SecurityWAB / Wabtec Corp. (929740108)
Institutional Owners520 (110 N-Q Owners)
Institutional Shares105,661,559 - 109.96% (ex. N-Q)
Institutional Value$ 198,865,831,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

WAB / Wabtec Corp. Institutional Ownership

Wabtec Corp. (NYSE:WAB) has 520 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 105,661,559 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, EdgePoint Investment Group Inc., Farallon Capital Management Llc, Baillie Gifford & Co, Price T Rowe Associates Inc /md/, Henderson Group Plc, Lazard Asset Management Llc, Goldman Sachs Group Inc, and Bessemer Group Inc.
Wabtec Corp. (NYSE:WAB) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-08 13F-HR LS Investment Advisors, LLC 7,463 6,887 -7.72 608 561 -7.73
2018-05-15 13F-HR WOLVERINE TRADING, LLC 2,778 0 -100.00 226 0 -100.00
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 227,875 208,533 -8.49 18,555 16,974 -8.52
2018-05-15 13F-HR Point72 Asset Management, L.P. 57,496 84,700 47.31 4,682 6,895 47.27
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 65 0 -100.00 5 0 -100.00
2018-05-09 13F-HR KBC Group NV 5,870 5,870 0.00 478 478 0.00
2018-05-04 13F-HR INVESTMENTAKTIENGESELLSCHAFT FUER LANGFRISTIGE INVESTOREN TGV 425,000 455,000 7.06 34,608 37,037 7.02
2018-05-14 13F-HR Champlain Investment Partners, LLC 1,474,740 1,523,545 3.31 120,088 124,017 3.27
2018-05-09 13F-HR IFP Advisors, Inc 1,584 1,085 -31.50 129 88 -31.78
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 12,700 7,800 -38.58 1,034 635 -38.59
2018-04-25 13F-HR BECK MACK & OLIVER LLC 665,963 691,274 3.80 54,229 56,270 3.76
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-02-13 13F-HR Carleon Capital Partners LLC 6,841 0 -100.00 518 0 -100.00
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 4,491 3,915 -12.83 366 319 -12.84
2018-05-10 13F-HR First Personal Financial Services 386 48 -87.56 31 4 -87.10
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 700,947 691,548 -1.34 57,081 56,292 -1.38
2018-05-17 13F-HR Legal & General Group Plc 398,299 402,344 1.02 32,433 32,750 0.98
2018-02-09 13F-HR TD Capital Management LLC 42 0 -100.00 3 0 -100.00
2018-05-15 13F-HR LUMINUS MANAGEMENT LLC 1,306,647 1,506,430 15.29 106,400 122,623 15.25
2018-04-24 13F-HR QV Investors Inc. 115,187 115,507 0.28 9,379 9,402 0.25
2018-05-09 13F-HR Glen Harbor Capital Management LLC 8,074 8,228 1.91 658 670 1.82
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 62,840 62,780 -0.10 5,118 5,110 -0.16
2018-02-14 13F-HR NICHOLAS CO INC /WI 156,160 189,560 21.39 11,829 15,435 30.48
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-05-08 13F-HR ROBERTS GLORE & CO INC /IL/ 3,600 3,820 6.11 293 311 6.14
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 1,000 0 -100.00 81 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 191,042 192,607 0.82 14,471 15,684 8.38
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 20 2
2018-05-11 13F-HR Parisi Gray Wealth Management 25 0 -100.00 2 0 -100.00
2018-04-26 N-Q Federated Total Return Series Inc (see advisory)
2018-02-14 13F-HR BOKF, NA 4,788 4,232 -11.61 363 344 -5.23
2018-05-08 13F-HR Penserra Capital Management LLC 3,220 3,496 8.57 262 284 8.40
2018-04-11 13F-HR Laurel Grove Capital, LLC 57,935 55,985 -3.37 4,718 4,557 -3.41
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 28,345 16,325 -42.41 2,309 1,329 -42.44
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 23 126 447.83 1 5 400.00
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 4,832 3,850 -20.32 393 313 -20.36
2018-02-13 13F-HR Axa 49,185 49,185 0.00 3,726 4,005 7.49
2018-05-11 13F-HR TDAM USA INC. 10,354 8,580 -17.13 843 698 -17.20
2018-02-28 N-Q Gps Funds I (see advisory)
2018-04-12 13F-HR Integrated Investment Consultants, LLC 247 236 -4.45 19 19 0.00
2018-05-15 13F-HR Bank of New York Mellon Corp 1,018,787 1,020,348 0.15 82,960 83,057 0.12
2018-03-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 10,800 6,100 -43.52 879 497 -43.46
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-05-15 13F-HR QS Investors, LLC 9 9 0.00 1 1 0.00
2018-05-02 13F-HR Trellus Management Company, LLC 10,000 0 -100.00 814 0 -100.00
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 2,536 0 -100.00 207 0 -100.00
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 267,008 263,050 -1.48 21,742 21,410 -1.53
2018-05-11 13F-HR Cutler Group LP Call 1,200 0 -100.00 0 0
2018-04-27 N-Q Valic Co I (see advisory)
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-08 13F-HR WASHINGTON CAPITAL MANAGEMENT INC 7,522 7,522 0.00 613 612 -0.16
2018-04-23 13F-HR Advisory Services Network, LLC 138 101 -26.81 11 8 -27.27
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-05-10 13F-HR Hanson & Doremus Investment Management 50 50 0.00 4 4 0.00
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-14 13F-HR Gryphon Financial Partners Llc 564 468 -17.02 46 38 -17.39
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 57,754 56,615 -1.97 4,703 4,608 -2.02
2018-05-15 13F-HR Standard Life Aberdeen Plc 244,456 249,831 2.20 19,907 20,331 2.13
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 25,840 26,570 2.83 2,104 2,163 2.80
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 0 207 0 17
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 119,958 117,306 -2.21 9,768 9,549 -2.24
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-05-11 13F-HR CITIGROUP INC Put 4,000 3,300 -17.50 326 269 -17.48
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,568,382 3,289,591 28.08 209,144 267,772 28.03
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 17 5 -70.59 7 1 -85.71
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 20,048 0 -100.00 1,633 0 -100.00
2018-04-23 13F-HR Provident Investment Management, Inc. 314,046 8,120 -97.41 25,573 661 -97.42
2018-05-02 13F-HR Progressive Investment Management Corp 31,267 32,278 3.23 2,546 2,627 3.18
2018-05-03 13F-HR STEPHENS INC /AR/ 4,436 0 -100.00 361 0 -100.00
2018-02-13 SC 13G EdgePoint Investment Group Inc. 5,143,571
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 4,617,643 4,462,971 -3.35 349,786 363,420 3.90
2018-05-10 13F-HR BRINKER CAPITAL INC 23,520 27,494 16.90 1,915 2,238 16.87
2018-05-09 13F-HR BAMCO INC /NY/ 316,798 0 -100.00 25,797 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 23,746 19,146 -19.37 1,934 1,558 -19.44
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,963,985 2,207,289 12.39 148,771,865 179,739,543 20.82
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 42,093 42,954 2.05 3,428 3,496 1.98
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 18 1
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 3,569 3,514 -1.54 291 286 -1.72
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 1,600 1,600 0.00 130 130 0.00
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-10 13F-HR South Dakota Investment Council 43,400 43,400 0.00 3,534 3,533 -0.03
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 628,607 617,366 -1.79 51,187 50,254 -1.82
2018-04-19 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 108 0 -100.00 9 0 -100.00
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 600 600 0.00 49 49 0.00
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-01-10 13F-HR TRAIN BABCOCK ADVISORS LLC 37,657 34,892 -7.34 2,853 2,841 -0.42
2018-04-18 13F-HR Creative Planning 2,662 3,208 20.51 217 261 20.28
2018-05-07 13F-HR Granite Springs Asset Management Llc 3,300 4,000 21.21 269 326 21.19
2018-05-11 13F-HR Sentry Investments Corp. 0 35,000 0 2,849
2018-01-29 N-Q Oppenheimer Capital Appreciation Fund (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 8,645 0 -100.00 704 0 -100.00
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-14 13F-HR IHT Wealth Management, LLC 101 101 0.00 8 8 0.00
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 348 0 -100.00 28 0 -100.00
2018-05-08 13F-HR SIGNATUREFD, LLC 0 9 0 1
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-11 13F-HR Teza Capital Management LLC 4,088 333
2018-05-09 13F-HR NORTHERN TRUST CORP 886,768 868,017 -2.11 72,209 70,657 -2.15
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 240,756 220,407 -8.45 19,605 17,941 -8.49
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 16,200 18,200 12.35 1,319 1,481 12.28
2018-02-12 13F-HR FMR LLC / Fidelity 2,723,667 2,493,048 -8.47 206,318 203,008 -1.60
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 41,014 42,927 4.66 3,340 3,494 4.61
2018-04-19 13F-HR Versant Capital Management, Inc 34 34 0.00 2 2 0.00
2018-05-08 13F-HR Parallel Advisors, LLC 80 107 33.75 7 9 28.57
2018-05-16 13F-HR DOHENY ASSET MANAGEMENT /CA 4,000 4,000 0.00 326 326 0.00
2018-05-18 13F-HR TRUST CO OF VERMONT 402 381 -5.22 32 31 -3.12
2018-05-01 13F-HR Hanson McClain, Inc. 100 117 17.00 8 10 25.00
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 3,560 3,433 -3.57 290 279 -3.79
2018-05-15 13F-HR Holocene Advisors, Lp 12,509 0 -100.00 1,019 0 -100.00
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 10,120 11,650 15.12 824 948 15.05
2018-05-09 13F-HR EAGLE BOSTON INVESTMENT MANAGEMENT INC 106,829 109,493 2.49 8,699 8,912 2.45
2018-05-14 13F-HR Aristotle Capital Boston, LLC 97,720 128,266 31.26 7,957 10,441 31.22
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-05-01 13F-HR Westpac Banking Corp 5,835 5,835 0.00 475,144 474,969 -0.04
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 17,500 90,000 414.29 1,425 7,326 414.11
2018-02-12 13F-HR BROWN ADVISORY INC 3,239,424 2,787,373 -13.95 245,386 226,977 -7.50
2018-05-11 13F-HR Fortis Advisors, LLC 4,010 10 -99.75 327 1 -99.69
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 23,901 26,981 12.89 1,946 2,196 12.85
2018-05-15 13F-HR Paloma Partners Management Co 0 13,700 0 1,115
2017-12-29 N-Q Oppenheimer Corporate Bond Fund (see advisory)
2018-05-15 13F-HR SCOTIA CAPITAL INC. 18,214 17,956 -1.42 1,483 1,462 -1.42
2018-05-15 13F-HR Arrowpoint Asset Management, LLC 1,064,875 1,048,091 -1.58 86,713 85,315 -1.61
2018-05-15 13F-HR TimesSquare Capital Management, LLC 1,082,975 88,154
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 4,700 3,800 -19.15 383 309 -19.32
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 381,315 258,554 -32.19 31,050 21,047 -32.22
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 241 255 5.81 18 21 16.67
2018-05-11 13F-HR JONES FINANCIAL COMPANIES LLLP 2,962 0 -100.00 241 0 -100.00
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 357,446 363,646 1.73 29,107 29,601 1.70
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 230,569 229,384 -0.51 18,775 18,672 -0.55
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-14 13F-HR Epoch Investment Partners, Inc. 54,302 51,317 -5.50 4,422 4,177 -5.54
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 0 10,076 0 820
2018-05-04 13F-HR Warren Averett Asset Management, LLC 510 0 -100.00 42 0 -100.00
2018-05-15 13F-HR/A LOGAN CAPITAL MANAGEMENT INC 44,290 42,506 -4.03 3,606 3,460 -4.05
2018-02-27 N-Q Thornburg Investment Trust (see advisory)
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 3,239 3,239 0.00 263 263 0.00
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 0 13,427 0 1,093
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 1,074 0 -100.00 87 0 -100.00
2018-04-27 13F-HR MYCIO WEALTH PARTNERS, LLC 739,289 739,289 0.00 60,200 60,178 -0.04
2018-05-10 13F-HR TORONTO DOMINION BANK 5,091 5,914 16.17 414 481 16.18
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-23 13F-HR Financial Architects, Inc 44 0 -100.00 4 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 32,676 8,770 -73.16 2,660,807 713,878 -73.17
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-04-12 13F-HR NEVILLE RODIE & SHAW INC 60,802 58,482 -3.82 4,951 4,760 -3.86
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 6,671 6,102 -8.53 544 496 -8.82
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 423,047 421,437 -0.38 34,449 34,305 -0.42
2018-05-15 13F-HR Verition Fund Management LLC 0 14,839 0 1,208
2018-05-14 13F-HR Shell Asset Management Co 4,143 4,143 0.00 337 337 0.00
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 18,900 0 -100.00 1,539 0 -100.00
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 29,724 32,497 9.33 2,420 2,645 9.30
2018-02-21 13F-HR/A APG Asset Management N.V. 69,770 69,870 0.14 5,285 4,738 -10.35
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2017-12-29 N-Q Oppenheimer Main Street All Cap Fund (see advisory)
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 228,666 194,575 -14.91 18,620 15,837 -14.95
2018-02-14 13F-HR TEACHERS ADVISORS INC 172,737 172,101 -0.37 13,085 14,014 7.10
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co 48,846 48,036 -1.66 3,978 3,910 -1.71
2018-04-18 13F-HR Louisiana State Employees Retirement System 21,600 22,500 4.17 1,759 1,832 4.15
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 3,713 0 -100.00 281 0 -100.00
2018-04-30 13F-HR Truewealth Llc 82 82 0.00 7 7 0.00
2018-04-03 13F-HR Tandem Investment Advisors, Inc. 71,495 7,042 -90.15 5,822 573 -90.16
2018-05-15 13F-HR Walleye Trading LLC Put 27,200 6,200 -77.21 2,215 505 -77.20
2018-01-29 13F-HR PGGM Investments 67,910 0 -100.00 5,144 0 -100.00
2018-03-30 N-Q Tocqueville Trust (see advisory)
2018-05-11 13F-HR Cutler Group LP 1,656 1,485 -10.33 134 120 -10.45
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 7,767 8,056 3.72 632 656 3.80
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 6,768 6,040 -10.76 551 492 -10.71
2018-05-16 13F-HR ASSETMARK, INC 311 361 16.08 25 29 16.00
2018-05-16 13F-HR Kingfisher Capital LLC 13,469 13,511 0.31 1,097 1,100 0.27
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-03-01 N-Q Aqr Funds (see advisory)
2018-03-29 N-Q Lord Abbett Securities Trust (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 127 127 0.00 10 10 0.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 236 253 7.20 19 21 10.53
2018-04-30 13F-HR BOSTON FAMILY OFFICE LLC 68,517 64,067 -6.49 5,579 5,215 -6.52
2018-05-21 13F-HR Front Row Advisors Llc 70 6
2018-03-27 N-Q Schwab Investments (see advisory)
2018-02-09 13F-HR Arizona State Retirement System 48,432 61,498 26.98 3,669 5,008 36.49
2018-05-09 13F-HR Twin Tree Management, LP Put 9,300 9,300 0.00 757 757 0.00
2018-01-19 13F-HR Diversified Trust Co 3,907 17,677 352.44 296 1,439 386.15
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 6,572 6,672 1.52 535 543 1.50
2018-05-11 13F-HR CITIGROUP INC Call 3,900 3,300 -15.38 318 269 -15.41
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-05-11 13F-HR Cutler Group LP Put 1,800 0 -100.00 1 0 -100.00
2018-05-14 13F-HR WHITE PINE CAPITAL LLC 8,125 7,810 -3.88 662 636 -3.93
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 5,597 5,588 -0.16 456 455 -0.22
2018-05-15 13F-HR Utah Retirement Systems 15,890 15,990 0.63 1,294 1,302 0.62
2018-05-04 13F-HR Financial Gravity Companies, Inc. 5 5 0.00 0 0
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 211,491 205,194 -2.98 16,020 16,709 4.30
2018-04-19 13F-HR Janney Montgomery Scott LLC 5,328 4,990 -6.34 434 406 -6.45
2018-05-07 13F-HR Johnson Financial Group, Inc. 559 332 -40.61 46 27 -41.30
2018-04-12 13F-HR Valeo Financial Advisors, Llc 91 178 95.60 7 14 100.00
2018-04-16 13F-HR Santori & Peters, Inc. 606,950 623,064 2.65 43,554 50,717 16.45
2018-04-30 13F-HR CIBC Asset Management Inc 6,413 7,109 10.85 522 579 10.92
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-15 13F-HR EARNEST PARTNERS LLC 60 60 0.00 5 5 0.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,793 1,548 -13.66 146 126 -13.70
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 5,300 7,700 45.28 432 627 45.14
2018-05-15 13F-HR HighTower Advisors, LLC Put 2,500 3
2018-05-10 13F-HR Covington Investment Advisors Inc. 13,490 13,300 -1.41 1,098 1,083 -1.37
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 5,477 25,994 374.60 426 2,123 398.36
2018-05-15 13F-HR AMP Capital Investors Ltd 27,406 27,406 0.00 2,231 2,193 -1.70
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 2,487 0 -100.00 203 0 -100.00
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 25 72 188.00 2 6 200.00
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-04-30 13F-HR GREENLEAF TRUST 112 0 -100.00 9 0 -100.00
2018-05-07 13F-HR Garrison Financial Corp 22,230 22,118 -0.50 1,810 1,800 -0.55
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 29,931 29,311 -2.07 2,437 2,385 -2.13
2018-05-01 13F-HR WHITTIER TRUST CO 470 470 0.00 38 38 0.00
2018-05-10 13F-HR NGAM ADVISORS, L.P. 27,027 68,069 151.86 2,201 5,540 151.70
2018-05-10 13F-HR Artisan Partners Limited Partnership 2,069,730 1,903,244 -8.04 168,538 154,924 -8.08
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 199 0 -100.00 15 0 -100.00
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 3,143,641 3,782,653 20.33 255,986 307,907 20.28
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-11 13F-HR BAHL & GAYNOR INC 28,182 27,351 -2.95 2,295 2,226 -3.01
2018-05-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 785,858 736,662 -6.26 63,992 59,964 -6.29
2018-05-11 13F-HR STIFEL FINANCIAL CORP 87,177 74,945 -14.03 7,084 6,098 -13.92
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,646 0 -100.00 428 0 -100.00
2018-03-01 N-Q Forum Funds (see advisory)
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 24,700 36 -99.85 2,012 3 -99.85
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 12,478 12,716 1.91 1,016 1,035 1.87
2018-04-26 13F-HR CWM, LLC 40 0 -100.00 3 0 -100.00
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 77,661 0 -100.00 5,882 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 28,930 0 -100.00 2,191 0 -100.00
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,900 900 -52.63 155 73 -52.90
2018-04-11 13F-HR Triangle Securities Wealth Management 24,907 23,817 -4.38 2,028 1,939 -4.39
2018-05-11 13F-HR Azimuth Capital Management LLC 34,525 30,375 -12.02 2,811 2,473 -12.02
2018-05-14 13F-HR Veritable, L.P. 6,194 4,475 -27.75 504 364 -27.78
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 1,765,784 1,374,922 -22.14 143,788 111,919 -22.16
2018-05-10 13F-HR BAILLIE GIFFORD & CO 4,644,181 4,691,207 1.01 378,175 381,864 0.98
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 220 171 -22.27 17 13 -23.53
2018-05-15 13F-HR DEUTSCHE BANK AG\ 95,823 39,984 -58.27 7,801 3,253 -58.30
2018-04-26 13F-HR EMERALD ADVISERS INC/PA 4,021 4,021 0.00 327 327 0.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 800 800 0.00 65 65 0.00
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-04-26 13F-HR SPEECE THORSON CAPITAL GROUP INC 102,645 7,775
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-14 13F-HR RMB Capital Management, LLC 36,260 0 -100.00 2,747 0 -100.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 6,739 5,870 -12.90 549 477 -13.11
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 1,027,480 1,075,150 4.64 83,667 87,518 4.60
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-08 13F-HR GW&K Investment Management, LLC 299,743 323,033 7.77 24,408 26,295 7.73
2018-02-14 13F-HR ProShare Advisors LLC 5,842 8,023 37.33 443 653 47.40
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 134,390 133,361 -0.77 10,943 10,856 -0.80
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 709,702 796,797 12.27 53,760 64,883 20.69
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 8,700 10,600 21.84 708 863 21.89
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 21,180 23,580 11.33 1,725 1,919 11.25
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-04-27 13F-HR Retirement Systems of Alabama 110,478 110,606 0.12 8,996 9,003 0.08
2018-01-22 13F-HR PATTEN & PATTEN INC/TN 3,070 0 -100.00 233 0 -100.00
2018-05-15 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 18 18 0.00 1 1 0.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 77,750 77,750 0.00 6,331 6,328 -0.05
2018-05-15 13F-HR JANE STREET GROUP, LLC 9,529 0 -100.00 776 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 239,853 200,437 -16.43 18,170 16,322 -10.17
2018-05-11 13F-HR HSBC HOLDINGS PLC 455,173 482,425 5.99 37,007 39,346 6.32
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 11,896 9,434 -20.70 968 767 -20.76
2018-05-04 13F-HR AGF Investments America Inc. 40,223 40,136 -0.22 3,275 3,267 -0.24
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-14 13F-HR HENDERSON GROUP PLC 3,240,561 3,860,958 19.14 263,881 314,275 19.10
2018-05-14 13F-HR ALTAROCK PARTNERS LLC 686,426 666,426 -2.91 55,896 54,247 -2.95
2018-05-11 13F-HR MACQUARIE GROUP LTD 37,591 49,077 30.56 3,195 3,995 25.04
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 7,335 7,618 3.86 597 620 3.85
2018-04-23 13F-HR Clean Yield Group 11,053 9,118 -17.51 900 742 -17.56
2018-03-05 13F-HR/A NORGES BANK 550,074 586,179 6.56 42,906 47,733 11.25
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-15 13F-HR Brasada Capital Management, Lp 54,513 52,473 -3.74 4,406 4,271 -3.06
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 42,245 16,229 -61.58 3,440 1,332 -61.28
2018-05-15 13F-HR Wellington Management Group LLP 70,714 114,067 61.31 5,758 9,286 61.27
2018-05-11 13F-HR Delpha Capital Management, Llc 633 0 -100.00 52 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 79,255 4,168 -94.74 6,454 339 -94.75
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 1,835 0 149
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 4,344 4,344 0.00 354 354 0.00
2018-03-29 N-Q Oppenheimer Global Multi-asset Growth Fund (see advisory)
2018-05-09 13F-HR BlackRock Inc. 7,799,634 7,944,769 1.86 635,124 646,705 1.82
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 13,933 13,933 0.00 945 1,134 20.00
2018-05-15 13F-HR Walleye Trading LLC Call 13,500 17,400 28.89 1,098 1,416 28.96
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 150,224 145,820 -2.93 12,233 11,870 -2.97
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 34 34 0.00 2,770 2,768 -0.07
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 110,782 146,097 31.88 9,021 11,893 31.84
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 250,625 253,460 1.13 20,408 20,632 1.10
2018-05-15 13F-HR STATE STREET CORP 2,821,980 2,745,549 -2.71 229,788 223,486 -2.74
2018-05-15 13F-HR HBK Sorce Advisory LLC 2,568 2,585 0.66 209 210 0.48
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 66,000 0 5,372
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 15,183 14,285 -5.91 1,151 1,163 1.04
2018-01-11 13F-HR/A TOKIO MARINE ASSET MANAGEMENT CO LTD 2,459 0 -100.00 204 0 -100.00
2018-04-27 13F-HR Gryphon International Investment CORP 118,679 88,779 -25.19 9,664 7,227 -25.22
2018-04-23 13F-HR Conestoga Capital Advisors, LLC 32,051 31,056 -3.10 2,610 2,528 -3.14
2018-05-15 13F-HR NORTHEAST INVESTMENT MANAGEMENT 2,773 2,773 0.00 226 226 0.00
2018-04-11 13F-HR STOCK YARDS BANK & TRUST CO 2,500 2,500 0.00 204 204 0.00
2018-05-11 13F-HR MADISON INVESTMENT HOLDINGS INC 153,649 3,283 -97.86 12,512 267 -97.87
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 87,002 88,162 1.33 7,078 7,179 1.43
2018-04-30 13F-HR Advantus Capital Management Inc 10,523 10,523 0.00 857 857 0.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 10,093 10,558 4.61 822 859 4.50
2018-05-14 13F-HR Icon Wealth Partners, Llc 131 0 -100.00 11 0 -100.00
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 457,020 403,492 -11.71 37,215 32,844 -11.75
2018-05-15 13F-HR Natixis 3,444 2,941 -14.61 280 239 -14.64
2018-02-14 13F-HR GAM Holding AG 7,285 0 -100.00 552 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 4,413 4,680 6.05 346 384 10.98
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 7,634 6,048 -20.78 622 492 -20.90
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 5,000 0 -100.00 379 0 -100.00
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-05-08 13F-HR Neuburgh Advisers LLC 5,872 5,984 1.91 478 487 1.88
2018-05-09 13F-HR Private Advisor Group, LLC 9,297 0 -100.00 766 0 -100.00
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 600 0 -100.00 55 0 -100.00
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 357,016 366,391 2.63 29,072 29,824 2.59
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 176,862 171,145 -3.23 14,402 13,931 -3.27
2018-05-15 13F-HR Metlife Investment Advisors, Llc 54,058 53,370 -1.27 4,402 4,344 -1.32
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 24,400 31,200 27.87 1,987 2,540 27.83
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-04-20 13F-HR First Bank & Trust 4,492 325 -92.76 366 26 -92.90
2018-05-09 13F-HR Alecta Pensionsforsakring, Omsesidigt 1,150,000 1,150,000 0.00 93,644 93,576 -0.07
2018-01-22 13F-HR Kohmann Bosshard Financial Services, LLC 17,087 17,087 0.00 1,294 1,391 7.50
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 336 32,192 9,480.95 27 2,620 9,603.70
2018-04-30 13F-HR Certified Advisory Corp 31 31 0.00 2 2 0.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 7,200 3,700 -48.61 586 301 -48.63
2018-05-10 13F-HR Providence Capital Advisors, Llc 57 57 0.00 5 5 0.00
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 18 1
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 1,300 1,300 0.00 106 106 0.00
2018-05-15 13F-HR BlueCrest Capital Management Ltd 18,361 0 -100.00 1,495 0 -100.00
2018-05-10 13F-HR Winfield Associates, Inc. 30 0 -100.00 3 0 -100.00
2018-05-09 13F-HR ANCHOR CAPITAL ADVISORS LLC 21,433 21,630 0.92 1,745 1,761 0.92
2018-05-01 13F-HR COMERICA BANK 88,498 77,432 -12.50 7,322 6,488 -11.39
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 8,402 8,402 0.00 684 684 0.00
2018-05-15 13F-HR UBS Group AG 108,018 116,047 7.43 8,796 9,446 7.39
2018-04-27 13F-HR WEDGEWOOD INVESTORS INC /PA/ 17,565 17,065 -2.85 1,430 1,389 -2.87
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 1,258 0 102
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 1,452 0 118
2018-04-25 13F-HR DUDLEY & SHANLEY, LLC 27,610 2,247
2018-05-15 13F-HR GV Financial Advisors 85 7
2018-05-04 13F-HR Swiss National Bank 317,400 276,100 -13.01 25,846 22,475 -13.04
2018-02-13 13F-HR Sequoia Financial Advisors, LLC 10,453 10,453 0.00 792 851 7.45
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 18,951 17,037 -10.10 1,559 1,387 -11.03
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 2,798 2,281 -18.48 228 186 -18.42
2018-02-14 13F-HR PagnatoKarp Partners LLC 3,052 3,048 -0.13 231 248 7.36
2018-02-09 13F-HR SUNTRUST BANKS INC 37,917 37,821 -0.25 2,870 3,079 7.28
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 290,728 0 -100.00 23,674 0 -100.00
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-28 N-Q Leuthold Funds Inc (see advisory)
2018-05-15 13F-HR Sapience Investments, LLC 22,920 22,740 -0.79 1,866 1,851 -0.80
2018-03-28 N-Q Alger Funds Ii (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-02 13F-HR Daiwa Securities Group Inc. 31,302 31,758 1.46 2,548 2,586 1.49
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-05-04 13F-HR M&T BANK CORP 12,115 11,217 -7.41 986 912 -7.51
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 25,740 25,942 0.78 2,096 2,111,679 100,648.04
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-14 13F-HR RK Capital Management, LLC 105,400 0 -100.00 8,583 0 -100.00
2018-04-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 7,933 7,335 -7.54 646 597 -7.59
2018-05-15 13F-HR Southeast Asset Advisors Inc. 5,400 0 -100.00 440 0 -100.00
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 25,597 25,597 0.00 2,084 2,084 0.00
2018-05-07 13F-HR EATON VANCE MANAGEMENT 14,082 14,082 0.00 1,147 1,146 -0.09
2018-05-04 13F-HR AGF INVESTMENTS INC. 7,647 16,559 116.54 623 1,348 116.37
2018-05-11 13F-HR Mutual of America Capital Management LLC 73,794 75,267 2.00 6,009 6,127 1.96
2018-03-26 N-Q Forum Funds Ii (see advisory)
2018-03-30 N-Q Fidelity Concord Street Trust (see advisory)
2018-04-19 13F-HR Skylands Capital, LLC 5,600 5,500 -1.79 456 448 -1.75
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 121,666 118,419 -2.67 9,907 9,639 -2.71
2018-04-13 13F-HR BTIM Corp. 136,096 136,343 0.18 11,082 11,099 0.15
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 24,455 19,596 -19.87 1,992 1,596 -19.88
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 9,223 8,618 -6.56 751 702 -6.52
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 12 10 -16.67 1 1 0.00
2018-02-20 N-Q Mercer Funds (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 3,303 583,432 17,563.70 269 47,491 17,554.65
2018-05-14 13F-HR MARIETTA INVESTMENT PARTNERS LLC 6,740 6,740 0.00 549 549 0.00
2018-05-15 13F-HR VANGUARD GROUP INC 7,382,288 7,414,149 0.43 601,139 603,511 0.39
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 65 0 -100.00 5 0 -100.00
2018-05-15 13F-HR Williams Jones & Associates LLC 559,870 555,300 -0.82 45,590 45,201 -0.85
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 112 0 9
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-08 13F-HR Neuberger Berman Group LLC 1,377,409 1,339,738 -2.73 112,163 109,054 -2.77
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 166,797 156,743 -6.03 13,582 12,759 -6.06
2018-05-01 13F-HR OPPENHEIMER & CO INC 75,236 104,756 39.24 6,127 8,527 39.17
2018-01-18 N-Q Etf Series Solutions (see advisory)
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 21,068 14,281 -32.21 1,716 1,162 -32.28
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 76 76 0.00 6 6 0.00
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 372 1 -99.73 30 0 -100.00
2018-05-15 13F-HR LPL Financial LLC 9,025 8,943 -0.91 735 725 -1.36
2018-05-15 13F-HR GLENMEDE TRUST CO NA 17,241 17,241 0.00 1,402 1,402 0.00
2018-05-11 13F-HR VALUE HOLDINGS MANAGEMENT CO. LLC 199,900 209,900 5.00 16,278 17,085 4.96
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-05-15 13F-HR Squarepoint Ops LLC 0 5,156 0 420
2018-04-30 13F-HR SIGMA INVESTMENT COUNSELORS INC 24,219 23,217 -4.14 1,972 1,890 -4.16
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-16 13F-HR Private Capital Group, Llc 1,790 1,729 -3.41 146 141 -3.42
2018-05-15 13F-HR Invesco Ltd. 637,897 573,299 -10.13 51,944 46,666 -10.16
2018-02-14 13F-HR EULAV Asset Management 28,000 0 -100.00 2,121 0 -100.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 755 750 -0.66 61 61 0.00
2018-05-02 13F-HR FDx Advisors, Inc. 25,701 14,375 -44.07 2,093 1,170 -44.10
2018-02-14 13F-HR Marble Arch Investments, LP 269,200 0 -100.00 20,392 0 -100.00
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-14 13F-HR BB&T SECURITIES, LLC 15,602 0 -100.00 1,270 0 -100.00
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 6,994 571
2018-05-02 13F-HR RHUMBLINE ADVISERS 172,662 164,334 -4.82 14,060 13,377 -4.86
2018-02-14 13F-HR SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ 13,259 13,562 2.29 1,005 1,104 9.85
2018-05-02 13F-HR Global X Management CO LLC 6,166 19,823 221.49 502 1,614 221.51
2018-05-08 13F-HR US BANCORP \DE\ 18,892 7,334 -61.18 1,538 596 -61.25
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 126 126 0.00 10 10 0.00
2018-05-11 13F-HR SEI INVESTMENTS CO 172,921 204,857 18.47 14,081 16,676 18.43
2018-05-04 13F-HR WEST CHESTER CAPITAL ADVISORS, INC 4,262 4,337 1.76 328 353 7.62
2018-04-17 13F-HR West Coast Financial LLC 40,131 40,950 2.04 3,268 3,333 1.99
2018-05-15 13F-HR We Are One Seven, Llc 271 271 0.00 22 22 0.00
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 788 900 14.21 65 72 10.77
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 73,846 65,461 -11.35 6,013 5,329 -11.38
2018-05-02 13F-HR FTB Advisors, Inc. 231 231 0.00 18 18 0.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 3,908 3,425 -12.36 318 279 -12.26
2018-05-14 13F-HR CAPITAL COUNSEL LLC/NY 831,967 832,380 0.05 67,747 67,756 0.01
2018-05-15 13F-HR Carnegie Capital Asset Management, LLC 21,538 20,738 -3.71 1,570 1,930 22.93
2018-05-11 13F-HR CITIGROUP INC 58,644 90,462 54.26 4,775 7,364 54.22
2018-05-10 13F-HR BESSEMER GROUP INC 3,209,671 2,832,227 -11.76 261,364 230,543 -11.79
2018-05-10 13F-HR Elkfork Partners LLC 10,276 10,472 1.91 837 852 1.79
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 12,467 11,283 -9.50 1,015 918 -9.56
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 590 7,898 1,238.64 48 643 1,239.58
2018-05-14 13F-HR AVIVA PLC 43,370 40,287 -7.11 3,532 3,279 -7.16
2018-05-15 13F-HR PARK PRESIDIO CAPITAL LLC 675,000 825,000 22.22 54,965 67,155 22.18
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 119,847 118,801 -0.87 9,759 9,670 -0.91
2018-05-15 13F-HR Voya Investment Management LLC 83,679 78,447 -6.25 6,814 6,385 -6.30
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 706,020 735,574 4.19 57,456 59,824 4.12
2018-05-15 13F-HR CREDIT SUISSE AG/ 1,134,996 1,114,432 -1.81 92,422 90,715 -1.85
2018-05-09 13F-HR Tredje AP-fonden 13,630 16,210 18.93 1,110 1,319 18.83
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 3,470 4,196 20.92 283 342 20.85
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 12,480 23,058 84.76 1,016 1,877 84.74
2018-04-09 13F-HR Koshinski Asset Management, Inc. 5,426 0 -100.00 442 0 -100.00
2018-05-07 13F-HR ING GROEP NV 2,892 3,008 4.01 235 245 4.26
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 531,894 0 -100.00 43,312 0 -100.00
2018-02-15 13F-HR DF DENT & CO INC 3,626 0 -100.00 275 0 -100.00
2018-05-14 13F-HR RPG Investment Advisory, LLC 300 330 10.00 24 27 12.50
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 139,966 139,966 0.00 11,397 11,393 -0.04
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 0 500 0 41
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 207,457 212,509 2.44 16,893 17,298 2.40
2018-05-11 13F-HR Fiera Capital Corp 376,632 361,867 -3.92 30,669 29,456 -3.96
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 35,510 35,010 -1.41 2,892 2,850 -1.45
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 820 0 -100.00 67 0 -100.00
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-02-02 13F-HR Barnett & Company, Inc. 21,300 20,650 -3.05 1,613 1,682 4.28
2018-05-18 13F-HR Xact Kapitalforvaltning AB 18,753 19,295 2.89 1,527 1,571 2.88
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 117 0 -100.00 9 0 -100.00
2018-05-15 13F-HR People's United Financial, Inc. 14,385 14,862 3.32 1,171 1,210 3.33
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 33,542 2,730
2018-04-23 13F-HR World Asset Management Inc 5,722 4,933 -13.79 466 402 -13.73
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 3,585 3,585 0.00 292 292 0.00
2018-02-12 13F-HR Quantbot Technologies LP 3,643 0 -100.00 275 0 -100.00
2018-04-26 13F-HR Boston Common Asset Management, LLC 9,855 0 -100.00 802 0 -100.00
2018-05-17 N-Q Baillie Gifford Funds (see advisory)
2018-05-11 13F-HR JUPITER ASSET MANAGEMENT LTD 169,075 167,413 -0.98 13,768 13,627 -1.02
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 4,004 0 -100.00 326 0 -100.00
2018-05-15 13F-HR 1832 Asset Management L.P. 460,421 332,141 -27.86 37,432 27,131 -27.52
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-03 13F-HR Zions Bancorporation 0 2,420 0 197
2018-05-14 13F-HR Evercore Wealth Management, LLC 2,000 0 -100.00 163 0 -100.00
2018-05-14 13F-HR Birch Hill Investment Advisors LLC 258,750 257,335 -0.55 21,070 20,947 -0.58
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 9,446 0 -100.00 769 0 -100.00
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 515,393 521,687 1.22 41,968 42,465 1.18
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 5,900 0 -100.00 480 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC 11,422 28,604 150.43 931 2,330 150.27
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-15 13F-HR Jefferies Group LLC 0 7,838 0 638
2018-05-14 13F-HR HAHN CAPITAL MANAGEMENT LLC 108,294 96,063 -11.29 8,818,380 7,819,528 -11.33
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,413 1,265 -10.47 115 103 -10.43
2018-04-20 13F-HR Cable Hill Partners, LLC 62 0 -100.00 5 0 -100.00
2018-04-17 13F-HR Hendershot Investments Inc. 56,458 0 -100.00 4,597 0 -100.00
2018-02-02 13F-HR FORT PITT CAPITAL GROUP, LLC 89,467 92,927 3.87 6,777 7,567 11.66
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-14 13F-HR Pacer Advisors, Inc. 15,860 20,636 30.11 1,201 1,680 39.88
2018-04-19 13F-HR State of Alaska, Department of Revenue 5,500 7,100 29.09 447 577 29.08
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 306 1,500 390.20 25 122 388.00
2018-05-15 13F-HR Sterling Capital Management LLC 40,153 40,153 0.00 3,270 3,268 -0.06
2018-04-12 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 2,686 2,672 -0.52 219 218 -0.46
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 53,272 53,677 0.76 4,338 4,369 0.71
2018-05-15 13F-HR BARCLAYS PLC Put 1,100 56,700 5,054.55 90 4,615 5,027.78
2018-05-15 13F-HR Fairpointe Capital LLC 4,700 383
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 106 106 0.00 9 9 0.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 2,500 0 -100.00 204 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 519,036 529,201 1.96 42,264 43,078 1.93
2018-05-14 13F-HR Allianz Asset Management AG 1,180,003 1,130,947 -4.16 96,088 92,059 -4.19
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 1,823 1,823 0.00 148 148 0.00
2018-02-05 13F-HR Sompo Japan Nipponkoa Asset Management Co.,ltd. 6,350 0 -100.00 481 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 3,706 3,689 -0.46 339 279 -17.70
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 31,885 32,097 0.66 2,596 2,613 0.65
2018-05-15 13F-HR Soapstone Management L.p. 175,000 111,718 -36.16 14,250 9,094 -36.18
2018-05-15 13F-HR FARALLON CAPITAL MANAGEMENT LLC 5,409,481 4,746,936 -12.25 440,494 386,401 -12.28
2018-02-15 13F-HR STONE RUN CAPITAL, LLC 59,525 71,325 19.82 4,509 5,808 28.81
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 30,700 31,200 1.63 2,500 2,540 1.60
2018-05-15 13F-HR BARCLAYS PLC Call 3,500 12,900 268.57 285 1,050 268.42
2018-05-10 13F-HR FRANKLIN RESOURCES INC 7,787 6,428 -17.45 634 523 -17.51
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 18,814 19,427 3.26 1,532 1,581 3.20
2018-02-13 13F-HR CREDIT AGRICOLE S A 58,723 0 -100.00 4,448 0 -100.00
2018-05-09 13F-HR Lee Financial CORP 140 140 0.00 11 11 0.00
2018-05-21 13F-HR Summit Trail Advisors, Llc 127 11,916 9,282.68 11 12 9.09
2018-05-03 13F-HR BerganKDV Wealth Management, LLC 3,015 2,959 -1.86 246 241 -2.03
2018-05-15 13F-HR Impala Asset Management LLC 142,907 0 -100.00 11,637 0 -100.00
2018-04-03 13F-HR PRIVATE TRUST CO NA 2,713 2,713 0.00 220 220 0.00
2018-05-11 13F-HR Barbara Oil Co. 8,600 8,600 0.00 700 700 0.00
2018-05-14 13F-HR DIAM Co., Ltd. 136,389 137,899 1.11 11,106 11,225 1.07
2018-03-29 N-Q Ishares Trust (see advisory)
2018-02-14 13F-HR AHL Partners LLP 6,933 6,936 0.04 525 565 7.62
2018-05-14 13F-HR Brown Advisory Securities, LLC 3,507 0 -100.00 284 0 -100.00
2018-04-26 N-Q Federated Investment Series Funds Inc (see advisory)
2018-05-15 13F-HR American Financial Network Advisory Services Llc 31 0 -100.00 3 0 -100.00
2018-05-07 13F-HR Massey, Quick & Co., LLC 1,674 3,348 100.00 136 273 100.74
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-04-11 13F-HR First Capital Advisors Group, LLC. 10 1
2018-04-26 13F-HR Buffington Mohr McNeal 10,215 10,815 5.87 832 880 5.77
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 170,084 205,383 20.75 13,847 16,715 20.71
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 5,000 0 -100.00 407 0 -100.00
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 30,673 30,220 -1.48 2,498 2,460 -1.52
2018-04-18 13F-HR REGIONS FINANCIAL CORP 21,753 6,882 -68.36 1,771 561 -68.32
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 18,600 19,367 4.12 1,515 1,576 4.03
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-10 13F-HR Avestar Capital, Llc 102 102 0.00 8 8 0.00
2018-04-18 13F-HR Sonora Investment Management, LLC 100 100 0.00 8,143 8,140 -0.04
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 42,160 37,765 -10.42 3,433 3,074 -10.46
2018-05-14 13F-HR Hikari Power Ltd 192,770 192,770 0.00 15,697 15,691 -0.04
2018-05-10 13F-HR HALL LAURIE J TRUSTEE 2,160 2,160 0.00 176 176 0.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 11,190 17,499 56.38 911 1,424 56.31
2018-05-15 13F-HR Gotham Asset Management, LLC 0 54,694 0 4,452
2018-02-01 13F-HR Nationwide Fund Advisors 144,042 0 -100.00 10,911 0 -100.00
2018-05-08 13F-HR Aperio Group, LLC 38,551 37,833 -1.86 3,139 3,080 -1.88
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-15 13F-HR HighTower Advisors, LLC 2,938 3,794 29.14 236 308 30.51
2018-05-10 13F-HR Employees Retirement System of Texas 64,000 64,000 0.00 5,212 5,210 -0.04
2018-05-15 13F-HR Select Equity Group, L.P. 809,940 0 -100.00 65,953,414 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 170,131 169,120 -0.59 13,865 13,764 -0.73
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 66,172 64,966 -1.82 5,388 5,288 -1.86
2018-05-11 13F-HR PITCAIRN CO 17,478 0 -100.00 1,423 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 50,676 51,855 2.33 4,126 4,221 2.30
2018-05-22 13F-HR AMALGAMATED BANK 17,537 17,804 1.52 1,428 1,449 1.47
2018-05-10 13F-HR IFM Investors Pty Ltd 2,508 2,778 10.77 204 226 10.78
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 8,500 14,400 69.41 692 1,172 69.36
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 163 163 0.00 10 10 0.00
2018-04-17 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 2,600 2,600 0.00 211 211 0.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 32,776 32,067 -2.16 2,669 2,610 -2.21
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 6,900 3,900 -43.48 562 318 -43.42
2018-04-20 13F-HR STRS OHIO 1,066 1,032 -3.19 86 84 -2.33
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 6,004 5,894 -1.83 488 479 -1.84
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 2,950 3,550 20.34 223 289 29.60
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 54,767 54,799 0.06 4,460 4,461 0.02
2018-05-16 13F-HR Hikari Tsushin, Inc. 22,100 22,100 0.00 1,800 1,799 -0.06
2018-04-05 13F-HR Capital Investment Services of America, Inc. 93,710 120,378 28.46 7,631 9,799 28.41
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 10,470 9,880 -5.64 853 804 -5.74
2018-02-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 22,605 0 -100.00 1,712 0 -100.00
2018-04-23 13F-HR HARVEY INVESTMENT CO LLC 176,615 180,870 2.41 14,382 14,723 2.37
2018-04-30 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 229,315 226,515 -1.22 18,673 18,438 -1.26
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-15 13F-HR SANDLER CAPITAL MANAGEMENT 45,370 0 -100.00 3,694 0 -100.00
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-05-15 13F-HR Marshall Wace North America L.P. 7,292 594
2018-05-11 13F-HR State of Tennessee, Treasury Department 174,402 174,402 0.00 14,202 14,196 -0.04
2018-05-15 13F-HR Pacific Global Investment Management CO 10,853 10,743 -1.01 884 874 -1.13
2018-02-13 13F-HR KOCH INDUSTRIES INC 4,925 0 -100.00 374 0 -100.00
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 1,829,399 1,984,032 8.45 148,968 161,500 8.41
2018-05-11 13F-HR Patten Group, Inc. 5,195 7,770 49.57 423 632 49.41
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 13,266 13,300 0.26 1,080 1,083 0.28
2018-05-07 13F-HR Engineers Gate Manager LP 0 27,482 0 2,237
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-05-11 13F-HR Gemmer Asset Management LLC 218 218 0.00 18 18 0.00
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-12 13F-HR COMMERCE BANK 4,954 0 -100.00 453 0 -100.00
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 308,177 321,346 4.27 25,095 26,158 4.24
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-14 13F-HR PAPP L ROY & ASSOCIATES 36,436 38,096 4.56 2,967 3,101 4.52
2018-04-27 13F-HR Hudock Capital Group, LLC 40 40 0.00 3 3 0.00
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 171,126 0 -100.00 12,963 0 -100.00
2018-01-26 13F-HR WELCH & FORBES LLC 4,334 0 -100.00 329 0 -100.00
2018-05-04 13F-HR Mandatum Life Insurance Co Ltd 30,869 30,869 0.00 2,514 2,513 -0.04
2018-05-14 13F-HR SECURITY NATIONAL BANK OF SO DAK 8,307 9,587 15.41 677 781 15.36
2018-04-06 13F-HR Rathbone Brothers plc 107,418 110,014 2.42 8,747 8,955 2.38
2018-04-26 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 12,789 12,550 -1.87 1,041 1,022 -1.83
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 41,435 41,435 0.00 3,374 3,373 -0.03
2018-05-02 13F-HR MONTAG & CALDWELL, LLC 0 2,496 0 203
2018-04-30 13F-HR K.J. Harrison & Partners Inc 15,080 27,200 80.37 1,228 2,214 80.29
2018-02-09 13F-HR Royce & Associates LLC 104,354 104,354 0.00 7,905 8,498 7.50
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-04-18 13F-HR Cornerstone Advisors, Inc. 326 340 4.29 27 28 3.70
2018-05-15 13F-HR TURTLE CREEK ASSET MANAGEMENT INC. 9,300 16,200 74.19 757 1,319 74.24
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-04-30 13F-HR EXANE DERIVATIVES 71 71 0.00 5,778 5,655 -2.13

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( WAB / Wabtec Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 929740108