SecurityUAL / United Continental Holdings, Inc. (910047109)
Institutional Owners749 (198 N-Q Owners)
Institutional Shares284,273,415 - 101.74% (ex. N-Q)
Institutional Value$ 80,125,428,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

UAL / United Continental Holdings, Inc. Institutional Ownership

United Continental Holdings, Inc. (NYSE:UAL) has 749 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 284,273,415 shares. Largest shareholders include Primecap Management Co/ca/, Berkshire Hathaway Inc, Vanguard Group Inc, BlackRock Inc., Par Capital Management Inc, Par Investment Partners Lp, Altimeter Capital Management, LP, State Street Corp, Price T Rowe Associates Inc /md/, and FMR LLC / Fidelity.
United Continental Holdings, Inc. (NYSE:UAL) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Embed this chart! (it updates automatically)
<a href="https://fintel.io/so/us/ual"><img src="https://images.fintel.io/us-ual-so.png" alt="UAL / United Continental Holdings, Inc. Institutional Ownership"><a>

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR BANK OF NOVA SCOTIA 39,959 31,119 -22.12 2,694 2,160 -19.82
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 800 56
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 31,774 13,411 -57.79 2,142 932 -56.49
2018-05-15 13F-HR Cider Mill Investments LP 59,000 59,000 0.00 3,977 4,099 3.07
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Call 590,300 577,200 -2.22 39,786,220 40,098,084 0.78
2018-05-11 13F-HR BBT Capital Management, LLC 146,899 24,572 -83.27 9,901 1,707 -82.76
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 11,360 11,360 0.00 765 789 3.14
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 0 200 0 14
2018-05-21 13F-HR Front Row Advisors Llc 98 96 -2.04 7 7 0.00
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-02-09 13F-HR WEALTHFRONT INC 10,120 0 -100.00 616 0 -100.00
2018-05-15 13F-HR Pomelo Capital LLC Put 1,021,000 0 -100.00 62,158 0 -100.00
2018-05-11 13F-HR Elgethun Capital Management 5,477 9,530 74.00 369 662 79.40
2018-05-17 13F-HR Atlantic Trust Group, LLC 11,305 12,791 13.14 762 889 16.67
2018-05-15 13F-HR Paloma Partners Management Co Call 34,200 42,900 25.44 2,305 2,980 29.28
2018-05-15 N-Q Credit Suisse Asset Management Income Fund Inc (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Call 119,400 251,200 110.39 8,048 17,451 116.84
2018-05-11 13F-HR Clarus Wealth Advisors 5,325 0 -100.00 359 0 -100.00
2018-02-14 13F-HR HighTower Advisors, LLC Put 2,000 0 -100.00 0 0
2018-05-15 13F-HR 1832 Asset Management L.P. 950 66
2018-02-14 13F-HR Verition Fund Management LLC 21,885 0 -100.00 1,332 0 -100.00
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-04-19 13F-HR B & T Capital Management DBA Alpha Capital Management 3,201 3,367 5.19 216 234 8.33
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 97 97 0.00 7 7 0.00
2018-05-09 13F-HR BlackRock Inc. 20,184,414 19,758,373 -2.11 1,360,430 1,372,613 0.90
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-15 13F-HR Delek Group, Ltd. 169,586 244,566 44.21 11,414 17,007 49.00
2018-05-10 13F-HR Providence Capital Advisors, Llc 100 100 0.00 7 7 0.00
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 3,400 0 -100.00 229 0 -100.00
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-05-15 13F-HR Utah Retirement Systems 50,069 50,069 0.00 3,375 3,478 3.05
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 87,788 98,793 12.54 5,912 6,872 16.24
2018-05-10 13F-HR Norinchukin Bank, The 29,103 22,174 -23.81 1,962 1,540 -21.51
2018-05-10 13F-HR Employees Retirement System of Texas 39,200 38,200 -2.55 2,642 2,654 0.45
2018-05-03 13F-HR Sageworth Trust Co 20 0 -100.00 1 0 -100.00
2018-05-09 13F-HR Twin Tree Management, LP 22,145 15,759 -28.84 1,493 1,095 -26.66
2018-05-03 13F-HR Cowen Prime Services LLC 36,310 37,330 2.81 2,447 2,593 5.97
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 63,290 0 -100.00 3,853 0 -100.00
2018-04-23 13F-HR BALASA DINVERNO & FOLTZ LLC 9,941 9,576 -3.67 670 665 -0.75
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 828,540 519,722 -37.27 55,844 36,106 -35.34
2018-05-15 13F-HR WOLVERINE TRADING, LLC 134,364 89,275 -33.56 9,056 6,202 -31.52
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 121,531 133,808 10.10 8,191 9,296 13.49
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-15 13F-HR Ionic Capital Management LLC 20,000 1,750 -91.25 1,348 122 -90.95
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 57 57 0.00 4 4 0.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 225,900 274,400 21.47 15,226 19,063 25.20
2018-05-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 70 5
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 6,474 0 -100.00 394 0 -100.00
2018-05-11 13F-HR GRT CAPITAL PARTNERS L.L.C. 12,029 12,029 0.00 811 836 3.08
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 0 102 0 7
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 0 55 0 4
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 9,500 110,300 1,061.05 640 7,663 1,097.34
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 861,816 785,567 -8.85 58,086 54,573 -6.05
2018-05-09 13F-HR Marathon Trading Investment Management LLC Put 4,000 0 -100.00 270 0 -100.00
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-17 13F-HR Gables Capital Management Inc. 2,000 139
2018-05-11 13F-HR State of Tennessee, Treasury Department 65,144 58,109 -10.80 4,391 4,037 -8.06
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 150 150 0.00 10 10 0.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 3,179,378 3,238,092 1.85 214,290 224,950 4.97
2018-05-11 13F-HR STIFEL FINANCIAL CORP 37,290 45,997 23.35 2,509 3,192 27.22
2018-05-14 13F-HR Itau Unibanco Holding S.A. 4,677 8,547 82.75 315 594 88.57
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 11,939 13,795 15.55 898 840 -6.46
2018-01-22 13F-HR Bowling Portfolio Management LLC 44,351 0 -100.00 2,700 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,959 2,074 5.87 132 144 9.09
2018-05-15 13F-HR Davidson Kempner Capital Management LP 170,257 170,257 0.00 11,475 11,828 3.08
2018-05-15 13F-HR Squarepoint Ops LLC 28,311 0 -100.00 1,908 0 -100.00
2018-05-15 13F-HR HBK INVESTMENTS L P 804,792 276,671 -65.62 54,243 19,220 -64.57
2018-05-03 13F-HR Zions Bancorporation 187 0 -100.00 13 0 -100.00
2018-02-14 13F-HR CLEARBRIDGE, LLC 930 0 -100.00 57 0 -100.00
2018-05-08 13F-HR Karp Capital Management Corp 8,000 8,000 0.00 539 556 3.15
2018-04-30 13F-HR Glassman Wealth Services 4 4 0.00 0 0
2018-05-11 13F-HR Leisure Capital Management 28,350 22,176 -21.78 1,911 1,541 -19.36
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 494 0 34
2018-01-29 13F-HR Tiaa, Fsb 26,436 0 -100.00 1,609 0 -100.00
2018-05-11 13F-HR Financial Advocates Investment Management 56 0 -100.00 4 0 -100.00
2018-05-08 13F-HR Parallel Advisors, LLC 591 660 11.68 40 46 15.00
2018-05-10 13F-HR Vantage Investment Advisors, LLC 14 14 0.00 1 1 0.00
2018-02-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-04-23 13F-HR Selway Asset Management 28,500 26,700 -6.32 1,921 1,855 -3.44
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 24,900 24,000 -3.61 1,678 1,667 -0.66
2018-02-14 13F-HR GLG LLC 32,204 3,804 -88.19 1,961 256 -86.95
2018-01-29 13F-HR PGGM Investments 61,803 0 -100.00 3,763 0 -100.00
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 4,625 0 -100.00 312 0 -100.00
2018-05-14 13F-HR Caerus Investors, Llc 90,000 79,247 -11.95 6,066 5,505 -9.25
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 1,098,980 1,105,509 0.59 74,072 76,800 3.68
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 5,451 5,033 -7.67 367 350 -4.63
2018-05-04 13F-HR LSV ASSET MANAGEMENT 4,189,028 4,254,528 1.56 282,340 295,562 4.68
2018-05-15 13F-HR NEEDHAM INVESTMENT MANAGEMENT LLC 80,000 57,500 -28.12 5,392 3,995 -25.91
2018-05-02 13F-HR FDx Advisors, Inc. 4,343 3,887 -10.50 293 270 -7.85
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 188,800 164,700 -12.76 12,725 11,442 -10.08
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 6,311 6,477 2.63 425 450 5.88
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 96,317 0 -100.00 6,492 0 -100.00
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,013,009 1,067,970 5.43 68,276 74,193 8.67
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-05-11 13F-HR Parisi Gray Wealth Management 7,782 7,711 -0.91 536 534 -0.37
2018-05-04 13F-HR Financial Gravity Companies, Inc. 287 0 -100.00 19 0 -100.00
2018-02-13 13F-HR Crystal Rock Capital Management 46,437 0 -100.00 2,827 0 -100.00
2018-01-11 13F-HR AMERICAN NATIONAL BANK 608 0 -100.00 37 0 -100.00
2018-05-15 13F-HR Advisor Group, Inc. 9,205 4,421 -51.97 619 306 -50.57
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-04-18 13F-HR Integral Derivatives, LLC 13,066 12,665 -3.07 881 880 -0.11
2018-04-16 13F-HR Santori & Peters, Inc. 76 0 -100.00 4 0 -100.00
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 0 2,900 0 201
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-02 13F-HR Fulton Bank, N.A. 3,289 3,289 0.00 222 228 2.70
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 75,774 75,797 0.03 5,107 5,266 3.11
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-15 13F-HR Edge Advisors, Llc 7 7 0.00 0 0
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 51,188 52,388 2.34 3,450 3,639 5.48
2018-02-26 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-15 13F-HR Kovitz Investment Group Partners, LLC Call 517 595
2018-04-26 13F-HR Global Trust Asset Management, Llc 191 191 0.00 13 13 0.00
2018-05-15 13F-HR People's United Financial, Inc. 13,392 13,493 0.75 903 937 3.77
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 387,106 364,990 -5.71 26,091 25,356 -2.82
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 700,082 732,694 4.66 47,186 50,900 7.87
2018-03-08 N-Q Calamos Convertible Opportunities & Income Fund (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co 2,099,458 1,221,679 -41.81 141,502 84,872 -40.02
2018-05-04 13F-HR M&T BANK CORP 21,539 18,378 -14.68 1,453 1,276 -12.18
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-15 13F-HR RBF Capital, LLC 70,000 70,000 0.00 4,718 4,863 3.07
2018-03-08 N-Q Calamos Global Total Return Fund (see advisory)
2018-02-14 13F-HR/A FULLER & THALER ASSET MANAGEMENT, INC. 2,800 0 -100.00 170 0 -100.00
2018-05-09 13F-HR Private Advisor Group, LLC 3,329 2,953 -11.29 228 205 -10.09
2018-05-14 13F-HR COBALT CAPITAL MANAGEMENT INC 168,700 235,540 39.62 11,370 16,363 43.91
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 35,505 41,365 16.50 2,393 2,874 20.10
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 318,430 342,009 7.40 21,462,182 23,759,366 10.70
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 1,600 0 -100.00 97 0 -100.00
2018-05-15 13F-HR Omega Advisors Inc. 2,247,329 2,723,729 21.20 151,470 189,217 24.92
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 25 25 0.00 2 2 0.00
2018-05-10 13F-HR TORONTO DOMINION BANK 98,113 118,953 21.24 6,613 8,261 24.92
2018-05-21 13F-HR Winton Capital Group Ltd 94,659 3,535 -96.27 6,380 246 -96.14
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-15 13F-HR Capital Bank & Trust Co 109 109 0.00 7 8 14.29
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-05-14 13F-HR COATUE MANAGEMENT LLC 473 32
2018-01-24 13F-HR Sg3 Management, Llc Call 0 0 0 0
2018-04-30 13F-HR Advisors Preferred, LLC 1,513 398 -73.69 102 28 -72.55
2018-05-11 13F-HR Tibra Equities Europe Ltd 16,454 0 -100.00 1,109 0 -100.00
2018-05-15 13F-HR APPALOOSA LP 0 525,289 0 36,492
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 149,200 0 -100.00 10,056 0 -100.00
2018-04-02 13F-HR KSA CAPITAL MANAGEMENT, LLC 10,000 0 -100.00 674 0 -100.00
2018-02-14 13F-HR TLP GROUP LLC 4,621 0 -100.00 281 0 -100.00
2018-05-15 13F-HR Invesco Ltd. 845,129 1,007,416 19.20 56,961 69,985 22.86
2018-05-08 13F-HR FAGAN ASSOCIATES, INC. 4,205 292
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 19,864 19,364 -2.52 1,339 1,345 0.45
2018-05-16 13F-HR ASSETMARK, INC 3,009 2,811 -6.58 203 195 -3.94
2018-05-18 13F-HR CIBC World Markets Inc. 6,447 7,357 14.12 435 511 17.47
2018-02-09 13F-HR WELCH CAPITAL PARTNERS LLC/NY 91,200 0 -100.00 5,552 0 -100.00
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-15 13F-HR Grosvenor Capital Management, L.P. 234,200 436,912 86.56 15,785 30,352 92.28
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-03-30 N-Q Credit Suisse Opportunity Funds (see advisory)
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-15 13F-HR Ionic Capital Management LLC Put 60,000 60,000 0.00 4,044 4,168 3.07
2018-05-15 13F-HR GAM Holding AG 0 12,074 0 839
2018-05-03 13F-HR MACKAY SHIELDS LLC 40,689 2,827
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 13,587 8,288 -39.00 916 575 -37.23
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 6,778 6,662 -1.71 456 462 1.32
2018-02-28 N-Q Professionally Managed Portfolios (see advisory)
2018-05-07 13F-HR HIGH POINTE CAPITAL MANAGEMENT LLC 10,670 10,120 -5.15 719 703 -2.23
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-03-08 N-Q Calamos Global Dynamic Income Fund (see advisory)
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-04-12 13F-HR Integrated Investment Consultants, LLC 171 12
2018-05-15 13F-HR Interval Partners, LP 475,344 36,900 -92.24 32,038 2,563 -92.00
2018-02-28 N-Q Leuthold Funds Inc (see advisory)
2018-05-10 13F-HR TOTAL INVESTMENT MANAGEMENT INC 30,864 29,416 -4.69 2,080 2,044 -1.73
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-01-16 13F-HR Watermark Asset Management, Inc. 50 0 -100.00 3 0 -100.00
2018-05-14 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 1,540,582 1,487,045 -3.48 103,835 103,305 -0.51
2018-04-10 13F-HR Addison Capital Co 9,088 8,875 -2.34 613 617 0.65
2018-05-15 13F-HR U S GLOBAL INVESTORS INC 186,399 180,641 -3.09 12,563 12,549 -0.11
2018-04-24 13F-HR Cubic Asset Management, LLC 4,000 4,000 0.00 270 278 2.96
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 455,848 441,658 -3.11 30,724 30,682 -0.14
2018-05-03 13F-HR CONNING INC. 5,040 4,850 -3.77 340 337 -0.88
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 300 300 0.00 21 20 -4.76
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 2,200 0 -100.00 148 0 -100.00
2018-05-03 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 10,405 9,568 -8.04 701 665 -5.14
2018-05-16 13F-HR Private Capital Group, Llc 114 332 191.23 8 23 187.50
2018-05-15 13F-HR NWI MANAGEMENT LP 525,000 585,000 11.43 35,385 40,640 14.85
2018-02-12 13F-HR Cipher Capital LP 13,669 0 -100.00 832 0 -100.00
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 756 2,925 286.90 50 203 306.00
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 118,764 40,364 -66.01 8,005 2,804 -64.97
2018-03-29 N-Q Eaton Vance Series Trust Ii (see advisory)
2018-05-15 13F-HR Bank of New York Mellon Corp 1,747,650 1,620,333 -7.29 117,793 112,565 -4.44
2018-04-02 N-Q Primecap Odyssey Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 76,500 177,400 131.90 5,156 12,324 139.02
2018-04-30 13F-HR Camarda Financial Advisors, LLC 7,244 6,836 -5.63 488 475 -2.66
2018-04-18 13F-HR REGIONS FINANCIAL CORP 3,552 3,340 -5.97 239 232 -2.93
2018-02-07 13F-HR Roundview Capital LLC 4,049 0 -100.00 305 0 -100.00
2018-05-14 13F-HR MONROE BANK & TRUST/MI 108 0 -100.00 8 0 -100.00
2018-05-14 13F-HR united american securities inc. (d/b/a uas asset management) 0 23,150 0 1,608
2018-04-23 13F-HR Cascade Investment Advisors, Inc. 150 150 0.00 10,110 10,421 3.08
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 25 0 -100.00 2 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 612,500 631,000 3.02 41,283 43,836 6.18
2018-05-09 13F-HR NORTHERN TRUST CORP 2,810,836 2,650,432 -5.71 189,449 184,126 -2.81
2018-05-10 13F-HR West Family Investments, Inc. 40,000 2,779
2018-05-15 13F-HR Edgestream Partners, L.P. 137,297 9,538
2018-05-15 13F-HR Teewinot Capital Advisers, L.L.C. Call 0 1,000 0 93
2018-02-27 N-Q Pioneer High Income Trust (see advisory)
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 16,200 0 1,125
2018-05-14 13F-HR/A NOMURA HOLDINGS INC 16,170 34,172 111.33 1,090 2,369 117.34
2018-03-23 N-Q Blackrock Global Allocation Fund, Inc. (see advisory)
2018-01-24 13F-HR BOSTON ADVISORS LLC 12,059 0 -100.00 734 0 -100.00
2018-04-24 13F-HR Parkwood LLC 3,436 4,447 29.42 232 309 33.19
2018-02-13 13F-HR Renaissance Technologies LLC 831,163 0 -100.00 50,601 0 -100.00
2018-05-14 13F-HR Hudson Bay Capital Management LP Call 0 15,000 0 1,042
2018-05-04 13F-HR Newport Trust Co 5,273,690 5,184,613 -1.69 355,447 360,175 1.33
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 350,708 342,448 -2.36 23,638 23,790 0.64
2018-05-09 13F-HR Twin Tree Management, LP Call 0 59,000 0 4,099
2018-05-10 13F-HR Avestar Capital, Llc 23 15 -34.78 1 1 0.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 2,800 2,800 0.00 189 195 3.17
2018-05-11 13F-HR HAP Trading, LLC Put 36,300 0 -100.00 22 0 -100.00
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp 0 25,000 0 1,737
2018-02-28 N-Q Deutsche Income Trust (see advisory)
2018-05-11 13F-HR Russell Investments Group, Ltd. 320,357 333,867 4.22 21,621 23,068 6.69
2018-05-10 13F-HR BESSEMER GROUP INC 1,401 1,276 -8.92 94 89 -5.32
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 21,314 24,557 15.22 1,437 1,706 18.72
2018-05-15 13F-HR Walleye Trading LLC Call 72,600 63,600 -12.40 4,893 4,418 -9.71
2018-05-03 13F-HR SG Americas Securities, LLC Call 240,100 426,300 77.55 817 1,675 105.02
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 56,488 115,164 103.87 3,807 8,000 110.14
2018-05-15 13F-HR Kemnay Advisory Services Inc. 0 18,162 0 1,262
2018-05-14 13F-HR ProShare Advisors LLC 58,660 58,751 0.16 3,954 4,081 3.21
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 200 200 0.00 13 14 7.69
2018-04-17 13F-HR New England Research & Management, Inc. 9,300 0 -100.00 627 0 -100.00
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 225 225 0.00 15 16 6.67
2018-05-15 13F-HR Natixis 0 54,689 0 3,799
2018-05-10 13F-HR SMITHFIELD TRUST CO 35 0 -100.00 2 0 -100.00
2018-05-07 13F-HR HOURGLASS CAPITAL, LLC 86,281 83,401 -3.34 5,815 5,794 -0.36
2018-05-07 13F-HR ING GROEP NV 0 30,626 0 2,128
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 729,768 665,398 -8.82 49,186 46,225 -6.02
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,086,282 1,195,457 10.05 73,215 83,048 13.43
2018-05-02 13F-HR Tradewinds Capital Management, LLC 3,050 3,050 0.00 206 212 2.91
2018-02-13 13F-HR MARIANAS FUND MANAGEMENT LLC 81,800 0 -100.00 4,980 0 -100.00
2018-04-24 13F-HR Rehmann Capital Advisory Group 164 11
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR Alyeska Investment Group, L.P. 0 532,065 0 36,963
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 139,400 337,000 141.75 9,396 23,412 149.17
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 190,425 432,939 127.35 12,834,645 30,076,272 134.34
2018-04-02 N-Q Pioneer Mid Cap Value Fund (see advisory)
2018-05-14 13F-HR Perigon Wealth Management, LLC 1,470 1,470 0.00 99 102 3.03
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-02-12 13F-HR DARRELL & KING LLC 360,111 0 -100.00 21,924 0 -100.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 8,475 7,956 -6.12 571 553 -3.15
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 27,244 0 -100.00 1,659 0 -100.00
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 142,500 113,000 -20.70 9,605 7,851 -18.26
2018-05-22 N-Q Blackrock Funds (see advisory)
2018-05-09 13F-HR Mint Tower Capital Management B.V. Put 50,000 3,474
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-14 13F-HR DIAM Co., Ltd. 119,926 119,146 -0.65 8,084 8,277 2.39
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 41,588 39,798 -4.30 2,803 2,765 -1.36
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 406,500 241,300 -40.64 27,398 16,763 -38.82
2018-05-14 13F-HR KOCH INDUSTRIES INC 6,715 15,895 136.71 453 1,104 143.71
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 28,650 84,392 194.56 1,931 5,863 203.63
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-05-14 13F-HR AJO, LP 63,538 58,474 -7.97 4,282 4,062 -5.14
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 85,300 53,500 -37.28 5,749 3,717 -35.35
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 3,500 6,000 71.43 236 417 76.69
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-09 13F-HR AT Bancorp 12,429 22,006 77.05 838 1,529 82.46
2018-05-14 13F-HR HOWE & RUSLING INC 29 13 -55.17 2 1 -50.00
2018-05-15 13F-HR UBS Group AG Call 45,000 0 -100.00 3,033 0 -100.00
2018-04-25 13F-HR FIRST INTERSTATE BANK 39 39 0.00 3 3 0.00
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 11 11 0.00 1 1 0.00
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 26,176 1,819
2018-04-18 13F-HR Integral Derivatives, LLC Call 43,600 23,400 -46.33 2,939 1,626 -44.68
2018-05-10 13F-HR Jump Trading, LLC Call 5,700 6,700 17.54 384 465 21.09
2018-05-14 13F-HR Laurion Capital Management LP 40,180 38,880 -3.24 2,708 2,701 -0.26
2018-04-11 13F-HR First Capital Advisors Group, LLC. 120 8
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,614,000 1,824,300 13.03 108,784 126,734 16.50
2018-05-09 13F-HR Twin Tree Management, LP Put 90,300 205,300 127.35 6,086 14,262 134.34
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 27,580 30,379 10.15 1,859 2,110 13.50
2018-04-23 13F-HR DENALI ADVISORS LLC 27,200 46,200 69.85 1,833 3,210 75.12
2018-02-14 13F-HR Force Capital Management LLC 10,400 0 -100.00 633 0 -100.00
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 250,980 249,988 -0.40 16,916 17,367 2.67
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 40,040 37,047 -7.48 2,699 2,574 -4.63
2018-02-01 13F-HR Peregrine Asset Advisers, Inc. 5,550 0 -100.00 338 0 -100.00
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-05-15 13F-HR AMP Capital Investors Ltd 41,992 55,457 32.07 2,830 3,765 33.04
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 13,322 13,304 -0.14 898 924 2.90
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 15,267 13,409 -12.17 1,046 932 -10.90
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-14 13F-HR MAYO INVESTMENT ADVISERS LLC 51,885 44,785 -13.68 3,497 3,111 -11.04
2018-05-01 13F-HR WHITTIER TRUST CO 61 61 0.00 4 4 0.00
2018-04-10 13F-HR Andra AP-fonden 29,400 0 -100.00 1,982 0 -100.00
2018-05-11 13F-HR DELTEC ASSET MANAGEMENT LLC 3,005 3,005 0.00 203 209 2.96
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 684,775 643,275 -6.06 46,154 44,688 -3.18
2018-05-14 13F-HR SANDERS MORRIS HARRIS INC. 12,000 0 -100.00 809 0 -100.00
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-05-14 13F-HR MORGAN STANLEY 1,927,300 1,147,394 -40.47 129,900 79,708 -38.64
2018-04-30 13F-HR Advantus Capital Management Inc 25,367 24,315 -4.15 1,710 1,689 -1.23
2018-05-15 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC 109,696 7,621
2018-01-26 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-03-14 N-Q Credit Suisse High Yield Bond Fund (see advisory)
2018-02-14 13F-HR CMT Asset Management Ltd Put 115,100 0 -100.00 7,007 0 -100.00
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 160,806 157,447 -2.09 10,838 10,938 0.92
2018-05-02 13F-HR RHUMBLINE ADVISERS 477,202 448,578 -6.00 32,163 31,163 -3.11
2018-05-15 13F-HR Premier Asset Managment LLC 175,740 174,045 -0.96 11,845 12,091 2.08
2018-02-14 13F-HR CMT Asset Management Ltd Call 25,400 0 -100.00 1,546 0 -100.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 12,382 11,944 -3.54 836 829 -0.84
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 147,997 124,835 -15.65 9,970 8,667 -13.07
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-15 13F-HR Walleye Trading LLC Put 303,900 166,800 -45.11 20,483 11,588 -43.43
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 10,429 10,628 1.91 703 738 4.98
2018-02-14 13F-HR Vivaldi Capital Management, LLC 5,000 0 -100.00 304 0 -100.00
2018-02-28 N-Q Index Funds (see advisory)
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2018-02-01 13F-HR Baxter Brothers Inc 3,565 0 -100.00 217 0 -100.00
2018-05-14 13F-HR PRIMECAP MANAGEMENT CO/CA/ 27,283,552 36,260,399 32.90 1,838,911 2,519,010 36.98
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 311 311 0.00 21 22 4.76
2018-05-10 13F-HR Hosking Partners LLP 482,992 505,324 4.62 32,554 35,105 7.84
2018-04-20 13F-HR Cable Hill Partners, LLC 9 9 0.00 1 1 0.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 80,300 45,000 -43.96 5,412 3,126 -42.24
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 73,844 71,244 -3.52 4,977 4,949 -0.56
2018-05-01 13F-HR OPPENHEIMER & CO INC 21,381 10,730 -49.82 1,441 745 -48.30
2018-05-14 13F-HR BlueMountain Capital Management, LLC 54,825 0 -100.00 3,695 0 -100.00
2018-05-14 13F-HR Corient Capital Partners, LLC 0 38,987 0 2,709
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 21 21 0.00 1 1 0.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 46,278 47,343 2.30 2,816 3,190 13.28
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 78,632 0 -100.00 5,300 0 -100.00
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-02-13 13F-HR/A Centerstar Asset Management, Llc 666
2018-05-10 13F-HR South Dakota Investment Council 407,183 376,034 -7.65 27,444 26,123 -4.81
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 1,094 1,465 33.91 74 102 37.84
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 634 1,634 157.73 42,666 113,446 165.89
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Put 41,000 0 -100.00 2,496 0 -100.00
2018-05-15 13F-HR LMM LLC 1,043,505 1,010,825 -3.13 70,332 70,222 -0.16
2018-01-24 13F-HR FNY Partners Fund LP Call 50 0 -100.00 3 0 -100.00
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 105,028 0 -100.00 7,079 0 -100.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 9,200 0 -100.00 620 0 -100.00
2018-05-14 13F-HR Allianz Asset Management AG Call 46,000 0 -100.00 3,100 0 -100.00
2018-05-11 13F-HR First Allied Advisory Services, Inc. 0 3,011 0 208
2018-03-01 N-Q Calvert Fund (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-16 13F-HR Covey Capital Advisors, LLC 3,000 0 -100.00 202 0 -100.00
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 4,283 0 -100.00 289 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 834,000 259,600 -68.87 56,212 18,034 -67.92
2018-03-29 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-05-09 13F-HR/A TradeLink Capital LLC 0 0
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 889,000 230,900 -74.03 59,919 16,041 -73.23
2018-05-11 13F-HR Global Endowment Management, LP 18,200 20,700 13.74 1,227 1,438 17.20
2018-05-15 13F-HR TIGER GLOBAL MANAGEMENT LLC 22,488 1,562
2018-05-18 13F-HR TRUST CO OF VERMONT 105 105 0.00 7 7 0.00
2018-05-04 13F-HR Abacus Planning Group, Inc. 3,483 4,079 17.11 235 283 20.43
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 144,500 0 10,038
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 300 765 155.00 20 53 165.00
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 78 0 -100.00 5 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 127,989 147,469 15.22 8,626 10,245 18.77
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 317,422 235,650 -25.76 21,395 16,371 -23.48
2018-05-15 13F-HR One Wealth Advisors, Llc 5,603 2,964 -47.10 378 206 -45.50
2018-05-15 13F-HR Independent Advisor Alliance 3,609 0 -100.00 247 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 4,100 0 -100.00 249 0 -100.00
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 27,729 0 -100.00 1,869 0 -100.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 10,150 0 -100.00 684 0 -100.00
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 70,168 105,068 49.74 4,729 7,299 54.35
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 876,162 843,037 -3.78 59,053 58,566 -0.82
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-02-06 13F-HR Cognios Capital, LLC 3,306 0 -100.00 201 0 -100.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 467,310 445,050 -4.76 31,497 30,918 -1.84
2018-05-03 13F-HR SG Americas Securities, LLC Put 449,500 457,000 1.67 891 1,387 55.67
2018-05-14 13F-HR BB&T SECURITIES, LLC 3,109 0 -100.00 209 0 -100.00
2018-05-15 13F-HR IVORY INVESTMENT MANAGEMENT, LLC 0 101,119 0 7,025
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-11 13F-HR Quantbot Technologies LP 17,458 0 -100.00 1,176 0 -100.00
2018-03-29 N-Q Sunamerica Series, Inc. (see advisory)
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 122,400 0 8,503
2018-05-14 13F-HR Veritable, L.P. 8,025 7,070 -11.90 541 491 -9.24
2018-05-15 13F-HR Krilogy Financial LLC 423 423 0.00 29 29 0.00
2018-04-18 13F-HR Creative Planning 9,243 9,097 -1.58 623 632 1.44
2018-03-29 N-Q Ishares Inc (see advisory)
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 52,684 27,780 -47.27 3,551 1,930 -45.65
2018-02-07 13F-HR NuWave Investment Management, LLC 7,545 0 -100.00 353 0 -100.00
2018-04-23 13F-HR Jafra Capital Management LP 0 30,000 0 2,084
2018-04-06 13F-HR Carroll Financial Associates, Inc. 0 17 0 1
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 50,908 247,945 387.05 3,431 17,225 402.04
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 72,000 8,928 -87.60 4,853 620 -87.22
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 6,687 5,540 -17.15 451 385 -14.63
2018-02-15 13F-HR Bb&t Investment Services, Inc. 445 510 14.61 11 20 81.82
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 4,911 4,703 -4.24 331 327 -1.21
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 200,947 0 -100.00 12,234 0 -100.00
2018-01-23 13F-HR FNY Managed Accounts LLC 9,200 0 -100.00 560 0 -100.00
2018-05-10 13F-HR West Family Investments, Inc. Call 0 500 0 505
2018-01-17 13F-HR ALPHA WINDWARD LLC 524 0 -100.00 32 0 -100.00
2018-05-11 13F-HR KNOTT DAVID M 10,000 10,000 0.00 674 695 3.12
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-05-15 13F-HR Capital Markets Trading Uk Llp Put 109,500 117,100 6.94 7,380 8,135 10.23
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP Put 175,000 30,000 -82.86 11,795 2,084 -82.33
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-03-27 N-Q American Century International Bond Funds (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 4,617,781 3,915,878 -15.20 311,239 272,036 -12.60
2018-03-08 N-Q Calamos Dynamic Convertible & Income Fund (see advisory)
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-05-14 13F-HR Quinn Opportunity Partners LLC 14,400 14,400 0.00 971 1,000 2.99
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-03-29 N-Q Payden & Rygel Investment Group (see advisory)
2018-04-18 13F-HR WealthTrust-Arizona, LLC 121 160 32.23 8 11 37.50
2018-02-09 13F-HR Virtu Financial LLC 20,608 0 -100.00 1,255 0 -100.00
2018-05-14 13F-HR Stone Ridge Asset Management LLC 121,975 121,975 0.00 8,221 8,473 3.07
2018-04-24 13F-HR Regent Investment Management LLC 5,900 6,000 1.69 398 417 4.77
2018-02-22 N-Q American Century Investment Trust (see advisory)
2018-04-19 13F-HR Janney Montgomery Scott LLC 17,113 19,153 11.92 1,153 1,331 15.44
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 56,878 44,048 -22.56 3,834 3,060 -20.19
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 5,065 1,586 -68.69 341 110 -67.74
2018-02-14 13F-HR Interval Partners, LP Call 75,000 0 -100.00 4,566 0 -100.00
2018-05-11 13F-HR Private Ocean, LLC 31 0 -100.00 2 0 -100.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 915,015 45,617 -95.01 61,672 3,169 -94.86
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-09 13F-HR Rockefeller Capital Management L.p. 1,220,344 84,777
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 180,200 140,200 -22.20 12,145 9,740 -19.80
2018-05-15 13F-HR Natixis Asset Management 0 3,546 0 246
2018-05-15 13F-HR RUDMAN ERROL M 284,483 239,783 -15.71 19,174 16,658 -13.12
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. Put 18,000 0 -100.00 1,096 0 -100.00
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 35,222 0 -100.00 2,393 0 -100.00
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 81,900 66,900 -18.32 5,520 4,648 -15.80
2018-05-07 13F-HR Psagot Investment House Ltd. 1,600 0 -100.00 108 0 -100.00
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 1,756,770 1,752,787 -0.23 118,406 121,766 2.84
2018-05-09 13F-HR Tyvor Capital LLC 98,000 573,262 484.96 6,605 39,825 502.95
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 159 185 16.35 11 13 18.18
2018-05-11 13F-HR Cutler Group LP Put 18,200 600 -96.70 3 2 -33.33
2018-02-13 13F-HR FDO Partners, LLC 5,318 0 -100.00 324 0 -100.00
2018-05-14 13F-HR SUNTRUST BANKS INC 3,608 13,671 278.91 242 949 292.15
2018-02-28 N-Q Goldman Sachs Trust (see advisory)
2018-01-24 13F-HR APG Asset Management N.V. 1,226,973 0 -100.00 74,698 0 -100.00
2018-04-12 13F-HR Bogart Wealth, Llc 1,000 71
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 13,853 13,853 0.00 934 962 3.00
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 49,200 51,600 4.88 3,316 3,585 8.11
2018-05-15 13F-HR BlueCrest Capital Management Ltd 30,981 43,393 40.06 2,088 3,015 44.40
2018-05-04 13F-HR First Dallas Securities Inc. 10,675 8,865 -16.96 719 584 -18.78
2018-02-14 13F-HR Bronson Point Management LLC 325,000 0 -100.00 19,786 0 -100.00
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 4,551 0 -100.00 307 0 -100.00
2018-05-02 13F-HR HENNESSY ADVISORS INC 28,200 47,200 67.38 1,901 3,279 72.49
2018-05-11 13F-HR Cambria Investment Management, L.P. 28,557 29,319 2.67 1,925 2,037 5.82
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 207,200 456,233 120.19 13,965 31,695 126.96
2018-05-14 13F-HR Allianz Asset Management AG 569,191 18,231 -96.80 38,363 1,267 -96.70
2018-05-02 13F-HR Parkside Financial Bank & Trust 128 136 6.25 8 9 12.50
2018-05-15 13F-HR PEAK6 Investments, L.P. 76,601 68,313 -10.82 5,163 4,746 -8.08
2018-05-22 N-Q Blackrock Funds Ii (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems 15,529 12,629 -18.67 1,047 877 -16.24
2018-05-11 13F-HR Cutler Group LP Call 12,300 0 -100.00 38 0 -100.00
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 1,100 0 -100.00 67 0 -100.00
2018-05-14 13F-HR Partners Capital Investment Group, Llp 19,766 43,631 120.74 1,332 3,031 127.55
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 103 103 0.00 6 7 16.67
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 8,000 10,000 25.00 540 695 28.70
2018-05-15 13F-HR BARCLAYS PLC 695,578 961,182 38.18 46,885 66,774 42.42
2018-05-15 13F-HR Unison Advisors Llc 15,645 15,645 0.00 1,054 1,087 3.13
2018-05-15 13F-HR Kamunting Street Capital Management, L.P. 100,000 10,000 -90.00 6,740 695 -89.69
2018-05-15 13F-HR Paloma Partners Management Co Put 74,200 86,600 16.71 5,001 6,016 20.30
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 1,716 0 -100.00 104 0 -100.00
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 69 69 0.00 5 5 0.00
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 1,035 1,016 -1.84 69 70 1.45
2018-05-15 13F-HR Walleye Trading LLC 259,382 140,668 -45.77 17,482 9,772 -44.10
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 461 545 18.22 31 36 16.13
2018-05-15 13F-HR Paloma Partners Management Co 33,015 47,083 42.61 2,225 3,270 46.97
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-12 13F-HR BANK OF HAWAII 4,260 0 -100.00 259 0 -100.00
2018-05-15 13F-HR Rafferty Asset Management, LLC 0 4,027 0 280
2018-05-14 13F-HR TEACHERS ADVISORS INC 822,391 737,692 -10.30 55,429 51,247 -7.54
2018-03-05 13F-HR/A NORGES BANK 1,089,220 905,651 -16.85 76,943 61,041 -20.67
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 196,231 185,943 -5.24 13,226 12,917 -2.34
2018-04-27 N-Q Oppenheimer Global High Yield Fund (see advisory)
2018-05-15 13F-HR Hilton Capital Management, LLC 4,350 4,350 0.00 293 302 3.07
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 299,619 246,049 -17.88 20,194 17,093 -15.36
2018-05-21 N-Q Needham Funds Inc (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 75,256 75,756 0.66 5,072 5,226 3.04
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 1,719,354 619,332 -63.98 115,885 43,025 -62.87
2018-02-01 13F-HR Nationwide Fund Advisors 144,502 0 -100.00 8,797 0 -100.00
2018-05-14 13F-HR Evercore Wealth Management, LLC 1,500 0 -100.00 101 0 -100.00
2018-05-10 13F-HR Jump Trading, LLC Put 7,400 14,300 93.24 499 993 99.00
2018-04-13 13F-HR North Star Investment Management Corp. 380 380 0.00 26 26 0.00
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 35,076 33,709 -3.90 2,364 2,342 -0.93
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 24,645 28,270 14.71 1,661 1,964 18.24
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 19,951 16,699 -16.30 1,345 1,160 -13.75
2018-01-02 N-Q Advisors Series Trust (see advisory)
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 36,439 11,315 -68.95 2,456 786 -68.00
2018-05-09 13F-HR MV Capital Management, Inc. 132 52 -60.61 9 4 -55.56
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 922,673 1,210,515 31.20 56,172 81,589 45.25
2018-04-23 13F-HR Douglas Lane & Associates, LLC 1,300,862 1,286,180 -1.13 87,678 89,351 1.91
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 15,548 0 -100.00 1,048 0 -100.00
2018-05-15 13F-HR CMT Capital Markets Trading GmbH Put 10,900 7,200 -33.94 735 500 -31.97
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 211,442 157,970 -25.29 14,251 10,975 -22.99
2018-05-07 13F-HR Massey, Quick & Co., LLC 10 0 -100.00 1 0 -100.00
2018-04-02 N-Q Pioneer High Yield Fund (see advisory)
2018-05-11 13F-HR Mutual of America Capital Management LLC 31,567 31,183 -1.22 2,128 2,166 1.79
2018-05-15 13F-HR Empyrean Capital Partners, LP Call 200,000 130,000 -35.00 13,480 9,031 -33.00
2018-05-10 13F-HR MCF Advisors LLC 13 13 0.00 1 1 0.00
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 3,818 0 -100.00 257 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC 158,693 21,528 -86.43 10,695 1,495 -86.02
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 50,307 31,521 -37.34 3,391 2,190 -35.42
2018-05-15 13F-HR Capital Markets Trading Uk Llp Call 55,700 141,200 153.50 3,754 9,809 161.29
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 298,310 3,783 -98.73 20,106 263 -98.69
2018-02-14 13F-HR GLG Partners LP 0 44,113 0 2,973
2018-03-29 N-Q Boston Income Portfolio (see advisory)
2018-05-11 13F-HR Patten Group, Inc. 300 300 0.00 20 21 5.00
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 91,880 0 -100.00 6,193 0 -100.00
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-14 13F-HR Gryphon Financial Partners Llc 532 532 0.00 36 37 2.78
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 3 0 -100.00 0 0
2018-05-15 13F-HR J. Goldman & Co LP 0 129,413 0 8,990
2018-05-15 13F-HR Clearbridge Investments, LLC 400 400 0.00 27 28 3.70
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 29,100 0 -100.00 1,961 0 -100.00
2018-05-15 13F-HR Shellback Capital, LP 0 86,500 0 6,009
2018-05-10 13F-HR FRANKLIN RESOURCES INC 26,188 22,766 -13.07 1,765 1,581 -10.42
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 177,987 184,004 3.38 11,996 12,782 6.55
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 18,676 17,102 -8.43 1,259 1,188 -5.64
2018-05-14 13F-HR DRW Securities, LLC 3,528 0 -100.00 238 0 -100.00
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 453 460 1.55 29 29 0.00
2018-05-14 13F-HR Arizona State Retirement System 97,869 78,469 -19.82 6,596 5,451 -17.36
2018-05-15 13F-HR Capital Markets Trading Uk Llp 18,543 19,260 3.87 1,250 1,338 7.04
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 28,025 1,054,965 3,664.37 1,889 73,289 3,779.78
2018-05-15 13F-HR JANE STREET GROUP, LLC 83,136 112,713 35.58 5,603 7,830 39.75
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 21,348 38,180 78.85 1,439 2,652 84.29
2018-05-17 13F-HR Legal & General Group Plc 521,617 480,760 -7.83 35,158 33,398 -5.01
2018-01-29 N-Q John Hancock Funds Ii (see advisory)
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-04-12 13F-HR Valeo Financial Advisors, Llc 443 202 -54.40 30 14 -53.33
2018-05-07 13F-HR Johnson Financial Group, Inc. 1,238 1,248 0.81 83 87 4.82
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 8,472 0 -100.00 516 0 -100.00
2018-05-11 13F-HR/A CI Global Investments Inc. 245,688 0 -100.00 18,488 0 -100.00
2018-05-15 13F-HR AUA CAPITAL MANAGEMENT, LLC 175 175 0.00 12 12 0.00
2018-03-27 N-Q American Century Capital Portfolios Inc (see advisory)
2018-05-11 13F-HR GENDELL JEFFREY L 1,483,155 632,966 -57.32 99,964 43,972 -56.01
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 8,631 122 -98.59 581 8 -98.62
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 57,886 0 -100.00 3,960 0 -100.00
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 25,000 25,000 0.00 1,685 1,685 0.00
2018-04-13 13F-HR/A Palo Capital, Inc. 10,101 9,801 -2.97 681 681 0.00
2018-04-30 13F-HR CIBC Asset Management Inc 27,967 26,012 -6.99 1,885 1,807 -4.14
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 1,432,500 1,682,800 17.47 96,551 116,904 21.08
2018-04-23 13F-HR World Asset Management Inc 20,453 14,279 -30.19 1,379 992 -28.06
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 10,306 10,306 0.00 695 716 3.02
2018-04-17 13F-HR Atlas Capital Advisors Llc 102 7,086
2018-02-13 13F-HR Invictus RG 989 0 -100.00 60 0 -100.00
2018-05-14 13F-HR UBS OCONNOR LLC 0 16,958 0 1,178,000
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR Moore Capital Management, LP 25,000 0 -100.00 1,685 0 -100.00
2018-05-14 13F-HR FMR LLC / Fidelity 8,575,404 6,231,924 -27.33 577,983 432,931 -25.10
2018-04-18 13F-HR E&G Advisors, LP 9,800 16,100 64.29 661 1,118 69.14
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 90,000 0 -100.00 6,066 0 -100.00
2018-05-14 13F-HR SRB Corp 3,277 3,143 -4.09 221 218 -1.36
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-03-01 N-Q Forum Funds (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (Switzerland) SA 15,019 0 -100.00 914 0 -100.00
2018-05-14 13F-HR Qube Research & Technologies Ltd 3,449 239
2018-04-24 13F-HR Baystate Wealth Management LLC 20 20 0.00 2 1 -50.00
2018-05-14 13F-HR/A NOMURA HOLDINGS INC Put 0 49,668 0 3,443
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 448,130 488,001 8.90 30,203 33,901 12.24
2018-05-11 13F-HR Fiera Capital Corp 22,493 41,772 85.71 1,516 2,902 91.42
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 52,954 97,095 83.36 3,569 6,745 88.99
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 9,719 9,562 -1.62 655 664 1.37
2018-05-22 13F-HR Tillar-Wenstrup Advisors, LLC 32,305 0 -100.00 2,177 0 -100.00
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-05-09 13F-HR USCA RIA LLC 3,900 3,900 0.00 263 271 3.04
2018-02-28 N-Q Riverpark Funds Trust (see advisory)
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 100 0 -100.00 6 0 -100.00
2018-05-14 13F-HR NINE MASTS CAPITAL Ltd 2,742 190
2018-02-06 13F-HR Supplemental Annuity Collective Trust of NJ 7,000 0 -100.00 426 0 -100.00
2018-05-15 13F-HR LEUTHOLD GROUP, LLC 13,283 11,858 -10.73 895 824 -7.93
2018-05-11 13F-HR Well Done, LLC 23 2
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 115,872 114,022 -1.60 7,810 7,921 1.42
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 68,398 27,963 -59.12 4,610 1,943 -57.85
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 33,300 21,200 -36.34 2,244 1,472 -34.40
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 0
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 218,792 205,145 -6.24 14,747 14,251 -3.36
2018-04-13 13F-HR CALAMOS WEALTH MANAGEMENT LLC 11,014 10,843 -1.55 742 754 1.62
2018-05-09 13F-HR IFP Advisors, Inc 2,214 2,215 0.05 149 154 3.36
2018-05-15 13F-HR Adage Capital Partners GP LLC 382,109 371,009 -2.90 25,754 25,774 0.08
2018-02-14 13F-HR Magnetar Financial LLC 4,119 0 -100.00 251 0 -100.00
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 218,482 230,096 5.32 14,726 15,985 8.55
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 1,717,700 1,183,800 -31.08 115,773 82,239 -28.97
2018-05-08 13F-HR SIGNATUREFD, LLC 0 493 0 34
2018-05-11 13F-HR HAP Trading, LLC Call 10,700 0 -100.00 25 0 -100.00
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 51,710 0 -100.00 3,891 0 -100.00
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 14,523 28,212 94.26 979 1,960 100.20
2018-04-26 13F-HR Sharkey, Howes & Javer 44 44 0.00 3 3 0.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 81 81 0.00 5 5 0.00
2018-05-15 13F-HR GV Financial Advisors 9,353 5,584 -40.30 630 388 -38.41
2018-05-11 13F-HR CITIGROUP INC 307,977 95,156 -69.10 20,758 6,610 -68.16
2018-05-10 13F-HR Flinton Capital Management LLC 133,672 45,052 -66.30 9,009 3,130 -65.26
2018-05-09 13F-HR KBC Group NV 7,235 7,235 0.00 488 503 3.07
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2018-05-15 13F-HR Voya Investment Management LLC 135,093 130,795 -3.18 9,106 9,086 -0.22
2018-03-29 13F-HR/A Marshall Wace North America L.P. 290,539 0 -100.00 17,722 0 -100.00
2018-04-20 13F-HR FIRST QUADRANT L P/CA 14,575 14,575 0.00 982 1,013 3.16
2018-01-29 13F-HR EXANE DERIVATIVES 1,852 0 -100.00 112,731 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 0 668 0 46
2018-05-04 13F-HR Point View Wealth Management, Inc. 6,836 6,836 0.00 461 475 3.04
2018-03-29 N-Q First Trust High Income Long/short Fund (see advisory)
2018-05-11 13F-HR SEI INVESTMENTS CO 291,423 193,577 -33.58 19,642 13,448 -31.53
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-03-27 N-Q Harbor Funds (see advisory)
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-22 13F-HR AMALGAMATED BANK 33,607 33,141 -1.39 2,265 2,302 1.63
2018-05-14 13F-HR Nuveen Asset Management, LLC 9,525 9,720 2.05 642 675 5.14
2018-04-09 13F-HR FIRST AMERICAN TRUST, FSB 19,849 39,847 100.75 1,338 2,768 106.88
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2017-12-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 13,058,116 8,183,842 -37.33 880,117 568,532 -35.40
2018-05-15 13F-HR A.R.T. Advisors, LLC 82,400 0 -100.00 5,553 0 -100.00
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 11,500 4,500 -60.87 775 313 -59.61
2018-05-15 13F-HR Teewinot Capital Advisers, L.L.C. 33,010 33,010 0.00 2,225 2,293 3.06
2018-04-27 N-Q Trust For Professional Managers (see advisory)
2018-05-04 13F-HR D'Orazio & Associates, Inc. 200 200 0.00 13 14 7.69
2018-05-15 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 3,984 3,429 -13.93 268 238 -11.19
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 10 (see advisory)
2018-05-14 13F-HR Hudson Bay Capital Management LP Put 0 50,400 0 3,501
2018-05-15 13F-HR GMT Capital Corp 248,115 53,515 -78.43 16,723 3,718 -77.77
2018-04-19 13F-HR State of Alaska, Department of Revenue 32,821 35,151 7.10 2,210 2,440 10.41
2018-05-14 13F-HR Sovarnum Capital L.p. 35,000 0 -100.00 2,359 0 -100.00
2018-05-11 13F-HR PITCAIRN CO 18,648 10,262 -44.97 1,256 713 -43.23
2018-04-24 13F-HR Paragon Capital Management Ltd 21,900 21,900 0.00 1,476 1,521 3.05
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-05-15 13F-HR QCM Cayman, Ltd. 3,088 6,023 95.05 208 418 100.96
2018-03-29 N-Q Eaton Vance Nextshares Trust (see advisory)
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ 427,581 742,141 73.57 28,816 51,552 78.90
2018-04-11 13F-HR NORTHPOINTE CAPITAL LLC 31,811 2,210
2018-05-18 13F-HR Xact Kapitalforvaltning AB 10,376 10,437 0.59 699 725 3.72
2018-02-13 13F-HR Axa 13,777 0 -100.00 839 0 -100.00
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 22,524 21,654 -3.86 1,518 1,504 -0.92
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Call 0 22,500 0 376
2018-04-02 13F-HR KSA CAPITAL MANAGEMENT, LLC Call 10,000 0 -100.00 674 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ 305,797 227,154 -25.72 20,611 15,780 -23.44
2018-05-15 13F-HR BARCLAYS PLC Put 861,300 758,100 -11.98 58,052 52,666 -9.28
2018-05-14 13F-HR Baird Financial Group, Inc. 13,891 14,588 5.02 936 1,013 8.23
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 75,311 37,674 -49.98 5,076 2,617 -48.44
2018-05-14 13F-HR NINE MASTS CAPITAL Ltd Put 455 181
2018-02-12 13F-HR Allen Investment Management LLC 11,007 0 -100.00 670 0 -100.00
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-18 13F-HR Moors & Cabot, Inc. 4,750 4,750 0.00 321 330 2.80
2018-03-28 N-Q Delaware Group Adviser Funds (see advisory)
2018-02-13 13F-HR Calamos Advisors LLC Put 114,000 0 -100.00 50 0 -100.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 16,118 0 -100.00 981 0 -100.00
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 119 0 -100.00 8 0 -100.00
2018-05-11 13F-HR MACQUARIE GROUP LTD 67,043 5,400 -91.95 4,466 375 -91.60
2018-05-11 13F-HR GENDELL JEFFREY L Call 275,000 0 -100.00 18,535 0 -100.00
2018-04-27 N-Q Global X Funds (see advisory)
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-05-15 13F-HR CAXTON ASSOCIATES LP 250,000 0 -100.00 16,850 0 -100.00
2018-05-15 13F-HR UBS Group AG 385,530 596,707 54.78 25,984 41,453 59.53
2018-04-23 13F-HR Advisory Services Network, LLC 703 789 12.23 47 55 17.02
2018-05-14 13F-HR Alphasimplex Group, Llc 13,337 927
2018-05-08 13F-HR Timber Hill LLC 30,374 0 -100.00 2,047 0 -100.00
2018-03-26 N-Q Tcw Alternative Funds (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 29,155 9,249 -68.28 1,965 643 -67.28
2018-05-15 13F-HR Man Group plc 146,439 10,173
2018-05-15 13F-HR Credit Capital Investments LLC 22,500 22,500 0.00 1,517 1,563 3.03
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 955,706 929,177 -2.78 64,415 64,550 0.21
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-04-18 13F-HR Integral Derivatives, LLC Put 69,100 55,200 -20.12 4,657 3,835 -17.65
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-14 13F-HR Lodge Hill Capital, LLC Call 250,000 17,368
2018-05-14 13F-HR Archford Capital Strategies, LLC 0 49 0 3
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 128 4,372 3,315.62 9 304 3,277.78
2018-05-15 13F-HR CLEARARC CAPITAL INC 6,401 6,163 -3.72 431 428 -0.70
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 380,300 76,400 -79.91 25,632 5,308 -79.29
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 1,303 818 -37.22 88 57 -35.23
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 0 4,390 0 305
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-15 13F-HR UBS Group AG Put 315,000 284,800 -9.59 21,231 19,785 -6.81
2018-04-02 N-Q Northern Lights Fund Trust (see advisory)
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 21,211,430 21,088,578 -0.58 1,429,650 1,465,024 2.47
2018-04-11 13F-HR DnB Asset Management AS 15,000 15,000 0.00 1,011,000 1,042,050 3.07
2018-05-01 13F-HR Westpac Banking Corp 4,453 4,453 0.00 300,132 309,350 3.07
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 973,450 953,150 -2.09 65,611 66,215 0.92
2018-05-18 13F-HR Catalyst Capital Advisors LLC 5,250 0 -100.00 354 0 -100.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 0 7 0 0
2018-04-23 13F-HR Capital Advisors, Ltd. LLC 250 250 0.00 17 17 0.00
2018-04-27 13F-HR Retirement Systems of Alabama 122,032 115,604 -5.27 8,225 8,031 -2.36
2018-05-14 13F-HR NINE MASTS CAPITAL Ltd Call 350 145
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-04 13F-HR SECURITY NATIONAL TRUST CO 466 269 -42.27 31 19 -38.71
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 517,100 635,700 22.94 34,852,540 44,162,079 26.71
2018-05-15 13F-HR CYRUS CAPITAL PARTNERS, L.P. 3,133,622 3,133,622 0.00 211,206 217,693 3.07
2018-05-03 13F-HR Hodges Capital Management Inc. 48,475 49,925 2.99 3,267 3,468 6.15
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-05-14 13F-HR IHT Wealth Management, LLC 100 735 635.00 7 49 600.00
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Put 56,700 0 -100.00 38 0 -100.00
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 609 609 0.00 41 42 2.44
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 12,058 12,058 0.00 677 838 23.78
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 556,402 465,442 -16.35 37,501 32,334 -13.78
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-15 13F-HR Altimeter Capital Management, LP 11,136,865 11,686,865 4.94 750,625 811,887 8.16
2018-05-08 13F-HR Tyers Asset Management LLC 105,028 35,398 -66.30 7,079 2,459 -65.26
2018-05-11 13F-HR Cutler Group LP 17,670 4,159 -76.46 1,190 288 -75.80
2018-05-15 13F-HR Standard Life Aberdeen Plc 64,321 63,379 -1.46 4,336 4,403 1.55
2018-05-14 13F-HR Allianz Asset Management AG Put 439,600 0 -100.00 29,629 0 -100.00
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 20,925 0 -100.00 1,274 0 -100.00
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 17,377 26,817 54.32 1,171 1,863 59.09
2018-03-29 N-Q Ab Unconstrained Bond Fund, Inc. (see advisory)
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 30,500 30,500 0.00 2,056 2,119 3.06
2018-05-11 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 150 10
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 3,511 2,219 -36.80 236 154 -34.75
2018-05-14 13F-HR SOUTHPORT MANAGEMENT, L.L.C. 5,000 347
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-04-30 13F-HR GREENLEAF TRUST 496 0 -100.00 33 0 -100.00
2018-05-15 13F-HR AVALON ADVISORS, LLC 75,637 75,007 -0.83 5,098 5,211 2.22
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 386,376 0 -100.00 23,523 0 -100.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 652,854 917,330 40.51 43,992 63,729 44.86
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 381,334 363,441 -4.69 25,702 25,248 -1.77
2018-05-15 13F-HR Capital World Investors 5,554,944 5,554,944 0.00 374,403 385,902 3.07
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-15 13F-HR PAR CAPITAL MANAGEMENT INC 15,399,152 15,474,152 0.49 1,037,903 1,074,989 3.57
2018-05-15 13F-HR HighTower Advisors, LLC 42,677 36,688 -14.03 2,875 2,551 -11.27
2018-05-14 13F-HR PineBridge Investments, L.P. 126,967 613 -99.52 8,558 43 -99.50
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 12,525 870
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 64,004 14,365 -77.56 4,314 992 -77.01
2018-05-14 13F-HR Vident Investment Advisory, LLC 41,471 49,339 18.97 2,795 3,340 19.50
2018-05-15 13F-HR QS Investors, LLC 21,829 21,440 -1.78 1,471 1,489 1.22
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-05-15 13F-HR LPL Financial LLC 14,636 17,997 22.96 986 1,250 26.77
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 748,118 734,598 -1.81 50,423 51,033 1.21
2018-05-11 13F-HR CITIGROUP INC Call 377,500 698,600 85.06 25,444 48,532 90.74
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 51,372 45,397 -11.63 3,462 3,154 -8.90
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 106,779 90,842 -14.93 7,197 6,311 -12.31
2018-05-03 13F-HR SG Americas Securities, LLC 28,404 21,929 -22.80 1,914 1,523 -20.43
2018-02-14 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 14,970 0 -100.00 912 0 -100.00
2018-03-29 N-Q Cambria Etf Trust (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 15,200 14,800 -2.63 1,024 1,028 0.39
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 39,505 38,495 -2.56 2,663 2,674,248 100,322.38
2018-05-07 13F-HR Focused Wealth Management, Inc 2,000 2,000 0.00 135 139 2.96
2018-02-09 13F-HR HAP Trading, LLC 12,598 0 -100.00 767 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 4,045 2,117 -47.66 576 574 -0.35
2018-05-03 13F-HR ADVISOR PARTNERS LLC 4,566 5,118 12.09 349 356 2.01
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 2,318 2,475 6.77 593 373 -37.10
2018-05-15 13F-HR Game Creek Capital, Lp 124,750 8,666
2018-05-10 13F-HR IBM Retirement Fund 6,772 5,927 -12.48 501 412 -17.76
2018-05-15 13F-HR Berkshire Hathaway Inc 28,211,563 27,705,963 -1.79 1,901,459 1,924,733 1.22
2018-04-18 13F-HR Cornerstone Advisors, Inc. 225 225 0.00 15 16 6.67
2018-05-15 13F-HR Gargoyle Investment Advisor L.L.C. 10,149 5,149 -49.27 684 358 -47.66
2018-04-30 13F-HR Assenagon Asset Management S.A. 46,204 49,444 7.01 3,114 3,435 10.31
2018-05-02 13F-HR Daiwa Securities Group Inc. 12,296 12,422 1.02 829 863 4.10
2018-05-09 13F-HR Evercore Trust Company, N.A. 0 0 0 0
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 137,736 104,090 -24.43 9,283 7,230 -22.12
2018-01-30 13F-HR LMR Partners LLP 119,298 0 -100.00 7,262 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co Put 579,000 545,500 -5.79 39,025 37,896 -2.89
2018-02-14 13F-HR CMT Asset Management Ltd 83,551 0 -100.00 1,107 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Put 517,000 802,400 55.20 34,846 55,743 59.97
2018-05-15 13F-HR Manatuck Hill Partners, LLC 20,000 0 -100.00 1,348 0 -100.00
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 57,804 40,980 -29.11 3,896 2,847 -26.93
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-05-14 13F-HR AVIVA PLC 42,832 39,611 -7.52 2,887 2,752 -4.68
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund (see advisory)
2018-02-20 N-Q Cornercap Group Of Funds /va/ (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 137,066 137,861 0.58 9,238 9,577 3.67
2018-02-12 13F-HR BROWN ADVISORY INC 3,836 0 -100.00 234 0 -100.00
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-04-19 13F-HR Strategic Advisors LLC 21,682 31,882 47.04 1,461 2,215 51.61
2018-05-14 13F-HR Pacer Advisors, Inc. 8,012 9,579 19.56 540 665 23.15
2018-05-14 13F-HR Laurion Capital Management LP Call 70,000 0 -100.00 4,718 0 -100.00
2018-05-14 13F-HR Convergence Investment Partners, LLC 0 1,155 0 80
2018-05-15 13F-HR STATE STREET CORP 9,799,256 9,257,122 -5.53 660,470 643,105 -2.63
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,386 1,177 -15.08 93 82 -11.83
2018-05-09 13F-HR Mint Tower Capital Management B.V. 21,400 1,487
2018-04-23 13F-HR Financial Architects, Inc 18,300 11,200 -38.80 1,234 778 -36.95
2018-05-11 13F-HR Harbor Advisors LLC 3,000 208
2018-05-11 13F-HR Omnia Family Wealth, LLC 36 36 0.00 2 3 50.00
2018-02-05 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 16,748 0 -100.00 1,020 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 858,833 705,528 -17.85 57,884 49,013 -15.33
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 125,711 126,198 0.39 8,473 8,767 3.47
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 3,090 3,142 1.68 208 218 4.81
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 13,808 959
2018-05-02 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 3,203,548 5,600,156 74.81 215,919 389,043 80.18
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 4,818 30,779 538.83 325 2,138 557.85
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 18 0 -100.00 1 0 -100.00
2018-02-09 13F-HR ARP AMERICAS LLC 10,968 0 -100.00 668 0 -100.00
2018-04-27 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 378,990 379,334 0.09 25,544 26,352 3.16
2018-05-14 13F-HR Proficio Capital Partners LLC 89 89 0.00 6 6 0.00
2018-05-14 13F-HR BOKF, NA 6,645 7,181 8.07 448 499 11.38
2018-05-07 13F-HR Engineers Gate Manager LP 0 36,847 0 2,560
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-04-02 N-Q John Hancock Investors Trust (see advisory)
2018-05-03 13F-HR Newfound Research LLC 12 4 -66.67 1 0 -100.00
2018-03-29 N-Q Global Income Builder Portfolio (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 173,400 349,300 101.44 11,687 24,266 107.63
2018-05-11 13F-HR HSBC HOLDINGS PLC 581,033 349,628 -39.83 39,162 24,289 -37.98
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 50,000 0 -100.00 3,370 0 -100.00
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-04-24 13F-HR Tarbox Group, Inc. 36 36 0.00 2 3 50.00
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 330,555 261,800 -20.80 22,279 18,187 -18.37
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 837 579 -30.82 56 40 -28.57
2018-05-15 13F-HR Point72 Asset Management, L.P. 473,166 440,200 -6.97 31,891 30,581 -4.11
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 4,230 6,770 60.05 285 470 64.91
2018-05-08 13F-HR Bt Investment Management Ltd 0 22,399 0 1,556,058
2018-04-16 13F-HR Westside Investment Management, Inc. 11,165 11,915 6.72 764,896 795,548 4.01
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 56,822 23,017 -59.49 3,830 1,599 -58.25
2018-05-15 13F-HR FORMULA GROWTH LTD 165,000 11,463
2018-04-02 N-Q Pioneer Series Trust Vi (see advisory)
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 45,050 46,635 3.52 3,036 3,240 6.72
2018-05-11 13F-HR X-square Capital, Llc 14,692 14,734 0.29 990 1,024 3.43
2018-04-05 13F-HR Edge Wealth Management LLC 5,055 1,055 -79.13 341 73 -78.59
2018-02-28 N-Q American High Income Trust (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 17,236 17,236 0.00 1,162 1,197 3.01
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-05-03 13F-HR Trexquant Investment LP 18,223 0 -100.00 1,228 0 -100.00
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-14 13F-HR MACKENZIE FINANCIAL CORP 25,440 1,767
2018-05-15 13F-HR Entrustpermal Partners Offshore Lp 68,300 4,745
2018-04-18 13F-HR Independence Bank Of Kentucky 28 28 0.00 2 2 0.00
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 906,578 747,976 -17.49 61,104 51,962 -14.96
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 228,400 231,800 1.49 15,394 16,103 4.61
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 346,200 251,500 -27.35 23,334 17,472 -25.12
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 1,520,487 1,374,372 -9.61 102,481 95,478 -6.83
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 3,604,552 4,173,122 15.77 242,969 289,907 19.32
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 33,390 32,312 -3.23 2,250 2,245 -0.22
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 5,656 6,456 14.14 396 467 17.93
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 875,387 880,534 0.59 59,002 61,171 3.68
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-05-10 13F-HR BEACH INVESTMENT COUNSEL INC/PA 3,020 3,020 0.00 204 210 2.94
2018-04-13 13F-HR Calamos Advisors LLC 193,000 577,998 199.48 13,008 40,154 208.69
2018-05-22 N-Q Meeder Funds (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 5,880 63,818 985.34 396 4,433 1,019.44
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 98,500 4,500 -95.43 6,639 313 -95.29
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-04 13F-HR Boston Partners 1,874,907 968,168 -48.36 126,369 67,258 -46.78
2018-05-02 13F-HR Global X Management CO LLC 20,061 15,415 -23.16 1,352 1,071 -20.78
2018-03-08 N-Q Calamos Convertible & High Income Fund (see advisory)
2018-05-11 13F-HR Quadrature Capital LTD 0 60,978 0 4,237
2018-05-10 13F-HR Jump Trading, LLC 2,225 4,184 88.04 150 291 94.00
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 230,000 145,000 -36.96 15,502 10,073 -35.02
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 36 0 -100.00 2 0 -100.00
2018-02-20 N-Q Mercer Funds (see advisory)
2018-05-21 13F-HR Summit Trail Advisors, Llc 1,463 139,785 9,454.68 101 140 38.61
2018-04-20 13F-HR STRS OHIO 894,910 914,672 2.21 60,316 63,542 5.35
2018-05-15 13F-HR Hilltop Holdings Inc. 4,868 0 -100.00 328 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 14,200 120,400 747.89 957 8,364 773.98
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-05-10 13F-HR First Personal Financial Services 100 0 -100.00 7 0 -100.00
2018-03-29 N-Q High Income Opportunities Portfolio (see advisory)
2018-05-14 13F-HR HENDERSON GROUP PLC 3,614,836 3,470,941 -3.98 243,640 241,126 -1.03
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 258,400 0 -100.00 15,731 0 -100.00
2018-02-14 SC 13G/A PAR INVESTMENT PARTNERS LP 16,294,711 15,399,152 -5.50
2018-04-05 13F-HR FACTORY MUTUAL INSURANCE CO 428,300 428,300 0.00 28,867 29,755 3.08
2018-05-15 13F-HR Ferris Capital, Llc 0 233 0 16
2018-05-15 13F-HR All Terrain Financial Advisors, Llc 2,700 0 -100.00 182 0 -100.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,082 1,011 -51.44 140 70 -50.00
2018-04-26 13F-HR DUNCKER STREETT & CO INC 5 5 0.00 0 0
2018-05-11 13F-HR Delpha Capital Management, Llc 75 0 -100.00 5 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co Call 266,300 266,300 0.00 17,949 18,500 3.07
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-02-14 13F-HR AHL Partners LLP 101,284 108,957 7.58 6,166 7,344 19.10
2018-04-20 13F-HR FIRST MANHATTAN CO 25 25 0.00 1 1 0.00
2018-04-26 13F-HR Sturgeon Ventures Llp 23,700 0 -100.00 1,597 0 -100.00
2018-04-27 13F-HR Hudock Capital Group, LLC 990 590 -40.40 66 40 -39.39
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 193,200 0 13,422
2018-05-15 13F-HR JS Capital Management LLC 126,500 0 -100.00 8,526 0 -100.00
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-11 13F-HR TWIN FOCUS CAPITAL PARTNERS, LLC 5,000 347
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 551 77 -86.03 37 1,105 2,886.49
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 23,957 6,598 -72.46 1,615 458 -71.64
2018-04-27 N-Q John Hancock Bond Trust (see advisory)
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 10,500 25,000 138.10 741 1,736 134.28
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 4,049 0 -100.00 273 0 -100.00
2018-05-04 13F-HR FFCM LLC 84 0 -100.00 6 0 -100.00
2018-05-15 13F-HR CLS Investments, LLC 1,005 0 -100.00 68 0 -100.00
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 24,366 24,010 -1.46 1,642 1,667 1.52
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 384 27
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-04 13F-HR Swiss National Bank 281,762 239,062 -15.15 18,991 16,608 -12.55
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-11 13F-HR Compagnie Odier SCA 685 500 -27.01 46 35 -23.91
2018-04-24 13F-HR McAdam, LLC 5 0
2018-05-15 13F-HR GLENMEDE TRUST CO NA 36,556 36,556 0.00 2,463 2,463 0.00
2018-05-18 N-Q Thrivent Mutual Funds (see advisory)
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. Call 34,000 0 -100.00 2,070 0 -100.00
2018-05-15 13F-HR Highlander Capital Management, LLC 15,475 16,725 8.08 1,043 1,120 7.38
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 6,598 6,154 -6.73 445 428 -3.82
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 2,260,500 1,252,600 -44.59 152,358 87,018 -42.89
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 30 0 -100.00 2 0 -100.00
2018-03-29 N-Q Short Duration High Income Portfolio (see advisory)
2018-05-09 13F-HR Glen Harbor Capital Management LLC 76,384 25,744 -66.30 5,148 1,788 -65.27
2018-05-10 13F-HR TCW GROUP INC 10,149 0 -100.00 684 0 -100.00
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 52,600 0 3,654
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-15 13F-HR Metlife Investment Advisors, Llc 77,913 72,826 -6.53 5,251 5,059 -3.66
2018-05-15 13F-HR Wellington Management Group LLP 2,524,670 511,469 -79.74 170,164 35,532 -79.12
2018-05-15 13F-HR Achmea Investment Management B.V. 7,363 7,363 0.00 496 511 3.02
2018-05-22 N-Q Transamerica Funds (see advisory)
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 97,400 154,000 58.11 6,565 10,698 62.96
2018-05-14 13F-HR Lodge Hill Capital, LLC 350,000 475,000 35.71 23,590 32,998 39.88
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 459,256 428,748 -6.64 30,954 29,785 -3.78
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 76,540 69,830 -8.77 5,159 4,851 -5.97
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,697,861 2,858,504 5.95 181,524 198,207 9.19
2018-05-01 13F-HR COMERICA BANK 61,160 58,065 -5.06 4,223 4,078 -3.43
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,215 5,537 72.22 217 385 77.42
2018-05-08 13F-HR Neuberger Berman Group LLC 1,042,031 770,734 -26.04 70,233 53,543 -23.76
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 28,734 27,556 -4.10 1,937 1,914 -1.19
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 446,702 965,348 116.11 30,108 67,063 122.74
2018-04-19 13F-HR Cribstone Capital Management, LLC 143 143 0.00 10 10 0.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 300 1,200 300.00 20 83 315.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 4,400 0 -100.00 297 0 -100.00
2018-05-16 13F-HR Integre Asset Management, LLC 341 0 -100.00 23 0 -100.00
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 68,744 62,527 -9.04 4,633 4,344 -6.24
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 5,820 10,607 82.25 392 737 88.01
2018-05-15 13F-HR We Are One Seven, Llc 104 104 0.00 7 7 0.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,487 6,123 -5.61 437 425 -2.75
2018-05-15 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 300,000 300,000 0.00 20,220 20,841 3.07
2018-03-23 N-Q Managed Account Series (see advisory)
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 4,394 4,394 0.00 296 305 3.04
2018-05-01 13F-HR Hanson McClain, Inc. 67 0 -100.00 5 0 -100.00
2018-02-14 13F-HR Altimeter Capital Management, LP Call 45,750 0 -100.00 7,130 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 3,655 563 -84.60 247 39 -84.21
2018-05-10 13F-HR NGAM ADVISORS, L.P. 0 16,376 0 1,138
2018-05-15 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 1,500,000 0 -100.00 101,100 0 -100.00
2018-04-06 13F-HR Eqis Capital Management, Inc. 0 3,483 0 242
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 1,210,800 1,016,900 -16.01 81,608 70,644 -13.43
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 4,202 2,243 -46.62 283 156 -44.88
2018-05-15 13F-HR All Terrain Financial Advisors, Llc Put 2,000 0 -100.00 135 0 -100.00
2018-05-08 13F-HR LS Investment Advisors, LLC 8,858 11,212 26.57 597 779 30.49
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 8,423 14,885 76.72 568 1,034 82.04
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-15 13F-HR Gotham Asset Management, LLC 321,364 0 -100.00 21,660 0 -100.00
2018-02-13 13F-HR 180 Wealth Advisors, Llc 5,418 365
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 9,225 8,883 -3.71 622 617 -0.80
2018-05-07 13F-HR EATON VANCE MANAGEMENT 15,000 15,000 0.00 1,011 1,042 3.07
2018-05-15 13F-HR Brasada Capital Management, Lp 599 599 0.00 38 40 5.26
2018-05-15 13F-HR Kaizen Advisory, Llc 242 242 0.00 16 17 6.25
2018-05-14 13F-HR Shell Asset Management Co 12,126 12,126 0.00 817 842 3.06
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 27,010 26,510 -1.85 1,820 1,842 1.21
2018-05-14 13F-HR Glendon Capital Management LP 68,312 49,284 -27.85 4,604 3,424 -25.63
2018-04-26 13F-HR CWM, LLC 0 171 0 12
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 5,900 0 -100.00 359 0 -100.00
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 14,144 15,689 10.92 953 1,090 14.38
2018-05-08 13F-HR Neuburgh Advisers LLC 162,316 54,706 -66.30 10,940 3,800 -65.27
2018-05-09 13F-HR Korea Investment CORP 77,600 95,640 23.25 5,230 6,644 27.04
2018-05-08 13F-HR US BANCORP \DE\ 15,913 15,800 -0.71 1,073 1,098 2.33
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 20,957 20,760 -0.94 1,413 1,442 2.05
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 156,182 416,582 166.73 10,527 28,940 174.91

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( UAL / United Continental Holdings, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

HRTX : Heron Therapeutics Analysis and Research Report

2018-05-25 - Asif

Overview Heron is a commercial-stage biotechnology company focused on improving the lives of patients by developing best-in-class treatments that address some of the most important unmet patient needs. Heron Therapeutics is developing novel, patient-focused solutions that apply its innovative science and technologies to already approved pharmacological agents for patients suffering from cancer or pain. On August 9, 2016, its first commercial product, SUSTOL, was approved by the FDA. The company developed SUSTOL for the prevention of chemotherapy-induced nausea and vomiting (“CINV”). SUSTOL is indicated, in combination with other antiemetics, in adults for the prevention of acute and delayed nausea and vomiting associated with initial and repeat courses of moderately emetogenic chemotherapy (“MEC”) or anthracycline and cyclophosphamide (“AC”) combination chemotherapy regimens. The company commenced commercial sales of SUSTOL in the U.S. in October 2016. On November 9, 2017...

ACIA: Acacia Communications Analysis and Research Report

2018-05-25 - Asif

Overview The company's mission is to deliver high-speed coherent optical interconnect products that transform communications networks, relied upon by cloud infrastructure operators and content and communication service providers, through improvements in performance and capacity and reductions in associated costs. By converting optical interconnect technology to a silicon-based technology, a process the company refer to as the siliconization of optical interconnect, the company believe Acacia Communications is leading a disruption that is analogous to the computing industry’s integration of multiple functions into a microprocessor. The company's products include a family of low-power coherent digital signal processor application-specific integrated circuits, or DSP ASICs, and silicon photonic integrated circuits, or silicon PICs, which Acacia Communications has integrated into families of optical interconnect modules with transmission speeds ranging from 100 to 400 gigabits per ...

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

Related News Stories

Hold onto Delta (DAL) Now on the Back of Several Tailwinds

2018-05-25 zacks
Delta Air Lines, Inc. (DAL - Free Report) has its share of positives, despite a cloud of pessimism revolving around the rising fuel costs. Let’s analyze the upsides. The recent deal between the United States and UAE seems in great favor of Delta. Some major U.S. carriers, namely American Airlines Group Inc. (AAL - Free Report) and United Continental Holdings, Inc. (UAL - Free Report) besides Delta had alleged that their gulf counterparts such as Emirates, Etihad Airways and Qatar Airways stand to gain unfairly due to massive subsidies obtained from their respective governments. (9-0)

Boeing: I Continue To See Upside

2018-05-23 seekingalpha
The company continues to gain orders for both the commercial and defense side of its business. (53-0)

3 Stocks to Buy for a Strong Summer Vacation Season | InvestorPlace

2018-05-22 investorplace
Summer vacation is just around the corner. For most of us, that represents some potential rest. But savvy investors are looking for summer vacation stocks. (69-0)

What Does Southwest's (LUV) Dividend Hike Mean for Airlines?

2018-05-21 zacks
Last week, Southwest Airlines Co. (LUV - Free Report) — one of leading players in the airline space — announced a 28% hike in its quarterly dividend payout to 16 cents per share (annualized 64 cents per share). The first installment of the raised dividend will be paid on Jun 27, 2018 to shareholders of record as of Jun 6. (32-0)

Rising oil prices help ground U.S. airline stocks; could make them cheap

2018-05-21 reuters
NEW YORK (Reuters) - Shares of U.S. airlines have been depressed by rising oil prices this year, but their descent to relatively cheap levels could position them for takeoff. (33-1)

CUSIP: 910047109