Stock Institutional Ownership and Shareholders

SecurityUAL / United Continental Holdings, Inc. (910047109)
President and CEOMUNOZ OSCAR
Institutional Owners555
Institutional Shares285,585,662
Outstanding Shares300,600,000 (as of 2017-09-30)
Institutional Value$ 87,396,693,000 USD
Related 902549AJ3 / United Continental Holdings, Inc. Bond 6.0% Due 10/15/2029

United Continental Holdings, Inc. (NYSE:UAL) has 555 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 285,585,662 shares. Largest shareholders include Berkshire Hathaway Inc, Primecap Management Co/ca/, Vanguard Group Inc, BlackRock Inc., Par Capital Management Inc, Price T Rowe Associates Inc /md/, Altimeter Capital Management, LP, State Street Corp, Jp Morgan Chase & Co, and Evercore Trust Company, N.A..



United Continental Holdings, Inc. (NYSE:UAL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-15 13F-HR Camarda Financial Advisors, LLC 8,095 7,921 -2.15 609 482 -20.85
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 1,900 15,800 731.58 143 962 572.73
2017-11-13 13F-HR Alambic Investment Management, L.P. 3,690 0 -100.00 278 0 -100.00
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 14,225 20,925 47.10 1,070 1,274 19.07
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 626,500 780,400 24.57 47,144 47,511 0.78
2017-10-06 13F-HR Palo Capital, Inc. 10,808 10,346 -4.27 813 630 -22.51
2017-11-08 13F-HR FIRST INTERSTATE BANK 39 39 0.00 3 2 -33.33
2017-11-14 13F-HR AVALON ADVISORS, LLC 79,074 77,179 -2.40 5,950 4,699 -21.03
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 349,456 326,328 -6.62 26,297 19,867 -24.45
2017-11-15 13F-HR Highlander Capital Management, LLC 11,575 705
2017-11-06 13F-HR RHUMBLINE ADVISERS 499,731 483,176 -3.31 37,605 29,416 -21.78
2017-10-18 13F-HR HOWE & RUSLING INC 29 29 0.00 2 2 0.00
2017-11-14 13F-HR Ionic Capital Management LLC 18,850 1,148
2017-11-14 13F-HR Arizona State Retirement System 69,900 109,962 57.31 5,260 6,694 27.26
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Call 0 34,000 0 2,070
2017-11-13 13F-HR Crystal Rock Capital Management 116,487 46,437 -60.14 8,766 2,827 -67.75
2017-08-07 13F-HR AMERICAN CENTURY COMPANIES INC 498,198 0 -100.00 35,193 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 0 41,000 0 2,496
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 972,736 0 -100.00 73,200 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 10,000 10,000 0.00 752 608 -19.15
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 229,900 258,400 12.40 17,300 15,731 -9.07
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 831,422 760,548 -8.52 62,565 46,303 -25.99
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 3,413,642 3,190,396 -6.54 256,877 194,232 -24.39
2017-11-14 13F-HR SUNTRUST BANKS INC 5,736 3,608 -37.10 431 219 -49.19
2017-11-06 13F-HR CI Global Investments Inc. 245,688 0 -100.00 18,488 0 -100.00
2017-11-14 13F-HR Matarin Capital Management, LLC 63,115 0 -100.00 4,749,404 0 -100.00
2017-11-14 13F-HR GRT CAPITAL PARTNERS L.L.C. 12,029 12,029 0.00 905 732 -19.12
2017-10-20 13F-HR E&G Advisors, LP 10,300 10,300 0.00 775 627 -19.10
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,528,100 1,063,700 -30.39 114,989 64,758 -43.68
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 7,294 6,473 -11.26 549 394 -28.23
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 3,771 230
2017-10-27 13F-HR Parkside Financial Bank & Trust 110 115 4.55 8 7 -12.50
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 311,079 3,646 -98.83 23,409 222 -99.05
2017-11-14 13F-HR ROYAL BANK OF CANADA 676,055 398,838 -41.01 50,871 24,281 -52.27
2017-11-14 13F-HR Force Capital Management LLC 10,400 10,400 0.00 783 633 -19.16
2017-11-13 13F-HR Pacad Investment Ltd. 43,936 0 -100.00 3,306 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 100,678 174,195 73.02 7,576 10,605 39.98
2017-10-17 13F-HR Addison Capital Co 9,990 8,792 -11.99 752 535 -28.86
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 2,062 1,897 -8.00 155 115 -25.81
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 27,878 16,748 -39.92 2,098 1,020 -51.38
2017-11-14 13F-HR CSS LLC/IL Put 2,500 0 -100.00 188 0 -100.00
2017-08-14 13F-HR Atika Capital Management LLC 41,400 0 -100.00 2,925 0 -100.00
2017-11-14 13F-HR GLG LLC 26,930 32,204 19.58 2,026 1,961 -3.21
2017-11-17 13F-HR Phocas Financial Corp. 741 0 -100.00 56 0 -100.00
2017-10-18 13F-HR Quotient Investors, LLC 0 1,285
2017-10-31 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 2,211,027 1,786,561 -19.20 166,380 108,766 -34.63
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 2,800 2,800 0.00 211 170 -19.43
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 4,341 0 -100.00 326 0 -100.00
2017-11-03 13F-HR World Asset Management Inc 24,859 22,690 -8.73 1,871 1,381 -26.19
2017-10-10 13F-HR AMERICAN NATIONAL BANK 608 608 0.00 46 37 -19.57
2017-11-13 13F-HR Twin Tree Management, LP Put 0 106,300 0 6,472
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 16,377 0 997
2017-10-25 13F-HR Calamos Advisors LLC 78,500 114,000 45.22 5,907 6,940 17.49
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 253,097 244,659 -3.33 19,046 14,895 -21.79
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 58,266 67,065 15.10 4,385 4,083 -6.89
2017-10-03 13F-HR Eqis Capital Management, Inc. 10,124 3,420 -66.22 762 208 -72.70
2017-11-06 13F-HR SEI INVESTMENTS CO 337,791 325,759 -3.56 25,419 19,832 -21.98
2017-07-19 13F-HR Gradient Investments LLC 3 0 -100.00 0 0
2017-11-08 13F-HR MONROE BANK & TRUST/MI 0 108 0 8
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 1,713 3,625 111.62 306,702 1,768,939 476.76
2017-12-12 13F-HR/A-1 Patten Group, Inc. 300 300 0.00 21 18 -14.29
2017-11-14 13F-HR Omnia Family Wealth, LLC 128 128 0.00 10 8 -20.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 901,505 841,609 -6.64 67,838 51,237 -24.47
2017-11-14 13F-HR American Beacon Advisors, Inc. 1,379 0 -100.00 103,770 0 -100.00
2017-10-30 13F-HR Westpac Banking Corp 4,890 4,453 -8.94 367,973 271,098 -26.33
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 6,900 420
2017-11-08 13F-HR WELCH CAPITAL PARTNERS LLC/NY 72,510 91,200 25.78 5,456 5,552 1.76
2017-11-14 13F-HR Adage Capital Partners GP LLC 410,000 389,009 -5.12 30,853 23,683 -23.24
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 642 585 -8.88 48 36 -25.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 607,011 542,934 -10.56 45,678 33,054 -27.64
2017-11-14 13F-HR Ionic Capital Management LLC Put 60,000 3,653
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 250,000 0 -100.00 17,660 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 243,007 348,743 43.51 18,287 21,233 16.11
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 98,500 62,300 -36.75 7,412 3,793 -48.83
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 213,000 91,000 -57.28 16,028 5,540 -65.44
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 56 0 -100.00 4 0 -100.00
2017-11-09 13F-HR FNY Partners Fund LP Call 0 50 0 3
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 15,434 0 -100.00 1,161 0 -100.00
2017-11-08 13F-HR Norinchukin Bank, The 43,548 41,712 -4.22 3,277 2,539 -22.52
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 1,600 97
2017-10-06 13F-HR North Star Investment Management Corp. 884 884 0.00 67 54 -19.40
2017-10-10 13F-HR Polianta Ltd 14,500 0 -100.00 1,091 0 -100.00
2017-08-15 13F-HR Intellectus Partners, LLC 3,000 0 -100.00 212 0 -100.00
2017-07-18 13F-HR/A-2 BOOTHBAY FUND MANAGEMENT, LLC 0 0 -100.00 0 0
2017-11-14 13F-HR CREDIT AGRICOLE S A 98,480 200,947 104.05 7,410 12,234 65.10
2017-10-27 13F-HR Cable Hill Partners, LLC 111 81 -27.03 8 5 -37.50
2017-10-27 13F-HR Tillar-Wenstrup Advisors, LLC 29,298 16,324 -44.28 2,205 994 -54.92
2017-08-10 13F-HR FNY Partners Fund LP 2,000 0 -100.00 141 0 -100.00
2017-11-13 13F-HR FRANKLIN RESOURCES INC 35,341 44,537 26.02 2,659 2,712 1.99
2017-11-14 13F-HR united american securities inc. (d/b/a uas asset management) 8,500 5,000 -41.18 640 304 -52.50
2017-08-01 13F-HR Carnick & Kubik Group, LLC 3,807 0 -100.00 269 0 -100.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 24,430 6,474 -73.50 1,838 394 -78.56
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 32,400 324,853 902.63 2,438 19,777 711.20
2017-11-13 13F-HR GREENLEAF TRUST 496 30
2017-10-23 13F-HR SANDERS MORRIS HARRIS INC. 12,000 731
2017-11-03 13F-HR Global X Management CO LLC 17,360 19,674 13.33 1,306 1,198 -8.27
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 27,254 19,804 -27.34 2,051 1,206 -41.20
2017-11-14 13F-HR CSS LLC/IL 5,343 0 -100.00 402 0 -100.00
2017-08-11 13F-HR Acrospire Investment Management LLC 1,300 0 -100.00 92 0 -100.00
2017-11-13 13F-HR Vantage Investment Advisors, LLC 14 14 0.00 1 1 0.00
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 2,004,514 2,011,732 0.36 150,840 122,474 -18.81
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,005,484 2,772,481 -7.75 225,861 168,527 -25.38
2017-11-02 13F-HR Daiwa Securities Group Inc. 12,450 5,704 -54.18 937 347 -62.97
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 85,100 0 -100.00 6,011 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 373 453 21.45 27 27 0.00
2017-11-03 13F-HR FDx Advisors, Inc. 9,910 4,213 -57.49 746 256 -65.68
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 25,000 25,000 0.00 1,882 1,522 -19.13
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 19,500 0 -100.00 1,467 0 -100.00
2017-11-13 13F-HR KNOTT DAVID M 10,000 609
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 105,900 10,700 -89.90 7,969 651 -91.83
2017-10-19 13F-HR Tarbox Group, Inc. 21 36 71.43 2 2 0.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 114,355 189,633 65.83 8,605 11,545 34.17
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 4,394 4,394 0.00 331 268 -19.03
2017-07-06 13F-HR West Oak Capital, LLC 161 0 -100.00 11,373 0 -100.00
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 29,095 29,638 1.87 2,189 1,805 -17.54
2017-11-14 13F-HR SRB Corp 2,300 2,737 19.00 173 167 -3.47
2017-11-15 13F-HR Krilogy Financial LLC 407 423 3.93 31 26 -16.13
2017-11-13 13F-HR Strategic Advisors LLC 15,970 22,520 41.01 1,202 1,371 14.06
2017-11-14 13F-HR Kamunting Street Capital Management, L.P. 0 100,000 0 6,088
2017-11-13 13F-HR Carmignac Gestion 1,380,202 0 -100.00 103,860 0 -100.00
2017-11-14 13F-HR LUCUS ADVISORS LLC 4,737 0 -100.00 356 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 32,150 32,150 0.00 2,419 1,957 -19.10
2017-11-06 13F-HR Spot Trading L.l.c. Put 55,000 159,600 190.18 4,139 9,716 134.74
2017-11-14 13F-HR PEAK6 Investments, L.P. 43,991 425,820 867.97 3,310 25,924 683.20
2017-11-14 13F-HR Neuburgh Advisers LLC 223,278 255,136 14.27 16,802 15,533 -7.55
2017-10-19 13F-HR DENALI ADVISORS LLC 134,300 176,800 31.65 10,106 10,764 6.51
2017-11-07 13F-HR SG Americas Securities, LLC Call 58,700 193,300 229.30 162 423 161.11
2017-10-26 13F-HR Paragon Capital Management Ltd 21,901 21,900 -0.00 1,648 1,333 -19.11
2017-10-16 13F-HR Delphi Private Advisors LLC 505 0 -100.00 30 0 -100.00
2017-10-26 13F-HR Penserra Capital Management LLC 15,581 0 -100.00 1,172 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 5,802 56,505 873.89 410 4,252 937.07
2017-11-14 13F-HR Altimeter Capital Management, LP 10,307,765 10,347,765 0.39 775,659 629,972 -18.78
2017-11-14 13F-HR NOMURA HOLDINGS INC 38,997 23,837 -38.87 2,936 1,451 -50.58
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 39,109 35,897 -8.21 2,943 2,185 -25.76
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 776,830 240,257 -69.07 58,456 14,627 -74.98
2017-11-14 13F-HR Vident Investment Advisory, LLC 41,297 42,906 3.90 3,108 2,612 -15.96
2017-11-06 13F-HR Bank of New York Mellon Corp 1,951,888 1,791,410 -8.22 146,879 109,060 -25.75
2017-11-14 13F-HR CREDIT SUISSE AG/ 300,437 276,948 -7.82 22,608 16,860 -25.42
2017-11-14 13F-HR NWI MANAGEMENT LP 330,000 585,000 77.27 24,833 35,615 43.42
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 0 81 0 4
2017-11-14 13F-HR Voya Investment Management LLC 188,659 172,339 -8.65 14,197 10,492 -26.10
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 8,319 5,656 -32.01 648 396 -38.89
2017-11-06 13F-HR Archon Partners LLC 57,000 0 -100.00 4,289 0 -100.00
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 24,366 24,366 0.00 1,833 1,483 -19.09
2017-11-01 13F-HR Bt Investment Management Ltd 234,735 211,265 -10.00 17,663,810 12,838,106 -27.32
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 20,935 21,030 0.45 1,575 1,280 -18.73
2017-08-15 13F-HR Verition Fund Management LLC Call 25,000 0 -100.00 1,766 0 -100.00
2017-10-25 13F-HR CALAMOS WEALTH MANAGEMENT LLC 11,292 687
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 44 0 -100.00 3 0 -100.00
2017-11-13 13F-HR People's United Financial, Inc. 14,127 13,427 -4.96 1,063 817 -23.14
2017-11-06 13F-HR Advisor Group, Inc. 3,827 7,819 104.31 288 476 65.28
2017-11-14 13F-HR HSBC HOLDINGS PLC 343,375 439,178 27.90 25,839 26,737 3.48
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 3,271 0 -100.00 246 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC 0 12,598 0 767
2017-10-26 13F-HR Cubic Asset Management, LLC 4,000 4,000 0.00 301 244 -18.94
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 4,100 0 249
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 962,450 961,650 -0.08 72,424 58,545 -19.16
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 7,349 7,349 0.00 553 447 -19.17
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 226,028 137,771 -39.05 17,009 8,388 -50.68
2017-10-12 13F-HR Hanson McClain, Inc. 67 67 0.00 5 4 -20.00
2017-08-15 13F-HR Americafirst Quantitative Trust - Americafirst Defensive Growth & Income Portfolio, Series 2 1,069 80
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,180 1,047 -11.27 89 64 -28.09
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 303,089 275,970 -8.95 22,807 16,801 -26.33
2017-11-13 13F-HR Quantitative Investment Management, LLC 47,700 3,900 -91.82 3,589 237 -93.40
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 3,488 3,641 4.39 26,247 22,166 -15.55
2017-11-14 13F-HR Teewinot Capital Advisers, L.L.C. 33,010 33,010 0.00 2,484 2,010 -19.08
2017-10-24 13F-HR Tiaa, Fsb 19,117 26,436 38.29 1,438 1,609 11.89
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 516,060 387,977 -24.82 38,833 23,620 -39.18
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 23,965 43,440 81.26 1,803 2,645 46.70
2017-10-23 13F-HR REGIONS FINANCIAL CORP 37,977 38,409 1.14 2,858 2,339 -18.16
2017-10-30 13F-HR ARP AMERICAS LLC 10,468 10,968 4.78 788 668 -15.23
2017-11-14 13F-HR Jafra Capital Management LP 36,969 0 -100.00 2,782 0 -100.00
2017-10-30 13F-HR Cribstone Capital Management, LLC 143 143 0.00 11 9 -18.18
2017-11-14 13F-HR BlackRock Inc. 20,798,719 20,111,214 -3.31 1,565,103 1,224,370 -21.77
2017-11-13 13F-HR CITIGROUP INC 159,114 275,332 73.04 11,973 16,762 40.00
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 18,000 1,096
2017-11-14 13F-HR Integral Derivatives, LLC Put 30,400 83,200 173.68 2,288 5,065 121.37
2017-11-13 13F-HR PineBridge Investments, L.P. 664 166,615 24,992.62 50 10,143 20,186.00
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 54,103 47,222 -12.72 4,071 2,875 -29.38
2017-11-07 13F-HR SG Americas Securities, LLC Put 261,500 401,000 53.35 309 1,659 436.89
2017-11-14 13F-HR Omega Advisors Inc. 1,658,302 1,774,629 7.01 124,787 108,039 -13.42
2017-08-23 13F-HR/A-4 BROOKFIELD ASSET MANAGEMENT INC. 7,209 0 -100.00 413 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 2,942,170 2,901,606 -1.38 221,399 176,650 -20.21
2017-10-10 13F-HR Baystate Wealth Management LLC 20 20 0.00 2 1 -50.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 29,904 31,585 5.62 2,250 1,922 -14.58
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 78,844 0 4,800
2017-07-13 13F-HR FIRST FINANCIAL CORP /IN/ 39 0 -100.00 3 0 -100.00
2017-11-13 13F-HR Telemark Asset Management, LLC 60,000 0 -100.00 4,515 0 -100.00
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN Put 55,800 0 -100.00 13 0 -100.00
2017-11-13 13F-HR Global Endowment Management, LP 19,400 21,900 12.89 1,460 1,333 -8.70
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 285,500 786,000 175.31 21,484 47,852 122.73
2017-08-08 13F-HR Airain ltd 0 274,968 0 20,691
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 154,134 119,810 -22.27 11,606 7,350 -36.67
2017-10-30 13F-HR Karp Capital Management Corp 10,000 8,000 -20.00 753 487 -35.33
2017-11-08 13F-HR HAP Trading, LLC Put 0 35,500 0 117
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 867 591 -31.83 59 34 -42.37
2017-11-14 13F-HR Walleye Trading LLC Put 38,700 132,000 241.09 2,914 8,032 175.63
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 116,900 593,700 407.87 8,797 36,144 310.87
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 135,070 122,508 -9.30 10,164 7,458 -26.62
2017-11-14 13F-HR Jump Trading, LLC Call 5,900 14,000 137.29 444 852 91.89
2017-11-14 13F-HR BARCLAYS PLC Put 151,600 560,500 269.72 11,408 34,123 199.11
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 20,608 0 1,255
2017-11-08 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 2,809 0 -100.00 211 0 -100.00
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 11,554 15,019 29.99 869 914 5.18
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 8,072 0 -100.00 607 0 -100.00
2017-11-14 13F-HR LGL PARTNERS, LLC 3,750 0 -100.00 282 0 -100.00
2017-10-12 13F-HR Cascade Investment Advisors, Inc. 150 150 0.00 11,287 9,132 -19.09
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 4,400 25,400 477.27 331 1,546 367.07
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 348,800 451,200 29.36 26,313 27,469 4.39
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 29,410 29,410 0.00 1,790 1,790 0.00
2017-10-19 13F-HR Edge Wealth Management LLC 55 55 0.00 4 3 -25.00
2017-11-14 13F-HR Standard Life Aberdeen Plc 236,286 14,385
2017-11-08 13F-HR Edge Advisors, Llc 157 66 -57.96 11 4 -63.64
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 7,000 7,000 0.00 527 426 -19.17
2017-11-14 13F-HR UBS Group AG 389,903 366,008 -6.13 29,341 22,283 -24.06
2017-11-15 13F-HR Independent Advisor Alliance 4,800 5,131 6.90 376 332 -11.70
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 9,740 9,740 0.00 733 593 -19.10
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 50,000 50,000 0.00 3,763 3,044 -19.11
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 5,982 50,047 736.63 450 3,047 577.11
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 11,491 5,820 -49.35 865 354 -59.08
2017-10-27 13F-HR Beach Investment Management, LLC. 3,020 0 -100.00 227 0 -100.00
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 7,295 7,155 -1.92 548 435 -20.62
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 12,758 12,758 0.00 960 777 -19.06
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 163,194 161,538 -1.01 12,280 9,834 -19.92
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 1,358,476 1,738,886 28.00 102,225 105,863 3.56
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 1,100 1,100 0.00 83 67 -19.28
2017-11-14 13F-HR JS Capital Management LLC 126,500 126,500 0.00 9,519 7,701 -19.10
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 36,110 38,105 5.52 2,717 2,320 -14.61
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 9,900 32,000 223.23 745 1,948 161.48
2017-11-13 13F-HR BROWN ADVISORY INC 4,916 3,836 -21.97 370 234 -36.76
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 28,959 28,970 0.04 2,179 1,764 -19.05
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 13,852 0 -100.00 1,042 0 -100.00
2017-11-14 13F-HR Capital Bank & Trust Co 192 192 0.00 14 12 -14.29
2017-10-25 13F-HR Capital Advisors, Ltd. LLC 250 15
2017-12-01 13F-HR TrimTabs Asset Management, LLC 4,255 0 -100.00 320 0 -100.00
2017-11-14 13F-HR Institute for Wealth Management, LLC. 2,750 0 -100.00 208 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 46,857 49,544 5.73 3,526 3,016 -14.46
2017-11-16 13F-HR Cypress Capital Group 6,359 0 -100.00 479 0 -100.00
2017-11-14 13F-HR CAXTON ASSOCIATES LP 5,600 7,000 25.00 421 426 1.19
2017-11-14 13F-HR PAR CAPITAL MANAGEMENT INC 16,294,711 19,930,359 22.31 1,226,177 1,213,360 -1.05
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 7,717 7,451 -3.45 581 454 -21.86
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 188,500 138,400 -26.58 14,220 8,426 -40.75
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 13,263 9,002 -32.13 998 548 -45.09
2017-10-04 13F-HR Fulton Bank, N.A. 6,262 3,617 -42.24 471 220 -53.29
2017-11-13 13F-HR Twin Tree Management, LP 5,868 88,710 1,411.76 442 5,401 1,121.95
2017-11-03 13F-HR PRINCETON CAPITAL MANAGEMENT INC 10,008 9,865 -1.43 753 601 -20.19
2017-11-07 13F-HR Timber Hill LLC Put 10,300 0 -100.00 775 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 2,381,435 1,048,993 -55.95 179,203 63,863 -64.36
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 57,600 110,100 91.15 4,334 6,703 54.66
2017-11-14 13F-HR MARIANAS FUND MANAGEMENT LLC 49,700 81,800 64.59 3,740 4,980 33.16
2017-11-06 13F-HR CIBC Asset Management Inc 31,008 29,491 -4.89 2,333 1,795 -23.06
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 6,611,803 5,145,200 -22.18 497,538 314,061 -36.88
2017-11-14 13F-HR Integral Derivatives, LLC Call 30,500 31,100 1.97 2,295 1,893 -17.52
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 124,527 118,595 -4.76 9,371 7,220 -22.95
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 196,700 91,500 -53.48 14,803 5,571 -62.37
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 42,300 10,000 -76.36 3,183 609 -80.87
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 3,773 3,801 0.74 283 231 -18.37
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN Call 10,000 0 -100.00 13 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 495,718 508,377 2.55 37,304 30,950 -17.03
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 78 78 0.00 6 5 -16.67
2017-11-09 13F-HR FFCM LLC 190 84 -55.79 14 5 -64.29
2017-11-09 13F-HR SOUTH STATE Corp 3,029 0 -100.00 228 0 -100.00
2017-11-14 13F-HR GAM Holding AG 5,259 0 -100.00 396 0 -100.00
2017-11-06 13F-HR COMERICA BANK 81,277 76,457 -5.93 5,724 4,514 -21.14
2017-11-14 13F-HR Jefferies Group LLC 125,341 0 -100.00 9,432 0 -100.00
2017-06-15 13F-HR/A-1 CAUSEWAY CAPITAL MANAGEMENT LLC 1,564,602 0 -100.00 73,531 0 -100.00
2017-11-14 13F-HR ALLSTATE CORP 9,755 0 -100.00 734 0 -100.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 7,000 2,800 -60.00 527 170 -67.74
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 4,500 3,400 -24.44 339 207 -38.94
2017-10-12 13F-HR V Wealth Management,LLC 300 0 -100.00 23 0 -100.00
2017-11-06 13F-HR TORONTO DOMINION BANK 92,962 90,441 -2.71 6,994 5,506 -21.28
2017-11-14 13F-HR D'Orazio & Associates, Inc. 200 200 0.00 15 12 -20.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 1,147,310 1,094,428 -4.61 86,335 66,629 -22.83
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 1,963,462 2,186,098 11.34 147,757 133,088 -9.93
2017-11-14 13F-HR Credit Capital Investments LLC 30,000 30,000 0.00 2,258 1,826 -19.13
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 30,366 57,886 90.63 2,285 3,960 73.30
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,911,086 1,420,210 -25.69 143,809 86,462 -39.88
2017-11-14 13F-HR HBK INVESTMENTS L P 705,100 921,600 30.70 53,059 56,107 5.74
2017-11-09 13F-HR OSKIE CAPITAL MANAGEMENT, LLC 25,057 25,557 2.00 1,886 1,556 -17.50
2017-11-14 13F-HR MORGAN STANLEY 4,902,623 4,661,937 -4.91 368,922 283,818 -23.07
2017-11-13 13F-HR Goss Wealth Management LLC 304 0 -100.00 23,791 0 -100.00
2017-11-14 13F-HR Integral Derivatives, LLC 0 25,099 0 1,528
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 125,092 123,326 -1.41 9,413 7,508 -20.24
2017-11-14 13F-HR Premier Asset Managment LLC 193,360 189,060 -2.22 14,550 11,510 -20.89
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 3,200 0 -100.00 241 0 -100.00
2017-11-13 13F-HR EAGLE GLOBAL ADVISORS LLC 3,503 0 -100.00 264 0 -100.00
2017-11-14 13F-HR TLP GROUP LLC 0 4,621 0 281
2017-10-17 13F-HR Comprehensive Portfolio Management, LLC 2,717 0 -100.00 204 0 -100.00
2017-11-14 13F-HR Atlantic Trust Group, LLC 0 11,264 0 685
2017-10-16 13F-HR Baxter Brothers Inc 3,565 3,565 0.00 268 217 -19.03
2017-10-27 13F-HR BEACH INVESTMENT COUNSEL INC/PA 3,020 0 -100.00 227 0 -100.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 0 474,491 0 28,887
2017-11-14 13F-HR Duquesne Family Office LLC 243,500 0 -100.00 18,323 0 -100.00
2017-11-13 13F-HR Covey Capital Advisors, LLC 4,000 4,000 0.00 301 244 -18.94
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 4,599 0 -100.00 346 0 -100.00
2017-10-27 13F-HR WESTWOOD MANAGEMENT CORP /IL/ 373,500 0 -100.00 28,106 0 -100.00
2017-11-07 13F-HR USCA RIA LLC 4,050 4,050 0.00 305 305 0.00
2017-11-09 13F-HR LMR Partners LLP 3,967 119,298 2,907.26 299 7,262 2,328.76
2017-11-14 13F-HR A.R.T. Advisors, LLC 27,900 30,100 7.89 2,099 1,832 -12.72
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 5,900 0 359
2017-11-14 13F-HR Focused Wealth Management, Inc 2,000 0 -100.00 151 0 -100.00
2017-11-09 13F-HR South Dakota Investment Council 445,213 491,013 10.29 33,502 29,893 -10.77
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,178,523 1,118,426 -5.10 88,684 68,090 -23.22
2017-11-13 13F-HR Engineers Gate Manager LP 8,443 19,978 136.62 635 1,216 91.50
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 300 18
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 40,408 40,807 0.99 3,040 2,485 -18.26
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,125,302 1,026,923 -8.74 84,679 62,519 -26.17
2017-11-13 13F-HR Evercore Trust Company, N.A. 5,392,046 5,333,732 -1.08 405,751 324,718 -19.97
2017-11-07 13F-HR Allen Investment Management LLC 20,714 11,007 -46.86 1,559 670 -57.02
2017-11-14 13F-HR Altimeter Capital Management, LP Call 0 45,750 0 7,130
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 255,240 301,330 18.06 19,206,810 18,344,971 -4.49
2017-11-14 13F-HR LEUTHOLD GROUP, LLC 16,270 14,192 -12.77 1,224 864 -29.41
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 2,859 0 -100.00 215 0 -100.00
2017-11-14 13F-HR LPL Financial LLC 5,363 9,700 80.87 404 591 46.29
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 937,974 922,673 -1.63 70,582 56,172 -20.42
2017-11-14 13F-HR CYRUS CAPITAL PARTNERS, L.P. 2,421,517 2,646,622 9.30 182,219 161,126 -11.58
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 24,283 60,267 148.19 1,827 3,669 100.82
2017-11-08 13F-HR Kentucky Retirement Systems 18,064 17,302 -4.22 1,359 1,053 -22.52
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 87,057 209,775 140.96 6,551 12,771 94.95
2017-10-17 13F-HR Creative Planning 6,179 37,710 510.29 465 2,296 393.76
2017-10-18 13F-HR WealthTrust-Arizona, LLC 121 121 0.00 9 7 -22.22
2017-08-10 13F-HR Old Mutual Global Investors (UK) Ltd. 51,268 0 -100.00 3,621 0 -100.00
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 466 466 0.00 35 28 -20.00
2017-11-09 13F-HR Hosking Partners LLP 486,710 489,015 0.47 36,625 29,771 -18.71
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 609 609 0.00 46 37 -19.57
2017-11-03 13F-HR Advantus Capital Management Inc 28,324 26,266 -7.27 2,131 1,599 -24.96
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 102,400 71,300 -30.37 7,706 4,341 -43.67
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 118,090 98,151 -16.88 8,886 5,975 -32.76
2017-11-13 13F-HR Hudson Bay Capital Management LP Put 66,700 0 -100.00 5,019 0 -100.00
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 73,143 74,749 2.20 5,504 4,551 -17.31
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 13,595 0 -100.00 1,023 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 2,449 2,954 20.62 801,772 872,600 8.83
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 57 57 0.00 4 3 -25.00
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 291 291 0.00 2,190 1,772 -19.09
2017-11-14 13F-HR Baird Financial Group, Inc. 16,486 13,364 -18.94 1,241 814 -34.41
2017-09-26 13F-HR Perpetual Ltd 204,240 101,242 -50.43 8,388 4,737 -43.53
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 15,100 86,100 470.20 1,136 5,242 361.44
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 228,000 232,500 1.97 17,109 14,214 -16.92
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 169,553 36,662 -78.38 12,758 2,232 -82.51
2017-11-14 13F-HR Invesco Ltd. 1,242,325 829,062 -33.27 93,485 50,473 -46.01
2017-11-14 13F-HR Empyrean Capital Partners, LP Call 175,000 10,654
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 197,537 190,309 -3.66 14,865 11,586 -22.06
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 10,149 10,149 0.00 764 618 -19.11
2017-11-16 13F-HR AMERICAFIRST CAPITAL MANAGEMENT, LLC 1,069 4,270 299.44 80 259,958 324,847.50
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 6,355 6,355 0.00 478 393 -17.78
2017-10-25 13F-HR Aperio Group, LLC 151,646 142,411 -6.09 11,411 8,670 -24.02
2017-11-14 13F-HR IHT Wealth Management, LLC 100 100 0.00 81 6 -92.59
2017-11-01 13F-HR Newfound Research LLC 11 12 9.09 1 1 0.00
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 890,680 891,876 0.13 67,024 54,298 -18.99
2017-11-13 13F-HR Invictus RG 2,489 989 -60.27 187 60 -67.91
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 33,166 62,057 87.11 2,494 3,776 51.40
2017-10-20 13F-HR/A-1 Shell Asset Management Co 3,578 12,126 238.90 269 738 174.35
2017-11-13 13F-HR Hillsdale Investment Management Inc. 3,200 0 -100.00 241 0 -100.00
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 17,118 15,286 -10.70 1,288 931 -27.72
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 106,105 0 6,460
2017-11-14 13F-HR Corient Capital Partners, LLC 34,980 35,093 0.32 2,632 2,137 -18.81
2017-11-08 13F-HR Cipher Capital LP 0 13,669 0 832
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 626,492 27,244 -95.65 47,144 1,659 -96.48
2017-11-06 13F-HR Spot Trading L.l.c. Call 16,200 68,900 325.31 1,219 4,195 244.13
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 12,881 11,952 -7.21 969 728 -24.87
2017-11-14 13F-HR Psagot Investment House Ltd. 1,100 1,600 45.45 83 97 16.87
2017-11-07 13F-HR Commonwealth Equity Services, Inc 11,939 13,795 15.55 898 839 -6.57
2017-11-13 13F-HR Laurion Capital Management LP 119,699 144,130 20.41 9,007 8,775 -2.58
2017-11-14 13F-HR Tyvor Capital LLC 166,868 0 -100.00 12,556 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 26,652 98,542 269.74 2,005 5,999 199.20
2017-11-07 13F-HR Quantbot Technologies LP 50,605 59,153 16.89 3,808 3,601 -5.44
2017-11-13 13F-HR AVIVA PLC 49,241 49,831 1.20 3,706 3,034 -18.13
2017-11-13 13F-HR Bb&t Investment Services, Inc. 308 445 44.48 14 11 -21.43
2017-11-14 13F-HR Proficio Capital Partners LLC 3 188 6,166.67 0 11
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 76,159 71,359 -6.30 6,068 4,344 -28.41
2017-11-13 13F-HR Glassman Wealth Services 46 16 -65.22 3 1 -66.67
2017-11-14 13F-HR CLEARBRIDGE, LLC 1,206,753 930 -99.92 90,808 57 -99.94
2017-10-18 13F-HR BALASA DINVERNO & FOLTZ LLC 14,636 13,031 -10.97 1,101 793 -27.97
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 25 0 -100.00 2 0 -100.00
2017-11-14 13F-HR Capital World Investors 3,002,944 3,162,944 5.33 225,972 192,560 -14.79
2017-08-07 13F-HR Venturi Wealth Management, LLC 4,080 0 -100.00 276 0 -100.00
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 26 63 142.31 2 4 100.00
2017-11-13 13F-HR LSV ASSET MANAGEMENT 4,162,053 4,279,234 2.82 313,194 260,519 -16.82
2017-10-17 13F-HR Cutler Group LP 11,381 16,059 41.10 856 977 14.14
2017-11-03 13F-HR Swiss National Bank 286,862 285,662 -0.42 21,586 17,391 -19.43
2017-10-24 13F-HR Leisure Capital Management 29,529 28,804 -2.46 2,222 1,754 -21.06
2017-10-31 13F-HR Advisors Preferred, LLC 0 126 0 8
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 0 158,887 0 9,673
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,160,124 1,324,612 14.18 87,299 80,641 -7.63
2017-11-14 13F-HR GLENMEDE TRUST CO NA 35,466 40,070 12.98 2,504 2,438 -2.64
2017-11-01 13F-HR/A-1 Financial Architects, Inc 5,000 10,000 100.00 376 609 61.97
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 20,150 19,471 -3.37 1,516 1,185 -21.83
2017-10-25 13F-HR FIRST MANHATTAN CO 85 25 -70.59 6 1 -83.33
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 94,270 93,246 -1.09 7,089 5,697 -19.64
2017-11-13 13F-HR Fiera Capital Corp 35,911 24,763 -31.04 2,702 1,508 -44.19
2017-11-13 13F-HR CITIGROUP INC Call 311,300 270,800 -13.01 23,425 16,487 -29.62
2017-11-03 13F-HR HIGH POINTE CAPITAL MANAGEMENT LLC 10,670 10,670 0.00 803 650 -19.05
2017-11-14 13F-HR Walleye Trading LLC 0 101,166 0 6,159
2017-10-30 13F-HR MCF Advisors LLC 1,529 13 -99.15 115 1 -99.13
2017-11-09 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 17,510 14,970 -14.51 1,317 912 -30.75
2017-10-18 13F-HR EXANE DERIVATIVES 391 1,852 373.66 29,417 112,731 283.22
2017-10-25 13F-HR Calamos Advisors LLC Put 114,000 50
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 563,841 994,843 76.44 42,429 60,566 42.75
2017-11-14 13F-HR Squarepoint Ops LLC 228,957 168,119 -26.57 17,229 10,235 -40.59
2017-12-05 13F-HR Perigon Wealth Management, LLC 1,470 1,470 0.00 111 89 -19.82
2017-10-13 13F-HR Horan Securities, Inc. 100 0 -100.00 8 0 -100.00
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 1,047 1,035 -1.15 78 63 -19.23
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 321 321 0.00 23 24 4.35
2017-11-14 13F-HR CMT Asset Management Ltd Call 5,000 25,400 408.00 376 1,546 311.17
2017-11-03 13F-HR PITCAIRN CO 32,691 20,960 -35.88 2,460 1,276 -48.13
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 268,778 274,396 2.09 20,226 16,705 -17.41
2017-11-14 13F-HR Cantab Capital Partners LLP 37,125 2,749 -92.60 2,794,000 167,000 -94.02
2017-08-04 13F-HR BOSTON PRIVATE WEALTH LLC 9,543 0 -100.00 674 0 -100.00
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 550,485 671,020 21.90 41,424 40,852 -1.38
2017-11-15 13F-HR Janney Montgomery Scott LLC 17,117 20,297 18.58 1,288 1,236 -4.04
2017-11-14 13F-HR Natixis Asset Management 13,803 2,746 -80.11 1,039 167 -83.93
2017-08-02 13F-HR/A-1 JENNISON ASSOCIATES LLC 0 0 0 0
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 75,000 202,000 169.33 5,644 12,354 118.89
2017-11-14 13F-HR Bluefin Trading, LLC 4,203 0 -100.00 316 0 -100.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 2,400 0 -100.00 181 0 -100.00
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 56,500 0 -100.00 3,991 0 -100.00
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 54,788 54,788 0.00 4,123 3,335 -19.11
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 74,699 68,965 -7.68 5,621 4,199 -25.30
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,710 3,404 -8.25 279 207 -25.81
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 225 225 0.00 17 14 -17.65
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 5,600 0 -100.00 421 0 -100.00
2017-11-14 13F-HR Anchor Bolt Capital, LP 1,172,119 0 -100.00 88,202 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co Put 0 100,700 0 6,131
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 518,990 465,051 -10.39 39,054 28,312 -27.51
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 289,200 169,400 -41.42 21,762 10,313 -52.61
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 41,900 30,500 -27.21 3,153 1,857 -41.10
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 120,206 133,697 11.22 9,044 8,134 -10.06
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 548,647 522,758 -4.72 41,286 31,826 -22.91
2017-11-13 13F-HR CIBC World Markets Inc. 19,202 6,057 -68.46 1,445 369 -74.46
2017-10-23 13F-HR Bartlett & Co. LLC 100 0 -100.00 8 0 -100.00
2017-11-14 13F-HR Itau Unibanco Holding S.A. 880 4,129 369.20 66 795 1,104.55
2017-11-13 13F-HR Employees Retirement System of Texas 46,200 50,200 8.66 3,477 3,056 -12.11
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 183,962 127,658 -30.61 13,843 7,772 -43.86
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 6,277 0 -100.00 472 0 -100.00
2017-08-11 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 201 0 -100.00 14 0 -100.00
2017-11-14 13F-HR Alyeska Investment Group, L.P. 197,300 165,508 -16.11 14,847 10,076 -32.13
2017-11-14 13F-HR Tetrem Capital Management Ltd. 522,853 0 -100.00 39,345 0 -100.00
2017-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 77,500 0 -100.00 5,475 0 -100.00
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 344,989 84,461 -75.52 25,961 5,142 -80.19
2017-11-06 13F-HR Spot Trading L.l.c. 132,500 8,067
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 72,100 399,700 454.37 5,425 24,333 348.53
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 233 311 33.48 18 19 5.56
2017-11-14 13F-HR CLINTON GROUP INC 31,307 0 -100.00 2,356 0 -100.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 468 634 35.47 35,217 38,538 9.43
2017-08-14 13F-HR HighVista Strategies LLC 49,100 0 -100.00 3,468 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 18,656 25,227 35.22 1,404 1,536 9.40
2017-11-09 13F-HR Johnson Financial Group, Inc. 157 175 11.46 12 11 -8.33
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 26,200 23,500 -10.31 1,773 1,431 -19.29
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 167 10
2017-11-14 13F-HR NEEDHAM INVESTMENT MANAGEMENT LLC 80,000 80,000 0.00 6,020 4,870 -19.10
2017-10-30 13F-HR DELTEC ASSET MANAGEMENT LLC 3,005 0 -100.00 226 0 -100.00
2017-10-20 13F-HR CONNING INC. 5,920 5,750 -2.87 445 350 -21.35
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 9,228 187,256 1,929.22 694 11,400 1,542.65
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 450 300 -33.33 35 19 -45.71
2017-11-13 13F-HR Vivaldi Capital Management, LLC 5,000 304
2017-11-14 13F-HR CLEARARC CAPITAL INC 6,902 6,650 -3.65 519 405 -21.97
2017-07-18 13F-HR/A-3 BOOTHBAY FUND MANAGEMENT, LLC Call 0 0
2017-11-02 13F-HR Boston Partners 4,840,050 1,882,833 -61.10 364,214 114,627 -68.53
2017-11-08 13F-HR ING GROEP NV 14,424 11,823 -18.03 1,085 720 -33.64
2017-11-08 13F-HR Pacer Advisors, Inc. 5,908 6,525 10.44 445 397 -10.79
2017-11-14 13F-HR STATE STREET CORP 10,297,910 9,500,613 -7.74 774,931 578,394 -25.36
2017-10-31 13F-HR Andra AP-fonden 32,200 30,400 -5.59 2,423 1,851 -23.61
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 1,652 1,716 3.87 124 104 -16.13
2017-10-18 13F-HR PGGM Investments 60,412 61,803 2.30 4,546 3,763 -17.22
2017-10-18 13F-HR Mutual of America Capital Management LLC 34,611 30,787 -11.05 2,604 1,874 -28.03
2017-08-15 13F-HR SCOTIA CAPITAL INC. 4,620 0 -100.00 327 0 -100.00
2017-10-25 13F-HR FIRST QUADRANT L P/CA 14,575 14,575 0.00 1,097 887 -19.14
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 158,949 0 -100.00 11,228,000 0 -100.00
2017-11-03 13F-HR BANK OF HAWAII 4,260 4,260 0.00 321 259 -19.31
2017-10-11 13F-HR Sharkey, Howes & Javer 44 44 0.00 3 3 0.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 11,414,363 8,010,252 -29.82 858,930 489,906 -42.96
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,586 1,667 5.11 119 101 -15.13
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 424 778 83.49 32 47 46.88
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 60,851 56,961 -6.39 4,579 3,468 -24.26
2017-11-13 13F-HR GENDELL JEFFREY L 879,398 1,159,601 31.86 66,174 70,596 6.68
2017-11-09 13F-HR Achmea Investment Management B.V. 15,648 13,022 -16.78 1,176 792 -32.65
2017-11-14 13F-HR HighTower Advisors, LLC 41,728 45,740 9.61 3,146 2,777 -11.73
2017-10-16 13F-HR Louisiana State Employees Retirement System 17,500 16,100 -8.00 1,317 980 -25.59
2017-11-13 13F-HR/A-1 NORGES BANK 1,379,301 1,487,071 7.81 56,606 74,523 31.65
2017-10-19 13F-HR APG Asset Management N.V. 1,273,773 1,226,973 -3.67 95,851 74,698 -22.07
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 13,766 14,260 3.59 1,036 869 -16.12
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 300,636 331,785 10.36 22,623 20,199 -10.71
2017-11-09 13F-HR Peregrine Asset Advisers, Inc. 5,550 5,550 0.00 418 338 -19.14
2017-11-13 13F-HR PROFUND ADVISORS LLC 10,249 7,413 -27.67 771 451 -41.50
2017-10-18 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 1,980,743 2,637,733 33.17 149,051 160,585 7.74
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 551,315 491,777 -10.80 41,486 29,939 -27.83
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 3,451 3,723 7.88 418 1,063 154.31
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 159 159 0.00 12 10 -16.67
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 76,940 63,290 -17.74 5,790 3,853 -33.45
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 4,176 441 -89.44 315 27 -91.43
2017-10-23 13F-HR BB&T CORP 3,450 0 -100.00 260 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 1,230 725 -41.06 93 44 -52.69
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 164,414 187,862 14.26 12,372 11,437 -7.56
2017-11-01 13F-HR First Personal Financial Services 120 100 -16.67 9 6 -33.33
2017-11-13 13F-HR ProShare Advisors LLC 46,782 48,029 2.67 3,520 2,924 -16.93
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 421,208 273,329 -35.11 31,694 16,639 -47.50
2017-11-14 13F-HR AHL Partners LLP 95,500 101,284 6.06 7,187 6,166 -14.21
2017-11-14 13F-HR Tyers Asset Management LLC 144,474 165,088 14.27 10,872 10,050 -7.56
2017-08-14 13F-HR PointState Capital LP 12,100 0 -100.00 855 0 -100.00
2017-08-14 13F-HR THREE BAYS CAPITAL LP 937,900 0 -100.00 66,253 0
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 39,820 37,659 -5.43 2,996 2,293 -23.46
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 18,283 11,411 -37.59 1,376 695 -49.49
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,052,000 766,908 -27.10 79,159 46,684 -41.03
2017-11-14 13F-HR Owl Creek Asset Management, L.P. 510,000 0 -100.00 38,378 0 -100.00
2017-11-13 13F-HR FDO Partners, LLC 62,000 5,318 -91.42 4,666 324 -93.06
2017-08-09 13F-HR Timber Hill LLC 5,066 0 -100.00 358 0 -100.00
2017-11-07 13F-HR Hilton Capital Management, LLC 4,350 4,350 0.00 327 265 -18.96
2017-11-14 13F-HR Zions Bancorporation 0 187 0 11
2017-11-09 13F-HR BBT Capital Management, LLC 181,299 181,299 0.00 13,643 11,037 -19.10
2017-11-14 13F-HR DIAM Co., Ltd. 131,461 119,501 -9.10 9,894 7,277 -26.45
2017-08-14 13F-HR GUARDIAN CAPITAL LP 4,571 0 -100.00 323 0 -100.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 225 225 0.00 17 14 -17.65
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 10,874 0 -100.00 818 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP 9,000 0 -100.00 677 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 80,828 98,016 21.26 6,082 5,966 -1.91
2017-11-14 13F-HR CMT Capital Markets Trading GmbH Put 17,600 10,900 -38.07 1,324 664 -49.85
2017-10-18 13F-HR ALPHA WINDWARD LLC 524 524 0.00 39 32 -17.95
2017-11-14 13F-HR Magnetar Financial LLC 24,611 4,119 -83.26 1,852 251 -86.45
2017-11-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 500,000 0 -100.00 37,625 0 -100.00
2017-11-13 13F-HR EATON VANCE MANAGEMENT 15,000 15,029 0.19 1,129 915 -18.95
2017-11-14 13F-HR CMT Asset Management Ltd 0 83,551 0 1,107
2017-11-13 13F-HR Roundview Capital LLC 4,049 4,049 0.00 305 305 0.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 381,372 386,580 1.37 28,707 23,533 -18.02
2017-11-14 13F-HR Flinton Capital Management LLC 183,876 210,112 14.27 13,837 12,792 -7.55
2017-07-28 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 40 0 -100.00 3 0 -100.00
2017-11-03 13F-HR ADVISOR PARTNERS LLC 5,524 4,296 -22.23 416 262 -37.02
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 20,740 19,710 -4.97 1,561 1,200 -23.13
2017-11-15 13F-HR MV Capital Management, Inc. 290 206 -28.97 22 13 -40.91
2017-10-19 13F-HR Douglas Lane & Associates, LLC 1,311,210 1,266,053 -3.44 98,669 77,077 -21.88
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 135,000 0 -100.00 10,159 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC Call 29,000 48,200 66.21 2,182 2,934 34.46
2017-11-13 13F-HR Quadrature Capital LTD 101,410 84,446 -16.73 7,631 5,140 -32.64
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 1,027 0 -100.00 77 0 -100.00
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 49 80 63.27 4 5 25.00
2017-11-01 13F-HR Parkwood LLC 28,574 3,881 -86.42 2,150 236 -89.02
2017-10-26 13F-HR/A-1 Smith Affiliated Capital Corp. 56,438 45,660 -19.10
2017-10-16 13F-HR State of Alaska, Department of Revenue 5,381 18,371 241.40 404 1,117 176.49
2017-11-14 13F-HR BOKF, NA 6,312 5,775 -8.51 475 352 -25.89
2017-11-14 13F-HR Moore Capital Management, LP 0 25,000 0 1,522
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 24,492 24,081 -1.68 1,843 1,466 -20.46
2017-08-14 13F-HR SOROS FUND MANAGEMENT LLC 50,100 0 -100.00 3,539 0 -100.00
2017-10-25 13F-HR DUNCKER STREETT & CO INC 5 5 0.00 0 0
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 19,400 72,100 271.65 1,460 4,389 200.62
2017-11-13 13F-HR Utah Retirement Systems 51,469 50,669 -1.55 3,873 3,085 -20.35
2017-11-14 13F-HR Interval Partners, LP Call 0 75,000 0 4,566
2017-11-13 13F-HR Evercore Wealth Management, LLC 1,500 1,500 0.00 113 91 -19.47
2017-10-23 13F-HR WHITTIER TRUST CO 280 280 0.00 21 17 -19.05
2017-11-13 13F-HR Banco Santander, S.A. 42,778 0 -100.00 2,811 0 -100.00
2017-10-18 13F-HR SpiderRock Advisors LLC 12 2 -83.33
2017-11-14 13F-HR Point72 Europe (London) LLP 129,800 0 -100.00 9,767 0 -100.00
2017-07-11 13F-HR CENTRAL BANK & TRUST CO 57 0 -100.00 4 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Call 144,700 92,300 -36.21 10,889 5,619 -48.40
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 17 0 -100.00 1 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 15,945 31,421 97.06 1,199 1,911 59.38
2017-11-03 13F-HR Breton Hill Capital Ltd. 3,600 0 -100.00 271 0 -100.00
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 10,837 8,472 -21.82 816 516 -36.76
2017-11-02 13F-HR MAYO INVESTMENT ADVISERS LLC 87,721 81,335 -7.28 6,601 4,952 -24.98
2017-07-20 13F-HR DUBUQUE BANK & TRUST CO 300 0 -100.00 21 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,484,700 2,469,800 66.35 111,723 150,361 34.58
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 64,663 57,977 -10.34 4,866 3,530 -27.46
2017-11-13 13F-HR Private Advisor Group, LLC 4,357 4,529 3.95 340 292 -14.12
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 707,400 722,299 2.11 53,232 43,974 -17.39
2017-10-30 13F-HR TOTAL INVESTMENT MANAGEMENT INC 31,958 31,278 -2.13 2,405 1,904 -20.83
2017-11-09 13F-HR OPPENHEIMER & CO INC 20,894 23,084 10.48 1,573 1,405 -10.68
2017-08-14 13F-HR QCM Cayman, Ltd. 5,398 0 -100.00 381 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 396,300 1,986,500 401.26 29,822 120,938 305.53
2017-08-10 13F-HR HAP Trading, LLC Call 13,100 0 -100.00 12 0 -100.00
2017-11-14 13F-HR KSA CAPITAL MANAGEMENT, LLC 10,000 609
2017-11-07 13F-HR IBM Retirement Fund 6,886 6,886 0.00 579 460 -20.55
2017-11-14 13F-HR MAVERICK CAPITAL LTD 43,080 0 -100.00 3,242 0 -100.00
2017-11-14 13F-HR Glen Harbor Capital Management LLC 105,072 120,064 14.27 7,907 7,309 -7.56
2017-08-18 13F-HR WFG Advisors, LP 15 15 0.00 1 1 0.00
2017-11-06 13F-HR Retirement Systems of Alabama 136,625 125,458 -8.17 10,281 7,638 -25.71
2017-11-13 13F-HR M&T BANK CORP 21,855 20,753 -5.04 1,645 1,264 -23.16
2017-11-08 13F-HR AT Bancorp 16,343 16,266 -0.47 1,230 991 -19.43
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 10,442,110 13,767,889 31.85 785,769 838,189 6.67
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,438,023 1,733,010 20.51 108,211 105,506 -2.50
2017-11-14 13F-HR VANGUARD GROUP INC 22,706,502 21,844,081 -3.80 1,708,664 1,329,868 -22.17
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 27,515 22,820 -17.06 2,071 1,389 -32.93
2017-11-08 13F-HR Catalyst Capital Advisors LLC Call 10 0 -100.00 9 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 17,900 19,200 7.26 109 28 -74.31
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 386,376 0 23,523
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 345,253 25,804 -92.53 25,980 1,571 -93.95
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 139,231 0 -100.00 10,477 0 -100.00
2017-11-14 13F-HR Quinn Opportunity Partners LLC 14,400 14,400 0.00 1,084 877 -19.10
2017-11-14 13F-HR Walleye Trading LLC Call 136,200 105,000 -22.91 10,249 6,390 -37.65
2017-11-07 13F-HR First Dallas Securities Inc. 0 8,275 0 504
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 30,358 29,421 -3.09 2,144 2,214 3.26
2017-11-13 13F-HR Allianz Asset Management AG Put 416,300 439,400 5.55 31,327 26,751 -14.61
2017-11-14 13F-HR QS Investors, LLC 23,839 23,380 -1.93 1,794 1,423 -20.68
2017-11-14 13F-HR RBF Capital, LLC 80,000 70,000 -12.50 6,020 4,262 -29.20
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 0 82,400 0 5,017
2017-11-14 13F-HR Pomelo Capital LLC Put 1,021,000 62,158
2017-11-15 13F-HR Cambria Investment Management, L.P. 28,499 26,271 -7.82 2,145 1,599 -25.45
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 227,240 46,278 -79.63 17,099 2,816 -83.53
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 1,578 2,538 60.84 119 155 30.25
2017-11-15 13F-HR WOLVERINE TRADING, LLC 96,993 253,502 161.36 7,317 15,433 110.92
2017-11-13 13F-HR US BANCORP \DE\ 30,980 19,719 -36.35 2,331 1,201 -48.48
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 4,677 5,200 11.18 352 317 -9.94
2017-11-14 13F-HR HighTower Advisors, LLC Put 2,000 0
2017-11-14 13F-HR Sciencast Management LP 24,209 0 -100.00 1,822 0 -100.00
2017-11-13 13F-HR FIL Ltd 30,373 0 -100.00 2,286 0 -100.00
2017-11-14 13F-HR UBS Group AG Call 55,000 299,900 445.27 4,139 18,258 341.12
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. 17,100 16,118 -5.74 1,287 981 -23.78
2017-11-14 13F-HR SALIENT TRUST CO LTA 6,237 0 -100.00 469 0 -100.00
2017-10-25 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 319,381 375,758 17.65 24,033 22,876 -4.81
2017-08-11 13F-HR Hanlon Investment Management, Inc. 36,039 0 -100.00 2,546 0 -100.00
2017-11-14 13F-HR Clearbridge Investments, LLC 2,541 400 -84.26 191 24 -87.43
2017-11-13 13F-HR PARTNERS CAPITAL INVESTMENT GROUP LLC 9,921 604
2017-08-07 13F-HR Geneva Advisors, LLC 4,189 0 -100.00 296 0 -100.00
2017-11-14 13F-HR CLS Investments, LLC 1,005 1,005 0.00 76 61 -19.74
2017-11-14 13F-HR Veritable, L.P. 9,295 7,931 -14.67 699 483 -30.90
2017-11-06 13F-HR TCW GROUP INC 10,149 10,149 0.00 764 618 -19.11
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 22,252,803 22,273,786 0.09 1,674,523 1,356,028 -19.02
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 774,943 993,187 28.16 58,315 60,464 3.69
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 150 150 0.00 11 9 -18.18
2017-10-11 13F-HR FACTORY MUTUAL INSURANCE CO 448,300 428,300 -4.46 33,735 26,075 -22.71
2017-11-13 13F-HR CITIGROUP INC Put 417,900 409,500 -2.01 31,447 24,931 -20.72
2017-10-23 13F-HR Nationwide Fund Advisors 125,415 144,502 15.22 9,437 8,797 -6.78
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 235,700 399,100 69.33 17,736 24,297 36.99
2017-11-14 13F-HR RUDMAN ERROL M 251,200 301,200 19.90 18,903 18,337 -2.99
2017-10-20 13F-HR AUA CAPITAL MANAGEMENT, LLC 175 175 0.00 13 11 -15.38
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 19,400 0 -100.00 1,460 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 355,600 851,894 139.57 26,759 51,863 93.82
2017-11-14 13F-HR BERKSHIRE HATHAWAY INC 28,211,563 28,211,563 0.00 2,122,920 1,717,519 -19.10
2017-11-08 13F-HR D.A. DAVIDSON & CO. 903 0 -100.00 67 0 -100.00
2017-10-31 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 5,750 11,750 104.35 433 715 65.13
2017-11-14 13F-HR SECOR Capital Advisors, LP 14,360 0 -100.00 1,081 0 -100.00
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 244,350 226,779 -7.19 18,388 13,807 -24.91
2017-11-13 13F-HR TEACHERS ADVISORS INC 1,059,146 876,651 -17.23 79,701 53,371 -33.04
2017-11-14 13F-HR BANK OF NOVA SCOTIA 63,653 45,438 -28.62 4,790 2,766 -42.25
2017-10-25 13F-HR Korea Investment CORP 97,400 78,100 -19.82 7,329 4,755 -35.12
2017-11-14 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 300,000 300,000 0.00 22,575 18,264 -19.10
2017-11-13 13F-HR Laurion Capital Management LP Put 650,200 175,000 -73.09 48,929 10,654 -78.23
2017-11-13 13F-HR Convergence Investment Partners, LLC 23,447 23,874 1.82 1,764 1,453 -17.63
2017-10-24 13F-HR Selway Asset Management 28,800 28,300 -1.74 2,167 1,723 -20.49
2017-10-19 13F-HR LS Investment Advisors, LLC 8,128 8,976 10.43 612 546 -10.78
2017-11-14 13F-HR Natixis 41,474 28,410 -31.50 3,121 1,730 -44.57
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,288,520 300,588 -76.67 96,961 18,300 -81.13
2017-08-07 13F-HR Meiji Yasuda Asset Management Co Ltd. 4,180 0 -100.00 295 0 -100.00
2017-11-14 13F-HR Jump Trading, LLC Put 7,500 5,900 -21.33 564 359 -36.35
2017-08-08 13F-HR Bellwether Investment Group, LLC 43 0 -100.00 3 0 -100.00
2017-08-16 13F-HR WASATCH ADVISORS INC 52,085 0 -100.00 3,679 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 12,300 12,300 0.00 167 31 -81.44
2017-10-24 13F-HR BOSTON ADVISORS LLC 11,684 12,059 3.21 879 734 -16.50
2017-11-14 13F-HR Glendon Capital Management LP 63,346 55,011 -13.16 4,767 3,349 -29.75
2017-11-08 13F-HR MACQUARIE GROUP LTD 8,988 66,909 644.43 677 4,074 501.77
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 36 36 0.00 3 2 -33.33
2017-11-14 13F-HR AJO, LP 3,063,209 2,512,970 -17.96 230,506 152,990 -33.63
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 75,151 74,141 -1.34 5,724 4,514 -21.14
2017-11-08 13F-HR Point View Wealth Management, Inc. 7,011 6,836 -2.50 528 417 -21.02
2017-10-30 13F-HR IFP Advisors, Inc 3,079 2,685 -12.80 232 163 -29.74
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 5,889 9,741 65.41 443 593 33.86
2017-11-13 13F-HR Allianz Asset Management AG Call 43,300 46,000 6.24 3,258 2,800 -14.06
2017-11-13 13F-HR West Family Investments, Inc. Call 1,400 0 -100.00 795 0 -100.00
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 238,227 66,770 -71.97 17,927 4,065 -77.32
2017-07-21 13F-HR Quantitative Systematic Strategies LLC 33,874 0 -100.00 2,393 0 -100.00
2017-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 192 0 -100.00 14 0 -100.00
2017-11-02 13F-HR Hodges Capital Management Inc. 3,000 48,875 1,529.17 1,680 2,976 77.14
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 6,780 19,273 184.26 510 1,173 130.00
2017-11-03 13F-HR HENNESSY ADVISORS INC 27,200 28,200 3.68 2,047 1,717 -16.12
2017-11-13 13F-HR Allianz Asset Management AG 298,304 307,208 2.98 22,278 18,703 -16.05
2017-11-13 13F-HR Westside Investment Management, Inc. 11,165 11,165 0.00 873,772 722,371 -17.33
2017-11-13 13F-HR KBC Group NV 121,635 121,635 0.00 9,153 7,405 -19.10
2017-11-14 13F-HR Gotham Asset Management, LLC 26,239 3,880 -85.21 1,974 236 -88.04
2017-11-14 13F-HR Compagnie Odier SCA 547 685 25.23 41 42 2.44
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 581,000 633,600 9.05 43,720 38,574 -11.77
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 22,707 1,094 -95.18 1,709 67 -96.08
2017-11-16 13F-HR Moors & Cabot, Inc. 4,525 4,750 4.97 341 288 -15.54
2017-11-14 13F-HR FIFTH THIRD BANCORP 1,137 2,695 137.03 86 164 90.70
2017-11-14 13F-HR LMM LLC 1,073,480 1,052,780 -1.93 80,779 64,093 -20.66
2017-10-27 13F-HR Hudock Capital Group, LLC 990 990 0.00 74 60 -18.92
2017-11-14 13F-HR NUMERIC INVESTORS LLC 8,000 0 -100.00 602 0 -100.00
2017-11-07 13F-HR CNA FINANCIAL CORP 73,800 0 -100.00 5,553 0 -100.00
2017-10-16 13F-HR Watermark Asset Management, Inc. 50 50 0.00 4 3 -25.00
2017-11-01 13F-HR State of Tennessee, Treasury Department 280,794 70,360 -74.94 21,130 4,284 -79.73
2017-08-14 13F-HR LOOMIS SAYLES & CO L P 316 0 -100.00 22 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 582,362 437,801 -24.82 43,823 26,652 -39.18
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 10,372 10,125 -2.38 780 616 -21.03
2017-11-13 13F-HR Marshall Wace North America L.P. 23,785 290,539 1,121.52 1,784 17,722 893.39
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 18,794 16,782 -10.71 1,415 1,022 -27.77
2017-11-14 13F-HR BIRINYI ASSOCIATES INC 2,750 0 -100.00 207 0 -100.00
2017-11-14 13F-HR Davidson Kempner Capital Management LP 170,257 170,257 0.00 12,812 10,365 -19.10
2017-11-13 13F-HR BlueMountain Capital Management, LLC 87,208 68,755 -21.16 6,562 4,186 -36.21
2017-11-03 13F-HR Tradewinds Capital Management, LLC 3,050 3,050 0.00 230 186 -19.13
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 893,270 998,631 11.79 67,218 60,796 -9.55
2017-11-14 13F-HR Cognios Capital, LLC 33,448 3,306 -90.12 2,516 201 -92.01
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 1,581 1,192 -24.60 531 150 -71.75
2017-07-10 13F-HR HELLMAN JORDAN MANAGEMENT CO INC /MA/ 19,350 0 -100.00 1,410 0 -100.00
2017-11-14 13F-HR Hilltop Holdings Inc. 4,640 0 -100.00 349 0 -100.00
2017-11-08 13F-HR/A-1 TELEMUS CAPITAL, LLC 2,890 0 -100.00 217 0 -100.00
2017-11-15 13F-HR Sterling Capital Management LLC 118,522 0 -100.00 8,919 0 -100.00
2017-10-18 13F-HR Assenagon Asset Management S.A. 1,992,529 121,305
2017-11-13 13F-HR Laurion Capital Management LP Call 402,600 70,000 -82.61 30,298 4,262 -85.93
2017-11-06 13F-HR INTRUST BANK NA 3,280 0 -100.00 247 0 -100.00
2017-11-22 13F-HR/A-1 National Planning Corp 4,542 4,983 9.71 341 303 -11.14
2017-11-14 13F-HR Nuveen Asset Management, LLC 267,605 186,798 -30.20 20,137 11,372 -43.53
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 479,584 442,917 -7.65 36,089 26,965 -25.28
2017-08-14 13F-HR RWC Asset Management LLP Call 2,000 0 -100.00 208 0
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 294,529 228,073 -22.56 22,163 13,885 -37.35
2017-11-14 13F-HR JANE STREET GROUP, LLC 93,631 101,886 8.82 7,046 6,203 -11.96
2017-11-14 13F-HR Paloma Partners Management Co Call 40,000 2,435
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 400 200 -50.00 30 12 -60.00
2017-11-13 13F-HR DARRELL & KING LLC 353,194 360,111 1.96 26,578 21,924 -17.51
2017-11-13 13F-HR Rafferty Asset Management, LLC 28,730 0 -100.00 2,162 0 -100.00
2017-11-14 13F-HR CMT Asset Management Ltd Put 35,000 115,100 228.86 2,634 7,007 166.02
2017-10-31 13F-HR Nine Chapters Capital Management LLC 3,800 0 -100.00 286 0 -100.00
2017-11-14 13F-HR/A-1 U S GLOBAL INVESTORS INC 189,637 229,017 20.77 12,835 13,940 8.61
2017-11-09 13F-HR AMALGAMATED BANK 31,675 31,427 -0.78 2,384 1,913 -19.76
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 670 0 -100.00 50 0 -100.00
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 17,181 0 -100.00 1,293 0 -100.00
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 52,500 230,000 338.10 3,951 14,002 254.39
2017-11-14 13F-HR PDT Partners, LLC 67,818 0 -100.00 5,103 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 25,000 0 -100.00 1,881 0 -100.00
2017-11-14 13F-HR WEALTHFRONT INC 0 10,120 0 616
2017-11-13 13F-HR COOKSON PEIRCE & CO INC 26,240 0 -100.00 1,975 0 -100.00
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 96,452 0 -100.00 7,259 0 -100.00
2017-11-14 13F-HR Jump Trading, LLC 571 1,922 236.60 43 117 172.09
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 429,432 766,432 78.48 32,315 46,660 44.39
2017-08-09 13F-HR Timber Hill LLC Call 52,800 0 -100.00 3,730 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 125,500 339,600 170.60 9,444 20,770 119.93
2017-11-13 13F-HR Aureus Asset Management, LLC 4,000 0 -100.00 301 0 -100.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 0 7,341 0 446
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 7,977 7,977 0.00 600 486 -19.00
2017-12-01 13F-HR/A-1 Axa 345,377 13,777 -96.01 25,989 839 -96.77
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 79,174 71,663 -9.49 5,958 4,363 -26.77
2017-11-13 13F-HR HOURGLASS CAPITAL, LLC 73,121 73,121 0.00 5,502 4,452 -19.08
2017-11-09 13F-HR TWIN CAPITAL MANAGEMENT INC 72,295 27,160 -62.43 5,440 1,654 -69.60
2017-10-16 13F-HR Bowling Portfolio Management LLC 54,819 44,351 -19.10 4,125 2,700 -34.55
2017-10-23 13F-HR STRS OHIO 499,473 700,300 40.21 37,585 42,634 13.43
2017-11-14 13F-HR Kemnay Advisory Services Inc. 10,706 13,453 25.66 806 819 1.61
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 129,800 44,200 -65.95 9,767 2,691 -72.45
2017-11-09 13F-HR Trexquant Investment LP 30,300 0 -100.00 2,280 0 -100.00
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 25 25 0.00 2 2 0.00
2017-10-12 13F-HR Regent Investment Management LLC 8,100 493
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 3,162,764 3,431,983 8.51 238,013 208,949 -12.21
2017-11-09 13F-HR FNY Managed Accounts LLC 690 9,200 1,233.33 48 560 1,066.67
2017-11-14 13F-HR UBS Group AG Put 95,000 349,900 268.32 7,149 21,302 197.97
2017-11-03 13F-HR BESSEMER GROUP INC 27,471 1,702 -93.80 2,067 104 -94.97
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 92,644 78,444 -15.33 6,971 4,776 -31.49
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 8,956 70,981 692.55 674 4,321 541.10
2017-11-08 13F-HR ASSETMARK, INC 96,187 3,876 -95.97 7,238 236 -96.74
2017-11-14 13F-HR Shellback Capital, LP 248,462 0 -100.00 18,697 0 -100.00
2017-11-13 13F-HR Renaissance Technologies LLC 272,363 831,163 205.17 19,240 50,601 163.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 13,976 14,049 0.52 1,052 855 -18.73
2017-08-14 13F-HR APPALOOSA LP 364,615 0 -100.00 25,756 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 578,146 74,885 -87.05 43,505 4,560 -89.52
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 10,981 3,600 -67.22 826 219 -73.49
2017-10-31 13F-HR Marathon Trading Investment Management LLC Put 0 4,000 0 244
2017-11-13 13F-HR COCONUT GROVE BANK 50 0 -100.00 4 0 -100.00
2017-11-09 13F-HR FTB Advisors, Inc. 130 0 -100.00 9 0 -100.00
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 6,591 5,065 -23.15 496 308 -37.90
2017-10-16 13F-HR CLARK ESTATES INC/NY 62,000 0 -100.00 4,666 0 -100.00
2017-07-27 13F-HR NGAM ADVISORS, L.P. 13,938 0 -100.00 985 0 -100.00
2017-11-14 13F-HR AMP Capital Investors Ltd 157,490 153,108 -2.78 11,881 9,322 -21.54
2017-11-13 13F-HR Ferris Capital, Llc 301 0 -100.00 23 0 -100.00
2017-11-17 13F-HR Archford Capital Strategies, LLC 846 0 -100.00 71 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 33,247 23,312 -29.88 2,502 1,419 -43.29
2017-10-06 13F-HR FIRST AMERICAN TRUST, FSB 34,597 36,921 6.72 2,604 2,248 -13.67
2017-11-13 13F-HR/A-1 GMT CAPITAL CORP 488,215 361,515 -25.95 38,540 22,009 -42.89
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 12,360 9,610 -22.25 930 585 -37.10
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 4,553 5,578 22.51 343 340 -0.87
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 951,126 1,241,593 30.54 71,572 75,588 5.61
2017-11-14 13F-HR Bronson Point Management LLC 325,000 19,786
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 26,716 63,897 139.17 2,015 3,908 93.95
2017-06-20 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 7,420 3,575 -51.82 541 253 -53.23
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 615,851 612,296 -0.58 46,342,790 37,276,579 -19.56
2017-08-14 13F-HR Salient Capital Advisors, LLC 8,800 0 -100.00 622 0
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 39,130 29,728 -24.03 2,945 1,810 -38.54
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 445,045 427,343 -3.98 33,490 26,017 -22.31
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 180,103 196,311 9.00 13,552 11,952 -11.81
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 119 119 0.00 9 7 -22.22
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 11 1
2017-11-13 13F-HR STIFEL FINANCIAL CORP 13,159 16,868 28.19 991 1,018 2.72
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 3 0
2017-11-13 13F-HR Impala Asset Management LLC 13,941 0 -100.00 1,049 0 -100.00
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 6,113 6,113 0.00 460 372 -19.13
2017-11-13 13F-HR Bridgewater Associates, LP 24,001 0 -100.00 1,806 0 -100.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 296,371 285,118 -3.80 20,936 21,455 2.48
2017-11-13 13F-HR Winton Capital Group Ltd 11,196 8,623 -22.98 842 525 -37.65
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 3,605,617 2,458,764 -31.81 271,323 149,689 -44.83
2017-11-14 13F-HR HENDERSON GROUP PLC 6,957,062 4,841,516 -30.41 523,519 294,751 -43.70
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 10,361 780
2017-08-14 13F-HR C M BIDWELL & ASSOCIATES LTD 51,710 51,710 0.00 3,653 3,891 6.52
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 140,300 80,300 -42.77 10,558 4,889 -53.69
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 39,400 9,000 -77.16 2,965 548 -81.52
2017-11-14 13F-HR Verition Fund Management LLC 26,424 21,885 -17.18 1,988 1,332 -33.00
CUSIP: 910047109