SecurityUTSI / UTStarcom Holdings Corp. (G9310A114)
Institutional Owners40
Form N-Q Owners3
Institutional Shares86,139,487 (ex. N-Q)
Institutional Value$ 12,041,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

UTStarcom Holdings Corp. (NASDAQ:UTSI) has 40 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 86,139,487 shares. Largest shareholders include Shah Capital Management, Shanghai Phicomm Communication Co., Ltd., Tonghao (cayman) Ltd, Renaissance Technologies LLC, Schneider Capital Management Corp, Deutsche Bank Ag\, Geode Capital Management, Llc, Virtu Financial LLC, California Public Employees Retirement System, and Susquehanna International Group, Llp.

UTStarcom Holdings Corp. (NASDAQ:UTSI) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-08 13F-HR Trexquant Investment LP 16,613 94
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 477 477 0.00 1 3 200.00
2018-02-13 13F-HR Cavalier Investments 46,000 259
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 0 215 0 1
2018-02-14 13F-HR MORGAN STANLEY 400 3,167 691.75 1 18 1,700.00
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 750 4
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 0 10,100 0 57
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 2 2 0.00 0 0
2018-02-13 13F-HR Renaissance Technologies LLC 1,032,997 1,175,097 13.76 2,479 6,616 166.88
2017-10-23 SC 13D/A SHAH CAPITAL MANAGEMENT 75,500,003 75,500,003 0.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 1,200 15,100 1,158.33 2 85 4,150.00
2017-10-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR Advisor Group, Inc. 104 87 -16.35 0 0
2018-01-31 13F-HR Front Row Advisors Llc 54 0
2018-02-09 13F-HR WEDBUSH SECURITIES INC 12,047 0 -100.00 29 0 -100.00
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 11,870 0 -100.00 28 0 -100.00
2017-08-29 13F-HR/A-1 DONALD SMITH & CO., INC. 86,517 0 -100.00 172 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc 133 374 181.20 0 2
2018-02-13 13F-HR SCHNEIDER CAPITAL MANAGEMENT CORP 516,490 246,037 -52.36 1,240 1,385 11.69
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 21,290 93,044 337.03 51 522 923.53
2018-02-09 13F-HR CITADEL ADVISORS LLC 13,828 0 -100.00 33 0 -100.00
2018-02-13 13F-HR Parallel Advisors, LLC 83 83 0.00 0 0
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2018-02-09 13F-HR Virtu Financial LLC 83,059 468
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 0 12,075 0 68
2017-11-08 13F-HR D.A. DAVIDSON & CO. 566 0 -100.00 1 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 17 17 0.00 0 0
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 2 0
2018-02-08 13F-HR Advisory Services Network, LLC 3,529 3,529 0.00 8 20 150.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 65,655 65,655 0.00 158 370 134.18
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 56,178 0 316
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 41,735 235
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 11,000 0 -100.00 22 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 97 31 -68.04 1 2 100.00
2018-02-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 54 0
2017-11-13 N-Q Chou America Mutual Funds (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 10,855 0 61
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 48,600 12,400 -74.49 117 70 -40.17
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 40 0 -100.00 0 0
2018-02-06 13F-HR Fusion Family Wealth LLC 16 0 -100.00 1 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 100 100 0.00 0 1
2018-02-14 13F-HR NORTHERN TRUST CORP 20,683 24,539 18.64 49 138 181.63
2018-02-12 13F-HR Spark Investment Management LLC 48,700 0 -100.00 116 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 102,109 114,265 11.90 244 642 163.11
2018-01-10 13F-HR SIMPLEX TRADING, LLC 233 1
2018-02-13 13F-HR Delpha Capital Management, Llc 306 2
2018-02-14 13F-HR MACQUARIE GROUP LTD 123,731 51,045 -58.75 297 287 -3.37
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 0 3,128 0 18
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 75,637 0 -100.00 177 0 -100.00
2017-12-04 SC 13D/A Shanghai Phicomm Communication Co., Ltd. 5,000,000 5,000,000 0.00
2017-12-08 SC 13D Tonghao (cayman) Ltd 3,500,000
2018-02-14 13F-HR UBS Group AG 422 2,490 490.05 1 14 1,300.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 20,400 17,300 -15.20 42 97 130.95
2018-02-12 13F-HR Navellier & Associates Inc 46,000 259
2018-02-13 13F-HR JP Morgan Chase & Co 0 29,921 0 168

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( UTSI / UTStarcom Holdings Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: G9310A114