SecurityWCG / Wellcare Health Plans, Inc. (94946T106)
Institutional Owners542 (183 N-Q Owners)
Institutional Shares46,858,271 - 105.23% (ex. N-Q)
Institutional Value$ 40,118,155,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Wellcare Health Plans, Inc. (NYSE:WCG) has 542 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 46,858,271 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Growth Fund Of America, Price T Rowe Associates Inc /md/, Wellington Management Group LLP, Capital Research Global Investors, Capital World Investors, Goldman Sachs Group Inc, Acadian Asset Management Llc, and Aqr Capital Management Llc.

Wellcare Health Plans, Inc. (NYSE:WCG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-12 13F-HR EATON VANCE MANAGEMENT 3,350 3,350 0.00 575 674 17.22
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 5,854 3,208 -45.20 821 645 -21.44
2018-04-16 13F-HR Westside Investment Management, Inc. 61 11,587
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 8,833 8,558 -3.11 1,517 1,721 13.45
2018-02-14 13F-HR Nicholas Investment Partners, LP 22,568 4,539
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2018-02-13 13F-HR BANK OF NOVA SCOTIA 41,138 8,274
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 31,972 30,884 -3.40 5,464 6,209 13.63
2017-11-22 N-Q Ssga Master Trust (see advisory)
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-13 13F-HR AMALGAMATED BANK 8,836 9,326 5.55 1,517 1,876 23.67
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 0 1,000 0 201
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR GAM Holding AG 16,200 3,258
2018-02-14 13F-HR HighVista Strategies LLC 1,900 382
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. 5,937 0 -100.00 1,066 0 -100.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 8 2
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-10-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 700 3,200 357.14 120 644 436.67
2018-02-12 13F-HR Hutchin Hill Capital, LP 2,300 0 -100.00 395 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc 618 692 11.97 106 139 31.13
2018-04-12 13F-HR Valeo Financial Advisors, Llc 13 3
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 15,617 9,717 -37.78 2,682,064 1,954,186 -27.14
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 134,764 29,756 -77.92 23,148 5,984 -74.15
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 16,700 16,000 -4.19 2,868 3,218 12.20
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 2,600 1,800 -30.77 447 362 -19.02
2018-02-07 13F-HR KBC Group NV 2,209 2,209 0.00 379 444 17.15
2018-02-12 13F-HR State of Tennessee, Treasury Department 50,000 50,000 0.00 8,587 10,056 17.11
2018-02-14 13F-HR CAXTON ASSOCIATES LP 3,000 3,000 0.00 515 603 17.09
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 8,248 25,326 207.06 1,417 5,093 259.42
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-01-30 13F-HR Deschutes Portfolio Strategy, LLC 1,020 205
2018-03-28 13F-HR Chicago Partners Investment Group LLC 200 200 0.00 34 40 17.65
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 3,000 2,200 -26.67 515 442 -14.17
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 40,000 8,044
2018-02-09 SC 13G/A VANGUARD GROUP INC 4,435,885 4,454,291 0.41
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 97,155 98,208 1.08 16,685 19,751 18.38
2018-02-14 13F-HR SECOR Capital Advisors, LP 26,639 43,445 63.09 4,575 8,737 90.97
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 18,389 15,701 -14.62 3,158 3,157 -0.03
2017-10-24 N-Q Voya Series Fund Inc (see advisory)
2017-11-14 13F-HR Focused Wealth Management, Inc 900 0 -100.00 162 0 -100.00
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 3,600 0 -100.00 646 0 -100.00
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 146,325 147,344 0.70 25,128 29,631 17.92
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 4,399 3,839 -12.73 756 772 2.12
2017-10-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-02-14 13F-HR BRINKER CAPITAL INC 7,955 9,198 15.63 1,366 1,850 35.43
2018-02-14 13F-HR Sapphire Star Partners LP 1,720 1,686 -1.98 295 339 14.92
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 77,200 65,700 -14.90 13,258 13,213 -0.34
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 410,535 551,967 34.45 70,506 111,008 57.44
2018-02-07 13F-HR LS Investment Advisors, LLC 4,596 2,903 -36.84 789 584 -25.98
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 44 9
2018-02-13 13F-HR Winton Capital Group Ltd 89,920 76,310 -15.14 15,443 15,347 -0.62
2018-02-01 13F-HR Parametrica Management Ltd 0 2,354 0 473
2018-02-09 13F-HR ARP AMERICAS LLC 5,660 5,486 -3.07 972 1,103 13.48
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 32,494 30,095 -7.38 5,581 6,052 8.44
2018-02-09 13F-HR South Dakota Investment Council 0 12,700 0 2,554
2017-11-03 13F-HR Breton Hill Capital Ltd. 12,749 12,166 -4.57 2,289 2,089 -8.74
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 85,507 89,859 5.09 14,684,973 18,071,543 23.06
2018-02-12 13F-HR Navellier & Associates Inc 1,524 1,490 -2.23 262 300 14.50
2018-02-07 13F-HR FFCM LLC 308 0 -100.00 53 0 -100.00
2018-02-13 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 0 4,300 0 865
2017-10-27 N-Q Putnam High Yield Fund (see advisory)
2018-02-08 13F-HR Trexquant Investment LP 4,986 0 -100.00 856 0 -100.00
2018-02-15 13F-HR National Asset Management, Inc. 3,224 1,602 -50.31 567 323 -43.03
2017-11-22 N-Q Blackrock Health Sciences Trust (see advisory)
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 14,781 14,442 -2.29 2,539 2,904 14.38
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 14 0 3
2017-11-21 N-Q Allianz Funds (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 206,272 187,504 -9.10 35,424 37,708 6.45
2018-02-14 13F-HR NORTHERN TRUST CORP 362,989 343,624 -5.33 62,340 69,107 10.85
2018-01-22 N-Q Blackrock Corporate High Yield Fund, Inc. (see advisory)
2018-02-08 13F-HR Sivik Global Healthcare LLC 45,000 35,000 -22.22 7,728 7,039 -8.92
2018-02-13 13F-HR Invictus RG 2,619 1,719 -34.36 450 346 -23.11
2018-02-14 13F-HR BlueMountain Capital Management, LLC 91,339 93,489 2.35 15,687 18,802 19.86
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 72,982 71,977 -1.38 12,534 14,475 15.49
2018-02-14 13F-HR Verition Fund Management LLC 6,906 2,324 -66.35 1,186 467 -60.62
2017-11-29 N-Q Victory Portfolios Ii (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 22,025 35,243 60.01 3,783 7,088 87.36
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 149,372 119,747 -19.83 25,653 24,082 -6.12
2018-01-26 N-Q Etf Series Solutions (see advisory)
2017-11-28 N-Q Penn Capital Funds Trust (see advisory)
2018-02-15 13F-HR Metlife Investment Advisors, Llc 28,170 5,665
2018-02-14 13F-HR UBS Group AG 39,145 44,808 14.47 6,722 9,012 34.07
2018-02-13 13F-HR CREDIT AGRICOLE S A 1,707 0 -100.00 293 0 -100.00
2017-10-27 N-Q Deutsche Securities Trust (see advisory)
2018-02-12 13F-HR Spark Investment Management LLC 88,900 80,600 -9.34 15,267 16,209 6.17
2018-01-24 13F-HR SG Americas Securities, LLC 3,737 8,872 137.41 642 1,784 177.88
2018-02-28 N-Q Ishares Trust (see advisory)
2017-11-14 13F-HR/A-1 UBS Group AG Put 35,300 0 -100.00 4,949 0 -100.00
2018-02-09 13F-HR Twin Tree Management, LP 5,688 2,002 -64.80 977 403 -58.75
2018-02-14 13F-HR Dorsey Wright & Associates 23,482 23,733 1.07 4,033 4,773 18.35
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 2,000 9,800 390.00 343 1,971 474.64
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 52,500 21,700 -58.67 9,016 4,364 -51.60
2018-02-14 13F-HR/A-1 MONROE BANK & TRUST/MI 97 72 -25.77 13 14 7.69
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 2,314 3,260 40.88 465 631 35.70
2018-02-20 N-Q Dreyfus Investment Funds (see advisory)
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2017-10-23 N-Q Blackrock Series, Inc. (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-01-17 13F-HR Cutler Group LP Put 4,500 0 -100.00 176 0 -100.00
2017-11-28 N-Q Jnl Strategic Income Fund Llc (see advisory)
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 49 134 173.47 8 27 237.50
2018-03-01 N-Q Managed Portfolio Series (see advisory)
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-02-06 13F-HR M&T BANK CORP 2,058 1,993 -3.16 354 400 12.99
2018-02-09 13F-HR CITADEL ADVISORS LLC 41,979 59,064 40.70 7,209 11,878 64.77
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 6,228 5,884 -5.52 1,070 1,183 10.56
2018-02-14 13F-HR MACQUARIE GROUP LTD 62,074 65,387 5.34 10,661 13,150 23.35
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-06 13F-HR Motco 55 55 0.00 9 11 22.22
2018-03-12 13F-HR/A-1 HENDERSON GROUP PLC 175,410 172,710 -1.54 30,125 34,734 15.30
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 7,142 0 -100.00 1,227 0 -100.00
2018-02-27 N-Q Thornburg Investment Trust (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 1,600 322
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 23,884 12,895 -46.01 4,104 2,593 -36.82
2018-03-01 N-Q Oppenheimer Discovery Fund (see advisory)
2018-02-06 13F-HR Russell Investments Group, Ltd. 533,384 397,597 -25.46 91,603 80,715 -11.89
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 18,300 10,500 -42.62 3,143 2,112 -32.80
2018-01-22 N-Q Managed Account Series (see advisory)
2018-02-13 13F-HR Renaissance Technologies LLC 1,248,900 1,303,900 4.40 214,486 262,227 22.26
2018-03-05 13F-HR/A-1 NORGES BANK 469,200 488,626 4.14 64,318 98,267 52.78
2018-02-14 13F-HR Meadow Creek Investment Management LLC 39,776 46,200 16.15 6,831 9,291 36.01
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 8,494 5,522 -34.99 1,459 1,111 -23.85
2018-03-01 N-Q Pimco Funds (see advisory)
2018-02-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 7 7 0.00 1 1 0.00
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2017-11-14 13F-HR/A-1 PERCEPTIVE ADVISORS LLC 5,056 0 -100.00 908 0 -100.00
2018-02-13 13F-HR Origin Asset Management LLP 40,200 8,085
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 594,925 572,298 -3.80 102,172 115,095 12.65
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 2,756 0 -100.00 495 0 -100.00
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 3,557 0 -100.00 638 0 -100.00
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 53,967 54,948 1.82 9,268 11,051 19.24
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 3,275 0 659
2018-02-14 13F-HR Invesco Ltd. 564,624 250,038 -55.72 96,969 50,284 -48.14
2018-02-13 13F-HR Laurion Capital Management LP 16,528 10,628 -35.70 2,839 2,138 -24.69
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 103,700 70,300 -32.21 17,809 14,138 -20.61
2018-02-12 13F-HR CITIGROUP INC 42,039 53,764 27.89 7,220 10,813 49.76
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-02-13 13F-HR Financial Gravity Companies, Inc. 177 37
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-14 13F-HR AMP Capital Investors Ltd 4,100 1,200 -70.73 704 241 -65.77
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-02-13 13F-HR FORT, L.P. 175,558 155,285 -11.55 30,150 31,229 3.58
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 86,551 78,603 -9.18 14,865 15,808 6.34
2018-02-09 13F-HR Bank of New York Mellon Corp 717,271 1,035,902 44.42 123,184 208,331 69.12
2017-11-29 N-Q Janus Aspen Series (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG 265,557 196,659 -25.94 45,607 39,549 -13.28
2017-11-28 N-Q Columbia Funds Variable Series Trust Ii (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 10 10 0.00 2 2 0.00
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 12,360 12,360 0.00 2,159 2,159 0.00
2018-02-20 N-Q Mercer Funds (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR Point72 Asset Management, L.P. 164,672 110,200 -33.08 28,281 22,162 -21.64
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 557 680 22.08 97 137 41.24
2018-02-21 13F-HR/A-1 APG Asset Management N.V. 58,300 86,300 48.03 10,012 14,454 44.37
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 13,460 13,460 0.00 2,312 2,707 17.08
2017-10-30 N-Q Lord Abbett Investment Trust (see advisory)
2017-11-28 N-Q Variable Insurance Products Fund V (see advisory)
2017-11-14 13F-HR Ullmann Financial Group, Inc. 138 0 -100.00 24 0 -100.00
2018-02-14 13F-HR PRUDENTIAL PLC 3,200 1,900 -40.62 550 382 -30.55
2018-02-15 13F-HR Sterling Capital Management LLC 7,043 7,043 0.00 1,210 1,416 17.02
2018-02-07 13F-HR WHITTIER TRUST CO 105 105 0.00 18 21 16.67
2018-01-10 13F-HR SIMPLEX TRADING, LLC 317 0 -100.00 54 0 -100.00
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 59,753 4,638 -92.24 10,213 933 -90.86
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 1,806 25,825 1,329.96 311 5,194 1,570.10
2018-04-06 13F-HR Eqis Capital Management, Inc. 2,270 0 -100.00 456 0 -100.00
2017-12-29 N-Q Virtus Etf Trust Ii (see advisory)
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 4,932 17,491 254.64 847 3,518 315.35
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 10,893 8,804 -19.18 1,871 1,771 -5.34
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 203,162 201,515 -0.81 34,891 40,527 16.15
2017-10-27 N-Q Franklin High Income Trust (see advisory)
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 1,030 0 -100.00 185 0 -100.00
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 22,091 21,935 -0.71 3,794 4,411 16.26
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 75 94 25.33 13 19 46.15
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 9,900 40,100 305.05 1,700 8,065 374.41
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 155,982 173,386 11.16 26,789 34,870 30.17
2018-02-15 13F-HR JANE STREET GROUP, LLC 6,624 2,769 -58.20 1,138 557 -51.05
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 3,368 3,368 0.00 578 677 17.13
2018-02-08 13F-HR Advisory Services Network, LLC 859 860 0.12 148 173 16.89
2018-03-01 N-Q Nuveen Investment Trust Iii (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 17 44 158.82 8 20 150.00
2017-11-03 13F-HR Jaffetilchin Investment Partners, LLC 3,658 0 -100.00 657 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 19,100 5,000 -73.82 3,280 1,006 -69.33
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 0 122,600 0 24,656
2018-02-14 13F-HR Walleye Trading LLC Put 0 1,100 0 220
2018-04-19 13F-HR Versant Capital Management, Inc 5 5 0.00 1 0 -100.00
2018-02-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 11,582 11,459 -1.06 1,989 2,305 15.89
2018-01-17 N-Q Ssga Funds (see advisory)
2017-11-08 13F-HR HAP Trading, LLC Put 30,100 0 -100.00 123 0 -100.00
2017-11-14 N-Q Wright Managed Equity Trust (see advisory)
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 5,420 163,098 2,909.19 931 32,801 3,423.20
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 350 282 -19.43 60 57 -5.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 17,660 0 3,552
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 265,560 0 -100.00 45,607 0 -100.00
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-09 13F-HR Arizona State Retirement System 25,178 32,047 27.28 4,324 6,445 49.05
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-02-14 13F-HR Teza Capital Management LLC 1,054 212
2018-02-26 N-Q Bernstein Fund Inc (see advisory)
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 233 0 46
2018-02-12 13F-HR FMR LLC / Fidelity 270,738 269,646 -0.40 46,497 54,229 16.63
2017-11-13 13F-HR CITIGROUP INC Call 2,500 0 -100.00 449 0 -100.00
2018-02-02 13F-HR COMERICA BANK 34,830 35,069 0.69 6,310 7,567 19.92
2018-02-14 13F-HR Paloma Partners Management Co 0 2,543 0 512
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 43,736 14,632 -66.54 7,511 2,943 -60.82
2017-11-29 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-02-02 13F-HR US BANCORP \DE\ 346 327 -5.49 59 66 11.86
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 2,000 1,900 -5.00 343 382 11.37
2018-02-14 13F-HR AJO, LP 41,853 30,822 -26.36 7,188 6,199 -13.76
2017-11-13 13F-HR Horizon Investment Services, LLC 16,975 0 -100.00 3,048 0 -100.00
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2017-10-27 N-Q Amg Funds Iii (see advisory)
2018-04-13 13F-HR North Star Investment Management Corp. 100 100 0.00 20 19 -5.00
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 1,700 4,003 135.47 342 775 126.61
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-14 SC 13G GROWTH FUND OF AMERICA 2,852,000
2018-02-14 13F-HR Clark Capital Management Group, Inc. 4,962 4,985 0.46 852 1,003 17.72
2018-02-28 N-Q Sunamerica Income Funds (see advisory)
2018-02-13 13F-HR KOCH INDUSTRIES INC 2,913 586
2018-02-01 13F-HR Nationwide Fund Advisors 214,619 0 -100.00 36,859 0 -100.00
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 1,500 0 302
2018-02-14 13F-HR Natixis 175,628 246,560 40.39 30,162 49,586 64.40
2018-04-11 13F-HR ALPHA WINDWARD LLC 226 226 0.00 45 44 -2.22
2018-02-14 13F-HR NOMURA HOLDINGS INC 64,929 6,434 -90.09 11,133 1,295 -88.37
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 409,452 414,629 1.26 70,319 83,386 18.58
2018-01-12 13F-HR KAMES CAPITAL plc 10,373 10,373 0.00 1,782 2,087 17.12
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 516,064 503,154 -2.50 88,629 101,189 14.17
2018-01-19 13F-HR World Asset Management Inc 3,444 3,267 -5.14 591 657 11.17
2018-02-09 13F-HR Shell Asset Management Co 6,628 6,628 0.00 1,138 1,333 17.14
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 1,885 379
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 122,407 145,955 19.24 24,616 28,261 14.81
2018-02-14 13F-HR Glen Harbor Capital Management LLC 50,624 58,800 16.15 8,694 11,825 36.01
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 6,493 6,503 0.15 1,115 1,308 17.31
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 85,802 86,722 1.07 14,736 17,441 18.36
2018-02-07 13F-HR Penserra Capital Management LLC 120 24
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-04-12 13F-HR Integrated Investment Consultants, LLC 50 0 -100.00 9 0 -100.00
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 503,474 331,963 -34.07 86,471 66,786 -22.76
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-02-24 13F-HR/A-1 Elkfork Partners LLC 61,472 71,400 16.15 10,557 14,359 36.01
2018-02-13 N-Q Alpha Architect Etf Trust (see advisory)
2017-11-29 N-Q Gateway Trust (see advisory)
2018-02-14 13F-HR QCM Cayman, Ltd. 1,630 0 -100.00 280 0 -100.00
2017-12-21 N-Q Blackrock Mid Cap Dividend Series, Inc. (see advisory)
2018-02-28 N-Q Gator Series Trust (see advisory)
2018-02-14 13F-HR 361 CAPITAL LLC 4,966 4,199 -15.45 853 844 -1.06
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 9,700 14,300 47.42 1,666 2,876 72.63
2017-11-22 N-Q General Electric Rsp Income Fund (see advisory)
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 4,800 0 -100.00 824 0 -100.00
2018-03-07 13F-HR Private Capital Group, Llc 21 15
2018-01-26 N-Q Franklin Universal Trust (see advisory)
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 1,600 0 -100.00 287 0 -100.00
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 59,878 0 -100.00 10,751 0 -100.00
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 454 442 -2.64 78 89 14.10
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 127,040 125,574 -1.15 21,818 25,254 15.75
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 10,000 5,000 -50.00 1,717 1,006 -41.41
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2017-12-28 N-Q Putnam Premier Income Trust (see advisory)
2018-02-14 13F-HR MORGAN STANLEY 146,970 157,892 7.43 25,240 31,755 25.81
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 4,900 0 -100.00 842 0 -100.00
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-02-13 13F-HR ClariVest Asset Management LLC 16 11 -31.25 3 2 -33.33
2018-02-14 13F-HR Advisor Group, Inc. 2,493 2,314 -7.18 429 465 8.39
2018-02-14 13F-HR Pacer Advisors, Inc. 7,338 10,750 46.50 1,260 2,162 71.59
2018-02-27 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-02-05 13F-HR Parkside Financial Bank & Trust 119 119 0.00 20 24 20.00
2018-02-08 SC 13G/A Wellington Management Group LLP 2,891,516 1,996,765 -30.94
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 1,000 0 -100.00 180 0 -100.00
2018-02-13 13F-HR Axa 4,100 15,400 275.61 704 3,097 339.91
2018-02-12 13F-HR Kepos Capital LP 3,994 3,994 0.00 686 803 17.06
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-14 13F-HR AHL Partners LLP 54,127 53,832 -0.55 9,295 10,826 16.47
2018-02-26 N-Q Master Value Opportunities Llc (see advisory)
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-14 13F-HR/A-1 FULLER & THALER ASSET MANAGEMENT, INC. 600 600 0.00 103 121 17.48
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-02-14 13F-HR A.R.T. Advisors, LLC 7,300 0 -100.00 1,253 0 -100.00
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 31,975 37,085 15.98 5,491 7,458 35.82
2018-02-14 13F-HR PROFUND ADVISORS LLC 6,289 5,667 -9.89 1,080 1,140 5.56
2018-02-14 13F-HR Walleye Trading LLC Call 1,600 1,300 -18.75 275 261 -5.09
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-14 13F-HR QS Investors, LLC 21,415 19,644 -8.27 3,678 3,951 7.42
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 300 16,000 5,233.33 52 3,218 6,088.46
2017-12-28 N-Q Putnam Funds Trust (see advisory)
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 10,294 0 -100.00 1,848 0 -100.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-13 13F-HR Advisors Asset Management, Inc. 10,816 10,524 -2.70 1,858 2,116 13.89
2018-02-14 13F-HR ProShare Advisors LLC 3,958 5,097 28.78 680 1,025 50.74
2017-12-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-13 13F-HR Legal & General Group Plc 59,248 63,462 7.11 10,174 12,766 25.48
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 59,684 43,786 -26.64 10,250 8,806 -14.09
2017-11-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2018-02-13 13F-HR Calamos Advisors LLC 1,560 0 -100.00 268 0 -100.00
2018-01-25 13F-HR Harvest Fund Management Co., Ltd 330 330 0.00 57 66 15.79
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-14 13F-HR BOKF, NA 14,141 14,235 0.66 2,429 2,863 17.87
2017-11-15 13F-HR Narus Financial Partners, LLC 1,709 2,051 20.01 307 352 14.66
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 2,013 1,826 -9.29 346 367 6.07
2018-02-13 13F-HR Hillsdale Investment Management Inc. 1,740 40 -97.70 299 8 -97.32
2018-02-09 13F-HR PENN CAPITAL MANAGEMENT CO INC 70,965 69,779 -1.67 12,328 14,190 15.10
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 15 3
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 1,951 1,429 -26.76 335 287 -14.33
2018-02-12 13F-HR SAWGRASS ASSET MANAGEMENT LLC 1,480 0 -100.00 254 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 65,545 70,703 7.87 11,257 14,220 26.32
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 3,000 3,000 0.00 515 603 17.09
2017-11-28 N-Q Fidelity Advisor Series Ii (see advisory)
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 1,820,023 1,673,414 -8.06 312,570 336,540 7.67
2018-01-16 13F-HR Gemmer Asset Management LLC 126 126 0.00 22 25 13.64
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 340 0 -100.00 61 0 -100.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 140,164 142,055 1.35 24,072 28,569 18.68
2017-11-13 13F-HR Laurion Capital Management LP Call 20,000 0 -100.00 3,591 0 -100.00
2018-02-02 13F-HR CIBC Asset Management Inc 1,480 1,480 0.00 254 298 17.32
2018-01-31 13F-HR Front Row Advisors Llc 29 6
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 0 1,004 0 202
2017-11-06 13F-HR Spot Trading L.l.c. Call 200 34
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 36 0 7
2017-11-22 N-Q Elfun Income Fund (see advisory)
2018-02-13 13F-HR MAVERICK CAPITAL LTD 0 43,620 0 8,772
2017-11-13 13F-HR COCONUT GROVE BANK 58 0 -100.00 10 0 -100.00
2017-11-29 N-Q Alger Portfolios (see advisory)
2017-11-29 N-Q Aim Growth Series (invesco Growth Series) (see advisory)
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 383 200 -47.78 66 40 -39.39
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 6 0 -100.00 1 0 -100.00
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 250,952 252,818 0.74 43,098 50,844 17.97
2018-02-14 13F-HR Magnetar Financial LLC 0 1,014 0 204
2017-11-28 N-Q Highland Funds I (see advisory)
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-02-09 13F-HR Employees Retirement System of Texas 11,000 20,000 81.82 1,889 4,022 112.92
2018-04-18 13F-HR/A-1 FNY Managed Accounts LLC 116 0 -100.00 23 0 -100.00
2018-02-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 5,800 5,100 -12.07 997 1,026 2.91
2018-02-09 13F-HR Proficio Capital Partners LLC 33 55 66.67 6 11 83.33
2018-02-14 13F-HR CLINTON GROUP INC 59,327 42,532 -28.31 10,189 8,554 -16.05
2018-02-14 13F-HR Lazarus Management Co LLC 1,295 261
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 27,300 23,800 -12.82 5,490 4,611 -16.01
2018-03-01 N-Q Calvert Fund (see advisory)
2018-02-02 13F-HR Omnia Family Wealth, LLC 32 32 0.00 5 6 20.00
2018-02-08 13F-HR PineBridge Investments, L.P. 49,642 26,098 -47.43 8,526 5,248 -38.45
2017-10-26 13F-HR Acrospire Investment Management LLC 409 0 -100.00 73 0 -100.00
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 60,477 60,535 0.10 10,386 12,174 17.22
2018-02-27 N-Q Pioneer Series Trust X (see advisory)
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 1,490 0 -100.00 268 0 -100.00
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 2,043 1,761 -13.80 411 341 -17.03
2018-02-14 13F-HR ROYAL BANK OF CANADA 113,359 93,153 -17.82 19,468 18,733 -3.78
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 24,560 19,146 -22.04 4,218 3,850 -8.72
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 3,503,145 2,038,045 -41.82
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 116,391 117,713 1.14 19,989 23,674 18.44
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 16,692 9,700 -41.89 2,867 1,951 -31.95
2018-02-26 N-Q Blackrock Value Opportunities Fund, Inc. (see advisory)
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 10,490 10,185 -2.91 1,802 1,998 10.88
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 12,600 12,900 2.38 2,164 2,594 19.87
2018-01-31 13F-HR Cypress Capital Management LLC (WY) 365 73
2018-02-09 13F-HR United Asset Strategies, Inc. 2,145 431
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 200,277 251,909 25.78 34,396 50,661 47.29
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 110,111 116,544 5.84 18,910 23,438 23.95
2018-02-14 13F-HR Walleye Trading LLC 1,813 1,834 1.16 311 369 18.65
2018-02-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 38,043 22,043 -42.06 6,534 4,433 -32.15
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 82 82 0.00 16 16 0.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 217,066 249,308 14.85 37,275 50,135 34.50
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 5,192 4,744 -8.63 892 954 6.95
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. 12,585 1,528 -87.86 2,161 307 -85.79
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 7,385 5,985 -18.96 1,268 1,204 -5.05
2018-02-14 13F-HR Game Creek Capital, Lp 1,900 382
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-01-22 N-Q Blackrock Ltd Duration Income Trust (see advisory)
2018-02-14 13F-HR Vident Investment Advisory, LLC 19,793 17,747 -10.34 3,399 3,569 5.00
2018-01-31 13F-HR Mutual of America Capital Management LLC 61,611 63,642 3.30 10,581 12,799 20.96
2018-02-07 13F-HR Hood River Capital Management LLC 150,012 71,737 -52.18 25,763 14,427 -44.00
2018-02-14 13F-HR BARCLAYS PLC 46,535 46,008 -1.13 7,993 9,252 15.75
2018-02-14 13F-HR Capital World Investors 1,713,000 1,713,000 0.00 294,191 344,501 17.10
2017-11-14 13F-HR Cantab Capital Partners LLP 24,178 21,006 -13.12 4,341,000 3,608,000 -16.89
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 7,343 7,565 3.02 1,261 1,521 20.62
2018-04-18 13F-HR Louisiana State Employees Retirement System 11,300 11,700 3.54 2,273 2,265 -0.35
2017-11-13 13F-HR EAGLE GLOBAL ADVISORS LLC 1,173 0 -100.00 211 0 -100.00
2018-01-29 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-03-01 N-Q Vericimetry Funds (see advisory)
2017-10-23 N-Q Blackrock Master Llc (see advisory)
2017-11-14 13F-HR Jefferies Group LLC 2,653 0 -100.00 476 0 -100.00
2018-02-27 N-Q Doubleline Funds Trust (see advisory)
2018-02-06 13F-HR Price Capital Management, Inc. 7,594 1,527
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-04-18 13F-HR/A-1 Guidant Wealth Advisors 100 100 0.00 20 18 -10.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 18 24 33.33 3 6 100.00
2018-01-16 13F-HR Convergence Investment Partners, LLC 14,350 17,003 18.49 2,464 3,419 38.76
2018-02-14 13F-HR Neuberger Berman Group LLC 5,257 16,017 204.68 903 3,221 256.70
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 262,805 203,375 -22.61 45,135 40,902 -9.38
2017-10-30 N-Q Investment Managers Series Trust (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 86,104 121,924 41.60 14,788 24,520 65.81
2018-02-13 13F-HR Parallel Advisors, LLC 192 192 0.00 39 39 0.00
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 5,822 5,831 0.15 1,000 1,173 17.30
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 4,037 812
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 1,987 1,928 -2.97 341 388 13.78
2018-02-05 13F-HR Advantus Capital Management Inc 5,672 5,483 -3.33 974 1,103 13.24
2018-02-07 13F-HR Swiss National Bank 74,100 75,800 2.29 12,726 15,244 19.79
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 4,106 0 -100.00 737 0 -100.00
2018-02-13 13F-HR Lombard Odier Asset Management (USA) Corp 0 12,146 0 2,443
2018-02-16 13F-HR Banco De Sabadell, S.a 5,244 1,054
2018-02-14 13F-HR Sound Income Strategies, Llc 1 0
2017-12-29 N-Q Nuveen Credit Strategies Income Fund (see advisory)
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 96,058 91,862 -4.37 16,497 18,474 11.98
2017-11-28 N-Q Mainstay Vp Funds Trust (see advisory)
2017-11-21 N-Q Meeder Funds (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 1,525,855 1,184,338 -22.38 260,784 238,183 -8.67
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-12 13F-HR Bayesian Capital Management, LP 0 1,426 0 287
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 9,057 9,130 0.81 1,555 1,836 18.07
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 27 52 92.59 5 10 100.00
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 9,705 0 -100.00 1,743 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC Call 0 200 0 40
2018-01-30 N-Q Shelton Funds (see advisory)
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-01-24 N-Q Dreyfus Research Growth Fund, Inc (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 800 37,800 4,625.00 137 7,602 5,448.91
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-01-30 13F-HR BESSEMER GROUP INC 118 818 593.22 20 165 725.00
2018-04-18 13F-HR Smith, Graham & Co., Investment Advisors, LP 29,682 29,372 -1.04 5,969 5,687 -4.72
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 80 147 83.75 168 56 -66.67
2018-02-14 13F-HR NUMERIC INVESTORS LLC 253,800 223,000 -12.14 43,588 44,848 2.89
2018-02-14 13F-HR HSBC HOLDINGS PLC 2,028 7,895 289.30 348 1,587 356.03
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 9,470 9,725 2.69 1,626 1,956 20.30
2017-11-17 N-Q Strategic Funds, Inc. (see advisory)
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2017-10-27 N-Q Pioneer Series Trust Ii (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Call 36,000 36,000 0.00 145 288 98.62
2018-02-09 13F-HR Twin Tree Management, LP Call 0 18,700 0 3,761
2018-02-13 13F-HR ETRADE Capital Management LLC 2,635 2,846 8.01 453 572 26.27
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 3,100 4,000 29.03 532 804 51.13
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 24,350 10,355 -57.47 4,182 2,082 -50.22
2018-02-06 13F-HR ING GROEP NV 5,451 0 -100.00 936 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 20,900 2,800 -86.60 3,753 481 -87.18
2018-01-26 N-Q Pioneer Series Trust V (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-14 13F-HR RBF Capital, LLC 5,000 5,000 0.00 859 1,006 17.11
2018-02-09 13F-HR Twin Tree Management, LP Put 4,800 23,800 395.83 824 4,786 480.83
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 10,000 38,800 288.00 1,717 7,803 354.46
2018-02-14 13F-HR Utah Retirement Systems 8,200 8,300 1.22 1,408 1,669 18.54
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 308,452 248,949 -19.29 52,974 50,066 -5.49
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2017-11-29 N-Q Amg Funds Ii (see advisory)
2018-02-14 13F-HR LPL Financial LLC 1,856 1,461 -21.28 319 294 -7.84
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 7,200 100 -98.61 1,237 20 -98.38
2018-02-14 13F-HR Rafferty Asset Management, LLC 0 3,841 0 772
2017-11-29 N-Q Oppenheimer Variable Account Funds (see advisory)
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 28,100 0 -100.00 4,826 0 -100.00
2018-01-18 13F-HR State of Alaska, Department of Revenue 726 4,086 462.81 124 821 562.10
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 9,779 10,618 8.58 1,967 2,056 4.52
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 1,000 200
2017-11-22 N-Q Manager Directed Portfolios (see advisory)
2018-02-08 13F-HR Matarin Capital Management, LLC 58,352 51,196 -12.26 10,021,372 10,296,028 2.74
2018-02-12 13F-HR BANK OF HAWAII 1,925 0 -100.00 331 0 -100.00
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 64,386 58,880 -8.55 11,057 11,841 7.09
2018-02-27 N-Q Master Large Cap Series Llc (see advisory)
2018-02-09 13F-HR RHUMBLINE ADVISERS 108,573 102,458 -5.63 18,646 20,605 10.51
2018-02-27 N-Q Columbia Funds Series Trust I (see advisory)
2018-01-24 13F-HR BOSTON ADVISORS LLC 105,945 7,354 -93.06 18,195 1,479 -91.87
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-01-16 13F-HR CWM, LLC 44 44 0.00 8 9 12.50
2018-02-08 13F-HR Retirement Systems of Alabama 98,819 98,961 0.14 16,971 19,902 17.27
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 4,008 0 806
2018-04-17 13F-HR MAI Capital Management 2,000 2,173 8.65 402 421 4.73
2018-02-14 13F-HR DIAM Co., Ltd. 31,900 31,900 0.00 5,452 6,477 18.80
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 225 225 0.00 39 45 15.38
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-28 N-Q Timothy Plan (see advisory)
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 62,972 55,210 -12.33 10,815 11,103 2.66
2017-11-29 N-Q Vanguard Montgomery Funds (see advisory)
2018-02-27 N-Q Putnam Master Intermediate Income Trust (see advisory)
2018-01-23 N-Q Mfs Series Trust Iv (see advisory)
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 13,315 13,315 0.00 2,325 2,678 15.18
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 6,071 5,708 -5.98 1,221 1,105 -9.50
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Put 7
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 11,000 2,212
2018-02-14 13F-HR Summit Street Capital Management, LLC 14,068 14,068 0.00 2,416 2,829 17.09
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 3,668 15,285 316.71 630 3,074 387.94
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 9 9 0.00 2 2 0.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 545,218 703,478 29.03 93,636 141,476 51.09
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 2,400 0 -100.00 430,944 0 -100.00
2018-01-17 13F-HR Cutler Group LP 5,625 0 -100.00 966 0 -100.00
2018-02-14 13F-HR HBK INVESTMENTS L P 26,100 69,800 167.43 4,482 14,037 213.19
2018-02-14 13F-HR UBS Group AG Call 1,200 0 -100.00 206 0 -100.00
2018-02-14 13F-HR People's United Financial, Inc. 1,224 246
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 101,348 120,373 18.77 17,406 24,208 39.08
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 59,647 58,103 -2.59 10,244 11,685 14.07
2018-02-08 13F-HR Parkwood LLC 0 1,038 0 209
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 525,410 432,703 -17.64 90,232 87,025 -3.55
2017-11-28 N-Q Fidelity School Street Trust (see advisory)
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 86,497 86,497 0.00 14,855 17,395 17.10
2018-02-14 13F-HR LUCUS ADVISORS LLC 2,035 1,676 -17.64 349 337 -3.44
2018-02-28 N-Q Gps Funds I (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,871,016 1,345,016 -28.11 321,328 270,496 -15.82
2018-01-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 7,776 234,475 2,915.37 1,335 47,155 3,432.21
2017-11-29 N-Q Forethought Variable Insurance Trust (see advisory)
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 3,500 3,500 0.00 601 704 17.14
2018-02-14 13F-HR TEACHERS ADVISORS INC 407,648 393,436 -3.49 70,009 79,124 13.02
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-14 13F-HR BRIDGER MANAGEMENT, LLC 0 230,159 0 46,287
2018-01-16 13F-HR NEXT Financial Group, Inc 50 0 -100.00 8 0 -100.00
2018-02-14 13F-HR Alyeska Investment Group, L.P. 6,466 13,185 103.91 1,110 2,652 138.92
2018-04-04 13F-HR CENTRAL TRUST Co 2,218 50 -97.75 446 10 -97.76
2018-02-14 13F-HR STIFEL FINANCIAL CORP 1,702 1,877 10.28 295 378 28.14
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 80,107 85,676 6.95 13,758 17,230 25.24
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-08 13F-HR Artemis Investment Management LLP 33,199 47,901 44.28 5,703 9,637 68.98
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 57,165 62,357 9.08 9,818 12,541 27.73
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 105,299 0 -100.00 18,907 0 -100.00
2017-11-09 N-Q Tcw Strategic Income Fund Inc (see advisory)
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 8,082 6,897 -14.66 1,388 1,388 0.00
2017-11-29 N-Q Lord Abbett Series Fund Inc (see advisory)
2017-10-27 N-Q Valic Co I (see advisory)
2018-02-06 13F-HR Glassman Wealth Services 3 1
2018-01-29 13F-HR Lenox Wealth Advisors, Inc. 15 0 -100.00 3 0 -100.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,661 2,410 45.09 285 485 70.18
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 80,360 252,940 214.76 13,801 50,869 268.59
2017-11-22 N-Q Ssga Active Trust (see advisory)
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 124,811 138,543 11.00 21,435 27,862 29.98
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 10,571 10,741 1.61 1,815 2,160 19.01
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 65,278 73,721 12.93 11,211 14,827 32.25
2018-02-14 13F-HR Rock Springs Capital Management LP 197,500 134,000 -32.15 33,919 26,949 -20.55
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 6,253 6,700 7.15 1,074 1,347 25.42
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 22,200 22,200 0.00 3,813 4,465 17.10
2018-02-08 13F-HR Psagot Investment House Ltd. 14,000 14,000 0.00 2,404 2,816 17.14
2017-10-26 N-Q Ab Trust (see advisory)
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc 5
2017-11-21 N-Q Dreyfus Investment Portfolios (see advisory)
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 7,246 2,228 -69.25 1,244 448 -63.99
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 424,877 405,575 -4.54 72,967 81,565 11.78
2018-02-09 13F-HR Itau Unibanco Holding S.A. 4,957 3,916 -21.00 2,692 788 -70.73
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 80,471 16,184
2018-02-14 13F-HR NGAM ADVISORS, L.P. 15,787 0 -100.00 2,710 0 -100.00
2018-02-14 13F-HR Flinton Capital Management LLC 28,928 33,600 16.15 4,968 6,757 36.01
2018-02-14 13F-HR BARCLAYS PLC Put 7,400 2,700 -63.51 1,038 543 -47.69
2018-02-14 13F-HR Summit Trail Advisors, Llc 26 6
2018-02-02 13F-HR Aperio Group, LLC 44,611 44,266 -0.77 7,661 8,902 16.20
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-02-14 13F-HR Redmile Group, LLC 0 144,349 0 29,030
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 1,650 4,145 151.21 332 803 141.87
2018-02-13 13F-HR ASSETMARK, INC 586 544 -7.17 101 109 7.92
2018-01-26 N-Q Valic Co Ii (see advisory)
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Call 11
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 80,071 0 16,103
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 2,191 2,191 0.00 376 376 0.00
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 36 7
2018-02-08 13F-HR SEI INVESTMENTS CO 15,225 13,979 -8.18 2,615 2,811 7.50
2018-02-14 13F-HR Capital Research Global Investors 1,816,322 1,816,322 0.00 311,935 365,281 17.10
2018-02-02 13F-HR Gator Capital Management, LLC 3,303 2,916 -11.72 258 586 127.13
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 9,451 9,735 3.00 1,623 1,958 20.64
2018-02-14 13F-HR Stone Ridge Asset Management LLC 13,110 2,637
2018-02-14 13F-HR 6 Meridian 2,573 517
2018-02-14 13F-HR STATE STREET CORP 1,225,492 1,233,158 0.63 210,470 247,995 17.83
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-02 13F-HR/A-1 PICTON MAHONEY ASSET MANAGEMENT 7,700 7,400 -3.90 1,323 1,489 12.55
2018-02-13 13F-HR ASCEND CAPITAL, LLC 0 2,404 0 483
2018-02-15 13F-HR GLENMEDE TRUST CO NA 56,058 42,416 -24.34 9,625 8,529 -11.39
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 2,200 24,000 990.91 378 4,827 1,176.98
2018-02-14 13F-HR Nuveen Asset Management, LLC 73,038 55,815 -23.58 12,544 11,225 -10.51
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 106,400 23,100 -78.29 18,273 4,646 -74.57
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 16,683 16,794 0.67 3,355 3,252 -3.07
2018-01-23 13F-HR HENNESSY ADVISORS INC 242,300 0 -100.00 41,613 0 -100.00
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 4,960 2,680 -45.97 852 539 -36.74
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 1,006 202
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2017-11-28 N-Q Kp Funds (see advisory)
2018-02-02 13F-HR SMITHFIELD TRUST CO 25 5
2018-02-14 13F-HR BlueCrest Capital Management Ltd 0 2,002 0 403
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 93,656 122,881 31.20 16,084 24,713 53.65
2018-02-14 13F-HR Sio Capital Management, LLC 23,200 4,666
2018-01-18 N-Q Advantage Funds, Inc. (see advisory)
2018-01-29 N-Q Invesco High Income Trust Ii (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-01-23 13F-HR FIRST QUADRANT L P/CA 4,573 86,503 1,791.60 785 17,397 2,116.18
2018-02-13 13F-HR Delpha Capital Management, Llc 43 9
2017-10-30 13F-HR Edgestream Partners, L.P. 2,559 0 -100.00 459 0 -100.00
2018-02-28 N-Q American High Income Trust (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,597,827 1,595,428 -0.15 321,339 308,928 -3.86
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 4,600 0 -100.00 826 0 -100.00
2018-02-02 13F-HR COLUMBUS CIRCLE INVESTORS 332,340 312,152 -6.07 57,076 62,777 9.99
2018-01-26 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-04-06 SC 13G/A BlackRock Inc. 4,271,908 4,551,672 6.55
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 274,913 396,329 44.17 47,214 79,706 68.82
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-14 13F-HR Quantitative Investment Management, LLC 44,200 18,300 -58.60 7,590 3,680 -51.52
2017-10-30 N-Q Trust For Professional Managers (see advisory)
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-01-30 13F-HR WRIGHT INVESTORS SERVICE INC 6,774 7,876 16.27 1,164 1,584 36.08
2017-10-31 13F-HR Syntal Capital Partners, LLC 3,816 0 -100.00 685 0 -100.00
2018-02-28 N-Q Ivy Funds (see advisory)
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 187,611 196,451 4.71 32,220 39,508 22.62
2018-02-12 13F-HR Quantbot Technologies LP 27,018 4,148 -84.65 4,640 834 -82.03
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 61 47 -22.95 8 8 0.00
2018-02-12 13F-HR Winfield Associates, Inc. 5 5 0.00 1 2 100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WCG / Wellcare Health Plans, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 94946T106