SecurityUBS / UBS Group AG (H42097107)
Institutional Owners311
Institutional Shares1,305,104,028
Institutional Value$ 42,742,078,000 USD
Related 695629AQ8 / Paine Webber Group Inc Senior Notes 7.625% 02/15/14
69563AHT1 / Paine Webb Group Inc Sr Mtn Be Fr 7.39% 10/16/2017
69563AHC8 / Paine Webb Group Inc Sr Mtn Be Fr 7.605% 07/17/2017
69563AHL8 / Paine Webb Group Inc Sr Mtn Be Fr 7.633% 09/11/2017
69563AGD7 / Paine Webb Group Inc Sr Mtn Be Fr 7.81% 02/13/2017
69563AGK1 / Paine Webb Group Inc Sr Mtn Be Fr 7.91% 03/17/2017
69563AFZ9 / Paine Webb Group Inc Sr Mtn Be Fr 7.93% 02/06/2017
69563AGX3 / Paine Webb Group Inc Sr Mtn Be Fr 7.99% 06/09/2017
69563AFR7 / Paine Webb Group Inc Sr Mtn Be Fr 8.06% 01/17/17
87083KAM4 / Swiss Bank Corp Dep Mtns B E Fr 7.375% 06/15/17
870836AD5 / Swiss Bank Corp Sub Db 7% 10/15/2015
870836AC7 / Swiss Bank Corp Sub Debentures 7.5% 07/15/2025
870836AB9 / Swiss Bank Corp Subordinated Notes 7.375% 07/15/2015
870845AC8 / Swiss Bk Corp N Y Brh Sub Debentures 7.75% 09/01/2026
90261XEM0 / Ubs Ag Brh Mtn Sr Dep Notes Be Fr 5.875% 12/20/2017
90261XBY7 / Ubs Ag Brh Mtn Sr Dep Notes Be Sb Fr 5.875% 07/15/2016
90261XFY3 / Ubs Ag Brh Mtn Sr Dep Notes Be Senior Notes 3.875% 01/15/2015
90261XFA5 / Ubs Ag Brh Mtn Sr Dep Notes Be Senior Notes 5.75% 04/25/2018
90261XGX4 / Ubs Ag Stamford Ct 2.25% Senior Notes 01/28/14
90261XGF3 / Ubs Ag Stamford Ct 2.25% Senior Notes 08/12/13
90261XGD8 / Ubs Ag Stamford Ct 4.875% Senior Notes 08/04/20
90261AAB8 / Ubs Ag Stamford Ct 7.625% 08/17/22
H4209BAD0 / UBS Group AG Bond
UBS.PRDCL / UBS Preferred Funding Trust IV
90264AAA7 / Ubs Pr Fd Trust V 6.243 Tr Pfd Sec 05/15/2016

Institutional Stock Ownership and Shareholders

UBS / UBS Group AG Institutional Ownership

UBS Group AG (NYSE:UBS) has 311 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,305,104,028 shares. Largest shareholders include Massachusetts Financial Services Co /ma/, Dodge & Cox, Credit Suisse Ag/, Wellington Management Group LLP, Vanguard Group Inc, UBS Group AG, Franklin Resources Inc, Capital Research Global Investors, Fisher Asset Management, LLC, and Schroder Investment Management Group.
UBS Group AG (NYSE:UBS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR CSat Investment Advisory, L.P. 76,634 1,176
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 530,486 556,256 4.86 9,338 8,524 -8.72
2018-07-18 13F-HR World Asset Management Inc 152,966 115,298 -24.63 2,701 1,769 -34.51
2018-08-10 13F-HR CREDIT AGRICOLE S A 739,671 742,641 0.40 13,062 11,392 -12.79
2017-08-15 13F-HR 1st Global Advisors, Inc. 49,286 46,146 -6.37 786 784 -0.25
2018-08-08 13F-HR Whitener Capital Management, Inc. 2,928 0 -100.00 51 0 -100.00
2018-07-17 13F-HR Calamos Advisors LLC 1,123,000 1,738,000 54.76 19,833 26,661 34.43
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 803,356 769,818 -4.17 14,150 11,875 -16.08
2018-08-01 13F-HR ASSETMARK, INC 4,445 4,131 -7.06 79 63 -20.25
2018-08-03 13F-HR Seacrest Wealth Management, Llc 1,252 1,266 1.12 22 19 -13.64
2018-07-31 13F-HR Front Row Advisors Llc 826 819 -0.85 15 13 -13.33
2018-08-08 13F-HR Russell Investments Group, Ltd. 8,176,545 1,818,455 -77.76 143,666 27,911 -80.57
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 28,974 14,058 -51.48 533 216 -59.47
2018-08-08 13F-HR TODD ASSET MANAGEMENT LLC 876,694 881,443 0.54 15,483 13,521 -12.67
2018-08-10 13F-HR M&T BANK CORP 44,091 36,626 -16.93 779 562 -27.86
2018-08-07 13F-HR Hartland & Co., LLC 20,000 20,000 0.00 353 307 -13.03
2018-08-10 13F-HR Summit Trail Advisors, Llc 114,519 20,313 -82.26 1,526 312 -79.55
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,431,555 2,131,483 48.89 25,281 32,697 29.33
2018-08-07 13F-HR GREENLEAF TRUST 27,419 17,881 -34.79 484 274 -43.39
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 7,007 8,103 15.64 124 124 0.00
2018-08-13 13F-HR EARNEST PARTNERS LLC 570 570 0.00 10 9 -10.00
2018-08-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 19,672 18,249 -7.23 345 282 -18.26
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 23,440 23,440 0.00 414 414 0.00
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 0 600 0 9
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 29 0 -100.00 1 0 -100.00
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 603 516 -14.43 11 8 -27.27
2018-08-03 13F-HR FineMark National Bank & Trust 15,311 0 -100.00 270 0 -100.00
2018-07-16 13F-HR Lenox Wealth Advisors, Inc. 2,369 1,394 -41.16 42 21 -50.00
2018-08-03 13F-HR Well Done, LLC 854 0 -100.00 15 0 -100.00
2018-08-13 13F-HR BlueMountain Capital Management, LLC 18,938 0 -100.00 333 0 -100.00
2018-08-14 13F-HR PEAK6 Investments, L.P. 0 20,553 0 315
2018-08-14 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC 110,000 110,000 0.00 1,943 1,687 -13.18
2018-07-30 13F-HR Winthrop Partners - Wny, Llc 5,000 5,000 0.00 86,706 77,383 -10.75
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 13,748 0 -100.00 241 0 -100.00
2018-07-25 13F-HR ADVISOR PARTNERS LLC 11,371 13,089 15.11 201 201 0.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 7,040,883 8,896,759 26.36 124,341 136,475 9.76
2018-07-19 13F-HR EXANE DERIVATIVES 0 1,172,516 0 18,108,756
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS LLP 1,131,883 0 -100.00 18,382 0 -100.00
2018-08-08 13F-HR USCA RIA LLC 10,969 11,569 5.47 194 177 -8.76
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 0 2,000 0 31
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 4,592,100 4,970,400 8.24 81,096 76,246 -5.98
2018-08-07 13F-HR Convergence Investment Partners, LLC 1,220 0 -100.00 22 0 -100.00
2018-07-27 13F-HR Citizens Financial Group Inc/RI 3,023 2,833 -6.29 53 44 -16.98
2018-08-06 13F-HR FTB Advisors, Inc. 764 764 0.00 13 12 -7.69
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 5,234 4,315 -17.56 92 66 -28.26
2018-08-15 13F-HR NorthCoast Asset Management LLC 113,279 0 -100.00 2,001 0 -100.00
2018-07-18 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 116,061 116,061 0.00 2,050 1,780 -13.17
2018-08-15 13F-HR BTC Capital Management, Inc. 10,780 12,079 12.05 191 187 -2.09
2018-08-14 13F-HR Aristotle Capital Management, LLC 791,870 446,593 -43.60 12,147 6,909 -43.12
2018-08-14 13F-HR UBS Group AG 97,622,691 95,628,101 -2.04 1,724,017 1,466,936 -14.91
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 20,097,982 13,584,478 -32.41 354,930 208,386 -41.29
2018-07-17 13F-HR JABODON PT CO 164,257 2,520
2018-08-14 13F-HR Bridgeworth, LLC 368 5
2017-05-08 13F-HR ARXIS SECURITIES LLC 11,568 0 -100.00 181 0 -100.00
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 196,376 223,704 13.92 3,468 3,432 -1.04
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 315 386 22.54 5 6 20.00
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 156,263,642 159,614,601 2.14 2,759,615 2,448,489 -11.27
2018-08-14 13F-HR Claraphi Advisory Network, Llc 13,150 17,700 34.60 232 272 17.24
2018-08-10 13F-HR Greenwich Investment Management, Inc. 119,750 118,775 -0.81 2,115 1,822 -13.85
2018-08-10 13F-HR CITIGROUP INC Put 5,019,400 4,881,000 -2.76 88,033 74,050 -15.88
2018-08-14 13F-HR JP Morgan Chase & Co 39,606,006 32,704,254 -17.43 699,442 501,682 -28.27
2018-07-31 13F-HR HOWE & RUSLING INC 1,098 1,098 0.00 19 17 -10.53
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 30 30 0.00 530 2 -99.62
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 1,456 1,374 -5.63 25 21 -16.00
2018-08-14 13F-HR SIGNATUREFD, LLC 13,126 12,128 -7.60 232 186 -19.83
2018-08-10 13F-HR Midwest Professional Planners, Ltd. 600 600 0.00 11 9 -18.18
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 195 16 -91.79 3,444 245 -92.89
2018-08-03 13F-HR PZENA INVESTMENT MANAGEMENT LLC 10,688,586 10,777,590 0.83 188,760 165,328 -12.41
2018-08-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 242,844 20,889 -91.40 4,289 320 -92.54
2018-07-09 13F-HR Fisher Asset Management, LLC 45,137,877 46,463,998 2.94 797,135 712,758 -10.59
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 8,231,200 8,981,200 9.11 145,363 137,772 -5.22
2018-08-06 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 358,719 375,854 4.78 6,292 5,802 -7.79
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 574,000 574,000 0.00 10,137 8,805 -13.14
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 77,900 165,500 112.45 1,376 2,539 84.52
2018-07-23 13F-HR Hirtle Callaghan & Co LLC 268 0 -100.00 5 0 -100.00
2018-08-01 13F-HR AVIVA PLC 1,391,100 1,609,305 15.69 24,431 24,835 1.65
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 15,395 15,704 2.01 272 241 -11.40
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 19,790 22,666 14.53 349 348 -0.29
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 613,200 571,200 -6.85 10,829 8,762 -19.09
2018-08-02 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 380,893 380,998 0.03 6,725 5,842 -13.13
2018-08-14 13F-HR Nuveen Fund Advisors, LLC 26,108 15,739 -39.72 461 241 -47.72
2018-05-11 13F-HR CITIGROUP INC Put 3,863,800 5,019,400 29.91 70,843 88,033 24.26
2018-08-01 13F-HR Salient Private Client, Llc 30,005 0 -100.00 530 0 -100.00
2018-08-13 13F-HR Penserra Capital Management LLC 2,600 3,355 29.04 45 51 13.33
2017-01-13 13F-HR MetLife Securities, Inc 883 1,101 24.69 12 17 41.67
2018-08-01 13F-HR Forward Management, LLC 95,538 152 -99.84 1,687 2 -99.88
2018-07-31 13F-HR Destination Wealth Management 100 0 -100.00 2 0 -100.00
2018-08-14 13F-HR AllSquare Wealth Management LLC 1,430 22
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 34,726 0 -100.00 609 0 -100.00
2018-07-26 13F-HR REGIONS FINANCIAL CORP 21,573 22,080 2.35 381 339 -11.02
2018-08-03 13F-HR Gator Capital Management, LLC 16,500 253
2018-07-26 13F-HR FIRST INTERSTATE BANK 8,865 8,865 0.00 155 137 -11.61
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 912 0 -100.00 16 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 22,369 15,724 -29.71 380 270 -28.95
2018-08-07 13F-HR First Personal Financial Services 1,123 1,123 0.00 20 17 -15.00
2018-08-13 13F-HR CNA FINANCIAL CORP 100,375 100,375 0.00 1,767 1,553 -12.11
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 9,326,172 11,170,651 19.78 164,700 171,358 4.04
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 6,740 444
2018-08-09 13F-HR GAM Holding AG 2,112,850 2,205,667 4.39 37,193 34,132 -8.23
2018-08-13 13F-HR BRINKER CAPITAL INC 209,127 206,266 -1.37 3,693 3,164 -14.32
2018-08-14 13F-HR APPALOOSA LP 6,955,399 6,828,480 -1.82 122,461 105,698 -13.69
2018-08-10 13F-HR CITIGROUP INC Call 1,352,800 3,443,500 154.55 23,726 52,242 120.19
2018-08-13 13F-HR Hilton Capital Management, LLC 642,350 682,630 6.27 11,344 10,472 -7.69
2018-08-15 13F-HR Heritage Trust Co 18 18 0.00 0 0
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 11,260 12,866 14.26 199 197 -1.01
2018-07-24 13F-HR Squar Milner Financial Services Llc 285 4
2018-07-30 13F-HR Aperio Group, LLC 1,261,929 1,152,919 -8.64 22,286 17,686 -20.64
2018-07-19 13F-HR EXANE DERIVATIVES Call 36,398 52,654 44.66 3,418,310 3,588,753 4.99
2018-08-03 13F-HR SEI INVESTMENTS CO 1,456,866 281,055 -80.71 25,729 4,311 -83.24
2018-02-12 13F-HR Florence Capital Advisors, LLC 7,700 7,700 0.00 132 142 7.58
2018-08-14 13F-HR Centaurus Financial, Inc. 642 10
2018-07-03 13F-HR PRIVATE BANK & TRUST CO 14,232 12,850 -9.71 251 197 -21.51
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 2,014,291 2,242,876 11.35 35,572 34,406 -3.28
2018-07-30 13F-HR Trustcore Financial Services, Llc 286 4
2018-07-20 13F-HR Creative Planning 78,077 59,896 -23.29 1,379 919 -33.36
2018-08-10 13F-HR Avestar Capital, Llc 373 439 17.69 6 6 0.00
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 730 11,198
2018-08-08 13F-HR HIGH POINTE CAPITAL MANAGEMENT LLC 17,320 16,960 -2.08 306 260 -15.03
2018-08-14 13F-HR Invesco Ltd. 32,524,432 29,573,666 -9.07 574,383 453,660 -21.02
2018-08-14 13F-HR Voya Investment Management LLC 405,694 456,492 12.52 7,115 7,045 -0.98
2018-07-24 13F-HR Janney Montgomery Scott LLC 76,249 66,004 -13.44 1,347 1,013 -24.80
2018-08-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 360 360 0.00 6 6 0.00
2018-07-19 13F-HR Ballentine Partners, LLC 11,115 11,685 5.13 196 179 -8.67
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,849 1,962 6.11 33 30 -9.09
2018-08-14 13F-HR FIFTH THIRD BANCORP 35,804 35,724 -0.22 632 548 -13.29
2018-08-09 13F-HR KWMG, LLC 320 5
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 118,290 138,708 17.26 2,077 2,147 3.37
2018-08-10 13F-HR Proficio Capital Partners LLC 1,532 1,167 -23.83 27 18 -33.33
2018-08-08 13F-HR FLOSSBACH VON STORCH AG 11,740,600 11,755,850 0.13 206,753 181,927 -12.01
2018-08-13 13F-HR Covington Capital Management 2,709 2,709 0.00 48 42 -12.50
2018-08-09 13F-HR Premia Global Advisors, Llc 3,186 0 -100.00 56 0 -100.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 30,731 46,935 52.73 542,709 719,983 32.66
2017-05-01 13F-HR Spot Trading L.L.C Put 50,000 798
2018-07-23 13F-HR Diligent Investors, LLC 10,000 10,000 0.00 177 153 -13.56
2018-08-14 13F-HR Apriem Advisors 0 1,500 0 23
2018-08-10 13F-HR FIL Ltd 529,468 400,085 -24.44 9,302 6,191 -33.44
2018-08-14 13F-HR SUNTRUST BANKS INC 25,745 16,502 -35.90 453 251 -44.59
2018-08-14 13F-HR Wellington Management Group LLP 131,835,832 97,731,087 -25.87 2,314,968 1,506,274 -34.93
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 59,199 56,737 -4.16 1,046 870 -16.83
2018-08-14 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 53,700 0 -100.00 948 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 95 122 28.42 9 187 1,977.78
2018-08-13 13F-HR Archford Capital Strategies, LLC 66 66 0.00 1 1 0.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 14,131 0 -100.00 250 0 -100.00
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,221,074 852,980 -30.15 21,508 13,172 -38.76
2018-08-14 13F-HR BBR PARTNERS, LLC 28,258 24,745 -12.43 499 380 -23.85
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 31,600 13,900 -56.01 558 213 -61.83
2018-08-14 13F-HR Lido Advisors, LLC 13,491 16,746 24.13 238 256 7.56
2018-05-15 13F-HR National Asset Management, Inc. 62,705 30,957 -50.63 1,155 548 -52.55
2018-08-13 13F-HR Dorsey & Whitney Trust CO LLC 23,105 20,649 -10.63 408 317 -22.30
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 122,100 101,100 -17.20 2,156 1,551 -28.06
2018-07-17 13F-HR Assenagon Asset Management S.A. Call 1,800,000 2,275,000 26.39 31,570 35,111 11.22
2018-08-14 13F-HR Jefferies Group LLC 26,991 0 -100.00 477 0 -100.00
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 7,098 7,897 11.26 115 105 -8.70
2018-08-07 13F-HR Trexquant Investment LP 44,183 0 -100.00 780 0 -100.00
2018-08-10 13F-HR Chescapmanager LLC 142,500 0 -100.00 2,517 0 -100.00
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 22 19 -13.64 0 0
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 12,659 14,273 12.75 223 218 -2.24
2018-05-11 13F-HR CITIGROUP INC Call 1,205,500 1,352,800 12.22 22,103 23,726 7.34
2018-08-14 13F-HR DODGE & COX 83,364,327 103,122,127 23.70 1,467,894 1,586,541 8.08
2018-08-14 13F-HR CREDIT SUISSE AG/ 90,650,172 100,558,859 10.93 1,600,883 1,542,573 -3.64
2018-09-18 13F-HR/A NORTHERN TRUST CORP 4,183,545 4,233,230 1.19 73,882 64,938 -12.11
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 1,496,267 1,488,705 -0.51 26,242 22,976 -12.45
2018-07-19 13F-HR Legacy Advisors, Llc 54,660 54,660 0.00 954 838 -12.16
2018-07-24 13F-HR First Command Financial Services, Inc. 209 0 -100.00 4 0 -100.00
2018-08-14 13F-HR Gryphon Financial Partners Llc 117 117 0.00 2 2 0.00
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 7,872,465 7,821,579 -0.65 138,093 120,778 -12.54
2018-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 3,156,687 3,066,210 -2.87 55,486 47,406 -14.56
2018-08-14 13F-HR PDT Partners, LLC 630,600 632,732 0.34 11,136 9,706 -12.84
2018-08-15 13F-HR GLENMEDE TRUST CO NA 8,903 8,332 -6.41 163 127 -22.09
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 0 175,000 0 2,685
2018-08-08 13F-HR CIBC World Markets Inc. 431,432 585,172 35.63 7,619 8,977 17.82
2018-07-26 13F-HR Whitnell & Co. 169 169 0.00 3 3 0.00
2018-08-10 13F-HR British Airways Pensions Investment Management Ltd 912,788 571,273 -37.41 16,016 8,817 -44.95
2018-07-30 13F-HR Parallel Advisors, LLC 2,504 2,162 -13.66 44 33 -25.00
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 27,120 27,120 0.00 479 416 -13.15
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 357,512 279,676 -21.77 6,314 4,290 -32.06
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 1,150,000 0 20,309
2018-08-03 13F-HR LMR Partners LLP 0 2,115,563 0 32,729
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 18,164 0 -100.00 321 0 -100.00
2018-08-13 13F-HR Allianz Asset Management AG 20,836,633 14,721,100 -29.35 365,448 227,159 -37.84
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 63,800 18,900 -70.38 1,127 290 -74.27
2018-07-30 13F-HR/A Virtu Financial LLC 0 27,480 0 422
2018-08-14 13F-HR Clearbridge Investments, LLC 2,218,391 2,257,007 1.74 39,177 346,225 783.75
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 318,041 13,753 -95.68 5,617 211 -96.24
2018-08-08 13F-HR FDx Advisors, Inc. 46,536 23,683 -49.11 822 363 -55.84
2017-05-01 13F-HR Spot Trading L.L.C Call 4,000 0 -100.00 63 0
2018-05-11 13F-HR CITIGROUP INC 3,963,075 6,325,595 59.61 72,662 110,942 52.68
2018-08-08 13F-HR Clal Insurance Enterprises Holdings Ltd 1 1 0.00 0 0
2018-08-13 13F-HR Centerpoint Advisors, Llc 764 764 0.00 13 12 -7.69
2018-08-14 13F-HR Magnetar Financial LLC 30,040 0 -100.00 531 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 60,500 60,500 0.00 1,068 1,068 0.00
2018-08-06 13F-HR Cedar Wealth Management, LLC 290 4
2017-08-18 13F-HR WFG Advisors, LP 51 51 0.00 1 1 0.00
2018-08-10 13F-HR Meadow Creek Investment Management LLC 26,466 26,466 0.00 467 406 -13.06
2018-08-14 13F-HR DEUTSCHE BANK AG\ 19,565,503 33,845,925 72.99 345,523 519,191 50.26
2018-08-10 13F-HR Calton & Associates, Inc. 12,629 0 -100.00 223 0 -100.00
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 40,472,616 38,907,652 -3.87 679,738 589,062 -13.34
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 2,472 0 -100.00 44 0 -100.00
2018-08-10 13F-HR HSBC HOLDINGS PLC 6,923,900 2,091,646 -69.79 122,276 32,086 -73.76
2018-08-08 13F-HR Private Capital Group, Llc 0 4,414 0 67
2018-08-14 13F-HR Schafer Cullen Capital Management Inc 4,375,208 4,169,296 -4.71 77,266 63,957 -17.22
2018-08-01 13F-HR COMERICA BANK 213,239 213,394 0.07 3,764 3,241 -13.89
2018-08-14 13F-HR Polar Capital LLP 1,072,414 1,072,414 0.00 18,865 16,435 -12.88
2018-07-19 13F-HR EXANE DERIVATIVES Put 137,318 163,292 18.92 14,582,865 23,811,572 63.28
2018-08-13 13F-HR Icon Wealth Partners, Llc 9,937 10,008 0.71 175 154 -12.00
2018-08-14 13F-HR Marshall Wace LLP 24,012 655,873 2,631.44 421 10,120 2,303.80
2018-08-07 13F-HR SG Americas Securities, LLC 43,538 230,358 429.10 769 3,534 359.56
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 150 42,250 28,066.67 3 648 21,500.00
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 389,500 363,871 -6.58 6,879 5,581 -18.87
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 1,100 1,100 0.00 19 17 -10.53
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 12,871,900 6,560,967 -49.03 225,756 101,261 -55.15
2018-07-25 13F-HR River Road Asset Management, LLC 13,944 13,944 0.00 246 214 -13.01
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 37,300,636 36,906,216 -1.06 654,198 569,604 -12.93
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 77,143 56,027 -27.37 1,363 859 -36.98
2018-08-14 13F-HR Aristotle Capital Management, LLC 392,392 791,870 101.81 6,908 12,147 75.84
2018-08-10 13F-HR STEPHENS INC /AR/ 15,029 231
2017-05-01 13F-HR Spot Trading L.L.C 21,796 348
2018-07-27 13F-HR Advisory Services Network, LLC 1,706 1,706 0.00 30 27 -10.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 28,700 414,900 1,345.64 507 6,365 1,155.42
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 113,660 53,565 -52.87 2,007 822 -59.04
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 3,863 3,591 -7.04 68 55 -19.12
2018-08-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Put 50,000 767
2018-07-11 13F-HR RAYMOND JAMES TRUST N.A. 22,576 24,226 7.31 398 372 -6.53
2018-07-17 13F-HR Baystate Wealth Management LLC 1,572 1,635 4.01 27 24 -11.11
2018-08-13 13F-HR Elkfork Partners LLC 40,902 40,902 0.00 722 628 -13.02
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 607 9
2018-08-10 13F-HR Opus Capital Group, LLC 21,700 21,700 0.00 383 333 -13.05
2018-05-04 13F-HR Financial Gravity Companies, Inc. 184 22 -88.04 4 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 13,900,733 19,504,146 40.31 245,487 299,193 21.88
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 2,584 81,628 3,058.98 46 1,252 2,621.74
2018-07-24 13F-HR Janney Capital Management LLC 960,957 942,200 -1.95 16,970 14,453 -14.83
2018-08-13 13F-HR WOLVERINE TRADING, LLC 52,076 52,076 0.00 920 920 0.00
2018-08-13 13F-HR LOEB PARTNERS CORP 30,000 60,000 100.00 530 920 73.58
2018-08-14 13F-HR Arete Wealth Advisors, LLC 11,271 11,429 1.40 199 175 -12.06
2018-08-08 13F-HR US BANCORP \DE\ 52,275 43,108 -17.54 923 661 -28.39
2018-08-14 13F-HR STATE STREET CORP 14,579,412 15,131,654 3.79 257,472 232,119 -9.85
2017-02-09 13F-HR J.Safra Asset Management Corp 2,605 0 -100.00 35 0 -100.00
2018-08-14 13F-HR UBS Group AG Call 3,951,769 4,613,988 16.76 69,788 70,779 1.42
2018-05-11 13F-HR HSBC HOLDINGS PLC 8,292,223 6,923,900 -16.50 152,494 122,276 -19.82
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 22,171 0 -100.00 392 0 -100.00
2018-08-10 13F-HR HENDERSON GROUP PLC 7,544,047 5,615,585 -25.56 132,374 86,573 -34.60
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 134 2 -98.51 32 3 -90.62
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 127,950 0 -100.00 1,643 0
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 342 342 0.00 6 6 0.00
2018-08-13 13F-HR BRANDES INVESTMENT PARTNERS, LP 3,798,418 4,101,567 7.98 67,080 62,918 -6.20
2018-08-14 13F-HR Valeo Financial Advisors, Llc 1,675 3,764 124.72 30 58 93.33
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 66 66 0.00 1 1 0.00
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 133,714 54,963 -58.90 2,345 848 -63.84
2018-08-06 13F-HR Congress Park Capital Llc 12,800 0 -100.00 226 0 -100.00
2018-08-14 13F-HR PRUDENTIAL PLC 10,349,535 8,557,950 -17.31 182,773 131,279 -28.17
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 1,430 0 -100.00 25 0 -100.00
2018-07-30 13F-HR BEACH INVESTMENT COUNSEL INC/PA 42,850 42,850 0.00 757 657 -13.21
2018-08-14 13F-HR BARCLAYS PLC Call 22,200 6,700 -69.82 392 103 -73.72
2018-08-08 13F-HR Hanson McClain, Inc. 410 410 0.00 7 6 -14.29
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 452 452 0.00 8 7 -12.50
2018-08-10 13F-HR EATON VANCE MANAGEMENT 342,565 332,804 -2.85 6,050 5,105 -15.62
2018-08-10 13F-HR Krasney Financial LLC 2,099 2,099 0.00 37 32 -13.51
2018-08-14 13F-HR BOSTON PRIVATE WEALTH LLC 12,728 12,063 -5.22 225 185 -17.78
2018-08-10 13F-HR PATHSTONE FAMILY OFFICE, LLC 343 0 -100.00 6 0 -100.00
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 0 1,461 0 22
2018-08-10 13F-HR Cutler Group LP 30,377 20,877 -31.27 536 320 -40.30
2016-11-14 13F-HR Edmond de Rothschild (Europe) 21,539 21,000 -2.50 277 285 2.89
2018-05-14 13F-HR Amplify Investments, Llc 80,612 1,424
2018-08-03 13F-HR Boston Partners 314,483 0 -100.00 5,554 0 -100.00
2017-01-23 13F-HR KANALY TRUST CO 1,701 3,054 79.54 23 48 108.70
2018-08-14 13F-HR BAHL & GAYNOR INC 10,800 10,800 0.00 191 166 -13.09
2018-08-14 13F-HR QS Investors, LLC 123,472 68,396 -44.61 2,181 1,049 -51.90
2018-08-14 13F-HR CAPITAL INTERNATIONAL SARL 100,632 100,632 0.00 1,765 1,553 -12.01
2018-08-14 13F-HR STIFEL FINANCIAL CORP 304,075 477,905 57.17 5,371 7,347 36.79
2018-08-07 13F-HR SEVEN EIGHT CAPITAL, LLC 230,258 0 -100.00 4,066 0 -100.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 1,703,997 1,596,598 -6.30 29,923 24,710 -17.42
2018-05-15 13F-HR We Are One Seven, Llc 3,836 3,413 -11.03 71 60 -15.49
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 307,800 206,200 -33.01 5,436 3,163 -41.81
2018-08-09 13F-HR Private Advisor Group, LLC 0 17,702 0 270
2018-08-10 13F-HR Compagnie Odier SCA 2,836,115 2,806,888 -1.03 49,742 43,314 -12.92
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 196,264 194,778 -0.76 3,461 2,990 -13.61
2018-08-14 13F-HR FRANKLIN RESOURCES INC 67,542,854 70,514,404 4.40 1,188,339 1,090,746 -8.21
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 406,830 406,830 0.00 7,185 6,241 -13.14
2018-08-02 13F-HR Fiera Capital Corp 10,000 10,000 0.00 177 153 -13.56
2018-07-25 13F-HR BESSEMER GROUP INC 1,327 1,327 0.00 23 20 -13.04
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 594,673 506,478 -14.83 10,430 7,817 -25.05
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 15,787 15,787 0.00 279 242 -13.26
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 3,119,612 2,954,563 -5.29 54,913 45,458 -17.22
2018-08-13 13F-HR COMERICA SECURITIES INC 17,873 18,014 0.79 316 276 -12.66
2018-08-03 13F-HR Engineers Gate Manager LP 129,152 0 -100.00 2,281 0 -100.00
2018-08-13 13F-HR Neuberger Berman Group LLC 4,710,364 5,605,826 19.01 82,607 86,367 4.55
2018-08-10 13F-HR MUFG Americas Holdings Corp 2,563 2,741 6.94 45 42 -6.67
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,460,543 2,587,298 5.15 43,453 39,689 -8.66
2018-07-20 13F-HR Lourd Capital, LLC 12,870 0 -100.00 227 0 -100.00
2018-07-11 13F-HR SOL Capital Management CO 52,175 49,200 -5.70 921 755 -18.02
2018-07-20 13F-HR First Command Bank 209 0 -100.00 3,671 0 -100.00
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 1,453,862 1,421,940 -2.20 18,671 19,305 3.40
2018-08-14 13F-HR Banco Santander, S.A. 72,096 0 -100.00 1,273 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 8,655 0 132
2018-08-09 13F-HR Zions Bancorporation 0 3,503 0 54
2018-08-16 13F-HR MAI Capital Management 11,605 11,785 1.55 205 181 -11.71
2018-08-10 13F-HR LOEWS CORP 10,625 10,625 0.00 188 163 -13.30
2018-08-14 13F-HR MORGAN STANLEY 8,130,720 6,063,967 -25.42 143,589 93,022 -35.22
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,180,187 1,141,236 -3.30 20,842 17,507 -16.00
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 115 0 -100.00 2 0 -100.00
2018-07-05 13F-HR Cerebellum Gp, Llc 10,333 0 -100.00 182 0 -100.00
2018-07-27 13F-HR/A WHITTIER TRUST CO 3,378 3,378 0.00 60 52 -13.33
2018-08-14 13F-HR NGAM ADVISORS, L.P. 1,267,259 19,438
2018-07-31 13F-HR Vantage Investment Partners, LLC 456,000 456,000 0.00 8,053 6,995 -13.14
2018-08-10 13F-HR INSIGHT 2811, INC. 19,554 19,314 -1.23 345 296 -14.20
2018-07-23 13F-HR CAPROCK Group, Inc. 20,815 16,846 -19.07 368 258 -29.89
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 65,029 68,800 5.80 1,148 1,055 -8.10
2018-08-14 13F-HR Capital Bank & Trust Co 1,061,972 450,189 -57.61 18,664 6,947 -62.78
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 25,704 180,856 603.61 454 2,774 511.01
2018-09-06 13F-HR Exane Asset Management 932,519 203,540 -78.17 16,416,831 3,269,655 -80.08
2018-08-13 13F-HR AMP Capital Investors Ltd 1,451,740 1,382,476 -4.77 25,567 21,335 -16.55
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 21,200 21,200 0.00 374 325 -13.10
2018-08-14 13F-HR UBS Group AG Put 607,645 661,354 8.84 10,731 10,145 -5.46
2018-08-01 13F-HR TrueNorth, Inc. 275 4
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 685 0 -100.00 12 0 -100.00
2018-08-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2,637,713 2,541,250 -3.66 44,758 38,983 -12.90
2018-04-18 13F-HR/A FNY Partners Fund LP 523,031 0 -100.00 9,618 0 -100.00
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 11,227 14,084 25.45 198 216 9.09
2018-08-13 13F-HR Flinton Capital Management LLC 19,248 19,248 0.00 340 295 -13.24
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 55,400 850
2018-07-10 13F-HR Bellecapital International Ltd. 29,127 29,127 0.00 489 447 -8.59
2018-08-14 13F-HR Capital International Investors 2,832,670 2,840,095 0.26 49,855 43,951 -11.84
2018-08-15 13F-HR JANE STREET GROUP, LLC 184,315 84,675 -54.06 3,255 1,299 -60.09
2018-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 139,226 341,840 145.53 2,459 5,244 113.26
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 480,947 213,070 -55.70 8,494 3,268 -61.53
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Call 1,485,000 0 -100.00 26,072 0 -100.00
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 3,856,219 3,832,738 -0.61 67,633 59,154 -12.54
2018-08-13 13F-HR Axa 8,291,815 8,752,822 5.56 146,434 134,268 -8.31
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 17,438 16,697 -4.25 308 256 -16.88
2018-08-09 13F-HR Gradient Investments LLC 109,376 131,555 20.28 1,932 2,018 4.45
2018-08-07 13F-HR Gideon Capital Advisors, Inc. 33,025 23,377 -29.21 583 359 -38.42
2018-08-06 13F-HR TORONTO DOMINION BANK 275,843 285,120 3.36 4,845 4,413 -8.92
2018-08-07 13F-HR Harbor Advisors LLC 10,000 10,000 0.00 176 155 -11.93
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 1,150,000 1,150,000 0.00 20,309 17,641 -13.14
2018-08-13 13F-HR KOCH INDUSTRIES INC 11,791 0 -100.00 208 0 -100.00
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 3,082 47
2018-08-14 13F-HR ETRADE Capital Management LLC 125,708 74,713 -40.57 2,220 1,146 -48.38
2018-08-13 13F-HR Advisor Group, Inc. 23,368 22,894 -2.03 413 352 -14.77
2018-08-13 13F-HR Ninepoint Partners Lp 40,400 0 -100.00 713 0 -100.00
2018-08-06 13F-HR Mcilrath & Eck, Llc 650 10
2018-08-21 13F-HR SRS Capital Advisors, Inc. 453 1,576 247.90 7 24 242.86
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 0 41,947 0 643
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 108,419 117,227 8.12 1,914 1,799 -6.01
2018-08-14 13F-HR HighTower Advisors, LLC 13,055 11,036 -15.47 230 171 -25.65
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 0 300 0 5
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 3,362 3,362 0.00 59 52 -11.86
2018-07-31 13F-HR CWM, LLC 1,260 1,000 -20.63 22 15 -31.82
2018-08-14 13F-HR Capital Research Global Investors 91,024,983 70,137,713 -22.95 1,602,094 1,085,389 -32.25
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 10,668,408 12,747,430 19.49 188,403 195,546 3.79
2018-05-08 13F-HR Willingdon Wealth Management 447 8
2018-08-14 13F-HR ROYAL BANK OF CANADA 2,832,977 2,885,886 1.87 50,030 44,269 -11.52
2018-07-26 13F-HR BB&T CORP 0 13,212 0 203
2018-05-11 13F-HR Delpha Capital Management, Llc 303 0 -100.00 6 0 -100.00
2018-08-07 13F-HR IFP Advisors, Inc 9,159 7,458 -18.57 162 114 -29.63
2018-08-14 13F-HR BARCLAYS PLC Put 40,700 36,000 -11.55 719 552 -23.23
2018-08-14 13F-HR Sound Income Strategies, Llc 500 2,662 432.40 9 41 355.56
2018-07-20 13F-HR Wealth Alliance Advisory Group, Llc 101,888 101,736 -0.15 1,799 1,561 -13.23
2018-09-20 13F-HR Rehmann Capital Advisory Group 14,808 11,508 -22.29 261 176,533 67,537.16
2018-08-14 13F-HR VANGUARD GROUP INC 93,988,664 97,378,363 3.61 1,659,839 1,493,784 -10.00
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 65,195 68,153 4.54 1,144 1,052 -8.04
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 2,781,173 3,459,664 24.40 49,116 53,071 8.05
2018-07-03 13F-HR Washington Trust Bank 536 0 -100.00 9 0 -100.00
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 44,499 17,319 -61.08 844 266 -68.48
2018-07-25 13F-HR Cardinal Capital Management 96,293 97,394 1.14 1,700 1,494 -12.12
2018-08-14 13F-HR Jacobi Capital Management LLC 14,225 14,225 0.00 247 218 -11.74
2018-08-10 13F-HR CITIGROUP INC 6,325,595 5,972,410 -5.58 110,942 90,608 -18.33
2018-07-19 13F-HR Carroll Financial Associates, Inc. 52 52 0.00 0 0
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 406,830 0 7,185
2018-08-13 13F-HR Renaissance Technologies LLC 1,784,900 31,521
2018-08-13 13F-HR Glen Harbor Capital Management LLC 33,684 33,684 0.00 595 517 -13.11
2017-05-12 13F-HR Seawolf Capital, LLC 85,100 1,357
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 1,214,500 2,354,600 93.87 21,448 36,120 68.41
2018-08-03 13F-HR Sandy Spring Bank 1,254 1,254 0.00 22 19 -13.64
2018-08-10 13F-HR Cutler Group LP Put 22,000 58,100 164.09 38 27 -28.95
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 1,010,012 1,008,046 -0.19 16,110 17,117 6.25
2018-08-14 13F-HR Sovarnum Capital L.p. 30,000 0 -100.00 530 0 -100.00
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 11,897 11,845 -0.44 210 182 -13.33
2018-08-07 13F-HR STRATEGY ASSET MANAGERS LLC 67,451 45,001 -33.28 1,191 690 -42.07
2018-08-14 13F-HR Resources Investment Advisors, Inc. 3,675 3,400 -7.48 65 52 -20.00
2018-07-26 13F-HR Advisornet Financial, Inc 989 1,666 68.45 17 26 52.94
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 35,800 35,800 0.00 632 632 0.00
2018-08-14 13F-HR Lee Financial CORP 80 165 106.25 1 3 200.00
2017-05-12 13F-HR Seawolf Capital, LLC Call 45,000 0 -100.00 705 0
2018-08-02 13F-HR Atlantic Trust Group, LLC 1,467 1,467 0.00 26 23 -11.54
2018-08-09 13F-HR Delek Group, Ltd. 400,000 400,000 0.00 7,032 6,176 -12.17
2018-08-14 13F-HR BARCLAYS PLC 192,268 32,416 -83.14 3,395 497 -85.36
2018-08-14 13F-HR LPL Financial LLC 43,644 46,676 6.95 771 716 -7.13
2018-07-11 13F-HR TRUST CO OF VERMONT 755 0 -100.00 13 0 -100.00
2018-08-10 13F-HR Quantitative Investment Management, LLC 466,100 178,700 -61.66 8,231 2,741 -66.70
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 289 875 202.77 5 14 180.00
2018-07-19 13F-HR Consolidated Investment Group LLC 30,724 30,724 0.00 540 475 -12.04
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 269 269 0.00 5 4 -20.00
2018-08-10 13F-HR Braun-bostich & Associates Inc. 4,953 4,953 0.00 87 76 -12.64
2018-07-17 13F-HR Assenagon Asset Management S.A. Put 11,050,000 9,275,000 -16.06 193,803 143,145 -26.14
2018-07-31 13F-HR SALIENT TRUST CO LTA 38,820 26,320 -32.20 686 404 -41.11
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 764,215 769,181 0.65 13,475 11,752 -12.79
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 189,626 102,091 -46.16 3,349 1,567 -53.21
2018-08-06 13F-HR Checchi Capital Advisers, LLC 18,815 20,230 7.52 332 310 -6.63
2018-08-09 13F-HR BlackRock Inc. 60,773 31 -99.95 1,073 0 -100.00
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 939,182 3,702,613 294.24 16,586 56,798 242.45
2018-08-14 13F-HR Holistic Financial Partners 5,536 0 -100.00 98 0 -100.00

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Is Goldman Sachs Mulling the Spin-Off of Fintech App Simon?

2018-09-20 zacks
Goldman Sachs (GS - Free Report) might spin-off Simon — its online platform for retail bond investors — to benefit from the company’s internal technology, while retaining a minority stake. The app, which was rolled out three years back, is currently valued at about $100 million, per The Wall Street Journal. The platform has greatly helped retail brokers who invest on behalf of their clients. It helps them know about the structured investments online, saving time that would otherwise been wasted by discussing about the products over telephone. (54-0)

HSBC plans wealth hiring spree in CEO's bet on Asia's rich

2018-09-18 theedgemarkets
(Sept 18): HSBC Holdings Plc is planning to increase its wealth-management staff in Asia, as Chief Executive Officer John Flint bets on growth in the region. (10-0)

MOVES-Bank of America names co-heads of semiconductor investment banking

2018-09-18 reuters
Sept 17 (Reuters) - Bank of America Corp has appointed Marco Chisari and Rob Brass as co-heads of global semiconductor investment banking in a move aimed to deepen the bank’s focus on the sector, according to a memo published on Monday and confirmed by a spokesman. (21-0)

UBS Group Choses Frankfurt as Operations Hub Post Brexit

2018-09-17 zacks
UBS Group AG (UBS - Free Report) has selected Germany’s financial hub Frankfurt over London as its new base for post-Brexit operations, per Bloomberg. Additionally, UBS plans to open offices in Madrid, Paris and Milan as part of its multi-location strategy in the European Union. (2-0)

UBS picks Frankfurt HQ as bank prepares for no-deal Brexit

2018-09-17 livemint
Hong Kong/Singapore: UBS Group AG has picked Frankfurt as its post-Brexit European Union hub and has made preparations for the worst-case scenario of Britain crashing out of the bloc without a trade deal, chief executive officer Sergio Ermotti said. (2-0)

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