SecurityWBK / Westpac Banking Corp. Ltd. (961214301)
Institutional Owners354 (192 N-Q Owners)
Institutional Shares196,670,818 (ex. N-Q)
Institutional Value$ 503,034,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Westpac Banking Corp. Ltd. (NYSE:WBK) has 354 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 196,670,818 shares. Largest shareholders include BlackRock Inc., Northern Trust Corp, Parametric Portfolio Associates Llc, Renaissance Technologies LLC, Bank Of America Corp /de/, Invesco Ltd., Aperio Group, LLC, Royal Bank Of Canada, Raymond James & Associates, and Goldman Sachs Group Inc.

Westpac Banking Corp. Ltd. (NYSE:WBK) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares		 Current
Shares		 Change
(Percent)		 Prev Value
($1000)		 Current Value
($1000)		 Change
(Percent)
2018-02-13 13F-HR MARIETTA INVESTMENT PARTNERS LLC 14,040 14,040 0.00 354 342 -3.39
2018-02-13 13F-HR ASSETMARK, INC 3,274 50,951 1,456.23 83 1,242 1,396.39
2017-12-27 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 11,793 8,696 -26.26 297 212 -28.62
2018-01-16 13F-HR Gemmer Asset Management LLC 925 925 0.00 23 23 0.00
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 85 0 -100.00 2 0 -100.00
2018-03-15 13F-HR Rossmore Private Capital 555 13,531
2018-02-09 13F-HR Mawer Investment Management Ltd. 140,625 158,104 12.43 3,547 3,855 8.68
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-02-13 13F-HR Advisors Asset Management, Inc. 66,381 92,936 40.00 1,674 2,266 35.36
2017-11-29 N-Q Boston Trust & Walden Funds (see advisory)
2017-11-29 N-Q Leeward Investment Trust (see advisory)
2018-02-27 N-Q Columbia Funds Series Trust (see advisory)
2018-01-26 N-Q Voya Asia Pacific High Dividend Equity Income Fund (see advisory)
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2017-11-22 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-02-07 13F-HR OLD NATIONAL BANCORP /IN/ 13,899 0 -100.00 351 0 -100.00
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 651 651 0.00 16 16 0.00
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 17,905 17,355 -3.07 451 423 -6.21
2017-12-28 N-Q Sei Daily Income Trust /ma/ (see advisory)
2018-03-01 N-Q Delaware Group Foundation Funds (see advisory)
2017-11-22 N-Q Thrivent Mutual Funds (see advisory)
2017-12-28 N-Q Vanguard Fixed Income Securities Funds (see advisory)
2018-01-30 13F-HR Gilman Hill Asset Management, LLC 50,295 52,520 4.42 1,268 1,280 0.95
2018-02-14 13F-HR ROYAL BANK OF CANADA 1,119,573 1,256,220 12.21 28,237 30,627 8.46
2018-02-14 13F-HR STIFEL FINANCIAL CORP 37,615 39,796 5.80 959 966 0.73
2018-02-13 13F-HR Aevitas Wealth Management, Inc. 500 12
2018-02-05 13F-HR American Trust Investment Advisors, LLC 8,470 8,470 0.00 214 206 -3.74
2018-03-01 N-Q Pimco Funds (see advisory)
2018-01-24 N-Q Deutsche Income Trust (see advisory)
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2018-01-17 13F-HR CAPROCK Group, Inc. 12,533 12,674 1.13 316 315 -0.32
2018-02-14 13F-HR BRINKER CAPITAL INC 19,920 21,053 5.69 502 518 3.19
2017-12-27 N-Q Delaware Group Government Fund (see advisory)
2017-12-21 N-Q Dreyfus Cash Management (see advisory)
2018-02-28 N-Q Ivy Funds (see advisory)
2018-02-13 13F-HR Financial Gravity Companies, Inc. 207 5
2017-10-25 13F-HR A. D. Beadell Investment Counsel, Inc. 11,100 0 -100.00 259 0 -100.00
2018-04-20 13F-HR/A-1 Fisher Asset Management, LLC 15,016 41,970 179.50 366 931 154.37
2017-10-30 N-Q John Hancock Strategic Series (see advisory)
2017-10-26 N-Q Mfs Series Trust X (see advisory)
2018-01-29 13F-HR Bollard Group LLC 94,229 67,879 -27.96 2,376 1,655 -30.35
2018-04-05 13F-HR Edge Wealth Management LLC 185 185 0.00 4 4 0.00
2018-02-26 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 3,584 2,833 -20.95 90 69 -23.33
2017-11-21 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 14,382 13,540 -5.85 350 300 -14.29
2018-02-14 13F-HR NORTHERN TRUST CORP 3,080,235 2,961,730 -3.85 77,683 72,208 -7.05
2018-02-12 13F-HR Winfield Associates, Inc. 910 990 8.79 23 25 8.70
2018-01-26 13F-HR JOHNSTON ASSET MANAGEMENT CORP 20,171 20,171 0.00 509 492 -3.34
2017-12-29 N-Q Prudential Investment Portfolios 2 (see advisory)
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 143,561 152,439 6.18 3,621 3,716 2.62
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-01-30 13F-HR WRIGHT INVESTORS SERVICE INC 53,417 27,632 -48.27 1,347 674 -49.96
2017-12-26 N-Q Deutsche Portfolio Trust (see advisory)
2018-02-14 13F-HR Avestar Capital, Llc 570 12
2018-01-26 N-Q Jpmorgan Trust I (see advisory)
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-01-24 13F-HR Vantage Investment Advisors, LLC 430 0 -100.00 11 0 -100.00
2018-04-18 13F-HR Creative Planning 0 10,754 0 239
2017-11-22 N-Q Blackrock Index Funds, Inc. (see advisory)
2017-11-20 N-Q YAHOO INC (see advisory)
2017-11-28 N-Q Jpmorgan Insurance Trust (see advisory)
2018-04-18 13F-HR Hexavest Inc. 3,914 0 -100.00 95 0 -100.00
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 689 507 -26.42 17 12 -29.41
2017-12-20 N-Q Td Asset Management Usa Funds Inc. (see advisory)
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-02-14 13F-HR UBS Group AG 336,623 294,005 -12.66 8,490 7,168 -15.57
2018-02-14 13F-HR Summit Trail Advisors, Llc 6,249 156
2017-11-22 N-Q Ssga Active Trust (see advisory)
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,000 1,000 0.00 24 22 -8.33
2018-02-26 N-Q Master Large Cap Series Llc (see advisory)
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 500 500 0.00 13 12 -7.69
2018-01-29 N-Q First American Funds Inc (see advisory)
2017-11-29 N-Q Mutual Fund Series Trust (see advisory)
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 84 84 0.00 2 2 0.00
2018-02-14 13F-HR MORGAN STANLEY 238,909 243,659 1.99 6,025 5,940 -1.41
2018-02-12 13F-HR LOGAN CAPITAL MANAGEMENT INC 35,123 36,239 3.18 886 884 -0.23
2018-02-27 N-Q Columbia Funds Series Trust I (see advisory)
2017-11-28 N-Q Northern Lights Fund Trust (see advisory)
2017-11-22 N-Q Principal Variable Contracts Funds Inc (see advisory)
2018-02-02 13F-HR TODD ASSET MANAGEMENT LLC 675,539 54,509 -91.93 17,037 1,329 -92.20
2018-01-25 N-Q Putnam Global Natural Resources Fund (see advisory)
2018-01-24 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-02 13F-HR Checchi Capital Advisers, LLC 21,824 19,856 -9.02 550 484 -12.00
2018-04-16 13F-HR MIDAS MANAGEMENT CORP 60,000 0 -100.00 1,463 0 -100.00
2018-01-31 13F-HR Delphi Private Advisors LLC 3,000 73
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 2,084 0 -100.00 53 0 -100.00
2017-11-28 N-Q Putnam International Equity Fund /ma/ (see advisory)
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 347,512 195,138 -43.85 8,765 4,758 -45.72
2018-02-14 13F-HR GUARDIAN CAPITAL LP 226,418 217,664 -3.87 5,710 5,307 -7.06
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 30,342 28,568 -5.85 740 634 -14.32
2018-01-19 13F-HR World Asset Management Inc 196,570 189,167 -3.77 4,957 4,612 -6.96
2018-02-13 13F-HR Epoch Investment Partners, Inc. 24,033 22,886 -4.77 606 558 -7.92
2017-11-28 N-Q North Carolina Capital Management Trust (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 75,486 72,270 -4.26 1,903 1,762 -7.41
2018-02-14 13F-HR Flinton Capital Management LLC 31,220 31,220 0.00 787 761 -3.30
2018-02-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-02-28 N-Q Acap Strategic Fund (see advisory)
2017-11-28 N-Q Pimco Etf Trust (see advisory)
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 11,651 13,523 16.07 294 330 12.24
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 76,620 75,343 -1.67 1,933 1,837 -4.97
2017-11-17 13F-HR Archford Capital Strategies, LLC 900 0 -100.00 22 0 -100.00
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-06 13F-HR M&T BANK CORP 54,050 67,846 25.52 1,364 1,655 21.33
2018-04-10 13F-HR/A-1 Massey, Quick & Co., LLC 1,554 0 -100.00 39 0 -100.00
2018-02-13 13F-HR FIRST INTERSTATE BANK 65 0 -100.00 2 0 -100.00
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,054 2,068 0.68 52 50 -3.85
2018-01-29 N-Q Goldman Sachs Etf Trust (see advisory)
2018-01-26 13F-HR ADVISOR PARTNERS LLC 0 8,380 0 209
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-01 13F-HR Armor Investment Advisors, LLC 8,000 0 -100.00 202 0 -100.00
2017-12-28 N-Q Oppenheimer Ultra-short Duration Fund (see advisory)
2018-01-25 N-Q Dbx Etf Trust (see advisory)
2018-02-07 13F-HR LS Investment Advisors, LLC 1,450 1,450 0.00 37 35 -5.41
2018-01-26 N-Q Vanguard Money Market Reserves (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,999,094 1,989,840 -0.46 50,417 48,512 -3.78
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-02-28 N-Q Guggenheim Strategy Funds Trust (see advisory)
2018-04-13 13F-HR American Investment Services, Inc. 8,204 0 -100.00 200 0 -100.00
2018-02-20 N-Q Dreyfus Institutional Preferred Money Market Funds (see advisory)
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2017-11-28 N-Q Morgan Stanley Asia-pacific Fund, Inc. (see advisory)
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 22,371 0 -100.00 523 0 -100.00
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-02-08 13F-HR Advisory Services Network, LLC 56 873 1,458.93 1 21 2,000.00
2018-02-14 13F-HR Neuburgh Advisers LLC 37,910 37,910 0.00 956 924 -3.35
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 330 0 -100.00 8 0 -100.00
2018-02-08 13F-HR TORONTO DOMINION BANK 17,064 16,848 -1.27 431 411 -4.64
2017-11-29 N-Q Vanguard Bond Index Funds (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO 2,365 2,365 0.00 60 57 -5.00
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 37,689 25,632 -31.99 951 625 -34.28
2017-11-27 N-Q Goldman Sachs Variable Insurance Trust (see advisory)
2018-01-30 13F-HR CONNING INC. 9,861 0 -100.00 249 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 1,021,178 974,935 -4.53 25,754 23,769 -7.71
2018-02-14 13F-HR PROFUND ADVISORS LLC 63,498 1,548
2018-02-28 N-Q Gps Funds I (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 0 240 0 6
2018-01-24 13F-HR IFP Advisors, Inc 1,988 1,338 -32.70 50 33 -34.00
2018-02-09 13F-HR SUNTRUST BANKS INC 10,823 10,897 0.68 272 265 -2.57
2018-01-17 13F-HR PEOPLES FINANCIAL SERVICES CORP. 234 234 0.00 6 6 0.00
2018-02-15 13F-HR/A-1 Taylor Frigon Capital Management LLC 31,332 40,609 29.61 692 990 43.06
2017-11-29 N-Q Waddell & Reed Advisors Funds (see advisory)
2018-01-29 N-Q Short Term Investments Trust (see advisory)
2018-02-12 13F-HR Shoker Investment Counsel, Inc. 27,656 23,840 -13.80 697 581 -16.64
2018-04-18 13F-HR Cornerstone Advisors, Inc. 532 715 34.40 13 16 23.08
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2017-10-30 N-Q Lord Abbett Investment Trust (see advisory)
2018-01-17 N-Q Dreyfus Basic Money Market Fund, Inc (see advisory)
2017-11-24 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-02-14 13F-HR Rodgers Brothers Inc. 8,333 14,833 78.00 210 362 72.38
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 209 692 231.10 5 15 200.00
2018-02-15 13F-HR GLENMEDE TRUST CO NA 14,556 15,576 7.01 367 378 3.00
2017-11-29 N-Q Natixis Funds Trust Ii (see advisory)
2018-01-16 13F-HR CWM, LLC 146 0 -100.00 4 0 -100.00
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 250 250 0.00 6 6 0.00
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 54,342 55,610 2.33 1,618 1,313 -18.85
2018-04-12 13F-HR Valeo Financial Advisors, Llc 56 1
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-02-14 13F-HR STATE STREET CORP 20,605 20,605 0.00 519 503 -3.08
2018-01-30 13F-HR Oxbow Advisors, LLC 254,977 254,622 -0.14 6,431 6,208 -3.47
2018-01-29 N-Q Aim Treasurers Series Trust (invesco Treasurer's Series Trust) (see advisory)
2018-02-26 N-Q Blackrock Bond Fund, Inc. (see advisory)
2018-02-28 N-Q Gps Funds Ii (see advisory)
2018-02-08 13F-HR GREENLEAF TRUST 41,327 30,265 -26.77 1,042 738 -29.17
2018-02-09 13F-HR CITADEL ADVISORS LLC 0 13,041 0 318
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 2,860 2,350 -17.83 70 52 -25.71
2018-01-26 N-Q Fidelity Salem Street Trust (see advisory)
2017-11-07 13F-HR SG Americas Securities, LLC 9,856 0 -100.00 231 0 -100.00
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 20,616 21,845 5.96 519 532 2.50
2017-11-29 N-Q Deutsche Variable Series Ii (see advisory)
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2017-11-27 N-Q Brighthouse Funds Trust I (see advisory)
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2017-11-22 N-Q State Street Master Funds (see advisory)
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-02-08 13F-HR SEI INVESTMENTS CO 26,814 25,276 -5.74 676 616 -8.88
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-02-01 13F-HR BOYS ARNOLD & CO INC 9,600 9,600 0.00 242 234 -3.31
2017-11-22 N-Q Ssga Master Trust (see advisory)
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-13 13F-HR Renaissance Technologies LLC 1,228,699 1,406,100 14.44 30,988 34,281 10.63
2018-02-16 13F-HR We Are One Seven, Llc 1,189 29
2018-02-02 13F-HR Ballentine Partners, LLC 12,133 15,460 27.42 306 377 23.20
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-02-14 13F-HR EVENTIDE ASSET MANAGEMENT, LLC 32,500 34,100 4.92 820 831 1.34
2018-04-10 13F-HR Lourd Capital, LLC 34,013 32,546 -4.31 829 722 -12.91
2018-01-23 N-Q Mfs Series Trust Iv (see advisory)
2018-02-26 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,100 1,100 0.00 27 24 -11.11
2018-02-02 13F-HR Aperio Group, LLC 1,265,183 1,288,863 1.87 31,908 31,422 -1.52
2017-11-28 N-Q American Balanced Fund (see advisory)
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 57,723 60,721 5.19 1,351 1,531 13.32
2018-02-13 13F-HR Truewealth Llc 175 4
2018-01-29 N-Q John Hancock Funds Iii (see advisory)
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 6,993 7,101 1.54 167 162 -2.99
2017-11-29 N-Q Ivy Variable Insurance Portfolios (see advisory)
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 3,672 0 -100.00 92 0 -100.00
2018-02-12 13F-HR Midwest Professional Planners, Ltd. 11,588 283
2017-10-24 N-Q Fdp Series, Inc. (see advisory)
2018-01-29 N-Q Invesco Management Trust (see advisory)
2017-11-03 13F-HR BESSEMER GROUP INC 329 0 -100.00 8 0 -100.00
2018-02-14 13F-HR Tyers Asset Management LLC 24,530 24,530 0.00 619 598 -3.39
2018-02-16 13F-HR/A-1 OLD MISSION CAPITAL LLC 0 26,420 0 644
2018-02-12 13F-HR FINANCIAL COUNSELORS INC 14,091 0 -100.00 355 0 -100.00
2018-03-01 N-Q Calvert Fund (see advisory)
2018-02-14 13F-HR HighTower Advisors, LLC 103,474 83,618 -19.19 2,621 2,040 -22.17
2017-11-27 N-Q Voya Variable Insurance Trust (see advisory)
2017-11-29 N-Q Prudential Series Fund (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-01-26 N-Q Vanguard Cmt Funds (see advisory)
2018-02-26 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2017-11-24 N-Q Transamerica Series Trust (see advisory)
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 0 1,300 0 32
2018-01-23 N-Q Schwab Investments (see advisory)
2018-02-27 N-Q Putnam Money Market Fund (see advisory)
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 101,814 96,665 -5.06 2,566 2,408 -6.16
2017-11-27 N-Q John Hancock Variable Insurance Trust (see advisory)
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 10,060 0 -100.00 235 0 -100.00
2017-11-22 N-Q Professionally Managed Portfolios (see advisory)
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-15 13F-HR Lake Street Advisors Group, Llc 10,137 247
2017-11-22 N-Q State Street Navigator Securities Lending Trust (see advisory)
2017-12-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-13 13F-HR Martin Capital Partners, Llc 110,016 2,682
2018-04-12 13F-HR Bogart Wealth, Llc 3,256 3,256 0.00 79 73 -7.59
2017-12-22 N-Q Master Portfolio Trust (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 24,493 22,994 -6.12 617 560 -9.24
2018-02-14 13F-HR Invesco Ltd. 1,165,276 1,291,898 10.87 29,388 31,497 7.18
2018-01-25 N-Q Putnam Global Utilities Fund (see advisory)
2018-02-14 13F-HR Zions Bancorporation 3,304 3,385 2.45 83 83 0.00
2017-11-13 13F-HR CIBC World Markets Inc. 23,189 0 -100.00 543 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 1,360,486 1,357,616 -0.21 34,312 33,099 -3.54
2018-04-13 13F-HR Cwm Advisors, Llc 2,315 0 -100.00 56 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 36,299 228,800 530.32 915 5,578 509.62
2018-02-14 13F-HR AVALON ADVISORS, LLC 92,672 105,723 14.08 2,337 2,578 10.31
2018-01-29 N-Q Aim Counselor Series Trust (invesco Counselor Series Trust) (see advisory)
2017-11-28 N-Q Jackson Variable Series Trust (see advisory)
2017-11-29 N-Q Advanced Series Trust (see advisory)
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2017-11-29 N-Q Ubs Funds (see advisory)
2018-01-25 N-Q Putnam Funds Trust (see advisory)
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2017-10-27 N-Q Saturna Investment Trust (see advisory)
2017-12-26 N-Q Deutsche Money Funds (see advisory)
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-02-13 13F-HR Parallel Advisors, LLC 1,152 1,088 -5.56 28 27 -3.57
2018-02-02 13F-HR US BANCORP \DE\ 63,189 43,497 -31.16 1,594 1,061 -33.44
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-03-01 N-Q Investment Managers Series Trust Ii (see advisory)
2018-02-14 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 13,851 0 -100.00 349 0 -100.00
2017-10-27 N-Q Pnc Funds (see advisory)
2017-12-29 N-Q Nushares Etf Trust (see advisory)
2018-02-12 13F-HR DREMAN VALUE MANAGEMENT, L L C 230 230 0.00 6 6 0.00
2018-04-06 13F-HR Cardinal Capital Management, Inc. 650 650 0.00 16 14 -12.50
2018-02-27 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2017-10-24 N-Q Alps Etf Trust (see advisory)
2018-02-14 13F-HR FIFTH THIRD BANCORP 16,008 645 -95.97 404 16 -96.04
2017-10-30 N-Q John Hancock Bond Trust (see advisory)
2017-10-26 N-Q Thompson Im Funds Inc (see advisory)
2018-02-27 N-Q Doubleline Funds Trust (see advisory)
2017-10-26 13F-HR Acrospire Investment Management LLC 400 0 -100.00 9 0 -100.00
2018-02-09 13F-HR WETHERBY ASSET MANAGEMENT INC 65,598 63,940 -2.53 1,654 1,558 -5.80
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 14,959 0 -100.00 350 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 14,512 51,174 252.63 366 1,248 240.98
2018-02-14 13F-HR IMS Capital Management 9,144 0 -100.00 231 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 2,607 2,659 1.99 66 64 -3.03
2018-01-25 13F-HR Hanson & Doremus Investment Management 5,475 5,475 0.00 138 133 -3.62
2018-02-26 N-Q Blackrock Funds (see advisory)
2017-11-16 N-Q Advantage Advisers Xanthus Fund, L.l.c. (see advisory)
2018-02-14 13F-HR NGAM ADVISORS, L.P. 70,131 68,772 -1.94 1,768 1,677 -5.15
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20,594 20,454 -0.68 519 499 -3.85
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 27,450 27,450 0.00 669 609 -8.97
2018-01-24 13F-HR HOWE & RUSLING INC 600 275 -54.17 15 7 -53.33
2017-12-29 N-Q Nuveen Preferred & Income Term Fund (see advisory)
2018-02-15 13F-HR SRS Capital Advisors, Inc. 78 99 26.92 1 2 100.00
2018-02-27 N-Q Unified Series Trust (see advisory)
2018-02-14 13F-HR IHT Wealth Management, LLC 688 688 0.00 17 17 0.00
2017-12-27 N-Q Columbia Funds Series Trust Ii (see advisory)
2017-11-13 13F-HR Strategic Global Advisors, LLC 8,708 0 -100.00 204 0 -100.00
2017-11-28 N-Q Pimco Equity Series (see advisory)
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2017-12-27 N-Q Money Market Obligations Trust (see advisory)
2017-11-13 13F-HR Artisan Partners Limited Partnership 9,162 0 -100.00 214 0 -100.00
2017-11-24 N-Q Locorr Investment Trust (see advisory)
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 128,850 142,969 10.96 3,250 3,486 7.26
2018-02-06 13F-HR Camelot Portfolios, LLC 29,939 29,737 -0.67 755 725 -3.97
2018-02-09 13F-HR FDx Advisors, Inc. 33,329 11,204 -66.38 841 273 -67.54
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2018-02-28 13F-HR Paulson Wealth Management Inc. 416 10
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 9,000 9,000 0.00 226 219 -3.10
2018-02-05 13F-HR ZEVIN ASSET MANAGEMENT LLC 11,300 11,300 0.00 285 275 -3.51
2017-11-29 N-Q Deutsche Variable Series I (see advisory)
2017-11-28 N-Q Jnl Investors Series Trust (see advisory)
2018-04-14 13F-HR WEALTHSOURCE PARTNERS, LLC 0 17,490 0 467
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-01 SC 13G BlackRock Inc. 176,710,159
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 36,194 30,606 -15.44 913 746 -18.29
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 69,750 69,750 0.00 1,701 1,547 -9.05
2018-04-10 13F-HR Gradient Investments LLC 62,386 85,979 37.82 1,521 1,907 25.38
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2017-11-29 N-Q Delaware Vip Trust (see advisory)
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-02-22 13F-HR CHEMICAL BANK 11,875 11,875 0.00 299 290 -3.01
2018-03-01 13F-HR/A-1 MASSMUTUAL TRUST CO FSB/ADV 1,778 0 -100.00 44,841 0 -100.00
2018-04-06 13F-HR Eqis Capital Management, Inc. 8,535 0 -100.00 208 0 -100.00
2017-11-30 N-Q Johnson Mutual Funds Trust (see advisory)
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 4,233 405 -90.43 107 10 -90.65
2018-02-27 13F-HR Advisornet Financial, Inc 1,556 38
2017-10-30 N-Q John Hancock Sovereign Bond Fund (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 5,262 5,297 0.67 133 129 -3.01
2017-11-29 N-Q Investment Managers Series Trust (see advisory)
2018-02-26 N-Q Master Bond Llc (see advisory)
2017-11-28 N-Q Pax World Funds Series Trust Iii (see advisory)
2018-03-01 N-Q Alps Series Trust (see advisory)
2017-10-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2017-11-29 N-Q Trust For Advised Portfolios (see advisory)
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2017-11-28 N-Q Bond Fund Of America (see advisory)
2018-01-26 13F-HR Whitnell & Co. 0 77 0 2
2017-10-27 N-Q Valued Advisers Trust (see advisory)
2018-02-27 N-Q Federated Total Return Series Inc (see advisory)
2017-11-22 N-Q State Street Institutional Investment Trust (see advisory)
2018-01-26 N-Q Trust For Professional Managers (see advisory)
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-14 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 152,000 152,000 0.00 3,833 3,706 -3.31
2018-02-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 150,120 162,475 8.23 3,944 4,055 2.81
2018-01-26 N-Q Fidelity Advisor Series Ii (see advisory)
2018-02-12 13F-HR CITIGROUP INC 31,832 32,297 1.46 803 787 -1.99
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 10,250 8,550 -16.59 258 208 -19.38
2018-02-28 N-Q Goldman Sachs Trust (see advisory)
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 19,700 19,700 0.00 497 480 -3.42
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 1,113 0 -100.00 26 0 -100.00
2018-02-14 13F-HR 1832 Asset Management L.P. 1,375 1,375 0.00 35 33 -5.71
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 1,810 1,870 3.31 44 41 -6.82
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 61,226 1,493
2017-11-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-01-24 N-Q Investors Cash Trust (see advisory)
2017-11-17 N-Q Dividend & Income Fund (see advisory)
2018-04-20 13F-HR Cable Hill Partners, LLC 1,958 1,958 0.00 48 43 -10.42
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 468,658 463,189 -1.17 11,820 11,293 -4.46
2017-11-27 N-Q Voya Variable Portfolios Inc (see advisory)
2017-11-29 N-Q Baird Funds Inc (see advisory)
2018-02-02 13F-HR COMERICA BANK 182,533 181,233 -0.71 4,675 4,540 -2.89
2017-11-27 N-Q John Hancock Hedged Equity & Income Fund (see advisory)
2017-11-29 N-Q Deutsche Securities Trust (see advisory)
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 12,763 0 -100.00 299 0 -100.00
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2017-12-29 N-Q Adviser Managed Trust (see advisory)
2018-02-14 13F-HR Glen Harbor Capital Management LLC 17,840 17,840 0.00 450 435 -3.33
2018-02-27 N-Q Putnam Master Intermediate Income Trust (see advisory)
2017-11-20 N-Q Ohio National Fund Inc (see advisory)
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,805 9,811 -61.98 690 239 -65.36
2017-12-27 N-Q Delaware Group Income Funds (see advisory)
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 160 160 0.00 4,036 3,902 -3.32
2018-01-26 N-Q Voya International High Dividend Equity Income Fund (see advisory)
2018-02-20 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 30,135 31,235 3.65 760 762 0.26
2017-10-27 N-Q Franklin Fund Allocator Series (see advisory)
2018-02-05 13F-HR St. James Investment Company, LLC 8,290 202
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 1,249,636 1,218,702 -2.48 31,516 29,712 -5.72
2017-11-29 N-Q Deutsche Institutional Funds (see advisory)
2018-03-07 13F-HR Private Capital Group, Llc 976 66
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2018-04-05 13F-HR Destination Wealth Management 2,256 50
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-02-14 13F-HR LPL Financial LLC 9,964 11,534 15.76 251 281 11.95
2018-02-28 N-Q Ishares Trust (see advisory)
2017-11-14 13F-HR CREDIT SUISSE AG/ 9,239 0 -100.00 216 0 -100.00
2018-02-22 13F-HR Elkfork Partners LLC 24,530 598
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 13,713 13,890 1.29 345 339 -1.74
2017-12-28 N-Q Putnam Premier Income Trust (see advisory)
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 414,000 0 -100.00 10,441 0 -100.00
2017-12-28 N-Q Eaton Vance Growth Trust (see advisory)
2018-02-01 13F-HR Kovack Advisors, Inc. 17,438 425
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 332,489 302,194 -9.11 8,106 6,703 -17.31
Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WBK / Westpac Banking Corp. Ltd. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 961214301