Call 5,000 0 -100.00 356 0 -100.00
2018-05-14 13F-HR Talara Capital Management, LLC 146,381 146,381 0.00 10,384 10,501 1.13
2018-05-14 13F-HR Shell Asset Management Co 20,339 22,104 8.68 1,443 1,586 9.91
2018-02-14 13F-HR National Planning Corp 3,551 0 -100.00 248 0 -100.00
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 11,483 11,316 -1.45 815 812 -0.37
2018-05-04 13F-HR AGF INVESTMENTS INC. 64,504 69,732 8.10 4,576 5,003 9.33
2018-05-02 13F-HR NORTHSTAR ASSET MANAGEMENT LLC 15,975 15,975 0.00 1,133 1,147 1.24
2018-05-18 N-Q Liberty All Star Equity Fund (see advisory)
2018-05-15 13F-HR Capital World Investors 840,000 840,000 0.00 59,590 60,262 1.13
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 404 676 67.33 29 48 65.52
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 130,045 0 9,225
2018-05-18 13F-HR Xact Kapitalforvaltning AB 45,901 48,338 5.31 3,256 3,468 6.51
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 16,165 0 1,160
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-05-15 13F-HR Point72 Asset Management, L.P. 30,000 127,100 323.67 2,128 9,118 328.48
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 921,360 904,190 -1.86 65,361 64,867 -0.76
2018-05-11 13F-HR Cutler Group LP 0 74 0 5
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-05-15 13F-HR Balentine LLC 960 0 -100.00 68 0 -100.00
2018-05-09 13F-HR GABELLI FUNDS LLC 373,841 365,841 -2.14 26,520 26,245 -1.04
2018-02-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2018-05-09 13F-HR Twin Tree Management, LP 1 18,995 1,899,400.00 0 1,363
2018-05-14 13F-HR DIAM Co., Ltd. 416,038 49,948 -87.99 29,512 3,584 -87.86
2018-05-15 13F-HR Jefferies Group LLC 16,992 22,320 31.36 1,205 1,601 32.86
2017-12-21 N-Q American Pension Investors Trust (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 262 212 -19.08 19 15 -21.05
2018-05-12 13F-HR Hillsdale Investment Management Inc. 1,629 1,354 -16.88 116 96 -17.24
2018-05-03 13F-HR ADVISOR PARTNERS LLC 3,004 2,991 -0.43 216 215 -0.46
2018-05-08 13F-HR Timber Hill LLC 2,905 6,375 119.45 206 457 121.84
2017-12-29 N-Q Oppenheimer Main Street All Cap Fund (see advisory)
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 63,647 61,547 -3.30 4,515 4,415 -2.21
2018-04-06 13F-HR Cerebellum Gp, Llc 1,762 2,575 46.14 125 185 48.00
2018-05-15 13F-HR Sterling Capital Management LLC 73,640 54,578 -25.89 5,224 3,915 -25.06
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 3,300 5,600 69.70 234 402 71.79
2018-05-14 13F-HR Jarislowsky, Fraser Ltd 6,305 0 -100.00 448 0 -100.00
2018-05-15 13F-HR MAVERICK CAPITAL LTD 3,716,045 3,812,042 2.58 263,616 273,476 3.74
2018-03-29 N-Q Aim Equity Funds (invesco Equity Funds) (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,304 1,304 0.00 93 94 1.08
2018-05-21 13F-HR Summit Trail Advisors, Llc 88 6,666 7,475.00 6 7 16.67
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-02-12 13F-HR BROWN ADVISORY INC 1,973,657 2,002,413 1.46 138,085 142,021 2.85
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 4,144 4,144 0.00 294,544 297,134 0.88
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 6,100 0 -100.00 433 0 -100.00
2018-02-12 N-Q Piedmont Investment Trust (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 4,076 4,076 0.00 289 292 1.04
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 17,709 15,984 -9.74 1,256 1,146 -8.76
2018-05-02 13F-HR FDx Advisors, Inc. 6,852 7,123 3.96 486 511 5.14
2018-04-23 13F-HR Advisory Services Network, LLC 7 0 -100.00 0 0
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 407 29
2018-05-15 13F-HR Voya Financial Advisors, Inc. 3,226 230
2018-05-16 13F-HR ASSETMARK, INC 0 251 0 18
2018-05-15 13F-HR Bridgewater Associates, LP 0 4,475 0 321
2018-01-30 13F-HR Roble, Belko & Company, Inc 144 144 0.00 10 10 0.00
2018-02-14 13F-HR MORGAN STANLEY 341,943 489,975 43.29 23,922 34,759 45.30
2018-04-10 13F-HR AMERICAN NATIONAL BANK 65 0 -100.00 5 0 -100.00
2018-04-20 N-Q Volumetric Fund Inc (see advisory)
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,904 2,904 0.00 259 268 3.47
2018-05-11 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 862 862 0.00 61 62 1.64
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3 3 0.00 0 0
2018-05-15 13F-HR DF DENT & CO INC 1,402,767 1,486,492 5.97 99,512 106,641 7.16
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 442,265 429,173 -2.96 31,374 30,789 -1.86
2018-02-14 13F-HR Crestline Management, LP 80,000 0 -100.00 5,597 0 -100.00
2018-03-01 13F-HR/A MASSMUTUAL TRUST CO FSB/ADV 54 3,831
2018-05-14 13F-HR Echo Street Capital Management LLC 507,052 527,435 4.02 35,970 37,838 5.19
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 13,986 13,686 -2.15 978 971 -0.72
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 43,178 26,025 -39.73 3,063 1,867 -39.05
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 13,644 20,417 49.64 968 1,465 51.34
2018-05-15 13F-HR Walleye Trading LLC Put 2,000 2,000 0.00 140 143 2.14
2018-05-10 13F-HR JP Morgan Chase & Co 9,725,679 9,873,222 1.52 689,940 708,306 2.66
2018-05-14 13F-HR Renaissance Technologies LLC 2,786,911 2,852,511 2.35 197,732 204,631 3.49
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,547,992 2,595,106 1.85 180,320 185,875 3.08
2018-03-29 N-Q Ofi Funds Trust (see advisory)
2018-04-10 13F-HR Andra AP-fonden 60,100 103,500 72.21 4,263 7,425 74.17
2018-05-14 13F-HR ASCEND CAPITAL, LLC 931,327 257,822 -72.32 66,067 18,496 -72.00
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-04-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 12,825 12,825 0.00 910 920 1.10
2018-04-27 N-Q Valic Co I (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 11 39 254.55 0 10
2018-05-07 13F-HR QUANTUM CAPITAL MANAGEMENT 21,646 0 -100.00 1,536 0 -100.00
2018-05-10 13F-HR TCW GROUP INC 1,153,901 1,164,657 0.93 81,858 83,552 2.07
2018-04-19 13F-HR Versant Capital Management, Inc 284 221 -22.18 20 15 -25.00
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 0 52,910 0 3,795
2018-04-30 13F-HR K.J. Harrison & Partners Inc 20,000 41,150 105.75 1,425 2,948 106.88
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,072 1,072 0.00 76 77 1.32
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 12,161 0 -100.00 851 0 -100.00
2018-05-14 13F-HR Farmhouse Investment Management LLC 174,507 174,507 0.00 12,380 12,519 1.12
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 43,670 31,583 -27.68 3,098 2,266 -26.86
2018-05-17 13F-HR Legal & General Group Plc 1,005,998 972,658 -3.31 71,553 69,732 -2.54
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-15 13F-HR UBS Group AG 82,880 157,131 89.59 5,879 11,273 91.75
2018-05-15 13F-HR Aureus Asset Management, LLC 187,717 13,467
2018-05-21 13F-HR Winton Capital Group Ltd 10,465 51,055 387.86 742 3,663 393.67
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,963 0 -100.00 277 0 -100.00
2018-05-15 13F-HR TimesSquare Capital Management, LLC 1,844,700 2,007,500 8.83 130,863 144,018 10.05
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 33,542 0 -100.00 2,160 0 -100.00
2018-02-09 13F-HR TD Capital Management LLC 58 0 -100.00 4 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 11,494 29,281 154.75 815,384 2,100,619 157.62
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-04-13 13F-HR Cwm Advisors, Llc 761 0 -100.00 54 0 -100.00
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 4,500 4,500 0.00 319 323 1.25
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 1,045 1,193 14.16 73 85 16.44
2018-05-01 13F-HR WHITTIER TRUST CO 100 100 0.00 7 7 0.00
2018-02-28 N-Q Ivy Funds (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 51,300 0 -100.00 3,589 0 -100.00
2018-05-14 13F-HR Laurion Capital Management LP 11,558 829
2018-02-09 13F-HR Proficio Capital Partners LLC 319 334 4.70 22 24 9.09
2018-05-11 13F-HR MACQUARIE GROUP LTD 2,850 2,850 0.00 108 204 88.89
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 102,715 39,230 -61.81 7,188 2,664 -62.94
2018-01-23 13F-HR BFSG, LLC 3,356 0 -100.00 235 0 -100.00
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 6,812 13,146 92.98 483 943 95.24
2018-05-11 13F-HR HSBC HOLDINGS PLC 31,969 29,895 -6.49 2,271 2,143 -5.64
2018-04-25 13F-HR BOSTON ADVISORS LLC 7,758 7,008 -9.67 550 503 -8.55
2018-05-11 13F-HR SEI INVESTMENTS CO 178,243 123,979 -30.44 12,645 8,894 -29.66
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 19,756 37,443 89.53 1,403 2,686 91.45
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 134,324 134,324 0.00 9,529 9,636 1.12
2018-05-09 13F-HR KBC Group NV 36,380 102,898 182.84 2,581 7,382 186.01
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-02-28 N-Q Deutsche Market Trust (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 15,920 0 -100.00 1,114 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 2,973,088 3,073,757 3.39 210,911 220,511 4.55
2018-05-10 13F-HR BESSEMER GROUP INC 224,171 280,556 25.15 15,902 20,574 29.38
2018-05-01 13F-HR Greystone Managed Investments Inc. 1,123,139 1,081,467 -3.71 79,923 77,540 -2.98
2018-05-10 13F-HR Hanson & Doremus Investment Management 450 450 0.00 32 32 0.00
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 860,374 819,287 -4.78 61,035 58,776 -3.70
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 1,686,778 1,697,323 0.63 120,031 121,699 1.39
2018-05-11 13F-HR First Allied Advisory Services, Inc. 5,285 5,633 6.58 376 406 7.98
2018-05-08 13F-HR Motco 0 450 0 32
2018-05-11 13F-HR Worth Venture Partners, LLC 3,478 6,218 78.78 247 446 80.57
2018-04-30 13F-HR Dorsey Wright & Associates 89,380 90,874 1.67 6,341 6,519 2.81
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 119,327 99,090 -16.96 8,465 7,109 -16.02
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 4,423 4,150 -6.17 315 298 -5.40
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 279,794 515,333 84.18 19,849 36,970 86.26
2018-05-14 13F-HR Three Peaks Capital Management, LLC 132,362 123,828 -6.45 9,390 8,883 -5.40
2018-05-04 13F-HR PICTON MAHONEY ASSET MANAGEMENT 98,000 97,300 -0.71 6,953 6,981 0.40
2018-04-17 13F-HR FIRST FINANCIAL CORP /IN/ 9,750 9,750 0.00 692 699 1.01
2018-05-14 13F-HR HRT FINANCIAL LLC 7,150 512
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 34,904 31,716 -9.13 2,418 2,275 -5.91
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 32,790 38,890 18.60 2,326 2,790 19.95
2018-05-15 13F-HR Electron Capital Partners, LLC 115,740 8,303
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 165,943 148,092 -10.76 11,773 10,624 -9.76
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 6,393 3,539 -44.64 447 251 -43.85
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 2,052,474 145,602
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-04 13F-HR Swiss National Bank 1,034,059 915,959 -11.42 73,356 65,711 -10.42
2018-02-13 13F-HR Axa 141,965 96,236 -32.21 9,932 6,827 -31.26
2018-05-11 13F-HR Sentry Investments Corp. 2,734,615 2,108,399 -22.90 243,818 194,900 -20.06
2018-05-01 13F-HR British Airways Pensions Investment Management Ltd 237,857 237,857 0.00 16,877 17,071 1.15
2018-03-29 N-Q Vanguard Star Funds (see advisory)
2018-04-26 13F-HR CWM, LLC 39 39 0.00 3 3 0.00
2018-05-15 13F-HR AVALON ADVISORS, LLC 40,768 31,767 -22.08 2,892 2,279 -21.20
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 263,983 304,723 15.43 18,727 21,861 16.74
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 29,800 34,400 15.44 2,114 2,468 16.75
2018-05-14 13F-HR AVIVA PLC 146,653 133,729 -8.81 10,416 9,579 -8.04
2018-03-01 N-Q Mutual Fund Series Trust (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 115,713 120,081 3.77 8,095 8,519 5.24
2018-05-02 13F-HR Tradewinds Capital Management, LLC 334 334 0.00 24 24 0.00
2018-02-09 13F-HR Alexandria Capital, LLC 135 0 -100.00 9 0 -100.00
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 4,049 4,049 0.00 288 290 0.69
2018-04-12 13F-HR CUE FINANCIAL GROUP, INC. 13,065 13,815 5.74 930 991 6.56
2018-05-15 13F-HR HBK INVESTMENTS L P 17,800 5,300 -70.22 1,263 380 -69.91
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 75 0 -100.00 5 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 82,892 82,972 0.10 5,880 5,952 1.22
2018-04-13 13F-HR National Pension Service 270,552 272,514 0.73 19,193 19,550 1.86
2018-05-16 13F-HR Private Capital Group, Llc 1,363 377 -72.34 26 27 3.85
2018-03-01 N-Q Causeway Capital Management Trust (see advisory)
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 5,128 0 -100.00 359 0 -100.00
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 19,018 1,349
2018-05-21 13F-HR Front Row Advisors Llc 150 150 0.00 11 11 0.00
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-05-09 13F-HR KAMES CAPITAL plc 29,074 29,074 0.00 2,069 2,073 0.19
2018-04-30 13F-HR CIBC Asset Management Inc 733,763 647,560 -11.75 52,265 46,392 -11.24
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 8,798 0 -100.00 624 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 2,900 15,200 424.14 206 1,090 429.13
2018-03-06 13F-HR Kimelman & Baird, LLC 221,694 222,289 0.27 15,510 15,769 1.67
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 154,651 0 11,089
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 204 15
2018-05-15 13F-HR Paloma Partners Management Co 9,612 12,524 30.30 682 899 31.82
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 555,991 467,065 -15.99 39,441 33,506 -15.05
2018-05-01 13F-HR OPPENHEIMER & CO INC 4,280 4,440 3.74 304 319 4.93
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 30,000 30,000 0.00 2,128 2,151 1.08
2018-05-15 13F-HR Syntal Capital Partners, LLC 18,768 23,089 23.02 1,331 1,656 24.42
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 38,782 38,782 0.00 2,751 2,782 1.13
2018-02-14 13F-HR PRUDENTIAL PLC 172,753 172,710 -0.02 12,085 12,252 1.38
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 0 19,700 0 1,413
2018-05-14 13F-HR SNYDER CAPITAL MANAGEMENT L P 349,241 343,448 -1.66 24,775 24,639 -0.55
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 80,589 80,277 -0.39 5,716 5,759 0.75
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 3,103 0 -100.00 217 0 -100.00
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-14 13F-HR Veritable, L.P. 2,928 2,862 -2.25 208 205 -1.44
2018-04-13 13F-HR Calamos Advisors LLC 274,880 269,442 -1.98 19,500 19,330 -0.87
2018-05-15 13F-HR AMP Capital Investors Ltd 140,958 145,402 3.15 10,000 10,350 3.50
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 1,539 0 -100.00 108 0 -100.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 846,059 866,839 2.46 60,019 62,187 3.61
2018-01-25 N-Q Putnam Funds Trust (see advisory)
2018-02-14 13F-HR Tobam 731,189 565,871 -22.61 51,154 40,143 -21.53
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 176,000 0 -100.00 12,485 0 -100.00
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 335,171 344,397 2.75 23,772 24,707 3.93
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-05-03 13F-HR/A Baskin Financial Services Inc. 244,156 241,837 -0.95 17,390 17,326 -0.37
2018-05-11 13F-HR JUPITER ASSET MANAGEMENT LTD 197,050 203,894 3.47 13,979 14,627 4.64
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 226 226 0.00 15 15 0.00
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 4,158 3,791 -8.83 295 272 -7.80
2018-04-20 13F-HR Seacrest Wealth Management, Llc 202 202 0.00 14 14 0.00
2018-05-15 13F-HR We Are One Seven, Llc 21 21 0.00 1 2 100.00
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-02-15 13F-HR Bb&t Investment Services, Inc. 3,559 4,611 29.56 240 318 32.50
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 6,330,774 6,196,219 -2.13 449,105 444,517 -1.02
2018-05-15 13F-HR Bank of New York Mellon Corp 341,320 335,146 -1.81 24,214 24,042 -0.71
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 4,922 4,272 -13.21 349 306 -12.32
2018-05-15 13F-HR STEINBERG ASSET MANAGEMENT LLC 8,393 0 -100.00 595 0 -100.00
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 17,722 15,137 -14.59 1,236 1,183 -4.29
2018-05-11 13F-HR Omnia Family Wealth, LLC 43 3
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 45,044 41,587 -7.67 3,195 2,983 -6.64
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 4,498 4,498 0.00 319 323 1.25
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2017-12-28 N-Q Putnam Investment Funds (see advisory)
2018-04-16 13F-HR Lincoln Capital LLC 5,062 5,062 0.00 359 363 1.11
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 0 14,800 0 1,062
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 3,005 0 -100.00 213 0 -100.00
2018-01-31 13F-HR Resources Investment Advisors, Inc. 432 432 0.00 30 31 3.33
2018-05-09 13F-HR USCA RIA LLC 9,266 10,524 13.58 657 755 14.92
2018-05-18 13F-HR Catalyst Capital Advisors LLC 39,050 0 -100.00 2,770 0 -100.00
2018-02-13 13F-HR Granite Investment Advisors, Inc. 3,500 248
2018-05-11 13F-HR Yorktown Management & Research Co Inc 4,350 4,350 0.00 309 312 0.97
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 66,157 98,446 48.81 4,693 7,063 50.50
2018-05-11 13F-HR Teza Capital Management LLC 3,050 4,698 54.03 216 337 56.02
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 16,197 13,469 -16.84 1,149 967 -15.84
2018-05-14 13F-HR GUARDIAN CAPITAL LP 1,940,933 1,638,956 -15.56 138,332 117,416 -15.12
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 104,964 104,546 -0.40 7,446 7,500 0.73
2018-05-09 13F-HR Korea Investment CORP 51,141 96,988 89.65 3,628 6,958 91.79
2018-04-11 13F-HR DnB Asset Management AS 18,800 20,700 10.11 1,333,672 1,485,018 11.35
2018-05-04 13F-HR AGF Investments America Inc. 153,914 163,733 6.38 10,919 11,746 7.57
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-09 13F-HR BlackRock Inc. 2,875,819 2,710,246 -5.76 204,009 194,433 -4.69
2018-05-15 13F-HR Walleye Trading LLC Call 1,500 2,300 53.33 105 165 57.14
2018-05-09 13F-HR IFP Advisors, Inc 123 113 -8.13 9 8 -11.11
2018-04-03 13F-HR Tandem Investment Advisors, Inc. 94,241 99,183 5.24 6,685 7,115 6.43
2018-04-23 13F-HR Highstreet Asset Management Inc. 42,217 11,211 -73.44 2,994 804 -73.15
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 8,997 8,997 0.00 638 645 1.10
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 223,185 264,533 18.53 15,614 18,766 20.19
2018-05-14 13F-HR Bayesian Capital Management, LP 16,900 0 -100.00 1,199 0 -100.00
2018-05-09 13F-HR FORSTA AP-FONDEN 36,077 2,588
2018-02-12 13F-HR SASCO CAPITAL INC / CT/ 15,577 15,577 0.00 1,090 1,105 1.38
2018-05-14 13F-HR GLUSKIN SHEFF & ASSOC INC 995,925 928,793 -6.74 70,642 66,642 -5.66
2018-05-14 13F-HR Brown Advisory Securities, LLC 16,144 16,089 -0.34 1,144 1,154 0.87
2018-05-10 13F-HR Artisan Partners Limited Partnership 3,505,521 2,006,975 -42.75 248,682 143,980 -42.10
2018-05-07 13F-HR Spectrum Management Group, Inc. 18 18 0.00 1 1 0.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 72,487 58,355 -19.50 5,142 4,186 -18.59
2018-05-11 13F-HR State of Tennessee, Treasury Department 297,541 295,549 -0.67 21,154 21,190 0.17
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 15,181 10,686 -29.61 1,077 767 -28.78
2018-05-08 13F-HR Aperio Group, LLC 40,169 46,703 16.27 2,850 3,350 17.54
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-08 13F-HR SIGNATUREFD, LLC 0 405 0 29
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 384,978 263,478 -31.56 27,338 18,903 -30.85
2018-05-14 13F-HR HENDERSON GROUP PLC 2,292,486 2,217,376 -3.28 162,629 159,069 -2.19
2018-05-15 13F-HR Marshall Wace North America L.P. 287,274 187,767 -34.64 20,404 13,470 -33.98
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-15 13F-HR SCOTIA CAPITAL INC. 115,076 110,532 -3.95 8,162 7,887 -3.37
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 776,359 55,696
2018-05-09 13F-HR BAMCO INC /NY/ 2,000,000 1,950,000 -2.50 141,880 139,893 -1.40
2018-05-15 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 27,238 27,845 2.23 1,932 1,997 3.36
2018-05-14 13F-HR Evercore Wealth Management, LLC 294 0 -100.00 21 0 -100.00
2018-05-10 13F-HR BLUESTEIN R H & CO 5,000 5,000 0.00 355 359 1.13
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 10,500 10,500 0.00 745 753 1.07
2018-02-01 13F-HR Nationwide Fund Advisors 305,541 0 -100.00 21,376 0 -100.00
2018-05-15 13F-HR QS Investors, LLC 5,003 4,732 -5.42 355 339 -4.51
2018-05-10 13F-HR TORON CAPITAL MARKETS INC. 0 293,400 0 21,037
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 84,503 35,956 -57.45 5,991 2,577 -56.99
2018-05-15 13F-HR Brasada Capital Management, Lp 97,228 114,231 17.49 6,897 8,195 18.82
2018-05-11 13F-HR STIFEL FINANCIAL CORP 81,959 84,491 3.09 5,814 6,066 4.33
2018-05-09 13F-HR NORTHERN TRUST CORP 468,259 450,713 -3.75 33,218 32,334 -2.66
2018-05-15 13F-HR FIFTH THIRD BANCORP 109 1,602 1,369.72 8 115 1,337.50
2018-04-27 13F-HR BOURGEON CAPITAL MANAGEMENT LLC 10,200 0 -100.00 724 0 -100.00
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 438 0 -100.00 31 0 -100.00
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 1,724,722 1,763,277 2.24 122,352 126,497 3.39
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 17,400 17,400 0.00 1,264 1,248 -1.27
2018-05-15 13F-HR Invesco Ltd. 728,959 712,923 -2.20 51,713 51,145 -1.10
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 41,020 41,020 0.00 2,423 2,943 21.46
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 3,721 3,815 2.53 264 273 3.41
2018-02-14 13F-HR Coe Capital Management, LLC 29,516 29,244 -0.92 2,065 2,075 0.48
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 10,092,548 10,560,499 4.64 715,967 757,609 5.82
2018-02-27 N-Q Gabelli Esg Fund, Inc. (see advisory)
2018-05-15 13F-HR Advisors Asset Management, Inc. 2,294 2,269 -1.09 163 161 -1.23
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 14,122 10,449 -26.01 1,002 750 -25.15
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 17 0 -100.00 1 0 -100.00
2018-04-30 13F-HR Truewealth Llc 500 0 -100.00 35 0 -100.00
2018-03-22 N-Q Eagle Series Trust (see advisory)
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 596,583 386,583 -35.20 42,453 27,718 -34.71
2018-04-19 13F-HR Janney Montgomery Scott LLC 14,807 14,670 -0.93 1,050 1,052 0.19
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 500 500 0.00 35 36 2.86
2018-05-02 13F-HR HENNESSY ADVISORS INC 14,920 0 -100.00 1,058 0 -100.00
2018-05-02 13F-HR WASATCH ADVISORS INC 519,993 52,563 -89.89 36,888 3,771 -89.78
2018-05-15 13F-HR Voya Investment Management LLC 1,038,237 1,220,877 17.59 73,653 87,586 18.92
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 16,000 62,600 291.25 1,135 4,491 295.68
2018-02-26 N-Q Baron Investment Funds Trust (f/k/a Baron Asset Fund) (see advisory)
2018-05-10 13F-HR Winfield Associates, Inc. 85 0 -100.00 7 0 -100.00
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 7,905 8,155 3.16 553 579 4.70
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 99 99 0.00 7 7 0.00
2018-04-13 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,750 12,503 16.31 763 897 17.56
2018-05-15 13F-HR Capital Planning Advisors, LLC 14,894 14,894 0.00 1,057 1,068 1.04
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 47,440 0 -100.00 3,319 0 -100.00
2018-05-17 13F-HR/A EVENTIDE ASSET MANAGEMENT, LLC 517,000 517,000 0.00 36,676 37,090 1.13
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 3,300 3,300 0.00 234 237 1.28
2018-04-24 13F-HR Rehmann Capital Advisory Group 415 30
2018-01-29 13F-HR BB&T CORP 3,311 0 -100.00 232 0 -100.00
2018-05-08 13F-HR Parallel Advisors, LLC 229 333 45.41 16 24 50.00
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-03-29 N-Q Oppenheimer Discovery Mid Cap Growth Fund (see advisory)
2018-03-01 N-Q Value Line Small Cap Opportunities Fund, Inc. (see advisory)
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 278 278 0.00 20 20 0.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 5,652 5,654 0.04 364 396 8.79
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 17,715 14,074 -20.55 1,257 1,010 -19.65
2018-05-15 13F-HR Wellington Management Group LLP 4,598,339 4,788,700 4.14 326,206 343,541 5.31
2018-01-29 N-Q Oppenheimer Main Street Funds (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 9,304 9,312 0.09 661 669 1.21
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 540,252 519,494 -3.84 37,796,029 36,852,903 -2.50
2018-01-10 13F-HR Hutchens Investment Management Inc 3,500 3,500 0.00 244 248 1.64
2018-01-17 13F-HR Cutler Group LP Call 1,400 0 -100.00 4 0 -100.00
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 1,947 0 -100.00 138 0 -100.00
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 63,111 63,192 0.13 4,477 4,533 1.25
2018-05-03 13F-HR Trexquant Investment LP 15,301 0 -100.00 1,085 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 1,784,077 1,737,683 -2.60 126,568 124,660 -1.51
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-04-11 13F-HR First Capital Advisors Group, LLC. 225 16
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 76,639 71,097 -7.23 5,437 5,100 -6.20
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 6,118 5,741 -6.16 434 412 -5.07
2018-05-14 13F-HR Nuveen Asset Management, LLC 556,722 280,396 -49.63 39,494 20,116 -49.07
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 24,020 29,534 22.96 1,704 2,119 24.35
2018-04-12 13F-HR WELCH & FORBES LLC 5,304 5,250 -1.02 376 377 0.27
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Call 19,400 0 -100.00 1,376 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 17,870 16,257 -9.03 1,268 1,166 -8.04
2018-05-11 13F-HR CITIGROUP INC 14,125 18,258 29.26 1,005 1,308 30.15
2018-02-13 13F-HR CREDIT AGRICOLE S A 156,550 0 -100.00 10,952 0 -100.00
2018-04-17 13F-HR Calton & Associates, Inc. 142 0 -100.00 10 0 -100.00
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-04-12 13F-HR Integrated Investment Consultants, LLC 828 1,222 47.58 58 88 51.72
2018-05-15 13F-HR DEUTSCHE BANK AG\ 843,503 1,299,060 54.01 59,834 93,190 55.75
2018-04-16 13F-HR Probity Advisors, Inc. 6,603 5,254 -20.43 468 377 -19.44
2018-02-14 13F-HR BOKF, NA 4,458 4,303 -3.48 312 306 -1.92
2018-04-25 13F-HR/A JAG CAPITAL MANAGEMENT, LLC 156,270 153,996 -1.46 11,122 11,047 -0.67
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 20,437 20,403 -0.17 1,450 1,464 0.97
2018-01-18 13F-HR Westpac Banking Corp 12,495 0 -100.00 874,151 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 7,184 13,720 90.98 510 984 92.94
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 2,864,700 3,099,408 8.19 203,222 222,349 9.41
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-05-08 13F-HR Neuberger Berman Group LLC 424,535 420,280 -1.00 30,117 30,151 0.11
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 48,603 45,877 -5.61 3,447 3,291 -4.53
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 228 228 0.00 16 16 0.00
2018-04-19 13F-HR Cribstone Capital Management, LLC 690 565 -18.12 49 41 -16.33
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 5,130,768 5,359,912 4.47 364,996 384,329 5.30
2018-05-02 13F-HR Daiwa Securities Group Inc. 155,843 108,495 -30.38 11,056 7,784 -29.59
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR 1832 Asset Management L.P. 3,609,071 3,555,569 -1.48 255,504 255,740 0.09
2018-05-01 13F-HR Hanson McClain, Inc. 3,456 3,456 0.00 245 248 1.22
2018-03-28 N-Q Alger Funds Ii (see advisory)
2018-05-04 13F-HR D.A. DAVIDSON & CO. 5,680 5,530 -2.64 403 397 -1.49
2018-05-14 13F-HR Allianz Asset Management AG 143,570 166,065 15.67 10,217 11,907 16.54
2018-05-11 13F-HR Delpha Capital Management, Llc 804 5,290 557.96 57 379 564.91
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 4,111 4,111 0.00 292 295 1.03
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-05-03 13F-HR Zions Bancorporation 113 0 -100.00 8 0 -100.00
2018-05-15 13F-HR Man Group plc 64,250 4,609
2018-04-25 N-Q Pioneer Series Trust Ii (see advisory)
2018-05-10 13F-HR GCA INVESTMENT MANAGEMENT, LLC 350,360 350,360 0.00 24,855 25,135 1.13
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 116 8
2018-04-30 N-Q Investment Managers Series Trust (see advisory)
2018-03-05 13F-HR/A NORGES BANK 3,481,910 4,997,313 43.52 307,148 354,561 15.44
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-02-14 13F-HR NUMERIC INVESTORS LLC 26,750 39,950 49.35 1,871 2,834 51.47
2018-04-20 13F-HR STRS OHIO 3,255 3,368 3.47 230 241 4.78
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 713,766 698,269 -2.17 50,635 50,094 -1.07
2018-04-06 13F-HR Rathbone Brothers plc 12,832 11,887 -7.36 910 853 -6.26
2018-03-29 N-Q Capital Group Private Client Services Funds (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 712,538 646,004 -9.34 50,547 46,344 -8.32
2018-05-14 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 171,998 182,627 6.18 12,202 13,102 7.38
2018-05-14 13F-HR OAK RIDGE INVESTMENTS LLC 461,817 384,073 -16.83 32,761 27,553 -15.90
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 273,263 437,235 60.01 19,445 31,350 61.22
2018-05-11 13F-HR Quantbot Technologies LP 22,311 4,018 -81.99 1,582 288 -81.80
2018-02-09 13F-HR SUNTRUST BANKS INC 97,438 94,031 -3.50 6,814 6,668 -2.14
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 114,865 960,906 736.55 8,149 68,935 745.93
2018-05-15 13F-HR CREDIT SUISSE AG/ 515,987 487,694 -5.48 36,605 34,988 -4.42
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 755,352 748,127 -0.96 53,634 53,673 0.07
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-03-23 N-Q Thrivent Mutual Funds (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 23,274,272 23,381,252 0.46 1,651,076 1,677,372 1.59
2018-05-09 13F-HR EULAV Asset Management 653,325 638,325 -2.30 46,347 45,793 -1.20
2018-05-10 13F-HR TORONTO DOMINION BANK 454,122 524,087 15.41 32,311 38,467 19.05
2018-05-15 13F-HR LPL Financial LLC 20,612 12,709 -38.34 1,462 912 -37.62
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,063,726 1,176,175 10.57 75,461 84,378 11.82
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 817,295 822,511 0.64 57,979 59,007 1.77
2018-04-20 13F-HR Cable Hill Partners, LLC 431 163 -62.18 30 12 -60.00
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 18,364,469 30,655,456 66.93
2018-05-07 13F-HR FRONTIER INVESTMENT MGMT CO 18,681 18,681 0.00 1,325 1,340,175 101,045.28
2018-05-14 13F-HR PAPP L ROY & ASSOCIATES 13,414 30,118 124.53 952 2,161 127.00
2018-04-19 13F-HR DAVIS R M INC 880,607 846,980 -3.82 62,470 60,762 -2.73
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 53,886 57,060 5.89 3,823 4,093 7.06
2018-05-01 13F-HR COMERICA BANK 15,685 15,427 -1.64 1,134 1,140 0.53
2018-02-15 13F-HR BB&T SECURITIES, LLC 21,864 22,224 1.65 1,529 1,576 3.07
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 31,993 0 -100.00 2,269 0 -100.00
2018-03-29 N-Q American Mutual Fund (see advisory)
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 46,880 46,880 0.00 3,335 3,331 -0.12
2018-05-15 13F-HR COLONY GROUP LLC 22,200 21,915 -1.28 1,575 1,572 -0.19
2018-05-15 13F-HR GLENMEDE TRUST CO NA 335 335 0.00 23 23 0.00
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 3,105,933 2,973,116 -4.28 219,518 213,291 -2.84
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 1,697 6,957 309.96 151 499 230.46
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 210,383 216,859 3.08 14,933 15,556 4.17
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 170,414 531,432 211.85 12,091 38,125 215.32
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 3,950 3,950 0.00 280 283 1.07
2018-05-15 13F-HR Capital Bank & Trust Co 1,297,305 1,265,169 -2.48 92,031 90,763 -1.38

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WCN / Waste Connections, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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