SecurityVRTX / Vertex Pharmaceuticals Inc. (92532F100)
Institutional Owners881 (207 N-Q Owners)
Institutional Shares250,495,042 - 98.28% (ex. N-Q)
Common Stock Shares Outstanding254,867,865 shares (as of 2018-03-31)
Institutional Value$ 275,651,383,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Vertex Pharmaceuticals Inc. (NASDAQ:VRTX) has 881 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 250,495,042 shares. Largest shareholders include Price T Rowe Associates Inc /md/, BlackRock Inc., Vanguard Group Inc, FMR LLC / Fidelity, Wellington Management Group LLP, State Street Corp, Vanguard Specialized Funds, Capital World Investors, JP Morgan Chase & Co, and Jennison Associates Llc.
Vertex Pharmaceuticals Inc. (NASDAQ:VRTX) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR CLEARBRIDGE, LLC 420 420 0.00 63 68 7.94
2018-05-08 13F-HR Neuburgh Advisers LLC 30,544 56,224 84.08 4,578 9,163 100.15
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 2,281 4,550 99.47 342 742 116.96
2018-04-13 13F-HR National Pension Service 219,727 227,119 3.36 32,928 37,016 12.41
2018-05-02 13F-HR FTB Advisors, Inc. 132 132 0.00 20 21 5.00
2018-05-09 13F-HR EULAV Asset Management 133,000 117,000 -12.03 19,931 19,069 -4.32
2018-05-09 13F-HR Twin Tree Management, LP 50,154 1,104 -97.80 7,516 180 -97.61
2018-04-25 N-Q Federated Global Allocation Fund (see advisory)
2018-01-23 13F-HR FNY Managed Accounts LLC 1,072 0 -100.00 162 0 -100.00
2018-01-16 13F-HR NEXT Financial Group, Inc 66 0 -100.00 10 0 -100.00
2018-01-29 N-Q John Hancock Funds Ii (see advisory)
2018-05-15 13F-HR UBS Group AG 313,582 369,460 17.82 46,993 60,215 28.14
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 31,339 4,695
2018-05-11 13F-HR Gemmer Asset Management LLC 343 343 0.00 51 56 9.80
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 2,812 1,740 -38.12 428 261 -39.02
2018-05-11 13F-HR Delpha Capital Management, Llc 213 0 -100.00 32 0 -100.00
2018-05-10 13F-HR IBM Retirement Fund 6,299 6,169 -2.06 1,037 1,005 -3.09
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 810 504 -37.78 121 82 -32.23
2018-05-14 13F-HR Allianz Asset Management AG Put 346,000 127,200 -63.24 51,852 20,731 -60.02
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 562 642 14.23 86 100 16.28
2018-05-04 13F-HR Warren Averett Asset Management, LLC 2,225 2,157 -3.06 333 352 5.71
2018-04-30 13F-HR Capital Investment Advisory Services, LLC 5,565 5,340 -4.04 834 870 4.32
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 277,370 263,209 -5.11 41,567 42,898 3.20
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 111,396 115,346 3.55 16,694 18,799 12.61
2018-04-26 13F-HR Global Trust Asset Management, Llc 63 63 0.00 9 10 11.11
2018-05-02 13F-HR FDx Advisors, Inc. 6,007 5,268 -12.30 900 859 -4.56
2018-02-08 13F-HR ADVISORY RESEARCH INC 2,254 1,935 -14.15 343 290 -15.45
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 19,637 17,919 -8.75 2,943 2,920 -0.78
2018-05-15 13F-HR Standard Life Aberdeen Plc 167,332 337,827 101.89 25,078 55,063 119.57
2018-05-09 13F-HR GREEN VALLEY INVESTORS LLC 120,254 276,654 130.06 18,022 45,089 150.19
2018-05-04 13F-HR First Long Island Investors, LLC 1,230 200
2018-04-24 13F-HR Cubic Asset Management, LLC 3,200 3,200 0.00 480 522 8.75
2018-05-10 13F-HR FRANKLIN RESOURCES INC 1,250,992 1,127,066 -9.91 187,474 183,689 -2.02
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 81,819 0 -100.00 12,440 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co Call 4,000 652
2018-04-30 13F-HR Assenagon Asset Management S.A. 158,574 152,287 -3.96 23,764 24,820 4.44
2018-04-18 13F-HR Integral Derivatives, LLC Call 5,000 1,800 -64.00 749 293 -60.88
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 2,353 0 381
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 453,151 494,038 9.02 68,896 74,038 7.46
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-04-30 13F-HR CIBC Asset Management Inc 31,542 31,295 -0.78 4,727 5,100 7.89
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 2,900 0 -100.00 435 0 -100.00
2018-05-15 13F-HR/A Sabby Management, LLC Put 486 0 -100.00 7,283 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 9,100 9,200 1.10 1,363,726 1,499,416 9.95
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 393,945 389,606 -1.10 59,037 63,498 7.56
2018-03-28 N-Q Alger Institutional Funds (see advisory)
2018-04-20 13F-HR/A Fisher Asset Management, LLC 5,089 7,395 45.31 763 1,205 57.93
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 13,425 10,950 -18.44 2,012 1,785 -11.28
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 306 1,106 261.44 46 180 291.30
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 28,800 94,100 226.74 4,316 15,336 255.33
2018-05-14 13F-HR Mosaic Family Wealth, LLC 370 220 -40.54 55 36 -34.55
2018-03-28 N-Q Clough Global Opportunities Fund (see advisory)
2018-04-11 13F-HR Rhenman & Partners Asset Management AB 152,204 150,000 -1.45 22,809 24,447 7.18
2018-04-23 13F-HR Financial Architects, Inc Call 700 0 -100.00 105 0 -100.00
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-05-08 13F-HR Bt Investment Management Ltd 69,547 64,302 -7.54 10,422,314 10,479,940 0.55
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 1,600 1,390 -13.12 240 227 -5.42
2018-05-15 13F-HR MARSICO CAPITAL MANAGEMENT LLC 0 416,292 0 67,847
2018-05-11 13F-HR Teza Capital Management LLC 2,989 4,880 63.27 448 795 77.46
2018-02-12 13F-HR Kepos Capital LP 11,697 1,753
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 14,091 13,846 -1.74 2,112 2,257 6.87
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 9 9 0.00 1 1 0.00
2018-05-15 13F-HR FRIESS ASSOCIATES LLC 81,500 0 -100.00 12,214 0 -100.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 912,724 44,054 -95.17 136,781 7,180 -94.75
2018-05-15 13F-HR Invesco Ltd. 3,109,494 3,279,430 5.47 465,987 534,481 14.70
2018-05-15 13F-HR Achmea Investment Management B.V. 16,923 16,923 0.00 2,535 2,758 8.80
2018-02-14 13F-HR BOKF, NA 2,215 1,856 -16.21 336 278 -17.26
2018-04-26 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0 5,300 0 864
2018-01-22 13F-HR HARTWELL J M LIMITED PARTNERSHIP 3,000 0 -100.00 456 0 -100.00
2018-05-15 13F-HR CLOUGH CAPITAL PARTNERS L P 65,682 59,042 -10.11 9,843 9,623 -2.24
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 355,775 303,473 -14.70 53,316 49,462 -7.23
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems 15,596 13,250 -15.04 2,337 2,159 -7.62
2018-05-10 13F-HR TORONTO DOMINION BANK 113,159 141,059 24.66 16,958 22,985 35.54
2018-05-07 13F-HR ETRADE Capital Management LLC 11,177 10,439 -6.60 1,675 1,702 1.61
2018-02-23 N-Q Tekla World Healthcare Fund (see advisory)
2018-05-14 13F-HR PAX WORLD MANAGEMENT LLC 2,293 2,696 17.58 344 439 27.62
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-05-15 13F-HR SAMLYN CAPITAL, LLC 176,163 135,403 -23.14 26,399 22,068 -16.41
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 75,127 47,062 -37.36 11,259 7,670 -31.88
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 78,531 68,200 -13.16 11,769 11,115 -5.56
2018-05-02 13F-HR Paulson Wealth Management Inc. 81 0 -100.00 12 0 -100.00
2018-05-14 13F-HR Itau Unibanco Holding S.A. 5,908 2,771 -53.10 885 452 -48.93
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 142 0 -100.00 22 0 -100.00
2018-04-17 13F-HR Calton & Associates, Inc. 229 0 -100.00 38 0 -100.00
2018-02-23 N-Q Tekla Healthcare Opportunities Fund (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 347,312 0 -100.00 52,048 0 -100.00
2018-05-15 13F-HR Polar Capital LLP 217,500 492,500 126.44 32,595 80,268 146.26
2018-05-15 13F-HR Nicholas Investment Partners, LP 26,384 32,709 23.97 3,954 5,331 34.83
2018-04-20 13F-HR BB&T CORP 11,198 11,425 2.03 1,679 1,863 10.96
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 488,373 501,241 2.63 73,188 81,692 11.62
2018-05-10 13F-HR Avestar Capital, Llc 411 474 15.33 45 57 26.67
2018-02-14 13F-HR Banco Santander, S.A. 327,000 336,800 3.00 49,717 50,473 1.52
2018-05-03 13F-HR SG Americas Securities, LLC 15,208 66,747 338.89 2,279 10,878 377.31
2018-05-15 13F-HR DEUTSCHE BANK AG\ 932,477 736,288 -21.04 139,735 119,999 -14.12
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 82,792 71,069 -14.16 12,407 11,583 -6.64
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 266,534 293,867 10.25 39,943 47,894 19.91
2018-04-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 61,479 0 -100.00 9,348 0 -100.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 26,307 33,571 27.61 3,942 5,471 38.79
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 600 60,900 10,050.00 90 9,925 10,927.78
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-14 13F-HR Endurant Capital Management LP 21,900 0 -100.00 3,330 0 -100.00
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 37,503 54,147 44.38 5,620 8,825 57.03
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 120 120 0.00 18 20 11.11
2018-05-11 13F-HR CITIGROUP INC 158,513 185,627 17.11 23,755 30,254 27.36
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 112 0 -100.00 17 0 -100.00
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 5,000 5,000 0.00 749 815 8.81
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-01-19 13F-HR Saratoga Research & Investment Management 15 0 -100.00 2 0 -100.00
2018-01-26 N-Q Prudential Jennison Blend Fund, Inc. (see advisory)
2018-05-08 13F-HR PITTENGER & ANDERSON INC 105 17
2018-03-27 N-Q Chesapeake Investment Trust (see advisory)
2018-05-02 13F-HR Global X Management CO LLC 5,786 7,057 21.97 867 1,150 32.64
2018-05-03 13F-HR WRAPMANAGER INC 8,032 7,947 -1.06 1,204 1,295 7.56
2018-02-13 13F-HR Catamount Wealth Management 14,925 5,655 -62.11 2,269 847 -62.67
2018-04-27 N-Q Global X Funds (see advisory)
2018-05-14 13F-HR Leonetti & Associates, LLC 40,475 6,597
2018-05-08 13F-HR Advisornet Financial, Inc 1,349 1,349 0.00 202 220 8.91
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 53,248 49,471 -7.09 7,980 8,063 1.04
2018-03-05 13F-HR/A NORGES BANK 2,151,921 2,340,504 8.76 235,312 350,748 49.06
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-15 13F-HR FIFTH THIRD BANCORP 474 4,589 868.14 71 748 953.52
2018-04-18 13F-HR REGIONS FINANCIAL CORP 9,569 7,043 -26.40 1,434 1,148 -19.94
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 377,254 376,932 -0.09 56,536 61,433 8.66
2018-04-26 13F-HR Lenox Wealth Management, Inc. 197 107 -45.69 30 17 -43.33
2018-04-30 13F-HR Dorsey Wright & Associates 14,779 15,128 2.36 2,215 2,466 11.33
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 2,659 2,200 -17.26 395 357 -9.62
2018-02-08 13F-HR Parkwood LLC 1,324 0 -100.00 201 0 -100.00
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-04-12 13F-HR WELCH & FORBES LLC 178,253 177,041 -0.68 26,713 28,854 8.01
2018-05-10 13F-HR First Personal Financial Services 138 155 12.32 21 25 19.05
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 275 0 -100.00 41 0 -100.00
2018-05-09 13F-HR Lee Financial CORP 24 4
2018-03-28 N-Q Alger Funds Ii (see advisory)
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 2,374 2,326 -2.02 356 379 6.46
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-03-29 N-Q Tax-managed Multi-cap Growth Portfolio (see advisory)
2018-05-02 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 1,300 212
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 18,750 43,470 131.84 2,810 7,085 152.14
2018-04-13 13F-HR BTIM Corp. 2,183 1,558 -28.63 327 254 -22.32
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-09 13F-HR Alexandria Capital, LLC 74 0 -100.00 11 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,117,737 1,241,733 11.09 169,940,733 186,086,107 9.50
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-03 13F-HR QUANTRES ASSET MANAGEMENT Ltd 2,100 3,300 57.14 315 538 70.79
2018-05-15 13F-HR Man Group plc 112,617 18,354
2018-04-20 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 10,416 0 1,561
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 3,310 3,310 0.00 496 539 8.67
2018-02-14 13F-HR Verition Fund Management LLC 2,952 0 -100.00 449 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 66,200 0 -100.00 10,065 0 -100.00
2018-05-11 13F-HR Citizens Financial Group Inc/RI 0 81 0 13
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 196,540 202,470 3.02 29,453 32,999 12.04
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 89,882 90,583 0.78 13,470 14,822 10.04
2018-02-14 13F-HR AHL Partners LLP 19,146 0 -100.00 2,911 0 -100.00
2018-04-11 13F-HR DnB Asset Management AS 26,280 29,180 11.04 3,938,321 4,755,756 20.76
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 354 354 0.00 53 58 9.43
2018-02-08 13F-HR Signition Lp 16,981 2,545,000
2018-02-09 13F-HR Virtu Financial LLC 19,372 0 -100.00 2,945 0 -100.00
2018-02-01 13F-HR Peregrine Asset Advisers, Inc. 28,349 0 -100.00 4,310 0 -100.00
2018-05-01 13F-HR WEDBUSH SECURITIES INC 10,207 10,422 2.11 1,530 1,699 11.05
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 176 185 5.11 27 28 3.70
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 50 0 -100.00 7 0 -100.00
2018-05-09 13F-HR MONETTA FINANCIAL SERVICES INC 7,000 1,141
2018-05-15 13F-HR SECTORAL ASSET MANAGEMENT INC 36,715 41,915 14.16 5,502 6,831 24.15
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 53,400 61,200 14.61 8,003 9,974 24.63
2018-04-10 13F-HR Oakmont Partners LLC 2,000 2,000 0.00 300 326 8.67
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 193,950 239,186 23.32 29,065 38,983 34.12
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 11,814 214 -98.19 1,770 35 -98.02
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-03-27 N-Q Schwab Investments (see advisory)
2018-02-15 13F-HR BB&T SECURITIES, LLC 9,533 9,660 1.33 1,449 1,447 -0.14
2018-05-02 13F-HR RHUMBLINE ADVISERS 447,935 440,294 -1.71 67,128 71,759 6.90
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 361,352 351,957 -2.60 54,152 57,362 5.93
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 29,425 36,676 24.64 4,410 5,977 35.53
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 8,781 1,431
2018-04-19 13F-HR State of Alaska, Department of Revenue 31,078 35,348 13.74 4,656 5,760 23.71
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-01-30 13F-HR Roble, Belko & Company, Inc 0 295 0 44
2018-05-14 13F-HR PROFUND ADVISORS LLC 109,916 102,432 -6.81 16,472 16,694 1.35
2018-05-04 13F-HR Sandy Spring Bank 46 346 652.17 7 56 700.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 1,227,412 813,212 -33.75 183,940 132,537 -27.95
2018-02-14 13F-HR GLG LLC 28,609 28,609 0.00 4,350 4,287 -1.45
2018-02-01 13F-HR Parametrica Management Ltd 1,954 0 -100.00 297 0 -100.00
2018-04-18 13F-HR Sonora Investment Management, LLC 48 48 0.00 7,193 7,823 8.76
2018-04-20 N-Q Fdp Series, Inc. (see advisory)
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-01-16 13F-HR Convergence Investment Partners, LLC 13,956 13,393 -4.03 2,122 2,007 -5.42
2018-02-09 13F-HR SUNTRUST BANKS INC 26,937 29,862 10.86 4,095 4,474 9.26
2018-05-15 13F-HR Metlife Investment Advisors, Llc 78,250 76,406 -2.36 11,727 12,453 6.19
2018-02-14 13F-HR Moore Capital Management, LP 25,000 0 -100.00 3,801 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 2,843,320 2,809,624 -1.19 426,100 457,913 7.47
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,100 6,753 117.84 465 1,101 136.77
2018-01-31 13F-HR Resources Investment Advisors, Inc. 300 300 0.00 46 45 -2.17
2018-05-15 13F-HR Arrowpoint Asset Management, LLC 11,250 11,250 0.00 1,686 1,834 8.78
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-05-15 13F-HR Capital Bank & Trust Co 51 51 0.00 8 8 0.00
2018-04-27 N-Q Valic Co I (see advisory)
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 113 17
2018-05-11 13F-HR PITCAIRN CO 2,063 2,005 -2.81 309 327 5.83
2018-05-07 13F-HR Price Wealth Management, Inc. 30 15 -50.00 4 2 -50.00
2018-05-09 13F-HR Lido Advisors, LLC 2,657 433
2018-05-18 13F-HR Xact Kapitalforvaltning AB 44,195 46,430 5.06 6,623 7,567 14.25
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,814 2,588 -8.03 422 422 0.00
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 10,086 9,790 -2.93 1,511 1,596 5.63
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 26,740,725 28,338,859 5.98
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 4,478 4,725 5.52 671 771 14.90
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 287,899 0 -100.00 43,145 0 -100.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 13,380 12,740 -4.78 2,005 2,115 5.49
2018-05-15 13F-HR Marshall Wace LLP 110,664 33,391 -69.83 16,584 5,442 -67.19
2018-02-14 13F-HR Crawford Lake Capital Management, LLC Call 0 6,100 0 914
2018-05-04 13F-HR Motley Fool Asset Management LLC 2,255 368
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 195,535 187,321 -4.20 29,303 30,530 4.19
2018-05-07 13F-HR BANK OF THE WEST 6,796 8,100 19.19 1,018 1,320 29.67
2018-05-10 13F-HR AMF Pensionsforsakring AB 320,149 312,373 -2.43 47,978 50,911 6.11
2018-05-01 13F-HR Westpac Banking Corp 116,152 133,143 14.63 17,406,539 21,699,647 24.66
2018-05-15 13F-HR PointState Capital LP 574,290 298,677 -47.99 86,063 48,678 -43.44
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 10,023 9,790 -2.32 1,502 1,596 6.26
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 1,733 1,967 13.50 259 320 23.55
2018-05-07 13F-HR ING GROEP NV 57,380 43,836 -23.60 8,599 7,144 -16.92
2018-02-15 13F-HR SANDERS MORRIS HARRIS INC. 7,350 0 -100.00 1,117 0 -100.00
2018-02-23 N-Q Icon Funds (see advisory)
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 5 53 960.00 0 8
2018-05-15 13F-HR AMP Capital Investors Ltd 162,172 157,490 -2.89 24,305 25,134 3.41
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 1,517,835 1,264,412 -16.70 227,463 206,074 -9.40
2018-05-08 13F-HR SIGNATUREFD, LLC 0 801 0 131
2018-05-15 13F-HR Advisor Group, Inc. 5,198 4,777 -8.10 779 778 -0.13
2018-05-15 13F-HR People's United Financial, Inc. 7,659 7,658 -0.01 1,148 1,248 8.71
2018-05-11 13F-HR HAP Trading, LLC 0 26,719 0 4,355
2018-05-04 13F-HR D.A. DAVIDSON & CO. 23,712 23,411 -1.27 3,553 3,816 7.40
2018-01-25 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-15 13F-HR QS Investors, LLC 25,802 25,802 0.00 3,867 4,205 8.74
2018-04-23 13F-HR Beech Hill Advisors, Inc. 3,325 0 -100.00 498 0 -100.00
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 3,250 2,835 -12.77 487 462 -5.13
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 55 53 -3.64 8 8 0.00
2018-05-01 13F-HR Copernicus Capital Management, Llc 62,291 52,244 -16.13 9,335 8,515 -8.78
2018-04-23 13F-HR Jafra Capital Management LP 0 30,375 0 4,951
2018-05-14 13F-HR Nuveen Asset Management, LLC 27,397 18,321 -33.13 4,106 2,986 -27.28
2018-05-15 13F-HR PEAK6 Investments, L.P. 15,094 0 -100.00 2,262 0 -100.00
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-04-30 13F-HR EXANE DERIVATIVES 1 709 70,800.00 150 112,905 75,170.00
2018-05-01 13F-HR British Airways Pensions Investment Management Ltd 101,343 16,524
2018-05-15 13F-HR Opus Point Partners Management, LLC 16,639 9,224 -44.56 2,494 1,503 -39.74
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 26,830 26,830 0.00 4,021 4,373 8.75
2018-05-15 13F-HR HBK INVESTMENTS L P 136,705 28,200 -79.37 20,487 4,596 -77.57
2018-05-15 13F-HR Utah Retirement Systems 46,827 46,927 0.21 7,018 7,649 8.99
2018-05-15 13F-HR Temasek Holdings (Private) Ltd 244,582 244,582 0.00 36,653 39,862 8.76
2018-05-10 13F-HR TURNER INVESTMENTS, L.P. 200 0 -100.00 30 0 -100.00
2018-04-10 13F-HR LUCAS CAPITAL MANAGEMENT 2,015 2,015 0.00 302 316 4.64
2018-05-12 13F-HR Hillsdale Investment Management Inc. 2,920 2,820 -3.42 438 460 5.02
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 285 285 0.00 43 46 6.98
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 69,264 70,008 1.07 10,380 11,410 9.92
2018-05-01 13F-HR/A Mitsubishi UFJ Securities International PLC 40,000 40,000 0.00 5,994 6,519 8.76
2018-05-07 13F-HR WEALTHFRONT INC 10,107 11,273 11.54 1,515 1,837 21.25
2018-04-27 13F-HR NORTH STAR ASSET MANAGEMENT INC 3,950 3,950 0.00 592 644 8.78
2018-05-01 13F-HR WHITTIER TRUST CO 991 991 0.00 149 162 8.72
2018-05-09 13F-HR Bellevue Group AG 96,210 96,810 0.62 14,418 15,778 9.43
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-05-15 13F-HR Sio Capital Management, LLC 14,874 0 -100.00 2,229 0 -100.00
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 55,623 56,816 2.14 8,335 9,260 11.10
2018-05-15 13F-HR TimesSquare Capital Management, LLC 517,015 520,330 0.64 77,480 84,803 9.45
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 0 3,055 0 498
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 10,546 9,532 -9.62 1,359 1,449 6.62
2018-02-27 N-Q Pioneer Series Trust X (see advisory)
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 25,745 36,835 43.08 3,913 6,004 53.44
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 770 295 -61.69 115 48 -58.26
2018-04-26 13F-HR CULLINAN ASSOCIATES INC 97,947 98,547 0.61 14,678 16,061 9.42
2018-05-14 13F-HR Allianz Asset Management AG 748,587 1,392,805 86.06 112,183 227,000 102.35
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 8,200 3,400 -58.54 1,229 554 -54.92
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 69,041 65,601 -4.98 10,346 10,692 3.34
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 153,362 177,399 15.67 23,343 28,537 22.25
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 35,070 34,670 -1.14 5,256 5,651 7.52
2018-05-15 13F-HR Marshall Wace North America L.P. 822,888 660,268 -19.76 123,318 107,610 -12.74
2018-04-03 13F-HR Washington Trust Bank 0 100 0 16
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 84 87 3.57 13 14 7.69
2018-05-02 13F-HR NuWave Investment Management, LLC 60 1,156 1,826.67 9 184 1,944.44
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-03-30 N-Q Amg Funds I (see advisory)
2018-05-11 13F-HR Fiera Capital Corp 2,083 2,299 10.37 312 375 20.19
2018-02-13 13F-HR USA Financial Portformulas Corp 39,969 0 -100.00 6,077 0 -100.00
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0 1,519,822 0 247,701
2018-05-11 13F-HR ISTHMUS PARTNERS, LLC 273 273 0.00 41 44 7.32
2018-05-11 13F-HR Quantbot Technologies LP 0 22,318 0 3,637
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 43,305 47,549 9.80 6,583 7,124 8.22
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 16,395 18,020 9.91 2,457 2,937 19.54
2018-05-15 13F-HR SECOR Capital Advisors, LP Call 10,800 15,900 47.22 1,618 2,591 60.14
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 29,290 32,250 10.11 4,390 5,257 19.75
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-02-14 13F-HR/A BROOKSIDE CAPITAL MANAGEMENT LLC Call 673 0 -100.00 1,545 0 -100.00
2018-04-12 13F-HR Integrated Investment Consultants, LLC 151 151 0.00 23 25 8.70
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 5,537,907 6,775,328 22.34 829,911 1,104,243 33.06
2018-05-02 13F-HR MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 1,835 299
2018-01-19 13F-HR INGALLS & SNYDER LLC 3,270 0 -100.00 497 0 -100.00
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 0 20,388 0 3,323
2018-05-14 13F-HR DIAM Co., Ltd. 389,757 394,723 1.27 58,435 64,332 10.09
2018-04-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-04-12 13F-HR Valeo Financial Advisors, Llc 300 621 107.00 45 101 124.44
2018-05-15 13F-HR Atika Capital Management LLC 12,000 15,000 25.00 1,798 2,445 35.98
2018-05-09 13F-HR Tredje AP-fonden 111,837 112,267 0.38 16,760 18,297 9.17
2018-05-03 13F-HR DE BURLO GROUP INC 17,900 44,800 150.28 2,682 7,301 172.22
2018-05-15 13F-HR International Biotechnology Trust Plc 75,422 68,222 -9.55 11,304 11,119 -1.64
2018-04-10 13F-HR Lourd Capital, LLC 1,552 0 -100.00 233 0 -100.00
2018-05-08 13F-HR BADGLEY PHELPS & BELL INC 3,544 3,144 -11.29 531 512 -3.58
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 9,264 9,867 6.51 1,388 1,608 15.85
2018-03-01 N-Q Calvert Social Investment Fund (see advisory)
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 2,600 0 -100.00 395 0 -100.00
2018-05-15 13F-HR/A Sabby Management, LLC Call 919 1,315 43.09 13,772 861 -93.75
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 465 812 74.62 70 132 88.57
2018-05-15 13F-HR Jefferies Group LLC 154 29,094 18,792.21 23 4,742 20,517.39
2018-05-15 13F-HR BOWEN HANES & CO INC 165,000 165,000 0.00 24,727 26,892 8.76
2018-05-10 13F-HR SPHERA FUNDS MANAGEMENT LTD. 85,823 0 -100.00 12,861 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 16,800 0 2,738
2018-04-19 13F-HR WEBSTER BANK, N. A. 28 0 -100.00 4 0 -100.00
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-14 13F-HR HENDERSON GROUP PLC 1,171,371 852,241 -27.24 175,542 138,899 -20.87
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,203,221 2,125,216 76.63 180,315 346,368 92.09
2018-02-13 13F-HR Laurion Capital Management LP 5,700 0 -100.00 867 0 -100.00
2018-05-15 13F-HR Gotham Asset Management, LLC 14,984 14,974 -0.07 2,246 2,440 8.64
2018-04-30 13F-HR GREENLEAF TRUST 152 0 -100.00 23 0 -100.00
2018-02-28 N-Q Transparent Value Trust (see advisory)
2018-05-03 13F-HR COMMERCE BANK 1,937 2,012 3.87 290 328 13.10
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 26,536 26,589 0.20 3,977 4,333 8.95
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 1,021 764 -25.17 153 125 -18.30
2018-05-15 13F-HR ORBIMED ADVISORS LLC 1,741,300 1,854,600 6.51 260,951 302,263 15.83
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-05-11 13F-HR NorthCoast Asset Management LLC 4,470 3,558 -20.40 670 580 -13.43
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 5,000 76,900 1,438.00 749 12,533 1,573.30
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 110,567 110,721 0.14 16,570 18,045 8.90
2018-05-15 13F-HR BARCLAYS PLC 401,881 465,651 15.87 60,225 75,895 26.02
2018-05-01 13F-HR COMERICA BANK 71,214 69,918 -1.82 11,925 11,155 -6.46
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 10,048 10,048 0.00 1,506 1,638 8.76
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-05-15 13F-HR First Light Asset Management, LLC 23,057 23,429 1.61 3,455 3,818 10.51
2018-05-11 13F-HR EDGEWOOD MANAGEMENT LLC 38,299 35,000 -8.61 5,739 5,704 -0.61
2018-05-15 13F-HR Jefferies Group LLC Call 3,900 0 -100.00 584 0 -100.00
2018-05-15 13F-HR Quantitative Investment Management, LLC 122,300 10,800 -91.17 18,327 1,760 -90.40
2018-02-20 N-Q Mercer Funds (see advisory)
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 0 2,313 0 376
2018-05-21 13F-HR Summit Trail Advisors, Llc 8,189 956,067 11,575.02 1,340 956 -28.66
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-05-04 13F-HR M&T BANK CORP 21,149 20,263 -4.19 3,169 3,302 4.20
2018-05-10 13F-HR JP Morgan Chase & Co Call 6,900 53,400 673.91 1,034 8,703 741.68
2018-02-09 13F-HR RidgeWorth Capital Management LLC 32,713 53,002 62.02 4,974 7,943 59.69
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 146 24
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 28,025 28,025 0.00 4,200 4,568 8.76
2018-05-11 13F-HR Omnia Family Wealth, LLC 0 18 0 3
2018-04-13 13F-HR Cwm Advisors, Llc 147 0 -100.00 22 0 -100.00
2018-03-28 N-Q Alger Global Growth Fund (see advisory)
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,288,046 1,274,114 -1.08 193,027 207,656 7.58
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 347,255 279,325 -19.56 52,040 45,524 -12.52
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 220,985 214,037 -3.14 33,078 34,914 5.55
2018-05-15 13F-HR Holocene Advisors, Lp 1,346 219
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 24,200 24,100 -0.41 3,627 3,928 8.30
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-04-26 13F-HR Ifg Advisory, Llc 2,248 2,243 -0.22 336 365 8.63
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 5,600 913
2018-05-10 13F-HR Employees Retirement System of Texas 122,000 90,000 -26.23 18,283 14,668 -19.77
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 122,023 131,910 8.10 18,286 21,499 17.57
2018-05-14 13F-HR Evercore Wealth Management, LLC 2,730 2,330 -14.65 409 380 -7.09
2018-02-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2018-04-20 13F-HR Cable Hill Partners, LLC 553 487 -11.93 85 75 -11.76
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 100 100 0.00 15 16 6.67
2018-05-07 13F-HR BAILARD, INC. 2,200 2,200 0.00 330 359 8.79
2018-05-15 13F-HR Frontier Wealth Management LLC 5,078 4,078 -19.69 761 665 -12.61
2018-05-11 13F-HR Cutler Group LP Put 49,600 13,700 -72.38 207 164 -20.77
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-02-14 13F-HR TEACHERS ADVISORS INC 756,860 807,725 6.72 115,073 121,046 5.19
2018-02-13 13F-HR AMALGAMATED BANK 30,348 33,269 9.63 4,614 4,986 8.06
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 5,400 0 880
2018-02-14 13F-HR ARDSLEY ADVISORY PARTNERS Call 150,000 0 -100.00 22,806 0 -100.00
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 26,500 52,300 97.36 3,971 8,524 114.66
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 257,358 261,421 1.58 38,568 42,606 10.47
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 11,477 11,786 2.69 1,720 1,920 11.63
2018-05-03 13F-HR Trexquant Investment LP 0 24,278 0 3,957
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-15 13F-HR Capital World Investors 5,889,483 8,998,927 52.80 882,598 1,466,646 66.17
2018-04-23 13F-HR Advisory Services Network, LLC 792 4,653 487.50 119 758 536.97
2018-05-15 13F-HR 1832 Asset Management L.P. 981,100 1,020,500 4.02 144,597 164,922 14.06
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR SECOR Capital Advisors, LP 4,554 0 -100.00 692 0 -100.00
2018-02-14 13F-HR BlueMountain Capital Management, LLC 64,075 89,257 39.30 9,742 13,376 37.30
2018-05-07 13F-HR BRADLEY FOSTER & SARGENT INC/CT 1,450 236
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 173,986 159,507 -8.32 26,073 25,996 -0.30
2018-02-27 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-04-11 13F-HR Taylor Wealth Management Partners 850 850 0.00 127 139 9.45
2018-03-28 N-Q Prudential World Fund, Inc. (see advisory)
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 23,073 25,195 9.20 3,458 4,106 18.74
2018-04-25 13F-HR BOSTON ADVISORS LLC 116,120 140,174 20.71 17,402 22,846 31.28
2018-02-15 13F-HR Bb&t Investment Services, Inc. 101 129 27.72 15 17 13.33
2018-02-12 13F-HR Buckingham Asset Management, LLC 2,270 2,148 -5.37 345 322 -6.67
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 21,969 0 -100.00 3,340 0 -100.00
2018-05-17 N-Q Baillie Gifford Funds (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-04-23 13F-HR Financial Architects, Inc 118 139 17.80 18 23 27.78
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 106 103 -2.83 16 17 6.25
2018-02-09 13F-HR Holistic Financial Partners 4,032 604
2018-05-15 13F-HR Balentine LLC 649 0 -100.00 97 0 -100.00
2018-04-19 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 160 160 0.00 24 26 8.33
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 2,500 0 -100.00 375 0 -100.00
2018-05-04 13F-HR Swiss National Bank 929,009 811,409 -12.66 139,221 132,243 -5.01
2018-05-15 13F-HR WOLVERINE TRADING, LLC 13,293 0 -100.00 1,992 0 -100.00
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 313,381 248,213 -20.80 46,964 40,453 -13.86
2018-05-15 13F-HR Walleye Trading LLC 5,717 3,734 -34.69 857 609 -28.94
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 51,000 50,000 -1.96 7,643 8,149 6.62
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 2,341 4,894 109.06 351 798 127.35
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 583,237 537,361 -7.87 87,404 87,579 0.20
2018-05-14 13F-HR Eversept Partners, Llc 58,122 44,822 -22.88 8,710 7,305 -16.13
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 3,230,201 3,441,067 6.53 484,078 560,825 15.85
2018-04-06 13F-HR Eqis Capital Management, Inc. 17,469 14,586 -16.50 2,618 2,377 -9.21
2018-02-12 13F-HR Pacad Investment Ltd. 2,600 0 -100.00 395 0 -100.00
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 4,638 6,507 40.30 695 1,060 52.52
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 1,228,083 568,549 -53.70 184,041 92,662 -49.65
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 2,858,847 2,360,946 -17.42 428,427 384,787 -10.19
2018-05-11 13F-HR MACQUARIE GROUP LTD 168,273 180,732 7.40 24,861 29,455 18.48
2018-04-13 13F-HR Calamos Advisors LLC 28,682 30,100 4.94 4,298 4,906 14.15
2018-05-15 13F-HR Point72 Asset Management, L.P. 709,817 30,000 -95.77 106,373 4,889 -95.40
2018-02-14 13F-HR Integral Derivatives, LLC Put 3,200 0 -100.00 487 0 -100.00
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-05-15 13F-HR Krasney Financial LLC 844 138
2018-05-15 13F-HR Clearbridge Investments, LLC 6,685,669 6,390,726 -4.41 1,001,914 1,041,560 3.96
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 189,944 133,105 -29.92 28,465 21,693 -23.79
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 28,200 14,600 -48.23 4,226 2,380 -43.68
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 218,866 51,228 -76.59 32,799 8,349 -74.54
2018-05-11 13F-HR Covington Capital Management 191 191 0.00 29 31 6.90
2018-04-19 13F-HR Versant Capital Management, Inc 61 61 0.00 9 9 0.00
2018-05-09 13F-HR Silvant Capital Management Llc 24,607 4,010
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 99,905 5,305 -94.69 14,972 865 -94.22
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 23,760 24,868 4.66 3,559 4,053 13.88
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 630 630 0.00 94 103 9.57
2018-05-04 13F-HR Covenant Asset Management, LLC 17,086 2,785
2018-05-04 13F-HR SECURITY NATIONAL TRUST CO 185 0 -100.00 28 0 -100.00
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-09 13F-HR Meadow Creek Investment Management LLC 64,906 9,727
2018-04-20 13F-HR FIRST QUADRANT L P/CA 135,983 191,629 40.92 20,378 31,232 53.26
2018-05-09 13F-HR BlackRock Inc. 19,409,073 19,888,045 2.47 2,908,644 3,241,352 11.44
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 13,026 13,026 0.00 1,952 2,123 8.76
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 2,124 2,115 -0.42 318 345 8.49
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-02-28 N-Q Professionally Managed Portfolios (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 189 188 -0.53 46 126 173.91
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 0 618,861 0 92,743
2018-04-25 13F-HR Raab & Moskowitz Asset Management LLC 1,668 271
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 0 39 0 6
2018-05-11 13F-HR Russell Investments Group, Ltd. 126,754 159,311 25.69 19,158 25,867 35.02
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 537 166 -69.09 81 27 -66.67
2018-02-12 13F-HR Heritage Trust Co 46 46 0.00 7 7 0.00
2018-01-29 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 471,278 466,258 -1.07 70,626 75,991 7.60
2018-05-11 13F-HR STIFEL FINANCIAL CORP 66,644 68,736 3.14 9,954 11,142 11.93
2018-05-15 13F-HR Bank of New York Mellon Corp 2,019,566 2,352,042 16.46 302,653 383,336 26.66
2018-05-11 13F-HR Cutler Group LP Call 48,700 28,600 -41.27 542 349 -35.61
2018-05-03 13F-HR CONNING INC. 6,329 6,219 -1.74 948 1,014 6.96
2018-05-14 13F-HR IHT Wealth Management, LLC 117 117 0.00 18 18 0.00
2018-02-14 13F-HR Magnetar Financial LLC 3,212 0 -100.00 488 0 -100.00
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 4,816 4,494 -6.69 722 732 1.39
2018-03-28 N-Q Clough Funds Trust (see advisory)
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-01-25 N-Q Putnam Global Health Care Fund (see advisory)
2018-05-07 13F-HR Focused Wealth Management, Inc 65 65 0.00 10 11 10.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 1,132 1,132 0.00 170 184 8.24
2018-05-09 13F-HR/A JNBA Financial Advisors 13 13 0.00 2 2 0.00
2018-02-01 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 2,615 0 -100.00 398 0 -100.00
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-02-12 13F-HR Hudson Bay Capital Management LP 50,000 50,000 0.00 7,602 7,493 -1.43
2018-05-03 13F-HR ADVISOR PARTNERS LLC 4,999 5,057 1.16 790 824 4.30
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,225 1,333 8.82 184 217 17.93
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-04-25 N-Q Prudential Sector Funds, Inc. (see advisory)
2018-05-08 13F-HR/A CHARTWELL INVESTMENT PARTNERS, LLC 6,644 6,686 0.63 996 1,090 9.44
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 9,476 4,606 -51.39 1,441 690 -52.12
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 12,830 9,244 -27.95 1,923 1,507 -21.63
2018-05-14 13F-HR RMB Capital Management, LLC 21,772 3,548
2018-04-20 13F-HR MU Investments Co., Ltd. 220 0 -100.00 33 0 -100.00
2018-04-27 N-Q Proshares Trust (see advisory)
2018-04-27 N-Q Eaton Vance Special Investment Trust (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 42,900 6,992
2018-05-15 13F-HR BTG Pactual Global Asset Management Ltd 4,543 4,859 6.96 681 792 16.30
2018-05-14 13F-HR HRT FINANCIAL LLC 0 1,925 0 313
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 419,650 959,061 128.54 62,889 156,308 148.55
2018-02-14 13F-HR Ghost Tree Capital, LLC 50,000 0 -100.00 7,602 0 -100.00
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 32,595 30,082 -7.71 4,885 4,903 0.37
2018-04-25 13F-HR ARROW FINANCIAL CORP 330 330 0.00 49 54 10.20
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 476,018 502,896 5.65 72,374 75,364 4.13
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 415,440 401,563 -3.34 62,258 65,447 5.12
2018-05-11 13F-HR CORNERSTONE ADVISORS INC 14,000 9,000 -35.71 2,098 1,467 -30.08
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 4,302 4,619 7.37 645 753 16.74
2018-05-10 13F-HR CIM INVESTMENT MANGEMENT INC 3,473 3,389 -2.42 520 552 6.15
2018-03-27 N-Q Cg Funds Trust (see advisory)
2018-05-14 13F-HR AJO, LP 560,374 40,151 -92.83 83,978 6,544 -92.21
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 35,227 35,367 0.40 5,279 5,764 9.19
2018-02-14 13F-HR ProShare Advisors LLC 217,305 277,825 27.85 33,039 41,635 26.02
2018-04-25 N-Q Prudential Investment Portfolios 18 (see advisory)
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 103,138 96,128 -6.80 15,456 15,667 1.37
2018-02-14 13F-HR CAXTON ASSOCIATES LP 2,000 0 -100.00 304 0 -100.00
2018-05-01 13F-HR Checchi Capital Advisers, LLC 1,338 1,416 5.83 201 231 14.93
2018-05-14 13F-HR Bayesian Capital Management, LP 0 2,582 0 421
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 985 0 161
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 71,600 43,200 -39.66 10,730 7,041 -34.38
2018-05-14 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 0 98,000 0 15,972
2018-05-15 13F-HR Senator Investment Group LP 0 399,517 0 65,113
2018-05-04 13F-HR Rossmore Private Capital 6 0 -100.00 899 0 -100.00
2018-05-14 13F-HR Tekla Capital Management LLC 643,762 614,084 -4.61 96,474 100,083 3.74
2018-05-14 13F-HR RPG Investment Advisory, LLC 11,090 9,785 -11.77 1,662 1,595 -4.03
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-05-08 13F-HR US BANCORP \DE\ 7,015 8,684 23.79 1,051 1,416 34.73
2018-04-26 13F-HR CWM, LLC 141 199 41.13 21 32 52.38
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 23,765 18,266 -23.14 3,561 2,977 -16.40
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 13,806 13,107 -5.06 2,069 2,137 3.29
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 4,084 0 -100.00 612 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,158,588 1,891,482 -12.37 328,192 283,457 -13.63
2018-05-10 13F-HR Norinchukin Bank, The 20,219 23,265 15.07 3,030 3,792 25.15
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 56,730 31,270 -44.88 8,502 5,097 -40.05
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 49,260 241,685 390.63 7,382 39,390 433.60
2018-01-29 N-Q Sparrow Funds (see advisory)
2018-05-09 13F-HR KBC Group NV 22,728 19,543 -14.01 3,406 3,185 -6.49
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-10 13F-HR Ford Financial Group, Inc. 12 0 -100.00 1 0 -100.00
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 67 0 -100.00 10 0 -100.00
2018-04-18 13F-HR Independence Bank Of Kentucky 110 18
2018-02-13 13F-HR Axa 274,198 262,114 -4.41 41,689 39,281 -5.78
2018-05-15 13F-HR Princeton Portfolio Strategies Group LLC 1,930 315
2018-02-26 N-Q Blackrock Capital Appreciation Fund, Inc. (see advisory)
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 807,388 807,193 -0.02 120,995 131,556 8.73
2018-05-09 13F-HR Private Advisor Group, LLC 3,985 2,446 -38.62 621 399 -35.75
2018-02-14 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 20,707 20,302 -1.96 3,149 3,043 -3.37
2018-04-19 13F-HR WOODSTOCK CORP 4,319 4,319 0.00 647 704 8.81
2018-05-15 13F-HR Institute for Wealth Management, LLC. 4,966 0 -100.00 743 0 -100.00
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2018-02-08 13F-HR PineBridge Investments, L.P. 154 4,569 2,866.88 23 685 2,878.26
2018-05-15 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC Put 600 372
2018-05-08 13F-HR WESPAC Advisors, LLC 5,321 867
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 348,499 525,915 50.91 52,226 85,714 64.12
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 30 0 -100.00 4 0 -100.00
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-05-09 13F-HR Glen Harbor Capital Management LLC 41,998 77,308 84.08 6,294 12,600 100.19
2018-02-14 13F-HR NUMERIC INVESTORS LLC 8,600 13,700 59.30 1,308 2,053 56.96
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 1,417 231
2018-05-11 13F-HR Patten Group, Inc. 50 50 0.00 7 8 14.29
2018-03-28 N-Q Alger Funds (see advisory)
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 25,460 4,149
2018-05-14 13F-HR Botty Investors LLC 2,500 2,500 0.00 375 375 0.00
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-04-18 13F-HR/A Guidant Wealth Advisors 7 1
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 505,441 497,637 -1.54 75,745 81,105 7.08
2018-02-23 N-Q Tekla Life Sciences Investors (see advisory)
2018-05-15 13F-HR National Asset Management, Inc. 2,066 2,660 28.75 310 434 40.00
2018-05-08 13F-HR Parallel Advisors, LLC 814 843 3.56 122 137 12.30
2018-04-26 13F-HR BP PLC 29,000 29,000 0.00 4,346 4,726 8.74
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,607,251 2,733,055 4.83 389,878 444,280 13.95
2018-01-24 13F-HR HOWE & RUSLING INC 44 44 0.00 7 7 0.00
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-02-08 13F-HR ATWOOD & PALMER INC 100 0 -100.00 15 0 -100.00
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-15 13F-HR Kaizen Advisory, Llc 243 243 0.00 36 40 11.11
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 100 116 16.00 15 19 26.67
2018-02-14 13F-HR PURA VIDA INVESTMENTS, LLC 29,900 0 -100.00 4,545,996 0 -100.00
2018-04-11 13F-HR RNC CAPITAL MANAGEMENT LLC 1,934 1,724 -10.86 290 281 -3.10
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 319,520 316,840 -0.84 47,883 51,639 7.84
2018-05-08 13F-HR COUNTRY TRUST BANK 38 6
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 100 100 0.00 14 16 14.29
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 2,074 2,297 10.75 311 374 20.26
2018-04-30 13F-HR Glassman Wealth Services 28 28 0.00 4 5 25.00
2018-05-14 13F-HR AVIVA PLC 140,533 127,983 -8.93 21,060 20,859 -0.95
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-05-04 13F-HR/A GRANDFIELD & DODD, LLC 6,248 6,118 -2.08 936 997 6.52
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 6,716 5,812 -13.46 1,006 947 -5.86
2018-05-01 13F-HR Centerstar Asset Management, Llc 0
2018-02-28 N-Q Ivy Funds (see advisory)
2018-04-30 13F-HR Advantus Capital Management Inc 25,920 26,120 0.77 3,884 4,257 9.60
2018-04-27 13F-HR MOODY LYNN & LIEBERSON, INC. 23,640 0 -100.00 3,937 0 -100.00
2018-05-15 13F-HR TLP GROUP LLC 0 1,250 0 204
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-04-30 13F-HR Certified Advisory Corp 35 35 0.00 5 5 0.00
2018-04-24 13F-HR Tarbox Group, Inc. 294 294 0.00 44 48 9.09
2018-05-15 13F-HR Odey Asset Management Group Ltd 11,430 11,430 0.00 1,713 1,863 8.76
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 10,506 10,210 -2.82 1,574 1,664 5.72
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 6,017 6,059 0.70 902 987 9.42
2018-05-10 13F-HR BAILLIE GIFFORD & CO 498,378 546,695 9.69 74,687 89,100 19.30
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-15 13F-HR A.R.T. Advisors, LLC 3,400 87,000 2,458.82 509 14,179 2,685.66
2018-02-26 N-Q Baron Investment Funds Trust (f/k/a Baron Asset Fund) (see advisory)
2018-05-11 13F-HR HAP Trading, LLC Call 91,200 50,400 -44.74 593 24 -95.95
2018-05-09 13F-HR BANQUE PICTET & CIE SA 1,705 278
2018-04-26 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 57,864 58,000 0.24 8,671 9,453 9.02
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 46,900 90,500 92.96 7,028 14,750 109.87
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-10 13F-HR BESSEMER GROUP INC 443 1,859 319.64 66 303 359.09
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 2,544 2,476 -2.67 381 404 6.04
2018-05-15 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC 70,000 90,394 29.13 10,490 14,732 40.44
2018-01-26 N-Q Worldwide Health Sciences Portfolio (see advisory)
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 804,827 735,849 -8.57 120,611 119,928 -0.57
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 816 582 -28.68 122 95 -22.13
2018-05-07 13F-HR Johnson Financial Group, Inc. 28 0 -100.00 4 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 20,000 25,000 25.00 2,997 4,075 35.97
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 627 701 11.80 85 100 17.65
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 23,370 6,533 -72.05 3,502 1,065 -69.59
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 100,331 108,577 8.22 15,036 17,696 17.69
2018-05-01 13F-HR American National Registered Investment Advisor, Inc. 2,835 2,770 -2.29 425 451 6.12
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 2,480 0 -100.00 377 0 -100.00
2018-02-22 N-Q Laudus Trust (see advisory)
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 22,622 22,719 0.43 3,390 3,703 9.23
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 555 189 -65.95 83 1,158 1,295.18
2018-05-15 13F-HR Voya Investment Management LLC 93,207 1,120,081 1,101.71 13,968 182,552 1,206.93
2018-04-02 N-Q Etfis Series Trust I (see advisory)
2018-05-15 13F-HR We Are One Seven, Llc 205 201 -1.95 31 33 6.45
2018-02-13 13F-HR ASCEND CAPITAL, LLC 45,739 0 -100.00 6,953 0 -100.00
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 660,815 663,166 0.36 99,030 108,083 9.14
2018-05-15 13F-HR Paloma Partners Management Co 5,018 6,028 20.13 752 982 30.59
2018-04-10 13F-HR Andra AP-fonden 22,800 39,000 71.05 3,417 6,356 86.01
2018-04-19 13F-HR American Research & Management Co. 8,900 9,100 2.25 1,334 1,483 11.17
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 28,547 2,900 -89.84 4,341 461 -89.38
2018-04-19 13F-HR Endurance Wealth Management, Inc. 4,850 4,850 0.00 727 790 8.67
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 0 7 0 1
2018-05-14 13F-HR Gryphon Financial Partners Llc 246 248 0.81 37 41 10.81
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-04-10 13F-HR Gradient Investments LLC 13 0 -100.00 2 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-05-02 13F-HR D.b. Root & Company, Llc 1,585 258
2018-05-10 13F-HR JP Morgan Chase & Co 9,397,952 7,984,460 -15.04 1,408,376 1,301,310 -7.60
2018-02-23 N-Q Tekla Healthcare Investors (see advisory)
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-05-09 13F-HR IFP Advisors, Inc 714 908 27.17 107 148 38.32
2018-04-30 13F-HR ICON ADVISERS INC/CO 53,063 53,063 0.00 7,952 8,648 8.75
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 16 0 -100.00 2 0 -100.00
2018-05-17 13F-HR Nvwm, Llc 142 219 54.23 21 34 61.90
2018-05-15 13F-HR Rock Springs Capital Management LP 171,250 181,000 5.69 25,664 29,499 14.94
2018-05-04 13F-HR PICTON MAHONEY ASSET MANAGEMENT 93,900 97,100 3.41 14,074 15,826 12.45
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 39,263 39,763 1.27 4,900 6,481 32.27
2018-04-20 13F-HR STRS OHIO 391,821 382,171 -2.46 58,718 62,286 6.08
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 26,688 36,628 37.25 4,000 5,968 49.20
2018-05-02 13F-HR Parkside Financial Bank & Trust 349 356 2.01 52 58 11.54
2018-05-01 13F-HR Manning & Napier Group, Llc 902,502 357,605 -60.38 135,247 58,281 -56.91
2018-04-27 N-Q Lord Abbett Research Fund Inc (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 26,700 0 -100.00 4,001 0 -100.00
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 145,503 135,713 -6.73 21,805 22,119 1.44
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 65 65 0.00 11 11 0.00
2018-05-15 13F-HR Rafferty Asset Management, LLC 10,097 9,234 -8.55 1,513 1,505 -0.53
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 2,868 467
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 3,703 4,078 10.13 555 665 19.82
2017-12-28 N-Q Profunds (see advisory)
2018-05-09 13F-HR Cetera Advisor Networks LLC 1,766 1,830 3.62 263 299 13.69
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 2,088 0 -100.00 313 0 -100.00
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-03-30 N-Q Tocqueville Trust (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-04 13F-HR FFCM LLC 136 0 -100.00 21 0 -100.00
2018-05-15 13F-HR Wellington Management Group LLP 12,384,194 11,075,505 -10.57 1,855,897 1,805,086 -2.74
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 7,937 0 -100.00 1,207 0 -100.00
2018-05-11 13F-HR Cutler Group LP 27,497 100 -99.64 4,120 16 -99.61
2018-05-15 13F-HR Squarepoint Ops LLC 0 113,229 0 18,454
2018-05-15 13F-HR SCOTIA CAPITAL INC. 17,416 17,991 3.30 2,610 2,931 12.30
2018-05-11 13F-HR SEI INVESTMENTS CO 158,399 127,024 -19.81 23,739 20,702 -12.79
2018-03-01 N-Q Aqr Funds (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 15,300 15,500 1.31 2,293 2,526 10.16
2018-04-30 13F-HR Exane Asset Management 1,300 0 -100.00 194,818 0 -100.00
2018-05-09 13F-HR Korea Investment CORP 104,802 124,002 18.32 15,706 20,210 28.68
2018-05-07 13F-HR MUFG Americas Holdings Corp 70 70 0.00 10 11 10.00
2018-05-15 13F-HR Weiss Asset Management LP 3,808 3,808 0.00 571 621 8.76
2018-03-01 N-Q Delaware Group Foundation Funds (see advisory)
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 10,267 10,312 0.44 1,538 1,680 9.23
2018-05-14 13F-HR NOMURA HOLDINGS INC 109,120 16,667
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 1,500 21,500 1,333.33 225 3,504 1,457.33
2018-05-14 13F-HR Veritable, L.P. 6,096 6,426 5.41 914 1,047 14.55
2018-05-15 13F-HR Edge Advisors, Llc 257 6 -97.67 38 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 320 587 83.44 1,063 513 -51.74
2018-02-14 13F-HR Dynamic Capital Management Ltd 10,183 5,081 -50.10 1,548 761 -50.84
2018-04-06 13F-HR Pennsylvania Trust Co 2,600 31,432 1,108.92 390 5,123 1,213.59
2018-05-21 13F-HR Winton Capital Group Ltd 1,670 1,474 -11.74 250 240 -4.00
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 2,807 61,315 2,084.36 421 9,993 2,273.63
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,402,926 1,640,599 16.94 210,243 267,385 27.18
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-13 SC 13G/A FMR LLC / Fidelity 20,096,787 16,923,002 -15.79
2018-05-03 13F-HR Sageworth Trust Co 7 0 -100.00 1 0 -100.00
2018-02-02 13F-HR Cedar Wealth Management, LLC 15 0 -100.00 2 0 -100.00
2018-01-25 13F-HR Concannon Wealth Management, LLC 78 0 -100.00 12 0 -100.00
2018-05-15 13F-HR HealthCor Management, L.P. 725,000 149,790 -79.34 108,649 24,413 -77.53
2018-02-14 13F-HR MORGAN STANLEY 834,257 1,296,071 55.36 126,841 194,229 53.13
2018-05-14 13F-HR Renaissance Technologies LLC 2,847,917 2,850,917 0.11 426,789 464,642 8.87
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 5,884 5,884 0.00 882 959 8.73
2018-02-14 13F-HR EcoR1 Capital, LLC Call 67,600 0 -100.00 10,278 0 -100.00
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 1,452,163 1,712,594 17.93 217,621 279,118 28.26
2018-05-10 13F-HR JP Morgan Chase & Co Put 19,900 66,400 233.67 2,982 10,822 262.91
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 78,792 79,609 1.04 11,807 12,974 9.88
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 50,000 0 -100.00 7,602 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Call 298,000 32,500 -89.09 44,658 5,297 -88.14
2018-05-21 13F-HR/A Handelsbanken Fonder AB 33,500 42,000 25.37 5,020 6,845 36.35
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 2,800 0 456
2018-05-14 13F-HR/A NOMURA HOLDINGS INC Call 176,400 28,726
2018-05-08 13F-HR Sivik Global Healthcare LLC 45,000 35,000 -22.22 6,744 5,704 -15.42
2018-04-23 13F-HR World Asset Management Inc 22,398 16,804 -24.98 3,357 2,739 -18.41
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 2,782 3,242 16.53 417 528 26.62
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 312,506 321,146 2.76 46,835 52,340 11.75
2018-05-15 13F-HR GLENMEDE TRUST CO NA 1,781 1,781 0.00 266 266 0.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 0 65 0 10
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 2,660 2,660 0.00 399 434 8.77
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 407,629 428,311 5.07 61,087 69,806 14.27
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 1,229 1,304 6.10 184 213 15.76
2018-05-15 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 57,776 0 -100.00 8,658 0 -100.00
2018-05-02 13F-HR Daiwa Securities Group Inc. 7,562 10,115 33.76 1,133 1,649 45.54
2018-05-09 13F-HR BAMCO INC /NY/ 43,371 62,137 43.27 6,500 10,127 55.80
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 1,069 0 -100.00 160 0 -100.00
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 1,400 1,400 0.00 210 228 8.57
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 1,714,260 775,674 -54.75 256,898 126,420 -50.79
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 253,016 248,241 -1.89 37,918 40,458 6.70
2018-05-11 13F-HR HAP Trading, LLC Put 0 12,000 0 126
2018-05-15 13F-HR Natixis 487,993 0 -100.00 73,131 0 -100.00
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 54,105 37,758 -30.21 8,108 6,154 -24.10
2018-05-14 13F-HR Shell Asset Management Co 24,684 23,477 -4.89 3,699 3,826 3.43
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 10,190 8,240 -19.14 1,527 1,343 -12.05
2018-01-22 N-Q Blackrock Focus Growth Fund, Inc. (see advisory)
2018-04-24 13F-HR Baystate Wealth Management LLC 110 110 0.00 18 17 -5.56
2018-02-28 N-Q Fidelity Magellan Fund (see advisory)
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 11,195 20,274 81.10 1,678 3,305 96.96
2018-05-10 13F-HR BRINKER CAPITAL INC 10,755 14,223 32.25 1,612 2,318 43.80
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-05-02 13F-HR INVERNESS COUNSEL LLC /NY/ 80,470 13,115
2018-05-11 13F-HR HSBC HOLDINGS PLC 251,951 281,001 11.53 37,757 45,798 21.30
2018-05-18 13F-HR CIBC World Markets Inc. 0 1,853 0 302
2018-03-01 13F-HR/A MASSMUTUAL TRUST CO FSB/ADV 112 100 -10.71 17,028 14,986 -11.99
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-05-17 13F-HR Legal & General Group Plc 1,151,082 1,097,167 -4.68 172,501 178,816 3.66
2018-05-02 13F-HR Morse Asset Management, Inc 5,330 5,376 0.86 799 876 9.64
2018-05-04 13F-HR Trustcore Financial Services, Llc 64 10
2018-02-14 13F-HR Graticule Asia Macro Advisors LLC 41,300 0 -100.00 6,279 0 -100.00
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 3,709 3,709 0.00 564 556 -1.42
2018-05-15 13F-HR GV Financial Advisors 16 3
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 3,823 0 623
2018-02-21 13F-HR/A APG Asset Management N.V. 78,068 168,597 115.96 11,869 21,041 77.28
2018-05-11 13F-HR Azimuth Capital Management LLC 28,837 4,700
2018-02-14 13F-HR Pacer Advisors, Inc. 8,338 14,242 70.81 1,268 2,134 68.30
2018-04-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 3,400 554
2018-05-09 13F-HR Cannell Peter B & Co Inc 1,588 1,588 0.00 238 259 8.82
2018-02-14 13F-HR National Planning Corp 4,270 0 -100.00 649 0 -100.00
2018-05-15 13F-HR Ferris Capital, Llc 3,309 3,314 0.15 496 540 8.87
2018-02-14 13F-HR Crawford Lake Capital Management, LLC 116,047 61,340 -47.14 17,644 9,192 -47.90
2018-05-15 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2,815 2,815 0.00 422 459 8.77
2018-01-29 N-Q Ultimus Managers Trust (see advisory)
2018-05-03 13F-HR Zions Bancorporation 446 0 -100.00 67 0 -100.00
2018-03-28 N-Q Manning & Napier Fund, Inc. (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 2,465 2,325 -5.68 369 378 2.44
2018-05-10 13F-HR Wagner Wealth Management, Llc 56 65 16.07 9 11 22.22
2018-04-18 13F-HR Creative Planning 4,363 3,640 -16.57 654 593 -9.33
2018-05-17 13F-HR Atlantic Trust Group, LLC 382 625 63.61 57 102 78.95
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 230,000 230,000 0.00 34,468 37,485 8.75
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 28 4
2018-05-01 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 1,863 1,863 0.00 279 304 8.96
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 542,432 476,971 -12.07 81,289 77,737 -4.37
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-05-15 13F-HR SECOR Capital Advisors, LP Put 12,300 17,600 43.09 1,843 2,868 55.62
2018-04-25 13F-HR FIRST INTERSTATE BANK 1,050 1,050 0.00 157 171 8.92
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 0 4,798 0 782
2018-05-15 13F-HR HighTower Advisors, LLC 8,056 6,710 -16.71 1,203 1,092 -9.23
2018-04-27 13F-HR Retirement Systems of Alabama 157,773 157,279 -0.31 23,644 25,633 8.41
2018-04-04 13F-HR CENTRAL TRUST Co 65 3,613 5,458.46 10 588 5,780.00
2018-02-09 13F-HR Baird Financial Group, Inc. 2,755 4,086 48.31 419 612 46.06
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 178,106 246,017 38.13 26,691 40,096 50.22
2018-05-08 13F-HR Timber Hill LLC 0 6,405 0 1,044
2018-05-10 13F-HR IFM Investors Pty Ltd 7,043 7,876 11.83 1,055 1,284 21.71
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-01 13F-HR COOKSON PEIRCE & CO INC 8,050 9,740 20.99 1,206 1,587 31.59
2018-05-08 13F-HR BB BIOTECH AG 1,475,445 1,475,445 0.00 221,110 240,468 8.75
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 7,600 21,300 180.26 1,139 3,471 204.74
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 137,449 134,905 -1.85 20,598 21,987 6.74
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 1,428,127 1,392,670 -2.48 214,019 226,977 6.05
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 43,999 44,112 0.26 6,594 7,189 9.02
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 6,541 7,191 9.94 980 1,172 19.59
2018-05-07 13F-HR EATON VANCE MANAGEMENT 648,591 651,225 0.41 97,198 106,137 9.20
2018-05-15 13F-HR VANGUARD GROUP INC 17,934,504 18,338,566 2.25 2,687,665 2,988,820 11.21
2018-05-01 13F-HR OPPENHEIMER & CO INC 5,159 9,290 80.07 773 1,514 95.86
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 32,296 14,096 -56.35 4,840 2,297 -52.54
2018-05-11 13F-HR CITIGROUP INC Call 68,400 91,600 33.92 10,250 14,929 45.65
2018-05-08 13F-HR Alambic Investment Management, L.P. 23,920 9,820 -58.95 3,585 1,600 -55.37
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 46,171 38,972 -15.59 6,919 6,352 -8.19
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 1,569 0 -100.00 235 0 -100.00
2018-04-19 13F-HR Northeast Financial Consultants Inc 24,010 23,971 -0.16 3,598 3,906 8.56
2018-05-14 13F-HR SRS Capital Advisors, Inc. 38 65 71.05 5 10 100.00
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 15,000 0 2,248
2018-05-15 13F-HR GAM Holding AG 14,900 6,600 -55.70 2,233 1,076 -51.81
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 127,800 331,900 159.70 19,152 54,093 182.44
2018-02-28 N-Q Index Funds (see advisory)
2018-03-29 N-Q Aim International Mutual Funds (invesco International Mutual Funds) (see advisory)
2018-05-11 13F-HR Private Ocean, LLC 23 0 -100.00 3 0 -100.00
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 1,197,351 1,203,518 0.52 179,435 196,149 9.31
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 1,028 1,001 -2.63 159 162 1.89
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 56,400 26,700 -52.66 8,452 4,352 -48.51
2018-05-02 13F-HR Biondo Investment Advisors, LLC 29,255 33,975 16.13 4,384 5,537 26.30
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,376 42,016 2,953.49 209 6,297 2,912.92
2018-05-10 13F-HR Elkfork Partners LLC 53,452 98,392 84.08 8,011 16,036 100.17
2018-05-04 13F-HR LMR Partners LLP 10,632 10,632 0.00 1,593 1,593 0.00
2018-03-29 N-Q Lord Abbett Securities Trust (see advisory)
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 345,555 319,055 -7.67 51,785 52,000 0.42
2018-02-02 13F-HR Ballentine Partners, LLC 1,825 0 -100.00 277 0 -100.00
2018-02-28 N-Q Timothy Plan (see advisory)
2018-04-24 13F-HR SOMERVILLE KURT F 1,548 1,548 0.00 232 252 8.62
2018-04-30 13F-HR Truewealth Llc 29 16 -44.83 4 3 -25.00
2018-05-03 13F-HR MACKAY SHIELDS LLC 42,568 6,938
2018-05-03 13F-HR CAM Group Holding A/S 48,588 48,396 -0.40 7,281 7,888 8.34
2018-05-10 13F-HR Artal Group S.A. Call 200,000 100,000 -50.00 29,972 16,298 -45.62
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 74,168 74,768 0.81 11,115 12,186 9.64
2018-02-09 13F-HR Arizona State Retirement System 75,469 78,452 3.95 11,474 11,757 2.47
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 173,157 0 -100.00 26,327 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 198,008 63,305 -68.03 29,673,479 10,317,449 -65.23
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 840,331 797,980 -5.04 125,932 130,055 3.27
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-04-25 N-Q Pioneer Series Trust Ii (see advisory)
2018-05-15 13F-HR Adage Capital Partners GP LLC 1,359,281 660,681 -51.39 203,702 107,678 -47.14
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 49,978 50,328 0.70 7,490 8,202,458 109,412.12
2018-05-08 13F-HR LS Investment Advisors, LLC 8,579 8,150 -5.00 1,286 1,328 3.27
2018-05-15 13F-HR JANE STREET GROUP, LLC 5,816 20,397 250.70 872 3,325 281.31
2018-05-16 13F-HR ASSETMARK, INC 17,182 3,141 -81.72 2,575 512 -80.12
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,369 4,248 -2.77 655 692 5.65
2018-05-15 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 70,090 0 -100.00 10,504 0 -100.00
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 442,333 517,128 16.91 66,288 84,282 27.15
2018-03-28 N-Q Clough Global Equity Fund (see advisory)
2018-04-25 13F-HR/A JAG CAPITAL MANAGEMENT, LLC 0 61,255 0 9,983
2018-05-15 13F-HR Natixis Asset Management 0 9,389 0 1,529
2018-05-14 13F-HR Icon Wealth Partners, Llc 3,512 2,983 -15.06 526 486 -7.60
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 12 0 -100.00 2 0 -100.00
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 44 542 1,131.82 7 88 1,157.14
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 1,300 500 -61.54 195 81 -58.46
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2018-05-01 13F-HR Hanson McClain, Inc. 28 27 -3.57 4 4 0.00
2018-05-15 13F-HR BANK OF NOVA SCOTIA 39,709 32,314 -18.62 5,951 5,262 -11.58
2018-05-09 13F-HR Twin Tree Management, LP Put 101,600 0 -100.00 15,226 0 -100.00
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 6,034 983
2018-04-25 N-Q Deutsche Securities Trust (see advisory)
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 820,631 882,185 7.50 122,980 143,779 16.91
2018-05-14 13F-HR DRW Securities, LLC 3,552 0 -100.00 532 0 -100.00
2018-02-01 13F-HR Tradewinds Capital Management, LLC 81 0 -100.00 12 0 -100.00
2018-05-08 13F-HR Smith Asset Management Group LP 65,010 0 -100.00 9,742 0 -100.00
2018-05-14 13F-HR ITHAKA GROUP LLC 56,323 54,923 -2.49 8,441 8,951 6.04
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 33,620 17,666 -47.45 5,038 2,878 -42.87
2018-05-11 13F-HR CITIGROUP INC Put 41,500 36,100 -13.01 6,219 5,884 -5.39
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 8,300 6,818 -17.86 1,262 1,022 -19.02
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 4,765 3,849 -19.22 714 627 -12.18
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-04-11 13F-HR ALPHA WINDWARD LLC 483 483 0.00 72 79 9.72
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 820 820 0.00 123 134 8.94
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 2,134 2,134 0.00 320 335 4.69
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 12,200 8,000 -34.43 1,828 1,304 -28.67
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 1,900 7,500 294.74 285 1,222 328.77
2018-05-11 13F-HR First Allied Advisory Services, Inc. 1,985 1,970 -0.76 296 318 7.43
2018-05-11 13F-HR State of Tennessee, Treasury Department 186,325 213,090 14.36 27,923 34,730 24.38
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-05-15 13F-HR Pomelo Capital LLC Put 121,700 121,700 0.00 18,503 18,503 0.00
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 2,018,898 1,769,421 -12.36 302,552 288,380 -4.68
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 12,311 12,245 -0.54 1,845 1,996 8.18
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 1,308 2,715 107.57 417 442 6.00
2018-04-30 13F-HR JOHNSTON ASSET MANAGEMENT CORP 188,900 30,787
2018-05-15 13F-HR BlueCrest Capital Management Ltd 63,000 0 -100.00 9,441 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 100,200 48,800 -51.30 15,016 7,953 -47.04
2018-05-16 13F-HR Private Capital Group, Llc 3,380 286 -91.54 12 47 291.67
2018-04-24 13F-HR McAdam, LLC 950 155
2018-01-19 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 5,716 0 -100.00 887 0 -100.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 984 984 0.00 147 160 8.84
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 51,100 79,300 55.19 7,658 12,924 68.76
2018-05-03 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 20,386 19,555 -4.08 3,055 3,187 4.32
2018-04-24 13F-HR Rehmann Capital Advisory Group 1,398 228
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 2,409 2,300 -4.52 361 375 3.88
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 650 663 2.00 97 108 11.34
2018-05-11 13F-HR C M BIDWELL & ASSOCIATES LTD 10 10 0.00 1 2 100.00
2018-05-03 13F-HR ADIRONDACK TRUST CO 105 105 0.00 16 16 0.00
2018-05-15 13F-HR PERCEPTIVE ADVISORS LLC 138,626 151,898 9.57 20,774 24,756 19.17
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 30,000 20,000 -33.33 4,496 3,260 -27.49
2018-05-15 13F-HR LPL Financial LLC 43,026 39,080 -9.17 6,448 6,369 -1.23
2018-05-17 13F-HR/A EVENTIDE ASSET MANAGEMENT, LLC 180,000 243,000 35.00 26,975 39,604 46.82
2018-05-10 13F-HR Spark Investment Management LLC 52,500 15,100 -71.24 7,867 2,460 -68.73
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 2,713 2,542 -6.30 407 414 1.72
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-15 13F-HR Aureus Asset Management, LLC 3,100 3,150 1.61 465 513 10.32
2018-05-15 13F-HR Virtue Capital Management, Llc 3,055 6,253 104.68 458 992 116.59
2018-03-27 N-Q Harbor Funds (see advisory)
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 0 2,990 0 487
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 3 0 -100.00 0 0
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-04-24 13F-HR PUZO MICHAEL J 3,000 488
2018-05-04 13F-HR Financial Gravity Companies, Inc. 1,205 1,216 0.91 201 182 -9.45
2018-05-11 13F-HR Elk Creek Partners, LLC 3,392 3,972 17.10 508 647 27.36
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 6,324 5,941 -6.06 948 968 2.11
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 10 10 0.00 1 2 100.00
2018-04-05 13F-HR FACTORY MUTUAL INSURANCE CO 177,600 177,600 0.00 26,616 28,946 8.75
2018-05-10 13F-HR NGAM ADVISORS, L.P. 79,255 79,234 -0.03 11,877 12,914 8.73
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 584 7,584 1,198.63 87 1,236 1,320.69
2018-05-09 13F-HR COLUMBUS CIRCLE INVESTORS 372,663 356,389 -4.37 55,847 58,084 4.01
2018-04-19 13F-HR Janney Montgomery Scott LLC 31,463 36,725 16.72 4,715 5,985 26.94
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,068 1,478 38.39 160 241 50.63
2018-02-14 13F-HR PRUDENTIAL PLC 1,813 1,813 0.00 276 272 -1.45
2018-04-16 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 76,447 12,459
2018-01-26 N-Q Pioneer Series Trust Xii (see advisory)
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 50 50 0.00 7 8 14.29
2018-04-09 13F-HR Koshinski Asset Management, Inc. 0 8,072 0 1,316
2018-05-14 13F-HR Allianz Asset Management AG Call 43,100 3,900 -90.95 6,459 636 -90.15
2018-05-11 13F-HR Mutual of America Capital Management LLC 32,020 32,484 1.45 4,799 5,294 10.31
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 5,920 0 -100.00 887 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 99,121 55,965 -43.54 14,854 9,121 -38.60
2018-02-02 13F-HR CHARTER RESEARCH & INVESTMENT GROUP, INC. 4,275 0 -100.00 373 0 -100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 300 248 -17.33 46 37 -19.57
2018-05-15 13F-HR BARCLAYS PLC Put 58,100 50,600 -12.91 8,707 8,247 -5.28
2018-01-22 N-Q Master Focus Growth Llc (see advisory)
2018-05-15 13F-HR UBS Group AG Call 12,700 0 -100.00 1,903 0 -100.00
2018-05-08 13F-HR Neuberger Berman Group LLC 224,754 244,739 8.89 33,682 39,888 18.43
2018-02-12 13F-HR BROWN ADVISORY INC 6,121 6,321 3.27 931 948 1.83
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 49,300 49,300 0.00 7,388 8,035 8.76
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 134 0 -100.00 20 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 75 12
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,995 3,920 -1.88 599 639 6.68
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 2,127,092 2,004,697 -5.75 318,765 326,725 2.50
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 3,959 4,301 8.64 594 701 18.01
2018-05-14 13F-HR CLINTON GROUP INC 38,540 1,576 -95.91 5,776 257 -95.55
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 335,168 567,351 69.27 50,228 92,465 84.09
2018-05-07 13F-HR COCONUT GROVE BANK 55 0 -100.00 8 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 23 4
2018-01-26 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 18,475 17,589 -4.80 2,768 2,866 3.54
2018-05-08 13F-HR Harvest Fund Management Co., Ltd 0 527 0 85
2018-05-15 13F-HR Kazazian Asset Management, LLC 6,512 0 -100.00 976 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Call 5,100 831,198
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 19,790 4,768 -75.91 2,965 777 -73.79
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-15 13F-HR EARNEST PARTNERS LLC 111 111 0.00 17 18 5.88
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 298,300 303,200 1.64 44,703 49,416 10.54
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 6,510 6,650 2.15 976 1,084 11.07
2018-05-15 13F-HR Odey Holdings AG 276 276 0.00 41 45 9.76
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 10,032 0 -100.00 1,525 0 -100.00
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 39,111 35,678 -8.78 5,945 5,815 -2.19
2018-02-02 SC 13G/A VANGUARD SPECIALIZED FUNDS 13,230,341 9,003,258 -31.95
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 5,092 5,109 0.33 763 833 9.17
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 151 151 0.00 23 25 8.70
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 72,900 48,700 -33.20 10,925 7,937 -27.35
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 3,867 3,867 0.00 580 630 8.62
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-14 13F-HR Perigon Wealth Management, LLC 65 65 0.00 10 11 10.00
2018-04-18 N-Q Mfs Series Trust Ii (see advisory)
2017-12-28 N-Q Putnam Investors Fund (see advisory)
2018-03-28 N-Q Putnam Global Equity Fund (see advisory)
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-05-09 13F-HR Twin Tree Management, LP Call 4,700 4,200 -10.64 704 685 -2.70
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 951,176 970,935 2.08 142,544 158,243 11.01
2018-04-11 13F-HR First Capital Advisors Group, LLC. 64 10
2018-05-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 33 33 0.00 5 5 0.00
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 12,603 12,549 -0.43 1,888 2,045 8.32
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 86 0 14
2018-04-19 13F-HR Cribstone Capital Management, LLC 23 4
2018-05-15 13F-HR ARDSLEY ADVISORY PARTNERS 2,500 5,000 100.00 375 815 117.33
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 0 2,240 0 336
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 5,255,380 5,605,019 6.65 786,892 913,500 16.09
2018-04-06 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 471,142 564,783 19.88 70,605 92,049 30.37
2018-05-15 13F-HR STATE STREET CORP 10,976,063 10,034,378 -8.58 1,644,877 1,635,399 -0.58
2018-03-01 N-Q Calvert World Values Fund Inc (see advisory)
2018-03-23 N-Q Thrivent Mutual Funds (see advisory)
2018-02-14 13F-HR Redmile Group, LLC 189,008 0 -100.00 28,737 0 -100.00
2018-03-16 13F-HR Mcilrath & Eck, Llc 7 1
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 40,213 38,868 -3.34 6,026 6,335 5.13
2018-03-01 N-Q Delaware Group Equity Funds Iv (see advisory)
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-05-09 13F-HR Cetera Advisors LLC 3,177 517
2018-05-10 13F-HR Myda Advisors Llc 10,000 0 -100.00 1,499 0 -100.00
2018-04-10 13F-HR Hartford Financial Management Inc. 670 670 0.00 100 109 9.00
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 300,100 318,700 6.20 44,973 51,942 15.50
2018-05-03 13F-HR Jacobi Capital Management LLC 87 87 0.00 14 14 0.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 57,124 46,215 -19.10 8,561 7,532 -12.02
2018-02-14 13F-HR Alpine Partners VI, LLC 1,835 0 -100.00 279 0 -100.00
2018-04-16 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 3,722 3,722 0.00 588 601 2.21
2018-05-15 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 19,397 26,684 37.57 2,907 4,349 49.60
2018-02-06 13F-HR Glaxis Capital Management, LLC 5,000 0 -100.00 760 0 -100.00
2018-03-28 N-Q Clough Global Dividend & Income Fund (see advisory)
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 39 65 66.67 6 11 83.33
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 5,431 0 -100.00 814 0 -100.00
2018-04-06 13F-HR Carroll Financial Associates, Inc. 46 46 0.00 6 7 16.67
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-05-15 13F-HR CLEARARC CAPITAL INC 6,452 6,462 0.15 967 1,053 8.89
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 18,713 32,394 73.11 2,804 5,280 88.30

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( VRTX / Vertex Pharmaceuticals Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

ANTH: Anthera Pharmaceuticals Analysis and Research Report

12h - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

AGEN: Agenus Inc Analysis and Research Report

12h - Asif

Business Agenus is a clinical-stage immuno-oncology (“I-O”) company dedicated to becoming a leader in the discovery and development of innovative combination therapies and committed to bringing effective medicines to patients with cancer. The company's business is designed to drive success in I-O through speed, innovation, and effective combination therapies. Agenus has assembled fully integrated capabilities from novel target discovery, antibody generation, cell line development, and good manufacturing practice (“GMP”) manufacturing together with a comprehensive portfolio consisting of antibody-based therapeutics, adjuvants and cancer vaccine platforms. The company leverage its immune biology platforms to identify effective combination therapies for development and have developed productive partnerships to advance its innovation. The company believe the next generation of cancer treatment will build on clinically validated antibodies targeting CTLA-4 and PD-1 combined wi...

SQ: Square Analysis and Research Report

22h - Asif

Business The company started Square in February 2009 to enable businesses (sellers) to accept card payments, an important capability that was previously inaccessible to many businesses. However, sellers also need innovative solutions to thrive, and Square has since expanded to provide additional products and services to give these businesses access to the same tools as large businesses. This approach aligns with its purpose of economic empowerment, as everything the company do should give sellers accessible, affordable tools to grow their businesses and participate in the economy. Square is a cohesive commerce ecosystem that helps its sellers start, run, and grow their businesses. The company combine sophisticated software with affordable hardware to enable sellers to turn mobile and computing devices into powerful payment and point-of-sale solutions. Square has high seller acceptance rates and fast onboarding, while maintaining low risk and fraud losses as a result of its a...

Related News Stories

EIP Pharma Closes $20.5 to Fund Alzheimer’s Studies

2018-05-16 biospace
EIP Pharma, based in Cambridge, Massachusetts, closed on a $20.5 million Series B financing. The round was led by Access Industries.

AstraZeneca’s Fasenra Fails in a COPD Clinical Trial

2018-05-14 biospace
AstraZeneca and its biologics research-and-development arm, MedImmune, indicated that its Fasenra (benralizumab) did not meet its primary endpoint in patients with moderate to very severe chronic obstructive pulmonary disease (COPD).

CRISPR Therapeutics Q1 2018 Review

2018-05-12 seekingalpha
Most Hollywood Fiction is (loosely) based on actual events or concepts, and then the writers let their imaginations run wild. For example, the film San Andreas starring Dwayne "The Rock" Johnson is a disaster flick that revolves around the San Andreas fault triggering a massive earthquake, devastating the west coast of the United States. Now, I am no Geologist, but my guess is this movie portrays the . (10-0)

10 Stocks That Are Screaming Buys Right Now

2018-05-09 investorplace
Buckle up — the market is looking jittery right now. If it’s not the threat of further Federal interest rate hikes, it’s the possibility of a full-blown trade war with China and Europe. Most recently, President Donald Trump announced the U.S. is pulling out of the Iran nuclear agreement. The news saw the markets hovering around breakeven. (210-1)

Biotech Analysis Central Pharma News: Takeda's Acquisition Win, Ionis And Akcea Tumble, Alnylam's Advance In CNS

2018-05-09 seekingalpha
Ionis and Akcea face a major safety issue with volanesoren, which is expected to be up for FDA panel review in the coming days. (22-0)

CUSIP: 92532F100