SecurityWAT / Waters Corp. (941848103)
Institutional Owners725 (158 N-Q Owners)
Institutional Shares72,899,892 - 93.05% (ex. N-Q)
Common Shares Outstanding78,342,806 shares (as of 2018-03-31)
Institutional Value$ 149,978,034,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Waters Corp. (NYSE:WAT) has 725 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 72,899,892 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Massachusetts Financial Services Co /ma/, Fundsmith LLP, State Street Corp, Baillie Gifford & Co, Henderson Group Plc, Veritas Asset Management LLP, Bank of New York Mellon Corp, and Renaissance Technologies LLC.
Waters Corp. (NYSE:WAT) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-14 13F-HR PineBridge Investments, L.P. 3,165 1,327 -58.07 611 263 -56.96
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 148,687 200,824 35.06 28,725 39,893 38.88
2018-04-18 13F-HR Marathon Asset Management LLP 588,384 601,794 2.28 113,674 119,546 5.17
2018-04-19 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 1,354 1,319 -2.58 262 262 0.00
2018-05-15 13F-HR Wellington Management Group LLP 898,894 934,027 3.91 173,658 185,544 6.84
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 758 758 0.00 142 143 0.70
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 300 300 0.00 58 60 3.45
2018-05-09 13F-HR Twin Tree Management, LP Put 17,700 37,000 109.04 3,419 7,350 114.98
2018-02-08 13F-HR Handelsbanken Fonder AB 1,500 0 -100.00 269 0 -100.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 81,743 80,964 -0.95 15,792 16,083 1.84
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-15 13F-HR LEUTHOLD GROUP, LLC 27,694 0 -100.00 5,350 0 -100.00
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-03-01 N-Q Forum Funds (see advisory)
2018-04-25 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 83,398 83,198 -0.24 16,112 16,527 2.58
2018-05-16 13F-HR ASSETMARK, INC 487 439 -9.86 94 87 -7.45
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 75 75 0.00 14 15 7.14
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 98 19
2018-05-10 13F-HR SCHWARTZ INVESTMENT COUNSEL INC 20,600 20,600 0.00 3,979,714 4,092 -99.90
2018-03-01 N-Q Alps Series Trust (see advisory)
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 73,273 72,351 -1.26 14,156 14,373 1.53
2018-05-11 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 9,418 1,819
2018-04-06 13F-HR Carroll Financial Associates, Inc. 330 0 -100.00 63 0 -100.00
2018-04-17 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 21,160 17,520 -17.20 4,087 3,480 -14.85
2018-05-07 13F-HR Manchester Capital Management LLC 817 817 0.00 158 162 2.53
2018-04-20 13F-HR Pratt Collard Advisory Partners Llc 2,390 2,390 0.00 462 475 2.81
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 230,003 231,980 0.86 44,434 46,083 3.71
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 50 37 -26.00 10 7 -30.00
2018-04-27 13F-HR NORTH STAR ASSET MANAGEMENT INC 24,594 24,709 0.47 4,751 4,908 3.30
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-05-09 13F-HR BAMCO INC /NY/ 168,468 33,466
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 14,900 32,100 115.44 2,879 6,377 121.50
2018-05-11 13F-HR Russell Investments Group, Ltd. 146,328 168,522 15.17 28,503 33,453 17.37
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 2,868 2,868 0.00 554 570 2.89
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 1,882 3,154 67.59 364 627 72.25
2018-02-02 13F-HR COCONUT GROVE BANK 32 0 -100.00 6 0 -100.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 3,800 3,800 0.00 734 755 2.86
2018-04-30 13F-HR CIBC Asset Management Inc 14,894 12,536 -15.83 2,877 2,490 -13.45
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 27,827 27,448 -1.36 5,376 5,453 1.43
2018-04-27 N-Q Allied Asset Advisors Funds (see advisory)
2018-05-15 13F-HR CLEARARC CAPITAL INC 2,019 2,029 0.50 390 403 3.33
2018-05-14 13F-HR Vident Investment Advisory, LLC 2,411 0 -100.00 466 0 -100.00
2018-05-14 13F-HR CLINTON GROUP INC 13,223 0 -100.00 2,555 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-11 13F-HR C M BIDWELL & ASSOCIATES LTD 2,085 1,400 -32.85 403 278 -31.02
2018-05-15 13F-HR GLENMEDE TRUST CO NA 853,511 853,511 0.00 164,888 164,888 0.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 137,441 113,200 -17.64 26,552 22,487 -15.31
2018-05-14 13F-HR ProShare Advisors LLC 12,692 12,893 1.58 2,452 2,561 4.45
2018-04-02 13F-HR CACTI ASSET MANAGEMENT LLC 1,000 1,000 0.00 193 199 3.11
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 115,532 108,344 -6.22 22,320 21,523 -3.57
2018-04-25 13F-HR FIRST INTERSTATE BANK 300 300 0.00 58 60 3.45
2018-05-09 13F-HR GABELLI FUNDS LLC 9,600 9,600 0.00 1,855 1,907 2.80
2018-05-01 13F-HR SFE Investment Counsel 6,603 4,395 -33.44 1,276 873 -31.58
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-03-29 N-Q Harding Loevner Funds Inc (see advisory)
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 120,992 113,519 -6.18 23,374 22,551 -3.52
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 6,128 5,278 -13.87 1,184 1,048 -11.49
2018-05-04 13F-HR Newport Trust Co 354,188 356,559 0.67 68,426 70,830 3.51
2018-05-04 13F-HR Middleton & Co Inc/MA 4,360 4,075 -6.54 842 809 -3.92
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 1,253 17,691 1,311.89 242 3,514 1,352.07
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,938 3,047 3.71 568 605 6.51
2018-05-04 13F-HR Financial Gravity Companies, Inc. 20 61 205.00 4 12 200.00
2018-05-21 13F-HR Cypress Capital Group 3,446 4,158 20.66 666 826 24.02
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 400 400 0.00 77,276 79,460 2.83
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 40,500 4,500 -88.89 7,824 894 -88.57
2018-04-25 13F-HR Clarkston Capital Partners LLC 256,814 255,030 -0.69 49,614 50,662 2.11
2018-05-14 13F-HR BROWN ADVISORY INC 9,176 5,064 -44.81 1,773 1,005 -43.32
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 1,568 0 311
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 102 0 -100.00 20 0 -100.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 1,860 1,164 -37.42 359 231 -35.65
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-05-14 13F-HR Convergence Investment Partners, LLC 111 22
2018-05-17 N-Q Baillie Gifford Funds (see advisory)
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 300 300 0.00 58 59 1.72
2018-05-15 13F-HR Sciencast Management LP 0 6,620 0 1,374
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 3,000 3,998 33.27 580 794 36.90
2018-03-26 N-Q Mfs Series Trust Vi (see advisory)
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 1,465 0 291
2018-05-14 13F-HR Nuveen Asset Management, LLC 65,954 63,228 -4.13 12,742 12,560 -1.43
2018-04-12 13F-HR WELCH & FORBES LLC 5,166 5,166 0.00 998 1,027 2.91
2018-05-08 13F-HR BURNEY CO/ 47,455 51,729 9.01 9,168 10,276 12.09
2018-05-15 13F-HR GAM Holding AG 11,372 2,284 -79.92 2,197 454 -79.34
2018-04-23 13F-HR Clean Yield Group 2,515 2,275 -9.54 486 452 -7.00
2018-05-09 13F-HR MV Capital Management, Inc. 15 13 -13.33 3 3 0.00
2018-04-27 N-Q Trust For Professional Managers (see advisory)
2018-05-14 13F-HR KOCH INDUSTRIES INC 1,368 0 -100.00 264 0 -100.00
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 37 53 43.24
2018-05-08 13F-HR Neuberger Berman Group LLC 4,372 4,104 -6.13 851 820 -3.64
2018-04-23 13F-HR World Asset Management Inc 7,169 5,357 -25.28 1,385 1,064 -23.18
2018-05-02 13F-HR Veritas Asset Management LLP 2,352,297 1,965,811 -16.43 454,440 390,508 -14.07
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 9,609 9,719 1.14 1,856 1,931 4.04
2018-04-19 13F-HR Versant Capital Management, Inc 75 73 -2.67 14 14 0.00
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-04-26 13F-HR WESTWOOD MANAGEMENT CORP /IL/ 2,900 2,900 0.00 560 576 2.86
2018-04-23 13F-HR HARVEY INVESTMENT CO LLC 100,563 98,699 -1.85 19,428 19,607 0.92
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,852 3,757 -2.47 744 746 0.27
2018-04-25 13F-HR Investment Counsel Inc. 14,152 14,182 0.21 2,734 2,817 3.04
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 191,427 194,977 1.85 36,982 38,732 4.73
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 28,400 4,500 -84.15 5,487 894 -83.71
2018-05-14 13F-HR GaveKal Capital, LLC 26,434 26,450 0.06 5,107 5,254 2.88
2018-05-15 13F-HR Walleye Trading LLC Put 900 3,800 322.22 172 755 338.95
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 275,641 286,365 3.89 53,252 56,887 6.83
2018-05-14 13F-HR Brown Advisory Securities, LLC 1,050 1,140 8.57 202 228 12.87
2018-01-20 13F-HR Shamrock Asset Management LLC 104 104 0.00 19 20 5.26
2018-05-14 13F-HR FIL Ltd 59,642 59,953 0.52 11,522 11,910 3.37
2018-04-27 13F-HR Chicago Partners Investment Group LLC 25 25 0.00 5 5 0.00
2018-01-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 1,220 0 -100.00 219 0 -100.00
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 5,771 5,811 0.69 1,115 1,154 3.50
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 12,406 12,406 0.00 1,996 2,464 23.45
2018-04-30 13F-HR Assenagon Asset Management S.A. 0 9,591 0 1,905
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 60,706 56,523 -6.89 11,728 11,228 -4.26
2018-05-14 13F-HR DIAM Co., Ltd. 123,417 123,309 -0.09 23,853 24,496 2.70
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 5,926 5,902 -0.40 1,145 1,172 2.36
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 23,296 23,196 -0.43 4,501 4,608 2.38
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 111,482 88,793 -20.35 21,537 17,639 -18.10
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-14 13F-HR Proficio Capital Partners LLC 55 55 0.00 11 11 0.00
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 4,390 4,390 0.00 848 872 2.83
2018-05-21 13F-HR Summit Trail Advisors, Llc 167 113,975 68,148.50 36 114 216.67
2018-05-15 13F-HR Natixis 2,100 33,973 1,517.76 406 6,749 1,562.32
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP 2,200 4,432 101.45 425 881 107.29
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 2,966 2,991 0.84 573 594 3.66
2018-05-15 13F-HR GENERATION INVESTMENT MANAGEMENT LLP 824,884 525,890 -36.25 159,359 104,468 -34.44
2018-04-02 N-Q Pioneer Series Trust Vi (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P 3,100 0 -100.00 557 0 -100.00
2018-03-14 13F-HR Winthrop Partners - Wny, Llc 3,415 726,370
2018-05-02 13F-HR Global X Management CO LLC 5,040 4,898 -2.82 974 973 -0.10
2018-05-14 13F-HR PRIMECAP MANAGEMENT CO/CA/ 336,377 332,257 -1.22 64,985 66,003 1.57
2018-05-08 13F-HR SIGNATUREFD, LLC 0 139 0 28
2018-02-14 13F-HR Southeast Asset Advisors Inc. 2,117 0 -100.00 380 0 -100.00
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 16,438 14,982 -8.86 3,176 2,976 -6.30
2018-05-07 13F-HR Johnson Financial Group, Inc. 15 15 0.00 3 3 0.00
2018-05-03 13F-HR COMMERCE BANK 3,705 3,700 -0.13 716 735 2.65
2018-05-15 13F-HR Bridgewater Associates, LP 0 8,993 0 1,786
2018-05-03 13F-HR Zions Bancorporation 1,445 0 -100.00 279 0 -100.00
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-07 13F-HR BRADLEY FOSTER & SARGENT INC/CT 10,150 10,220 0.69 1,961 2,030 3.52
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 19,300 16,500 -14.51 3,729 3,278 -12.09
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 17,719 22,957 29.56 3,423 4,560 33.22
2018-05-14 13F-HR Virtu Financial LLC 2,595 10,264 295.53 466 2,039 337.55
2018-05-15 13F-HR Bienville Capital Management, LLC 1,350 0 -100.00 261 0 -100.00
2018-05-03 13F-HR Trexquant Investment LP 3,561 6,440 80.85 688 1,279 85.90
2018-04-27 13F-HR Retirement Systems of Alabama 38,542 37,636 -2.35 7,446 7,476 0.40
2018-05-15 13F-HR NS Partners Ltd 41,132 41,281 0.36 7,946 8,200 3.20
2018-05-15 13F-HR EARNEST PARTNERS LLC 32 32 0.00 6 6 0.00
2018-05-10 13F-HR BAILLIE GIFFORD & CO 2,923,273 2,573,562 -11.96 564,748 511,238 -9.48
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 306,530 60,892
2018-05-11 13F-HR Teza Capital Management LLC 3,945 0 -100.00 762 0 -100.00
2018-05-09 13F-HR BlackRock Inc. 5,611,395 5,641,405 0.53 1,084,065 1,120,666 3.38
2018-04-17 13F-HR Watermark Asset Management, Inc. 505 395 -21.78 98 78 -20.41
2018-05-03 13F-HR Fernwood Investment Management, LLC 4,125 3,325 -19.39 797 661 -17.06
2018-05-15 13F-HR BANK OF NOVA SCOTIA 12,522 10,018 -20.00 2,419 1,990 -17.73
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 4,510 3,138 -30.42 871 623 -28.47
2018-05-22 13F-HR AMALGAMATED BANK 10,113 11,195 10.70 1,954 2,224 13.82
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-05-02 13F-HR S&CO INC 9,210 9,210 0.00 1,779 1,830 2.87
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-02 13F-HR Progressive Investment Management Corp 22,606 22,866 1.15 4,367 4,542 4.01
2018-05-11 13F-HR Yorktown Management & Research Co Inc 1,900 0 -100.00 367 0 -100.00
2018-04-25 13F-HR Argyle Capital Management Inc. 17,300 17,300 0.00 3,342 3,437 2.84
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-03 13F-HR BANK OF HAWAII 2,440 2,280 -6.56 471 453 -3.82
2018-02-28 N-Q Leuthold Funds Inc (see advisory)
2018-05-14 13F-HR Dynamic Capital Management Ltd 1,652 0 -100.00 319 0 -100.00
2018-02-07 13F-HR NuWave Investment Management, LLC 250 0 -100.00 24 0 -100.00
2018-05-15 13F-HR Adage Capital Partners GP LLC 0 106,854 0 21,227
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 1,846 0 -100.00 357 0 -100.00
2018-05-11 13F-HR Mutual of America Capital Management LLC 10,240 10,086 -1.50 1,978 2,004 1.31
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 129,227 121,481 -5.99 24,965 24,132 -3.34
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 6,728 6,727 -0.01 1,300 1,336 2.77
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 3,328 3,261 -2.01 643 648 0.78
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 302,904 308,701 1.91 58,518 61,324 4.80
2018-04-05 13F-HR Copper Rock Capital Partners, LLC 50,367 65,152 29.35 9,812 12,942 31.90
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-01-18 13F-HR OAKBROOK INVESTMENTS LLC 3,810 0 -100.00 684 0 -100.00
2018-04-12 13F-HR Integrated Investment Consultants, LLC 1,191 1,191 0.00 214 237 10.75
2018-04-19 13F-HR Asset Dedication, LLC 100 100 0.00 19 20 5.26
2018-05-15 13F-HR Jefferies Group LLC 23,301 10,794 -53.68 4,502 2,144 -52.38
2018-04-25 13F-HR Stack Financial Management, Inc 116,732 78,033 -33.15 22,551 15,501 -31.26
2018-05-09 13F-HR Korea Investment CORP 108,548 103,956 -4.23 20,970 20,651 -1.52
2018-05-02 13F-HR NORTHSTAR ASSET MANAGEMENT LLC 5,984 5,884 -1.67 1,156 1,169 1.12
2018-05-14 13F-HR Hikari Power Ltd 51,800 51,800 0.00 10,007 10,290 2.83
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 480,406 465,633 -3.08 92,810 92,498 -0.34
2018-05-14 13F-HR MORGAN STANLEY 388,963 475,890 22.35 75,143 94,536 25.81
2018-04-02 N-Q Primecap Odyssey Funds (see advisory)
2018-05-15 13F-HR Walleye Trading LLC Call 200 600 200.00 38 119 213.16
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 350 1,517 333.43 68 301 342.65
2018-05-15 13F-HR Clearbridge Investments, LLC 5,577 4,251 -23.78 1,077 844 -21.63
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 21,712 20,357 -6.24 4,195 4,044 -3.60
2018-01-23 13F-HR DUNCKER STREETT & CO INC 112 0 -100.00 20 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 62,700 64,606 3.04 12,113 12,834 5.95
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-15 13F-HR One Wealth Advisors, Llc 848 841 -0.83 164 167 1.83
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 16,121 15,872 -1.54 3,114 3,153 1.25
2018-05-07 13F-HR Engineers Gate Manager LP 0 3,445 0 684
2018-05-04 13F-HR DAVIDSON INVESTMENT ADVISORS 37,976 36,950 -2.70 7,337 7,340 0.04
2018-05-10 13F-HR BRINKER CAPITAL INC 1,345 2,001 48.77 260 397 52.69
2018-05-11 13F-HR MACQUARIE GROUP LTD 2,800 2,600 -7.14 499 516 3.41
2018-04-27 N-Q ADAMS DIVERSIFIED EQUITY FUND, INC. (see advisory)
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 13,403 14,086 5.10 2,590 2,798 8.03
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 13,092 11,790 -9.95 2,589 2,342 -9.54
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 28,666 23,681 -17.39 5,537,985 4,704,231 -15.06
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 176,224 166,575 -5.48 34,045 33,091 -2.80
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 990 1,200 21.21 192 239 24.48
2017-12-28 N-Q Prudential Investment Portfolios 5 (see advisory)
2018-04-30 13F-HR Glassman Wealth Services 8 8 0.00 2 2 0.00
2018-03-13 N-Q Managed Portfolio Series (see advisory)
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 90,453 137,716 52.25 17,476 27,359 56.55
2018-05-09 13F-HR Rockefeller Capital Management L.p. 1,370 272
2018-05-15 13F-HR Praesidium Investment Management Company, LLC 167,640 171,497 2.30 32,386 34,068 5.19
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 12,600 13,600 7.94 2,434 2,702 11.01
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 1,057 1,067 0.95 204 212 3.92
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-04-23 13F-HR Provident Investment Management, Inc. 12,000 12,000 0.00 2,318 2,384 2.85
2018-05-18 13F-HR TRUST CO OF VERMONT 3,243 3,368 3.85 627 669 6.70
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 135,414 142,063 4.91 26,161 28,221 7.87
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 1,251 1,251 0.00 242 249 2.89
2018-05-14 13F-HR Investec Asset Management North America, Inc. 34,788 6,911
2018-05-22 N-Q Quantitative Master Series Llc (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 2,900 1,300 -55.17 560 258 -53.93
2018-05-14 13F-HR BOKF, NA 14,428 14,518 0.62 2,788 2,884 3.44
2018-05-02 13F-HR Daiwa Securities Group Inc. 39,136 37,801 -3.41 7,561 7,510 -0.67
2018-05-11 13F-HR Parisi Gray Wealth Management 16 16 0.00 3 3 0.00
2018-05-15 13F-HR LPL Financial LLC 3,760 4,228 12.45 729 840 15.23
2018-05-09 13F-HR Cetera Advisor Networks LLC 2,010 2,010 0.00 388 399 2.84
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 3,181 3,181 0.00 615 632 2.76
2018-05-14 13F-HR PROFUND ADVISORS LLC 2,851 2,758 -3.26 551 548 -0.54
2018-04-27 13F-HR Savant Capital, LLC 1,020 203
2018-04-17 13F-HR Impax Asset Management LTD 209,125 243,271 16.33 40,401 48,326 19.62
2018-05-11 13F-HR CHILTON INVESTMENT CO LLC 4,700 4,417 -6.02 908 877 -3.41
2018-05-07 13F-HR Red Cedar Capital, Llc 17,632 17,609 -0.13 3,406 3,498 2.70
2018-05-15 13F-HR JANE STREET GROUP, LLC 1,523 5,981 292.71 294 1,188 304.08
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 0 4,508 0 896
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 150 0 30
2018-05-04 13F-HR D.A. DAVIDSON & CO. 12,800 13,386 4.58 2,473 2,659 7.52
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 11,746 7,390 -37.08 2,269 1,468 -35.30
2018-05-16 13F-HR ROBECOSAM AG 284,015 251,328 -11.51 55,329 49,926 -9.77
2018-05-15 13F-HR FIFTH THIRD BANCORP 651 466 -28.42 126 93 -26.19
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 7,800 7,800 0.00 1,507 1,549 2.79
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,406 2,166 -9.98 465 430 -7.53
2018-04-24 13F-HR Regent Investment Management LLC 2,240 2,240 0.00 433 445 2.77
2018-05-07 13F-HR ING GROEP NV 1,762 0 -100.00 340 0 -100.00
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 0 54 0 11
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-18 13F-HR Xact Kapitalforvaltning AB 8,437 9,092 7.76 1,630 1,806 10.80
2018-05-07 13F-HR ETRADE Capital Management LLC 2,422 2,745 13.34 468 545 16.45
2018-05-14 13F-HR TRUST CO OF VIRGINIA /VA 1,100 1,100 0.00 213 219 2.82
2018-04-27 N-Q Jensen Portfolio Inc (see advisory)
2018-05-14 13F-HR RUANE, CUNNIFF & GOLDFARB INC 1,135,909 0 -100.00 219,446 0 -100.00
2018-05-14 13F-HR Champlain Investment Partners, LLC 536,025 591,420 10.33 103,555 117,486 13.45
2018-05-11 13F-HR Delpha Capital Management, Llc 27 0 -100.00 5 0 -100.00
2018-05-04 13F-HR GRANDFIELD & DODD, LLC 2,400 477
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 5,916 5,463 -7.66 1,142 1,085 -4.99
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 13,734 1,216 -91.15 2,653 242 -90.88
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 15,494 15,471 -0.15 2,993 3,073,315 102,583.43
2018-04-11 13F-HR First Capital Advisors Group, LLC. 5 1
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 33,491 2,620 -92.18 6,470 520 -91.96
2018-05-14 13F-HR Gryphon Financial Partners Llc 39 37 -5.13 7 7 0.00
2018-05-04 13F-HR Linscomb & Williams, Inc. 2,580 2,727 5.70 498 542 8.84
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 24,572 24,637 0.26 4,747 4,894 3.10
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 6,255 2,265 -63.79 1,208 450 -62.75
2018-05-08 13F-HR US BANCORP \DE\ 15,545 15,501 -0.28 3,003 3,080 2.56
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 7,412 7,378 -0.46 1,432 1,466 2.37
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 68,898 67,275 -2.36 13,310 13,364 0.41
2018-04-23 13F-HR Mainstreet Investment Advisors Llc 4,317 4,304 -0.30 834 855 2.52
2018-05-11 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 8,467 8,467 0.00 1,636 1,682 2.81
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 137 0 -100.00 26 0 -100.00
2018-05-08 13F-HR LS Investment Advisors, LLC 3,962 3,926 -0.91 765 780 1.96
2018-04-24 13F-HR Rehmann Capital Advisory Group 313 62
2018-05-09 13F-HR Pictet & Cie (Europe) SA 2,467 2,667 8.11 477 530 11.11
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 66,898 101,944 52.39 12,924 20,251 56.69
2018-05-10 13F-HR SMITHFIELD TRUST CO 14 14 0.00 3 3 0.00
2018-03-05 13F-HR/A NORGES BANK 622,420 698,024 12.15 97,290 134,851 38.61
2018-05-14 13F-HR HRT FINANCIAL LLC 3,500 695
2018-05-11 13F-HR STIFEL FINANCIAL CORP 3,461 3,530 1.99 670 704 5.07
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 1,722 1,638 -4.88 333 325 -2.40
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-05-10 13F-HR WHEATLAND ADVISORS INC 3,800 3,800 0.00 734 755 2.86
2018-05-15 13F-HR Invesco Ltd. 537,838 513,106 -4.60 103,904 101,928 -1.90
2018-05-14 13F-HR Renaissance Technologies LLC 1,429,049 1,264,800 -11.49 276,078 251,253 -8.99
2018-04-11 13F-HR Capital Impact Advisors, LLC 5,493 0 -100.00 1,061 0 -100.00
2018-04-19 13F-HR American Research & Management Co. 45,125 43,900 -2.71 8,718 8,721 0.03
2018-02-13 13F-HR Invictus RG 178 0 -100.00 32 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-04-20 13F-HR JENSEN INVESTMENT MANAGEMENT INC 1,004,636 1,004,311 -0.03 194,086 199,506 2.79
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 213,631 201,785 -5.55 41,271 40,085 -2.87
2018-05-14 13F-HR FARR MILLER & WASHINGTON LLC/DC 4,028 3,173 -21.23 778 630 -19.02
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 7,620 7,620 0.00 1,472 1,514 2.85
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR Magnetar Financial LLC 0 9,442 0 1,876
2018-05-15 13F-HR Sensato Investors LLC 87,200 89,200 2.29 16,846 17,720 5.19
2018-04-06 13F-HR THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ 41,952 41,952 0.00 8,105 8,334 2.83
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 30,258 24,658 -18.51 5,846 4,898 -16.22
2018-02-13 13F-HR CREDIT AGRICOLE S A 101,546 0 -100.00 18,229 0 -100.00
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 13,340 13,037 -2.27 2,577 2,590 0.50
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-05-08 13F-HR INVESTMENT HOUSE LLC 29,502 29,265 -0.80 5,699 5,813 2.00
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-08 13F-HR Ardevora Asset Management LLP 191,252 191,252 0.00 36,948 37,992 2.83
2018-02-12 13F-HR Hutchin Hill Capital, LP 5,200 1,500 -71.15 934 290 -68.95
2018-05-01 13F-HR Checchi Capital Advisers, LLC 1,087 1,109 2.02 210 220 4.76
2017-12-28 N-Q Entrepreneurshares Series Trust (see advisory)
2018-05-09 13F-HR BANQUE PICTET & CIE SA 37,485 37,555 0.19 7,242 7,460 3.01
2018-05-14 13F-HR Itau Unibanco Holding S.A. 100 0 -100.00 19 0 -100.00
2018-04-24 13F-HR G&s Capital Llc 422 200 -52.61 82 40 -51.22
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 33,214 32,232 -2.96 6,417 6,403 -0.22
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 4,317 4,304 -0.30 834,001 854,990 2.52
2018-05-14 13F-HR Rice Partnership, Llc 6,232 5,432 -12.84 1,204 1,079 -10.38
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 2,291 455
2018-05-15 13F-HR CREDIT SUISSE AG/ 132,504 127,158 -4.03 25,597 25,260 -1.32
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 1,738 1,628 -6.33 336 323 -3.87
2018-01-30 13F-HR Bristlecone Advisors, LLC 975 0 -100.00 175 0 -100.00
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 4,181 0 -100.00 808 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 8 2
2018-05-11 13F-HR Quadrature Capital LTD 0 4,820 0 957
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 6,475 6,475 0.00 1,251 1,286 2.80
2018-05-14 13F-HR CHILTON CAPITAL MANAGEMENT LLC 5,945 4,528 -23.84 1,149 899 -21.76
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 3,029 2,949 -2.64 585 585 0.00
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 1,277 1,313 2.82 247 261 5.67
2018-04-27 13F-HR BANK OF STOCKTON 5,033 5,428 7.85 972 1,078 10.91
2018-05-11 13F-HR State of Tennessee, Treasury Department 20,575 31,182 51.55 3,975 6,194 55.82
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 2,642 2,469 -6.55 510 490 -3.92
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-15 13F-HR Voya Investment Management LLC 535,566 430,818 -19.56 103,466 85,582 -17.28
2018-02-28 N-Q Gps Funds I (see advisory)
2018-01-05 13F-HR QUANTRES ASSET MANAGEMENT Ltd 1,400 0 -100.00 251 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 152,021 146,089 -3.90 29,369 29,021 -1.18
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 1,265 0 251
2018-05-07 13F-HR EATON VANCE MANAGEMENT 4,000 16,195 304.88 773 3,217 316.17
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-05-14 13F-HR Meiji Yasuda Asset Management Co Ltd. 2,218 2,268 2.25 428 451 5.37
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-05-15 13F-HR CHARTER RESEARCH & INVESTMENT GROUP, INC. 1,700 1,700 0.00 328 338 3.05
2018-05-15 13F-HR MENTA CAPITAL LLC 7,560 9,440 24.87 1,461 1,875 28.34
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 138 46 -66.67 27 9 -66.67
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 700 200 -71.43 135 40 -70.37
2018-05-14 13F-HR HARDING LOEVNER LP 872,307 865,717 -0.76 168,521 171,907 2.01
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 64 13
2018-03-29 N-Q Sunamerica Specialty Series (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 1,200 0 -100.00 215 0 -100.00
2018-05-09 13F-HR Bares Capital Management, Inc. 745,719 747,260 0.21 144,065 148,443 3.04
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 10,500 1,600 -84.76 2,028 318 -84.32
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-15 13F-HR Telemetry Investments, L.L.C. 1,466 0 -100.00 283 0 -100.00
2018-04-17 13F-HR Atlas Brown,Inc. 3,369 3,369 0.00 722 669 -7.34
2018-05-11 13F-HR Quantbot Technologies LP 3,003 6,057 101.70 580 1,203 107.41
2018-05-15 13F-HR People's United Financial, Inc. 1,276 0 -100.00 247 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 84,981 79,157 -6.85 16,418 15,724 -4.23
2018-04-16 13F-HR Ledyard National Bank 300 300 0.00 58 60 3.45
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 1,772 1,774 0.11 342 352 2.92
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-04-30 13F-HR LOWE BROCKENBROUGH & CO INC 1,528 1,528 0.00 295 304 3.05
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 904,436 928,939 2.71 174,391 184,114 5.58
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 386,231 401,451 3.94 74,615,968 79,748,242 6.88
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 411,999 423,366 2.76 79,595 84,102 5.66
2018-05-14 13F-HR APG Asset Management N.V. 30,835 30,835 0.00 4,961 4,981 0.40
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 7 1
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 157,768 154,364 -2.16 30,479 30,664 0.61
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 13,433 12,517 -6.82 2,595 2,487 -4.16
2018-05-15 13F-HR/A Glenview Trust Co 8,266 7,229 -12.55 1,597 1,436 -10.08
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 40,421 40,374 -0.12 7,809 8,020 2.70
2018-05-14 13F-HR AJO, LP 80,533 72,390 -10.11 15,558 14,380 -7.57
2018-04-20 13F-HR STRS OHIO 9,935 10,641 7.11 1,919 2,113 10.11
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 17,964 14,340 -20.17 3,470 2,849 -17.90
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 344,906 358,982 4.08 66,632 71,312 7.02
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 2,112 1,804 -14.58 408 358 -12.25
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-04-19 13F-HR Janney Montgomery Scott LLC 2,828 1,458 -48.44 546 290 -46.89
2018-05-15 13F-HR PRUDENTIAL PLC 2,756 2,156 -21.77 532 429 -19.36
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 28,326 28,430 0.37 5,472 5,648 3.22
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 13,343 12,261 -8.11 2,578 2,436 -5.51
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-07 13F-HR Columbia Asset Management 6,196 6,196 0.00 1,197 1,231 2.84
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 467 400 -14.35 90 79 -12.22
2018-04-03 13F-HR Pensionfund DSM Netherlands 16,000 0 -100.00 3,091 0 -100.00
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 991 5,570 462.06 191 1,106 479.06
2018-05-21 13F-HR Winton Capital Group Ltd 93,252 78,868 -15.42 18,015 15,667 -13.03
2018-05-01 13F-HR WHITTIER TRUST CO 358 358 0.00 69 72 4.35
2018-04-12 13F-HR New Capital Management LP 200 200 0.00 37 40 8.11
2018-05-15 13F-HR BROWN CAPITAL MANAGEMENT LLC 3,123 3,068 -1.76 603 609 1.00
2018-05-14 13F-HR SNYDER CAPITAL MANAGEMENT L P 11,819 11,510 -2.61 2,283 2,286 0.13
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-15 13F-HR We Are One Seven, Llc 43 43 0.00 8 9 12.50
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 212,027 213,604 0.74 40,965 42,432 3.58
2018-02-13 13F-HR Carleon Capital Partners LLC 1,182 0 -100.00 212 0 -100.00
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 244,225 207,301 -15.12 47,182 41,180 -12.72
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 11,506 52,436 355.73 2,223 10,416 368.56
2018-05-14 13F-HR SUNTRUST BANKS INC 2,094 2,612 24.74 404 518 28.22
2018-05-15 13F-HR Bank of New York Mellon Corp 761,727 1,701,921 123.43 147,158 338,086 129.74
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-02-28 N-Q Ivy Funds (see advisory)
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-03-26 N-Q Mfs Series Trust Viii (see advisory)
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 21,212 20,567 -3.04 4,098 4,086 -0.29
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 3,890 3,890 0.00 752 773 2.79
2018-05-15 13F-HR Mana Advisors Llc 2,553 0 -100.00 493 0 -100.00
2018-05-04 13F-HR LMR Partners LLP 5,646 5,646 0.00 1,091 1,091 0.00
2018-05-07 13F-HR Kentucky Retirement Systems 4,905 4,112 -16.17 948 817 -13.82
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 2,756 0 -100.00 495 0 -100.00
2018-05-15 13F-HR QS Investors, LLC 4,596 4,681 1.85 888 930 4.73
2018-05-09 13F-HR Twin Tree Management, LP Call 22,600 0 -100.00 4,366 0 -100.00
2018-04-27 13F-HR MOODY LYNN & LIEBERSON, INC. 1,345 1,345 0.00 289 267 -7.61
2018-05-04 13F-HR INDEPENDENT INVESTORS INC 52,100 52,100 0.00 10,065 10,349 2.82
2018-04-09 13F-HR HEADINVEST, LLC 33,743 32,791 -2.82 6,519 6,514 -0.08
2018-05-04 13F-HR Swiss National Bank 294,859 254,959 -13.53 56,964 50,648 -11.09
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 5,730,210 4,985,465 -13.00 1,107,020 990,363 -10.54
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 25,072 24,618 -1.81 4,843 4,890 0.97
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-04-10 13F-HR Gradient Investments LLC 2 0 -100.00 0 0
2018-04-25 13F-HR BECK MACK & OLIVER LLC 394,381 387,910 -1.64 76,190 77,058 1.14
2018-04-30 13F-HR Advantus Capital Management Inc 8,268 8,168 -1.21 1,597 1,623 1.63
2018-05-14 13F-HR Axa 30,308 22,408 -26.07 5,855 4,451 -23.98
2018-05-15 13F-HR Marshall Wace North America L.P. 22,432 75,237 235.40 4,334 14,946 244.85
2018-02-28 N-Q Index Funds (see advisory)
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-04-16 13F-HR Coastline Trust Co 13,235 12,905 -2.49 2,557 2,564 0.27
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 12,646 12,061 -4.63 2,443 2,396 -1.92
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-11 13F-HR CITIGROUP INC 63,813 275,976 332.48 12,328 54,822 344.70
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 388 16,728 4,211.34 75 3,323 4,330.67
2018-05-09 13F-HR Glen Harbor Capital Management LLC 6,104 6,076 -0.46 1,179 1,207 2.37
2018-04-13 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 3,904 3,754 -3.84 754 746 -1.06
2018-05-02 13F-HR Fulton Bank, N.A. 1,296 1,296 0.00 250 257 2.80
2018-05-15 13F-HR WOLVERINE TRADING, LLC 6,220 0 -100.00 1,202 0 -100.00
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 14,808 14,305 -3.40 2,861 2,842 -0.66
2018-05-11 13F-HR Fiera Capital Corp 1,132 0 -100.00 218 0 -100.00
2018-04-24 13F-HR Tarbox Group, Inc. 9 9 0.00 2 2 0.00
2018-05-15 13F-HR AMP Capital Investors Ltd 32,494 26,925 -17.14 6,278 5,346 -14.85
2018-05-15 13F-HR HighTower Advisors, LLC 2,179 1,941 -10.92 421 388 -7.84
2018-05-18 N-Q Etf Series Solutions (see advisory)
2018-05-14 13F-HR AVIVA PLC 42,284 38,662 -8.57 8,169 7,680 -5.99
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 741,029 731,439 -1.29 143,159 145,300 1.50
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 28,506 25,017 -12.24 5,507 4,969 -9.77
2018-02-14 13F-HR AHL Partners LLP 34,379 25,152 -26.84 6,171 4,859 -21.26
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-15 13F-HR Paloma Partners Management Co 0 12,355 0 2,454
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-03-26 N-Q Henssler Funds Inc (see advisory)
2018-05-08 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 3,800 3,700 -2.63 734 735 0.14
2018-05-10 13F-HR TORONTO DOMINION BANK 37,876 45,607 20.41 7,317 9,057 23.78
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 12,685 9,404 -25.87 2,451 1,868 -23.79
2018-05-07 13F-HR Ownership Capital B.V. 416,595 405,123 -2.75 80,482 80,478 0.00
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 11,194 13,503 20.63 2,163 2,682 23.99
2018-05-09 13F-HR IFP Advisors, Inc 42 36 -14.29 8 7 -12.50
2018-05-15 13F-HR Utah Retirement Systems 14,118 14,218 0.71 2,727 2,825 3.59
2018-05-14 13F-HR Allianz Asset Management AG 20,660 15,678 -24.11 3,991 3,115 -21.95
2018-05-15 13F-HR Kaizen Advisory, Llc 77 77 0.00 15 15 0.00
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 2,642 2,642 0.00 510 525 2.94
2018-04-03 13F-HR Pensionfund Sabic 8,000 0 -100.00 1,546 0 -100.00
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 2,060 2,060 0.00 398 409 2.76
2018-05-08 13F-HR ClariVest Asset Management LLC 1,890 1,785 -5.56 365 355 -2.74
2018-05-15 13F-HR TLP GROUP LLC 3 2,137 71,133.33 1 425 42,400.00
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-15 13F-HR Verition Fund Management LLC 1,407 6,871 388.34 272 1,365 401.84
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-08 13F-HR Exane Asset Management 272 0 -100.00 48,829 0 -100.00
2018-04-06 13F-HR Pennsylvania Trust Co 4,184 4,184 0.00 808 831 2.85
2018-05-09 13F-HR AlphaMark Advisors, LLC 10 10 0.00 2 2 0.00
2018-05-15 13F-HR/A LOGAN CAPITAL MANAGEMENT INC 72,191 71,111 -1.50 13,947 14,126 1.28
2018-05-14 13F-HR TEACHERS ADVISORS INC 146,099 179,150 22.62 28,225 35,588 26.09
2018-05-01 13F-HR NOTTINGHAM ADVISORS, INC. 2,163 1,663 -23.12 418 330 -21.05
2018-05-10 13F-HR BESSEMER GROUP INC 641,684 649,422 1.21 123,967 129,008 4.07
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 126,616 122,515 -3.24 24,461 24,338 -0.50
2018-04-17 13F-HR INGALLS & SNYDER LLC 1,660 1,660 0.00 321 330 2.80
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 122,002 120,956 -0.86 23,570 24,026 1.93
2018-05-14 13F-HR HENDERSON GROUP PLC 2,148,326 2,112,453 -1.67 415,036 419,641 1.11
2018-04-10 13F-HR Andra AP-fonden 26,370 37,600 42.59 5,094 7,469 46.62
2018-05-14 13F-HR HM PAYSON & CO 5,108 5,108 0.00 987 1,015 2.84
2018-05-10 13F-HR FRANKLIN RESOURCES INC 895,793 894,809 -0.11 173,059 177,754 2.71
2018-05-09 13F-HR Evercore Trust Company, N.A. 0 0 0 0
2018-03-29 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-05-08 13F-HR Smith Asset Management Group LP 137,420 139,085 1.21 26,616 27,652 3.89
2018-04-25 13F-HR GHP Investment Advisors, Inc. 7,094 7,489 5.57 1,370 1,488 8.61
2018-05-03 13F-HR MACKAY SHIELDS LLC 13,388 2,660
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 13 0 -100.00 2 0 -100.00
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 44,100 0 -100.00 8,520 0 -100.00
2018-04-13 13F-HR Cwm Advisors, Llc 171 0 -100.00 33 0 -100.00
2018-04-25 13F-HR Parsec Financial Management, Inc. 6,975 6,125 -12.19 1,348 1,217 -9.72
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-04-03 13F-HR Washington Trust Bank 200 200 0.00 39 40 2.56
2018-05-16 13F-HR Private Capital Group, Llc 266 247 -7.14 51 49 -3.92
2018-02-09 13F-HR HealthInvest Partners AB 35,900 14,000 -61.00 6,445 2,705 -58.03
2018-05-07 13F-HR Price Wealth Management, Inc. 52 26 -50.00 10 5 -50.00
2018-05-15 13F-HR 361 CAPITAL LLC 13,143 0 -100.00 2,539 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 3,286,202 3,150,122 -4.14 634,869 625,784 -1.43
2018-05-15 13F-HR MARSHFIELD ASSOCIATES 100,852 99,423 -1.42 19,484 19,750 1.37
2018-05-09 13F-HR/A TradeLink Capital LLC 1,442 0 -100.00 203 0 -100.00
2018-05-15 13F-HR Capital International Investors 343,049 342,602 -0.13 66,274 68,058 2.69
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 59,700 69,350 16.16 11,533 13,776 19.45
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 75,145 76,729 2.11 14,517 15,242 4.99
2018-05-04 13F-HR Trustcore Financial Services, Llc 44 20 -54.55 9 4 -55.56
2018-05-08 13F-HR/A Port Capital Llc 1,400 1,400 0.00 270 278 2.96
2018-04-10 13F-HR FENIMORE ASSET MANAGEMENT INC 297,825 292,905 -1.65 57,537 58,186 1.13
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 4,796 4,774 -0.46 927 948 2.27
2018-04-23 13F-HR DENALI ADVISORS LLC 18,700 10,400 -44.39 3,613 2,066 -42.82
2018-05-03 13F-HR Carnick & Kubik Group, LLC 1,370 0 -100.00 265 0 -100.00
2018-04-20 N-Q Blackrock Funds (see advisory)
2018-05-14 13F-HR Investec Asset Management LTD 35,153 0 -100.00 6,791 0 -100.00
2018-04-04 13F-HR CENTRAL TRUST Co 1,790 1,785 -0.28 346 355 2.60
2018-04-30 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 111,649 111,399 -0.22 21,569 22,129 2.60
2018-02-14 13F-HR Point72 Asset Management, L.P. Put 100,000 0 -100.00 17,952 0 -100.00
2018-05-14 13F-HR NOMURA HOLDINGS INC 16,270 3,200
2018-05-15 13F-HR Squarepoint Ops LLC 4,300 0 -100.00 831 0 -100.00
2018-05-14 13F-HR DRW Securities, LLC 1,104 0 -100.00 213 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 81,050 75,341 -7.04 15,657 14,966 -4.41
2018-04-18 13F-HR Cornerstone Advisors, Inc. 43 43 0.00 8 9 12.50
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 7,690 7,590 -1.30 1,486 1,508 1.48
2018-05-14 13F-HR Stone Ridge Asset Management LLC 1,636 1,636 0.00 316 325 2.85
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 10,600 2,106
2018-03-01 N-Q Aqr Funds (see advisory)
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 0 1,580 0 314
2018-05-14 13F-HR Pacad Investment Ltd. 2,600 2,700 3.85 502 536 6.77
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 1,844 1,999 8.41 356 397 11.52
2018-04-23 13F-HR Autus Asset Management, LLC 1,066 1,166 9.38 206 232 12.62
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 8,454 26,693 215.74 1,633 5,303 224.74
2018-02-27 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-05-15 13F-HR aeris Capital Holding GmbH 1,338 1,033 -22.80 258 205 -20.54
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 8,200 1,629
2018-05-03 13F-HR PARTHENON LLC 48,358 48,358 0.00 9,342 9,606 2.83
2018-01-17 13F-HR Cutler Group LP Put 600 0 -100.00 2 0 -100.00
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 71,157 18,985 -73.32 13,747 3,771 -72.57
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 37,393 22,917 -38.71 7,285 4,552 -37.52
2018-05-14 13F-HR Veritable, L.P. 2,522 2,156 -14.51 487 428 -12.11
2018-04-26 13F-HR Buffington Mohr McNeal 4,230 4,230 0.00 817 840 2.82
2018-04-30 13F-HR ARMSTRONG HENRY H ASSOCIATES INC 13,775 14,009 1.70 2,661 2,908 9.28
2018-05-09 13F-HR Oakworth Capital, Inc. 444 431 -2.93 88 81 -7.95
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 235,278 239,315 1.72 45,454 47,541 4.59
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 4,104 4,227 3.00 793 840 5.93
2018-05-08 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 2,146 0 -100.00 414 0 -100.00
2018-03-29 N-Q NEW WORLD FUND INC (see advisory)
2018-05-15 13F-HR Standard Life Aberdeen Plc 88,931 121,579 36.71 17,186 24,155 40.55
2018-05-16 13F-HR Hikari Tsushin, Inc. 5,000 5,000 0.00 966 993 2.80
2018-02-13 13F-HR MONETTA FINANCIAL SERVICES INC 4,500 0 -100.00 808 0 -100.00
2018-05-14 13F-HR OAK ASSOCIATES LTD /OH/ 22,480 21,620 -3.83 4,343 4,295 -1.11
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 100 100 0.00 19 20 5.26
2018-05-11 13F-HR Compagnie Odier SCA 437 317 -27.46 84 63 -25.00
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-15 13F-HR Banco De Sabadell, S.a 1,000 1,000 0.00 193 201 4.15
2018-05-10 13F-HR Employees Retirement System of Texas 42,000 67,000 59.52 8,114 13,310 64.04
2018-02-14 13F-HR BARCLAYS PLC Put 2,000 0 -100.00 359 0 -100.00
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 218,781 220,464 0.77 42,266 43,795 3.62
2018-05-14 13F-HR Arizona State Retirement System 57,735 52,735 -8.66 11,154 10,476 -6.08
2018-04-19 13F-HR Bigelow Investment Advisors, Llc 1,623 1,523 -6.16 314 303 -3.50
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 10,375 10,270 -1.01 2,004 2,040 1.80
2018-05-02 13F-HR Parkside Financial Bank & Trust 14 21 50.00 3 4 33.33
2018-04-23 13F-HR Advisory Services Network, LLC 793 1,128 42.24 153 224 46.41
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 59,582 55,802 -6.34 11,501 11,099 -3.50
2018-05-11 13F-HR CHEMICAL BANK 1,358 1,358 0.00 263 270 2.66
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 394 450 14.21 77 88 14.29
2018-05-15 13F-HR UBS Group AG 112,685 86,717 -23.04 21,769 17,226 -20.87
2018-05-17 13F-HR Legal & General Group Plc 405,020 406,365 0.33 78,249 80,757 3.21
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 12,939 12,932 -0.05 2,499 2,569 2.80
2018-05-15 13F-HR Intellectus Partners, LLC 667 667 0.00 129 132 2.33
2018-02-28 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-05-15 13F-HR Holocene Advisors, Lp 2,762 0 -100.00 534 0 -100.00
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 36,902 36,612 -0.79 7,144 7,272 1.79
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 300,143 320,352 6.73 57,984 63,642 9.76
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 1,501 1,672 11.39 290 332 14.48
2018-05-07 13F-HR Garrison Financial Corp 1,641 1,641 0.00 317 326 2.84
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 2,497 2,494 -0.12 459 448 -2.40
2018-04-27 N-Q Valic Co I (see advisory)
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-04-04 N-Q Eagle Capital Growth Fund, Inc. (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 17,650 16,306 -7.61 3,410 3,239 -5.01
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-14 13F-HR Evercore Wealth Management, LLC 275 0 -100.00 53 0 -100.00
2018-05-01 13F-HR Westpac Banking Corp 82,086 96,206 17.20 15,858,196 19,111,321 20.51
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 137,555 135,255 -1.67 26,574 26,868 1.11
2018-02-14 13F-HR GLG LLC 13,724 13,724 0.00 2,464 2,651 7.59
2018-04-11 13F-HR STOCK YARDS BANK & TRUST CO 3,175 3,175 0.00 613 631 2.94
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 54 2 -96.30 2 1 -50.00
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 2,518 528 -79.03 486 2,662 447.74
2018-04-26 13F-HR Ballentine Partners, LLC 2,476 2,679 8.20 478 531 11.09
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 37,823 38,405 1.54 7,307 7,629 4.41
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 2,713 3,891 43.42 524 773 47.52
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 10,608 10,217 -3.69 2,049 2,030 -0.93
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 1,200 238
2018-05-15 13F-HR Walleye Trading LLC 2,064 2,249 8.96 399 447 12.03
2018-05-03 13F-HR CONNING INC. 1,888 1,848 -2.12 365 367 0.55
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 110 0 22
2018-04-16 13F-HR Perkins Coie Trust Co 500 400 -20.00 97 79 -18.56
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-04-19 13F-HR Endurance Wealth Management, Inc. 900 900 0.00 174 179 2.87
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 7,574 4,374 -42.25 1,463 869 -40.60
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 2,400 7,300 204.17 464 1,450 212.50
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 126,808 25,190
2018-05-18 13F-HR CIBC World Markets Inc. 4,412 0 -100.00 852 0 -100.00
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-14 13F-HR BlueMountain Capital Management, LLC 24,595 41,426 68.43 4,752 8,229 73.17
2018-04-19 13F-HR State of Alaska, Department of Revenue 19,604 22,274 13.62 3,785 4,423 16.86
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 1,646 1,646 0.00 318 327 2.83
2018-04-10 SC 13G/A VANGUARD GROUP INC 7,813,599 7,830,318 0.21
2018-04-20 13F-HR FIRST MANHATTAN CO 35,793 47,276 32.08 6,914 9,391 35.83
2018-05-11 13F-HR Amica Retiree Medical Trust 437 437 0.00 84 87 3.57
2018-02-27 N-Q Master Large Cap Series Llc (see advisory)
2018-05-10 13F-HR Norinchukin Bank, The 6,359 7,220 13.54 1,228 1,434 16.78
2018-05-10 13F-HR IBM Retirement Fund 1,142 1,676 46.76 221 333 50.68
2018-05-22 N-Q Transamerica Funds (see advisory)
2018-04-18 N-Q Massachusetts Investors Growth Stock Fund (see advisory)
2018-01-23 13F-HR COBIZ INVESTMENT MANAGEMENT, LLC 1,999 0 -100.00 359 0 -100.00
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-01-29 13F-HR PGGM Investments 42,120 0 -100.00 7,561 0 -100.00
2018-05-02 13F-HR ALGERT GLOBAL LLC 14,639 2,908
2018-03-16 13F-HR Aurora Financial Advisors, Llc 2,842 549
2018-04-06 13F-HR Eqis Capital Management, Inc. 3,788 3,798 0.26 732 755 3.14
2018-05-10 13F-HR JP Morgan Chase & Co 184,981 291,450 57.56 35,735 57,897 62.02
2018-05-14 13F-HR Echo Street Capital Management LLC 83,463 51,844 -37.88 16,124 10,299 -36.13
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 4,564 0 -100.00 819 0 -100.00
2018-04-17 13F-HR Legacy Advisors, Llc 85 0 -100.00 16 0 -100.00
2018-05-11 13F-HR Gemmer Asset Management LLC 96 96 0.00 19 19 0.00
2018-05-01 13F-HR Hanson McClain, Inc. 127 126 -0.79 25 25 0.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 2,429 1,148 -52.74 469 228 -51.39
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 4,146 3,742 -9.74 801 743 -7.24
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2017-12-29 N-Q Domini Investment Trust (see advisory)
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 49,044 50,015 1.98 9,019 10,018 11.08
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,370 1,370 0.00 246 265 7.72
2018-05-07 13F-HR BAILARD, INC. 3,983 5,348 34.27 769 1,062 38.10
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 900 900 0.00 174 179 2.87
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,500 1,500 0.00 290 298 2.76
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 2,582 2,582 0.00 499 513 2.81
2018-05-15 13F-HR Achmea Investment Management B.V. 21,345 21,345 0.00 4,122 4,237 2.79
2018-05-15 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1,400 1,400 0.00 270 278 2.96
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 3,823 0 -100.00 749 0 -100.00
2018-04-30 13F-HR SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WI 124,866 120,091 -3.82 24,123 23,856 -1.11
2018-04-26 13F-HR BP PLC 9,000 9,000 0.00 1,739 1,788 2.82
2018-05-14 13F-HR FMR LLC / Fidelity 983,454 1,073,869 9.19 189,994 213,324 12.28
2018-02-01 13F-HR Nationwide Fund Advisors 22,468 0 -100.00 4,033 0 -100.00
2018-05-14 13F-HR STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 27,964 36,247 29.62 5,402 7,200 33.28
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-02 13F-HR Dean Capital Investments Management, Llc 3,654 2,524 -30.93 706 501 -29.04
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 199,450 150,878 -24.35 38,532 29,972 -22.22
2018-03-23 N-Q Oak Associates Funds (see advisory)
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 2,800 0 556
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 46,449 47,596 2.47 8,973 9,455 5.37
2018-05-07 13F-HR Mawer Investment Management Ltd. 412,758 411,299 -0.35 79,741 81,705 2.46
2018-04-30 13F-HR Fundsmith LLP 4,365,313 4,368,590 0.08 843,335 867,820 2.90
2018-05-14 13F-HR Shell Asset Management Co 16,032 16,032 0.00 3,097 3,185 2.84
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-03-29 N-Q Franklin Value Investors Trust (see advisory)
2018-05-15 13F-HR Select Equity Group, L.P. 152,863 144,230 -5.65 29,531,603 28,651,290 -2.98
2018-05-22 N-Q Blackrock Index Funds, Inc. (see advisory)
2018-05-14 13F-HR Qube Research & Technologies Ltd 990 196
2018-05-01 13F-HR ALPS ADVISORS INC 2,476 0 -100.00 478 0 -100.00
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 14,098 23,821 68.97 2,724 4,732 73.72
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 100 0 -100.00 19 0 -100.00
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 151 292 93.38 29 58 100.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-10 13F-HR IFM Investors Pty Ltd 2,250 2,530 12.44 435 503 15.63
2018-04-18 13F-HR Perpetual Ltd 2,100 417
2018-05-11 13F-HR HSBC HOLDINGS PLC 143,772 154,761 7.64 27,775 30,744 10.69
2018-05-09 13F-HR KBC Group NV 8,832 6,413 -27.39 1,706 1,274 -25.32
2018-04-12 13F-HR CALEDONIA INVESTMENTS PLC 90,000 90,000 0.00 17,387 17,879 2.83
2018-05-11 13F-HR NUANCE INVESTMENTS, LLC 68,588 0 -100.00 13,251 0 -100.00
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 26 0 -100.00 4,830 0 -100.00
2018-04-24 13F-HR Baystate Wealth Management LLC 88 88 0.00 19 18 -5.26
2018-05-14 13F-HR Signition Lp 11,884 1,259 -89.41 2,296,000 250,000 -89.11
2018-04-23 13F-HR Cascade Investment Advisors, Inc. 100 100 0.00 19,319 19,865 2.83
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-02-26 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2018-04-13 13F-HR BTIM Corp. 264,407 259,149 -1.99 51,081 51,480 0.78
2018-05-15 13F-HR Man Group plc 48,578 9,650
2018-04-26 13F-HR Boston Common Asset Management, LLC 1,460 1,460 0.00 282 290 2.84
2018-05-15 13F-HR Advisor Group, Inc. 1,019 887 -12.95 197 176 -10.66
2018-05-09 13F-HR Twin Tree Management, LP 7,023 12,989 84.95 1,357 2,580 90.13
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 76,111 62,732 -17.58 14,704 12,462 -15.25
2018-05-17 N-Q Advisors Series Trust (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. 1 3,952 395,100.00 0 785
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 12,222 11,193 -8.42 2,361 2,224 -5.80
2018-04-04 13F-HR First Financial Bank, N.A. - Trust Division 1,598 1,598 0.00 309 317 2.59
2018-05-08 13F-HR Parallel Advisors, LLC 2,488 2,328 -6.43 481 462 -3.95
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 310,578 351,278 13.10 60,001 69,781 16.30
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,541 0 -100.00 277 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 33,946 62,692 84.68 6,558 12,454 89.91
2018-05-15 13F-HR Altshuler Shaham Ltd 11,376 9,919 -12.81 2,132 1,931 -9.43
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 47,344 23,075 -51.26 8,498 4,457 -47.55
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 11,877 10,231 -13.86 2,295 2,032 -11.46
2018-01-17 13F-HR Cutler Group LP 118 0 -100.00 21 0 -100.00
2018-04-16 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 1,780 1,780 0.00 344 354 2.91
2018-05-15 13F-HR Gotham Asset Management, LLC 72,365 116,381 60.82 13,980 23,119 65.37
2018-05-15 13F-HR BARCLAYS PLC Call 300 1,100 266.67 58 219 277.59
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 11,000 0 -100.00 2,125 0 -100.00
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 7,114 7,050 -0.90 1,374 1,400 1.89
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 108,154 209,314 93.53 20,894 41,580 99.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 715 437 -38.88 138 87 -36.96
2018-04-12 13F-HR NEVILLE RODIE & SHAW INC 1,637 1,637 0.00 317 325 2.52
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 90 18
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 258 183 -29.07 50 36 -28.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 9,700 12,381 27.64 1,874 2,458 31.16
2018-05-01 13F-HR COMERICA BANK 24,090 23,617 -1.96 5,162 4,898 -5.11
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 517 3,057 491.30 100 607 507.00
2018-05-04 13F-HR BECKER CAPITAL MANAGEMENT INC 2,750 546
2018-05-10 13F-HR First Personal Financial Services 3,378 3,423 1.33 653 680 4.13
2018-04-30 13F-HR GREENLEAF TRUST 38 0 -100.00 7 0 -100.00
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-01-11 13F-HR/A TOKIO MARINE ASSET MANAGEMENT CO LTD 1,145 0 -100.00 210 0 -100.00
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 8,221 7,486 -8.94 1,588 1,487 -6.36
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 8,810 95,751 986.84 1,702 19,021 1,017.57
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 32,700 42,610 30.31 6,317 8,464 33.99
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 3 3 0.00 0 0
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 1,238 1,238 0.00 239 246 2.93
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 7,800 3,000 -61.54 1,507 596 -60.45
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 6,135 5,755 -6.19 1,185 1,143 -3.54
2018-05-10 13F-HR Hanson & Doremus Investment Management 120 120 0.00 23 24 4.35
2018-05-09 13F-HR Tredje AP-fonden 12,740 16,030 25.82 2,461 3,184 29.38
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 20,540 20,540 0.00 3,968 4,080 2.82
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-14 13F-HR SRS Capital Advisors, Inc. 50 68 36.00 9 13 44.44
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 450 0 -100.00 81 0 -100.00
2018-04-13 13F-HR National Pension Service 84,896 83,026 -2.20 16,401 16,493 0.56
2018-05-08 13F-HR Aperio Group, LLC 90,415 94,510 4.53 17,467 18,774 7.48
2018-05-11 13F-HR Violich Capital Management, Inc. 1,100 1,100 0.00 213 219 2.82
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 11,078 10,974 -0.94 2,140 2,180 1.87
2018-05-03 13F-HR SG Americas Securities, LLC 33,125 21,938 -33.77 6,399 4,358 -31.90
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 441,737 383,633 -13.15 85,334 76,200 -10.70
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 2,118 8,833 317.04 409 1,755 329.10
2018-04-18 13F-HR Louisiana State Employees Retirement System 4,800 4,800 0.00 927 954 2.91
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-05-10 13F-HR Flinton Capital Management LLC 3,488 3,472 -0.46 674 690 2.37
2018-05-14 13F-HR Ruane, Cunniff & Goldfarb L.p. 10,455 2,076
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 1,149 1,240 7.92 222 246 10.81
2018-05-15 13F-HR Advisors Asset Management, Inc. 16,225 16,297 0.44 3,135 3,335 6.38
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 319,043 323,638 1.44 61,636 64,410 4.50
2018-05-15 13F-HR Beaton Management Co. Inc. 3,100 2,900 -6.45 599 576 -3.84
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 2,368 0 -100.00 457 0 -100.00
2018-05-14 13F-HR Banco Santander, S.A. 8,095 1,608
2018-05-10 13F-HR Artemis Investment Management LLP 175,730 222,692 26.72 33,960 44,244 30.28
2018-05-14 13F-HR Pacer Advisors, Inc. 2,616 2,961 13.19 505 588 16.44
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 310,272 271,149 -12.61 59,941 53,864 -10.14
2018-05-15 13F-HR MAVERICK CAPITAL LTD 42,930 55,500 29.28 8,294 11,025 32.93
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-11 13F-HR SEI INVESTMENTS CO 59,874 56,731 -5.25 11,566 11,270 -2.56
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 556,465 238,466 -57.15 107,503 47,371 -55.94
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 46,545 42,784 -8.08 8,992 8,528 -5.16
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 30 4 -86.67 8 1 -87.50
2018-05-03 13F-HR ADVISOR PARTNERS LLC 2,372 2,299 -3.08 500 457 -8.60
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 11,812 18,204 54.11 2,282 3,616 58.46
2018-05-15 13F-HR Premier Asset Managment LLC 39,458 39,203 -0.65 7,623 7,788 2.16
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,975 4,424 11.30 769 875 13.78
2018-05-15 13F-HR DEUTSCHE BANK AG\ 351,977 442,842 25.82 67,994 87,966 29.37
2018-01-19 13F-HR Diversified Trust Co 1,285 1,475 14.79 231 285 23.38
2018-05-02 13F-HR RHUMBLINE ADVISERS 195,784 186,895 -4.54 37,824 37,127 -1.84
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-01-26 13F-HR Nelson Roberts Investment Advisors, LLC 7 0 -100.00 1 0 -100.00
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 660 0 -100.00 118 0 -100.00
2018-04-25 N-Q Pioneer Series Trust Ii (see advisory)
2018-05-04 13F-HR M&T BANK CORP 4,897 4,730 -3.41 947 939 -0.84
2018-05-14 13F-HR MACKENZIE FINANCIAL CORP 508,839 101,081
2018-05-15 13F-HR Ferris Capital, Llc 0 52 0 10
2018-02-14 13F-HR NUMERIC INVESTORS LLC 3,200 4,400 37.50 574 850 48.08
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-05-22 N-Q Meeder Funds (see advisory)
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 21,407 31,054 45.06 4,137 6,170 49.14
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 5,950 13,566 128.00 1,149 2,696 134.64
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-01-16 13F-HR NEXT Financial Group, Inc 91 0 -100.00 17 0 -100.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 9,300 0 -100.00 1,797 0 -100.00
2018-05-04 13F-HR Boston Partners 188,691 119,002 -36.93 36,453 23,640 -35.15
2018-05-15 13F-HR Metlife Investment Advisors, Llc 24,608 23,709 -3.65 4,754 4,710 -0.93
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 320,462 301,806 -5.82 61,910 59,954 -3.16
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-05-15 13F-HR Edgestream Partners, L.P. 2,511 2,750 9.52 485 546 12.58
2018-04-30 13F-HR Ironwood Investment Counsel, LLC 1,823 1,868 2.47 352 371 5.40
2018-05-09 13F-HR NORTHERN TRUST CORP 1,084,368 1,082,058 -0.21 209,489 214,951 2.61
2018-02-12 N-Q Piedmont Investment Trust (see advisory)
2018-05-11 13F-HR Omnia Family Wealth, LLC 8 8 0.00 2 2 0.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WAT / Waters Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 941848103