Security | WBK / Westpac Banking Corp. Ltd. (961214301) |
Institutional Owners | 354 (192 N-Q Owners) |
Institutional Shares | 196,670,818 (ex. N-Q) |
Institutional Value | $ 503,034,000 USD (ex. N-Q) |
Institutional Stock Ownership and Shareholders
Westpac Banking Corp. Ltd. (NYSE:WBK) has 354 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 196,670,818 shares. Largest shareholders include BlackRock Inc., Northern Trust Corp, Parametric Portfolio Associates Llc, Renaissance Technologies LLC, Bank Of America Corp /de/, Invesco Ltd., Aperio Group, LLC, Royal Bank Of Canada, Raymond James & Associates, and Goldman Sachs Group Inc.
Westpac Banking Corp. Ltd. (NYSE:WBK) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
File Date | Form | Investor | Opt | Prev Shares |
Current Shares |
Change (Percent) |
Prev Value ($1000) |
Current Value ($1000) |
Change (Percent) | |
---|---|---|---|---|---|---|---|---|---|---|
MARIETTA INVESTMENT PARTNERS LLC | 14,040 | 14,040 | 0.00 | 354 | 342 | -3.39 | ||||
ASSETMARK, INC | 3,274 | 50,951 | 1,456.23 | 83 | 1,242 | 1,396.39 | ||||
Wells Fargo Funds Trust (see advisory) | ||||||||||
MML INVESTORS SERVICES, LLC | 11,793 | 8,696 | -26.26 | 297 | 212 | -28.62 | ||||
Gemmer Asset Management LLC | 925 | 925 | 0.00 | 23 | 23 | 0.00 | ||||
THRIVENT FINANCIAL FOR LUTHERANS | 85 | 0 | -100.00 | 2 | 0 | -100.00 | ||||
Rossmore Private Capital | 555 | 13,531 | ||||||||
Mawer Investment Management Ltd. | 140,625 | 158,104 | 12.43 | 3,547 | 3,855 | 8.68 | ||||
Sunamerica Series Trust (see advisory) | ||||||||||
Advisors Asset Management, Inc. | 66,381 | 92,936 | 40.00 | 1,674 | 2,266 | 35.36 | ||||
Boston Trust & Walden Funds (see advisory) | ||||||||||
Leeward Investment Trust (see advisory) | ||||||||||
Columbia Funds Series Trust (see advisory) | ||||||||||
Voya Asia Pacific High Dividend Equity Income Fund (see advisory) | ||||||||||
Franklin Templeton Etf Trust (see advisory) | ||||||||||
COLLEGE RETIREMENT EQUITIES FUND (see advisory) | ||||||||||
OLD NATIONAL BANCORP /IN/ | 13,899 | 0 | -100.00 | 351 | 0 | -100.00 | ||||
Prudential Investment Portfolios, Inc. (see advisory) | ||||||||||
WHITTIER TRUST CO OF NEVADA INC | 651 | 651 | 0.00 | 16 | 16 | 0.00 | ||||
JOHNSON INVESTMENT COUNSEL INC | 17,905 | 17,355 | -3.07 | 451 | 423 | -6.21 | ||||
Sei Daily Income Trust /ma/ (see advisory) | ||||||||||
Delaware Group Foundation Funds (see advisory) | ||||||||||
Thrivent Mutual Funds (see advisory) | ||||||||||
Vanguard Fixed Income Securities Funds (see advisory) | ||||||||||
Gilman Hill Asset Management, LLC | 50,295 | 52,520 | 4.42 | 1,268 | 1,280 | 0.95 | ||||
ROYAL BANK OF CANADA | 1,119,573 | 1,256,220 | 12.21 | 28,237 | 30,627 | 8.46 | ||||
STIFEL FINANCIAL CORP | 37,615 | 39,796 | 5.80 | 959 | 966 | 0.73 | ||||
Aevitas Wealth Management, Inc. | 500 | 12 | ||||||||
American Trust Investment Advisors, LLC | 8,470 | 8,470 | 0.00 | 214 | 206 | -3.74 | ||||
Pimco Funds (see advisory) | ||||||||||
Deutsche Income Trust (see advisory) | ||||||||||
Sa Funds Investment Trust (see advisory) | ||||||||||
Touchstone Strategic Trust (see advisory) | ||||||||||
CAPROCK Group, Inc. | 12,533 | 12,674 | 1.13 | 316 | 315 | -0.32 | ||||
BRINKER CAPITAL INC | 19,920 | 21,053 | 5.69 | 502 | 518 | 3.19 | ||||
Delaware Group Government Fund (see advisory) | ||||||||||
Dreyfus Cash Management (see advisory) | ||||||||||
Ivy Funds (see advisory) | ||||||||||
Financial Gravity Companies, Inc. | 207 | 5 | ||||||||
A. D. Beadell Investment Counsel, Inc. | 11,100 | 0 | -100.00 | 259 | 0 | -100.00 | ||||
Fisher Asset Management, LLC | 15,016 | 41,970 | 179.50 | 366 | 931 | 154.37 | ||||
John Hancock Strategic Series (see advisory) | ||||||||||
Mfs Series Trust X (see advisory) | ||||||||||
Bollard Group LLC | 94,229 | 67,879 | -27.96 | 2,376 | 1,655 | -30.35 | ||||
Edge Wealth Management LLC | 185 | 185 | 0.00 | 4 | 4 | 0.00 | ||||
Legg Mason Global Asset Management Trust (see advisory) | ||||||||||
JP Morgan Chase & Co | 3,584 | 2,833 | -20.95 | 90 | 69 | -23.33 | ||||
Neuberger Berman Advisers Management Trust (see advisory) | ||||||||||
RAYMOND JAMES TRUST N.A. | 14,382 | 13,540 | -5.85 | 350 | 300 | -14.29 | ||||
NORTHERN TRUST CORP | 3,080,235 | 2,961,730 | -3.85 | 77,683 | 72,208 | -7.05 | ||||
Winfield Associates, Inc. | 910 | 990 | 8.79 | 23 | 25 | 8.70 | ||||
JOHNSTON ASSET MANAGEMENT CORP | 20,171 | 20,171 | 0.00 | 509 | 492 | -3.34 | ||||
Prudential Investment Portfolios 2 (see advisory) | ||||||||||
Mirae Asset Global Investments Co., Ltd. | 143,561 | 152,439 | 6.18 | 3,621 | 3,716 | 2.62 | ||||
Blackstone Alternative Investment Funds (see advisory) | ||||||||||
WRIGHT INVESTORS SERVICE INC | 53,417 | 27,632 | -48.27 | 1,347 | 674 | -49.96 | ||||
Deutsche Portfolio Trust (see advisory) | ||||||||||
Avestar Capital, Llc | 570 | 12 | ||||||||
Jpmorgan Trust I (see advisory) | ||||||||||
Massmutual Select Funds (see advisory) | ||||||||||
Vantage Investment Advisors, LLC | 430 | 0 | -100.00 | 11 | 0 | -100.00 | ||||
Creative Planning | 0 | 10,754 | 0 | 239 | ||||||
Blackrock Index Funds, Inc. (see advisory) | ||||||||||
YAHOO INC (see advisory) | ||||||||||
Jpmorgan Insurance Trust (see advisory) | ||||||||||
Hexavest Inc. | 3,914 | 0 | -100.00 | 95 | 0 | -100.00 | ||||
ENTERPRISE FINANCIAL SERVICES CORP | 689 | 507 | -26.42 | 17 | 12 | -29.41 | ||||
Td Asset Management Usa Funds Inc. (see advisory) | ||||||||||
Vanguard Scottsdale Funds (see advisory) | ||||||||||
UBS Group AG | 336,623 | 294,005 | -12.66 | 8,490 | 7,168 | -15.57 | ||||
Summit Trail Advisors, Llc | 6,249 | 156 | ||||||||
Ssga Active Trust (see advisory) | ||||||||||
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 1,000 | 1,000 | 0.00 | 24 | 22 | -8.33 | ||||
Master Large Cap Series Llc (see advisory) | ||||||||||
SALEM INVESTMENT COUNSELORS INC | 500 | 500 | 0.00 | 13 | 12 | -7.69 | ||||
First American Funds Inc (see advisory) | ||||||||||
Mutual Fund Series Trust (see advisory) | ||||||||||
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 84 | 84 | 0.00 | 2 | 2 | 0.00 | ||||
MORGAN STANLEY | 238,909 | 243,659 | 1.99 | 6,025 | 5,940 | -1.41 | ||||
LOGAN CAPITAL MANAGEMENT INC | 35,123 | 36,239 | 3.18 | 886 | 884 | -0.23 | ||||
Columbia Funds Series Trust I (see advisory) | ||||||||||
Northern Lights Fund Trust (see advisory) | ||||||||||
Principal Variable Contracts Funds Inc (see advisory) | ||||||||||
TODD ASSET MANAGEMENT LLC | 675,539 | 54,509 | -91.93 | 17,037 | 1,329 | -92.20 | ||||
Putnam Global Natural Resources Fund (see advisory) | ||||||||||
PRINCIPAL FUNDS INC (see advisory) | ||||||||||
Checchi Capital Advisers, LLC | 21,824 | 19,856 | -9.02 | 550 | 484 | -12.00 | ||||
MIDAS MANAGEMENT CORP | 60,000 | 0 | -100.00 | 1,463 | 0 | -100.00 | ||||
Delphi Private Advisors LLC | 3,000 | 73 | ||||||||
OPPENHEIMER ASSET MANAGEMENT INC. | 2,084 | 0 | -100.00 | 53 | 0 | -100.00 | ||||
Putnam International Equity Fund /ma/ (see advisory) | ||||||||||
ENVESTNET ASSET MANAGEMENT INC | 347,512 | 195,138 | -43.85 | 8,765 | 4,758 | -45.72 | ||||
GUARDIAN CAPITAL LP | 226,418 | 217,664 | -3.87 | 5,710 | 5,307 | -7.06 | ||||
BANK OF MONTREAL /CAN/ | 30,342 | 28,568 | -5.85 | 740 | 634 | -14.32 | ||||
World Asset Management Inc | 196,570 | 189,167 | -3.77 | 4,957 | 4,612 | -6.96 | ||||
Epoch Investment Partners, Inc. | 24,033 | 22,886 | -4.77 | 606 | 558 | -7.92 | ||||
North Carolina Capital Management Trust (see advisory) | ||||||||||
Bank of New York Mellon Corp | 75,486 | 72,270 | -4.26 | 1,903 | 1,762 | -7.41 | ||||
Flinton Capital Management LLC | 31,220 | 31,220 | 0.00 | 787 | 761 | -3.30 | ||||
SMALLCAP WORLD FUND INC (see advisory) | ||||||||||
Quantitative Master Series Llc (see advisory) | ||||||||||
Acap Strategic Fund (see advisory) | ||||||||||
Pimco Etf Trust (see advisory) | ||||||||||
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 11,651 | 13,523 | 16.07 | 294 | 330 | 12.24 | ||||
WELLS FARGO & COMPANY/MN | 76,620 | 75,343 | -1.67 | 1,933 | 1,837 | -4.97 | ||||
Archford Capital Strategies, LLC | 900 | 0 | -100.00 | 22 | 0 | -100.00 | ||||
Schwab Strategic Trust (see advisory) | ||||||||||
M&T BANK CORP | 54,050 | 67,846 | 25.52 | 1,364 | 1,655 | 21.33 | ||||
Massey, Quick & Co., LLC | 1,554 | 0 | -100.00 | 39 | 0 | -100.00 | ||||
FIRST INTERSTATE BANK | 65 | 0 | -100.00 | 2 | 0 | -100.00 | ||||
BRONFMAN E.L. ROTHSCHILD, L.P. | 2,054 | 2,068 | 0.68 | 52 | 50 | -3.85 | ||||
Goldman Sachs Etf Trust (see advisory) | ||||||||||
ADVISOR PARTNERS LLC | 0 | 8,380 | 0 | 209 | ||||||
Aqr Funds (see advisory) | ||||||||||
Armor Investment Advisors, LLC | 8,000 | 0 | -100.00 | 202 | 0 | -100.00 | ||||
Oppenheimer Ultra-short Duration Fund (see advisory) | ||||||||||
Dbx Etf Trust (see advisory) | ||||||||||
LS Investment Advisors, LLC | 1,450 | 1,450 | 0.00 | 37 | 35 | -5.41 | ||||
Vanguard Money Market Reserves (see advisory) | ||||||||||
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,999,094 | 1,989,840 | -0.46 | 50,417 | 48,512 | -3.78 | ||||
Vanguard Malvern Funds (see advisory) | ||||||||||
Guggenheim Strategy Funds Trust (see advisory) | ||||||||||
American Investment Services, Inc. | 8,204 | 0 | -100.00 | 200 | 0 | -100.00 | ||||
Dreyfus Institutional Preferred Money Market Funds (see advisory) | ||||||||||
Allianz Funds Multi-strategy Trust (see advisory) | ||||||||||
Morgan Stanley Asia-pacific Fund, Inc. (see advisory) | ||||||||||
TWO SIGMA INVESTMENTS LLC | 22,371 | 0 | -100.00 | 523 | 0 | -100.00 | ||||
Invesco Bond Fund (see advisory) | ||||||||||
Advisory Services Network, LLC | 56 | 873 | 1,458.93 | 1 | 21 | 2,000.00 | ||||
Neuburgh Advisers LLC | 37,910 | 37,910 | 0.00 | 956 | 924 | -3.35 | ||||
FARMERS & MERCHANTS INVESTMENTS INC | 330 | 0 | -100.00 | 8 | 0 | -100.00 | ||||
TORONTO DOMINION BANK | 17,064 | 16,848 | -1.27 | 431 | 411 | -4.64 | ||||
Vanguard Bond Index Funds (see advisory) | ||||||||||
WHITTIER TRUST CO | 2,365 | 2,365 | 0.00 | 60 | 57 | -5.00 | ||||
Nuveen Fund Advisors, LLC | 37,689 | 25,632 | -31.99 | 951 | 625 | -34.28 | ||||
Goldman Sachs Variable Insurance Trust (see advisory) | ||||||||||
CONNING INC. | 9,861 | 0 | -100.00 | 249 | 0 | -100.00 | ||||
GOLDMAN SACHS GROUP INC | 1,021,178 | 974,935 | -4.53 | 25,754 | 23,769 | -7.71 | ||||
PROFUND ADVISORS LLC | 63,498 | 1,548 | ||||||||
Gps Funds I (see advisory) | ||||||||||
Atlantic Trust Group, LLC | 0 | 240 | 0 | 6 | ||||||
IFP Advisors, Inc | 1,988 | 1,338 | -32.70 | 50 | 33 | -34.00 | ||||
SUNTRUST BANKS INC | 10,823 | 10,897 | 0.68 | 272 | 265 | -2.57 | ||||
PEOPLES FINANCIAL SERVICES CORP. | 234 | 234 | 0.00 | 6 | 6 | 0.00 | ||||
Taylor Frigon Capital Management LLC | 31,332 | 40,609 | 29.61 | 692 | 990 | 43.06 | ||||
Waddell & Reed Advisors Funds (see advisory) | ||||||||||
Short Term Investments Trust (see advisory) | ||||||||||
Shoker Investment Counsel, Inc. | 27,656 | 23,840 | -13.80 | 697 | 581 | -16.64 | ||||
Cornerstone Advisors, Inc. | 532 | 715 | 34.40 | 13 | 16 | 23.08 | ||||
Blackrock Balanced Capital Fund, Inc. (see advisory) | ||||||||||
Fidelity Commonwealth Trust Ii (see advisory) | ||||||||||
Lord Abbett Investment Trust (see advisory) | ||||||||||
Dreyfus Basic Money Market Fund, Inc (see advisory) | ||||||||||
Mfs Variable Insurance Trust Iii (see advisory) | ||||||||||
Rodgers Brothers Inc. | 8,333 | 14,833 | 78.00 | 210 | 362 | 72.38 | ||||
Legacy Financial Advisors, Inc. | 209 | 692 | 231.10 | 5 | 15 | 200.00 | ||||
GLENMEDE TRUST CO NA | 14,556 | 15,576 | 7.01 | 367 | 378 | 3.00 | ||||
Natixis Funds Trust Ii (see advisory) | ||||||||||
CWM, LLC | 146 | 0 | -100.00 | 4 | 0 | -100.00 | ||||
REILLY FINANCIAL ADVISORS, LLC | 250 | 250 | 0.00 | 6 | 6 | 0.00 | ||||
TD ASSET MANAGEMENT INC | 54,342 | 55,610 | 2.33 | 1,618 | 1,313 | -18.85 | ||||
Valeo Financial Advisors, Llc | 56 | 1 | ||||||||
Wisdomtree Trust (see advisory) | ||||||||||
STATE STREET CORP | 20,605 | 20,605 | 0.00 | 519 | 503 | -3.08 | ||||
Oxbow Advisors, LLC | 254,977 | 254,622 | -0.14 | 6,431 | 6,208 | -3.47 | ||||
Aim Treasurers Series Trust (invesco Treasurer's Series Trust) (see advisory) | ||||||||||
Blackrock Bond Fund, Inc. (see advisory) | ||||||||||
Gps Funds Ii (see advisory) | ||||||||||
GREENLEAF TRUST | 41,327 | 30,265 | -26.77 | 1,042 | 738 | -29.17 | ||||
CITADEL ADVISORS LLC | 0 | 13,041 | 0 | 318 | ||||||
Kistler-Tiffany Companies, LLC | 2,860 | 2,350 | -17.83 | 70 | 52 | -25.71 | ||||
Fidelity Salem Street Trust (see advisory) | ||||||||||
SG Americas Securities, LLC | 9,856 | 0 | -100.00 | 231 | 0 | -100.00 | ||||
PNC FINANCIAL SERVICES GROUP, INC. | 20,616 | 21,845 | 5.96 | 519 | 532 | 2.50 | ||||
Deutsche Variable Series Ii (see advisory) | ||||||||||
Oppenheimer Global Strategic Income Fund (see advisory) | ||||||||||
Brighthouse Funds Trust I (see advisory) | ||||||||||
Optimum Fund Trust (see advisory) | ||||||||||
Voya Balanced Portfolio Inc (see advisory) | ||||||||||
State Street Master Funds (see advisory) | ||||||||||
Blackrock Funds Ii (see advisory) | ||||||||||
SEI INVESTMENTS CO | 26,814 | 25,276 | -5.74 | 676 | 616 | -8.88 | ||||
Ab Global Risk Allocation Fund, Inc. (see advisory) | ||||||||||
BOYS ARNOLD & CO INC | 9,600 | 9,600 | 0.00 | 242 | 234 | -3.31 | ||||
Ssga Master Trust (see advisory) | ||||||||||
Russell Investment Funds (see advisory) | ||||||||||
Renaissance Technologies LLC | 1,228,699 | 1,406,100 | 14.44 | 30,988 | 34,281 | 10.63 | ||||
We Are One Seven, Llc | 1,189 | 29 | ||||||||
Ballentine Partners, LLC | 12,133 | 15,460 | 27.42 | 306 | 377 | 23.20 | ||||
Putnam Diversified Income Trust (see advisory) | ||||||||||
EVENTIDE ASSET MANAGEMENT, LLC | 32,500 | 34,100 | 4.92 | 820 | 831 | 1.34 | ||||
Lourd Capital, LLC | 34,013 | 32,546 | -4.31 | 829 | 722 | -12.91 | ||||
Mfs Series Trust Iv (see advisory) | ||||||||||
TIAA-CREF FUNDS (see advisory) | ||||||||||
Seacrest Wealth Management, Llc | 1,100 | 1,100 | 0.00 | 27 | 24 | -11.11 | ||||
Aperio Group, LLC | 1,265,183 | 1,288,863 | 1.87 | 31,908 | 31,422 | -1.52 | ||||
American Balanced Fund (see advisory) | ||||||||||
Commonwealth Equity Services, Inc | 57,723 | 60,721 | 5.19 | 1,351 | 1,531 | 13.32 | ||||
Truewealth Llc | 175 | 4 | ||||||||
John Hancock Funds Iii (see advisory) | ||||||||||
QUADRANT CAPITAL GROUP LLC | 6,993 | 7,101 | 1.54 | 167 | 162 | -2.99 | ||||
Ivy Variable Insurance Portfolios (see advisory) | ||||||||||
Loomis Sayles Funds I (see advisory) | ||||||||||
BANK OF NOVA SCOTIA TRUST CO | 3,672 | 0 | -100.00 | 92 | 0 | -100.00 | ||||
Midwest Professional Planners, Ltd. | 11,588 | 283 | ||||||||
Fdp Series, Inc. (see advisory) | ||||||||||
Invesco Management Trust (see advisory) | ||||||||||
BESSEMER GROUP INC | 329 | 0 | -100.00 | 8 | 0 | -100.00 | ||||
Tyers Asset Management LLC | 24,530 | 24,530 | 0.00 | 619 | 598 | -3.39 | ||||
OLD MISSION CAPITAL LLC | 0 | 26,420 | 0 | 644 | ||||||
FINANCIAL COUNSELORS INC | 14,091 | 0 | -100.00 | 355 | 0 | -100.00 | ||||
Calvert Fund (see advisory) | ||||||||||
HighTower Advisors, LLC | 103,474 | 83,618 | -19.19 | 2,621 | 2,040 | -22.17 | ||||
Voya Variable Insurance Trust (see advisory) | ||||||||||
Prudential Series Fund (see advisory) | ||||||||||
Northern Funds (see advisory) | ||||||||||
Vanguard Cmt Funds (see advisory) | ||||||||||
Allianzgi Institutional Multi-series Trust (see advisory) | ||||||||||
Transamerica Series Trust (see advisory) | ||||||||||
Plante Moran Financial Advisors, LLC | 0 | 1,300 | 0 | 32 | ||||||
Schwab Investments (see advisory) | ||||||||||
Putnam Money Market Fund (see advisory) | ||||||||||
AMERIPRISE FINANCIAL INC | 101,814 | 96,665 | -5.06 | 2,566 | 2,408 | -6.16 | ||||
John Hancock Variable Insurance Trust (see advisory) | ||||||||||
CAPITAL FUND MANAGEMENT S.A. | 10,060 | 0 | -100.00 | 235 | 0 | -100.00 | ||||
Professionally Managed Portfolios (see advisory) | ||||||||||
Putnam Variable Trust (see advisory) | ||||||||||
Lake Street Advisors Group, Llc | 10,137 | 247 | ||||||||
State Street Navigator Securities Lending Trust (see advisory) | ||||||||||
Legg Mason Partners Income Trust (see advisory) | ||||||||||
Sei Institutional Managed Trust (see advisory) | ||||||||||
Martin Capital Partners, Llc | 110,016 | 2,682 | ||||||||
Bogart Wealth, Llc | 3,256 | 3,256 | 0.00 | 79 | 73 | -7.59 | ||||
Master Portfolio Trust (see advisory) | ||||||||||
GEODE CAPITAL MANAGEMENT, LLC | 24,493 | 22,994 | -6.12 | 617 | 560 | -9.24 | ||||
Invesco Ltd. | 1,165,276 | 1,291,898 | 10.87 | 29,388 | 31,497 | 7.18 | ||||
Putnam Global Utilities Fund (see advisory) | ||||||||||
Zions Bancorporation | 3,304 | 3,385 | 2.45 | 83 | 83 | 0.00 | ||||
CIBC World Markets Inc. | 23,189 | 0 | -100.00 | 543 | 0 | -100.00 | ||||
BANK OF AMERICA CORP /DE/ | 1,360,486 | 1,357,616 | -0.21 | 34,312 | 33,099 | -3.54 | ||||
Cwm Advisors, Llc | 2,315 | 0 | -100.00 | 56 | 0 | -100.00 | ||||
DEUTSCHE BANK AG\ | 36,299 | 228,800 | 530.32 | 915 | 5,578 | 509.62 | ||||
AVALON ADVISORS, LLC | 92,672 | 105,723 | 14.08 | 2,337 | 2,578 | 10.31 | ||||
Aim Counselor Series Trust (invesco Counselor Series Trust) (see advisory) | ||||||||||
Jackson Variable Series Trust (see advisory) | ||||||||||
Advanced Series Trust (see advisory) | ||||||||||
Pacific Funds Series Trust (see advisory) | ||||||||||
Ubs Funds (see advisory) | ||||||||||
Putnam Funds Trust (see advisory) | ||||||||||
Putnam Asset Allocation Funds (see advisory) | ||||||||||
Saturna Investment Trust (see advisory) | ||||||||||
Deutsche Money Funds (see advisory) | ||||||||||
Rbc Funds Trust (see advisory) | ||||||||||
Parallel Advisors, LLC | 1,152 | 1,088 | -5.56 | 28 | 27 | -3.57 | ||||
US BANCORP \DE\ | 63,189 | 43,497 | -31.16 | 1,594 | 1,061 | -33.44 | ||||
Sterling Capital Funds (see advisory) | ||||||||||
Investment Managers Series Trust Ii (see advisory) | ||||||||||
EVERGREEN CAPITAL MANAGEMENT LLC | 13,851 | 0 | -100.00 | 349 | 0 | -100.00 | ||||
Pnc Funds (see advisory) | ||||||||||
Nushares Etf Trust (see advisory) | ||||||||||
DREMAN VALUE MANAGEMENT, L L C | 230 | 230 | 0.00 | 6 | 6 | 0.00 | ||||
Cardinal Capital Management, Inc. | 650 | 650 | 0.00 | 16 | 14 | -12.50 | ||||
Vaneck Vectors Etf Trust (see advisory) | ||||||||||
Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory) | ||||||||||
Alps Etf Trust (see advisory) | ||||||||||
FIFTH THIRD BANCORP | 16,008 | 645 | -95.97 | 404 | 16 | -96.04 | ||||
John Hancock Bond Trust (see advisory) | ||||||||||
Thompson Im Funds Inc (see advisory) | ||||||||||
Doubleline Funds Trust (see advisory) | ||||||||||
Acrospire Investment Management LLC | 400 | 0 | -100.00 | 9 | 0 | -100.00 | ||||
WETHERBY ASSET MANAGEMENT INC | 65,598 | 63,940 | -2.53 | 1,654 | 1,558 | -5.80 | ||||
STEVENS CAPITAL MANAGEMENT LP | 14,959 | 0 | -100.00 | 350 | 0 | -100.00 | ||||
JANE STREET GROUP, LLC | 14,512 | 51,174 | 252.63 | 366 | 1,248 | 240.98 | ||||
IMS Capital Management | 9,144 | 0 | -100.00 | 231 | 0 | -100.00 | ||||
Advisor Group, Inc. | 2,607 | 2,659 | 1.99 | 66 | 64 | -3.03 | ||||
Hanson & Doremus Investment Management | 5,475 | 5,475 | 0.00 | 138 | 133 | -3.62 | ||||
Blackrock Funds (see advisory) | ||||||||||
Advantage Advisers Xanthus Fund, L.l.c. (see advisory) | ||||||||||
NGAM ADVISORS, L.P. | 70,131 | 68,772 | -1.94 | 1,768 | 1,677 | -5.15 | ||||
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 20,594 | 20,454 | -0.68 | 519 | 499 | -3.85 | ||||
Bernstein Sanford C Fund Inc (see advisory) | ||||||||||
REGIONS FINANCIAL CORP | 27,450 | 27,450 | 0.00 | 669 | 609 | -8.97 | ||||
HOWE & RUSLING INC | 600 | 275 | -54.17 | 15 | 7 | -53.33 | ||||
Nuveen Preferred & Income Term Fund (see advisory) | ||||||||||
SRS Capital Advisors, Inc. | 78 | 99 | 26.92 | 1 | 2 | 100.00 | ||||
Unified Series Trust (see advisory) | ||||||||||
IHT Wealth Management, LLC | 688 | 688 | 0.00 | 17 | 17 | 0.00 | ||||
Columbia Funds Series Trust Ii (see advisory) | ||||||||||
Strategic Global Advisors, LLC | 8,708 | 0 | -100.00 | 204 | 0 | -100.00 | ||||
Pimco Equity Series (see advisory) | ||||||||||
Federated Mdt Series (see advisory) | ||||||||||
Seasons Series Trust (see advisory) | ||||||||||
Money Market Obligations Trust (see advisory) | ||||||||||
Artisan Partners Limited Partnership | 9,162 | 0 | -100.00 | 214 | 0 | -100.00 | ||||
Locorr Investment Trust (see advisory) | ||||||||||
GUGGENHEIM CAPITAL LLC | 128,850 | 142,969 | 10.96 | 3,250 | 3,486 | 7.26 | ||||
Camelot Portfolios, LLC | 29,939 | 29,737 | -0.67 | 755 | 725 | -3.97 | ||||
FDx Advisors, Inc. | 33,329 | 11,204 | -66.38 | 841 | 273 | -67.54 | ||||
Pax World Funds Series Trust I (see advisory) | ||||||||||
Paulson Wealth Management Inc. | 416 | 10 | ||||||||
Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory) | ||||||||||
LAZARD ASSET MANAGEMENT LLC | 9,000 | 9,000 | 0.00 | 226 | 219 | -3.10 | ||||
ZEVIN ASSET MANAGEMENT LLC | 11,300 | 11,300 | 0.00 | 285 | 275 | -3.51 | ||||
Deutsche Variable Series I (see advisory) | ||||||||||
Jnl Investors Series Trust (see advisory) | ||||||||||
WEALTHSOURCE PARTNERS, LLC | 0 | 17,490 | 0 | 467 | ||||||
Steward Funds, Inc. (see advisory) | ||||||||||
BlackRock Inc. | 176,710,159 | |||||||||
D. E. Shaw & Co., Inc. | 36,194 | 30,606 | -15.44 | 913 | 746 | -18.29 | ||||
SIT INVESTMENT ASSOCIATES INC | 69,750 | 69,750 | 0.00 | 1,701 | 1,547 | -9.05 | ||||
Gradient Investments LLC | 62,386 | 85,979 | 37.82 | 1,521 | 1,907 | 25.38 | ||||
Guggenheim Funds Trust (see advisory) | ||||||||||
City National Rochdale Funds (see advisory) | ||||||||||
Delaware Vip Trust (see advisory) | ||||||||||
Vanguard Variable Insurance Funds (see advisory) | ||||||||||
CHEMICAL BANK | 11,875 | 11,875 | 0.00 | 299 | 290 | -3.01 | ||||
MASSMUTUAL TRUST CO FSB/ADV | 1,778 | 0 | -100.00 | 44,841 | 0 | -100.00 | ||||
Eqis Capital Management, Inc. | 8,535 | 0 | -100.00 | 208 | 0 | -100.00 | ||||
Johnson Mutual Funds Trust (see advisory) | ||||||||||
HUNTINGTON NATIONAL BANK | 4,233 | 405 | -90.43 | 107 | 10 | -90.65 | ||||
Advisornet Financial, Inc | 1,556 | 38 | ||||||||
John Hancock Sovereign Bond Fund (see advisory) | ||||||||||
Proficio Capital Partners LLC | 5,262 | 5,297 | 0.67 | 133 | 129 | -3.01 | ||||
Investment Managers Series Trust (see advisory) | ||||||||||
Master Bond Llc (see advisory) | ||||||||||
Pax World Funds Series Trust Iii (see advisory) | ||||||||||
Alps Series Trust (see advisory) | ||||||||||
Fidelity Rutland Square Trust Ii (see advisory) | ||||||||||
Trust For Advised Portfolios (see advisory) | ||||||||||
Bny Mellon Funds Trust (see advisory) | ||||||||||
Bond Fund Of America (see advisory) | ||||||||||
Whitnell & Co. | 0 | 77 | 0 | 2 | ||||||
Valued Advisers Trust (see advisory) | ||||||||||
Federated Total Return Series Inc (see advisory) | ||||||||||
State Street Institutional Investment Trust (see advisory) | ||||||||||
Trust For Professional Managers (see advisory) | ||||||||||
Calvert Responsible Index Series, Inc. (see advisory) | ||||||||||
AMERICAN NATIONAL INSURANCE CO /TX/ | 152,000 | 152,000 | 0.00 | 3,833 | 3,706 | -3.31 | ||||
GUARDIAN CAPITAL ADVISORS LP | 150,120 | 162,475 | 8.23 | 3,944 | 4,055 | 2.81 | ||||
Fidelity Advisor Series Ii (see advisory) | ||||||||||
CITIGROUP INC | 31,832 | 32,297 | 1.46 | 803 | 787 | -1.99 | ||||
M&R CAPITAL MANAGEMENT INC | 10,250 | 8,550 | -16.59 | 258 | 208 | -19.38 | ||||
Goldman Sachs Trust (see advisory) | ||||||||||
RIVERHEAD CAPITAL MANAGEMENT LLC | 19,700 | 19,700 | 0.00 | 497 | 480 | -3.42 | ||||
Bdo Wealth Advisors, Llc | 1,113 | 0 | -100.00 | 26 | 0 | -100.00 | ||||
1832 Asset Management L.P. | 1,375 | 1,375 | 0.00 | 35 | 33 | -5.71 | ||||
Lattice Strategies Trust (see advisory) | ||||||||||
Steward Partners Investment Advisory, Llc | 1,810 | 1,870 | 3.31 | 44 | 41 | -6.82 | ||||
Commonwealth Equity Services, Llc. | 61,226 | 1,493 | ||||||||
Nuveen Investment Funds Inc (see advisory) | ||||||||||
Investors Cash Trust (see advisory) | ||||||||||
Dividend & Income Fund (see advisory) | ||||||||||
Cable Hill Partners, LLC | 1,958 | 1,958 | 0.00 | 48 | 43 | -10.42 | ||||
DIMENSIONAL FUND ADVISORS LP | 468,658 | 463,189 | -1.17 | 11,820 | 11,293 | -4.46 | ||||
Voya Variable Portfolios Inc (see advisory) | ||||||||||
Baird Funds Inc (see advisory) | ||||||||||
COMERICA BANK | 182,533 | 181,233 | -0.71 | 4,675 | 4,540 | -2.89 | ||||
John Hancock Hedged Equity & Income Fund (see advisory) | ||||||||||
Deutsche Securities Trust (see advisory) | ||||||||||
Cubist Systematic Strategies, LLC | 12,763 | 0 | -100.00 | 299 | 0 | -100.00 | ||||
First Trust Exchange-traded Fund Ii (see advisory) | ||||||||||
Adviser Managed Trust (see advisory) | ||||||||||
Glen Harbor Capital Management LLC | 17,840 | 17,840 | 0.00 | 450 | 435 | -3.33 | ||||
Putnam Master Intermediate Income Trust (see advisory) | ||||||||||
Ohio National Fund Inc (see advisory) | ||||||||||
Morgan Stanley Institutional Fund Trust (see advisory) | ||||||||||
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,805 | 9,811 | -61.98 | 690 | 239 | -65.36 | ||||
Delaware Group Income Funds (see advisory) | ||||||||||
Winslow, Evans & Crocker, Inc. | 160 | 160 | 0.00 | 4,036 | 3,902 | -3.32 | ||||
Voya International High Dividend Equity Income Fund (see advisory) | ||||||||||
GRIFFIN ASSET MANAGEMENT, INC. | 30,135 | 31,235 | 3.65 | 760 | 762 | 0.26 | ||||
Franklin Fund Allocator Series (see advisory) | ||||||||||
St. James Investment Company, LLC | 8,290 | 202 | ||||||||
RAYMOND JAMES & ASSOCIATES | 1,249,636 | 1,218,702 | -2.48 | 31,516 | 29,712 | -5.72 | ||||
Deutsche Institutional Funds (see advisory) | ||||||||||
Private Capital Group, Llc | 976 | 66 | ||||||||
Federated Global Allocation Fund (see advisory) | ||||||||||
Destination Wealth Management | 2,256 | 50 | ||||||||
Monteagle Funds (see advisory) | ||||||||||
LPL Financial LLC | 9,964 | 11,534 | 15.76 | 251 | 281 | 11.95 | ||||
Ishares Trust (see advisory) | ||||||||||
CREDIT SUISSE AG/ | 9,239 | 0 | -100.00 | 216 | 0 | -100.00 | ||||
Elkfork Partners LLC | 24,530 | 598 | ||||||||
LADENBURG THALMANN FINANCIAL SERVICES INC | 13,713 | 13,890 | 1.29 | 345 | 339 | -1.74 | ||||
Putnam Premier Income Trust (see advisory) | ||||||||||
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | 414,000 | 0 | -100.00 | 10,441 | 0 | -100.00 | ||||
Eaton Vance Growth Trust (see advisory) | ||||||||||
Kovack Advisors, Inc. | 17,438 | 425 | ||||||||
Crossmark Global Holdings, Inc. | 332,489 | 302,194 | -9.11 | 8,106 | 6,703 | -17.31 |
We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.
However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.
Limitations:
- We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WBK / Westpac Banking Corp. Ltd. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
- We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.
These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!
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