SecurityUBSH / Union Bankshares Corp (90539J109)
President & CEOBEALE G WILLIAM
Institutional Owners224
Form N-Q Owners62
Institutional Shares35,375,495 - 80.78% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding43,792,058 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 17,284,619,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Union Bankshares Corp (NASDAQ:UBSH) has 224 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 35,375,495 shares. Largest shareholders include CapGen Capital Group VI LP, Dimensional Fund Advisors Lp, BlackRock Inc., Vaughan Nelson Investment Management, L.p., Bank of New York Mellon Corp, Vanguard Group Inc, Northern Trust Corp, Wellington Management Group LLP, Ameriprise Financial Inc, and JP Morgan Chase & Co.

Union Bankshares Corp (NASDAQ:UBSH) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-14 13F-HR NGAM ADVISORS, L.P. 187,232 179,115 -4.34 6,608 6,478 -1.97
2018-02-14 13F-HR Squarepoint Ops LLC 0 11,643 0 421
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-14 13F-HR VANGUARD GROUP INC 2,021,113 1,964,460 -2.80 71,345 71,054 -0.41
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-15 13F-HR MARTIN & CO INC /TN/ 69,246 87,476 26.33 2,444 3,164 29.46
2018-02-14 13F-HR Neuberger Berman Group LLC 7,128 258
2018-02-14 13F-HR Paloma Partners Management Co 0 18,125 0 656
2018-02-09 13F-HR HENDERSON GROUP PLC 602,244 736,640 22.32 21,259 26,644 25.33
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 312 312 0.00 11 11 0.00
2018-01-29 13F-HR OUTFITTER ADVISORS, LTD. 56,525 55,425 -1.95 1,995 2,005 0.50
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 83,539 10,449 -87.49 2,949 378 -87.18
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 6,900 76,908 1,014.61 234 2,715 1,060.26
2017-11-27 N-Q John Hancock Financial Opportunities Fund (see advisory)
2018-02-14 13F-HR Brasada Capital Management, Lp 5,000 181
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,701 2,435 43.15 60 88 46.67
2017-09-25 N-Q Managed Account Series (see advisory)
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 0 14,738 0 533
2018-02-01 13F-HR Monarch Partners Asset Management LLC 89,680 90,940 1.40 3,166 3,289 3.89
2017-11-22 13F-HR/A-1 National Planning Corp 9,038 0 -100.00 315 0 -100.00
2017-09-28 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 2,695 982 -63.56 95 36 -62.11
2017-11-09 13F-HR ETRADE Capital Management LLC 17,033 0 -100.00 577 0 -100.00
2018-01-26 SC 13G/A Anchorage Capital Group, L.L.C. 3,965,963 0 -100.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 1,005,461 1,023,555 1.80 35,492 37,058 4.41
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 25,331 26,776 5.70 894,185 968,487 8.31
2018-02-08 13F-HR SEI INVESTMENTS CO 96 298 210.42 3 11 266.67
2018-02-14 13F-HR QS Investors, LLC 39,368 38,993 -0.95 1,390 1,410 1.44
2018-02-14 13F-HR Advisor Group, Inc. 0 2,674 0 97
2018-02-07 13F-HR Swiss National Bank 71,958 74,458 3.47 2,540 2,693 6.02
2017-11-24 N-Q Master Investment Portfolio (see advisory)
2018-01-23 13F-HR CENTRAL TRUST Co 215 215 0.00 8 8 0.00
2017-09-28 N-Q Oak Associates Funds (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 961,172 931,787 -3.06 33,372 33,703 0.99
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 532,268 502,297 -5.63 18,789 18,168 -3.31
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 124,752 75,921 -39.14 4,404 2,746 -37.65
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 3,789 3,789 0.00 118 137 16.10
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 54,194 56,108 3.53 1,913 2,029 6.06
2018-02-06 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 30,370 26,282 -13.46 1,072 951 -11.29
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 10,398 0 -100.00 353 0 -100.00
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 7,664 5,738 -25.13 271 208 -23.25
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 238,879 248,660 4.09 8,433 8,994 6.65
2018-02-09 SC 13G/A DIMENSIONAL FUND ADVISORS LP 3,419,464 3,680,435 7.63
2018-02-06 13F-HR Alpha Omega Wealth Management LLC 6,517 5,949 -8.72 230 215 -6.52
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 29 0 1
2017-08-29 N-Q Aqr Funds (see advisory)
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 69,093 68,057 -1.50 2,439 2,462 0.94
2018-02-14 13F-HR DEUTSCHE BANK AG\ 133,549 110,083 -17.57 4,710 3,978 -15.54
2018-01-31 SC 13G/A Carlyle Group L.P. 3,965,963 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 215,723 251,548 16.61 7,616 9,099 19.47
2018-02-06 13F-HR Russell Investments Group, Ltd. 61,273 11,432 -81.34 2,163 420 -80.58
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 6,800 0 246
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,800 5,125 34.87 134 186 38.81
2018-02-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 1,236 1,147 -7.20 44 41 -6.82
2018-02-09 13F-HR Virtu Financial LLC 5,549 201
2017-11-29 N-Q Natixis Funds Trust I (see advisory)
2017-10-23 N-Q Blackrock Funds (see advisory)
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 6,500 6,500 0.00 229 235 2.62
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 58,141 39,051 -32.83 2,052 1,412 -31.19
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 4,823 13,777 185.65 170,252 498,314 192.69
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 73 0 3
2017-09-27 N-Q Columbia Funds Series Trust I (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 46,412 0 -100.00 1,638 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 152,612 95,037 -37.73 5,387 3,438 -36.18
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,499 2,090 39.43 53 75 41.51
2017-09-29 N-Q Ishares Trust (see advisory)
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 7,085 0 256
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 397,384 496,304 24.89 14,027 17,951 27.97
2018-02-01 13F-HR Jackson, Grant Investment Advisers, Inc. 6,622 6,661 0.59 234 241 2.99
2017-12-27 N-Q Angel Oak Funds Trust (see advisory)
2018-02-14 13F-HR MENTA CAPITAL LLC 50,203 0 -100.00 1,772 0 -100.00
2017-09-28 N-Q Two Roads Shared Trust (see advisory)
2017-11-14 13F-HR NUMERIC INVESTORS LLC 90,000 0 -100.00 3,051 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 3,507 0 -100.00 119 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 66,512 98,285 47.77 2,348 3,554 51.36
2018-02-14 13F-HR OBERWEIS ASSET MANAGEMENT INC/ 15,590 40,319 158.62 550 1,458 165.09
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG 63,751 0 -100.00 2,251 0 -100.00
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2017-11-14 13F-HR SUNTRUST BANKS INC 7,281 0 -100.00 246 0 -100.00
2017-11-14 13F-HR Bridgewater Wealth & Financial Management, LLC 5,951 0 -100.00 202 0 -100.00
2018-02-05 13F-HR FIRST NATIONAL BANK OF OMAHA 39,880 1,442
2018-02-13 13F-HR Wellington Management Group LLP 174,944 1,064,016 508.20 6,176 38,486 523.15
2018-02-09 13F-HR RHUMBLINE ADVISERS 67,813 59,209 -12.69 2,394 2,142 -10.53
2018-01-11 SC 13D CapGen Capital Group VI LP 4,781,105 4,781,105 0.00
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 2,710 98
2018-02-13 13F-HR FJ Capital Management LLC 15,000 40,000 166.67 530 1,447 173.02
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 5,163 5,163 0.00 179 186 3.91
2018-02-02 13F-HR Sandy Spring Bank 1,500 1,500 0.00 53 54 1.89
2018-01-25 13F-HR Tributary Capital Management, LLC 419,880 15,187
2017-11-09 13F-HR Trexquant Investment LP 6,685 0 -100.00 227 0 -100.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 76,916 2,782
2018-02-13 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 11,470 11,472 0.02 405 415 2.47
2018-01-31 13F-HR LSV ASSET MANAGEMENT 180,239 185,639 3.00 6,362 6,714 5.53
2018-02-14 13F-HR Sound Income Strategies, Llc 200 7
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 5,100 0 -100.00 173 0 -100.00
2018-01-19 13F-HR GW&K Investment Management, LLC 6,020 6,785 12.71 213 245 15.02
2017-08-28 N-Q Seasons Series Trust (see advisory)
2018-02-05 13F-HR PALLADIUM PARTNERS LLC 8,029 290
2018-01-17 13F-HR CITY HOLDING CO 1,000 0 -100.00 35 0 -100.00
2017-10-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 115,014 100,399 -12.71 4,060 3,632 -10.54
2017-09-28 N-Q Fidelity Salem Street Trust (see advisory)
2017-11-29 N-Q Investment Managers Series Trust (see advisory)
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 7,527 1,386 -81.59 266 50 -81.20
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 154,700 0 -100.00 5,244 0 -100.00
2018-02-14 13F-HR Marshall Wace North America L.P. 5,944 15,322 157.77 208 554 166.35
2018-01-17 13F-HR ALPHA WINDWARD LLC 14,940 14,700 -1.61 527 532 0.95
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 3,700 0 -100.00 125 0 -100.00
2018-02-06 13F-HR M&T BANK CORP 8,640 8,907 3.09 305 322 5.57
2017-11-20 N-Q Dreyfus Variable Investment Fund (see advisory)
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 6,686 242
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 154,700 0 -100.00 5,245 0 -100.00
2017-11-29 N-Q Sma Relationship Trust (see advisory)
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 0 6,278 0 227
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 39,643 37,698 -4.91 1,399 1,364 -2.50
2018-02-14 13F-HR Janney Montgomery Scott LLC 20,078 21,062 4.90 709 762 7.48
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 217,849 214,565 -1.51 7,690 7,761 0.92
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 26,583 27,646 4.00 938 1,000 6.61
2018-02-13 13F-HR Legal & General Group Plc 16,937 21,443 26.60 597 777 30.15
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-12 13F-HR FMR LLC / Fidelity 318,820 885,479 177.74 11,255 32,028 184.57
2017-09-27 N-Q Flexshares Trust (see advisory)
2017-09-25 N-Q Thrivent Mutual Funds (see advisory)
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 17,729 0 -100.00 626 0 -100.00
2018-02-09 13F-HR SALZHAUER MICHAEL 18,909 18,909 0.00 667 684 2.55
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 38,948 0 1,409
2018-02-14 13F-HR BRINKER CAPITAL INC 6,085 6,207 2.00 215 225 4.65
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 29,911 13,908 -53.50 1,056 503 -52.37
2018-02-09 13F-HR CITADEL ADVISORS LLC 79,428 37,737 -52.49 2,804 1,365 -51.32
2018-02-14 13F-HR BARCLAYS PLC 3,924 9,170 133.69 138 332 140.58
2017-10-23 13F-HR STRS OHIO 29,300 0 -100.00 993 0 -100.00
2018-02-08 13F-HR AMG National Trust Bank 24,125 24,200 0.31 852 875 2.70
2018-02-13 13F-HR KOCH INDUSTRIES INC 10,023 363
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 76,830 0 2,779
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 13,613 13,613 0.00 481 492 2.29
2017-11-14 13F-HR PEAK6 Investments, L.P. 2,553 0 -100.00 87 0 -100.00
2017-09-29 N-Q John Hancock Investment Trust Ii (see advisory)
2017-09-27 N-Q Russell Investment Co (see advisory)
2017-08-28 N-Q Gps Funds I (see advisory)
2018-01-10 13F-HR Union Bankshares Corp 146,090 76,148 -47.88 5,157 2,755 -46.58
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 70,955 69,742 -1.71 2,505 2,523 0.72
2017-12-28 N-Q Federated Mdt Series (see advisory)
2017-11-22 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-14 13F-HR ProShare Advisors LLC 0 6,409 0 232
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 30,499 0 -100.00 1,034 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc 35 205 485.71 1 7 600.00
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 0 24,300 0 879
2018-01-18 N-Q Advantage Funds, Inc. (see advisory)
2018-02-14 13F-HR Zebra Capital Management LLC 6,896 18,996 175.46 243 687 182.72
2018-02-13 13F-HR AMALGAMATED BANK 5,787 209
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2018-02-12 13F-HR PETTYJOHN, WOOD & WHITE, INC 9,070 9,070 0.00 320 328 2.50
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 81,210 76,496 -5.80 2,867 2,767 -3.49
2017-08-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-12 13F-HR AlphaOne Investment Services, LLC 600 600 0.00 21 22 4.76
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 368,858 455,355 23.45 13,021 16,470 26.49
2018-02-13 SC 13G/A VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 2,507,019 2,246,637 -10.39
2018-02-14 13F-HR Voya Investment Management LLC 22,685 21,153 -6.75 801 765 -4.49
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-14 13F-HR INVESTMENT COUNSELORS OF MARYLAND LLC 82,297 557,799 577.79 2,905 20,176 594.53
2017-10-26 13F-HR Acrospire Investment Management LLC 672 0 -100.00 23 0 -100.00
2018-02-13 13F-HR PITCAIRN CO 7,010 10,871 55.08 248 393 58.47
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 0 6,600 0 239
2017-11-29 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-01-24 13F-HR Vantage Investment Advisors, LLC 200 200 0.00 7 7 0.00
2018-02-09 13F-HR Bank of New York Mellon Corp 1,792,680 2,037,942 13.68 63,282 73,712 16.48
2018-01-18 13F-HR Carroll Financial Associates, Inc. 33,996 33,996 0.00 1,202 1,229 2.25
2018-02-09 13F-HR Baird Financial Group, Inc. 6,195 6,195 0.00 219 224 2.28
2017-11-03 13F-HR ALPS ADVISORS INC 13,352 0 -100.00 453 0 -100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 57,549 57,549 0.00 2,031 2,082 2.51
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 6,678 242
2018-02-14 13F-HR Invesco Ltd. 42,554 43,967 3.32 1,502 1,590 5.86
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2017-11-22 N-Q Spdr Series Trust (see advisory)
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2018-02-08 13F-HR OAK ASSOCIATES LTD /OH/ 15,185 15,185 0.00 536 549 2.43
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-11-08 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 55,331 55,331 0.00 1,876 1,953 4.10
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 62,810 62,670 -0.22 2,217 2,267 2.26
2018-02-14 13F-HR ROYAL BANK OF CANADA 18,649 14,798 -20.65 659 535 -18.82
2018-02-14 13F-HR NORTHERN TRUST CORP 1,380,970 1,370,930 -0.73 48,748 49,586 1.72
2017-11-28 N-Q Columbia Funds Variable Insurance Trust (see advisory)
2018-02-09 13F-HR Gryphon Financial Partners Llc 295 11
2018-02-15 13F-HR Metlife Investment Advisors, Llc 20,843 754
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,029 2,892 -4.52 107 105 -1.87
2017-10-30 N-Q Bmt Investment Funds (see advisory)
2017-11-24 N-Q Blackrock Funds Iii (see advisory)
2017-11-22 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-02-14 13F-HR UBS Group AG 9,145 11,412 24.79 323 413 27.86
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 546,037 533,527 -2.29 19,275 19,298 0.12
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 61,806 58,390 -5.53 2,182 2,112 -3.21
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 18,493 0 -100.00 653 0 -100.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 74,338 85,459 14.96 2,624 3,091 17.80
2018-02-15 13F-HR BRYN MAWR TRUST Co 186,684 234,991 25.88 6,590 8,500 28.98
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 17,600 0 -100.00 597 0 -100.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 82,069 84,044 2.41 2,897 3,040 4.94
2018-02-13 13F-HR BANC FUNDS CO LLC 386,248 353,201 -8.56 13,635 12,775,280 93,594.76
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 6,555 5,901 -9.98 231 213 -7.79
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 35,715 35,715 0.00 1,261 1,292 2.46
2018-02-08 13F-HR Matarin Capital Management, LLC 88,324 20,867 -76.37 3,117,837 754,759 -75.79
2018-02-15 13F-HR BB&T SECURITIES, LLC 5,693 205
2018-02-14 13F-HR CREDIT SUISSE AG/ 68,550 57,689 -15.84 2,420 2,086 -13.80
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2017-10-30 N-Q Northern Lights Fund Trust Iv (see advisory)
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 165,460 90,417 -45.35 5,841 3,270 -44.02
2018-02-15 13F-HR Cwm Advisors, Llc 1,534 55
2017-11-28 N-Q Fidelity Advisor Series I (see advisory)
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 211,020 198,864 -5.76 7,449 7,193 -3.44
2018-02-14 13F-HR STATE STREET CORP 886,706 929,709 4.85 31,304 33,627 7.42
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 0 105,510 0 3,816
2018-01-24 13F-HR Canal Capital Management, LLC 6,585 238
2018-02-14 13F-HR/A-1 Taylor Hoffman Wealth Management 332 12
2017-11-14 13F-HR PDT Partners, LLC 34,400 0 -100.00 1,166 0 -100.00
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 14,833 0 537
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 475,234 386,363 -18.70 16,775 13,974 -16.70
2017-11-22 N-Q Principal Exchange-traded Funds (see advisory)
2018-02-02 13F-HR US BANCORP \DE\ 2,116 4,263 101.47 75 154 105.33
2018-02-12 13F-HR Quantbot Technologies LP 3,898 140
2018-02-15 13F-HR GLENMEDE TRUST CO NA 10,334 10,334 0.00 364 373 2.47
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 26,780 27,891 4.15 945 1,009 6.77
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 9,790 0 -100.00 346 0 -100.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 228 0 -100.00 8 0 -100.00
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 145,114 145,114 0.00 5,123 5,249 2.46
2017-10-23 N-Q Blackrock Master Llc (see advisory)
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 818,565 826,279 0.94 28,895 29,887 3.43
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 75,428 78,615 4.23 2,663 2,844 6.80
2017-09-27 N-Q Advisors' Inner Circle Fund (see advisory)
2018-01-23 SC 13G/A BlackRock Inc. 3,062,766 2,930,406 -4.32
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 6,116 6,697 9.50 216 242 12.04
2018-02-13 13F-HR Renaissance Technologies LLC 652,845 499,005 -23.56 23,045 18,049 -21.68
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 60,352 34,622 -42.63 2,130 1,252 -41.22
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-01-17 13F-HR DAVENPORT & Co LLC 32,558 41,973 28.92 1,149,289 1,518,148 32.09
2017-11-29 N-Q Rydex Series Funds (see advisory)
2017-08-29 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 216,925 235,135 8.39 7,657 8,505 11.07
2018-02-14 13F-HR Keeley-Teton Advisors, LLC 32,145 29,645 -7.78 1,135 1,072 -5.55
2018-02-05 13F-HR MALTESE CAPITAL MANAGEMENT LLC 10,000 0 -100.00 353 0 -100.00
2018-02-09 13F-HR Alexandria Capital, LLC 1,359 0 -100.00 48 0 -100.00
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 26,818 32,623 21.65 947 1,180 24.60
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2018-01-25 13F-HR FTB Advisors, Inc. 325 1,329 308.92 11 49 345.45
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 28,945 29,082 0.47 1,022 1,052 2.94
2017-08-25 N-Q Keeley Funds, Inc. (see advisory)
2018-02-12 13F-HR CITIGROUP INC 139 7,105 5,011.51 5 257 5,040.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 142,260 210,202 47.76 5,022 7,603 51.39
2017-10-23 N-Q Blackrock Series, Inc. (see advisory)
2018-02-15 13F-HR Phocas Financial Corp. 146,919 5,314

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( UBSH / Union Bankshares Corp ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 90539J109