SecurityUBS / UBS Group AG (H42097107)
Institutional Owners327
Institutional Shares1,376,561,958
Institutional Value$ 59,209,496,000 USD
Related 695629AQ8 / Paine Webber Group Inc Senior Notes 7.625% 02/15/14
69563AHT1 / Paine Webb Group Inc Sr Mtn Be Fr 7.39% 10/16/2017
69563AHC8 / Paine Webb Group Inc Sr Mtn Be Fr 7.605% 07/17/2017
69563AHL8 / Paine Webb Group Inc Sr Mtn Be Fr 7.633% 09/11/2017
69563AGD7 / Paine Webb Group Inc Sr Mtn Be Fr 7.81% 02/13/2017
69563AGK1 / Paine Webb Group Inc Sr Mtn Be Fr 7.91% 03/17/2017
69563AFZ9 / Paine Webb Group Inc Sr Mtn Be Fr 7.93% 02/06/2017
69563AGX3 / Paine Webb Group Inc Sr Mtn Be Fr 7.99% 06/09/2017
69563AFR7 / Paine Webb Group Inc Sr Mtn Be Fr 8.06% 01/17/17
87083KAM4 / Swiss Bank Corp Dep Mtns B E Fr 7.375% 06/15/17
870836AD5 / Swiss Bank Corp Sub Db 7% 10/15/2015
870836AC7 / Swiss Bank Corp Sub Debentures 7.5% 07/15/2025
870836AB9 / Swiss Bank Corp Subordinated Notes 7.375% 07/15/2015
870845AC8 / Swiss Bk Corp N Y Brh Sub Debentures 7.75% 09/01/2026
90261XEM0 / Ubs Ag Brh Mtn Sr Dep Notes Be Fr 5.875% 12/20/2017
90261XBY7 / Ubs Ag Brh Mtn Sr Dep Notes Be Sb Fr 5.875% 07/15/2016
90261XFY3 / Ubs Ag Brh Mtn Sr Dep Notes Be Senior Notes 3.875% 01/15/2015
90261XFA5 / Ubs Ag Brh Mtn Sr Dep Notes Be Senior Notes 5.75% 04/25/2018
90261XGX4 / Ubs Ag Stamford Ct 2.25% Senior Notes 01/28/14
90261XGF3 / Ubs Ag Stamford Ct 2.25% Senior Notes 08/12/13
90261XGD8 / Ubs Ag Stamford Ct 4.875% Senior Notes 08/04/20
90261AAB8 / Ubs Ag Stamford Ct 7.625% 08/17/22
H4209BAD0 / UBS Group AG Bond
UBS.PRDCL / UBS Preferred Funding Trust IV
90264AAA7 / Ubs Pr Fd Trust V 6.243 Tr Pfd Sec 05/15/2016

Institutional Stock Ownership and Shareholders()

UBS / UBS Group AG Institutional Ownership

UBS Group AG (NYSE:UBS) has 327 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,376,561,958 shares. Largest shareholders include Massachusetts Financial Services Co /ma/, Wellington Management Group LLP, UBS Group AG, Vanguard Group Inc, Capital Research Global Investors, Credit Suisse Ag/, Dodge & Cox, Franklin Resources Inc, Fisher Asset Management, LLC, and Schroder Investment Management Group.
UBS Group AG (NYSE:UBS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 135,449 22,171 -83.63 2,491 392 -84.26
2018-07-18 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 116,061 116,061 0.00 2,050 1,780 -13.17
2018-05-15 13F-HR HBK INVESTMENTS L P 21,600 0 -100.00 397 0 -100.00
2018-05-08 13F-HR Advisornet Financial, Inc 1,960 989 -49.54 36 17 -52.78
2018-04-23 13F-HR Whitener Capital Management, Inc. 1,000 2,928 192.80 18 51 183.33
2017-05-08 13F-HR ARXIS SECURITIES LLC 11,568 0 -100.00 181 0 -100.00
2018-05-15 13F-HR Aristotle Capital Management, LLC 354,490 764,213 115.58 6,526 13,496 106.80
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 0 15,787 0 279
2018-05-10 13F-HR BRINKER CAPITAL INC 163,691 209,127 27.76 3,010 3,693 22.69
2018-05-14 13F-HR BlueMountain Capital Management, LLC 18,938 333
2018-05-09 13F-HR IFP Advisors, Inc 10,804 9,159 -15.23 199 162 -18.59
2018-07-19 13F-HR Carroll Financial Associates, Inc. 52 52 0.00 0 0
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 1,456 1,374 -5.63 25 21 -16.00
2018-04-12 13F-HR First Command Bank 209 209 0.00 4 3,671 91,675.00
2018-05-15 13F-HR Capital Bank & Trust Co 1,100,764 1,061,972 -3.52 20,262 18,664 -7.89
2018-07-09 13F-HR Fisher Asset Management, LLC 45,137,877 46,463,998 2.94 797,135 712,758 -10.59
2018-05-14 13F-HR FIL Ltd 378,946 529,468 39.72 6,977 9,302 33.32
2018-05-03 13F-HR ADVISOR PARTNERS LLC 11,371 201
2018-05-15 13F-HR American Financial Network Advisory Services Llc 899 0 -100.00 17 0 -100.00
2018-07-19 13F-HR Legacy Advisors, Llc 54,660 54,660 0.00 954 838 -12.16
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 15,010 25,704 71.25 276 454 64.49
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 113,949 0 -100.00 2,097 0 -100.00
2018-05-15 13F-HR Capital Research Global Investors 91,063,091 91,024,983 -0.04 1,673,227 1,602,094 -4.25
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 28,100 31,600 12.46 517 558 7.93
2018-05-02 13F-HR FDx Advisors, Inc. 19,355 46,536 140.43 356 822 130.90
2018-05-09 13F-HR Lido Advisors, LLC 13,491 238
2018-05-15 13F-HR Clearbridge Investments, LLC 2,203,261 2,218,391 0.69 40,518 39,177 -3.31
2018-07-19 13F-HR Consolidated Investment Group LLC 30,724 30,724 0.00 540 475 -12.04
2018-05-15 13F-HR GLENMEDE TRUST CO NA 8,903 8,903 0.00 163 163 0.00
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 3,090,683 3,156,687 2.14 56,877 55,486 -2.45
2018-05-03 13F-HR INSIGHT 2811, INC. 15,837 19,554 23.47 291 345 18.56
2018-05-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2,681,797 2,637,713 -1.64 49,318 44,758 -9.25
2018-05-04 13F-HR Boston Partners 314,483 5,554
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 1,303,741 1,180,187 -9.48 23,976 20,842 -13.07
2018-05-03 13F-HR SG Americas Securities, LLC 182,309 43,538 -76.12 3,353 769 -77.07
2018-05-15 13F-HR Marshall Wace LLP 23,320 24,012 2.97 429 421 -1.86
2018-05-14 13F-HR IHT Wealth Management, LLC 77 0 -100.00 1 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 53,700 948
2018-05-14 13F-HR GQG Partners LLC 31,807 0 -100.00 585 0 -100.00
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 107,328 0 -100.00 1,974 0 -100.00
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 435,245 389,500 -10.51 7,465 6,879 -7.85
2018-05-11 13F-HR Harbor Advisors LLC 10,000 10,000 0.00 183 176 -3.83
2018-06-13 13F-HR Winthrop Partners - Wny, Llc 5,000 86,706
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 22,369 15,724 -29.71 380 270 -28.95
2018-05-04 13F-HR River Road Asset Management, LLC 15,005 13,944 -7.07 276 246 -10.87
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 0 14,131 0 250
2018-05-09 13F-HR Twin Tree Management, LP Put 35,400 0 -100.00 651 0 -100.00
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,854,923 2,014,291 8.59 34,112 35,572 4.28
2018-07-18 13F-HR World Asset Management Inc 152,966 115,298 -24.63 2,701 1,769 -34.51
2018-05-07 13F-HR Greenwich Investment Management, Inc. 119,750 2,115
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 15,907 15,395 -3.22 293 272 -7.17
2018-05-08 13F-HR SIGNATUREFD, LLC 0 13,126 0 232
2018-05-10 13F-HR TORONTO DOMINION BANK 275,843 4,845
2018-05-10 13F-HR Avestar Capital, Llc 373 6
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 754,926 764,215 1.23 13,883 13,475 -2.94
2017-08-15 13F-HR 1st Global Advisors, Inc. 49,286 46,146 -6.37 786 784 -0.25
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 7,007 7,007 0.00 129 124 -3.88
2018-05-04 13F-HR FLOSSBACH VON STORCH AG 11,740,600 206,753
2018-05-14 13F-HR Holistic Financial Partners 5,231 5,536 5.83 96 98 2.08
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 171,404 242,844 41.68 3,152 4,289 36.07
2018-07-19 13F-HR EXANE DERIVATIVES Call 36,398 52,654 44.66 3,418,310 3,588,753 4.99
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 1,453,862 1,421,940 -2.20 18,671 19,305 3.40
2018-05-11 13F-HR STIFEL FINANCIAL CORP 349,751 304,075 -13.06 6,434 5,371 -16.52
2018-05-15 13F-HR Wellington Management Group LLP 125,813,308 131,835,832 4.79 2,315,736 2,314,968 -0.03
2018-02-12 13F-HR Florence Capital Advisors, LLC 7,700 7,700 0.00 132 142 7.58
2018-07-03 13F-HR PRIVATE BANK & TRUST CO 14,232 12,850 -9.71 251 197 -21.51
2018-05-15 13F-HR BRANDES INVESTMENT PARTNERS, LP 4,167,469 3,798,418 -8.86 76,640 67,080 -12.47
2018-05-04 13F-HR PZENA INVESTMENT MANAGEMENT LLC 11,068,827 10,688,586 -3.44 203,556 188,760 -7.27
2018-04-25 13F-HR FIRST INTERSTATE BANK 8,865 8,865 0.00 163 155 -4.91
2018-05-04 13F-HR Sandy Spring Bank 2,049 1,254 -38.80 38 22 -42.11
2018-04-23 13F-HR CAPROCK Group, Inc. 19,864 20,815 4.79 389 368 -5.40
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 400,233 196,264 -50.96 7,360 3,461 -52.98
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 4,629,600 8,231,200 77.80 85,138 145,363 70.74
2017-08-18 13F-HR WFG Advisors, LP 51 51 0.00 1 1 0.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 0 30,731 0 542,709
2018-05-14 13F-HR Renaissance Technologies LLC 1,743,200 1,784,900 2.39 32,057 31,521 -1.67
2018-05-15 13F-HR BARCLAYS PLC Put 3,900 40,700 943.59 72 719 898.61
2018-05-02 13F-HR Paulson Wealth Management Inc. 1,084 0 -100.00 20 0 -100.00
2018-05-15 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 610 360 -40.98 11 6 -45.45
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 9,800 0 -100.00 180 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,906 480,947 995.40 807 8,494 952.54
2018-05-15 13F-HR BARCLAYS PLC Call 8,000 22,200 177.50 147 392 166.67
2018-07-16 13F-HR Lenox Wealth Advisors, Inc. 2,369 1,394 -41.16 42 21 -50.00
2018-05-04 13F-HR Whitnell & Co. 169 169 0.00 3 3 0.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 0 35,800 0 632
2018-05-15 13F-HR Bank of New York Mellon Corp 10,058,404 9,814,290 -2.43 185,169 172,130 -7.04
2018-05-14 13F-HR AVIVA PLC 2,307,247 1,391,100 -39.71 42,396 24,431 -42.37
2018-04-17 13F-HR Calton & Associates, Inc. 13,329 12,629 -5.25 272 223 -18.01
2018-05-10 13F-HR FRANKLIN RESOURCES INC 65,055,289 67,542,854 3.82 1,197,783 1,188,339 -0.79
2018-05-15 13F-HR HPM Partners LLC 45,293 0 -100.00 833 0 -100.00
2018-05-03 13F-HR Trexquant Investment LP 0 44,183 0 780
2018-04-18 13F-HR/A FNY Partners Fund LP 523,031 0 -100.00 9,618 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 162,044 431,432 166.24 2,980 7,619 155.67
2017-05-01 13F-HR Spot Trading L.L.C Put 50,000 798
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 289 5
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 186,020 196,376 5.57 3,421 3,468 1.37
2018-05-14 13F-HR Evercore Wealth Management, LLC 3,000 0 -100.00 55 0 -100.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 75,418 189,626 151.43 1,387 3,349 141.46
2018-05-15 13F-HR UBS Group AG Call 1,490,442 3,951,769 165.14 27,409 69,788 154.62
2018-05-15 13F-HR APPALOOSA LP 6,955,399 122,461
2018-05-04 13F-HR Financial Gravity Companies, Inc. 184 22 -88.04 4 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13,636 11,227 -17.67 251 198 -21.12
2018-05-11 13F-HR CITADEL ADVISORS LLC 25,704 454
2018-04-30 13F-HR Forward Management, LLC 94,306 95,538 1.31 1,734 1,687 -2.71
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 46,311 77,143 66.58 852 1,363 59.98
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 0 150 0 3
2018-05-15 13F-HR National Asset Management, Inc. 62,705 30,957 -50.63 1,155 548 -52.55
2018-05-15 13F-HR Quantitative Investment Management, LLC 286,700 466,100 62.57 5,272 8,231 56.13
2018-04-10 13F-HR Gradient Investments LLC 91,966 109,376 18.93 1,691 1,932 14.25
2018-05-03 13F-HR STRATEGY ASSET MANAGERS LLC 33,491 67,451 101.40 616 1,191 93.34
2018-05-15 13F-HR PDT Partners, LLC 630,600 630,600 0.00 11,597 11,136 -3.98
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 0 33,025 0 583
2018-05-11 13F-HR CITIGROUP INC Call 1,205,500 1,352,800 12.22 22,103 23,726 7.34
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 912 912 0.00 17 16 -5.88
2018-04-30 13F-HR Exane Asset Management 347,000 932,519 168.74 6,389,387 16,416,831 156.94
2018-05-15 13F-HR Capital International Investors 2,828,231 2,832,670 0.16 51,968 49,855 -4.07
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 23,100 0 -100.00 425 0 -100.00
2018-04-19 13F-HR Janney Capital Management LLC 698,061 960,957 37.66 12,837 16,970 32.20
2018-05-14 13F-HR Chescapmanager LLC 142,500 142,500 0.00 2,621 2,517 -3.97
2018-05-14 13F-HR Resources Investment Advisors, Inc. 3,675 3,675 0.00 68 65 -4.41
2018-05-15 13F-HR MARSHALL WACE ASIA Ltd 3,002,980 0 -100.00 55,285 0 -100.00
2018-05-09 13F-HR Private Advisor Group, LLC 15,967 0 -100.00 300 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 400,000 0 -100.00 7,356 0 -100.00
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 30 30 0.00 530 2 -99.62
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 159,600 63,800 -60.03 2,935 1,127 -61.60
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 1,150,000 0 -100.00 20,631 0 -100.00
2018-05-14 13F-HR MORGAN STANLEY 7,454,824 8,130,720 9.07 137,092 143,589 4.74
2018-05-08 13F-HR Willingdon Wealth Management 447 8
2018-05-14 13F-HR FMR LLC / Fidelity 34,342,996 36,218,014 5.46 631,991 637,617 0.89
2018-05-15 13F-HR WOLVERINE TRADING, LLC 39,467 52,076 31.95 726 920 26.72
2018-05-22 13F-HR/A Summit Trail Advisors, Llc 89,989 114,519 27.26 1,829 1,526 -16.57
2018-05-11 13F-HR Delpha Capital Management, Llc 303 0 -100.00 6 0 -100.00
2018-05-07 13F-HR ETRADE Capital Management LLC 106,121 125,708 18.46 1,952 2,220 13.73
2018-05-04 13F-HR M&T BANK CORP 35,484 44,091 24.26 653 779 19.30
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 1,150,000 0 20,309
2018-05-17 13F-HR Atlantic Trust Group, LLC 1,467 1,467 0.00 27 26 -3.70
2018-05-11 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 369,880 358,719 -3.02 6,807 6,292 -7.57
2018-05-16 13F-HR Private Capital Group, Llc 3,272 0 -100.00 60 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 14,669,887 14,579,412 -0.62 269,779 257,472 -4.56
2018-05-09 13F-HR Meadow Creek Investment Management LLC 26,466 487
2018-05-03 13F-HR Zions Bancorporation 3,842 0 -100.00 71 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Call 4,000 0 -100.00 63 0
2018-05-09 13F-HR BBR PARTNERS, LLC 34,745 28,258 -18.67 639 499 -21.91
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 4,208,590 3,119,612 -25.88 71,398 54,913 -23.09
2018-05-14 13F-HR Convergence Investment Partners, LLC 0 1,220 0 22
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 1,010,012 1,008,046 -0.19 16,110 17,117 6.25
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0 574,000 0 10,137
2018-05-15 13F-HR EARNEST PARTNERS LLC 570 570 0.00 10 10 0.00
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 195 195 0.00 3,586 3,444 -3.96
2017-05-12 13F-HR Seawolf Capital, LLC Call 45,000 0 -100.00 705 0
2018-05-11 13F-HR NorthCoast Asset Management LLC 113,279 2,001
2018-05-14 13F-HR Gryphon Financial Partners Llc 117 117 0.00 2 2 0.00
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Call 1,035,000 1,485,000 43.48 19,038 26,072 36.95
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 23,105 23,105 0.00 425 408 -4.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 38,576 44,499 15.35 709 844 19.04
2018-05-11 13F-HR Cutler Group LP Put 3,500 22,000 528.57 0 38
2018-05-15 13F-HR CNA FINANCIAL CORP 0 100,375 0 1,767
2018-05-10 13F-HR BESSEMER GROUP INC 1,739 1,327 -23.69 32 23 -28.12
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 3,442,100 4,592,100 33.41 63,300 81,096 28.11
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 160,056,286 156,263,642 -2.37 2,943,434 2,759,615 -6.25
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 52,936 34,726 -34.40 975 609 -37.54
2018-05-14 13F-HR Icon Wealth Partners, Llc 9,612 9,937 3.38 177 175 -1.13
2018-05-14 13F-HR Proficio Capital Partners LLC 1,045 1,532 46.60 19 27 42.11
2018-05-14 13F-HR LOEWS CORP 10,625 10,625 0.00 195 188 -3.59
2018-05-15 13F-HR Advisor Group, Inc. 21,543 23,368 8.47 396 413 4.29
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 19,809 23,440 18.33 364 414 13.74
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 2,906,025 2,832,977 -2.51 53,441 50,030 -6.38
2018-05-15 13F-HR CAPITAL INTERNATIONAL INC /CA/ 64,925 0 -100.00 1,195 0 -100.00
2018-05-14 13F-HR Schafer Cullen Capital Management Inc 4,328,038 4,375,208 1.09 79,593 77,266 -2.92
2018-05-11 13F-HR HAP Trading, LLC Call 18,100 0 -100.00 27 0 -100.00
2018-07-17 13F-HR Calamos Advisors LLC 1,123,000 1,738,000 54.76 19,833 26,661 34.43
2018-05-15 13F-HR FIFTH THIRD BANCORP 12,110 35,804 195.66 223 632 183.41
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 21,332 17,438 -18.25 392 308 -21.43
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 0 118,290 0 2,077
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 55,640 59,199 6.40 1,024 1,046 2.15
2018-05-11 13F-HR First Allied Advisory Services, Inc. 12,111 0 -100.00 221 0 -100.00
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 27,120 27,120 0.00 499 479 -4.01
2018-05-11 13F-HR Omnia Family Wealth, LLC 1,226 0 -100.00 23 0 -100.00
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 11,260 0 199
2017-02-09 13F-HR J.Safra Asset Management Corp 2,605 0 -100.00 35 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 8,292,223 6,923,900 -16.50 152,494 122,276 -19.82
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 27,400 28,700 4.74 504 507 0.60
2018-05-15 13F-HR Hilton Capital Management, LLC 642,350 11,344
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 664,500 1,214,500 82.77 12,220 21,448 75.52
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 128,210 0 -100.00 2,358 0 -100.00
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 127,950 0 -100.00 1,643 0
2018-05-15 13F-HR CAPITAL INTERNATIONAL SARL 100,632 100,632 0.00 1,853 1,765 -4.75
2018-04-12 13F-HR Valeo Financial Advisors, Llc 1,738 1,675 -3.62 32 30 -6.25
2018-05-15 13F-HR GAM Holding AG 2,260,807 2,112,850 -6.54 41,608 37,193 -10.61
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 14,986 12,728 -15.07 276 225 -18.48
2018-05-14 13F-HR Premia Global Advisors, Llc 3,186 3,186 0.00 58 56 -3.45
2018-05-01 13F-HR WHITTIER TRUST CO 3,378 3,378 0.00 62 60 -3.23
2018-05-01 13F-HR COMERICA BANK 210,670 213,239 1.22 4,349 3,764 -13.45
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 40,683,679 40,472,616 -0.52 729,866 679,738 -6.87
2018-05-11 13F-HR Compagnie Odier SCA 3,117,529 2,836,115 -9.03 57,391 49,742 -13.33
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 1,100 1,100 0.00 20 19 -5.00
2018-05-02 13F-HR Clal Insurance Enterprises Holdings Ltd 1 1 0.00 0 0
2018-04-24 13F-HR Rehmann Capital Advisory Group 15,082 14,808 -1.82 277 261 -5.78
2018-05-23 13F-HR/A Allianz Asset Management AG 21,758,540 20,836,633 -4.24 400,573 365,448 -8.77
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 7,040,883 8,896,759 26.36 124,341 136,475 9.76
2018-05-15 13F-HR LPL Financial LLC 122,605 43,644 -64.40 2,255 771 -65.81
2018-04-25 13F-HR WRIGHT INVESTORS SERVICE INC 26,028 0 -100.00 479 0 -100.00
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 552 315 -42.93 10 5 -50.00
2018-05-11 13F-HR Fiera Capital Corp 10,000 177
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,787 1,849 -33.66 51 33 -35.29
2018-05-15 13F-HR AMP Capital Investors Ltd 1,502,097 1,451,740 -3.35 27,655 25,567 -7.55
2016-11-14 13F-HR Edmond de Rothschild (Europe) 21,539 21,000 -2.50 277 285 2.89
2018-05-14 13F-HR Amplify Investments, Llc 80,612 1,424
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 10,328 0 -100.00 190 0 -100.00
2018-05-14 13F-HR Heritage Trust Co 18 18 0.00 0 0
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 1,567,971 1,703,997 8.68 28,868 29,923 3.65
2018-05-14 13F-HR Banco Santander, S.A. 72,096 1,273
2018-05-14 13F-HR Vantage Investment Partners, LLC 456,000 456,000 0.00 8,386 8,053 -3.97
2018-05-10 13F-HR BEACH INVESTMENT COUNSEL INC/PA 42,850 42,850 0.00 788 757 -3.93
2018-05-15 13F-HR Wellington Management Group LLP Call 4,365,702 0 -100.00 1,570 0 -100.00
2018-04-26 13F-HR FineMark National Bank & Trust 0 15,311 0 270
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 198,580 0 -100.00 4 0 -100.00
2018-04-16 13F-HR Santori & Peters, Inc. 311 0 -100.00 5 0 -100.00
2018-05-10 13F-HR NGAM ADVISORS, L.P. 1,261,203 1,325,147 5.07 23,193 23,402 0.90
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 13,748 13,748 0.00 253 241 -4.74
2018-05-09 13F-HR Twin Tree Management, LP Call 1,700 0 -100.00 31 0 -100.00
2018-05-08 13F-HR Parallel Advisors, LLC 2,521 2,504 -0.67 46 44 -4.35
2018-04-17 13F-HR Congress Park Capital Llc 12,800 226
2018-05-16 13F-HR ASSETMARK, INC 5,317 4,445 -16.40 98 79 -19.39
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 53,478 0 -100.00 983 0 -100.00
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 0 603 0 11
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 3,362 3,362 0.00 62 59 -4.84
2018-05-15 13F-HR VANGUARD GROUP INC 91,308,995 93,988,664 2.93 1,679,172 1,659,839 -1.15
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 64,708 65,195 0.75 1,191 1,144 -3.95
2018-05-11 13F-HR Citizens Financial Group Inc/RI 2,482 3,023 21.80 46 53 15.22
2018-07-17 13F-HR JABODON PT CO 164,257 2,520
2018-05-21 13F-HR Front Row Advisors Llc 838 826 -1.43 15 15 0.00
2018-04-18 13F-HR Creative Planning 97,892 78,077 -20.24 1,801 1,379 -23.43
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 0 11,897 0 210
2018-05-15 13F-HR DEUTSCHE BANK AG\ 24,975,195 19,565,503 -21.66 459,289 345,523 -24.77
2018-07-03 13F-HR Washington Trust Bank 536 0 -100.00 9 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 62,535 65,029 3.99 1,150 1,148 -0.17
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 38,230,972 37,300,636 -2.43 698,985 654,198 -6.41
2018-05-15 13F-HR QS Investors, LLC 123,472 123,472 0.00 2,271 2,181 -3.96
2018-05-10 13F-HR JP Morgan Chase & Co 37,409,645 39,606,006 5.87 687,963 699,442 1.67
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 19,200 0 -100.00 328 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 406,830 0 7,185
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 19,672 19,672 0.00 362 345 -4.70
2018-05-08 13F-HR Neuberger Berman Group LLC 4,637,288 4,710,364 1.58 85,282 82,607 -3.14
2018-05-23 13F-HR Financial Gravity Wealth, Inc. 22 0
2018-05-15 13F-HR Voya Investment Management LLC 405,735 405,694 -0.01 7,469 7,115 -4.74
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 1,518,289 1,496,267 -1.45 27,951 26,242 -6.11
2018-05-15 13F-HR Delek Group, Ltd. 400,000 400,000 0.00 7,347 7,032 -4.29
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 100,000 0 -100.00 1,839 0 -100.00
2018-04-30 13F-HR GREENLEAF TRUST 25,505 27,419 7.50 469 484 3.20
2018-07-05 13F-HR Cerebellum Gp, Llc 10,333 0 -100.00 182 0 -100.00
2018-04-24 13F-HR Cardinal Capital Management 95,622 96,293 0.70 1,758 1,700 -3.30
2018-05-11 13F-HR CITADEL ADVISORS LLC Put 28,700 507
2018-04-10 13F-HR Lourd Capital, LLC 12,483 12,870 3.10 230 227 -1.30
2018-05-15 13F-HR Aristotle Capital Management, LLC 764,213 392,392 -48.65 13,496 6,908 -48.81
2018-05-03 13F-HR Jacobi Capital Management LLC 15,514 14,225 -8.31 293 247 -15.70
2018-05-08 13F-HR Aperio Group, LLC 1,107,405 1,261,929 13.95 20,365 22,286 9.43
2018-07-19 13F-HR EXANE DERIVATIVES Put 137,318 163,292 18.92 14,582,865 23,811,572 63.28
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,191,344 2,460,543 12.28 40,299 43,453 7.83
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 254,915 318,041 24.76 4,688 5,617 19.82
2017-01-13 13F-HR MetLife Securities, Inc 883 1,101 24.69 12 17 41.67
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,130 2,472 16.06 39 44 12.82
2018-05-14 13F-HR Axa 6,932,873 8,291,815 19.60 127,496 146,434 14.85
2018-04-17 13F-HR MAI Capital Management 11,605 11,605 0.00 213 205 -3.76
2018-05-11 13F-HR Russell Investments Group, Ltd. 10,458,951 8,176,545 -21.82 192,002 143,666 -25.17
2018-05-07 13F-HR EATON VANCE MANAGEMENT 344,137 342,565 -0.46 6,329 6,050 -4.41
2018-05-14 13F-HR SRS Capital Advisors, Inc. 229 453 97.82 4 7 75.00
2018-05-15 13F-HR Magnetar Financial LLC 0 30,040 0 531
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 19,151,753 20,097,982 4.94 352,202 354,930 0.77
2018-05-14 13F-HR HOWE & RUSLING INC 2,189 1,098 -49.84 40 19 -52.50
2018-07-10 13F-HR Bellecapital International Ltd. 29,127 29,127 0.00 489 447 -8.59
2018-05-14 13F-HR NOMURA HOLDINGS INC 28,974 28,974 0.00 533 533 0.00
2018-05-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 66 1
2018-05-15 13F-HR JANE STREET GROUP, LLC 307,420 184,315 -40.04 5,653 3,255 -42.42
2018-07-11 13F-HR RAYMOND JAMES TRUST N.A. 22,576 24,226 7.31 398 372 -6.53
2018-07-17 13F-HR Baystate Wealth Management LLC 1,572 1,635 4.01 27 24 -11.11
2018-05-09 13F-HR Glen Harbor Capital Management LLC 33,684 33,684 0.00 619 595 -3.88
2018-05-02 13F-HR Salient Private Client, Llc 30,005 530
2018-05-07 13F-HR MUFG Americas Holdings Corp 3,803 2,563 -32.61 70 45 -35.71
2018-05-09 13F-HR NORTHERN TRUST CORP 4,096,551 4,183,545 2.12 75,336 73,882 -1.93
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 3,467 3,863 11.42 64 68 6.25
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 1,074,674 357,512 -66.73 19,763 6,314 -68.05
2018-05-14 13F-HR LOEB PARTNERS CORP 30,000 30,000 0.00 552 530 -3.99
2018-05-14 13F-HR DODGE & COX 80,495,327 83,364,327 3.56 1,479,037 1,467,894 -0.75
2018-05-15 13F-HR UBS Group AG 137,312,155 97,622,691 -28.90 2,525,170 1,724,017 -31.73
2018-05-10 13F-HR Ninepoint Partners Lp 40,400 40,400 0.00 743 713 -4.04
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 180 1,430 694.44 3 25 733.33
2018-04-20 13F-HR Covenant Multifamily Offices, LLC 2,940 0 -100.00 54 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 8,019,733 10,668,408 33.03 147,483 188,403 27.75
2018-07-13 13F-HR Strategic Wealth Partners, Ltd. 685 12
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 2,405,921 2,781,173 15.60 44,245 49,116 11.01
2018-05-14 13F-HR MACKENZIE FINANCIAL CORP 939,182 16,586
2018-05-09 13F-HR BTC Capital Management, Inc. 10,567 10,780 2.02 193 191 -1.04
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 18,164 321
2018-04-12 13F-HR Integrated Investment Consultants, LLC 380 7
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 342 342 0.00 6 6 0.00
2018-05-01 13F-HR British Airways Pensions Investment Management Ltd 1,012,288 912,788 -9.83 18,640 16,016 -14.08
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 8,107,219 7,872,465 -2.90 149,274 138,093 -7.49
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 74,659 113,660 52.24 1,373 2,007 46.18
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 16,903 19,790 17.08 311 349 12.22
2018-07-19 13F-HR Ballentine Partners, LLC 11,115 11,685 5.13 196 179 -8.67
2018-05-14 13F-HR TEACHERS ADVISORS INC 34,310 0 -100.00 632 0 -100.00
2018-05-15 13F-HR One Wealth Advisors, Llc 4,362 0 -100.00 80 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 38 134 252.63 4 32 700.00
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 10,771,200 12,871,900 19.50 198,292 225,756 13.85
2018-04-18 13F-HR REGIONS FINANCIAL CORP 20,376 21,573 5.87 375 381 1.60
2018-05-11 13F-HR Well Done, LLC 0 854 0 15
2018-05-11 13F-HR Cutler Group LP 5,077 30,377 498.33 93 536 476.34
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 115 115 0.00 2 2 0.00
2018-07-19 13F-HR EXANE DERIVATIVES 0 1,172,516 0 18,108,756
2018-05-15 13F-HR Invesco Ltd. 33,410,820 32,524,432 -2.65 614,425 574,383 -6.52
2018-05-04 13F-HR Opus Capital Group, LLC 21,700 21,700 0.00 399 383 -4.01
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 31,100 60,500 94.53 572 1,068 86.71
2018-05-14 13F-HR Archford Capital Strategies, LLC 0 66 0 1
2018-05-11 13F-HR Claraphi Advisory Network, Llc 10,900 13,150 20.64 200 232 16.00
2018-05-01 13F-HR Hanson McClain, Inc. 410 410 0.00 8 7 -12.50
2018-05-02 13F-HR FTB Advisors, Inc. 764 764 0.00 14 13 -7.14
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 6,044 7,098 17.44 102 115 12.75
2018-05-16 13F-HR Braun-bostich & Associates Inc. 4,953 4,953 0.00 91 87 -4.40
2018-04-19 13F-HR Janney Montgomery Scott LLC 52,357 76,249 45.63 963 1,347 39.88
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 95,191 108,419 13.90 1,753 1,914 9.18
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 302,228 139,226 -53.93 5,558 2,459 -55.76
2018-05-10 13F-HR First Personal Financial Services 1,123 20
2017-01-23 13F-HR KANALY TRUST CO 1,701 3,054 79.54 23 48 108.70
2018-04-26 13F-HR Lingohr & Partner Asset Management GmbH 725,994 0 -100.00 13,351 0 -100.00
2018-05-15 13F-HR We Are One Seven, Llc 3,836 3,413 -11.03 71 60 -15.49
2018-05-14 13F-HR KOCH INDUSTRIES INC 11,791 208
2018-05-11 13F-HR CITADEL ADVISORS LLC Call 31,600 558
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 269 269 0.00 5 5 0.00
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 18,015 0 -100.00 332 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 6,200 122,100 1,869.35 114 2,156 1,791.23
2017-05-12 13F-HR Seawolf Capital, LLC 85,100 1,357
2018-04-23 13F-HR Advisory Services Network, LLC 2,565 1,706 -33.49 47 30 -36.17
2018-07-17 13F-HR Assenagon Asset Management S.A. Call 1,800,000 2,275,000 26.39 31,570 35,111 11.22
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 360,500 613,200 70.10 6,629 10,829 63.36
2018-05-10 13F-HR Flinton Capital Management LLC 19,248 19,248 0.00 354 340 -3.95
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,523,672 1,221,074 -19.86 28,014 21,508 -23.22
2018-05-09 13F-HR Lee Financial CORP 80 1
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 31,400 77,900 148.09 577 1,376 138.47
2018-05-15 13F-HR PATHSTONE FAMILY OFFICE, LLC 343 6
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,265 1,252 -1.03 23 22 -4.35
2018-05-15 13F-HR Arete Wealth Advisors, LLC 11,271 199
2018-07-11 13F-HR SOL Capital Management CO 52,175 49,200 -5.70 921 755 -18.02
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,945,792 1,431,555 -26.43 35,783 25,281 -29.35
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 857,596 803,356 -6.32 15,785 14,150 -10.36
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 609,715 530,486 -12.99 11,220 9,338 -16.77
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 4,185,388 9,326,172 122.83 76,969 164,700 113.98
2018-05-15 13F-HR PRUDENTIAL PLC 9,589,456 10,349,535 7.93 176,350 182,773 3.64
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 29,002 26,108 -9.98 533 461 -13.51
2018-05-15 13F-HR Polar Capital LLP 1,032,414 1,072,414 3.87 19,396 18,865 -2.74
2018-07-17 13F-HR Assenagon Asset Management S.A. Put 11,050,000 9,275,000 -16.06 193,803 143,145 -26.14
2018-05-14 13F-HR Hartland & Co., LLC 30,000 20,000 -33.33 552 353 -36.05
2018-05-15 13F-HR Sound Income Strategies, Llc 500 9
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 21,200 21,200 0.00 390 374 -4.10
2018-05-14 13F-HR CREDIT AGRICOLE S A 591,934 739,671 24.96 10,886 13,062 19.99
2018-05-04 13F-HR Rossmore Private Capital 720 0 -100.00 13,241 0 -100.00
2018-04-23 13F-HR Diligent Investors, LLC 10,040 10,000 -0.40 185 177 -4.32
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 10,839 12,659 16.79 199 223 12.06
2018-07-11 13F-HR TRUST CO OF VERMONT 755 0 -100.00 13 0 -100.00
2018-05-10 13F-HR TODD ASSET MANAGEMENT LLC 0 876,694 0 15,483
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 973,493 594,673 -38.91 17,921 10,430 -41.80
2018-06-01 13F-HR Wealth Alliance Advisory Group, Llc 100,842 101,888 1.04 1,854 1,799 -2.97
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 6,500 2,584 -60.25 120 46 -61.67
2018-05-15 13F-HR UBS Group AG Put 1,111,739 607,645 -45.34 20,445 10,731 -47.51
2018-05-11 13F-HR Covington Capital Management 2,709 2,709 0.00 50 48 -4.00
2018-05-25 13F-HR/A SUNTRUST BANKS INC 19,249 25,745 33.75 352 453 28.69
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 12 95 691.67 0 9
2018-05-11 13F-HR CITIGROUP INC Put 3,863,800 5,019,400 29.91 70,843 88,033 24.26
2018-05-11 13F-HR CITIGROUP INC 3,963,075 6,325,595 59.61 72,662 110,942 52.68
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 0 5,234 0 92
2018-05-07 13F-HR COMERICA SECURITIES INC 17,668 17,873 1.16 325 316 -2.77
2018-04-05 13F-HR Destination Wealth Management 100 2
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 29 29 0.00 1 1 0.00
2018-05-11 13F-HR BAHL & GAYNOR INC 10,800 10,800 0.00 199 191 -4.02
2018-05-07 13F-HR HIGH POINTE CAPITAL MANAGEMENT LLC 16,000 17,320 8.25 294 306 4.08
2018-05-15 13F-HR Jefferies Group LLC 132,806 26,991 -79.68 2,442 477 -80.47
2018-05-08 13F-HR Penserra Capital Management LLC 2,600 45
2018-05-01 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 386,060 380,893 -1.34 7,106 6,725 -5.36
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 14,279,654 13,900,733 -2.65 262,602 245,487 -6.52
2018-05-09 13F-HR BlackRock Inc. 4,608 60,773 1,218.86 85 1,073 1,162.35
2018-05-10 13F-HR Elkfork Partners LLC 40,902 40,902 0.00 752 722 -3.99
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 142,979 133,714 -6.48 2,632 2,345 -10.90
2018-05-15 13F-HR Krasney Financial LLC 2,099 37
2018-05-01 13F-HR Hirtle Callaghan & Co LLC 268 268 0.00 5 5 0.00
2018-05-08 13F-HR US BANCORP \DE\ 37,498 52,275 39.41 690 923 33.77
2018-05-01 13F-HR Checchi Capital Advisers, LLC 17,959 18,815 4.77 330 332 0.61
2018-05-14 13F-HR Sovarnum Capital L.p. 30,000 530
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 0 230,258 0 4,066
2018-05-15 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC 110,000 110,000 0.00 2,023 1,943 -3.95
2018-05-09 13F-HR Centerpoint Advisors, Llc 764 764 0.00 14 13 -7.14
2018-05-15 13F-HR HighTower Advisors, LLC 18,368 13,055 -28.93 338 230 -31.95
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 4,188,289 3,856,219 -7.93 77,104 67,633 -12.28
2018-05-11 13F-HR SEI INVESTMENTS CO 1,390,351 1,456,866 4.78 25,569 25,729 0.63
2018-05-15 13F-HR BARCLAYS PLC 79,822 192,268 140.87 1,468 3,395 131.27
2018-05-14 13F-HR HENDERSON GROUP PLC 7,544,047 132,374
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 0 307,800 0 5,436
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 600 600 0.00 11 11 0.00
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 28,904 510
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS LLP 1,131,883 0 -100.00 18,382 0 -100.00
2018-05-09 13F-HR USCA RIA LLC 10,672 10,969 2.78 196 194 -1.02
2018-05-07 13F-HR Engineers Gate Manager LP 78,383 129,152 64.77 1,441 2,281 58.29
2017-05-01 13F-HR Spot Trading L.L.C 21,796 348
2018-04-26 13F-HR CWM, LLC 1,350 1,260 -6.67 25 22 -12.00
2018-05-15 13F-HR CREDIT SUISSE AG/ 91,892,999 90,650,172 -1.35 1,689,911 1,600,883 -5.27
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 0 300 0 5
2018-05-02 13F-HR SALIENT TRUST CO LTA 39,410 38,820 -1.50 725 686 -5.38
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 0 452 0 8

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