Institutional and Fund Ownership

SecurityUTSI / UTStarcom Holdings Corp.
Institutional Owners27
Institutional Shares82,079,452

UTStarcom Holdings Corp. (NASDAQ:UTSI) has 27 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 82,079,452 shares. Major holders include Shah Capital Management, Shanghai Phicomm Communication Co., Ltd., Renaissance Technologies LLC, Deutsche Bank Ag\, and Morgan Stanley.


UTStarcom Holdings Corp. (NASDAQ:UTSI) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click an asterisk (*) to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ * 11,666 40 -99.66 24 0 -100.00
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN * 2 2,352 117,500.00 0 6
2017-08-14 13F-HR GUGGENHEIM CAPITAL LLC * 11,889 11,889 0.00 24 28 16.67
2017-08-11 13F-HR DEUTSCHE BANK AG\ * 21,959 93,515 325.86 42 218 419.05
2017-05-10 13F-HR GROUP ONE TRADING, L.P. * Call 1,200 2
2017-08-15 13F-HR/A-2 SCHNEIDER CAPITAL MANAGEMENT CORP * 516,490 0 -100.00 1,012 0 -100.00
2017-07-27 13F-HR Spark Investment Management LLC * 22,500 48,700 116.44 44 113 156.82
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 25,345 21,290 -16.00 50 49 -2.00
2017-08-29 13F-HR/A-1 DONALD SMITH & CO., INC. * 86,517 0 -100.00 172 0 -100.00
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * 53,959 75,637 40.17 106 177 66.98
2017-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC * 48,600 48,600 0.00 96 114 18.75
2017-08-17 13F-HR Advisory Services Network, LLC * 3,529 3,529 0.00 7 8 14.29
2017-08-02 13F-HR WEDBUSH SECURITIES INC * 12,047 12,047 0.00 24 28 16.67
2017-08-11 13F-HR D.A. DAVIDSON & CO. * 566 566 0.00 1 1 0.00
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * 52,564 0 -100.00 105 0 -100.00
2017-05-08 13F-HR NEXT Financial Group, Inc * 16 0 -100.00 0 0
2017-08-11 13F-HR TFS CAPITAL LLC * 14,752 0 -100.00 29 0 -100.00
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC * 477 477 0.00 1 1 0.00
2017-08-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE * 515 0 -100.00 1 0
2017-08-11 13F-HR Renaissance Technologies LLC * 829,197 1,019,398 22.94 1,625 2,385 46.77
2017-08-11 13F-HR MORGAN STANLEY * 4,154 76,773 1,748.17 8 180 2,150.00
2017-08-07 13F-HR Parallel Advisors, LLC * 83 83 0.00 0 0
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Call 79 1
2017-08-14 13F-HR UBS Group AG * 422 3,498 728.91 1 8 700.00
2017-08-11 13F-HR Advisor Group, Inc. * 104 104 0.00 0 0
2017-08-11 13F-HR NORTHERN TRUST CORP * 18,069 21,183 17.23 35 49 40.00
2017-08-11 13F-HR CITADEL ADVISORS LLC * 0 13,598 0 32
2017-08-14 13F-HR BARCLAYS PLC * 17 17 0.00 0 0
2017-09-13 SC 13D/A Shanghai Phicomm Communication Co., Ltd. * 5,000,000 5,000,000 0.00
2017-07-12 13F-HR Creative Planning * 163 0 -100.00 0 0
2017-07-31 13F-HR IFP Advisors, Inc * 133 133 0.00 0 0
2017-08-11 13F-HR KCG HOLDINGS, INC. * 0 60,365 0 141
2017-03-31 SC 13D/A SHAH CAPITAL MANAGEMENT * 7,500,000 75,500,003 906.67
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. * 11,000 0 -100.00 22 0 -100.00
2017-08-11 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM * 65,655 65,655 0.00 130 154 18.46
CUSIP: G9310A114