SecurityVRTX / Vertex Pharmaceuticals Inc. (92532F100)
CEO & PresidentLEIDEN JEFFREY M
Institutional Owners920
Form N-Q Owners278
Institutional Shares249,178,805 - 42.57% (ex. N-Q)
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Intrinsic Value585,293,000 shares (as of 2017-12-31) (ex. N-Q)
Institutional Value$ 271,681,495,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Vertex Pharmaceuticals Inc. (NASDAQ:VRTX) has 920 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 249,178,805 shares. Largest shareholders include Price T Rowe Associates Inc /md/, BlackRock Inc., Vanguard Group Inc, FMR LLC / Fidelity, Wellington Management Group LLP, State Street Corp, JP Morgan Chase & Co, Vanguard Specialized Funds, Clearbridge Investments, LLC, and Capital World Investors.

Vertex Pharmaceuticals Inc. (NASDAQ:VRTX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-14 13F-HR Verition Fund Management LLC 2,952 0 -100.00 449 0 -100.00
2017-11-28 N-Q Highland Funds I (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 3,182 2,814 -11.57 484 422 -12.81
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 37,533 39,111 4.20 5,707 5,945 4.17
2018-02-12 13F-HR BBVA COMPASS BANCSHARES, INC 3,230 2,713 -16.01 491 407 -17.11
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 28,900 12,200 -57.79 4,394 1,828 -58.40
2018-01-25 13F-HR Concannon Wealth Management, LLC 78 0 -100.00 12 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC 34,300 154 -99.55 5,215 23 -99.56
2018-02-08 13F-HR MUFG Americas Holdings Corp 70 70 0.00 11 10 -9.09
2018-02-14 13F-HR UBS Group AG 245,081 313,582 27.95 37,262 46,993 26.12
2018-02-14 13F-HR Point72 Asset Management, L.P. 909,230 709,817 -21.93 138,239 106,373 -23.05
2017-11-22 N-Q Legg Mason Partners Variable Equity Trust (see advisory)
2018-02-09 13F-HR Valeo Financial Advisors, Llc 200 300 50.00 30 45 50.00
2018-02-13 13F-HR BAILLIE GIFFORD & CO 491,831 498,378 1.33 74,778 74,687 -0.12
2018-02-14 13F-HR HighTower Advisors, LLC 15,987 8,056 -49.61 2,433 1,203 -50.55
2018-01-24 13F-HR WOODSTOCK CORP 4,319 4,319 0.00 657 647 -1.52
2018-02-08 13F-HR DE BURLO GROUP INC 35,600 17,900 -49.72 5,412 2,682 -50.44
2018-01-25 13F-HR Harvest Fund Management Co., Ltd 678 0 -100.00 103 0 -100.00
2017-10-30 N-Q Northern Lights Fund Trust Iv (see advisory)
2017-12-18 N-Q Allianzgi Diversified Income & Convertible Fund (see advisory)
2017-08-25 N-Q Tekla Healthcare Opportunities Fund (see advisory)
2017-08-29 N-Q Calvert Social Investment Fund (see advisory)
2018-01-29 N-Q Sparrow Funds (see advisory)
2018-01-24 13F-HR HOWE & RUSLING INC 44 44 0.00 7 7 0.00
2017-10-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 15,000 0 2,248
2018-01-16 13F-HR Gemmer Asset Management LLC 343 343 0.00 52 51 -1.92
2018-01-23 13F-HR Baystate Wealth Management LLC 110 110 0.00 17 18 5.88
2017-10-30 N-Q Lord Abbett Investment Trust (see advisory)
2018-01-29 13F-HR BB&T CORP 11,106 11,198 0.83 1,689 1,679 -0.59
2017-08-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2018-02-09 13F-HR HAP Trading, LLC Put 28,600 0 -100.00 121 0 -100.00
2017-09-29 N-Q Alger Institutional Funds (see advisory)
2018-01-31 13F-HR Resources Investment Advisors, Inc. 300 300 0.00 46 45 -2.17
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 58,372 69,264 18.66 8,875 10,380 16.96
2018-02-12 13F-HR Johnson Financial Group, Inc. 28 4
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 51,286 49,260 -3.95 7,798 7,382 -5.33
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 1,516,180 1,402,926 -7.47 230,520 210,243 -8.80
2018-02-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 0 33 0 5
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,890,690 1,517,835 -19.72 287,461 227,463 -20.87
2018-02-14 13F-HR Glen Harbor Capital Management LLC 43,164 41,998 -2.70 6,563 6,294 -4.10
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 25,964 11,814 -54.50 3,948 1,770 -55.17
2018-02-07 13F-HR Gradient Investments LLC 13 2
2018-02-14 13F-HR SECOR Capital Advisors, LP Put 7,600 12,300 61.84 1,156 1,843 59.43
2018-02-13 13F-HR CREDIT AGRICOLE S A 61,479 0 -100.00 9,348 0 -100.00
2018-02-09 13F-HR Employees Retirement System of Texas 123,000 122,000 -0.81 18,701 18,283 -2.24
2017-09-27 N-Q Etfis Series Trust I (see advisory)
2017-10-25 13F-HR SIMPLEX TRADING, LLC 25,865 0 -100.00 3,333 0 -100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 279,767 313,381 12.01 42,536 46,964 10.41
2017-11-13 13F-HR CIBC World Markets Inc. 24,325 0 -100.00 3,135 0 -100.00
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 34,999 35,227 0.65 5,321 5,279 -0.79
2017-11-22 N-Q Clearwater Investment Trust (see advisory)
2017-11-22 N-Q Elfun Diversified Fund (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 760 189 -75.13 153 46 -69.93
2018-02-14 13F-HR Teza Capital Management LLC 2,989 448
2018-02-06 13F-HR/A-1 Mitsubishi UFJ Securities International PLC 40,000 40,000 0.00 6,082 5,994 -1.45
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,412 3,100 -9.14 519 465 -10.40
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 15,672 26,688 70.29 2,382 4,000 67.93
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 859,250 1,227,412 42.85 130,640 183,940 40.80
2018-02-02 13F-HR US BANCORP \DE\ 7,197 7,015 -2.53 1,094 1,051 -3.93
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 9,264 1,388
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 111 0 17
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 3,709 3,709 0.00 564 556 -1.42
2018-02-14 13F-HR Tekla Capital Management LLC 731,123 643,762 -11.95 111,160 96,474 -13.21
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 14,873 14,091 -5.26 2,261 2,112 -6.59
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 30,808 29,290 -4.93 4,661 4,390 -5.81
2017-11-17 13F-HR Atlantic Trust, LLC 375 0 -100.00 48 0 -100.00
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 94,131 78,531 -16.57 14,312 11,769 -17.77
2018-01-24 13F-HR Cubic Asset Management, LLC 3,200 3,200 0.00 487 480 -1.44
2018-01-29 13F-HR Lenox Wealth Advisors, Inc. 0 44 0 7
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 112 0 -100.00 17 0 -100.00
2017-08-17 N-Q Buffalo Funds (see advisory)
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 163,546 178,106 8.90 24,866 26,691 7.34
2017-11-28 N-Q Variable Insurance Products Fund Iv (see advisory)
2018-02-13 13F-HR Truewealth Llc 29 4
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 120 120 0.00 18 18 0.00
2018-02-15 13F-HR GLENMEDE TRUST CO NA 1,754 1,781 1.54 265 266 0.38
2018-02-14 13F-HR Atika Capital Management LLC 0 12,000 0 1,798
2018-01-22 N-Q Master Focus Growth Llc (see advisory)
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 11,062 6,644 -39.94 1,681 996 -40.75
2018-01-26 N-Q Worldwide Health Sciences Portfolio (see advisory)
2018-02-09 13F-HR Norinchukin Bank, The 18,765 20,219 7.75 2,853 3,030 6.20
2017-11-24 N-Q Master Investment Portfolio (see advisory)
2017-09-29 N-Q Alger Funds (see advisory)
2017-08-24 N-Q Laudus Trust (see advisory)
2018-02-09 13F-HR Ferris Capital, Llc 3,309 3,309 0.00 503 496 -1.39
2018-02-12 13F-HR Veritable, L.P. 6,376 6,096 -4.39 969 914 -5.68
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 24,159 32,247 33.48 3,111 4,901 57.54
2017-09-27 N-Q Schwab Investments (see advisory)
2018-02-14 13F-HR Capital World Investors 11,561,841 5,889,483 -49.06 1,757,862 882,598 -49.79
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 49,300 49,300 0.00 7,496 7,388 -1.44
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 113,000 51,100 -54.78 17,181 7,658 -55.43
2018-02-14 13F-HR GAM Holding AG 0 14,900 0 2,233
2017-08-29 N-Q Fundvantage Trust (see advisory)
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 559 0 -100.00 72 0 -100.00
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 452,240 488,373 7.99 68,759 73,188 6.44
2017-11-29 N-Q Mutual Fund Series Trust (see advisory)
2018-02-14 13F-HR Marshall Wace LLP 21,567 110,664 413.12 3,278 16,584 405.92
2017-10-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 6,455 4,478 -30.63 983 671 -31.74
2018-02-14 13F-HR Jefferies Group LLC Call 17,500 3,900 -77.71 2,661 584 -78.05
2018-01-11 13F-HR Kistler-Tiffany Companies, LLC 665 650 -2.26 101 97 -3.96
2018-01-24 13F-HR Fisher Asset Management, LLC 4,984 5,089 2.11 758 763 0.66
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 102,800 72,900 -29.09 15,630 10,925 -30.10
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 10 10 0.00 1 1 0.00
2018-01-23 SC 13G/A BlackRock Inc. 20,116,538 19,409,073 -3.52
2018-02-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 5,000 5,000 0.00 760 749 -1.45
2017-10-30 N-Q Lord Abbett Research Fund Inc (see advisory)
2017-11-20 N-Q Meridian Fund Inc (see advisory)
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 4,180 0 -100.00 636 0 -100.00
2017-10-16 13F-HR Delphi Private Advisors LLC 5 0 -100.00 0 0
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 99,900 71,600 -28.33 15,189 10,730 -29.36
2018-02-14 13F-HR CLEARBRIDGE, LLC 420 420 0.00 64 63 -1.56
2017-10-27 N-Q Deutsche Securities Trust (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 476,018 502,896 5.65 72,374 75,364 4.13
2018-02-15 13F-HR National Asset Management, Inc. 4,203 2,066 -50.84 597 310 -48.07
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,604 4,369 -54.51 1,460 655 -55.14
2017-11-30 N-Q Spinnaker Etf Trust (see advisory)
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 1,347,609 1,714,260 27.21 204,891 256,898 25.38
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 20,000 20,000 0.00 3,041 2,997 -1.45
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 309,543 348,499 12.59 47,063 52,226 10.97
2017-09-27 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-02-06 13F-HR Glaxis Capital Management, LLC 5,000 0 -100.00 760 0 -100.00
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 3,519 0 -100.00 535 0 -100.00
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 564 816 44.68 86 122 41.86
2017-09-29 N-Q Ishares Trust (see advisory)
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 28,356 18,713 -34.01 4,311 2,804 -34.96
2018-02-14 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 20,707 20,302 -1.96 3,149 3,043 -3.37
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 450,308 912,724 102.69 68,465 136,781 99.78
2018-02-02 13F-HR WRAPMANAGER INC 8,188 8,032 -1.91 1,245 1,204 -3.29
2018-02-14 13F-HR HSBC HOLDINGS PLC Put 16,200 0 -100.00 2,463 0 -100.00
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2017-08-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 180,000 230,000 27.78 27,367 34,468 25.95
2018-02-14 13F-HR Summit Trail Advisors, Llc 8,189 1,340
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 5,500 2,900 -47.27 836 435 -47.97
2018-02-13 13F-HR USA Financial Portformulas Corp 39,969 0 -100.00 6,077 0 -100.00
2018-02-02 13F-HR MOODY LYNN & LIEBERSON, INC. 23,640 3,937
2018-02-14 13F-HR BlueCrest Capital Management Ltd 0 63,000 0 9,441
2018-01-18 13F-HR MOODY NATIONAL BANK TRUST DIVISION 1,308 417
2017-11-24 N-Q Transamerica Series Trust (see advisory)
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 50,000 0 -100.00 7,602 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 15,282 15,208 -0.48 2,323 2,279 -1.89
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 925,075 951,176 2.82 140,649 142,544 1.35
2018-01-16 13F-HR Oakmont Partners LLC 2,000 2,000 0.00 304 300 -1.32
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 6,003 6,017 0.23 913 902 -1.20
2018-02-01 13F-HR/A-1 Ifg Advisory, Llc 2,248 336
2017-11-22 N-Q Principal Exchange-traded Funds (see advisory)
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 3,910 3,959 1.25 594 594 0.00
2018-02-14 13F-HR Covington Capital Management 75 191 154.67 11 29 163.64
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 100 100 0.00 15 15 0.00
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 25,745 25,745 0.00 3,913 3,913 0.00
2017-11-21 N-Q Cornerstone Strategic Value Fund Inc (see advisory)
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 76,468 74,168 -3.01 11,626 11,115 -4.40
2018-01-26 13F-HR Tarbox Group, Inc. 254 294 15.75 39 44 12.82
2017-11-29 N-Q Lord Abbett Series Fund Inc (see advisory)
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 6,383 7,625 19.46 823 1,159 40.83
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-01-25 N-Q Putnam Global Health Care Fund (see advisory)
2018-02-02 13F-HR Alambic Investment Management, L.P. 24,220 23,920 -1.24 3,682 3,585 -2.63
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 3,001 2,281 -23.99 456 342 -25.00
2017-11-13 13F-HR FT Options LLC Put 39,700 46,200 16.37 96 209 117.71
2018-02-09 13F-HR Holistic Financial Partners 4,032 604
2018-01-17 13F-HR Cutler Group LP Put 79,400 49,600 -37.53 212 207 -2.36
2018-02-14 13F-HR BTG Pactual Global Asset Management Ltd 4,389 4,543 3.51 667 681 2.10
2017-11-29 N-Q Eaton Vance Enhanced Equity Income Fund Ii (see advisory)
2018-02-02 13F-HR TELEMUS CAPITAL, LLC 50 7
2018-02-07 13F-HR Wealthstreet Investment Advisors, Llc 35,070 5,256
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 43,402 46,171 6.38 6,599 6,919 4.85
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 82,796 32,296 -60.99 12,588 4,840 -61.55
2018-02-08 13F-HR PineBridge Investments, L.P. 154 4,569 2,866.88 23 685 2,878.26
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 10,416 0 1,561
2018-02-13 13F-HR Allianz Asset Management AG Put 319,700 346,000 8.23 48,607 51,852 6.68
2017-11-13 13F-HR Lebenthal Lisanti Capital Growth, LLC 1,960 0 -100.00 253 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 0 23,370 0 3,502
2017-08-25 N-Q Tekla Healthcare Investors (see advisory)
2018-01-25 13F-HR Assenagon Asset Management S.A. 893,380 158,574 -82.25 135,829 23,764 -82.50
2018-02-14 13F-HR Magnetar Financial LLC 3,212 0 -100.00 488 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 19,146 0 -100.00 2,911 0 -100.00
2018-01-16 13F-HR Hartford Financial Management Inc. 670 670 0.00 101 100 -0.99
2018-01-29 13F-HR BTIM Corp. 2,183 2,183 0.00 332 327 -1.51
2018-02-14 13F-HR Redmile Group, LLC 189,008 0 -100.00 28,737 0 -100.00
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-02-08 13F-HR TORONTO DOMINION BANK 99,771 113,159 13.42 15,169 16,958 11.79
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 9 1
2018-02-08 13F-HR SEI INVESTMENTS CO 122,519 158,399 29.29 18,627 23,739 27.44
2018-01-18 13F-HR State of Alaska, Department of Revenue 6,070 31,078 411.99 922 4,656 404.99
2018-02-13 13F-HR Kaizen Advisory, Llc 243 36
2018-02-14 13F-HR TimesSquare Capital Management, LLC 465,690 517,015 11.02 70,804 77,480 9.43
2018-02-13 13F-HR/A-1 Eversept Partners, Llc 58,122 8,710
2017-09-27 N-Q Russell Investment Co (see advisory)
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-14 13F-HR Natixis 20,280 487,993 2,306.28 3,083 73,131 2,272.07
2018-02-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 11,415 10,190 -10.73 1,736 1,527 -12.04
2018-02-14 13F-HR NUMERIC INVESTORS LLC 8,600 13,700 59.30 1,308 2,053 56.96
2018-02-14 13F-HR INTACT INVESTMENT MANAGEMENT INC. 1,400 1,600 14.29 213 240 12.68
2018-02-02 13F-HR Seacrest Wealth Management, Llc 1,225 184
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 0 8,200 0 1,229
2017-11-21 N-Q Cornerstone Total Return Fund Inc (see advisory)
2017-11-28 N-Q Kp Funds (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 2,600 0 -100.00 395 0 -100.00
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 0 2,660 0 399
2018-02-07 13F-HR NuWave Investment Management, LLC 1,318 60 -95.45 148 9 -93.92
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 12,508 11,195 -10.50 1,902 1,678 -11.78
2018-02-13 13F-HR Delpha Capital Management, Llc 213 32
2018-01-18 13F-HR Endurance Wealth Management, Inc. 4,850 4,850 0.00 737 727 -1.36
2018-02-13 13F-HR Laurion Capital Management LP 5,700 0 -100.00 867 0 -100.00
2017-09-29 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-01-26 13F-HR ADVISOR PARTNERS LLC 5,051 4,999 -1.03 768 790 2.86
2017-09-26 N-Q Clough Global Dividend & Income Fund (see advisory)
2018-02-14 13F-HR Copernicus Capital Management, Llc 62,291 9,335
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 12,642 12,311 -2.62 1,922 1,845 -4.01
2018-02-13 13F-HR AMF Pensionsforsakring AB 306,330 320,149 4.51 46,574 47,978 3.01
2018-02-07 13F-HR OPPENHEIMER & CO INC 4,445 5,159 16.06 676 773 14.35
2017-08-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-14 13F-HR FRANKLIN RESOURCES INC 1,159,914 1,250,992 7.85 176,353 187,474 6.31
2017-08-24 N-Q State Street Institutional Funds (see advisory)
2018-01-26 N-Q Fidelity Advisor Series I (see advisory)
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 346,585 347,255 0.19 52,695 52,040 -1.24
2017-08-28 N-Q Prudential Investment Portfolios 8 (see advisory)
2017-12-28 N-Q Profunds (see advisory)
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 53 67 26.42 8 10 25.00
2018-01-29 N-Q Ultimus Managers Trust (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 1,994,410 2,019,566 1.26 303,230 302,653 -0.19
2018-02-14 13F-HR BB BIOTECH AG 1,475,445 1,475,445 0.00 224,327 221,110 -1.43
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 7,905 99,905 1,163.82 1,207 14,972 1,140.43
2018-02-09 13F-HR HAP Trading, LLC 268,470 0 -100.00 40,818 0 -100.00
2018-02-13 13F-HR AVIVA PLC 158,078 140,533 -11.10 24,034 21,060 -12.37
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 108,992 198,008 81.67 16,571,143 29,673,479 79.07
2018-01-10 13F-HR FIRST CITIZENS BANK & TRUST CO 2,720 0 -100.00 414 0 -100.00
2018-02-02 13F-HR Financial Engines Advisors L.L.C. 12 2
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 1,725,683 2,018,898 16.99 262,373 302,552 15.31
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 454,468 505,441 11.22 69,097 75,745 9.62
2018-02-14 13F-HR Integral Derivatives, LLC Call 13,000 5,000 -61.54 1,977 749 -62.11
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 134 0 -100.00 20 0 -100.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-13 13F-HR FIRST INTERSTATE BANK 1,050 1,050 0.00 160 157 -1.87
2017-09-26 13F-HR Perpetual Ltd 30,493 23,793 -21.97 3,425 2,827 -17.46
2018-02-14 13F-HR BlueMountain Capital Management, LLC 64,075 89,257 39.30 9,742 13,376 37.30
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 121,500 100,200 -17.53 18,473 15,016 -18.71
2018-02-02 13F-HR SOMERVILLE KURT F 1,548 1,548 0.00 235 232 -1.28
2018-02-09 13F-HR Shell Asset Management Co 21,542 24,684 14.59 3,275 3,699 12.95
2018-02-14 13F-HR PEAK6 Investments, L.P. 17,879 15,094 -15.58 2,718 2,262 -16.78
2018-02-05 13F-HR BANK OF THE WEST 6,796 1,018
2018-01-29 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 3,947 3,722 -5.70 600 588 -2.00
2017-08-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-02-14 13F-HR Advisor Group, Inc. 5,273 5,198 -1.42 802 779 -2.87
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 511,218 583,237 14.09 77,726 87,404 12.45
2018-01-29 13F-HR EXANE DERIVATIVES 1 1 0.00 152 150 -1.32
2018-02-12 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 20,386 3,055
2018-02-14 13F-HR AJO, LP 514,719 560,374 8.87 78,258 83,978 7.31
2018-02-14 13F-HR Squarepoint Ops LLC 86,597 0 -100.00 13,166 0 -100.00
2018-02-09 13F-HR Twin Tree Management, LP 49,832 50,154 0.65 7,576 7,516 -0.79
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 176 185 5.11 27 28 3.70
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 8,300 6,818 -17.86 1,262 1,022 -19.02
2017-11-28 N-Q Prudential Variable Contract Account 2 (see advisory)
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 35,270 4,638 -86.85 5,362 695 -87.04
2018-02-09 13F-HR Gryphon Financial Partners Llc 246 37
2017-11-14 13F-HR Camber Capital Management LLC 350,000 0 -100.00 45,105 0 -100.00
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 4,161 3,995 -3.99 633 599 -5.37
2018-01-16 13F-HR CWM, LLC 133 141 6.02 20 21 5.00
2018-02-02 13F-HR SMITHFIELD TRUST CO 890 1,132 27.19 135 170 25.93
2018-02-14 13F-HR Sio Capital Management, LLC 14,874 14,874 0.00 2,261 2,229 -1.42
2018-02-02 SC 13G/A VANGUARD SPECIALIZED FUNDS 13,230,341 9,003,258 -31.95
2017-11-29 N-Q Nuveen Core Equity Alpha Fund (see advisory)
2017-11-20 N-Q Dreyfus Stock Index Fund Inc (see advisory)
2018-02-14 13F-HR CLINTON GROUP INC 3,545 38,540 987.17 539 5,776 971.61
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 1,900 0 -100.00 289 0 -100.00
2018-02-13 13F-HR SUN LIFE FINANCIAL INC 1,851 555 -70.02 281 83 -70.46
2017-11-17 N-Q Utc North American Fund, Inc. (see advisory)
2018-02-06 13F-HR Bt Investment Management Ltd 85,512 69,547 -18.67 13,005,418 10,422,314 -19.86
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 1,522 1,733 13.86 231 259 12.12
2018-02-13 13F-HR SCOTIA CAPITAL INC. 16,801 17,416 3.66 2,554 2,610 2.19
2018-01-18 N-Q Etf Series Solutions (see advisory)
2018-02-14 13F-HR Rafferty Asset Management, LLC 14,998 10,097 -32.68 2,280 1,513 -33.64
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 192,445 266,534 38.50 29,260 39,943 36.51
2018-02-05 13F-HR Manning & Napier Group, Llc 902,502 135,247
2018-02-08 13F-HR GREENLEAF TRUST 182 152 -16.48 28 23 -17.86
2017-12-18 N-Q Allianzgi Equity & Convertible Income Fund (see advisory)
2017-09-29 N-Q Investment Managers Series Trust (see advisory)
2018-02-02 13F-HR TURNER INVESTMENTS, L.P. 160 200 25.00 24 30 25.00
2018-02-14 13F-HR Ghost Tree Capital, LLC 50,000 0 -100.00 7,602 0 -100.00
2018-02-09 13F-HR RidgeWorth Capital Management LLC 32,713 53,002 62.02 4,974 7,943 59.69
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 10,086 10,048 -0.38 1,533 1,506 -1.76
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 6,017,766 5,537,907 -7.97 914,941 829,911 -9.29
2018-02-14 13F-HR PRUDENTIAL PLC 1,813 1,813 0.00 276 272 -1.45
2018-02-05 13F-HR NorthCoast Asset Management LLC 4,470 4,470 0.00 680 670 -1.47
2018-02-07 13F-HR CAM Group Holding A/S 38,146 48,588 27.37 5,800 7,281 25.53
2018-02-14 13F-HR ARDSLEY ADVISORY PARTNERS Call 150,000 0 -100.00 22,806 0 -100.00
2017-08-24 N-Q Reynolds Funds Inc (see advisory)
2018-02-13 13F-HR RELIANCE TRUST CO OF DELAWARE 10,782 10,506 -2.56 1,639 1,574 -3.97
2018-02-02 13F-HR COMERICA BANK 60,413 71,214 17.88 9,034 11,925 32.00
2017-11-28 N-Q American Funds Insurance Series (see advisory)
2018-02-14 13F-HR First Light Asset Management, LLC 23,421 23,057 -1.55 3,561 3,455 -2.98
2017-09-26 N-Q Clough Global Opportunities Fund (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 300 248 -17.33 46 37 -19.57
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,977,269 2,127,092 7.58 300,624 318,765 6.03
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 1,028,004 1,197,351 16.47 156,298 179,435 14.80
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-01-29 13F-HR Price Wealth Management, Inc. 30 4
2017-11-21 N-Q Allianz Funds (see advisory)
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 20,504 22,622 10.33 3,117 3,390 8.76
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 0 26,700 0 4,001
2018-02-14 13F-HR PURA VIDA INVESTMENTS, LLC 29,900 0 -100.00 4,545,996 0 -100.00
2018-01-17 13F-HR Cutler Group LP 44,488 27,497 -38.19 6,763 4,120 -39.08
2017-11-22 N-Q General Electric Rsp U.s. Equity Fund (see advisory)
2017-11-28 N-Q Northern Lights Fund Trust Iii (see advisory)
2017-09-26 N-Q Clough Global Equity Fund (see advisory)
2018-01-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 4,221 4,302 1.92 642 645 0.47
2018-02-14 13F-HR Pomelo Capital LLC Put 121,700 121,700 0.00 18,503 18,503 0.00
2018-02-07 13F-HR Swiss National Bank 918,209 929,009 1.18 139,604 139,221 -0.27
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2017-11-13 13F-HR/A-1 NORGES BANK 1,675,053 1,675,053 0.00 144,089 139,524 -3.17
2017-09-28 N-Q Series Portfolios Trust (see advisory)
2018-01-19 13F-HR Saratoga Research & Investment Management 15 0 -100.00 2 0 -100.00
2018-02-13 13F-HR EDGEWOOD MANAGEMENT LLC 38,299 38,299 0.00 5,823 5,739 -1.44
2017-08-24 N-Q Select Sector Spdr Trust (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 162,166 218,866 34.96 24,656 32,799 33.03
2018-02-14 13F-HR Meadow Creek Investment Management LLC 66,708 64,906 -2.70 10,142 9,727 -4.09
2018-02-12 13F-HR Achmea Investment Management B.V. 11,503 16,923 47.12 1,747 2,535 45.11
2017-09-27 N-Q Schwab Capital Trust (see advisory)
2018-01-22 13F-HR HARTWELL J M LIMITED PARTNERSHIP 3,000 0 -100.00 456 0 -100.00
2018-02-14 13F-HR Botty Investors LLC 9,991 2,500 -74.98 1,519 375 -75.31
2017-11-29 N-Q Dividend Builder Portfolio (see advisory)
2018-02-06 13F-HR ICON ADVISERS INC/CO 54,463 53,063 -2.57 8,281 7,952 -3.97
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 57,531 75,127 30.59 8,747 11,259 28.72
2018-01-26 N-Q Pioneer Series Trust Xii (see advisory)
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 1,897 0 -100.00 244 0 -100.00
2018-01-26 13F-HR WELCH & FORBES LLC 180,674 178,253 -1.34 27,469 26,713 -2.75
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 2,132 1,569 -26.41 324 235 -27.47
2017-11-13 13F-HR Bridgewater Associates, LP 18,673 0 -100.00 2,406 0 -100.00
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 678,358 442,333 -34.79 103,138 66,288 -35.73
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 2,149 0 -100.00 277 0 -100.00
2018-02-12 13F-HR Kepos Capital LP 11,697 1,753
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 785,050 807,388 2.85 119,359 120,995 1.37
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 10,032 0 -100.00 1,525 0 -100.00
2018-01-30 13F-HR LMR Partners LLP 5,340 10,632 99.10 812 1,593 96.18
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 57,200 28,200 -50.70 8,697 4,226 -51.41
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 10,164 10,086 -0.77 1,631 1,511 -7.36
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 19,637 19,637 0.00 2,986 2,943 -1.44
2017-10-27 N-Q Prudential Sector Funds, Inc. (see advisory)
2017-09-28 N-Q Vanguard Trustees' Equity Fund (see advisory)
2017-11-27 N-Q American Century Quantitative Equity Funds, Inc. (see advisory)
2017-11-14 13F-HR/A-1 UBS Group AG Put 9,500 0 -100.00 1,039 0 -100.00
2017-11-28 N-Q Pax World Funds Series Trust Iii (see advisory)
2017-11-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2017-11-28 N-Q Prudentials Gibraltar Fund (see advisory)
2018-01-30 13F-HR BESSEMER GROUP INC 702 443 -36.89 107 66 -38.32
2018-02-09 13F-HR CORNERSTONE ADVISORS INC 14,000 14,000 0.00 2,129 2,098 -1.46
2018-02-06 13F-HR Daiwa Securities Group Inc. 7,561 7,562 0.01 1,150 1,133 -1.48
2018-02-09 13F-HR Baird Financial Group, Inc. 2,755 4,086 48.31 419 612 46.06
2018-01-17 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 1,889 1,863 -1.38 287 279 -2.79
2018-01-31 13F-HR Sageworth Trust Co 7 1
2018-02-14 13F-HR Pacer Advisors, Inc. 8,338 14,242 70.81 1,268 2,134 68.30
2018-02-12 13F-HR Korea Investment CORP 114,002 104,802 -8.07 17,333 15,706 -9.39
2017-11-14 13F-HR Alyeska Investment Group, L.P. 7,503 0 -100.00 967 0 -100.00
2017-08-29 N-Q Delaware Group Equity Funds Iv (see advisory)
2017-08-23 N-Q Sterling Capital Funds (see advisory)
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 393,896 393,945 0.01 59,888 59,037 -1.42
2018-02-12 13F-HR Princeton Portfolio Strategies Group LLC 1,930 1,930 0.00 293 289 -1.37
2018-02-14 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 28,025 4,200
2017-11-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-01-18 13F-HR REGIONS FINANCIAL CORP 11,347 9,569 -15.67 1,725 1,434 -16.87
2018-02-02 13F-HR COCONUT GROVE BANK 120 55 -54.17 18 8 -55.56
2018-02-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 35,612 57,776 62.24 5,414 8,658 59.92
2017-11-29 N-Q Tiff Investment Program (see advisory)
2018-02-07 13F-HR FFCM LLC 64 136 112.50 10 21 110.00
2018-02-13 13F-HR Edge Advisors, Llc 6 257 4,183.33 0 38
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 54 354 555.56 8 53 562.50
2018-02-02 13F-HR CHARTER RESEARCH & INVESTMENT GROUP, INC. 4,275 0 -100.00 373 0 -100.00
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 3,150 0 -100.00 406 0 -100.00
2018-01-24 13F-HR APG Asset Management N.V. 78,068 168,597 115.96 11,869 21,041 77.28
2018-01-30 13F-HR JNBA Financial Advisors 13 13 0.00 2 2 0.00
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 77 84 9.09 12 13 8.33
2018-02-14 13F-HR BARCLAYS PLC Put 84,500 58,100 -31.24 12,847 8,707 -32.23
2018-02-14 13F-HR/A-1 FULLER & THALER ASSET MANAGEMENT, INC. 1,300 1,300 0.00 198 195 -1.52
2018-02-14 13F-HR ARDSLEY ADVISORY PARTNERS 18,500 2,500 -86.49 2,813 375 -86.67
2018-02-09 13F-HR RHUMBLINE ADVISERS 427,457 447,935 4.79 64,991 67,128 3.29
2018-02-01 13F-HR Parametrica Management Ltd 1,954 0 -100.00 297 0 -100.00
2017-08-29 N-Q Delaware Group Foundation Funds (see advisory)
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 4,767 3,867 -18.88 725 580 -20.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 763 320 -58.06 1,728 1,063 -38.48
2017-11-22 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 285 285 0.00 43 43 0.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 93,527 122,023 30.47 14,220 18,286 28.59
2018-02-14 13F-HR/A-1 Nicholas Investment Partners, LP 40,051 26,384 -34.12 6,089 3,954 -35.06
2018-01-29 13F-HR IFM Investors Pty Ltd 7,001 7,043 0.60 1,064 1,055 -0.85
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 292,757 287,899 -1.66 44,511 43,145 -3.07
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 0 2,240 0 336
2018-02-13 13F-HR BANK OF NOVA SCOTIA 43,760 39,709 -9.26 6,653 5,951 -10.55
2017-08-22 N-Q Blackrock Capital Appreciation Fund, Inc. (see advisory)
2018-02-14 13F-HR Capital Bank & Trust Co 51 8
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 371,804 377,254 1.47 56,529 56,536 0.01
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 18,298 2,341 -87.21 2,782 351 -87.38
2017-12-19 N-Q Green Century Funds (see advisory)
2018-01-18 13F-HR Carroll Financial Associates, Inc. 46 46 0.00 7 6 -14.29
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 4,673 5,092 8.97 710 763 7.46
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 174,100 46,900 -73.06 26,470 7,028 -73.45
2018-02-14 13F-HR Crawford Lake Capital Management, LLC 116,047 61,340 -47.14 17,644 9,192 -47.90
2018-01-23 13F-HR FNY Managed Accounts LLC 1,072 0 -100.00 162 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. 18,553 29,281 57.82 2,391 4,452 86.20
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 22,460 32,595 45.12 3,415 4,885 43.05
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 481 465 -3.33 73 70 -4.11
2018-01-17 13F-HR National Pension Service 229,046 219,727 -4.07 34,270 32,928 -3.92
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 78,730 56,730 -27.94 11,332 8,502 -24.97
2018-02-16 13F-HR/A-1 OLD MISSION CAPITAL LLC 5,431 814
2018-02-14 13F-HR Bellevue Group AG 59,800 96,210 60.89 9,092 14,418 58.58
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 28,547 4,341
2018-02-15 13F-HR SRS Capital Advisors, Inc. 43 38 -11.63 6 5 -16.67
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 26,740,725 28,338,859 5.98
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 1,079,441 1,452,163 34.53 164,119 217,621 32.60
2017-11-29 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-02-09 SC 13G/A VANGUARD GROUP INC 15,914,094 17,934,504 12.70
2017-10-26 13F-HR Acrospire Investment Management LLC 600 0 -100.00 77 0 -100.00
2018-02-14 13F-HR PROFUND ADVISORS LLC 121,013 109,916 -9.17 18,399 16,472 -10.47
2018-02-15 13F-HR Bb&t Investment Services, Inc. 101 129 27.72 15 17 13.33
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2018-02-13 13F-HR Kentucky Retirement Systems Insurance Trust Fund 6,586 6,716 1.97 1,001 1,006 0.50
2018-02-14 13F-HR Utah Retirement Systems 46,227 46,827 1.30 7,029 7,018 -0.16
2018-02-12 13F-HR Financial Architects, Inc Call 700 105
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 7,937 0 -100.00 1,207 0 -100.00
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 405,548 407,629 0.51 61,660 61,087 -0.93
2017-09-21 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 2,662 2,544 -4.43 405 381 -5.93
2018-02-13 13F-HR ASCEND CAPITAL, LLC 45,739 0 -100.00 6,953 0 -100.00
2018-02-08 SC 13G/A Wellington Management Group LLP 14,920,158 12,384,194 -17.00
2018-02-12 13F-HR CITIGROUP INC Call 106,200 68,400 -35.59 16,147 10,250 -36.52
2017-08-28 N-Q Exchange Traded Concepts Trust (see advisory)
2018-01-23 13F-HR FIRST QUADRANT L P/CA 129,815 135,983 4.75 19,737 20,378 3.25
2018-01-22 13F-HR Chevy Chase Trust Holdings, Inc. 253,938 253,016 -0.36 38,608 37,918 -1.79
2018-02-14 13F-HR Moore Capital Management, LP 25,000 0 -100.00 3,801 0 -100.00
2017-10-02 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-02-12 13F-HR Smith Asset Management Group LP 130,800 65,010 -50.30 19,887 9,742 -51.01
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 624 627 0.48 87 85 -2.30
2018-02-12 13F-HR CITIGROUP INC Put 72,800 41,500 -42.99 11,069 6,219 -43.82
2017-09-28 N-Q Fidelity Capital Trust (see advisory)
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 43,900 7,600 -82.69 6,675 1,139 -82.94
2018-02-13 13F-HR Catamount Wealth Management 14,925 5,655 -62.11 2,269 847 -62.67
2018-02-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 50,000 70,090 40.18 7,602 10,504 38.17
2018-01-30 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 160 160 0.00 24 24 0.00
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Put 0 9,100 0 1,363,726
2018-01-10 13F-HR DnB Asset Management AS 25,680 26,280 2.34 3,904,387 3,938,321 0.87
2018-02-14 13F-HR NGAM ADVISORS, L.P. 82,137 79,255 -3.51 12,488 11,877 -4.89
2018-02-14 13F-HR TEACHERS ADVISORS INC 756,860 807,725 6.72 115,073 121,046 5.19
2017-11-28 N-Q Calvert Variable Products, Inc. (see advisory)
2018-02-14 13F-HR Weiss Asset Management LP 1,663 3,808 128.98 253 571 125.69
2017-09-20 N-Q Dreyfus Index Funds Inc (see advisory)
2017-09-29 N-Q Harbor Funds (see advisory)
2017-09-29 N-Q Alger Funds Ii (see advisory)
2017-08-25 N-Q Tekla Life Sciences Investors (see advisory)
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 6,510 6,510 0.00 990 976 -1.41
2017-08-29 N-Q Aqr Funds (see advisory)
2018-02-02 13F-HR ARROW FINANCIAL CORP 300 330 10.00 46 49 6.52
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 1,086 5,238 382.32 165 161 -2.42
2018-02-07 13F-HR IBM Retirement Fund 6,240 6,299 0.95 1,045 1,037 -0.77
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 173,422 173,986 0.33 26,367 26,073 -1.12
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 23,073 23,073 0.00 3,508 3,458 -1.43
2017-10-24 N-Q Blackrock Funds (see advisory)
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 37,070 35,670 -3.78 4,777 5,423 13.52
2018-02-14 13F-HR BOKF, NA 2,215 1,856 -16.21 336 278 -17.26
2017-08-29 N-Q Rydex Series Funds (see advisory)
2017-09-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-02-12 13F-HR CITIGROUP INC 138,351 158,513 14.57 21,035 23,755 12.93
2018-02-14 13F-HR WOLVERINE TRADING, LLC 2,726 13,293 387.64 414 1,992 381.16
2017-09-29 N-Q Nushares Etf Trust (see advisory)
2018-01-30 13F-HR LUCAS CAPITAL MANAGEMENT 2,015 2,015 0.00 306 302 -1.31
2018-02-07 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 3,433 2,815 -18.00 522 422 -19.16
2017-11-14 13F-HR Elkfork Partners LLC 74,172 54,936 -25.93 9,559 8,352 -12.63
2018-02-05 13F-HR Calton & Associates, Inc. 229 38
2017-11-28 N-Q Putnam Multi-cap Growth Fund (see advisory)
2018-02-12 13F-HR Institute for Wealth Management, LLC. 0 4,966 0 743
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 0 1,500 0 225
2018-02-14 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 0 19,397 0 2,907
2017-09-26 N-Q Pacer Funds Trust (see advisory)
2018-02-14 13F-HR Nuveen Asset Management, LLC 88,535 27,397 -69.06 13,461 4,106 -69.50
2017-11-27 N-Q Homestead Funds Inc (see advisory)
2017-10-27 N-Q Pioneer Series Trust Ii (see advisory)
2018-02-14 13F-HR Dynamic Capital Management Ltd 10,183 5,081 -50.10 1,548 761 -50.84
2018-02-13 13F-HR JP Morgan Chase & Co Put 208,500 19,900 -90.46 31,196 2,982 -90.44
2017-11-08 13F-HR STEPHENS INC /AR/ 13,315 0 -100.00 1,716 0 -100.00
2017-12-28 N-Q Putnam Investors Fund (see advisory)
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 1,755 0 -100.00 226 0 -100.00
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 9,476 4,606 -51.39 1,441 690 -52.12
2017-11-22 N-Q Himco Variable Insurance Trust (see advisory)
2018-02-14 13F-HR RPG Investment Advisory, LLC 10,950 11,090 1.28 1,197 1,662 38.85
2017-11-13 13F-HR WEXFORD CAPITAL LP 2,800 0 -100.00 361 0 -100.00
2017-11-29 N-Q Waddell & Reed Advisors Funds (see advisory)
2018-02-02 13F-HR CIBC Asset Management Inc 31,852 31,542 -0.97 4,843 4,727 -2.40
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 130,714 49,978 -61.77 19,874 7,490 -62.31
2018-02-02 13F-HR/A-1 PICTON MAHONEY ASSET MANAGEMENT 86,000 93,900 9.19 13,077 14,074 7.62
2018-02-14 13F-HR ProShare Advisors LLC 217,305 277,825 27.85 33,039 41,635 26.02
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 2,814 2,659 -5.51 425 395 -7.06
2018-02-14 13F-HR National Planning Corp 4,270 0 -100.00 649 0 -100.00
2018-02-15 13F-HR BB&T SECURITIES, LLC 9,533 9,660 1.33 1,449 1,447 -0.14
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2017-09-29 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-02-14 13F-HR Walleye Trading LLC 3,502 5,717 63.25 532 857 61.09
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 24,160 24,160 0.00 3,615 3,621 0.17
2018-02-16 13F-HR We Are One Seven, Llc 205 31
2017-08-29 N-Q Rydex Dynamic Funds (see advisory)
2018-02-08 13F-HR Xact Kapitalforvaltning AB 38,313 44,195 15.35 5,825 6,623 13.70
2017-08-29 N-Q Guggenheim Funds Trust (see advisory)
2018-02-14 13F-HR Clearbridge Investments, LLC 7,080,171 6,685,669 -5.57 1,076,469 1,001,914 -6.93
2018-02-14 13F-HR DEUTSCHE BANK AG\ 991,786 932,477 -5.98 150,787 139,735 -7.33
2017-10-26 13F-HR Penserra Capital Management LLC 10,353 0 -100.00 1,334 0 -100.00
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-02-09 13F-HR Legacy Financial Advisors, Inc. 5 0
2018-01-16 13F-HR FACTORY MUTUAL INSURANCE CO 177,600 177,600 0.00 27,002 26,616 -1.43
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-14 13F-HR SECOR Capital Advisors, LP Call 6,600 10,800 63.64 1,003 1,618 61.32
2017-11-29 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,158,588 1,891,482 -12.37 328,192 283,457 -13.63
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 2,480 0 -100.00 377 0 -100.00
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 69,870 69,041 -1.19 10,623 10,346 -2.61
2018-01-16 13F-HR Louisiana State Employees Retirement System 15,700 15,300 -2.55 2,387 2,293 -3.94
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 358,862 355,775 -0.86 54,561 53,316 -2.28
2018-01-19 13F-HR World Asset Management Inc 24,087 22,398 -7.01 3,662 3,357 -8.33
2018-02-14 13F-HR Paloma Partners Management Co 11,123 5,018 -54.89 1,691 752 -55.53
2017-11-21 N-Q Northern Lights Fund Trust (see advisory)
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,376 42,016 2,953.49 209 6,297 2,912.92
2017-11-09 13F-HR TFS CAPITAL LLC 3,445 0 -100.00 444 0 -100.00
2017-09-29 N-Q Putnam Funds Trust (see advisory)
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 220,434 277,370 25.83 33,515 41,567 24.03
2018-01-09 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 389,601 471,142 20.93 59,235 70,605 19.19
2018-01-22 13F-HR FIRST MANHATTAN CO 2,325 2,465 6.02 353 369 4.53
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 77,592 78,792 1.55 11,797 11,807 0.08
2018-02-12 13F-HR COMMERCE BANK 1,702 1,937 13.81 259 290 11.97
2018-02-09 13F-HR Virtu Financial LLC 19,372 0 -100.00 2,945 0 -100.00
2018-02-14 13F-HR BRINKER CAPITAL INC 9,819 10,755 9.53 1,493 1,612 7.97
2018-02-14 13F-HR Polar Capital LLP 116,500 217,500 86.70 17,712 32,595 84.03
2018-01-17 13F-HR/A-1 Koshinski Asset Management, Inc. 1,709 0 -100.00 220 0 -100.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 30,000 30,000 0.00 4,561 4,496 -1.43
2017-09-28 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-02-08 13F-HR Exane Asset Management 903 1,300 43.96 137,292 194,818 41.90
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 199,378 195,535 -1.93 30,313 29,303 -3.33
2018-02-13 13F-HR Evercore Wealth Management, LLC 3,055 2,730 -10.64 464 409 -11.85
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 32,900 37,503 13.99 5,002 5,620 12.36
2017-11-24 N-Q Touchstone Strategic Trust (see advisory)
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-02-12 13F-HR Spark Investment Management LLC 78,100 52,500 -32.78 11,874 7,867 -33.75
2018-02-15 13F-HR Kazazian Asset Management, LLC 5,837 6,512 11.56 887 976 10.03
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-02-01 13F-HR NORTH STAR ASSET MANAGEMENT INC 3,950 592
2017-11-29 N-Q Amg Funds (see advisory)
2018-02-14 13F-HR FIFTH THIRD BANCORP 397 474 19.40 60 71 18.33
2018-02-08 13F-HR ATWOOD & PALMER INC 100 0 -100.00 15 0 -100.00
2018-02-14 13F-HR SECOR Capital Advisors, LP 4,554 0 -100.00 692 0 -100.00
2018-02-14 13F-HR MACQUARIE GROUP LTD 224,274 168,273 -24.97 34,099 24,861 -27.09
2018-02-14 13F-HR EULAV Asset Management 125,000 133,000 6.40 19,005 19,931 4.87
2018-02-12 13F-HR Blackhawk Capital Partners Llc. 770 115
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 10 10 0.00 2 1 -50.00
2018-02-14 13F-HR IHT Wealth Management, LLC 37 117 216.22 6 18 200.00
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-13 13F-HR Icon Wealth Partners, Llc 3,512 526
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 822,531 840,331 2.16 125,058 125,932 0.70
2018-02-06 13F-HR Glassman Wealth Services 25 28 12.00 4 4 0.00
2018-02-14 13F-HR EcoR1 Capital, LLC Call 67,600 0 -100.00 10,278 0 -100.00
2018-02-02 13F-HR Patten Group, Inc. 50 50 0.00 8 7 -12.50
2017-08-28 N-Q Professionally Managed Portfolios (see advisory)
2018-02-02 13F-HR Aperio Group, LLC 93,785 100,331 6.98 14,259 15,036 5.45
2018-02-13 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 95,301 82,792 -13.13 14,489 12,407 -14.37
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 2,084 2,134 2.40 316 320 1.27
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 191,630 347,312 81.24 29,135 52,048 78.64
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 10,438 10,267 -1.64 1,586 1,538 -3.03
2018-02-14 13F-HR/A-1 BROOKSIDE CAPITAL MANAGEMENT LLC Call 673 0 -100.00 1,545 0 -100.00
2017-08-25 N-Q Tekla World Healthcare Fund (see advisory)
2018-02-12 13F-HR Heritage Trust Co 46 46 0.00 7 7 0.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 2,389 537 -77.52 363 81 -77.69
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 213,681 202,372 -5.29 27,537 30,769 11.74
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,117,737 1,241,733 11.09 169,940,733 186,086,107 9.50
2018-02-08 13F-HR American Research & Management Co. 8,950 8,900 -0.56 1,361 1,334 -1.98
2018-01-17 13F-HR ALPHA WINDWARD LLC 600 483 -19.50 91 72 -20.88
2017-11-22 N-Q Elfun Trusts (see advisory)
2018-01-31 13F-HR Mutual of America Capital Management LLC 30,155 32,020 6.18 4,585 4,799 4.67
2017-11-20 N-Q Ohio National Fund Inc (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-02-08 13F-HR Retirement Systems of Alabama 155,090 157,773 1.73 23,580 23,644 0.27
2017-08-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-01-29 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 216,957 257,358 18.62 32,986 38,568 16.92
2018-02-15 13F-HR/A-1 Balentine LLC 649 649 0.00 99 97 -2.02
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 5,839 0 -100.00 752 0 -100.00
2017-08-28 N-Q Fidelity Magellan Fund (see advisory)
2018-02-02 13F-HR Checchi Capital Advisers, LLC 0 1,338 0 201
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 108,242 110,567 2.15 16,457 16,570 0.69
2017-11-29 N-Q Deutsche Institutional Funds (see advisory)
2017-08-21 N-Q Mercer Funds (see advisory)
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 9,980 10,023 0.43 1,517 1,502 -0.99
2018-01-23 13F-HR CENTRAL TRUST Co 121 65 -46.28 18 10 -44.44
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 85,339 319,520 274.41 12,975 47,883 269.04
2018-02-06 13F-HR M&T BANK CORP 19,510 21,149 8.40 2,966 3,169 6.84
2017-10-27 13F-HR Cable Hill Partners, LLC 144 626 334.72 18 95 427.78
2017-11-27 N-Q Brighthouse Funds Trust I (see advisory)
2017-11-28 N-Q Schwab Annuity Portfolios (see advisory)
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 10,546 9,532 -9.62 1,359 1,449 6.62
2018-02-13 13F-HR GREEN VALLEY INVESTORS LLC 129,744 120,254 -7.31 19,726 18,022 -8.64
2018-01-17 13F-HR MU Investments Co., Ltd. 200 220 10.00 30 33 10.00
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-01-25 13F-HR First Personal Financial Services 10 138 1,280.00 2 21 950.00
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 368,645 361,352 -1.98 56,049 54,152 -3.38
2018-02-07 13F-HR WHITTIER TRUST CO 391 991 153.45 59 149 152.54
2018-02-14 13F-HR STATE STREET CORP 11,218,527 10,976,063 -2.16 1,705,669 1,644,877 -3.56
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 2,600 0 -100.00 395 0 -100.00
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 2,431 0 -100.00 313 0 -100.00
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 184,950 196,540 6.27 28,120 29,453 4.74
2018-02-13 13F-HR ETRADE Capital Management LLC 9,303 11,177 20.14 1,414 1,675 18.46
2017-11-21 N-Q Meeder Funds (see advisory)
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 1,021 0 153
2017-11-29 N-Q Growth Portfolio (see advisory)
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,668,208 1,228,083 -26.38 253,634 184,041 -27.44
2017-12-27 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2017-11-17 N-Q Dreyfus Premier Investment Funds, Inc. (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 98,294 103,138 4.93 14,945 15,456 3.42
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-02 13F-HR Sandy Spring Bank 0 46 0 7
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 40,863 39,263 -3.92 6,213 4,900 -21.13
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 758,328 820,631 8.22 115,296 122,980 6.66
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,501,568 2,607,251 4.22 379,582 389,878 2.71
2018-02-14 13F-HR CLEARARC CAPITAL INC 6,482 6,452 -0.46 986 967 -1.93
2018-02-14 13F-HR CLOUGH CAPITAL PARTNERS L P 62,882 65,682 4.45 9,561 9,843 2.95
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-02 13F-HR COLUMBUS CIRCLE INVESTORS 452,645 372,663 -17.67 68,820 55,847 -18.85
2017-11-24 N-Q Pioneer Series Trust Xi (see advisory)
2018-02-14 13F-HR Graticule Asia Macro Advisors LLC 41,300 0 -100.00 6,279 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC Call 230,600 298,000 29.23 35,060 44,658 27.38
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 28,800 1,900 -93.40 4,379 285 -93.49
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 34,803 0 -100.00 4,485 0 -100.00
2018-02-15 13F-HR Metlife Investment Advisors, Llc 78,250 11,727
2017-10-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 100 100 0.00 15 15 0.00
2017-11-29 N-Q Rydex Variable Trust (see advisory)
2017-09-27 N-Q Franklin Strategic Series (see advisory)
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 495 65 -86.87 75 11 -85.33
2017-11-28 N-Q Fidelity Trend Fund (see advisory)
2018-02-05 13F-HR Advantus Capital Management Inc 25,555 25,920 1.43 3,885 3,884 -0.03
2018-01-29 13F-HR Morse Asset Management, Inc 5,150 5,330 3.50 783 799 2.04
2017-11-28 N-Q Fidelity Contrafund (see advisory)
2017-11-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-01-23 13F-HR WEBSTER BANK, N. A. 28 4
2018-01-25 13F-HR Cornerstone Advisors, Inc. 984 984 0.00 150 147 -2.00
2018-02-09 13F-HR WETHERBY ASSET MANAGEMENT INC 3,641 3,703 1.70 554 555 0.18
2017-11-29 N-Q Amg Funds Ii (see advisory)
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 142 0 -100.00 22 0 -100.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 625 820 31.20 95 123 29.47
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 2,893,380 2,843,320 -1.73 439,910 426,100 -3.14
2018-02-15 13F-HR/A-1 Sabby Management, LLC Put 1,257 486 -61.34 19,111 7,283 -61.89
2018-02-09 13F-HR Artal Group S.A. Call 0 200,000 0 29,972
2018-01-24 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-13 13F-HR SECTORAL ASSET MANAGEMENT INC 34,000 36,715 7.99 5,169 5,502 6.44
2017-11-29 N-Q HARTFORD SERIES FUND INC (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC 19,550 85,280 336.21 2,968 12,785 330.76
2018-01-23 13F-HR JAG CAPITAL MANAGEMENT, LLC 33,583 0 -100.00 5,106 0 -100.00
2018-02-13 13F-HR Parallel Advisors, LLC 830 814 -1.93 123 122 -0.81
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 4,084 0 612
2017-11-22 N-Q Master Large Cap Series Llc (see advisory)
2018-02-09 13F-HR Itau Unibanco Holding S.A. 3,117 5,908 89.54 1,499 885 -40.96
2018-02-13 13F-HR Calamos Advisors LLC 29,229 28,682 -1.87 4,444 4,298 -3.29
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 31,800 55,623 74.92 4,835 8,335 72.39
2018-02-14 13F-HR Opus Point Partners Management, LLC 18,274 16,639 -8.95 2,778 2,494 -10.22
2017-08-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2017-09-28 N-Q Goldman Sachs Trust (see advisory)
2018-02-06 13F-HR ING GROEP NV 45,874 57,380 25.08 6,975 8,599 23.28
2018-02-09 13F-HR Private Ocean, LLC 23 3
2018-01-24 13F-HR BOSTON ADVISORS LLC 0 116,120 0 17,402
2017-09-26 N-Q Clough Funds Trust (see advisory)
2018-01-19 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 5,716 0 -100.00 887 0 -100.00
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-14 13F-HR Quantitative Investment Management, LLC 0 122,300 0 18,327
2018-02-14 13F-HR ROYAL BANK OF CANADA 163,498 335,168 105.00 24,857 50,228 102.07
2018-01-26 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 2,666 2,782 4.35 405 417 2.96
2018-01-25 13F-HR Lourd Capital, LLC 1,552 233
2018-01-05 13F-HR QUANTRES ASSET MANAGEMENT Ltd 16,800 2,100 -87.50 2,554 315 -87.67
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 53,000 51,000 -3.77 8,058 7,643 -5.15
2018-01-12 13F-HR Pennsylvania Trust Co 1,445 2,600 79.93 220 390 77.27
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 100 100 0.00 15 14 -6.67
2017-09-29 N-Q Aim International Mutual Funds (invesco International Mutual Funds) (see advisory)
2017-11-29 N-Q Eaton Vance Series Trust (see advisory)
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 4,073 2,409 -40.85 619 361 -41.68
2018-02-14 13F-HR WADDELL & REED FINANCIAL INC 3,600,241 2,858,847 -20.59 547,381 428,427 -21.73
2018-02-07 13F-HR Biondo Investment Advisors, LLC 29,075 29,255 0.62 4,421 4,384 -0.84
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 14,305 13,806 -3.49 2,175 2,069 -4.87
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 0 618,861 0 92,743
2018-02-12 13F-HR Financial Architects, Inc 118 118 0.00 18 18 0.00
2017-10-30 N-Q Wells Fargo Master Trust (see advisory)
2017-11-28 N-Q American Funds Fundamental Investors (see advisory)
2017-08-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-02-14 13F-HR Natixis Asset Management 5,142 0 -100.00 782 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 46,400 56,400 21.55 7,055 8,452 19.80
2018-02-13 13F-HR Winton Capital Group Ltd 56,637 1,670 -97.05 8,611 250 -97.10
2017-10-30 N-Q Allied Asset Advisors Funds (see advisory)
2017-11-29 N-Q Tax-managed Growth Portfolio (see advisory)
2018-02-14 13F-HR TIVERTON ASSET MANAGEMENT LLC 44,726 43,999 -1.63 6,800 6,594 -3.03
2018-02-14 13F-HR CREDIT SUISSE AG/ 453,151 494,038 9.02 68,896 74,039 7.46
2018-02-15 13F-HR CASTLEARK MANAGEMENT LLC 26,830 26,830 0.00 4,079 4,021 -1.42
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 13,350 13,425 0.56 2,030 2,012 -0.89
2018-02-14 13F-HR PAX WORLD MANAGEMENT LLC 2,166 2,293 5.86 329 344 4.56
2017-11-09 13F-HR JGP Global Gestao de Recursos Ltda. 2,697 0 -100.00 348 0 -100.00
2017-11-13 13F-HR FT Options LLC Call 59,000 65,500 11.02 1,020 1,590 55.88
2018-02-09 13F-HR FDx Advisors, Inc. 5,209 6,007 15.32 792 900 13.64
2018-02-13 13F-HR Financial Gravity Companies, Inc. 1,205 201
2018-02-09 13F-HR WEALTHFRONT INC 0 10,107 0 1,515
2018-01-18 13F-HR Westpac Banking Corp 76,052 116,152 52.73 11,562,946 17,406,539 50.54
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 3,220 3,250 0.93 490 487 -0.61
2018-02-02 13F-HR Cedar Wealth Management, LLC 15 0 -100.00 2 0 -100.00
2018-02-08 13F-HR Trexquant Investment LP 5,664 0 -100.00 861 0 -100.00
2017-11-17 13F-HR Phocas Financial Corp. 400 0 -100.00 52 0 -100.00
2018-02-14 13F-HR Zions Bancorporation 424 446 5.19 64 67 4.69
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 7,526 13,026 73.08 1,144 1,952 70.63
2017-10-27 N-Q Horizon Funds (see advisory)
2018-02-07 13F-HR LS Investment Advisors, LLC 6,900 8,579 24.33 1,049 1,286 22.59
2017-11-29 N-Q Deutsche Equity 500 Index Portfolio (see advisory)
2018-02-14 13F-HR Integral Derivatives, LLC Put 3,200 0 -100.00 487 0 -100.00
2018-02-15 13F-HR/A-1 Sabby Management, LLC Call 2,865 919 -67.92 43,559 13,772 -68.38
2018-02-08 13F-HR Global X Management CO LLC 4,999 5,786 15.74 760 867 14.08
2018-02-14 13F-HR DIAM Co., Ltd. 391,213 389,757 -0.37 59,434 58,435 -1.68
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-02-08 13F-HR Advisory Services Network, LLC 181 792 337.57 28 119 325.00
2018-02-14 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC 70,000 10,490
2018-01-31 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 740 630 -14.86 113 94 -16.81
2017-11-29 N-Q Ivy Nextshares (see advisory)
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2017-11-29 N-Q Lord Abbett Bond Debenture Fund Inc (see advisory)
2018-02-09 13F-HR SUNTRUST BANKS INC 26,937 29,862 10.86 4,095 4,474 9.26
2018-02-05 13F-HR ISTHMUS PARTNERS, LLC 273 273 0.00 35 41 17.14
2017-11-29 N-Q Eaton Vance Tax-managed Buy-write Income Fund (see advisory)
2018-02-13 13F-HR Mosaic Family Wealth, LLC 1,302 370 -71.58 198 55 -72.22
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 24,500 53,400 117.96 3,725 8,003 114.85
2018-01-31 13F-HR CULLEN/FROST BANKERS, INC. 2,347 2,374 1.15 357 356 -0.28
2018-02-01 13F-HR Tradewinds Capital Management, LLC 81 0 -100.00 12 0 -100.00
2017-09-29 N-Q Tax-managed Multi-cap Growth Portfolio (see advisory)
2017-09-25 N-Q Thrivent Mutual Funds (see advisory)
2018-02-14 13F-HR Odey Asset Management Group Ltd 12,264 11,430 -6.80 1,865 1,713 -8.15
2017-08-18 13F-HR WFG Advisors, LP 1 1 0.00 0 0
2018-02-05 13F-HR Parkside Financial Bank & Trust 360 349 -3.06 55 52 -5.45
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 4,700 2,500 -46.81 715 375 -47.55
2018-02-14 13F-HR PointState Capital LP 472,600 574,290 21.52 71,854 86,063 19.77
2018-01-18 13F-HR OAKBROOK INVESTMENTS LLC 20,775 16,395 -21.08 3,159 2,457 -22.22
2018-02-14 13F-HR Crawford Lake Capital Management, LLC Call 0 6,100 0 914
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-02-14 13F-HR Endurant Capital Management LP 21,900 0 -100.00 3,330 0 -100.00
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 54,282 54,105 -0.33 8,253 8,108 -1.76
2018-01-30 13F-HR CONNING INC. 6,399 6,329 -1.09 973 948 -2.57
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,019 1,068 4.81 155 160 3.23
2018-02-01 13F-HR Taylor Wealth Management Partners 950 850 -10.53 144 127 -11.81
2017-11-29 N-Q First Trust Exchange-traded Fund (see advisory)
2017-11-28 N-Q Calvert Variable Series Inc (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 324,089 419,650 29.49 49,275 62,889 27.63
2018-02-14 13F-HR Northeast Financial Consultants Inc 23,971 24,010 0.16 3,645 3,598 -1.29
2017-08-28 N-Q Gps Funds I (see advisory)
2018-02-14 13F-HR QS Investors, LLC 20,099 25,802 28.37 3,056 3,867 26.54
2018-01-24 13F-HR Lenox Wealth Management, Inc. 222 197 -11.26 33 30 -9.09
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-02-13 SC 13G/A FMR LLC / Fidelity 20,096,787 16,923,002 -15.79
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P 160,600 136,705 -14.88 24,418 20,487 -16.10
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 2,812 1,740 -38.12 428 261 -39.02
2018-02-13 13F-HR Hillsdale Investment Management Inc. 2,820 2,920 3.55 429 438 2.10
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-09 13F-HR Twin Tree Management, LP Call 800 4,700 487.50 122 704 477.05
2017-09-28 N-Q Federated Index Trust (see advisory)
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 26,536 26,536 0.00 4,035 3,977 -1.44
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2017-10-30 N-Q Trust For Professional Managers (see advisory)
2018-02-12 13F-HR BROWN ADVISORY INC 6,121 6,321 3.27 931 948 1.83
2018-02-15 13F-HR Cwm Advisors, Llc 147 22
2018-02-12 13F-HR State of Tennessee, Treasury Department 173,598 186,325 7.33 26,394 27,923 5.79
2018-02-14 13F-HR Arrowpoint Asset Management, LLC 12,060 11,250 -6.72 1,834 1,686 -8.07
2018-02-12 13F-HR Kiley Juergens Wealth Management, Llc 275 41
2018-02-13 13F-HR BOWEN HANES & CO INC 165,000 165,000 0.00 25,087 24,727 -1.44
2018-02-07 13F-HR Private Advisor Group, LLC 5,933 3,985 -32.83 921 621 -32.57
2018-02-14 13F-HR GLG LLC 28,609 28,609 0.00 4,350 4,287 -1.45
2018-02-13 13F-HR Elk Creek Partners, LLC 3,392 3,392 0.00 516 508 -1.55
2018-02-15 13F-HR SANDERS MORRIS HARRIS INC. 7,350 0 -100.00 1,117 0 -100.00
2018-01-22 N-Q Blackrock Focus Growth Fund, Inc. (see advisory)
2018-02-09 13F-HR Arizona State Retirement System 75,469 78,452 3.95 11,474 11,757 2.47
2018-02-14 13F-HR HSBC HOLDINGS PLC 313,427 251,951 -19.61 47,652 37,757 -20.77
2018-02-13 13F-HR Cannell Peter B & Co Inc 1,588 1,588 0.00 241 238 -1.24
2018-02-14 13F-HR BARCLAYS PLC 267,556 401,881 50.20 40,677 60,225 48.06
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 15,400 0 -100.00 2,341 0 -100.00
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 428,734 804,827 87.72 65,184 120,611 85.03
2018-02-01 13F-HR Nationwide Fund Advisors 173,157 0 -100.00 26,327 0 -100.00
2018-02-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 2,563 2,088 -18.53 390 313 -19.74
2018-01-17 13F-HR CULLINAN ASSOCIATES INC 96,854 97,947 1.13 14,726 14,678 -0.33
2017-08-28 N-Q Alps Series Trust (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 110,500 14,984 -86.44 16,800 2,246 -86.63
2018-01-25 N-Q Columbia Funds Series Trust Ii (see advisory)
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2018-02-14 13F-HR HealthCor Management, L.P. 34,950 725,000 1,974.39 5,314 108,649 1,944.58
2017-11-28 N-Q Jp Morgan Mutual Fund Investment Trust (see advisory)
2017-11-29 N-Q American Beacon Funds (see advisory)
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 71 39 -45.07 11 6 -45.45
2017-09-29 N-Q Direxion Shares Etf Trust (see advisory)
2017-08-28 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 43,305 47,549 9.80 6,583 7,124 8.22
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 25,905 23,760 -8.28 3,937 3,559 -9.60
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 5,920 0 887
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 29,867 29,425 -1.48 4,541 4,410 -2.88
2018-02-14 13F-HR A.R.T. Advisors, LLC 34,200 3,400 -90.06 5,199 509 -90.21
2018-01-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 3,310 3,310 0.00 503 496 -1.39
2017-11-07 13F-HR Sowell Financial Services LLC 2,762 0 -100.00 423 0 -100.00
2017-09-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 16 0 -100.00 2 0 -100.00
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 660,390 660,815 0.06 100,406 99,030 -1.37
2017-09-27 N-Q Manning & Napier Fund, Inc. (see advisory)
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 67 10
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 296,881 312,506 5.26 45,134 46,835 3.77
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 56,525 57,124 1.06 8,594 8,561 -0.38
2018-02-14 13F-HR Virtue Capital Management, Llc 3,055 458
2018-02-08 13F-HR ADVISORY RESEARCH INC 2,254 1,935 -14.15 343 290 -15.45
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 103 106 2.91 16 16 0.00
2018-02-14 13F-HR BAMCO INC /NY/ 29,783 43,371 45.62 4,528 6,500 43.55
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 856,600 298,300 -65.18 130,237 44,703 -65.68
2018-02-13 13F-HR JP Morgan Chase & Co 9,322,447 9,397,952 0.81 1,394,827 1,408,376 0.97
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-05 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 54,928 57,864 5.35 8,351 8,671 3.83
2018-01-25 13F-HR FTB Advisors, Inc. 264 132 -50.00 39 20 -48.72
2017-08-28 N-Q Calvert World Values Fund Inc (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Call 19,900 14,600 -26.63 2,565 2,220 -13.45
2018-02-08 13F-HR Handelsbanken Fonder AB 19,000 33,500 76.32 2,889 5,020 73.76
2018-02-14 13F-HR Neuburgh Advisers LLC 31,392 30,544 -2.70 4,773 4,578 -4.09
2018-02-12 13F-HR Hudson Bay Capital Management LP 50,000 50,000 0.00 7,602 7,493 -1.43
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 12,643 11,477 -9.22 1,922 1,720 -10.51
2017-10-26 13F-HR Integrated Investment Consultants, LLC 123 151 22.76 16 23 43.75
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 555,021 542,432 -2.27 84,385 81,289 -3.67
2018-01-17 13F-HR Creative Planning 3,850 4,363 13.32 585 654 11.79
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 4,415 4,765 7.93 671 714 6.41
2017-09-26 N-Q Wilmington Funds (see advisory)
2018-02-14 13F-HR TLP GROUP LLC 1,816 0 -100.00 276 0 -100.00
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 108,318 111,396 2.84 16,468 16,694 1.37
2017-11-29 N-Q Virtus Variable Insurance Trust (see advisory)
2018-02-14 13F-HR Dorsey Wright & Associates 23,430 14,779 -36.92 3,562 2,215 -37.82
2017-11-22 N-Q State Street Institutional Investment Trust (see advisory)
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 212 306 44.34 32 46 43.75
2017-08-29 N-Q Virtus Equity Trust (see advisory)
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 23,200 24,200 4.31 3,527 3,627 2.84
2017-08-25 N-Q Index Funds (see advisory)
2018-02-13 13F-HR Myda Advisors Llc 10,000 1,499
2018-02-09 13F-HR HENDERSON GROUP PLC 591,870 1,171,371 97.91 89,988 175,542 95.07
2018-02-12 13F-HR Tredje AP-fonden 107,977 111,837 3.57 16,417 16,760 2.09
2018-02-13 13F-HR VALLEY NATIONAL ADVISERS INC 151 151 0.00 23 23 0.00
2018-02-09 13F-HR Warren Averett Asset Management, LLC 2,217 2,225 0.36 337 333 -1.19
2017-11-22 N-Q Blackrock Health Sciences Trust (see advisory)
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 18,750 2,810
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-08 13F-HR Cetera Advisor Networks LLC 1,466 1,766 20.46 222 263 18.47
2017-08-28 N-Q Vaneck Vectors Etf Trust (see advisory)
2017-11-29 N-Q Janus Investment Fund (see advisory)
2017-11-21 N-Q M Fund Inc (see advisory)
2018-01-25 N-Q Columbia Funds Series Trust I (see advisory)
2018-02-14 13F-HR AMP Capital Investors Ltd 130,142 162,172 24.61 19,788 24,305 22.83
2017-11-15 13F-HR Sterling Capital Management LLC 2,020 0 -100.00 260 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 66,200 0 -100.00 10,065 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 88,400 48,700 -44.91 1,323 542 -59.03
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 651 810 24.42 99 121 22.22
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 184,800 28,800 -84.42 28,097 4,316 -84.64
2018-02-13 13F-HR Focused Wealth Management, Inc 65 65 0.00 10 10 0.00
2017-09-29 N-Q Tfs Capital Investment Trust (see advisory)
2018-02-08 13F-HR First Allied Advisory Services, Inc. 2,271 1,985 -12.59 345 296 -14.20
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 478,294 471,278 -1.47 72,720 70,626 -2.88
2017-10-27 N-Q Fidelity Financial Trust (see advisory)
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 36 30 -16.67 5 4 -20.00
2018-02-14 13F-HR CAXTON ASSOCIATES LP 2,000 0 -100.00 304 0 -100.00
2017-11-13 13F-HR Goss Wealth Management LLC 111 0 -100.00 14,281 0 -100.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 5,432,080 5,255,380 -3.25 825,872 786,892 -4.72
2018-02-14 13F-HR 1832 Asset Management L.P. 910,702 981,100 7.73 132,624 144,597 9.03
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 28 4
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 47,600 26,500 -44.33 7,237 3,971 -45.13
2018-02-13 13F-HR Aevitas Wealth Management, Inc. 50 7
2018-02-14 13F-HR Temasek Holdings (Private) Ltd 244,582 244,582 0.00 37,186 36,653 -1.43
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 31,339 4,695
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 0 1,229 0 184
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 2,113 2,807 32.84 321 421 31.15
2018-02-12 13F-HR Ford Financial Group, Inc. 12 1
2017-10-27 N-Q Cca Investments Trust (see advisory)
2017-11-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2017-08-25 N-Q Timothy Plan (see advisory)
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2017-11-13 13F-HR FDO Partners, LLC 23,783 0 -100.00 3,065 0 -100.00
2017-11-29 N-Q Eaton Vance Special Investment Trust (see advisory)
2017-11-28 N-Q Fidelity Hastings Street Trust (see advisory)
2017-11-29 N-Q Value Line Larger Companies Focused Fund, Inc. (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG 721,586 748,587 3.74 109,710 112,183 2.25
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 3,391 99,121 2,823.06 516 14,854 2,778.68
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 11,729 12,830 9.39 1,783 1,923 7.85
2018-02-12 13F-HR Atlantic Trust Group, LLC 11,734 382 -96.74 1,784 57 -96.80
2018-02-14 13F-HR MORGAN STANLEY 834,257 1,296,071 55.36 126,841 194,229 53.13
2018-01-25 13F-HR Eqis Capital Management, Inc. 13,886 17,469 25.80 2,111 2,618 24.02
2017-11-06 13F-HR Spot Trading L.l.c. Put 24,900 21,900 -12.05 3,209 3,330 3.77
2018-02-05 13F-HR Jacobi Capital Management LLC 87 87 0.00 14 14 0.00
2018-02-14 13F-HR LPL Financial LLC 37,139 43,026 15.85 5,647 6,448 14.18
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 17,113 26,307 53.73 2,602 3,942 51.50
2018-02-06 13F-HR ITHAKA GROUP LLC 33,608 56,323 67.59 5,110 8,441 65.19
2018-02-14 13F-HR Frontier Wealth Management LLC 5,078 5,078 0.00 772 761 -1.42
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 219,430 220,985 0.71 32,890 33,078 0.57
2018-02-14