SecurityUPL / Ultra Petroleum Corp. (903914208)
Institutional Owners214 (47 N-Q Owners)
Institutional Shares1,525,563,206 - 776.97% (ex. N-Q)
Institutional Value$ 4,663,071,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

UPL / Ultra Petroleum Corp. Institutional Ownership

Ultra Petroleum Corp. (NASDAQ:UPL) has 214 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,525,563,206 shares. Largest shareholders include Scoggin International Fund, Ltd., Fir Tree Inc., Credit Suisse Ag/, Vanguard Group Inc, Disciplined Growth Investors Inc /mn, BlackRock Inc., Old Bellows Partners Lp, State Street Corp, Warlander Asset Management, LP, and Nokota Management, LP.
Ultra Petroleum Corp. (NASDAQ:UPL) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 710,836 625,372 -12.02 6,440 2,608 -59.50
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,708 3,654 -1.46 33 15 -54.55
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 63,447 250,397 294.66 550 2,269 312.55
2018-02-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 247,800 0 -100.00 2,148 0 -100.00
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-09 13F-HR GABELLI FUNDS LLC 75,000 80,000 6.67 680 334 -50.88
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 219,175 0 -100.00 1,986 0 -100.00
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 307,676 296,542 -3.62 2,788 1,237 -55.63
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 766,987 3,198
2018-04-20 13F-HR Seacrest Wealth Management, Llc 816 816 0.00 7 3 -57.14
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 15,080 15,080 0.00 137 63 -54.01
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 32,448 294
2018-03-30 N-Q Financial Investors Trust (see advisory)
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 11,200 0 -100.00 101 0 -100.00
2018-05-15 13F-HR PointState Capital LP 1,907,064 0 -100.00 17,278 0 -100.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 1,323,687 1,324,606 0.07 11,476 12,001 4.57
2018-05-15 13F-HR WOLVERINE TRADING, LLC 25,367 14,904 -41.25 230 62 -73.04
2018-05-11 13F-HR CITIGROUP INC Call 9,516 33,400 250.99 86 139 61.63
2018-02-14 13F-HR Squarepoint Ops LLC 26,300 0 -100.00 228 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 109,100 12,500 -88.54 988 52 -94.74
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-11 13F-HR Well Done, LLC 5 0
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 619,598 1,439,424 132.32 5,614 6,002 6.91
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 46,323 47,227 1.95 420 197 -53.10
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 836,463 736,463 -11.96 7,578 3,071 -59.47
2018-05-15 13F-HR Blue Ridge Capital, L.L.C. 5,587,665 0 -100.00 50,624 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 66,147 43,448 -34.32 599 181 -69.78
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 43,439 4,480 -89.69 394 19 -95.18
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 135,000 563
2018-05-15 13F-HR BARCLAYS PLC 59,293 132,429 123.35 536 552 2.99
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 0 17,000 0 71
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 215,700 0 -100.00 1,954 0 -100.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 131,478 124,768 -5.10 1,191 520 -56.34
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 45,833 2,199,935 4,699.89 415 9,174 2,110.60
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 3,120 0 -100.00 28 0 -100.00
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 140,114 131,179 -6.38 1,287 547 -57.50
2018-05-15 13F-HR CREDIT SUISSE AG/ 4,297,860 16,907,365 293.39 38,940 70,504 81.06
2018-02-01 13F-HR Nationwide Fund Advisors 177,004 0 -100.00 1,535 0 -100.00
2018-01-25 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-15 13F-HR SCOGGIN LLC Call 1,000,000 500,000 -50.00 9,060 2,085 -76.99
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 147,960 146,876 -0.73 1,340 612 -54.33
2018-05-15 13F-HR HighTower Advisors, LLC 35,182 44,210 25.66 313 180 -42.49
2018-05-15 13F-HR Nokota Management, LP 7,330,651 7,330,651 0.00 66,416 30,569 -53.97
2018-05-15 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 237,139 237,139 0.00 2,148 989 -53.96
2018-04-26 13F-HR SIMPLEX TRADING, LLC 14,616 43,439 197.20 132 181 37.12
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 10,349 10,349 0.00 94 43 -54.26
2018-02-12 13F-HR BRANDES INVESTMENT PARTNERS, LP 11,862 0 -100.00 103 0 -100.00
2018-05-08 13F-HR US BANCORP \DE\ 706 14,366 1,934.84 6 60 900.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 131,776 12,541 -90.48 1,194 53 -95.56
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-02-13 13F-HR U S GLOBAL INVESTORS INC 99,600 0 -100.00 864 0 -100.00
2018-05-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 1,713,479 0 -100.00 15,524 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-16 13F-HR ASSETMARK, INC 30 0 -100.00 0 0
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 150,119 143,900 -4.14 1,360 600 -55.88
2018-02-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 500,000 0 -100.00 4,335 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 5,300 5,000 -5.66 3 17 466.67
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 261 261 0.00 2 1 -50.00
2018-05-11 13F-HR Amtrust Financial Services, Inc. 33,764 0 -100.00 306 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 12,900 54
2018-04-19 13F-HR Versant Capital Management, Inc 373 325 -12.87 3 1 -66.67
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,721,282 1,754,186 1.91 15,594 7,314 -53.10
2018-02-14 13F-HR NUMERIC INVESTORS LLC 434,681 0 -100.00 3,769 0 -100.00
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-15 13F-HR SIR Capital Management, L.P. 243,561 0 -100.00 2,207 0 -100.00
2017-12-27 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 304,184 267,278 -12.13 2,756 1,115 -59.54
2018-05-15 13F-HR GV Financial Advisors 482 2
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 12,517 12,517 0.00 113 52 -53.98
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 57,987 642,015 1,007.17 525,362 2,677,203 409.59
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 320,500 287,100 -10.42 2,904 1,197 -58.78
2018-05-11 13F-HR Tibra Equities Europe Ltd 49,436 158,092 219.79 448 659 47.10
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 241,566 697,234 188.63 2,188 2,907 32.86
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,081,736 2,105,867 1.16 18,861 8,781 -53.44
2018-05-15 13F-HR Metlife Investment Advisors, Llc 96,029 96,029 0.00 870 400 -54.02
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 28,313 46,790 65.26 256 195 -23.83
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 65,267 66,415 1.76 591 276,951 46,761.42
2018-02-08 13F-HR Global Financial Private Capital, LLC 138,197 138,197 0.00 1,198 1,252 4.51
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 14,759 14,759 0.00 134 62 -53.73
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 195,212 37,806 -80.63 1,769 158 -91.07
2018-05-04 13F-HR Swiss National Bank 334,300 334,300 0.00 3,029 1,394 -53.98
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-15 13F-HR Pennant Capital Management, LLC Call 2,000,000 0 -100.00 18,120 0 -100.00
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,271,707 4,337,148 32.57 29,641 18,085 -38.99
2018-05-15 13F-HR Jefferies Group LLC Put 10,000 42
2018-05-15 13F-HR BARCLAYS PLC Call 2,600 0 -100.00 24 0 -100.00
2018-02-13 13F-HR Axa 0 132,400 0 1,200
2018-02-28 N-Q Guggenheim Energy & Income Fund (see advisory)
2018-05-15 13F-HR Voya Investment Management LLC 90,084 88,330 -1.95 816 368 -54.90
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 894,156 888,902 -0.59 8,101 3,707 -54.24
2018-05-10 13F-HR Hanson & Doremus Investment Management 5,409 5,409 0.00 49 23 -53.06
2018-05-15 13F-HR KLS Diversified Asset Management LP 7,169,872 2,450,622 -65.82 64,959 10,219 -84.27
2018-05-11 13F-HR HAP Trading, LLC Call 2,608,000 2,608,300 0.01 1,956 326 -83.33
2018-05-15 13F-HR FIR TREE INC. 36,379,590 36,379,590 0.00 329,599 151,703 -53.97
2018-05-15 13F-HR Encompass Capital Advisors LLC 3,508,452 0 -100.00 31,786 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 93,200 95,100 2.04 844 397 -52.96
2018-02-14 13F-HR Natixis 25,888 0 -100.00 222 0 -100.00
2018-04-30 13F-HR Glassman Wealth Services 48 0
2018-02-07 13F-HR Catalyst Capital Advisors LLC 6,000 0 -100.00 52 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 2,548 0 -100.00 23 0 -100.00
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 41,157 0 -100.00 373 0 -100.00
2018-05-17 13F-HR DISCIPLINED GROWTH INVESTORS INC /MN 1,074,716 13,118,105 1,120.61 96,546 54,321 -43.74
2018-05-15 13F-HR LASRY MARC 3,357,441 6,438,390 91.76 30,419 26,848 -11.74
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 92,887 387
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 325 0 -100.00 3 0 -100.00
2018-03-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-02-12 13F-HR Quantbot Technologies LP 14,679 0 -100.00 127 0 -100.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,704 2,515 -6.99 24 10 -58.33
2018-05-14 13F-HR RAFFLES ASSOCIATES LP 100,000 417
2018-04-20 13F-HR FIRST MANHATTAN CO 1,941,523 1,886,504 -2.83 17,590 7,866 -55.28
2018-05-15 13F-HR SCOGGIN LLC 2,125,000 2,000,000 -5.88 19,253 8,340 -56.68
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 569 0 2
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 306,028 551,846 80.33 2,773 2,301 -17.02
2018-05-15 13F-HR WHITEBOX ADVISORS LLC 3,638,436 796,536 -78.11 32,964 3,322 -89.92
2018-05-14 13F-HR/A AKANTHOS CAPITAL MANAGEMENT LLC 500,000 1,265,000 153.00 4,530 5,275 16.45
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,466,913 252,416 -82.79 13,289 1,051 -92.09
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 5,500 0 -100.00 49 0 -100.00
2018-04-10 13F-HR/A Massey, Quick & Co., LLC 58 0 -100.00 1 0 -100.00
2018-02-02 13F-HR Alambic Investment Management, L.P. 65,400 0 -100.00 567 0 -100.00
2018-02-14 13F-HR ProShare Advisors LLC 13,415 28,975 115.99 116 263 126.72
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 24,332 24,332 0.00 220 102 -53.64
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 11,610 48
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 260 1
2018-02-09 13F-HR Royce & Associates LLC 881 0 -100.00 8 0 -100.00
2018-05-14 13F-HR Farmstead Capital Management, LLC 853,615 0 -100.00 7,733 0 -100.00
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 97,309 881,619
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 85,361 85,361 0.00 773 356 -53.95
2018-05-15 13F-HR Pennant Capital Management, LLC 5,836,226 2,300,000 -60.59 52,876 9,591 -81.86
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 2,334 1,090 -53.30 21 5 -76.19
2018-05-15 13F-HR Paloma Partners Management Co 272,968 272,968 0.00 2,473 1,138 -53.98
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 20,000 20,000 0.00 181 83 -54.14
2018-02-13 13F-HR Renaissance Technologies LLC 1,053,000 0 -100.00 9,130 0 -100.00
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 13,246 19,642 48.29 120 82 -31.67
2018-05-01 13F-HR Hanson McClain, Inc. 52 52 0.00 0 0
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 11,249 11,249 0.00 102 47 -53.92
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 279,561 0 -100.00 2,533 0 -100.00
2018-04-04 13F-HR CENTRAL TRUST Co 156 156 0.00 1 0 -100.00
2018-01-02 N-Q Advisors Series Trust (see advisory)
2018-01-10 SC 13G/A Warlander Asset Management, LP 7,524,942
2018-05-15 13F-HR Freestone Capital Holdings, LLC 121,664 507
2018-05-15 13F-HR Pentwater Capital Management LP 689,600 689,600 0.00 6,248 2,876 -53.97
2018-05-22 13F-HR AMALGAMATED BANK 24,743 24,138 -2.45 224 101 -54.91
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 57,700 241
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 494 312 -36.84 4 1 -75.00
2018-02-14 13F-HR MORGAN STANLEY 483,348 656,319 35.79 4,191 5,946 41.88
2018-05-15 13F-HR PEAK6 Investments, L.P. 139,436 0 -100.00 1,263 0 -100.00
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-09 13F-HR LINCOLN NATIONAL CORP 12,220 12,680 3.76 111 53 -52.25
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,002 1,002 0.00 9 4 -55.56
2018-03-29 13F-HR/A Marshall Wace North America L.P. 197,009 0 -100.00 1,773 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 144,853 15,994 -88.96 1,313 67 -94.90
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 2,502,475 3,172,467 26.77 22,674 13,229 -41.66
2018-02-28 N-Q American High Income Trust (see advisory)
2018-05-11 13F-HR CITIGROUP INC Put 5,408 0 -100.00 49 0 -100.00
2018-03-29 N-Q Sunamerica Specialty Series (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 152,297 44,446 -70.82 1,380 185 -86.59
2018-04-27 N-Q Valic Co I (see advisory)
2018-02-09 13F-HR Virtu Financial LLC 16,018 30,194 88.50 139 274 97.12
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR/A NOMURA HOLDINGS INC Call 170,000 709
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 104 0
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 24,614 0 -100.00 213 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 176 280 59.09 2 1 -50.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 264,900 315,684 19.17 2,400 1,316 -45.17
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 572 572 0.00 5 2 -60.00
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 10,276 0 -100.00 89 0 -100.00
2018-05-15 13F-HR BlueCrest Capital Management Ltd 92,971 20,662 -77.78 842 86 -89.79
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 113,100 0 -100.00 981 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 2,249 2,008 -10.72 20 8 -60.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 17,132 17,132 0.00 155 71 -54.19
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 15,536,318 16,627,679 7.02 140,759 69,338 -50.74
2018-05-15 13F-HR BANK OF NOVA SCOTIA 700,000 300,000 -57.14 6,342 1,251 -80.27
2018-05-15 13F-HR Old Bellows Partners Lp 9,139,325 9,117,592 -0.24 82,802 38,020 -54.08
2018-05-17 13F-HR Legal & General Group Plc 48,929 92,482 89.01 447 385 -13.87
2018-05-09 13F-HR NORTHERN TRUST CORP 3,626,984 2,249,748 -37.97 32,861 9,381 -71.45
2018-05-11 13F-HR Financial Advisory Group 10,326 10,326 0.00 94 43 -54.26
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 23,064 22,302 -3.30 209 93 -55.50
2018-05-15 13F-HR Jefferies Group LLC 55,700 50,000 -10.23 505 209 -58.61
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 17,517 16,945 -3.27 190 147 -22.63
2018-05-11 13F-HR Cutler Group LP 6,368 22,958 260.52 57 95 66.67
2018-05-15 13F-HR NEW GENERATION ADVISORS LLC 393,801 592,503 50.46 3,568 2,471 -30.75
2018-05-11 13F-HR Fiera Capital Corp 100,000 100,000 0.00 906 417 -53.97
2018-05-08 13F-HR Aperio Group, LLC 32,499 27,861 -14.27 294 116 -60.54
2018-02-08 13F-HR TORONTO DOMINION BANK 30 0 -100.00 0 0
2018-05-15 13F-HR UBS Group AG Call 1,392,000 1,392,000 0.00 12,612 5,805 -53.97
2018-05-15 13F-HR TIG Advisors, LLC Call 0 50,000 0 209
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 140,899 0 -100.00 281 0 -100.00
2018-05-15 13F-HR KLS Diversified Asset Management LP Call 4,150,000 17,306
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2017-12-27 N-Q Columbia Funds Series Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 63,600 131,700 107.08 576 549 -4.69
2018-02-12 13F-HR Pacad Investment Ltd. 22,400 35,400 58.04 194 321 65.46
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 790,354 3,296
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 208,700 208,700 0.00 1,891 870 -53.99
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 99 99 0.00 1 0 -100.00
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 937,233 876,255 -6.51 8,492 3,654 -56.97
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 82,619 34,350 -58.42 749 143 -80.91
2018-05-14 13F-HR Stone Ridge Asset Management LLC 11,111 46
2018-05-10 13F-HR Key Square Capital Management LLC 1,286,877 1,857,186 44.32 11,659 7,744 -33.58
2018-02-14 SC 13G/A Scoggin International Fund, Ltd. 1,322,932,520
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 412,049 0 -100.00 3,572 0 -100.00
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-14 13F-HR Shanda Payment Holdings Ltd. 847,677 0 -100.00 7,349 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 52 0 -100.00 0 0
2018-05-15 13F-HR Senator Investment Group LP 2,061,823 2,061,823 0.00 18,680 8,598 -53.97
2018-05-09 13F-HR BlackRock Inc. 12,958,269 12,859,957 -0.76 117,402 53,626 -54.32
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 80,000 334
2018-05-14 13F-HR York Capital Management Global Advisors, LLC 138,686 0 -100.00 1,256 0 -100.00
2018-05-15 13F-HR Advisor Group, Inc. 9,883 9,068 -8.25 89 38 -57.30
2018-05-01 13F-HR Mitsubishi UFJ Securities International PLC 1,100,000 4,587
2018-05-11 13F-HR Cutler Group LP Call 10,500 0 -100.00 38 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 62,500 261
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 650,000 650,000 0.00 5,889 2,711 -53.97
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 52 0 -100.00 0 0
2018-05-15 13F-HR JANE STREET GROUP, LLC 21,577 23,057 6.86 195 96 -50.77
2018-05-17 13F-HR M Holdings Securities, Inc. 12,333 12,489 1.26 112 52 -53.57
2018-05-15 13F-HR Old Bellows Partners Lp Call 750,000 300,000 -60.00 6,795 1,251 -81.59
2018-03-01 N-Q Rivernorth Funds (see advisory)
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co 731,492 1,952,441 166.91 6,627 8,141 22.85
2018-05-11 13F-HR CITIGROUP INC 29,145 2,070,323 7,003.53 264 8,633 3,170.08
2018-05-14 13F-HR Hudson Bay Capital Management LP 43,000 0 -100.00 390 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 2,878 2,851 -0.94 26 12 -53.85
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 597,461 466,898 -21.85 5,180 4,230 -18.34
2018-04-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-15 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 2,116,351 3,016,351 42.53 19,174 12,578 -34.40
2017-12-22 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-15 13F-HR Walleye Trading LLC 10,477 0 -100.00 95 0 -100.00
2018-05-08 13F-HR Neuberger Berman Group LLC 44,636 44,636 0.00 404 187 -53.71
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 104,800 125,300 19.56 949 523 -44.89
2018-04-17 13F-HR MAI Capital Management 27,296 24,696 -9.53 247 103 -58.30
2018-05-15 13F-HR UBS Group AG 1,814,416 2,423,409 33.56 16,439 10,106 -38.52
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 1,825 1,886 3.34 17 8 -52.94
2018-05-09 13F-HR IFP Advisors, Inc 877 356 -59.41 8 1 -87.50
2018-02-12 13F-HR Cipher Capital LP 467,892 458,261 -2.06 4,057 4,152 2.34
2018-05-08 13F-HR ClariVest Asset Management LLC 215,700 0 -100.00 1,954 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 275,234 281,506 2.28 2,494 1,174 -52.93
2018-01-18 13F-HR Carroll Financial Associates, Inc. 11 0 -100.00 0 0
2018-05-11 13F-HR Russell Investments Group, Ltd. 61,100 32,506 -46.80 572 136 -76.22
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-14 13F-HR Oaktree Capital Management LP 788,166 708,459 -10.11 7,140 2,954 -58.63
2018-05-02 13F-HR RHUMBLINE ADVISERS 204,264 196,189 -3.95 1,851 818 -55.81
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 385,499 369,764 -4.08 3,493 1,543 -55.83
2018-02-14 13F-HR Elliott Management Corporation 250,000 0 -100.00 2,168 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 21,100 88
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 83 83 0.00 1 1 0.00
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 260,400 82,400 -68.36 2,359 344 -85.42
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 628,967 877,342 39.49 5,698 3,658 -35.80
2018-05-15 13F-HR Bank of New York Mellon Corp 967,225 1,000,202 3.41 8,762 4,171 -52.40
2018-05-15 13F-HR QS Investors, LLC 8,100 8,100 0.00 73 34 -53.42
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-05-15 13F-HR Grosvenor Capital Management, L.P. 1,560,527 2,659,896 70.45 14,138 11,092 -21.54
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 47,692 0 -100.00 432 0 -100.00
2018-04-24 13F-HR Parkwood LLC 89,059 361,107 305.47 807 1,506 86.62
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 112,597 470
2018-05-09 13F-HR KAMES CAPITAL plc 91,744 96,734 5.44 830 403 -51.45
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR City Financial Investment Co Ltd 658,936 0 -100.00 5,712 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 531,665 57,487 -89.19 4,817 240 -95.02
2018-05-15 13F-HR Invesco Ltd. 153,669 173,241 12.74 1,392 722 -48.13
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 4,700 0 -100.00 41 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 16,188 16,188 0.00 147 67 -54.42
2018-05-14 13F-HR Laurion Capital Management LP 300,000 1,251
2018-05-15 13F-HR Rafferty Asset Management, LLC 23,041 68,783 198.52 209 287 37.32
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 16,318 0 -100.00 141 0 -100.00
2018-04-19 13F-HR WOODSTOCK CORP 10,358 10,358 0.00 94 43 -54.26
2017-12-27 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-05-15 13F-HR STATE STREET CORP 5,723,207 8,798,049 53.73 51,851 36,693 -29.23
2018-05-15 13F-HR ARISTEIA CAPITAL LLC 3,161,493 900,000 -71.53 28,643 3,753 -86.90
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-09 13F-HR Cetera Advisors LLC 11,268 11,268 0.00 103 46 -55.34

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( UPL / Ultra Petroleum Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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Ultra Petroleum Corp's (UPL) CEO Bradley Johnson on Q1 2018 Results - Earnings Call Transcript

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Good day, everyone, and welcome to today's Ultra Petroleum Corp. First Quarter 2018 Earnings Conference Call. [Operator Instructions]. Please note this call is being recorded.

CUSIP: 903914208