Stock Institutional Ownership and Shareholders

SecurityUTSI / UTStarcom Holdings Corp. (G9310A114)
Institutional Owners28
Institutional Shares82,583,591
Institutional Value$ 4,994,000 USD

UTStarcom Holdings Corp. (NASDAQ:UTSI) has 28 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 82,583,591 shares. Largest shareholders include Shah Capital Management, Shanghai Phicomm Communication Co., Ltd., Renaissance Technologies LLC, Schneider Capital Management Corp, and Macquarie Group Ltd.


UTStarcom Holdings Corp. (NASDAQ:UTSI) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 52,564 0 -100.00 105 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 0 100 0 0
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 79 97 22.78 1 1 0.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 40 40 0.00 0 0
2017-11-08 13F-HR MACQUARIE GROUP LTD 123,731 297
2017-11-09 13F-HR CITADEL ADVISORS LLC 13,598 13,828 1.69 32 33 3.13
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 21,290 21,290 0.00 49 51 4.08
2017-11-13 13F-HR Spark Investment Management LLC 48,700 48,700 0.00 113 116 2.65
2017-11-14 13F-HR DEUTSCHE BANK AG\ 93,515 102,109 9.19 218 244 11.93
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 65,655 65,655 0.00 154 158 2.60
2017-11-13 13F-HR Renaissance Technologies LLC 1,019,398 1,032,997 1.33 2,385 2,479 3.94
2017-11-08 13F-HR D.A. DAVIDSON & CO. 566 0 -100.00 1 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 17 17 0.00 0 0
2017-10-30 13F-HR Fusion Family Wealth LLC 16 1
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 75,637 0 -100.00 177 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 0 60,365 0 141
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 11,000 0 -100.00 22 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 133 133 0.00 0 0
2017-10-11 SC 13D/A Shanghai Phicomm Communication Co., Ltd. 5,000,000 5,000,000 0.00
2017-11-14 13F-HR MORGAN STANLEY 76,773 400 -99.48 180 1 -99.44
2017-11-13 13F-HR SCHNEIDER CAPITAL MANAGEMENT CORP 516,490 516,490 0.00 1,209 1,240 2.56
2017-10-23 SC 13D/A SHAH CAPITAL MANAGEMENT 75,500,003 75,500,003 0.00
2017-08-11 13F-HR TFS CAPITAL LLC 14,752 0 -100.00 29 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 21,183 20,683 -2.36 49 49 0.00
2017-10-12 13F-HR Advisory Services Network, LLC 3,529 3,529 0.00 8 8 0.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 11,889 11,870 -0.16 28 28 0.00
2017-07-12 13F-HR Creative Planning 163 0 -100.00 0 0
2017-10-31 13F-HR WEDBUSH SECURITIES INC 12,047 12,047 0.00 28 29 3.57
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 48,600 48,600 0.00 114 117 2.63
2017-08-29 13F-HR/A-1 DONALD SMITH & CO., INC. 86,517 0 -100.00 172 0 -100.00
2017-11-14 13F-HR UBS Group AG 3,498 422 -87.94 8 1 -87.50
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 477 477 0.00 1 1 0.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 83 83 0.00 0 0
2017-11-06 13F-HR Advisor Group, Inc. 104 104 0.00 0 0
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 2,352 2 -99.91 6 0 -100.00
2017-08-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 515 0 -100.00 1 0
CUSIP: G9310A114