SecurityVOD / Vodafone Group Plc (92857W308)
Institutional Owners872 (190 N-Q Owners)
Institutional Shares3,216,195,241 (ex. N-Q)
Institutional Value$ 12,119,519,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Vodafone Group Plc (NASDAQ:VOD) has 872 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 3,216,195,241 shares. Largest shareholders include BlackRock Inc., Morgan Stanley, Bank Of America Corp /de/, Fisher Asset Management, LLC, Price T Rowe Associates Inc /md/, Hotchkis & Wiley Capital Management Llc, Invesco Ltd., Federated Investors Inc /pa/, Wells Fargo & Company/mn, and Dimensional Fund Advisors Lp.

Vodafone Group Plc (NASDAQ:VOD) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-15 13F-HR SEGALL BRYANT & HAMILL, LLC 54,703 54,703 0.00 1,557 1,745 12.07
2018-02-12 13F-HR CITIGROUP INC Call 155,600 102,100 -34.38 4,428 3,257 -26.45
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 50,750 71,886 41.65 1,444 2,293 58.80
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 8,271 0 -100.00 235 0 -100.00
2017-12-29 N-Q Income Fund Of America (see advisory)
2017-10-30 N-Q Oppenheimer International Equity Fund (see advisory)
2018-01-17 13F-HR Asset Dedication, LLC 0 292 0 9
2018-02-14 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 22,965 22,965 0.00 654 733 12.08
2018-01-17 13F-HR PEOPLES FINANCIAL SERVICES CORP. 21,706 21,006 -3.22 618 670 8.41
2018-01-22 13F-HR Chevy Chase Trust Holdings, Inc. 8,000 0 -100.00 228 0 -100.00
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 10,261 16,728 63.03 292 534 82.88
2018-02-13 13F-HR GENERAL AMERICAN INVESTORS CO INC 521,252 421,252 -19.18 14,835 13,438 -9.42
2018-02-23 N-Q Icon Funds (see advisory)
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 280,696 11,510 -95.90 7,988 367 -95.41
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 23 23 0.00 1 1 0.00
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 33,251 31,874 -4.14 946 1,017 7.51
2018-02-23 13F-HR/A-1 Sg3 Management, Llc 106 0 -100.00 0 0
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-16 13F-HR CHEMUNG CANAL TRUST CO 8,781 0 -100.00 280 0 -100.00
2018-02-02 13F-HR COCONUT GROVE BANK 34,573 34,629 0.16 983 1,104 12.31
2018-02-09 13F-HR Baird Financial Group, Inc. 284,867 275,865 -3.16 8,107 8,800 8.55
2018-02-12 13F-HR Princeton Portfolio Strategies Group LLC 44,568 44,643 0.17 1,268 1,424 12.30
2017-11-03 N-Q Sound Shore Fund Inc (see advisory)
2018-04-19 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 7,671 0 -100.00 245 0 -100.00
2018-03-12 13F-HR/A-1 HENDERSON GROUP PLC 118,255 67,594 -42.84 3,366 2,156 -35.95
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 11,930 16,130 35.21 340 515 51.47
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 106,270 103,068 -3.01 3,024 3,288 8.73
2018-01-26 13F-HR Parsec Financial Management, Inc. 367,430 407,320 10.86 10,457 12,994 24.26
2018-02-14 13F-HR/A-1 MONROE BANK & TRUST/MI 381 381 0.00 9 12 33.33
2018-01-18 13F-HR First Bank & Trust 90,529 92,078 1.71 2,576 2,937 14.01
2018-02-13 13F-HR CORDA Investment Management, LLC. 721,290 712,681 -1.19 20,527 22,734 10.75
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 237 237 0.00 8 7 -12.50
2018-01-30 13F-HR Oxbow Advisors, LLC 19,876 15,791 -20.55 566 504 -10.95
2018-01-23 13F-HR WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV 0 7,071 0 226
2018-02-02 13F-HR COMERICA BANK 222,072 227,383 2.39 6,391 7,361 15.18
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 1,205,786 106,441 -91.17 34,317 3,395 -90.11
2018-02-23 N-Q Pfs Funds (see advisory)
2018-02-27 13F-HR Rikoon Group, LLC 18,994 17,818 -6.19 541 580 7.21
2018-02-12 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 0 60,400 0 1,927
2018-03-01 13F-HR/A-1 MASSMUTUAL TRUST CO FSB/ADV 2,074 0 -100.00 59,026 0 -100.00
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA Put 18 4,300 23,788.89 223 137,170 61,411.21
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 40,000 0 -100.00 53 0 -100.00
2018-01-19 13F-HR World Asset Management Inc 156,344 150,456 -3.77 4,450 4,800 7.87
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 235,386 209,708 -10.91 7,509 5,834 -22.31
2018-02-06 13F-HR HYMAN CHARLES D 17,359 14,559 -16.13 494 464 -6.07
2018-02-13 13F-HR SIGNATUREFD, LLC 0 6,329 0 202
2018-02-02 13F-HR TDAM USA INC. 370,452 371,022 0.15 10,543 11,836 12.26
2018-02-13 13F-HR PARK CIRCLE Co 25,000 67,500 170.00 712 2,153 202.39
2018-02-01 13F-HR/A-1 Ifg Advisory, Llc 6,922 220
2018-02-09 13F-HR CITADEL ADVISORS LLC 132,518 30,856 -76.72 3,771 984 -73.91
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2017-11-27 N-Q Lazard Funds Inc (see advisory)
2018-04-12 13F-HR First Command Bank 1,189 1,189 0.00 38 33,078 86,947.37
2018-03-07 13F-HR Private Capital Group, Llc 2,307 20
2018-02-05 13F-HR QCI ASSET MANAGEMENT INC/NY 692 692 0.00 20 22 10.00
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 6,048 0 -100.00 172 0 -100.00
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-01-30 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 10,447 10,447 0.00 297 333 12.12
2018-04-17 13F-HR Sawyer & Company, Inc 15,319 15,319 0.00 489 426 -12.88
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 34,610 34,625 0.04 985 1,105 12.18
2018-03-09 13F-HR Pacific Sun Financial Corp 41,372 1,320
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 653,717 2,330,252 256.46 18,605 74,335 299.54
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 5,570 5,527 -0.77 178 154 -13.48
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2017-10-24 N-Q Federated Equity Income Fund Inc (see advisory)
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-14 13F-HR Covington Capital Management 43,882 44,822 2.14 1,249 1,430 14.49
2018-02-09 13F-HR TD Capital Management LLC 404 404 0.00 11 13 18.18
2018-02-12 13F-HR Ford Financial Group, Inc. 591 19
2018-02-01 13F-HR/A-1 EVERETT HARRIS & CO /CA/ 43,465 41,319 -4.94 1,237 1,318 6.55
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 76,100 90,800 19.32 2,166 2,897 33.75
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 9,043 9,666 6.89 260 309 18.85
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 269,650 0 8,602
2018-02-05 13F-HR Milestone Group, Inc. 8,211 9,668 17.74 234 308 31.62
2018-01-24 13F-HR Advisors Capital Management, LLC 584,854 578,328 -1.12 16,645 18,449 10.84
2018-01-12 13F-HR CHELSEA COUNSEL CO 39,987 41,387 3.50 1,138 1,320 15.99
2017-11-13 13F-HR Citizens Financial Group Inc/RI 153 0 -100.00 4 0 -100.00
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 0 38,253 0 1,220
2017-11-07 13F-HR Russell Investments Group, Ltd. 20 0 -100.00 1 0 -100.00
2018-02-15 13F-HR Schafer Cullen Capital Management Inc 1,236,424 2,100,744 69.90 35,189 67,014 90.44
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 352,131 347,091 -1.43 10,022 11,072 10.48
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,320 1,320 0.00 38 42 10.53
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 819,323 941,444 14.91 23,318 30,032 28.79
2018-04-17 13F-HR MURPHY CAPITAL MANAGEMENT INC 11,465 10,915 -4.80 365 303 -16.99
2018-02-14 13F-HR UBS Group AG 6,089,100 5,729,833 -5.90 171,995 182,782 6.27
2018-03-09 13F-HR Marino, Stram & Associates Llc 852 27
2018-02-13 13F-HR Epoch Investment Partners, Inc. 1,922,687 1,695,214 -11.83 54,719 54,078 -1.17
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 18,470 13,034 -29.43 589 363 -38.37
2018-03-08 N-Q Calamos Global Dynamic Income Fund (see advisory)
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 152,022 158,248 4.10 4,323 5,048 16.77
2018-02-05 13F-HR Parkside Financial Bank & Trust 1,456 0 -100.00 41 0 -100.00
2018-02-01 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 502,137 515,786 2.72 14,291 16,454 15.14
2018-02-13 13F-HR LINCOLN NATIONAL CORP 8,692 277
2018-02-08 13F-HR Global Financial Private Capital, LLC 1,381,283 1,368,112 -0.95 39,311 43,643 11.02
2018-02-09 13F-HR WETHERBY ASSET MANAGEMENT INC 21,986 22,591 2.75 625 720 15.20
2018-02-09 13F-HR HAP Trading, LLC 35,914 0 -100.00 1,022 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC Put 154,000 128,600 -16.49 4,383 4,102 -6.41
2018-01-30 13F-HR Roble, Belko & Company, Inc 981 981 0.00 28 31 10.71
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-04-04 13F-HR DAVENPORT & Co LLC 34,270 42,672 24.52 1,093,206 1,187,126 8.59
2018-04-18 13F-HR REGIONS FINANCIAL CORP 23,200 20,778 -10.44 740 578 -21.89
2018-02-06 13F-HR Community Bank, N.A. 291 362 24.40 8 12 50.00
2018-02-12 13F-HR Smith, Salley & Associates 370,335 377,301 1.88 10,539 12,034 14.19
2018-02-09 13F-HR Trustcore Financial Services, Llc 192 6
2018-02-13 13F-HR Truewealth Llc 4,456 142
2017-11-13 13F-HR Ferris Capital, Llc 418 0 -100.00 12 0 -100.00
2017-12-29 N-Q Nuveen Investment Trust V (see advisory)
2017-11-28 N-Q American Funds Insurance Series (see advisory)
2018-04-12 13F-HR NEVILLE RODIE & SHAW INC 12,965 12,965 0.00 414 361 -12.80
2018-01-30 13F-HR BESSEMER GROUP INC 7,788 1,441 -81.50 222 46 -79.28
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 27,649 24,754 -10.47 787 790 0.38
2018-02-08 13F-HR Squar Milner Financial Services Llc 8,655 278
2017-11-20 N-Q Dreyfus Variable Investment Fund (see advisory)
2018-04-17 13F-HR Legacy Advisors, Llc 311 202 -35.05 9 6 -33.33
2017-10-26 13F-HR Acrospire Investment Management LLC 563 0 -100.00 16 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 36,800 12,200 -66.85 1,174 339 -71.12
2017-10-30 N-Q John Hancock Bond Trust (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 2,568,691 2,044,976 -20.39 73,105 65,233 -10.77
2018-01-02 13F-HR American Financial Network Advisory Services Llc 1,311 1,121 -14.49 37 36 -2.70
2018-02-13 13F-HR Annex Advisory Services, LLC 23,731 30,141 27.01 675 962 42.52
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 720 2,418 235.83 20 77 285.00
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 701 1,101 57.06 20 35 75.00
2018-01-23 13F-HR Mhi Funds, Llc 129,720 4,138
2018-01-26 N-Q Voya Global Advantage & Premium Opportunity Fund (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 7,873,420 8,016,824 1.82 224,077 255,736 14.13
2017-11-29 N-Q Gabelli Dividend & Income Trust (see advisory)
2018-02-14 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 20,043 18,517 -7.61 570 591 3.68
2018-02-14 13F-HR Capital World Investors 1,212,099 3,099,302 155.70 34,496 98,868 186.61
2018-04-18 13F-HR Independence Bank Of Kentucky 200 200 0.00 6 6 0.00
2018-02-14 13F-HR HighTower Advisors, LLC 830,756 791,852 -4.68 23,657 25,239 6.69
2018-04-10 13F-HR/A-1 Massey, Quick & Co., LLC 31,223 31,117 -0.34 889 1,003 12.82
2017-11-29 N-Q Gabelli Global Utility & Income Trust (see advisory)
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-02-02 13F-HR BECK MACK & OLIVER LLC 7,839 7,839 0.00 223 250 12.11
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 105,434 114,214 8.33 3,001 3,643 21.39
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-01-18 13F-HR Endurance Wealth Management, Inc. 29 0 -100.00 1 0 -100.00
2017-10-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR UBS Group AG Put 600 0 -100.00 17 0 -100.00
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 0 1,565 0 50
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 5,449 5,449 0.00 155 174 12.26
2018-02-08 13F-HR Cetera Advisors LLC 14,341 0 -100.00 408 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 296,000 0 -100.00 8,424 0 -100.00
2018-02-14 13F-HR Rodgers Brothers Inc. 9,588 9,588 0.00 273 306 12.09
2018-02-14 13F-HR Glen Harbor Capital Management LLC 12,408 12,408 0.00 353 396 12.18
2018-01-19 13F-HR Bartlett & Co. LLC 369 532 44.17 11 17 54.55
2018-02-14 13F-HR Botty Investors LLC 26,865 26,865 0.00 765 868 13.46
2017-11-06 13F-HR Spot Trading L.l.c. Call 33,300 32,700 -1.80 957 931 -2.72
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-01-24 13F-HR Fisher Asset Management, LLC 24,824,481 25,957,027 4.56 706,505 828,029 17.20
2018-02-14 13F-HR Walleye Trading LLC Call 109,900 76,600 -30.30 3,128 2,444 -21.87
2018-04-10 13F-HR Lourd Capital, LLC 15,312 17,262 12.74 488 480 -1.64
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 5,034 5,034 0.00 143 161 12.59
2018-02-02 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 86,198 84,837 -1.58 2,453 2,707 10.35
2018-02-13 13F-HR Marathon Capital Management 77,091 77,341 0.32 2,194 2,467 12.44
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 11,780 0 376
2018-02-02 13F-HR Seacrest Wealth Management, Llc 31,471 1,004
2018-02-12 13F-HR Heritage Trust Co 163 163 0.00 5 5 0.00
2018-02-13 13F-HR CARRET ASSET MANAGEMENT, LLC 56,827 47,005 -17.28 1,617 1,499 -7.30
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Put 10,800 345
2018-02-06 13F-HR GAMBLE JONES INVESTMENT COUNSEL 9,494 0 -100.00 270 0 -100.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 410 6,728 1,540.98 12 215 1,691.67
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 7,384 39,995 441.64 211 1,275 504.27
2018-02-12 13F-HR Raab & Moskowitz Asset Management LLC 27,627 24,252 -12.22 800 773 -3.37
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 2,334,527 2,702,113 15.75 66,441 86,197 29.73
2018-02-05 13F-HR Mraz, Amerine & Associates, Inc. 19,629 19,116 -2.61 559 610 9.12
2018-02-08 13F-HR SEI INVESTMENTS CO 264,248 264,659 0.16 7,521 8,443 12.26
2018-03-01 N-Q Sei Institutional International Trust (see advisory)
2017-11-29 N-Q Gabelli Utility Trust (see advisory)
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-04-05 13F-HR Destination Wealth Management 162,116 167,817 3.52 5,171 4,669 -9.71
2018-02-14 13F-HR FIFTH THIRD BANCORP 83,399 82,442 -1.15 2,374 2,630 10.78
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,812,050 2,054,678 13.39 51,571 65,544 27.09
2018-02-12 13F-HR RDL FINANCIAL INC 5,491 237
2018-02-16 13F-HR HM PAYSON & CO 36,989 29,728 -19.63 1,053 949 -9.88
2018-02-12 13F-HR CITIGROUP INC Put 164,300 137,400 -16.37 4,676 4,383 -6.27
2018-02-07 13F-HR Catalyst Capital Advisors LLC 77,890 71,290 -8.47 2,217 2,274 2.57
2018-04-16 13F-HR CAPITAL INSIGHT PARTNERS, LLC 57,753 59,125 2.38 1,842 1,645 -10.69
2017-11-29 N-Q Baird Funds Inc (see advisory)
2017-11-07 13F-HR Timber Hill LLC 44,116 0 -100.00 1,267 0 -100.00
2018-02-07 13F-HR Private Advisor Group, LLC 136,102 72,683 -46.60 3,821 2,350 -38.50
2018-04-09 13F-HR BLB&B Advisors, LLC 64,300 58,145 -9.57 2,051 1,618 -21.11
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 12,740 12,340 -3.14 362,554 393,616 8.57
2018-04-13 13F-HR Cohen Klingenstein, LLC 9,274 9,274 0.00 296 258 -12.84
2017-11-29 N-Q Aim Funds Group (invesco Funds Group) (see advisory)
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20,283 22,914 12.97 577 731 26.69
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 40,890 40,890 0.00 1,164 1,304 12.03
2018-02-16 13F-HR SevenBridge Financial Group, LLC 1,609 1,184 -26.41 46 38 -17.39
2018-02-12 13F-HR FMR LLC / Fidelity 433,082 512,229 18.28 12,325 16,340 32.58
2018-02-14 13F-HR A.R.T. Advisors, LLC 201,800 154,500 -23.44 5,743 4,928 -14.19
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 328 331 0.91 9 10 11.11
2018-02-22 13F-HR Cable Hill Partners, LLC 12,044 10,721 -10.98 343 346 0.87
2018-01-22 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 20,300 24,100 18.72 578 769 33.04
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 20,187 0 -100.00 575 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Put 131,000 142,800 9.01 3,728 4,556 22.21
2018-01-16 13F-HR CWM, LLC 3,539 2,927 -17.29 101 93 -7.92
2018-02-13 13F-HR Israel Discount Bank of New York 550 550 0.00 16 18 12.50
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 45,566 60,975 33.82 1,296 1,945 50.08
2018-02-09 13F-HR COMERICA SECURITIES INC 28,114 27,533 -2.07 800 894 11.75
2018-02-14 13F-HR BASSO CAPITAL MANAGEMENT, L.P. Call 26,300 26,300 0.00 748 839 12.17
2018-01-25 13F-HR Live Your Vision, LLC 47 47 0.00 1 1 0.00
2018-01-26 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 500 300 -40.00 14 10 -28.57
2018-02-13 13F-HR Intellectus Partners, LLC 987 447 -54.71 28 15 -46.43
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 5,464 5,464 0.00 155 177 14.19
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 26,695 26,095 -2.25 767 743 -3.13
2018-02-07 13F-HR P SCHOENFELD ASSET MANAGEMENT LP Call 964,000 973,500 0.99 27,435 31,055 13.19
2018-02-15 13F-HR Cullen Capital Management, LLC 81,620 176,551 116.31 2,323 5,632 142.45
2018-01-11 13F-HR COUNTRY TRUST BANK 95 3
2018-02-05 13F-HR BANK HAPOALIM BM 18,564 0 -100.00 528 0 -100.00
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 109 3
2018-02-14 13F-HR STATE STREET CORP 211,233 201,517 -4.60 6,013 6,428 6.90
2018-01-31 13F-HR Front Row Advisors Llc 2,222 71
2018-04-10 13F-HR Divergent Wealth Advisors, Llc 35 1
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 279,300 49,200 -82.38 7,949 1,569 -80.26
2018-02-02 13F-HR LEE DANNER & BASS INC 22,869 19,324 -15.50 651 616 -5.38
2018-02-12 13F-HR Allen Investment Management LLC 123,898 123,898 0.00 3,526 3,952 12.08
2018-04-12 13F-HR CITY HOLDING CO 757 757 0.00 24 21 -12.50
2018-01-24 13F-HR SG Americas Securities, LLC 91,320 20,515 -77.54 2,599 654 -74.84
2018-04-12 13F-HR Harrington Investments, Inc 23,259 20,313 -12.67 742 565 -23.85
2018-02-15 13F-HR Argent Trust Co 43,766 43,704 -0.14 1,245 1,394 11.97
2018-02-13 13F-HR Edge Advisors, Llc 406,816 426,861 4.93 11,577 13,615 17.60
2018-01-24 13F-HR BOSTON ADVISORS LLC 11,386 363
2018-04-18 13F-HR E&G Advisors, LP 32,500 33,500 3.08 1,037 932 -10.13
2018-02-12 13F-HR Institute for Wealth Management, LLC. 7,848 0 -100.00 223 0 -100.00
2018-04-16 13F-HR Westside Investment Management, Inc. 174 174 0.00 5,684 4,771 -16.06
2018-01-30 13F-HR KLINGENSTEIN FIELDS & CO LLC 332,583 333,034 0.14 9,465 10,624 12.25
2018-04-12 13F-HR Prospera Financial Services 0 10,100 0 281
2018-02-14 13F-HR Dynamic Capital Management Ltd 22,600 239,520 959.82 643 7,641 1,088.34
2018-02-01 13F-HR WealthTrust Axiom LLC 173,105 177,695 2.65 4,926 5,668 15.06
2018-04-16 13F-HR Coastline Trust Co 7,277 0 -100.00 232 0 -100.00
2018-02-14 13F-HR Ironsides Asset Advisors, LLC 11,478 11,478 0.00 327 366 11.93
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 2,981,371 3,069,608 2.96 84,850 97,920 15.40
2018-02-26 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-01 13F-HR CIBC World Markets Inc. 80,346 87,378 8.75 2,287 2,787 21.86
2018-01-19 13F-HR Diversified Trust Co 8,525 8,605 0.94 243 274 12.76
2018-02-27 N-Q Northern Funds (see advisory)
2017-12-29 N-Q Prudential Investment Portfolios 2 (see advisory)
2018-01-26 13F-HR Whitnell & Co. 290 365 25.86 8 12 50.00
2018-02-07 13F-HR OPPENHEIMER & CO INC 204,421 205,186 0.37 5,818 6,545 12.50
2018-04-16 13F-HR Perkins Coie Trust Co 200 200 0.00 6 6 0.00
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 147,307 149,903 1.76 4,699 4,170 -11.26
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 33 0 -100.00 1 0 -100.00
2017-11-17 N-Q Osi Etf Trust (see advisory)
2018-02-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 16,097,237 16,585,104 3.03 458,127 529,065 15.48
2018-04-18 13F-HR/A-1 Guidant Wealth Advisors 164 164 0.00 5 4 -20.00
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 10,000 10,000 0.00 285 319 11.93
2018-02-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 10,853 8,171 -24.71 309 261 -15.53
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-02-14 13F-HR MANAGED ASSET PORTFOLIOS, LLC 631,817 632,534 0.11 17,982 20,178 12.21
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 455,049 371,143 -18.44 12,951 11,839 -8.59
2018-01-26 N-Q Fidelity Advisor Series Ii (see advisory)
2018-01-04 13F-HR Summit Financial Group Inc 7,704 0 -100.00 219 0 -100.00
2018-02-02 13F-HR Patten Group, Inc. 2,073 2,073 0.00 59 66 11.86
2018-02-13 13F-HR Sawtooth Asset Management, Inc. 8,072 44,164 447.13 230 1,409 512.61
2018-02-14 13F-HR Perigon Wealth Management, LLC 3,095 3,095 0.00 88 101 14.77
2018-02-13 13F-HR SCOTIA CAPITAL INC. 172,625 186,612 8.10 4,911 5,954 21.24
2018-01-25 N-Q Putnam Funds Trust (see advisory)
2018-02-12 13F-HR COMMERCE BANK 22,247 22,818 2.57 633 728 15.01
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 728 24
2018-02-05 13F-HR American Trust Investment Advisors, LLC 8,518 8,518 0.00 242 272 12.40
2018-01-29 13F-HR BB&T CORP 301,782 307,818 2.00 8,589 9,819 14.32
2018-04-11 13F-HR Laurel Grove Capital, LLC 21,600 0 -100.00 689 0 -100.00
2018-02-13 13F-HR Laurion Capital Management LP Put 250,000 250,000 0.00 7,115 7,975 12.09
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2017-10-25 N-Q State Farm Associates Funds Trusts (see advisory)
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 42,003 46,586 10.91 1,195 1,488 24.52
2018-02-14 13F-HR Clearbridge Investments, LLC 736,086 667,138 -9.37 20,949 21,282 1.59
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,326,638 1,320,422 -0.47 37,756 42,121 11.56
2018-01-26 N-Q Voya International High Dividend Equity Income Fund (see advisory)
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-02-20 13F-HR Cnb Bank 54 2
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 1,595 0 -100.00 45 0 -100.00
2018-01-29 N-Q Goldman Sachs Etf Trust (see advisory)
2018-02-02 13F-HR Sandy Spring Bank 17,011 17,305 1.73 484 553 14.26
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 53,304 0 -100.00 1,531 0 -100.00
2018-01-31 13F-HR MILES CAPITAL, INC. 7,175 7,175 0.00 204 229 12.25
2018-02-14 13F-HR Circle Wealth Management, LLC 7,738 11,188 44.59 220 357 62.27
2018-04-09 13F-HR Bridge Creek Capital Management LLC 23,739 2,589
2018-01-24 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 782,200 782,200 0.00 22,261 24,952 12.09
2018-01-29 N-Q Professionally Managed Portfolios (see advisory)
2018-01-23 13F-HR HENNESSY ADVISORS INC 202,600 202,600 0.00 5,766 6,463 12.09
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 13,305 12,000 -9.81 378 382 1.06
2018-02-12 13F-HR BANK OF HAWAII 147,131 139,073 -5.48 4,187 4,436 5.95
2018-02-14 13F-HR Krilogy Financial LLC 1,386 1,786 28.86 39 57 46.15
2018-04-12 13F-HR Valeo Financial Advisors, Llc 20,865 21,622 3.63 666 602 -9.61
2018-01-29 13F-HR EXANE DERIVATIVES Call 752 750 -0.27 310,910 57,000 -81.67
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 2,467 2,209 -10.46 79 61 -22.78
2018-02-13 13F-HR Martin Capital Partners, Llc 100,238 3,198
2018-04-18 13F-HR Armbruster Capital Management, Inc. 429 433 0.93 14 12 -14.29
2018-02-06 13F-HR Bellecapital International Ltd. 11,510 11,510 0.00 328 367 11.89
2017-11-14 13F-HR Walleye Trading LLC 2,106 0 -100.00 61 0 -100.00
2018-02-12 13F-HR Winfield Associates, Inc. 860 860 0.00 24 28 16.67
2018-02-12 13F-HR Providence Capital Advisors, Llc 70 2
2018-02-12 13F-HR BROWN ADVISORY INC 69,799 70,907 1.59 1,987 2,262 13.84
2018-02-14 13F-HR FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 325,504 325,804 0.09 9,264 10,393 12.19
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 7,630,584 7,521,826 -1.43 217,166 239,946 10.49
2018-01-25 13F-HR FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 182,189 163,575 -10.22 5,185 5,218 0.64
2018-01-30 13F-HR JNBA Financial Advisors 643 643 0.00 18 21 16.67
2017-11-29 N-Q Allianz Variable Insurance Products Trust (see advisory)
2018-02-13 SC 13G/A MORGAN STANLEY 1,463,634,182 974,417,830 -33.42
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 111,000 0 -100.00 3,159 0 -100.00
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 13,275 0 -100.00 381 0 -100.00
2018-02-05 13F-HR Cypress Wealth Services, Llc 8,186 261
2018-02-14 13F-HR National Planning Corp 14,055 0 -100.00 400 0 -100.00
2018-04-16 13F-HR Town & Country Bank & Trust CO dba First Bankers Trust CO 63,054 56,938 -9.70 2,011 1,584 -21.23
2018-04-09 13F-HR First PREMIER Bank 1,090 1,090 0.00 35 30 -14.29
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 100,195 120,649 20.41 2,851 3,849 35.01
2018-04-12 13F-HR VIKING FUND MANAGEMENT LLC 36,000 52,000 44.44 1,148 1,447 26.05
2018-02-12 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 616,701 633,144 2.67 17,552 20,197 15.07
2017-11-08 13F-HR AT Bancorp 6,075 0 -100.00 175 0 -100.00
2018-01-30 13F-HR SECURITY NATIONAL TRUST CO 6,195 4,195 -32.28 177 134 -24.29
2018-02-06 13F-HR Landaas & Co /wi /adv 328 328 0.00 9 10 11.11
2018-01-17 13F-HR Cutler Group LP Call 6,900 2,900 -57.97 13 1 -92.31
2018-02-13 13F-HR HAVERFORD TRUST CO 13,718 15,280 11.39 390 487 24.87
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 6,878,077 6,718,125 -2.33 195,750 214,308 9.48
2018-02-07 13F-HR Camarda Financial Advisors, LLC 384 0 -100.00 11 0 -100.00
2018-02-14 13F-HR Independent Advisor Alliance 0 20,267 0 662
2018-02-14 13F-HR WOLVERINE TRADING, LLC 16,349 0 -100.00 465 0 -100.00
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES Call 0 92,000 0 22
2018-02-15 13F-HR/A-1 Balentine LLC 303 240 -20.79 9 8 -11.11
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 8,905 10,598 19.01 253 338 33.60
2018-04-17 13F-HR Townsend & Associates, Inc 52 52 0.00 2 1 -50.00
2018-02-07 13F-HR NuWave Investment Management, LLC 11,486 0 -100.00 378 0 -100.00
2017-10-31 13F-HR Barrington Strategic Wealth Management Group LLC 70,927 70,667 -0.37 2,038 2,011 -1.32
2018-02-26 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-06 13F-HR Wellington Shields Capital Management, LLC 54,052 54,052 0.00 1,538 1,724 12.09
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 234 0 -100.00 7 0 -100.00
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 5,309 1,738 -67.26 151 55 -63.58
2018-01-17 13F-HR American Asset Management Inc. 16,687 17,719 6.18 475 565 18.95
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 463,399 12,062 -97.40 13,188 385 -97.08
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 8,602,369 6,048,596 -29.69 244,824 192,950 -21.19
2017-11-17 N-Q Lazard World Dividend & Income Fund, Inc. (see advisory)
2018-02-21 13F-HR Hanson McClain, Inc. 20,028 19,606 -2.11 570 625 9.65
2018-02-07 13F-HR Essex Financial Services, Inc. 0 6,859 0 219
2018-02-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP 1,995,817 1,995,817 0.00 56,801 63,667 12.09
2018-02-14 13F-HR SANTA BARBARA ASSET MANAGEMENT, LLC 123,124 121,586 -1.25 3,504 3,879 10.70
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 26,250 26,275 0.10 747 838 12.18
2018-02-13 13F-HR Icon Wealth Partners, Llc 15,697 501
2018-01-29 N-Q Invesco Management Trust (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA Put 55,000 0 -100.00 1,565 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 37,851 45,592 20.45 1,090 1,447 32.75
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 433 14
2018-02-15 13F-HR ADVISORS MANAGEMENT GROUP INC /ADV 199,767 198,910 -0.43 5,685 6,345 11.61
2018-01-29 13F-HR EXANE DERIVATIVES Put 750 750 0.00 310,910 57,000 -81.67
2018-04-04 13F-HR CENTRAL TRUST Co 14,043 11,539 -17.83 448 321 -28.35
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13,400 0 -100.00 381 0 -100.00
2018-01-23 13F-HR Baystate Wealth Management LLC 567 2,947 419.75 16 95 493.75
2018-02-13 13F-HR RPg Family Wealth Advisory, LLC 1,511 1,511 0.00 43,003 48,200 12.09
2018-02-12 13F-HR Mirador Capital Partners LP 40,090 41,372 3.20 1,137 1,320 16.09
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-02-08 13F-HR CONDOR CAPITAL MANAGEMENT 9,958 9,958 0.00 283 318 12.37
2018-02-13 13F-HR Aevitas Wealth Management, Inc. 116 4
2018-02-14 13F-HR Voya Financial Advisors, Inc. 39,763 43,303 8.90 1,116 1,383 23.92
2018-02-05 13F-HR Jacobi Capital Management LLC 7,397 6,035 -18.41 208 197 -5.29
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 25,935 17,803 -31.36 827 495 -40.15
2018-02-01 13F-HR Armor Investment Advisors, LLC 17,650 18,950 7.37 502 605 20.52
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 259 7
2018-04-06 13F-HR BREMER TRUST NATIONAL ASSOCIATION 15,908 16,342 2.73 508 454 -10.63
2018-03-14 13F-HR Creative Financial Designs Inc /adv 307 8
2018-02-13 13F-HR Investors Research Corp 33,207 1,059
2018-02-15 13F-HR Pacific Center for Financial Services 5,229 6,870 31.38 149 219 46.98
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-01-24 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 9,430 309
2018-02-14 13F-HR MONETARY MANAGEMENT GROUP INC 7,730 4,650 -39.84 220 148 -32.73
2018-02-15 13F-HR/A-1 M Holdings Securities, Inc. 13,106 13,014 -0.70 373 415 11.26
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-22 13F-HR WESTPORT ASSET MANAGEMENT INC 9,585 9,585 0.00 273 273 0.00
2018-02-28 N-Q Ivy Funds (see advisory)
2017-10-27 N-Q Saturna Investment Trust (see advisory)
2017-10-30 N-Q Investment Managers Series Trust Ii (see advisory)
2018-01-16 13F-HR Clean Yield Group 179,480 185,115 3.14 5,108 5,905 15.60
2018-02-09 13F-HR AlphaMark Advisors, LLC 0 9,134 0 291
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 12,895 12,895 0.00 367 411 11.99
2018-01-30 13F-HR CAMBIAR INVESTORS LLC 30,321 34,602 14.12 863 1,104 27.93
2018-02-14 13F-HR One Wealth Advisors, Llc 69 2
2017-11-28 N-Q Advisors Preferred Trust (see advisory)
2018-04-11 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 1,043,029 1,053,463 1.00 33,273 29,307 -11.92
2018-04-17 13F-HR MAI Capital Management 11,922 11,922 0.00 380 332 -12.63
2018-02-01 13F-HR Nationwide Fund Advisors 155,173 0 -100.00 4,416 0 -100.00
2018-01-23 13F-HR Moisand Fitzgerald Tamayo, LLC 519 519 0.00 15 17 13.33
2017-10-24 N-Q Alps Etf Trust (see advisory)
2018-02-09 13F-HR Cornerstone Wealth Management, LLC 7,336 0 -100.00 207 0 -100.00
2018-04-17 13F-HR FIRST FINANCIAL CORP /IN/ 13,856 11,921 -13.97 442 332 -24.89
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 2,414 3,106 28.67 69 99 43.48
2018-02-14 13F-HR People's United Financial, Inc. 19,446 18,767 -3.49 553 599 8.32
2018-02-13 13F-HR BECKER CAPITAL MANAGEMENT INC 1,669,813 1,654,556 -0.91 47,523 52,780 11.06
2018-04-16 13F-HR SHIKIAR ASSET MANAGEMENT INC 82,755 70,305 -15.04 2,640 1,956 -25.91
2018-04-12 13F-HR Signature Wealth Management Group 442 442 0.00 14 12 -14.29
2017-12-20 N-Q Td Asset Management Usa Funds Inc. (see advisory)
2018-01-12 13F-HR Shelter Mutual Insurance Co 12,100 0 -100.00 344 0 -100.00
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-02-13 13F-HR Moors & Cabot, Inc. 97,352 97,611 0.27 2,770 3,117 12.53
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-04-18 13F-HR/A-1 Hamlin Capital Management, LLC 3,069,701 3,054,200 -0.50 97,923 84,968 -13.23
2018-01-24 13F-HR IFP Advisors, Inc 27,049 17,988 -33.50 770 574 -25.45
2018-02-12 13F-HR Bancorpsouth Bank 14,826 473
2018-02-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 9,464 9,885 4.45 269 315 17.10
2018-02-09 13F-HR HAP Trading, LLC Call 80,400 45,600 -43.28 35 83 137.14
2018-02-05 13F-HR SOUND SHORE MANAGEMENT INC /CT/ 5,218,946 5,810,869 11.34 148,531 185,367 24.80
2018-02-13 13F-HR Ashfield Capital Partners, LLC 9,338 9,338 0.00 266 298 12.03
2018-02-02 13F-HR Radnor Capital Management, LLC 23,259 23,259 0.00 668 742 11.08
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-02-14 13F-HR Willis Investment Counsel 448,500 453,500 1.11 12,764 14,467 13.34
2018-02-13 13F-HR Advisors Asset Management, Inc. 81,650 86,716 6.20 2,324 2,766 19.02
2018-04-12 13F-HR Sterneck Capital Management, LLC 173,265 165,888 -4.26 5,527 4,615 -16.50
2018-01-30 13F-HR Burt Wealth Advisors 1,061 1,061 0.00 30 34 13.33
2018-02-13 13F-HR VALLEY NATIONAL ADVISERS INC 428 378 -11.68 12 12 0.00
2018-02-14 13F-HR UBS Group AG Call 3,462 0 -100.00 99 0 -100.00
2018-01-30 N-Q Shelton Funds (see advisory)
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-04-16 13F-HR ORRSTOWN FINANCIAL SERVICES INC 656 656 0.00 21 18 -14.29
2018-02-02 13F-HR SMITHFIELD TRUST CO 2,156 1,680 -22.08 62 54 -12.90
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2017-10-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-04-11 13F-HR MENLO ADVISORS LLC 143,431 0 -100.00 4,575 0 -100.00
2017-10-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-03-01 N-Q Alps Series Trust (see advisory)
2017-11-29 N-Q Gabelli Utilities Fund (see advisory)
2018-02-06 13F-HR NTV ASSET MANAGEMENT LLC 40,524 40,224 -0.74 1,153 1,283 11.27
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 1,921 2,156 12.23 54 68 25.93
2018-02-14 13F-HR Janney Montgomery Scott LLC 563,708 561,748 -0.35 16,043 17,920 11.70
2018-02-09 13F-HR Alpine Investment Management, LLC 3,826,305 122,059
2017-11-06 13F-HR Spot Trading L.l.c. Put 69,400 56,200 -19.02 1,994 1,599 -19.81
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-04-17 13F-HR Calton & Associates, Inc. 12,014 0 -100.00 388 0 -100.00
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-04-03 13F-HR Washington Trust Bank 8,278 6,519 -21.25 264 181 -31.44
2018-01-17 13F-HR Cutler Group LP 50 8,255 16,410.00 1 263 26,200.00
2018-02-06 13F-HR River Road Asset Management, LLC 0 8,237 0 263
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2018-04-10 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 632 632 0.00 20,163 17,584 -12.79
2018-04-16 13F-HR Sabal Trust CO 8,501 8,501 0.00 271 236 -12.92
2018-01-29 13F-HR Cowen Prime Services LLC 1,636 1,636 0.00 47 52 10.64
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 35,483 33,783 -4.79 1,010 1,078 6.73
2018-02-14 13F-HR Janney Capital Management LLC 1,147,503 1,110,065 -3.26 32,657 35,411 8.43
2018-01-17 13F-HR Cutler Group LP Put 600 600 0.00 1 0 -100.00
2018-02-15 13F-HR Financial Advocates Investment Management 9,315 297
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 10,018 0 -100.00 285 0 -100.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2017-11-28 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR/A-1 Taylor Hoffman Wealth Management 459 15
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,026,600 2,100,500 104.61 29,217 67,006 129.34
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-02-26 N-Q Blackrock Bond Fund, Inc. (see advisory)
2018-02-28 N-Q Ishares Trust (see advisory)
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 56,283 53,952 -4.14 1,795 1,501 -16.38
2018-02-16 13F-HR Woodard & Co Asset Management Group Inc /adv 675 22
2018-02-14 13F-HR Capital Bank & Trust Co 1,314,008 613,544 -53.31 37,397 19,572 -47.66
2018-01-29 13F-HR CAPITAL ADVISORS INC/OK 409,899 421,120 2.74 11,666 13,434 15.16
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 4,217 4,217 0.00 120 135 12.50
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 6,708 6,709 0.01 184 206 11.96
2018-04-12 13F-HR Integrated Investment Consultants, LLC 7,977 7,428 -6.88 227 207 -8.81
2018-02-20 N-Q Dreyfus Investment Funds (see advisory)
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 232,449 0 -100.00 6,598 0 -100.00
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 498 0 -100.00 14 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. 56,203 0 -100.00 1,600 0 -100.00
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 100,684 110,094 9.35 2,865 3,512 22.58
2018-02-06 13F-HR Alpha Omega Wealth Management LLC 10 10 0.00 0 0
2018-02-07 13F-HR ASSOCIATED BANC-CORP 15,957 14,883 -6.73 454 475 4.63
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-02-08 13F-HR GREENLEAF TRUST 499 272 -45.49 14 9 -35.71
2018-02-01 13F-HR SUMMIT SECURITIES GROUP, LLC Call 270 0 -100.00 768 0 -100.00
2018-04-11 13F-HR Country Club Trust Company, n.a. 293,070 274,582 -6.31 9,349 7,639 -18.29
2018-02-14 13F-HR RMB Capital Management, LLC 0 6,280 0 200
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,774,600 1,226,700 -30.87 50,505 39,132 -22.52
2018-02-02 13F-HR Cribstone Capital Management, LLC 42,823 3,864 -90.98 1,219 126 -89.66
2018-04-06 13F-HR Carroll Financial Associates, Inc. 245 262 6.94 7 7 0.00
2018-02-13 13F-HR CRAWFORD INVESTMENT COUNSEL INC 557,221 554,959 -0.41 15,859 17,703 11.63
2018-02-09 13F-HR HAP Trading, LLC Put 55,700 48,700 -12.57 98 2 -97.96
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 4,636 4,636 0.00 132 148 12.12
2018-02-13 13F-HR Jarislowsky, Fraser Ltd 966,750 984,227 1.81 27,513 31,396 14.11
2017-11-28 N-Q Morgan Stanley Variable Investment Series (see advisory)
2018-03-01 N-Q Delaware Group Foundation Funds (see advisory)
2018-02-14 13F-HR Avestar Capital, Llc 1,011 27
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 730,699 639,410 -12.49 20,796 20,397 -1.92
2018-01-16 13F-HR SPC Financial, Inc. 9,113 9,113 0.00 259 291 12.36
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 19,434 0 -100.00 555 0 -100.00
2018-04-12 13F-HR Bogart Wealth, Llc 35 35 0.00 1 1 0.00
2018-01-26 13F-HR JOHNSTON ASSET MANAGEMENT CORP 42,879 44,737 4.33 1,220 1,427 16.97
2018-01-25 13F-HR Mercer Capital Advisers, Inc. 953 953 0.00 27 30 11.11
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 36,500 0 1,164
2018-02-13 13F-HR Renaissance Technologies LLC 6,361,105 5,983,000 -5.94 181,037 190,858 5.42
2018-02-05 13F-HR Columbia Asset Management 21,802 22,127 1.49 620 706 13.87
2018-02-07 13F-HR Texas Yale Capital Corp. 38,553 40,558 5.20 1,097 1,294 17.96
2018-02-05 13F-HR GRANDFIELD & DODD, LLC 380,604 197,310 -48.16 10,832 6,294 -41.89
2018-04-06 13F-HR Rathbone Brothers plc 19,029 19,169 0.74 607 533 -12.19
2018-02-15 13F-HR BB&T SECURITIES, LLC 530,921 471,505 -11.19 15,109 15,041 -0.45
2018-04-10 13F-HR Norway Savings Bank 1,506 1,506 0.00 48 42 -12.50
2018-02-14 13F-HR/A-1 Capital Analysts, Inc. 0 271 0 9
2018-04-17 13F-HR HARTWELL J M LIMITED PARTNERSHIP 14,789 14,789 0.00 472 411 -12.92
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,360 179,160 7,491.53 67 5,715 8,429.85
2018-04-06 13F-HR Lowe fs, LLC 40 40 0.00 1 1 0.00
2017-11-17 N-Q Third Avenue Variable Series Trust (see advisory)
2018-02-02 13F-HR US BANCORP \DE\ 103,068 104,327 1.22 2,934 3,329 13.46
2018-01-04 13F-HR Fulton Bank, N.A. 125,275 133,591 6.64 3,566 4,261 19.49
2018-02-13 13F-HR ETRADE Capital Management LLC 176,133 188,327 6.92 5,013 6,008 19.85
2018-02-12 13F-HR PRIVATE MANAGEMENT GROUP INC 493,620 474,584 -3.86 14,048 15,139 7.77
2018-02-14 13F-HR ProShare Advisors LLC 148,239 202,020 36.28 4,219 6,444 52.74
2018-02-06 13F-HR Marble Harbor Investment Counsel, LLC 286,082 271,564 -5.07 8,142 8,663 6.40
2018-01-25 13F-HR Regal Wealth Group, Inc. 2,736 2,736 0.00 78 87 11.54
2018-02-14 13F-HR Integral Derivatives, LLC 20,670 0 -100.00 588 0 -100.00
2018-03-01 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 24,621 12,637 -48.67 701 404 -42.37
2018-02-05 13F-HR TNB Financial 41,047 31,431 -23.43 1,168 1,003 -14.13
2018-02-06 13F-HR Wellington Shields & Co., LLC 9,566 9,566 0.00 272 305 12.13
2018-04-09 13F-HR SALEM CAPITAL MANAGEMENT INC 111,184 112,559 1.24 3,547 3,131 -11.73
2018-02-13 13F-HR PRENTISS SMITH & CO INC 356,281 353,424 -0.80 10,140 11,274 11.18
2018-02-15 13F-HR SRS Capital Advisors, Inc. 675 1,914 183.56 19 61 221.05
2018-02-14 13F-HR DEUTSCHE BANK AG\ 1,109,545 733,844 -33.86 31,573 23,407 -25.86
2018-02-12 13F-HR Blackhawk Capital Partners Llc. 29,731 948
2018-01-16 13F-HR Cottage Street Advisors LLC 11,500 13,500 17.39 327 431 31.80
2018-04-12 13F-HR WELCH & FORBES LLC 10,966 10,831 -1.23 350 301 -14.00
2018-02-12 13F-HR RiverPoint Capital Management, LLC 12,640 403
2018-02-13 13F-HR Allianz Asset Management AG 7,332 234
2018-02-14 13F-HR Granite Springs Asset Management Llc 6,389 204
2018-02-13 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 24,213 24,038 -0.72 689 767 11.32
2017-11-27 N-Q Ab Variable Products Series Fund, Inc. (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 14,040,483 27,203,488 93.75 399,592 867,792 117.17
2018-01-17 13F-HR Cascade Investment Advisors, Inc. 469 14,961
2018-02-09 13F-HR Rock Point Advisors, LLC 142,975 143,140 0.12 4,069 4,566 12.21
2018-02-05 13F-HR First Eagle Investment Management, LLC 272 272 0.00 8 9 12.50
2017-12-28 N-Q Oppenheimer Ultra-short Duration Fund (see advisory)
2017-12-27 N-Q Pioneer Series Trust Iv (see advisory)
2018-02-08 13F-HR MUFG Americas Holdings Corp 7,002 4,348 -37.90 199 139 -30.15
2018-02-09 13F-HR Twin Tree Management, LP Put 643,900 642,500 -0.22 18,325 20,496 11.85
2018-02-15 13F-HR National Asset Management, Inc. 9,972 14,879 49.21 286 476 66.43
2018-02-08 13F-HR TORONTO DOMINION BANK 21,028 20,567 -2.19 600 656 9.33
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-30 SC 13G/A BlackRock Inc. 1,851,392,973 1,966,687,739 6.23
2017-11-29 N-Q European Equity Fund, Inc / Md (see advisory)
2017-11-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-08 13F-HR First Allied Advisory Services, Inc. 89,834 98,508 9.66 2,553 3,140 22.99
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 564 224 -60.28 16 7 -56.25
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 17,715,983 18,875,928 6.55 504,197 602,142 19.43
2017-12-29 N-Q Domini Investment Trust (see advisory)
2018-01-24 13F-HR TOMPKINS FINANCIAL CORP 505 505 0.00 14 16 14.29
2018-02-14 13F-HR Neuberger Berman Group LLC 114,591 110,864 -3.25 3,261 3,537 8.46
2018-02-14 13F-HR TEACHERS ADVISORS INC 479,558 471,858 -1.61 13,648 15,052 10.29
2018-02-06 13F-HR Fusion Family Wealth LLC 228 228 0.00 6 7 16.67
2018-02-14 13F-HR Greytown Advisors Inc. 30,643 35,156 14.73 872 1,139 30.62
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 106,441 101,880 -4.29 3,030 3,249 7.23
2018-02-13 13F-HR Stellar Capital Management, LLC 74,851 80,139 7.06 2,130 2,556 20.00
2018-04-16 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 21,837 21,059 -3.56 697 586 -15.93
2018-02-22 13F-HR Certified Advisory Corp 852 27
2018-02-12 13F-HR CITIGROUP INC 180,432 469,810 160.38 5,135 14,987 191.86
2018-02-13 13F-HR Risk Paradigm Group, LLC 1,650 1,650 0.00 46,959 52,635 12.09
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 0 338 0 11
2017-11-29 N-Q Ubs Funds (see advisory)
2017-11-29 N-Q Allianz Variable Insurance Products Fund Of Funds Trust (see advisory)
2017-10-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-02-15 13F-HR Westover Capital Advisors, LLC 25,864 25,844 -0.08 736 824 11.96
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 5,416 5,416 0.00 154 173 12.34
2018-02-06 13F-HR M&T BANK CORP 294,178 273,720 -6.95 8,372 8,731 4.29
2018-02-13 13F-HR Focused Wealth Management, Inc 16,868 692 -95.90 480 22 -95.42
2018-02-06 13F-HR ING GROEP NV 66,743 66,810 0.10 1,900 2,131 12.16
2018-01-31 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 92,535 86,960 -6.02 2,634 2,774 5.32
2018-02-12 13F-HR VAN STRUM & TOWNE INC. 49,175 45,943 -6.57 1,400 1,466 4.71
2018-03-15 13F-HR Rossmore Private Capital 417 13,302
2018-01-12 13F-HR Bristol Advisors, LLC 50,800 90,200 77.56 1,446 2,877 98.96
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-14 13F-HR NGAM ADVISORS, L.P. 546,462 524,947 -3.94 15,551 16,745 7.68
2018-02-27 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-02-16 13F-HR/A-1 Farmers National Bank 668 21
2017-11-28 N-Q Franklin Mutual Series Funds (see advisory)
2018-02-08 13F-HR Trexquant Investment LP 19,334 26,093 34.96 550 832 51.27
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 14,000 14,000 0.00 399 446 11.78
2018-02-14 13F-HR Pacer Advisors, Inc. 7,297 91,181 1,149.57 208 2,909 1,298.56
2018-02-08 13F-HR INTRUST BANK NA 13,595 13,452 -1.05 387 429 10.85
2018-02-09 13F-HR Vantage Financial Partners Ltd., Inc. 20,581 23,381 13.60 586 747 27.47
2018-02-14 13F-HR Quantitative Investment Management, LLC 366,600 139,900 -61.84 10,433 4,462 -57.23
2018-02-13 13F-HR WADE G W & INC 433,626 438,252 1.07 12,341 13,980 13.28
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 922 792 -14.10 29 23 -20.69
2018-02-07 13F-HR MAYO INVESTMENT ADVISERS LLC 10,000 0 -100.00 285 0 -100.00
2018-01-26 13F-HR MARKSTON INTERNATIONAL LLC 118 118 0.00 3 4 33.33
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-01-23 N-Q Mfs Series Trust Iv (see advisory)
2018-02-14 13F-HR BARCLAYS PLC Call 216,000 192,200 -11.02 6,147 6,131 -0.26
2018-02-12 13F-HR Adviser Investments LLC 11,250 0 -100.00 320 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 11,500 28,600 148.70 327 912 178.90
2018-02-13 13F-HR ALTRINSIC GLOBAL ADVISORS LLC 5,986,876 5,923,143 -1.06 170,386 188,948 10.89
2017-11-08 13F-HR DAVIDSON INVESTMENT ADVISORS 119 0 -100.00 3 0 -100.00
2018-02-13 13F-HR Winch Advisory Services, LLC 831 831 0.00 24 27 12.50
2018-02-20 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 2,526,976 2,446,743 -3.18 71,918 78,051 8.53
2018-01-24 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-01-23 13F-HR ROTHSCHILD INVESTMENT CORP /IL 21,197 21,852 3.09 603 697 15.59
2018-02-09 13F-HR Blume Capital Management, Inc. 54,740 53,300 -2.63 1,558 1,700 9.11
2018-01-10 13F-HR SIMPLEX TRADING, LLC 963 0 -100.00 27 0 -100.00
2018-02-01 13F-HR WESBANCO BANK INC 11,104 11,237 1.20 316 358 13.29
2018-01-29 13F-HR Price Wealth Management, Inc. 172 5
2018-02-14 13F-HR FRANKLIN RESOURCES INC 1,720,669 1,716,778 -0.23 48,971 54,765 11.83
2018-02-22 13F-HR Rehmann Capital Advisory Group 10,587 11,025 4.14 301 352 16.94
2018-04-16 13F-HR LODESTAR INVESTMENT COUNSEL LLC/IL 396,835 432,085 8.88 12,659 12,021 -5.04
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA Call 568 56,800 9,900.00 3,906 1,811,920 46,288.12
2018-02-13 13F-HR BOWEN HANES & CO INC 727,485 23,207
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,046,475 1,075,788 2.80 29,779 34,318 15.24
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 10,976 9,609 -12.45 350 267 -23.71
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 432,657 78,177 -81.93 12,313 2,493 -79.75
2018-04-05 13F-HR Edge Wealth Management LLC 847 847 0.00 27 24 -11.11
2018-02-09 13F-HR GFS Advisors, LLC 51,793 51,793 0.00 1,474 1,652 12.08
2018-01-25 13F-HR Boussard & Gavaudan Investment Management LLP 14,977 16,222 8.31 426 517 21.36
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 240,201 254,799 6.08 6,901 7,252 5.09
2017-11-29 N-Q Templeton Institutional Funds (see advisory)
2018-02-28 N-Q Vanguard Wellesley Income Fund (see advisory)
2018-02-15 13F-HR Wunderlich Capital Managemnt 39,623 40,387 1.93 1,128 1,288 14.18
2018-02-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 74,817 73,733 -1.45 2,129 2,352 10.47
2018-04-18 13F-HR Cornerstone Advisors, Inc. 622 692 11.25 20 19 -5.00
2018-02-13 13F-HR ASSETMARK, INC 25,265 7,770 -69.25 719 248 -65.51
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-03-01 N-Q Centerstone Investors Trust (see advisory)
2018-01-30 13F-HR Garner Asset Management Corp 13,036 12,874 -1.24 371 411 10.78
2018-02-12 13F-HR Westwood Global Investments, LLC 379,268 383,903 1.22 10,794 12,247 13.46
2018-02-09 13F-HR Successful Portfolios Llc 7,937 253
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 0 135 0 4,307
2018-02-14 13F-HR Neuburgh Advisers LLC 9,024 9,024 0.00 257 288 12.06
2018-02-14 13F-HR Capital International Investors 10 10 0.00 0 0
2017-11-29 N-Q Vanguard Bond Index Funds (see advisory)
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 6,300 201
2018-04-13 13F-HR North Star Investment Management Corp. 89,153 15,666 -82.43 2,844 436 -84.67
2018-02-14 13F-HR HPM Partners LLC 20,569 26,462 28.65 585 844 44.27
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 1,540 117 -92.40 44 4 -90.91
2018-02-13 13F-HR PITTENGER & ANDERSON INC 0 200 0 6
2018-04-16 13F-HR Ledyard National Bank 65,713 80,984 23.24 2,096 2,253 7.49
2018-02-14 13F-HR LPL Financial LLC 313,296 376,471 20.16 8,916 12,009 34.69
2018-04-10 13F-HR Hartford Financial Management Inc. 12,884 12,884 0.00 410 358 -12.68
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 125,655 123,255 -1.91 3,576 3,932 9.96
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 34,654 0 -100.00 996 0 -100.00
2018-01-24 13F-HR HOWE & RUSLING INC 4,010 3,959 -1.27 114 126 10.53
2018-02-13 13F-HR Godshalk Welsh Capital Management, Inc. 10,750 9,250 -13.95 306 295 -3.59
2018-01-26 13F-HR ADVISOR PARTNERS LLC 0 8,773 0 277
2018-02-15 13F-HR GLENMEDE TRUST CO NA 19,201 23,058 20.09 545 733 34.50
2018-04-16 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 81,245 80,570 -0.83 2,595 2,398 -7.59
2018-02-02 13F-HR Opus Capital Group, LLC 0 11,765 0 375
2018-02-14 13F-HR Bluefin Trading, LLC 66,200 13,900 -79.00 1,884 443 -76.49
2018-02-20 13F-HR Pin Oak Investment Advisors Inc 1,484 47
2017-12-29 N-Q Nushares Etf Trust (see advisory)
2017-11-22 N-Q Elfun International Equity Fund (see advisory)
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-02-09 13F-HR Lee Financial CORP 245 245 0.00 7 8 14.29
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 28,022 32,811 17.09 797 1,046 31.24
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 4,470 4,470 0.00 127 143 12.60
2018-02-05 13F-HR Mascoma Wealth Management LLC 328 140 -57.32 9 4 -55.56
2018-01-24 13F-HR Lenox Wealth Management, Inc. 1,140 675 -40.79 32 22 -31.25
2018-02-09 13F-HR ATHENA CAPITAL ADVISORS LLC 48,307 47,437 -1.80 1,375 1,513 10.04
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 700 0 -100.00 20 0 -100.00
2018-02-13 13F-HR Douglass Winthrop Advisors, LLC 10,683 0 -100.00 304 0 -100.00
2018-02-13 13F-HR Huber Capital Management LLC 81,183 77,193 -4.91 2,310 2,462 6.58
2018-02-12 13F-HR FINANCIAL COUNSELORS INC 167,257 175,055 4.66 4,760 5,584 17.31
2018-03-01 N-Q Causeway Capital Management Trust (see advisory)
2018-02-13 13F-HR BLUESTEIN R H & CO 25,000 25,000 0.00 711 797 12.10
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 484,000 907,968 87.60 13,775 28,964 110.26
2018-02-12 13F-HR LOGAN CAPITAL MANAGEMENT INC 35,981 26,724 -25.73 1,024 853 -16.70
2018-02-13 13F-HR Parallel Advisors, LLC 1,195 1,279 7.03 34 41 20.59
2017-11-29 N-Q Aim Growth Series (invesco Growth Series) (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 879 565 -35.72 28 15 -46.43
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 92 0 -100.00 3 0 -100.00
2018-02-12 13F-HR Pinnacle Wealth Planning Services, Inc. 2,738 88
2017-11-29 N-Q Gamco Global Series Funds, Inc (see advisory)
2018-01-25 13F-HR FTB Advisors, Inc. 6,433 6,205 -3.54 181 196 8.29
2018-04-18 13F-HR Creative Planning 48,111 46,410 -3.54 1,535 1,291 -15.90
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-02-14 13F-HR Meadow Creek Investment Management LLC 19,176 19,176 0.00 546 612 12.09
2018-02-06 13F-HR ICON ADVISERS INC/CO 30,200 963
2018-01-17 13F-HR CAPROCK Group, Inc. 33,871 43,133 27.34 964 1,404 45.64
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 124,200 469,200 277.78 3,535 14,967 323.39
2018-02-12 13F-HR EATON VANCE MANAGEMENT 132,168 105,310 -20.32 3,762 3,359 -10.71
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 1,462,702 1,462,702 0.00 41,628 41,628 0.00
2018-02-22 13F-HR Wagner Wealth Management, Llc 0 13
2018-03-01 N-Q Pimco Funds (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 274,500 305,000 11.11 7,812 9,730 24.55
2018-02-23 N-Q Blackrock Allocation Target Shares (see advisory)
2018-04-10 13F-HR PRIVATE BANK & TRUST CO 20,845 21,690 4.05 665 603 -9.32
2017-12-19 N-Q Green Century Funds (see advisory)
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 90,921 0 -100.00 2,612 0 -100.00
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-01-30 13F-HR Hudock Capital Group, LLC 1,202 1,202 0.00 34 38 11.76
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2017-11-28 N-Q Franklin Templeton Variable Insurance Products Trust (see advisory)
2018-02-02 13F-HR Checchi Capital Advisers, LLC 12,667 15,164 19.71 361 484 34.07
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 172,344 172,181 -0.09 4,905 5,493 11.99
2018-02-22 13F-HR CHEMICAL BANK 14,159 14,159 0.00 403 452 12.16
2018-02-23 13F-HR/A-1 Sg3 Management, Llc Call 22,500 22,500 0.00 640 718 12.19
2018-01-29 13F-HR Tiaa, Fsb 13,419 0 -100.00 382 0 -100.00
2018-02-14 13F-HR GUARDIAN CAPITAL LP 641,587 632,272 -1.45 18,260 20,169 10.45
2018-01-23 13F-HR WEBSTER BANK, N. A. 39,090 44,314 13.36 1,113 1,413 26.95
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 194,500 335,400 72.44 5,535 10,699 93.30
2018-02-06 13F-HR/A-1 Horan Capital Advisors, LLC. 184 0 -100.00 5 0 -100.00
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 30,946 30,846 -0.32 881 984 11.69
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 247,300 122,600 -50.42 7,038 3,911 -44.43
2018-02-12 13F-HR Pacad Investment Ltd. 0 1,600 0 51
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-09 13F-HR Lehman Financial Resources, Inc. 26,400 26,100 -1.14 751 832 10.79
2018-02-12 13F-HR Bayesian Capital Management, LP 7,600 63,600 736.84 216 2,029 839.35
2018-01-12 13F-HR Kcs Wealth Advisory 6,666 213
2018-02-13 13F-HR Financial Gravity Companies, Inc. 227 7
2018-02-14 13F-HR NORTHERN TRUST CORP 3,052,077 3,177,277 4.10 86,862 101,355 16.69
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 392 12
2018-02-02 13F-HR Aperio Group, LLC 587,489 673,439 14.63 16,720 21,483 28.49
2018-02-14 13F-HR BOKF, NA 66,416 64,724 -2.55 1,890 2,065 9.26
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 15,867 17,765 11.96 448 566 26.34
2018-01-17 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,061 1,561 47.13 30 49 63.33
2018-02-08 13F-HR Willingdon Wealth Management 388 388 0.00 11 12 9.09
2018-02-16 13F-HR/A-1 OLD MISSION CAPITAL LLC 7,665 111,394 1,353.28 220 3,553 1,515.00
2018-02-09 13F-HR Holistic Financial Partners 741 24
2018-02-09 13F-HR FDx Advisors, Inc. 173,979 173,820 -0.09 4,951 5,545 12.00
2018-02-13 13F-HR BAHL & GAYNOR INC 18,882 18,760 -0.65 537 598 11.36
2018-01-30 13F-HR Telos Capital Management, Inc. 7,198 6,571 -8.71 205 209 1.95
2018-02-06 13F-HR Rench Wealth Management, Inc. 89,278 78,558 -12.01 2,541 2,506 -1.38
2018-02-13 13F-HR/A-1 MERIDIAN INVESTMENT COUNSEL INC. 71,629 70,998 -0.88 2,039 2,265 11.08
2017-11-14 13F-HR BancorpSouth Inc 9,115 14,772 62.06 262 420 60.31
2017-12-28 N-Q Eaton Vance Growth Trust (see advisory)
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 268,278 8,558
2018-01-25 13F-HR Hanson & Doremus Investment Management 89,510 78,508 -12.29 2,547 2,504 -1.69
2018-02-15 13F-HR HighPoint Advisor Group LLC 22,041 20,460 -7.17 647 579 -10.51
2018-02-13 13F-HR BANK OF NOVA SCOTIA 7,400 14,400 94.59 211 459 117.54
2017-11-29 N-Q Virtus Global Dividend & Income Fund Inc. (see advisory)
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 70,244 23,466 -66.59 1,999 749 -62.53
2018-02-13 13F-HR Laurion Capital Management LP 59,681 27,090 -54.61 1,699 864 -49.15
2018-01-29 13F-HR Seminole Management Co., Inc. 914,700 843,700 -7.76 26,032 26,914 3.39
2018-02-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 650,941 676,997 4.00 18,526 21,596 16.57
2018-01-22 13F-HR Beech Hill Advisors, Inc. 139,050 135,175 -2.79 3,957 4,312 8.97
2018-02-20 13F-HR Delek Group, Ltd. 131,000 4,245
2018-04-17 13F-HR NORTHSTAR INVESTMENT ADVISORS LLC 250,537 263,032 4.99 7,992 7,318 -8.43
2018-02-07 13F-HR MEYER HANDELMAN CO 11,096 11,096 0.00 316 354 12.03
2018-02-09 13F-HR Twin Tree Management, LP 3,389 0 -100.00 96 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 610,113 829,125 35.90 19,462 23,066 18.52
2017-10-30 N-Q Advisors Series Trust (see advisory)
2018-01-24 N-Q Deutsche Income Trust (see advisory)
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 43,022 35,751 -16.90 1,224 1,140 -6.86
2018-02-12 13F-HR Johnson Financial Group, Inc. 202 202 0.00 6 6 0.00
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 34,630 29,693 -14.26 986 947 -3.96
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,157,949 0 -100.00 32,955 0 -100.00
2018-01-17 13F-HR Financial Strategy Network, LLC 43,123 0 -100.00 42 0 -100.00
2018-02-06 13F-HR D'Orazio & Associates, Inc. 3 7 133.33 0 0
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 162,900 168,047 3.16 4,636 5,363 15.68
2017-11-06 13F-HR Spot Trading L.l.c. 41,605 30,841 -25.87 1,195 878 -26.53
2018-02-13 13F-HR CAMG Solamere Management, LLC 10,575 10,914 3.21 301 459 52.49
2017-11-13 13F-HR Marshall Wace North America L.P. 20,381 0 -100.00 591 0 -100.00
2018-02-14 13F-HR NOMURA HOLDINGS INC 0 6,811 0 217
2018-01-29 N-Q Prudential Investment Portfolios 7 (see advisory)
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 0 6,925 0 221
2017-11-03 13F-HR Segantii Capital Management Ltd 100,000 0 -100.00 2,829 0 -100.00
2018-02-27 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-02-01 13F-HR Jackson, Grant Investment Advisers, Inc. 2,147 0 -100.00 61 0 -100.00
2018-02-07 13F-HR Sigma Planning Corp 19,968 16,343 -18.15 568 521 -8.27
2018-04-17 13F-HR INGALLS & SNYDER LLC Call 64,600 64,600 0.00 2,061 1,797 -12.81
2018-02-14 13F-HR PROFUND ADVISORS LLC 90,246 82,956 -8.08 2,568 2,646 3.04
2018-04-18 13F-HR Stuart Chaussee & Associates, Inc. 0 964 0 27
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 103,387 100,896 -2.41 3,298 2,807 -14.89
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 38,884 40,689 4.64 1,240 1,132 -8.71
2018-02-09 13F-HR WEDBUSH SECURITIES INC 32,140 27,838 -13.39 915 888 -2.95
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 6,807 1,813 -73.37 217 50 -76.96
2018-01-31 13F-HR CULLEN/FROST BANKERS, INC. 10,532 8,128 -22.83 300 260 -13.33
2017-11-29 N-Q Nuveen Tax-advantaged Dividend Growth Fund (see advisory)
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 38,597 35,308 -8.52 1,231 982 -20.23
2018-02-26 N-Q Master Large Cap Series Llc (see advisory)
2017-11-28 N-Q Blackrock Funds Ii (see advisory)
2018-02-12 13F-HR Diligent Investors, LLC 8,968 8,910 -0.65 255 284 11.37
2018-02-09 13F-HR SMITH, MOORE & CO. 7,675 7,875 2.61 218 251 15.14
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,050 0 -100.00 30 0 -100.00
2018-02-13 13F-HR CHILTON CAPITAL MANAGEMENT LLC 11,531 10,442 -9.44 328 333 1.52
2017-11-28 N-Q Wells Fargo Variable Trust (see advisory)
2018-02-14 13F-HR CAPITAL GUARDIAN TRUST CO 0 926,372 0 29,551
2018-02-14 13F-HR STIFEL FINANCIAL CORP 1,107,705 1,057,462 -4.54 31,566 33,737 6.88
2017-11-28 N-Q Templeton Global Investment Trust (see advisory)
2018-02-12 13F-HR Estabrook Capital Management 3,627 3,627 0.00 103,224 115,701 12.09
2018-01-26 13F-HR Eagle Ridge Investment Management 8,335 266
2018-02-14 13F-HR ROYAL BANK OF CANADA 4,074,022 5,109,395 25.41 115,948 162,989 40.57
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 32,974 0 -100.00 938 0 -100.00
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 16,420 17,156 4.48 467 547 17.13
2018-04-17 13F-HR Watermark Asset Management, Inc. 2,156 2,156 0.00 69 60 -13.04
2018-02-09 13F-HR Keystone Financial Group 15,922 520
2018-02-01 13F-HR Clear Perspective Advisors, LLC 3,598 3,188 -11.40 102 102 0.00
2017-10-27 N-Q North Country Funds (see advisory)
2018-01-24 13F-HR Field & Main Bank 8,682 8,650 -0.37 316 276 -12.66
2018-02-13 13F-HR Sequoia Financial Advisors, LLC 57,951 51,033 -11.94 1,649 1,628 -1.27
2018-01-26 N-Q Prudential Jennison Blend Fund, Inc. (see advisory)
2018-01-16 13F-HR Gemmer Asset Management LLC 688 688 0.00 20 22 10.00
2018-04-18 13F-HR Integral Derivatives, LLC Put 35,300 0 -100.00 1,126 0 -100.00
2018-02-09 13F-HR Warren Averett Asset Management, LLC 11,237 10,347 -7.92 320 330 3.13
2018-02-13 13F-HR JP Morgan Chase & Co 2,125,899 2,120,091 -0.27 59,651 67,631 13.38
2018-01-25 N-Q Dbx Etf Trust (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 76,300 70,000 -8.26 2,171 2,233 2.86
2017-10-26 N-Q Ab Cap Fund, Inc. (see advisory)
2017-11-28 N-Q Hotchkis & Wiley Funds /de/ (see advisory)
2018-02-07 13F-HR Wealthstreet Investment Advisors, Llc 21,270 679
2018-02-26 N-Q Bernstein Sanford C Fund Ii Inc (see advisory)
2018-02-08 13F-HR Advisory Services Network, LLC 4,745 15,146 219.20 135 483 257.78
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 4,000 4,000 0.00 114 128 12.28
2018-01-16 13F-HR NEXT Financial Group, Inc 2,244 0 -100.00 65 0 -100.00
2017-11-28 N-Q Fidelity School Street Trust (see advisory)
2017-11-24 N-Q Transamerica Series Trust (see advisory)
2018-02-28 N-Q Gps Funds I (see advisory)
2017-11-28 N-Q Jpmorgan Trust I (see advisory)
2017-11-29 N-Q Cullen Funds Trust (see advisory)
2018-01-31 13F-HR Resources Investment Advisors, Inc. 3,334 2,205 -33.86 95 70 -26.32
2018-02-05 13F-HR NorthCoast Asset Management LLC 0 91,247 0 2,911
2018-04-16 13F-HR SOLARIS ASSET MANAGEMENT LLC 715 715 0.00 23 20 -13.04
2018-04-16 13F-HR Heritage Way Advisors, LLC 6,750 0 -100.00 215 0 -100.00
2018-02-02 13F-HR WRAPMANAGER INC 85,752 70,731 -17.52 2,440 2,256 -7.54
2018-01-29 13F-HR Bollard Group LLC 1,418 1,146 -19.18 40 37 -7.50
2018-01-22 13F-HR Oakworth Capital, Inc. 118 118 0.00 3 4 33.33
2018-01-19 13F-HR Round Table Services, LLC 8,497 8,395 -1.20 242 268 10.74
2018-02-15 13F-HR Sterling Capital Management LLC 0 6,798 0 217
2018-02-09 13F-HR SUNTRUST BANKS INC 920,896 844,400 -8.31 26,206 26,934 2.78
2018-02-16 13F-HR We Are One Seven, Llc 1,420 45
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-01-26 N-Q Templeton Funds (see advisory)
2017-11-13 13F-HR Argent Trust Co 12,466 0 -100.00 358 0 -100.00
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 202,334 225,608 11.50 5,757 7,198 25.03
2017-10-30 N-Q Innovator Etfs Trust (see advisory)
2018-02-27 13F-HR Advisornet Financial, Inc 3,823 122
2018-01-26 13F-HR MILLER HOWARD INVESTMENTS INC /NY 2,465,582 3,900,428 58.20 70,170 124,424 77.32
2018-02-13 13F-HR HOLDERNESS INVESTMENTS CO 37,199 38,014 2.19 1,059 1,213 14.54
2017-10-26 N-Q Ab Trust (see advisory)
2017-11-28 N-Q Prudential Variable Contract Account 10 (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 357,159 380,533 6.54 10,164 12,139 19.43
2018-02-14 13F-HR Horizon Kinetics LLC 28,997 26,261 -9.44 825 838 1.58
2018-02-09 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 150,364 145,806 -3.03 4,279 4,651 8.69
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 43,501 38,872 -10.64 1,238 1,240 0.16
2018-02-15 13F-HR/A-1 WESTWOOD HOLDINGS GROUP INC 19,620 20,035 2.12 558 639 14.52
2018-04-10 13F-HR Gradient Investments LLC 54,949 70,691 28.65 1,753 1,967 12.21
2017-11-20 N-Q Ohio National Fund Inc (see advisory)
2017-11-14 13F-HR Squarepoint Ops LLC 20,069 0 -100.00 577 0 -100.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 59,400 0 -100.00 1,691 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 17,590 31,525 79.22 501 1,006 100.80
2018-01-30 13F-HR Cutter & CO Brokerage, Inc. 71,604 69,181 -3.38 2,038 2,207 8.29
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 288 290 0.69 9 8 -11.11
2018-02-02 13F-HR Berkeley Capital Partners, LLC 51,892 49,390 -4.82 1,477 1,576 6.70
2018-02-13 13F-HR Yorktown Management & Research Co Inc 40,000 90,000 125.00 1,138 2,871 152.28
2018-02-07 13F-HR LS Investment Advisors, LLC 2,615 2,615 0.00 74 83 12.16
2017-11-29 N-Q Deutsche Institutional Funds (see advisory)
2018-02-14 13F-HR MACQUARIE GROUP LTD 5 4 -20.00 0 0
2018-01-24 13F-HR Douglas Lane & Associates, LLC 12,736 10,786 -15.31 362 344 -4.97
2018-02-02 13F-HR Omnia Family Wealth, LLC 1,322 799 -39.56 38 26 -31.58
2018-02-08 13F-HR D.A. DAVIDSON & CO. 72,517 74,243 2.38 2,063 2,368 14.78
2017-10-24 N-Q Fdp Series, Inc. (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-14 13F-HR Johnson Financial Group, LLC 11,192 0 -100.00 318 0 -100.00
2018-02-24 13F-HR/A-1 Elkfork Partners LLC 15,792 15,792 0.00 450 504 12.00
2018-02-14 13F-HR BARCLAYS PLC 68,722 43,709 -36.40 1,956 1,394 -28.73
2018-01-29 13F-HR INDEPENDENT INVESTORS INC 18,022 18,144 0.68 512 578 12.89
2018-02-27 N-Q Gabelli Esg Fund, Inc. (see advisory)
2018-03-16 13F-HR Mcilrath & Eck, Llc 414 13
2018-04-16 13F-HR Santori & Peters, Inc. 499 0 -100.00 14 0 -100.00
2018-02-28 13F-HR Paulson Wealth Management Inc. 1,054 34
2018-02-05 13F-HR SHUFRO ROSE & CO LLC 355,224 341,197 -3.95 10,110 10,884 7.66
2018-02-14 13F-HR BRINKER CAPITAL INC 59,570 42,746 -28.24 1,695 1,368 -19.29
2017-11-17 13F-HR Archford Capital Strategies, LLC 35,373 0 -100.00 33 0 -100.00
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 10,169,724 10,147,900 -0.21 289,430 323,718 11.85
2018-02-13 13F-HR Jasper Ridge Partners, L.P. 0 6,763 0 216
2018-01-23 13F-HR DUNCKER STREETT & CO INC 4,769 4,769 0.00 136 152 11.76
2017-11-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC 933,015 0 -100.00 26,806 0 -100.00
2018-02-14 13F-HR Hilltop Holdings Inc. 70,193 68,152 -2.91 1,998 2,174 8.81
2018-02-13 13F-HR Highlander Capital Management, LLC 2,895 2,895 0.00 82 92 12.20
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 31,078 0 -100.00 884 0 -100.00
2018-02-06 13F-HR Glenview Trust Co 19,169 18,869 -1.57 546 602 10.26
2018-02-12 13F-HR Atlantic Trust Group, LLC 84,664 89,628 5.86 2,409 2,860 18.72
2018-02-06 13F-HR M&T BANK CORP Call 14 13 -7.14 0 0
2017-11-28 N-Q Integrity Funds (see advisory)
2018-04-11 13F-HR First Capital Advisors Group, LLC. 381 11
2018-02-02 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 12,386 10,404 -16.00 353 332 -5.95
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 0 70,000 0 2,233
2018-02-28 N-Q Morgan Stanley Income Securities Inc (see advisory)
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 954 954 0.00 27 30 11.11
2017-11-29 N-Q Gabelli Global Small & Mid Cap Value Trust (see advisory)
2018-02-09 13F-HR Virtu Financial LLC 26,181 835
2017-11-29 N-Q Deutsche Securities Trust (see advisory)
2018-02-14 13F-HR THIRD AVENUE MANAGEMENT LLC 1,259 0 -100.00 36 0 -100.00
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 419,533 13
2018-01-22 13F-HR FIRST MANHATTAN CO 11,120 9,168 -17.55 316 292 -7.59
2017-10-30 N-Q Natixis Funds Trust Ii (see advisory)
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 0 8,429 0 269
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 133,514 146,067 9.40 4,259 4,063 -4.60
2017-10-24 N-Q Federated Equity Funds (see advisory)
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-14 13F-HR Summit Trail Advisors, Llc 22,460 723
2018-02-02 13F-HR TELEMUS CAPITAL, LLC 0 71,869 0 2,293
2017-11-22 N-Q Blackrock Index Funds, Inc. (see advisory)
2018-02-09 13F-HR Crewe Advisors Llc 510 16
2018-02-06 13F-HR AE Wealth Management LLC 47,087 50,585 7.43 1,340 1,614 20.45
2018-01-26 N-Q Voya Global Equity Dividend & Premium Opportunity Fund (see advisory)
2017-11-13 13F-HR Bruderman Asset Management, LLC 3,137 0 -100.00 90 0 -100.00
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-02-02 13F-HR GABELLI FUNDS LLC 1,245,572 1,185,027 -4.86 35,449 37,802 6.64
2018-02-12 13F-HR Azimuth Capital Management LLC 28,472 27,577 -3.14 810 880 8.64
2018-01-29 13F-HR Stumpf Capital Management Llc 20,000 638
2018-02-14 13F-HR Prime Capital Investment Advisors, Llc 94 3
2018-02-09 13F-HR Proficio Capital Partners LLC 2,884 4,641 60.92 82 148 80.49
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 16,500 0 -100.00 474 0 -100.00
2018-02-09 13F-HR Alexandria Capital, LLC 381 0 -100.00 11 0 -100.00
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 1,465 853 -41.77 47 24 -48.94
2018-02-02 13F-HR Global Trust Asset Management, Llc 5,373 171
2017-11-28 N-Q Pimco Equity Series (see advisory)
2017-11-28 N-Q Prudential Variable Contract Account 2 (see advisory)
2017-11-09 13F-HR FNY Managed Accounts LLC 693 0 -100.00 19 0 -100.00
2017-11-24 N-Q