SecurityWAL / Western Alliance Bancorporation (957638109)
Institutional Owners330 (5 N-Q Owners)
Institutional Shares88,892,272 - 83.97% (ex. N-Q)
Common Stock Shares Outstanding105,860,743 shares (as of 2018-03-31)
Institutional Value$ 16,671,698,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

WAL / Western Alliance Bancorporation Institutional Ownership

Western Alliance Bancorporation (NYSE:WAL) has 330 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 88,892,272 shares. Largest shareholders include Vanguard Group Inc, Price T Rowe Associates Inc /md/, BlackRock Inc., State Street Corp, Lord, Abbett & Co. Llc, Victory Capital Management Inc, Westwood Holdings Group Inc, Waddell & Reed Financial Inc, Clearbridge Investments, LLC, and Millennium Management Llc.
Western Alliance Bancorporation (NYSE:WAL) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 651,104 252,246 -61.26 36,866 14,658 -60.24
2018-05-15 13F-HR We Are One Seven, Llc 353 351 -0.57 20 20 0.00
2018-05-15 13F-HR Clearbridge Investments, LLC 2,442,721 2,488,162 1.86 138,307 144,587 4.54
2018-02-24 13F-HR/A Elkfork Partners LLC 1,782 0 -100.00 95 0 -100.00
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 10,797 14,450 33.83 611 840 37.48
2018-05-16 13F-HR ASSETMARK, INC 43 111 158.14 2 6 200.00
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 3,864 4,901 26.84 219 285 30.14
2018-05-08 13F-HR MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY 31,360 27,090 -13.62 1,775 1,575 -11.27
2018-05-10 13F-HR JP Morgan Chase & Co 1,689,175 1,775,737 5.12 95,641 103,188 7.89
2018-05-14 13F-HR Nuveen Asset Management, LLC 590,997 594,483 0.59 33,462 34,545 3.24
2018-05-09 13F-HR Twin Tree Management, LP Put 1,400 0 -100.00 79 0 -100.00
2018-05-15 13F-HR Marshall Wace North America L.P. 0 89,501 0 5,201
2018-05-09 13F-HR Lee Financial CORP 150 150 0.00 8 9 12.50
2018-05-14 13F-HR BB&T SECURITIES, LLC 6,172 358
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 798,183 845,891 5.98 45,192 49,154 8.77
2018-05-14 13F-HR SUNTRUST BANKS INC 38,578 35,857 -7.05 2,183 2,083 -4.58
2018-05-10 13F-HR Ford Financial Group, Inc. 30 0 -100.00 1 0 -100.00
2018-05-11 13F-HR Parisi Gray Wealth Management 30 0 -100.00 2 0 -100.00
2018-05-14 13F-HR Cipher Capital LP 165,106 91,456 -44.61 9,348 5,315 -43.14
2018-02-14 13F-HR NUMERIC INVESTORS LLC 0 6,700 0 379
2018-05-14 13F-HR Axa 213,000 216,800 1.78 12,060 12,598 4.46
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 506,719 552,238 8.98 28,690 32,091 11.85
2018-01-24 13F-HR SG Americas Securities, LLC 6,555 0 -100.00 348 0 -100.00
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 181,172 137,310 -24.21 10,258 7,979 -22.22
2018-05-15 13F-HR Rafferty Asset Management, LLC 26,807 33,616 25.40 1,518 1,953 28.66
2018-05-02 13F-HR FDx Advisors, Inc. 6,744 5,620 -16.67 382 327 -14.40
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 37,000 24,866 -32.79 2,095 1,445 -31.03
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 369,795 360,751 -2.45 20,938 20,963 0.12
2018-05-14 13F-HR WESTWOOD HOLDINGS GROUP INC 2,816,826 2,796,054 -0.74 159,490 162,479 1.87
2018-05-15 13F-HR HighTower Advisors, LLC 55,358 60,684 9.62 3,133 3,525 12.51
2018-04-12 13F-HR Valeo Financial Advisors, Llc 34 284 735.29 2 17 750.00
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 5,125 5,125 0.00 290 298 2.76
2018-05-15 13F-HR QS Investors, LLC 126,915 121,899 -3.95 7,186 7,084 -1.42
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 5,700 10,600 85.96 323 616 90.71
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 6,899,743 6,913,924 0.21 390,663 401,768 2.84
2018-05-08 13F-HR HMS Capital Management, LLC Put 3,400 5,300 55.88 193 308 59.59
2018-02-14 13F-HR Meadow Creek Investment Management LLC 2,268 0 -100.00 120 0 -100.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 7,216 13,175 82.58 409 766 87.29
2018-04-30 13F-HR CIBC Asset Management Inc 3,740 3,740 0.00 212 217 2.36
2018-04-17 13F-HR Calton & Associates, Inc. 705 0 -100.00 42 0 -100.00
2018-05-14 13F-HR Bayesian Capital Management, LP 8,300 0 -100.00 470 0 -100.00
2018-05-14 13F-HR Hudson Bay Capital Management LP 100,616 0 -100.00 5,697 0 -100.00
2018-02-14 13F-HR Tyers Asset Management LLC 1,296 0 -100.00 69 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 7,360 15,993 117.30 417 930 123.02
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 4,077 237
2018-05-22 13F-HR AMALGAMATED BANK 19,137 19,818 3.56 1,084 1,152 6.27
2018-05-03 13F-HR Newfound Research LLC 7 0 -100.00 1 0 -100.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 5,832 352,751 5,948.54 330 20,498 6,111.52
2018-05-15 13F-HR HBK INVESTMENTS L P 21,278 22,936 7.79 1,205 1,333 10.62
2018-05-04 13F-HR Swiss National Bank 170,800 174,600 2.22 9,671 10,146 4.91
2018-04-25 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 4,373 254
2018-04-23 13F-HR Financial Architects, Inc 706 613 -13.17 40 36 -10.00
2018-02-14 13F-HR Crestline Management, LP 26,000 0 -100.00 1,380 0 -100.00
2018-05-14 13F-HR/A MACKENZIE FINANCIAL CORP 75,031 74,831 -0.27 4,248 4,348 2.35
2018-05-15 13F-HR One Wealth Advisors, Llc 99 0 -100.00 6 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 977,297 259,325 -73.47 55,334 15,070 -72.77
2018-04-24 13F-HR Allegis Investment Advisors, LLC 8,363 486
2018-05-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 332,231 330,728 -0.45 18,811 19,219 2.17
2018-05-08 13F-HR Aperio Group, LLC 17,953 20,041 11.63 1,016 1,165 14.67
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 1,038 0 -100.00 55 0 -100.00
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 7,762 0 -100.00 412 0 -100.00
2018-05-14 13F-HR CASTINE CAPITAL MANAGEMENT, LLC 177,897 183,577 3.19 10,073 10,668 5.91
2018-05-07 13F-HR ETRADE Capital Management LLC 31,469 22,900 -27.23 1,782 1,331 -25.31
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 24,340 0 -100.00 1,198 0 -100.00
2018-04-18 13F-HR Creative Planning 34,534 36,193 4.80 1,955 2,103 7.57
2018-05-14 13F-HR HENDERSON GROUP PLC 0 7,498 0 436
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 13,900 13,900 0.00 787 813 3.30
2018-05-11 13F-HR BROADVIEW ADVISORS LLC 333,800 315,975 -5.34 18,900 18,361 -2.85
2018-05-21 13F-HR/A Handelsbanken Fonder AB 271,884 15,799
2018-04-30 13F-HR Monarch Partners Asset Management LLC 149,130 149,130 0.00 8,444 8,666 2.63
2018-05-09 13F-HR BlackRock Inc. 4,544,458 5,361,669 17.98 257,305 311,565 21.09
2018-04-20 13F-HR BB&T CORP 22,152 21,703 -2.03 1,254 1,261 0.56
2018-05-10 13F-HR BRINKER CAPITAL INC 31,151 36,618 17.55 1,764 2,128 20.63
2018-05-15 13F-HR SANDLER CAPITAL MANAGEMENT 6,700 6,300 -5.97 379 366 -3.43
2018-04-26 13F-HR INVESTMENT COUNSELORS OF MARYLAND LLC 5,360 5,836 8.88 303 339 11.88
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 0 11,954 0 695
2018-05-15 13F-HR Nicholas Investment Partners, LP 306,712 193,359 -36.96 17,366 11,236 -35.30
2018-05-15 13F-HR Jefferies Group LLC 39,219 8,147 -79.23 2,221 473 -78.70
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 27,246 27,673 1.57 1,543 1,608 4.21
2018-05-16 13F-HR Integre Asset Management, LLC 6,240 6,314 1.19 353 367 3.97
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 132,801 0 -100.00 7,049 0 -100.00
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 169,250 0 -100.00 9,583 0 -100.00
2018-04-26 13F-HR CWM, LLC 3,000 3,000 0.00 170 174 2.35
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 140,353 140,353 0.00 7,947 8,156 2.63
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 681,427 999,696 46.71 38,582 58,093 50.57
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 7,539 7,475 -0.85 427 434 1.64
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 27,600 53,700 94.57 1,563 3,121 99.68
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 553,080 598,507 8.21 31,315 34,779 11.06
2018-05-02 13F-HR HENNESSY ADVISORS INC 32,500 43,590 34.12 1,840 2,533 37.66
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 30,000 27,100 -9.67 1,699 1,575 -7.30
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 13,600 9,700 -28.68 770 564 -26.75
2018-05-14 13F-HR Gryphon Financial Partners Llc 1,061 892 -15.93 60 52 -13.33
2018-05-18 13F-HR CIBC World Markets Inc. 10,150 12,262 20.81 575 713 24.00
2018-05-14 13F-HR CLINTON GROUP INC 0 3,646 0 212
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 34,515 22,183 -35.73 1,954 1,289 -34.03
2018-01-31 13F-HR MOODY ALDRICH PARTNERS LLC 21,208 0 -100.00 1,126 0 -100.00
2018-05-15 13F-HR Utah Retirement Systems 18,100 18,100 0.00 1,025 1,052 2.63
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-04-06 13F-HR Carroll Financial Associates, Inc. 54 0 -100.00 3 0 -100.00
2018-05-15 13F-HR BASSWOOD CAPITAL MANAGEMENT, L.L.C. 75,297 75,297 0.00 4,263 4,376 2.65
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 0 21 0 1
2018-02-14 13F-HR Pacer Advisors, Inc. 16,827 0 -100.00 893 0 -100.00
2018-05-07 13F-HR Engineers Gate Manager LP 10,824 0 -100.00 613 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 102,112 63,912 -37.41 5,782 3,714 -35.77
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,601,997 3,596,384 -0.16 203,946 208,986 2.47
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 829 829 0.00 47 48 2.13
2018-05-14 13F-HR River Oaks Capital LLC 14,000 19,200 37.14 793 1,116 40.73
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 33,040 22,672 -31.38 1,871 1,317 -29.61
2018-05-15 13F-HR Kaizen Advisory, Llc 4,585 266
2018-05-14 13F-HR Archford Capital Strategies, LLC 45 3
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 2,120,326 2,108,352 -0.56 120,053 122,516 2.05
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 201,169 272,699 35.56 11,390 15,847 39.13
2018-05-14 13F-HR Carillon Tower Advisers, Inc. 525,115 622,113 18.47 29,732 35,155 18.24
2018-02-14 13F-HR/A PUTNAM INVESTMENTS LLC 31,579 0 -100.00 1,676 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 5,338 5,341 0.06 302 310,365 102,669.87
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 0 10,669 0 620
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 10,600 0 -100.00 563 0 -100.00
2018-05-15 13F-HR Holocene Advisors, Lp 4,029 234
2018-02-14 13F-HR AHL Partners LLP 0 11,546 0 653
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 1,163,960 1,142,920 -1.81 65,906 66,415 0.77
2018-04-18 13F-HR REGIONS FINANCIAL CORP 17,034 15,445 -9.33 964 897 -6.95
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 15,201 14,950 -1.65 861 869 0.93
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 28 0 -100.00 2 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 36,305 25,255 -30.44 2,055,589 1,467,568 -28.61
2018-02-15 13F-HR JANE STREET GROUP, LLC 8,820 0 -100.00 468 0 -100.00
2018-05-15 13F-HR Interval Partners, LP 93,402 174,308 86.62 5,288 10,129 91.55
2018-05-14 13F-HR TEACHERS ADVISORS INC 253,759 207,745 -18.13 14,368 12,072 -15.98
2018-04-05 13F-HR CIM, LLC 7,440 7,650 2.82 421 445 5.70
2018-05-09 13F-HR NORTHERN TRUST CORP 469,547 469,625 0.02 26,586 27,289 2.64
2018-05-15 13F-HR GAM Holding AG 9,950 0 -100.00 563 0 -100.00
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 44,150 0 -100.00 2,500 0 -100.00
2018-05-15 13F-HR VANGUARD GROUP INC 7,812,602 8,063,970 3.22 442,349 468,598 5.93
2018-05-15 13F-HR BARCLAYS PLC 20,447 24,269 18.69 1,158 1,411 21.85
2018-05-10 13F-HR Employees Retirement System of Texas 264,000 166,000 -37.12 14,948 9,646 -35.47
2018-05-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 1,773,621 1,491,963 -15.88 100,422 86,698 -13.67
2018-05-14 13F-HR Stone Ridge Asset Management LLC 4,780 4,780 0.00 271 278 2.58
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 123,288 193,219 56.72 6,981 11,228 60.84
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 127,460 91,790 -27.99 6,765 5,197 -23.18
2018-03-05 13F-HR/A NORGES BANK 525,777 835,599 58.93 25,810 47,312 83.31
2018-05-14 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 379,420 247,856 -34.68 21,483 14,403 -32.96
2018-05-11 13F-HR CITIGROUP INC 64,990 33,739 -48.09 3,680 1,960 -46.74
2018-05-10 13F-HR First Personal Financial Services 325 328 0.92 18 19 5.56
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 245,819 203,048 -17.40 13,918 11,799 -15.22
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 10,544 0 -100.00 597 0 -100.00
2018-05-14 13F-HR Strategic Global Advisors, LLC 24,286 24,286 0.00 1,375 1,411 2.62
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 594 805 35.52 34 47 38.24
2018-05-16 13F-HR Private Capital Group, Llc 670 729 8.81 38 42 10.53
2018-05-17 13F-HR Legal & General Group Plc 53,349 53,466 0.22 3,021 3,107 2.85
2018-04-27 13F-HR Chicago Partners Investment Group LLC 220 220 0.00 12 13 8.33
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 63,657 77,468 21.70 3,604 4,502 24.92
2018-05-01 13F-HR COMERICA BANK 5,633 5,631 -0.04 337 327 -2.97
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 29,107 28,724 -1.32 1,648 1,669 1.27
2018-05-15 13F-HR Quantitative Investment Management, LLC 68,600 0 -100.00 3,884 0 -100.00
2018-05-02 13F-HR INVERNESS COUNSEL LLC /NY/ 305,580 17,757
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 34,745 66,846 92.39 1,967 3,884 97.46
2018-05-15 13F-HR Dana Investment Advisors, Inc. 57,705 50,865 -11.85 3,267 2,956 -9.52
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 4,145 0 -100.00 220 0 -100.00
2018-04-03 13F-HR USA Financial Portformulas Corp 0 12,132 0 705
2018-04-17 13F-HR Watermark Asset Management, Inc. 1,150 1,150 0.00 65 67 3.08
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 330 454 37.58 19 26 36.84
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 799,732 796,196 -0.44 45,281 46,267 2.18
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 100 0 6
2018-05-15 13F-HR Wellington Management Group LLP 3,407,057 1,855,782 -45.53 192,907 107,840 -44.10
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 6,622 3,865 -41.63 375 225 -40.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 111,304 131,464 18.11 6,300 7,643 21.32
2018-05-14 13F-HR Renaissance Technologies LLC 9,304 0 -100.00 527 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 463,451 450,085 -2.88 26,240 26,154 -0.33
2018-05-14 13F-HR SIRIOS CAPITAL MANAGEMENT L P 93,565 130,802 39.80 5,298 7,601 43.47
2018-05-15 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 210,000 12,203
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 9,320 10,366 11.22 528 603 14.20
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 35,800 0 -100.00 1,900 0 -100.00
2018-05-08 13F-HR SIGNATUREFD, LLC 32 2
2018-05-14 13F-HR Virtu Financial LLC 7,855 0 -100.00 445 0 -100.00
2018-05-10 13F-HR NGAM ADVISORS, L.P. 28,902 27,202 -5.88 1,636 1,581 -3.36
2018-04-23 13F-HR Advisory Services Network, LLC 192 1,195 522.40 11 69 527.27
2018-04-04 13F-HR CENTRAL TRUST Co 50 3,983 7,866.00 3 231 7,600.00
2018-02-14 13F-HR Zions Bancorporation 66 0 -100.00 4 0 -100.00
2018-02-14 13F-HR Glen Harbor Capital Management LLC 2,754 0 -100.00 146 0 -100.00
2018-02-14 13F-HR Gillson Capital LP 112,553 0 -100.00 5,974 0 -100.00
2018-05-11 13F-HR TDAM USA INC. 32,324 39,135 21.07 1,830 2,274 24.26
2018-05-21 13F-HR Navellier & Associates Inc 13,774 13,774 0.00 780 800 2.56
2018-05-15 13F-HR GV Financial Advisors 1,588 92
2018-05-15 13F-HR Natixis 38,280 13,589 -64.50 2,167 790 -63.54
2018-02-13 13F-HR Catamount Wealth Management 500 0 -100.00 27 0 -100.00
2018-05-14 13F-HR BlueMountain Capital Management, LLC 70,070 94,858 35.38 3,967 5,512 38.95
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 268,399 268,399 0.00 15,197 15,597 2.63
2018-02-22 13F-HR Wagner Wealth Management, Llc 0 4
2018-05-14 13F-HR RMB Capital Management, LLC 0 4,231 0 246
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 154,455 142,922 -7.47 8,745 8,305 -5.03
2018-05-14 13F-HR GLOBEFLEX CAPITAL L P 25 0 -100.00 1 0 -100.00
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 28 1,627
2018-05-15 13F-HR Folger Hill Asset Management LP 65,800 68,600 4.26 3,726 3,986 6.98
2018-05-15 13F-HR Jefferies Group LLC Call 80,000 0 -100.00 4,530 0 -100.00
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 30,339 30,107 -0.76 1,718 1,750 1.86
2018-05-09 13F-HR Tygh Capital Management, Inc. 160,418 159,231 -0.74 9,083 9,253 1.87
2018-04-06 13F-HR Cerebellum Gp, Llc 2,194 2,596 18.32 124 151 21.77
2018-05-14 13F-HR FMR LLC / Fidelity 488,202 486,302 -0.39 27,642 28,259 2.23
2018-04-19 13F-HR State of Alaska, Department of Revenue 6,500 8,400 29.23 367 487 32.70
2018-05-11 13F-HR Cortina Asset Management, LLC 148,386 120,680 -18.67 8,402 7,013 -16.53
2018-05-15 13F-HR Walleye Trading LLC Call 9,800 569
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 15,095 877
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 15 0 -100.00 0 0
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 209,222 219,895 5.10 11,846 12,778 7.87
2018-05-11 13F-HR Russell Investments Group, Ltd. 49,687 36,723 -26.09 2,843 2,129 -25.11
2018-05-08 13F-HR Neuberger Berman Group LLC 5,362 5,286 -1.42 304 307 0.99
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 280 460 64.29 15 26 73.33
2018-04-20 13F-HR STRS OHIO 0 270,000 0 15,689
2018-05-15 13F-HR RPg Family Wealth Advisory, LLC 74,309 75,531 1.64 4,207,375 4,389,106 4.32
2018-05-14 13F-HR NOMURA HOLDINGS INC 7,500 436
2018-05-15 13F-HR CORNERCAP INVESTMENT COUNSEL INC 14,355 0 -100.00 813 0 -100.00
2018-05-14 13F-HR APG Asset Management N.V. 96,900 0 -100.00 4,569 0 -100.00
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 1,413,306 2,782,869 96.90 80,021 161,713 102.09
2018-04-18 13F-HR Harbour Capital Advisors, LLC 4,350 253
2018-05-14 13F-HR ProShare Advisors LLC 14,139 14,192 0.37 801 825 3.00
2018-05-15 13F-HR Advisor Group, Inc. 4,471 14,721 229.26 253 855 237.94
2018-05-10 13F-HR Avestar Capital, Llc 197 197 0.00 11 11 0.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 52,468 57,147 8.92 2,971 3,321 11.78
2018-05-14 13F-HR OAK RIDGE INVESTMENTS LLC 60,026 57,992 -3.39 3,399 3,370 -0.85
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 707,976 462,847 -34.62 40,086 26,896 -32.90
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 16 52 225.00 10 7 -30.00
2018-05-14 13F-HR SNYDER CAPITAL MANAGEMENT L P 75,928 161,970 113.32 4,299 9,412 118.93
2018-05-10 13F-HR PHH Investments, Ltd. 11,705 19,214 64.15 663 1,117 68.48
2018-05-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 473,289 459,300 -2.96 26,798 26,690 -0.40
2018-05-15 13F-HR Paloma Partners Management Co 7,433 4,498 -39.49 421 261 -38.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 677,817 1,374,483 102.78 38,391 79,871 108.05
2018-05-14 13F-HR Evercore Wealth Management, LLC 4,072 4,072 0.00 231 237 2.60
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 472,392 515,900 9.21 26,747 29,979 12.08
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 900 0 -100.00 48 0 -100.00
2018-05-15 13F-HR Alyeska Investment Group, L.P. 78,041 0 -100.00 4,419 0 -100.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 40,697 31,980 -21.42 2,304 1,859 -19.31
2018-04-30 13F-HR RENAISSANCE GROUP LLC 7,724 8,423 9.05 437 489 11.90
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,131 1,128 -0.27 64 66 3.13
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 16,400 9,200 -43.90 929 535 -42.41
2018-05-08 13F-HR US BANCORP \DE\ 40,588 41,510 2.27 2,299 2,411 4.87
2018-05-10 13F-HR Winfield Associates, Inc. 3,420 0 -100.00 195 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 11,904 13,097 10.02 674 761 12.91
2018-04-18 13F-HR Sonora Investment Management, LLC 900 900 0.00 50,958 52,299 2.63
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 51,775 0 -100.00 2,932 0 -100.00
2018-05-10 13F-HR FRANKLIN RESOURCES INC 856,620 904,202 5.55 48,502 52,544 8.33
2018-05-01 13F-HR DOWLING & YAHNKE LLC 15,697 15,897 1.27 889 924 3.94
2018-04-23 13F-HR World Asset Management Inc 3,998 0 -100.00 226 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 50 50 0.00 3 3 0.00
2018-05-14 13F-HR Signition Lp 7,246 421,000
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 7,301 14,602 100.00 413 849 105.57
2018-04-16 13F-HR SOLARIS ASSET MANAGEMENT LLC 5,050 0 -100.00 286 0 -100.00
2018-05-18 13F-HR Xact Kapitalforvaltning AB 8,560 13,360 56.07 485 776 60.00
2018-05-17 13F-HR Atlantic Trust Group, LLC 145,340 8,446
2018-02-12 13F-HR CITIGROUP INC Call 67,500 0 -100.00 3,583 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 615 633 2.93 33 36 9.09
2018-05-11 13F-HR PITCAIRN CO 4,923 6,990 41.99 278 407 46.40
2018-05-10 13F-HR SMITHFIELD TRUST CO 3,064 2,860 -6.66 173 166 -4.05
2018-05-15 13F-HR Adage Capital Partners GP LLC 240,000 240,000 0.00 13,589 13,946 2.63
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 5,500 0 -100.00 311 0 -100.00
2018-05-11 13F-HR MALTESE CAPITAL MANAGEMENT LLC 180,286 205,095 13.76 10,208 11,918 16.75
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 4,949 0 -100.00 280 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 48 2 -95.83 0 0
2018-05-03 13F-HR Trexquant Investment LP 7,888 0 -100.00 447 0 -100.00
2018-05-07 13F-HR Hood River Capital Management LLC 560,562 315,894 -43.65 31,739 18,357 -42.16
2018-05-07 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 10,130 8,955 -11.60 574 520 -9.41
2018-05-21 13F-HR Summit Trail Advisors, Llc 147 7,906 5,278.23 9 8 -11.11
2018-05-09 13F-HR Twin Tree Management, LP Call 15,600 10,800 -30.77 883 628 -28.88
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 34,932 0 -100.00 1,978 0 -100.00
2018-05-08 13F-HR GW&K Investment Management, LLC 320,452 344,936 7.64 18,144 20,044 10.47
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 108,158 112,258 3.79 6,124 6,523 6.52
2018-05-11 13F-HR Quantbot Technologies LP 509 14,732 2,794.30 28 856 2,957.14
2018-05-11 13F-HR SEI INVESTMENTS CO 330,976 279,729 -15.48 18,740 16,256 -13.26
2018-05-15 13F-HR Squarepoint Ops LLC 42,082 48,315 14.81 2,383 2,808 17.83
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 20,019 7,309 -63.49 1,133 425 -62.49
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 11,774 0 -100.00 667 0 -100.00
2018-04-06 13F-HR ALTA CAPITAL MANAGEMENT LLC/ 295,193 17,153
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 778,968 849,859 9.10 44,106 49,386 11.97
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 217,323 227,696 4.77 12,305 13,231 7.53
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 192,308 182,136 -5.29 10,889 10,584 -2.80
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 717 0 -100.00 41 0 -100.00
2018-01-16 13F-HR NEXT Financial Group, Inc 250 0 -100.00 13 0 -100.00
2018-04-30 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 335,060 338,560 1.04 18,971 19,674 3.71
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 10 0 -100.00 1 0 -100.00
2018-01-29 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 500 500 0.00 28 29 3.57
2018-05-14 13F-HR Allianz Asset Management AG 282,413 312,555 10.67 15,990 18,163 13.59
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 557,385 477,879 -14.26 31,559 27,769 -12.01
2018-05-11 13F-HR PENN CAPITAL MANAGEMENT CO INC 335,128 296,840 -11.42 19,127 17,401 -9.02
2018-05-09 13F-HR Private Advisor Group, LLC 7,640 444
2018-05-15 13F-HR CARLSON CAPITAL L P 399,054 204,284 -48.81 22,594 11,871 -47.46
2018-05-15 13F-HR CREDIT SUISSE AG/ 102,831 102,192 -0.62 5,822 5,938 1.99
2018-04-26 13F-HR EMERALD MUTUAL FUND ADVISERS TRUST 0 87,626 0 5,092
2018-05-01 13F-HR AIMZ Investment Advisors, LLC 5,633 5,633 0.00 319 327 2.51
2018-05-08 13F-HR HMS Capital Management, LLC 19,977 20,206 1.15 1,131 1,174 3.80
2018-05-14 13F-HR Icon Wealth Partners, Llc 371 0 -100.00 21 0 -100.00
2018-05-15 13F-HR Sciencast Management LP 5,647 0 -100.00 335 0 -100.00
2018-05-14 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 939,045 986,636 5.07 53,169 57,333 7.83
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 34,480 33,080 -4.06 1,952 1,922 -1.54
2018-02-14 13F-HR Sentinel Asset Management, Inc. 268,471 0 -100.00 14,250 0 -100.00
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 29 0 -100.00 2 0 -100.00
2018-05-01 13F-HR Hanson McClain, Inc. 33 2
2018-05-14 13F-HR HOWE & RUSLING INC 170 128 -24.71 10 7 -30.00
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 10,442 0 -100.00 591 0 -100.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 77,837 78,279 0.57 4,407 4,549 3.22
2018-05-15 13F-HR Lebenthal Lisanti Capital Growth, LLC 10,265 13,540 31.90 581 787 35.46
2018-05-15 13F-HR DEUTSCHE BANK AG\ 54,473 31,789 -41.64 3,081 1,845 -40.12
2018-05-15 13F-HR STATE STREET CORP 3,645,733 3,975,540 9.05 206,423 231,022 11.92
2018-04-12 13F-HR PEAVINE CAPITAL MANAGEMENT, LLC 124,542 124,542 0.00 7,052 7,237 2.62
2018-02-14 13F-HR Point72 Asset Management, L.P. 50,000 0 -100.00 2,654 0 -100.00
2018-05-02 13F-HR FTB Advisors, Inc. 485 591 21.86 27 32 18.52
2018-05-14 13F-HR Epoch Investment Partners, Inc. 722,551 1,182,705 63.68 40,911 68,726 67.99
2018-05-14 13F-HR Pacad Investment Ltd. 646 3,500 441.80 37 201 443.24
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 482,219 362,203 -24.89 27,303 21,048 -22.91
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 12,161 12,093 -0.56 689 703 2.03
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 11,115 0 -100.00 630 0 -100.00
2018-04-17 13F-HR MAI Capital Management 3,671 3,671 0.00 208 213 2.40
2018-05-15 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 55,768 55,586 -0.33 3,157 3,230 2.31
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 497,183 487,721 -1.90 28,151 28,341 0.67
2018-04-25 13F-HR Epstein & White Financial Llc 9,112 9,112 0.00 540 529 -2.04
2018-05-15 13F-HR Invesco Ltd. 1,150,452 1,147,889 -0.22 65,139 66,704 2.40
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 697,383 34,778 -95.01 39,486 2,021 -94.88
2018-05-02 13F-HR RHUMBLINE ADVISERS 114,149 109,888 -3.73 6,463 6,386 -1.19
2018-04-24 13F-HR Sippican Capital Advisors 38,545 35,202 -8.67 2,182 2,046 -6.23
2018-05-15 13F-HR Advisors Asset Management, Inc. 21,911 23,328 6.47 1,241 1,364 9.91
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,321 3,344 44.08 132 195 47.73
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 50,142 41,473 -17.29 2,839 2,410 -15.11
2018-05-11 13F-HR Cutler Group LP Call 5,500 2,500 -54.55 9 5 -44.44
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 158,628 153,426 -3.28 8,982 8,916 -0.73
2018-04-18 13F-HR Cornerstone Advisors, Inc. 603 603 0.00 34 35 2.94
2018-05-15 13F-HR A.R.T. Advisors, LLC 0 34,400 0 1,998
2018-05-15 13F-HR People's United Financial, Inc. 4,843 5,963 23.13 274 347 26.64
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 350 335 -4.29 19 19 0.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 4,000 0 -100.00 226 0 -100.00
2018-05-03 13F-HR INTRUST BANK NA 7,774 7,916 1.83 440 460 4.55
2018-05-14 13F-HR MORGAN STANLEY 396,143 415,618 4.92 22,430 24,153 7.68
2018-04-26 13F-HR FIS GROUP, INC. 408 356 -12.75 24 20 -16.67
2018-05-04 13F-HR M&T BANK CORP 4,600 4,138 -10.04 260 240 -7.69
2018-05-21 13F-HR Front Row Advisors Llc 75 4
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 168,717 183,121 8.54 9,553 10,641 11.39
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 15,500 15,500 0.00 878 901 2.62
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 31,783 28,963 -8.87 1,800 1,683 -6.50
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 204 0 12
2018-05-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 119,902 6,789
2018-05-15 13F-HR EARNEST PARTNERS LLC 22 22 0.00 1 1 0.00
2018-04-20 13F-HR FIRST QUADRANT L P/CA 0 119,137 0 6,923
2018-05-15 13F-HR UBS Group AG 196,604 139,103 -29.25 11,132 8,084 -27.38
2018-05-14 13F-HR MENDON CAPITAL ADVISORS CORP 100,000 0 -100.00 5,662 0 -100.00
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 393 456 16.03 23 27 17.39
2018-02-14 13F-HR MENTA CAPITAL LLC 13,700 0 -100.00 727 0 -100.00
2018-04-25 13F-HR BOSTON ADVISORS LLC 25,510 25,110 -1.57 1,444 1,459 1.04
2018-02-09 13F-HR Waratah Capital Advisors Ltd. 16,085 0 -100.00 854 0 -100.00
2018-05-15 13F-HR AVALON ADVISORS, LLC 45,188 49,759 10.12 2,559 2,891 12.97
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 42,769 39,563 -7.50 2,423 2,299 -5.12
2018-05-15 13F-HR Brasada Capital Management, Lp 14,379 18,000 25.18 814 6,493 697.67
2018-05-15 13F-HR Bank of New York Mellon Corp 459,187 464,836 1.23 25,999 27,012 3.90
2018-05-16 13F-HR Foundry Partners, LLC 46,102 45,997 -0.23 2,610 2,673 2.41
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 414,530 412,714 -0.44 23,471 23,983 2.18
2018-05-01 13F-HR DEARBORN PARTNERS LLC 3,871 3,871 0.00 219 225 2.74
2018-05-14 13F-HR PROFUND ADVISORS LLC 4,869 4,351 -10.64 276 253 -8.33
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 10,382 603
2018-04-26 13F-HR RAMSEY QUANTITATIVE SYSTEMS 5,570 5,197 -6.70 315 302 -4.13
2018-04-20 13F-HR TEALWOOD ASSET MANAGEMENT INC 36,945 37,180 0.64 2,092 2,161 3.30
2018-05-10 13F-HR Artemis Investment Management LLP 119,395 163,607 37.03 6,763 9,505 40.54
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 459,990 475,365 3.34 26,045 27,623 6.06
2018-05-11 13F-HR HSBC HOLDINGS PLC 7,586 13,746 81.20 430 800 86.05
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 69,636 81,561 17.12 3,943 4,740 20.21
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 2,867,010 2,454,773 -14.38 162,330 142,647 -12.13
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 9,105 9,064 -0.45 515 527 2.33
2018-05-15 13F-HR Voya Investment Management LLC 189,450 119,272 -37.04 10,727 6,931 -35.39
2018-05-15 13F-HR FIFTH THIRD BANCORP 14,076 14,189 0.80 797 825 3.51
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 33,004 32,064 -2.85 1,866 1,864 -0.11
2018-05-08 13F-HR Buckley Wealth Management, Llc 5,270 306
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 184 11
2018-05-15 13F-HR Verition Fund Management LLC 23,270 9,931 -57.32 1,318 577 -56.22
2018-04-26 13F-HR EMERALD ADVISERS INC/PA 26,789 1,557
2018-04-19 13F-HR Versant Capital Management, Inc 985 985 0.00 55 57 3.64
2018-05-11 13F-HR Quadrature Capital LTD 11,849 8,497 -28.29 671 494 -26.38
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 776,340 880,700 13.44 44,072 51,177 16.12
2018-04-09 13F-HR Aurora Investment Counsel 38,988 27,919 -28.39 2,208 1,622 -26.54
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 306,424 285,879 -6.70 17,350 16,612 -4.25
2018-05-11 13F-HR Cutler Group LP Put 1,000 0 -100.00 0 0
2018-05-14 13F-HR AJO, LP 73,700 0 -100.00 4,173 0 -100.00
2018-05-01 13F-HR ALPS ADVISORS INC 13,460 11,302 -16.03 762 657 -13.78
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 170 156 -8.24 10 9 -10.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 587,790 672,523 14.42 33,280 39,080 17.43
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 11,300 8,700 -23.01 555 506 -8.83
2018-04-24 13F-HR Rehmann Capital Advisory Group 206 12
2018-02-07 13F-HR Spectrum Management Group, Inc. 6 0 -100.00 0 0
2018-05-09 13F-HR AlphaMark Advisors, LLC 52,957 3,077
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 238,558 199,113 -16.53 13,507 11,570 -14.34
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 78,039 83,883 7.49 4,418,568 4,874,442 10.32
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 59,800 33,600 -43.81 3,386 1,952 -42.35
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,132 1,132 0.00 64 66 3.13
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 5,171 5,896 14.02 293 343 17.06
2018-05-15 13F-HR Man Group plc 28,942 1,682
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 168,489 165,527 -1.76 9,540 9,619 0.83
2018-05-15 13F-HR TLP GROUP LLC 3,291 0 -100.00 186 0 -100.00
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 4,800 0 -100.00 271 0 -100.00
2018-05-14 13F-HR/A Kalos Management, Inc. 14,207 15,341 7.98 804 891 10.82
2018-05-08 13F-HR Timber Hill LLC 3,673 0 -100.00 208 0 -100.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 2,191 2,145 -2.10 124 125 0.81
2018-05-11 13F-HR Fiera Capital Corp 919,542 862,010 -6.26 52,064 50,091 -3.79
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 68 4
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 3,717,843 3,848,883 3.52 210,504 223,659 6.25
2018-05-21 13F-HR Winton Capital Group Ltd 16,948 985
2018-05-14 13F-HR KOCH INDUSTRIES INC 6,652 5,522 -16.99 377 321 -14.85
2018-05-15 13F-HR GLENMEDE TRUST CO NA 869,638 869,638 0.00 49,237 49,237 0.00
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 35,969 34,389 -4.39 1,908 1,998 4.72
2018-05-07 13F-HR EATON VANCE MANAGEMENT 192,930 206,137 6.85 10,924 11,979 9.66
2018-05-04 13F-HR Palouse Capital Management, Inc. 3,717 3,717 0.00 210 216 2.86
2018-04-25 13F-HR FIRST INTERSTATE BANK 6,190 5,645 -8.80 350 328 -6.29
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 6,509 5,803 -10.85 368 337 -8.42
2018-05-14 13F-HR UBS OCONNOR LLC 141,728 0 -100.00 8,025,000 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,024 16,909 320.20 228 983 331.14

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WAL / Western Alliance Bancorporation ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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Good day, everyone. Welcome to the earnings call for Western Alliance Bancorporation for the First Quarter 2018. Our speakers today are Ken Vecchione, Chief Executive Officer; Dale Gibbons, Chief Financial Officer; and Robert Sarver, Executive Chairman. You may also view the presentation today via webcast through the company's website at www.westernalliancebancorporation.com. (2-0)

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CUSIP: 957638109