Stock Institutional Ownership and Shareholders

SecurityVALE.P / Vale S.A. Preferred Class A Shares ADR (91912E204)
Institutional Owners89
Institutional Shares89,534,938
Institutional Value$ 1,888,223,000 USD
Related VALE / Vale S.A.

Vale S.A. Preferred Class A Shares ADR (NYSE:VALE.P) has 89 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 89,534,938 shares. Largest shareholders include Aberdeen Asset Management Plc/uk, Arrowstreet Capital, Limited Partnership, State Street Corp, Causeway Capital Management Llc, LMR Partners LLP, SG Americas Securities, LLC, USS Investment Management Ltd, Northern Trust Corp, Group One Trading, L.p., and NINE MASTS CAPITAL Ltd.



Vale S.A. Preferred Class A Shares ADR (NYSE:VALE.P) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR UBS Group AG 245,479 3,206 -98.69 2,001 30 -98.50
2017-11-13 13F-HR Renaissance Technologies LLC 6,191,062 0 -100.00 50,457 0 -100.00
2017-09-14 13F-HR/A-1 ASSETMARK, INC 147 0 -100.00 0 0
2017-11-13 13F-HR Goss Wealth Management LLC 2,348 0 -100.00 19,981 0 -100.00
2017-10-25 13F-HR Aperio Group, LLC 19,101 19,101 0.00 156 179 14.74
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 234,036 221,716 -5.26 2,102 1,807 -14.03
2017-11-14 13F-HR Orbis Allan Gray Ltd 17,714,387 0 -100.00 144,372 0 -100.00
2017-11-14 13F-HR GAM Holding AG 0 109,300 0 1,022
2017-11-14 13F-HR ROYAL BANK OF CANADA 1,235 5,447 341.05 10 51 410.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 666 0 -100.00 5 0 -100.00
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 421,215 61,663 -85.36 3,433 577 -83.19
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 369,595 105,104 -71.56 3,012,199 982,722 -67.38
2017-11-06 13F-HR Winfield Associates, Inc. 620 620 0.00 5 6 20.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 2,070,590 8,567 -99.59 16,875 80 -99.53
2017-08-09 13F-HR Calamos Advisors LLC 837,000 0 -100.00 7,952 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,421,191 43,795 -96.92 11,582 410 -96.46
2017-11-13 13F-HR Quantitative Investment Management, LLC 666,000 722,900 8.54 5,427 6,759 24.54
2017-11-14 13F-HR Compagnie Odier SCA 27,000 0 -100.00 220 0 -100.00
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 270 0 -100.00 2 0 -100.00
2017-08-01 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,448,917 0 -100.00 13,011 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 72,364 0 -100.00 590 0 -100.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,300 0 -100.00 11 0 -100.00
2017-10-30 13F-HR DELTEC ASSET MANAGEMENT LLC 354,610 0 -100.00 2,890 0 -100.00
2017-08-08 13F-HR Pacad Investment Ltd. 50,004 0 -100.00 449 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 0 21,731 0 203
2017-11-14 13F-HR JANE STREET GROUP, LLC 118,709 198,917 67.57 967 1,860 92.35
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 26,966 26,966 0.00 220 220 0.00
2017-09-26 13F-HR Perpetual Ltd 281,100 281,100 0.00 942 717 -23.89
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 8,829,912 12,745,299 44.34 71,964 119,169 65.60
2017-11-02 13F-HR Daiwa Securities Group Inc. 673,401 0 -100.00 5,499 0 -100.00
2017-11-14 13F-HR CAPITAL INTERNATIONAL SARL 3,836,729 0 -100.00 31,269 0 -100.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 12,229,830 0 -100.00 99,673 0 -100.00
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 0 526,700 0 4,925
2017-06-28 13F-HR/A-1 NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-11-06 13F-HR Advisor Group, Inc. 34 34 0.00 0 0
2017-11-14 13F-HR Capital International Investors 69,738,541 0 -100.00 568,369 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 243 15 -93.83 2 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 2,378,069 0 -100.00 19,404 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 519,348 0 -100.00 4,233 0 -100.00
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 15,000,055 0 -100.00 122,250 0 -100.00
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 150,000 103,000 -31.33 1,223 963 -21.26
2017-11-01 13F-HR Bt Investment Management Ltd 863,833 11,910 -98.62 7,040,239 111,359 -98.42
2017-08-14 13F-HR MACQUARIE GROUP LTD 122,171 339,351 177.77 1,060 2,766 160.94
2017-11-14 13F-HR CREDIT AGRICOLE S A 0 58,000 0 542
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 4,377 4,377 0.00 35 40 14.29
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 157,587 768,968 387.96 1,284 7,190 459.97
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 715,872 358,075 -49.98 5,834 3,348 -42.61
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 2,659 4,274 60.74 1,302 1,384 6.30
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 35,657,790 35,256,941 -1.12 320,207 287,344 -10.26
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 1,446,900 1,169,900 -19.14 12,660 11,781 -6.94
2017-11-13 13F-HR PROFUND ADVISORS LLC 311,974 0 -100.00 2,543 0 -100.00
2017-11-13 13F-HR Westwood Global Investments, LLC 506,130 472,826 -6.58 4,125 4,761 15.42
2017-08-03 13F-HR Bank of New York Mellon Corp 11,726 0 -100.00 105 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 523,067 59,534 -88.62 4,263 557 -86.93
2017-11-02 13F-HR Checchi Capital Advisers, LLC 21,090 20,689 -1.90 172 193 12.21
2017-11-14 13F-HR BARCLAYS PLC 9,100 42,879 371.20 74 401 441.89
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 855,260 121,626 -85.78 6,970 1,137 -83.69
2017-11-14 13F-HR VANGUARD GROUP INC 22,394,938 579,860 -97.41 182,519 5,422 -97.03
2017-08-14 13F-HR Jump Trading, LLC 390 0 -100.00 4 0 -100.00
2017-11-13 13F-HR NINE MASTS CAPITAL Ltd 0 853,100 0 7,976
2017-11-14 13F-HR HSBC HOLDINGS PLC 20,000 20,000 0.00 163 187 14.72
2017-08-14 13F-HR Jump Trading, LLC Call 0 0
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 19,120 0 179
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 302 322 6.62 16 51 218.75
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 542,625 542,625 0.00 4,422 5,117 15.72
2017-11-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 2,981,200 0 -100.00 24,297 0 -100.00
2017-11-14 13F-HR Itau Unibanco Holding S.A. 593,912 0 -100.00 4,840 0 -100.00
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 20,100 0 -100.00 402 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 12,215 10,181 -16.65 100 95 -5.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 16,364 5,118 -68.72 133 48 -63.91
2017-10-19 13F-HR APG Asset Management N.V. 2,314,100 0 -100.00 18,860 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,188 1,390 -36.47 18 13 -27.78
2017-11-14 13F-HR A.R.T. Advisors, LLC 62,700 0 -100.00 511 0 -100.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 2,074,577 0 -100.00 16,908 0 -100.00
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 222,000 0 -100.00 1,809 0 -100.00
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 26,427 13,875 -47.50 215 130 -39.53
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 3,217,633 758,723 -76.42 26,223 7,095 -72.94
2017-11-03 13F-HR BESSEMER GROUP INC 265 0 -100.00 2 0 -100.00
2017-08-04 13F-HR Marshall Wace North America L.P. 177,695 0 -100.00 1,599 0 -100.00
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 374,896 0 -100.00 3,055 0 -100.00
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 127 0
2017-08-11 13F-HR KCG HOLDINGS, INC. 80,587 65,046 -19.28 724 530 -26.80
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 8,477,377 0 -100.00 69,090 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 4,733,841 11,484,485 142.60 38,581 113,239 193.51
2017-12-06 13F-HR/A-1 USS Investment Management Ltd 4,880,000 2,545,000 -47.85 44,829 20,742 -53.73
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 69,642 38,040 -45.38 567 356 -37.21
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 31,477 9,999 -68.23 257 94 -63.42
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 2,606 1,541 -40.87 21 14 -33.33
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Call 0 23,000 0 232
2017-11-13 13F-HR Resources Investment Advisors, Inc. 6,274 63
2017-08-09 13F-HR Westpac Banking Corp 0 0 0 0
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 42,989 0 -100.00 350 0 -100.00
2017-11-14 13F-HR CONTRARIAN CAPITAL MANAGEMENT, L.L.C. 3,492,473 0 -100.00 28,464 0 -100.00
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 40,032 41,360 3.32 326 387 18.71
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. 106,846 999
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 127,794 158,139 23.75 1,042 1,479 41.94
2017-11-14 13F-HR QCM Cayman, Ltd. 0 73,082 0 729
2017-11-13 13F-HR AVIVA PLC 42,840 32,840 -23.34 350 307 -12.29
2017-08-14 13F-HR Jump Trading, LLC Put 0 0
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 155,016 85,221 -45.02 1,264 797 -36.95
2017-11-09 13F-HR JP MORGAN CHASE & CO 11,811,854 20,290 -99.83 96,266 187 -99.81
2017-11-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 3,069,700 0 -100.00 25,018 0 -100.00
2017-11-14 13F-HR AJO, LP 109,608 109,608 0.00 893 1,025 14.78
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 53,000 0 -100.00 432 0 -100.00
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 1,826,983 77,736 -95.75 14,433 727 -94.96
2017-10-20 13F-HR CONNING INC. 107,482 0 -100.00 876 0 -100.00
2017-11-14 13F-HR Capital Research Global Investors 170,906,607 0 -100.00 1,392,889 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 171,842 250,647 45.86 1,401 2,344 67.31
2017-11-13 13F-HR Oaktree Capital Management LP 8,951,386 0 -100.00 72,903 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 99,396 99,396 0.00 810 929 14.69
2017-11-07 13F-HR Russell Investments Group, Ltd. 4,573,964 348,687 -92.38 37,277 3,261 -91.25
2017-11-03 13F-HR World Asset Management Inc 119,392 119,392 0.00 973 1,116 14.70
2017-08-09 13F-HR Timber Hill LLC Call 123,200 0 -100.00 1,170 0 -100.00
2017-11-02 13F-HR Bristol Advisors, LLC 14,500 0 -100.00 127 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 516,991 4,394 -99.15 4,214 41 -99.03
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 17,911,153 0 -100.00 145,976 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 45,952 0 -100.00 375 0 -100.00
2017-11-13 13F-HR West Family Investments, Inc. 37,500 0 -100.00 306 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 4,781,633 0 -100.00 38,970,309 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 253 253 0.00 11 2 -81.82
2017-11-14 13F-HR CMT Asset Management Ltd Call 532,100 407,600 -23.40 4,656 4,105 -11.83
2017-11-09 13F-HR GOULD ASSET MANAGEMENT LLC /CA/ 32,152 32,152 0.00 262 301 14.89
2017-11-14 13F-HR CREDIT SUISSE AG/ 643,395 0 -100.00 5,244 0 -100.00
2017-11-08 13F-HR Contrarius Investment Management Ltd 10,634,524 0 -100.00 86,671 0 -100.00
2017-11-14 13F-HR COWEN GROUP, INC. 319,881 2,991
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 19,206 0 -100.00 157 0 -100.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 55,800 0 -100.00 455 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 1,988,911 1,491,036 -25.03 16,209 13,941 -13.99
2017-11-14 13F-HR AMP Capital Investors Ltd 57,099 161,300 182.49 466 1,508 223.61
2017-11-06 13F-HR COMERICA BANK 108,967 108,967 0.00 944 994 5.30
2017-08-14 13F-HR QCM Cayman, Ltd. Put 15,800 0 -100.00 150 0 -100.00
2017-11-14 13F-HR CARLSON CAPITAL L P 3,410,000 0 -100.00 27,792 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 15,100 7,300 -51.66 123 68 -44.72
2017-11-09 13F-HR LMR Partners LLP 7,030,473 65,735
2017-12-01 13F-HR/A-1 Axa 47,146 160,346 240.11 384 1,499 290.36
2017-11-14 13F-HR Capital World Investors 20 0 -100.00 0 0
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 1,172,493 306,052 -73.90 9,556 2,819 -70.50
2017-11-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 6,185,702 7,865,002 27.15 50,896 73,538 44.49
2017-08-08 13F-HR Airain ltd 787,174 68,978 -91.24 7,069 562 -92.05
2017-11-14 13F-HR BlackRock Inc. 69,666,249 6,000 -99.99 567,780 56 -99.99
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 361,600 0 -100.00 2,947 0 -100.00
2017-11-14 13F-HR ADVISORY RESEARCH INC 100,997 944
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 177,695 0 -100.00 1,599 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 177,652 3,110 -98.25 1,448 29 -98.00
2017-11-07 13F-HR Quantbot Technologies LP 0 29,509 0 275
2017-10-19 13F-HR LS Investment Advisors, LLC 970 970 0.00 8 9 12.50
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 91,300 79,100 -13.36 744 740 -0.54
2017-08-07 13F-HR Karp Capital Management Corp 18,591 0 -100.00 167 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 588,968 450,000 -23.60 5,154 4,473 -13.21
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 52,200 59,500 13.98 425 556 30.82
2017-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 19,100 0 -100.00 172 0
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC 22,247 0 -100.00 181 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC Call 1,250,000 2,750,000 120.00 2,638 4,655 76.46
2017-11-14 13F-HR CAXTON ASSOCIATES LP 32,000 299
2017-11-13 13F-HR Allianz Asset Management AG 147,982 147,982 0.00 1,206 1,384 14.76
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,856,939 293,667 -84.19 15,135 2,746 -81.86
2017-08-11 13F-HR Acrospire Investment Management LLC 600 0 -100.00 5 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 108,220 94,664 -12.53 882 885 0.34
CUSIP: 91912E204