SecurityUPL / Ultra Petroleum Corp. (903914208)
Institutional Owners205
Form N-Q Owners38
Institutional Shares1,509,462,890 (ex. N-Q)
Institutional Value$ 2,442,844,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Ultra Petroleum Corp. (NASDAQ:UPL) has 205 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,509,462,890 shares. Largest shareholders include Scoggin International Fund, Ltd., Fir Tree Inc., Vanguard Group Inc, BlackRock Inc., Old Bellows Partners Lp, Warlander Asset Management, LP, Nokota Management, LP, KLS Diversified Asset Management LP, Pennant Capital Management, LLC, and State Street Corp.

Ultra Petroleum Corp. (NASDAQ:UPL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Stop missing out on important events!

Fintel provides real time notifications of important company events such as major investments (13D/G filings), insider trades (SEC form 4), and important SEC filings. Sign up and create your company alerts for free.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-14 13F-HR York Capital Management Global Advisors, LLC 138,686 138,686 0.00 1,202 1,256 4.49
2018-02-14 13F-HR NUMERIC INVESTORS LLC 434,681 0 -100.00 3,769 0 -100.00
2018-02-14 13F-HR HighTower Advisors, LLC 35,167 35,182 0.04 302 313 3.64
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 32,203 28,313 -12.08 279 256 -8.24
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 261 2
2017-11-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. 341,171 0 -100.00 3,702 0 -100.00
2018-02-14 13F-HR QS Investors, LLC 26,200 8,100 -69.08 227 73 -67.84
2018-02-14 13F-HR MORGAN STANLEY 483,348 656,319 35.79 4,191 5,946 41.88
2018-01-24 13F-HR WOODSTOCK CORP 10,358 10,358 0.00 90 94 4.44
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 483,295 0 -100.00 5,245 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 873,479 937,233 7.30 7,574 8,492 12.12
2018-01-17 13F-HR Cutler Group LP Put 23,100 5,300 -77.06 10 3 -70.00
2018-02-14 13F-HR Paloma Partners Management Co 411,577 272,968 -33.68 3,568 2,473 -30.69
2017-11-13 13F-HR Spark Investment Management LLC 75,000 0 -100.00 813 0 -100.00
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 449,400 219,175 -51.23 3,896 1,986 -49.02
2017-08-29 N-Q Guggenheim Energy & Income Fund (see advisory)
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 24,614 0 -100.00 213 0 -100.00
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 52 0 -100.00 0 0
2017-12-27 N-Q Columbia Funds Series Trust (see advisory)
2018-02-14 13F-HR Walleye Trading LLC 28,395 10,477 -63.10 246 95 -61.38
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 148,168 147,960 -0.14 1,284 1,340 4.36
2018-01-25 13F-HR Hanson & Doremus Investment Management 5,409 5,409 0.00 47 49 4.26
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,002 1,002 0.00 9 9 0.00
2018-02-14 13F-HR UBS Group AG 2,986,763 1,814,416 -39.25 25,895 16,439 -36.52
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-01-31 13F-HR CULLEN/FROST BANKERS, INC. 11,249 11,249 0.00 97 102 5.15
2018-02-13 13F-HR ASSETMARK, INC 30 0
2018-02-01 13F-HR Nationwide Fund Advisors 177,004 0 -100.00 1,535 0 -100.00
2018-02-14 13F-HR Rafferty Asset Management, LLC 39,758 23,041 -42.05 345 209 -39.42
2018-02-13 13F-HR ClariVest Asset Management LLC 217,600 215,700 -0.87 1,886 1,954 3.61
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 810,000 650,000 -19.75 7,023 5,889 -16.15
2017-11-29 N-Q Gabelli Utilities Fund (see advisory)
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 137,823 65,267 -52.64 1,195 591 -50.54
2018-02-13 13F-HR AMALGAMATED BANK 22,824 24,743 8.41 198 224 13.13
2018-02-13 13F-HR U S GLOBAL INVESTORS INC 99,600 0 -100.00 864 0 -100.00
2018-02-14 13F-HR STATE STREET CORP 3,503,156 5,723,207 63.37 30,372 51,851 70.72
2018-02-12 13F-HR Quantbot Technologies LP 14,679 0 -100.00 127 0 -100.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 1,323,687 1,324,606 0.07 11,476 12,001 4.57
2017-08-28 N-Q Vanguard Malvern Funds (see advisory)
2017-11-01 13F-HR Monarch Partners Asset Management LLC 943,585 0 -100.00 10,238 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 1,872,576 2,502,475 33.64 16,235 22,674 39.66
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 14,922 14,759 -1.09 129 134 3.88
2018-02-13 13F-HR Financial Advisory Group 10,326 10,326 0.00 90 94 4.44
2017-11-13 13F-HR Lido Advisors, LLC 20,000 0 -100.00 217 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Put 5,408 5,408 0.00 47 49 4.26
2018-02-02 13F-HR Seacrest Wealth Management, Llc 816 7
2017-11-14 13F-HR HARRIS ASSOCIATES L P 2,927,833 0 -100.00 31,767 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 10,500 10,500 0.00 35 38 8.57
2018-02-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 40,391 47,692 18.08 350 432 23.43
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 78,815 43,439 -44.88 683 394 -42.31
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 626,136 710,836 13.53 5,428 6,440 18.64
2018-02-12 13F-HR Cipher Capital LP 467,892 458,261 -2.06 4,057 4,152 2.34
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,910,045 1,721,282 -9.88 16,560 15,594 -5.83
2018-02-09 13F-HR RHUMBLINE ADVISERS 238,885 204,264 -14.49 2,071 1,851 -10.62
2017-11-14 13F-HR Ironsides Partners LLC 300,000 0 -100.00 3,255 0 -100.00
2018-01-22 13F-HR FIRST MANHATTAN CO 2,138,330 1,941,523 -9.20 18,539 17,590 -5.12
2018-02-14 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 237,139 237,139 0.00 2,056 2,148 4.47
2018-02-14 13F-HR Voya Investment Management LLC 92,186 90,084 -2.28 799 816 2.13
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 104,800 949
2017-09-28 N-Q CAPITAL INCOME BUILDER (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 2,548 2,548 0.00 22 23 4.55
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 1,825 17
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 64,501 57,987 -10.10 559,224 525,362 -6.06
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 1,382 2,334 68.89 12 21 75.00
2018-02-14 13F-HR SCOGGIN LLC 12,559,048 2,125,000 -83.08 108,887 19,253 -82.32
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 301 0 -100.00 3 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 655,936 628,967 -4.11 5,686 5,698 0.21
2018-02-14 13F-HR Old Bellows Partners Lp 9,139,325 82,802
2017-11-16 13F-HR Cetera Investment Advisers 11,268 0 -100.00 122 0 -100.00
2018-02-02 13F-HR Aperio Group, LLC 14,391 32,499 125.83 125 294 135.20
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 150,119 150,119 0.00 1,302 1,360 4.45
2018-02-14 13F-HR Natixis 25,888 0 -100.00 222 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 3,120 3,120 0.00 27 28 3.70
2017-11-13 13F-HR Engineers Gate Manager LP 212,052 0 -100.00 2,301 0 -100.00
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 412,049 0 -100.00 3,572 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 597,461 466,898 -21.85 5,180 4,230 -18.34
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 98,816 45,833 -53.62 857 415 -51.58
2018-02-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 1,713,479 15,524
2017-11-13 13F-HR Warlander Asset Management, LP Call 60,000 0 -100.00 651 0 -100.00
2018-02-14 13F-HR Amtrust Financial Services, Inc. 67,528 33,764 -50.00 585 306 -47.69
2018-01-10 SC 13G/A Warlander Asset Management, LP 7,524,942
2018-02-14 13F-HR Squarepoint Ops LLC 26,300 0 -100.00 228 0 -100.00
2018-02-14 13F-HR Nokota Management, LP 7,576,163 7,330,651 -3.24 65,685 66,416 1.11
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 375,513 195,212 -48.01 3,256 1,769 -45.67
2018-01-17 13F-HR Cutler Group LP 17,429 6,368 -63.46 151 57 -62.25
2017-11-14 13F-HR BlackRock Inc. Put 58,500 0 -100.00 635 0 -100.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 17,132 17,132 0.00 133 155 16.54
2018-02-15 13F-HR Metlife Investment Advisors, Llc 96,029 870
2018-02-15 13F-HR Pennant Capital Management, LLC 6,092,243 5,836,226 -4.20 52,820 52,876 0.11
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 208,700 208,700 0.00 1,809 1,891 4.53
2017-08-28 N-Q American High Income Trust (see advisory)
2018-02-14 13F-HR City Financial Investment Co Ltd 658,936 0 -100.00 5,712 0 -100.00
2017-09-29 N-Q Financial Investors Trust (see advisory)
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 113,100 0 -100.00 981 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC 33,976 55,700 63.94 295 505 71.19
2018-02-14 13F-HR Advisor Group, Inc. 7,974 9,883 23.94 69 89 28.99
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 97,309 881,619
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,271,707 29,641
2018-02-08 13F-HR Parkwood LLC 89,059 89,059 0.00 772 807 4.53
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 619,598 5,614
2018-02-14 13F-HR Encompass Capital Advisors LLC 3,508,452 31,786
2018-02-13 13F-HR BANK OF NOVA SCOTIA 700,000 700,000 0.00 6,069 6,342 4.50
2017-09-20 N-Q Amg Funds I (see advisory)
2018-02-05 SC 13D/A FIR TREE INC. 36,379,590 36,379,590 0.00
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 10,276 0 -100.00 89 0 -100.00
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 12,517 12,517 0.00 109 113 3.67
2018-02-15 13F-HR Pennant Capital Management, LLC Call 2,000,000 2,000,000 0.00 17,340 18,120 4.50
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 85,361 85,361 0.00 740 773 4.46
2018-02-15 13F-HR Farmstead Capital Management, LLC 853,615 7,733
2018-02-09 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 139,663 0 -100.00 1,211 0 -100.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-12 13F-HR Hudson Bay Capital Management LP 43,000 390
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 72,220 894,156 1,138.10 626 8,101 1,194.09
2018-02-14 13F-HR BARCLAYS PLC Call 2,600 2,600 0.00 23 24 4.35
2017-11-14 13F-HR GLG LLC 896,799 0 -100.00 9,730 0 -100.00
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2017-08-29 N-Q First Investors Income Funds (see advisory)
2018-02-08 13F-HR Cetera Advisors LLC 11,268 11,268 0.00 98 103 5.10
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 231,684 306,028 32.09 2,009 2,773 38.03
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-01-23 13F-HR CENTRAL TRUST Co 156 156 0.00 1 1 0.00
2018-02-14 13F-HR NEW GENERATION ADVISORS LLC 400,082 393,801 -1.57 3,469 3,568 2.85
2018-02-14 13F-HR CREDIT SUISSE AG/ 4,425,742 4,297,860 -2.89 38,371 38,940 1.48
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR BlueCrest Capital Management Ltd 92,971 842
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 21,120 23,064 9.20 183 209 14.21
2018-02-14 13F-HR Old Bellows Partners Lp Call 750,000 6,795
2018-02-08 13F-HR TORONTO DOMINION BANK 30 0 -100.00 0 0
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 99,300 93,200 -6.14 861 844 -1.97
2018-01-18 13F-HR Carroll Financial Associates, Inc. 11 0 -100.00 0 0
2017-09-28 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-02-06 13F-HR Key Square Capital Management LLC 1,286,877 11,659
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 32,448 294
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 494 494 0.00 4 4 0.00
2018-02-14 13F-HR PEAK6 Investments, L.P. 139,436 1,263
2018-02-14 13F-HR Shanda Payment Holdings Ltd. 847,677 0 -100.00 7,349 0 -100.00
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 24,332 220
2018-02-01 SC 13G BlackRock Inc. 12,958,269
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 13,246 120
2018-02-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 247,800 0 -100.00 2,148 0 -100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 260,900 264,900 1.53 2,262 2,400 6.10
2018-02-12 13F-HR Pacad Investment Ltd. 22,400 35,400 58.04 194 321 65.46
2018-02-09 13F-HR Fiera Capital Corp 100,000 100,000 0.00 867 906 4.50
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-09 SC 13G VANGUARD GROUP INC 15,536,318
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 312,398 307,676 -1.51 2,708 2,788 2.95
2017-12-22 N-Q Legg Mason Etf Investment Trust (see advisory)
2017-11-28 N-Q Capital World Bond Fund (see advisory)
2017-12-27 N-Q Columbia Funds Series Trust Ii (see advisory)
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 101,913 59,293 -41.82 883 536 -39.30
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 11,200 101
2018-01-30 13F-HR MAI Capital Management 27,296 27,296 0.00 237 247 4.22
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 297,284 304,184 2.32 2,577 2,756 6.95
2018-01-24 13F-HR SG Americas Securities, LLC 43,576 152,297 249.50 378 1,380 265.08
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 164,045 144,853 -11.70 1,422 1,313 -7.67
2018-02-02 13F-HR GABELLI FUNDS LLC 60,000 75,000 25.00 520 680 30.77
2017-12-27 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-02-13 SC 13G/A WHITEBOX ADVISORS LLC 3,638,436
2018-02-14 13F-HR Elliott Management Corporation 250,000 0 -100.00 2,168 0 -100.00
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-08 13F-HR SEI INVESTMENTS CO 790 275,234 34,739.75 7 2,494 35,528.57
2017-11-14 13F-HR Steel Canyon Capital, LLC 62,546 0 -100.00 679 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,647 2,704 64.18 14 24 71.43
2018-02-13 13F-HR Legal & General Group Plc 51,597 48,929 -5.17 448 447 -0.22
2018-02-14 13F-HR Grosvenor Capital Management, L.P. 2,326,087 1,560,527 -32.91 20,167 14,138 -29.90
2018-02-07 13F-HR Pentwater Capital Management LP 867,176 689,600 -20.48 7,518 6,248 -16.89
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 122,074 0 -100.00 1,325 0 -100.00
2017-10-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 17,517 16,945 -3.27 190 147 -22.63
2017-09-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-21 13F-HR Hanson McClain, Inc. 52 52 0.00 0 0
2018-02-07 13F-HR Swiss National Bank 334,300 3,029
2018-02-13 13F-HR Axa 0 132,400 0 1,200
2018-02-09 13F-HR HAP Trading, LLC Call 2,608,000 1,956
2018-02-13 13F-HR JP Morgan Chase & Co 700,040 731,492 4.49 6,055 6,627 9.45
2018-02-14 13F-HR SCOGGIN LLC Call 1,000,000 9,060
2018-02-02 13F-HR Alambic Investment Management, L.P. 65,400 0 -100.00 567 0 -100.00
2018-02-14 13F-HR KLS Diversified Asset Management LP 7,169,872 64,959
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 99 99 0.00 1 1 0.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 16,200 14,616 -9.78 140 132 -5.71
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-02-09 13F-HR Tibra Equities Europe Ltd 49,436 448
2018-02-15 13F-HR JANE STREET GROUP, LLC 11,690 21,577 84.58 101 195 93.07
2018-02-14 13F-HR CREDIT SUISSE AG/ Put 14,000 20,000 42.86 121 181 49.59
2018-02-13 13F-HR Massey, Quick & Co., LLC 58 0 -100.00 1 0 -100.00
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 130,857 131,478 0.47 1,135 1,191 4.93
2018-02-14 13F-HR Senator Investment Group LP 2,061,823 2,061,823 0.00 17,876 18,680 4.50
2018-01-24 13F-HR IFP Advisors, Inc 1,033 877 -15.10 9 8 -11.11
2018-02-14 13F-HR LASRY MARC 3,357,441 3,357,441 0.00 29,109 30,419 4.50
2018-02-14 13F-HR WOLVERINE TRADING, LLC 83,886 25,367 -69.76 727 230 -68.36
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 41,157 41,157 0.00 357 373 4.48
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 4,700 0 -100.00 41 0 -100.00
2018-02-09 13F-HR Royce & Associates LLC 881 0 -100.00 8 0 -100.00
2018-02-14 13F-HR ARISTEIA CAPITAL LLC 2,898,798 3,161,493 9.06 25,133 28,643 13.97
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 20,239 2,249 -88.89 175 20 -88.57
2018-01-12 13F-HR KAMES CAPITAL plc 92,574 91,744 -0.90 804 830 3.23
2017-10-23 13F-HR STRS OHIO 110,800 0 -100.00 1,202 0 -100.00
2018-02-12 13F-HR BRANDES INVESTMENT PARTNERS, LP 11,862 0 -100.00 103 0 -100.00
2018-01-25 N-Q Columbia Funds Series Trust I (see advisory)
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 1,179,687 0 -100.00 12,799 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC Put 52 52 0.00 0 0
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 260,400 2,359
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 217,600 215,700 -0.87 1,887 1,954 3.55
2018-02-14 13F-HR Invesco Ltd. 152,097 153,669 1.03 1,319 1,392 5.53
2018-02-12 13F-HR CITIGROUP INC Call 9,516 9,516 0.00 83 86 3.61
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 325 0 -100.00 3 0 -100.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 16,188 147
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 15,560 15,080 -3.08 135 137 1.48
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 140,899 0 -100.00 281 0 -100.00
2018-02-08 13F-HR Global Financial Private Capital, LLC 138,197 138,197 0.00 1,198 1,252 4.51
2018-02-06 13F-HR Russell Investments Group, Ltd. 0 61,100 0 572
2018-01-02 N-Q Advisors Series Trust (see advisory)
2018-02-13 13F-HR LINCOLN NATIONAL CORP 12,220 111
2018-02-09 13F-HR Virtu Financial LLC 16,018 30,194 88.50 139 274 97.12
2017-09-28 N-Q Series Portfolios Trust (see advisory)
2018-02-12 13F-HR CITIGROUP INC 80,679 29,145 -63.88 699 264 -62.23
2018-02-14 13F-HR Neuberger Berman Group LLC 44,636 404
2018-02-14 13F-HR ROYAL BANK OF CANADA 18,967 2,878 -84.83 165 26 -84.24
2017-11-13 13F-HR Goss Wealth Management LLC 675 0 -100.00 7,081 0 -100.00
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 38,980 82,619 111.95 338 749 121.60
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 4,277,439 2,081,736 -51.33 37,085 18,861 -49.14
2018-02-14 13F-HR Marshall Wace North America L.P. 197,009 0 -100.00 1,773 0 -100.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 10,349 94
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 283,291 279,561 -1.32 2,456 2,533 3.14
2017-11-08 13F-HR D.A. DAVIDSON & CO. 4,897 0 -100.00 53 0 -100.00
2017-11-21 N-Q Meeder Funds (see advisory)
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 0 241,566 0 2,188
2018-02-08 13F-HR Advisory Services Network, LLC 176 176 0.00 2 2 0.00
2018-02-14 13F-HR ProShare Advisors LLC 13,415 28,975 115.99 116 263 126.72
2018-02-14 13F-HR SIR Capital Management, L.P. 243,561 2,207
2018-02-14 SC 13G/A Scoggin International Fund, Ltd. 1,322,932,520
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 63,447 250,397 294.66 550 2,269 312.55
2018-02-15 13F-HR/A-1 M Holdings Securities, Inc. 12,489 12,333 -1.25 108 112 3.70
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 572 572 0.00 5 5 0.00
2018-02-09 13F-HR Bank of New York Mellon Corp 813,594 967,225 18.88 7,054 8,762 24.21
2018-02-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 500,000 0 -100.00 4,335 0 -100.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 250,827 46,323 -81.53 2,175 420 -80.69
2018-02-12 13F-HR AKANTHOS CAPITAL MANAGEMENT LLC 483,449 500,000 3.42 4,192 4,530 8.06
2018-02-13 13F-HR Renaissance Technologies LLC 1,053,000 0 -100.00 9,130 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 706 6
2018-02-14 13F-HR TIG Advisors, LLC Call 40,000 0 -100.00 348 0 -100.00
2018-02-14 13F-HR NORTHERN TRUST CORP 3,661,760 3,626,984 -0.95 31,748 32,861 3.51
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 16,318 0 -100.00 141 0 -100.00
2018-02-14 13F-HR Oaktree Capital Management LP 788,166 7,140
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 43,071 140,114 225.31 373 1,287 245.04
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 83 83 0.00 1 1 0.00
2018-02-07 13F-HR Catalyst Capital Advisors LLC 6,000 0 -100.00 52 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 1,764,740 1,466,913 -16.88 15,299 13,289 -13.14
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 24,400 320,500 1,213.52 212 2,904 1,269.81
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 5,500 5,500 0.00 47 49 4.26
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2018-02-14 13F-HR PointState Capital LP 4,700,667 1,907,064 -59.43 40,755 17,278 -57.61
2018-02-15 13F-HR DISCIPLINED GROWTH INVESTORS INC /MN 9,809,362 1,074,716 -89.04 85,047 96,546 13.52
2017-08-23 N-Q Harris Associates Investment Trust (see advisory)
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-02-14 13F-HR HSBC HOLDINGS PLC 1,170,000 531,665 -54.56 10,144 4,817 -52.51
2017-11-29 N-Q Amg Funds Ii (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 628,254 385,499 -38.64 5,447 3,493 -35.87
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 66,147 599
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,654 3,708 1.48 33 33 0.00
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 836,463 836,463 0.00 7,252 7,578 4.50
2018-02-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 2,606,351 2,116,351 -18.80 22,597 19,174 -15.15
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 135,500 109,100 -19.48 1,175 988 -15.91
2017-11-14 13F-HR Gratia Capital, LLC 491,853 0 -100.00 5,337 0 -100.00
2017-10-17 13F-HR Creative Planning 8,871 0 -100.00 96 0 -100.00
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 131,738 131,776 0.03 1,143 1,194 4.46
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 43,200 63,600 47.22 375 576 53.60
2018-02-14 SC 13G/A Blue Ridge Capital, L.L.C. 5,587,665
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 214 0 -100.00 2 0 -100.00
2017-09-29 N-Q Dunham Funds (see advisory)
2018-02-14 13F-HR UBS Group AG Call 1,392,000 12,612

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( UPL / Ultra Petroleum Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 903914208