SecurityTWO / Two Harbors Investment Corp. (90187B101)
CEO & PresidentSIERING THOMAS
IndustryReal Estate Investment Trusts
Institutional Owners286
Institutional Shares137,761,214 - 55.53%
Common Shares Outstanding248,072,557 shares (as of 2018-06-30)
Institutional Value$ 9,794,137,000 USD
Related TWO.PRC / Two Harbors Investment Corp
TWO.PRA / Two Harbors Investment Corp
TWO.PRB / Two Harbors Investment Corp.
TWO.PRE / Two Harbors Investment Corp. 7.50% Series E Cumulative Redeemable Preferred Stock
TWO.PRD / Two Harbors Investment Corp. 7.75% Series D Cumulative Redeemable Preferred Stock
90187BAA9 / Two Harbors Investment Corp. Fixed Income

Institutional Stock Ownership and Shareholders

TWO / Two Harbors Investment Corp. Institutional Ownership

Two Harbors Investment Corp. (NYSE:TWO) has 286 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 137,761,214 shares. Largest shareholders include Vanguard Group Inc, BlackRock Fund Advisors, BlackRock Inc., BlackRock Institutional Trust Company, N.A., State Treasurer State Of Michigan, Goldman Sachs Group Inc, Citadel Advisors Llc, Delphi Financial Group, Inc., Boston Partners, and Vaughan Nelson Investment Management, L.p..
Two Harbors Investment Corp. (NYSE:TWO) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 18,800 18,800 0.00 289 289 0.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 10,834 0 -100.00 166 0 -100.00
2018-08-14 13F-HR SUNTRUST BANKS INC 15,105 0 -100.00 231 0 -100.00
2018-08-08 13F-HR US BANCORP \DE\ 5,617 6,050 7.71 86 96 11.63
2018-08-13 13F-HR Weiss Asset Management LP 11,247 10,611 -5.65 173 168 -2.89
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 82,118 75,504 -8.05 1,262 1,193 -5.47
2018-07-25 13F-HR LifePlan Financial Group, Inc 212 212 0.00 3 3 0.00
2018-08-13 13F-HR Bridgewater Associates, LP 50,001 35,251 -29.50 769 557 -27.57
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 36,650 49,750 35.74 563 786 39.61
2017-02-10 13F-HR BlackRock Advisors LLC 197,548 204,650 3.60 1,685 1,785 5.93
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 108,250 135,200 24.90 1,664 2,136 28.37
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 120,200 320,200 166.39 1,847 5,059 173.90
2018-08-14 13F-HR Centaurus Financial, Inc. 1,845 29
2017-02-10 13F-HR BlackRock Group LTD 212,311 251,085 18.26 1,811 2,188 20.82
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,808 5,007 -13.79 90 79 -12.22
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 668,816 589,717 -11.83 10,280 9,318 -9.36
2018-08-10 13F-HR HENDERSON GROUP PLC 1,297,193 1,072,258 -17.34 19,938 16,942 -15.03
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 78,736 75,700 -3.86 1,210 1,196 -1.16
2018-05-11 13F-HR CITIGROUP INC 217,838 75,956 -65.13 3,542 1,168 -67.02
2018-07-24 13F-HR Visionary Asset Management, Inc. 21,805 355
2018-08-08 13F-HR Russell Investments Group, Ltd. 2,379,025 1,545,930 -35.02 36,521 24,462 -33.02
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 83,755 89,655 7.04 1,287 1,417 10.10
2018-08-03 13F-HR Boston Partners 3,340,958 3,419,235 2.34 51,351 54,023 5.20
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 746,249 1,567,952 110.11 11,470 24,774 115.99
2018-08-06 13F-HR Brookstone Capital Management 0 32,858 0 519
2018-08-13 13F-HR IHT Wealth Management, LLC 1,011 0 -100.00 15 0 -100.00
2018-07-17 13F-HR JNBA Financial Advisors 16,619 0 -100.00 255 0 -100.00
2018-07-26 13F-HR Atlanta Capital Group 10,026 0 -100.00 154 0 -100.00
2018-08-03 13F-HR Grisanti Capital Management LLC 3,615 3,615 0.00 56 57 1.79
2018-08-09 13F-HR/A MALTESE CAPITAL MANAGEMENT LLC 120,000 108,150 -9.88 1,844 1,709 -7.32
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 51,235 810
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 16,274 0 -100.00 265 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Put 2,100 20
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 100,000 100,000 0.00 1,537 1,580 2.80
2018-05-04 13F-HR Financial Gravity Companies, Inc. 91 276 203.30 1 4 300.00
2018-08-02 13F-HR ICM ASSET MANAGEMENT INC/WA 113,637 111,112 -2.22 1,747 1,756 0.52
2018-08-09 13F-HR Penn Mutual Life Insurance Co 150,000 150,000 0.00 2,306 2,370 2.78
2018-07-26 13F-HR BB&T CORP 18,375 18,475 0.54 282 292 3.55
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 9,178,580 9,813,550 6.92 78,293 85,574 9.30
2018-07-24 13F-HR RAMSEY QUANTITATIVE SYSTEMS 12,373 0 -100.00 190 0 -100.00
2018-08-03 13F-HR DELPHI FINANCIAL GROUP, INC. 3,751,793 3,751,809 0.00 57,628 59,279 2.86
2017-01-23 13F-HR KANALY TRUST CO 1,424 1,424 0.00 12 12 0.00
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 81,404 67,656 -16.89 1,251 1,069 -14.55
2018-08-09 13F-HR BlackRock Inc. 11,037,218 11,262,164 2.04 169,642 177,944 4.89
2018-08-01 13F-HR TrueNorth, Inc. 922 15
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 1,865,769 1,631,730 -12.54 28,677 25,781 -10.10
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 67,074 65,403 -2.49 1,031 1,033 0.19
2018-08-09 13F-HR Swiss National Bank 303,800 303,800 0.00 4,669 4,800 2.81
2018-08-16 13F-HR Global X Management CO LLC 1,289,210 1,333,767 3.46 19,815 21,074 6.35
2018-08-14 13F-HR Arrowpoint Asset Management, LLC 17,966 17,966 0.00 276 284 2.90
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 13,700 13,100 -4.38 211 207 -1.90
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 9,045 139
2018-07-31 13F-HR Front Row Advisors Llc 83 1
2018-07-23 13F-HR OUTFITTER ADVISORS, LTD. 10,895 0 -100.00 167 0 -100.00
2018-08-15 13F-HR Bramshill Investments, Llc 58,765 57,742 -1.74 903 912 1.00
2018-08-14 13F-HR NGAM ADVISORS, L.P. 293,932 4,643
2018-08-02 13F-HR Atlantic Trust Group, LLC 85,720 103,443 20.68 1,318 1,634 23.98
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 15,155 13,860 -8.55 233 219 -6.01
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 4 4 0.00
2017-01-13 13F-HR MetLife Securities, Inc 7,533 6,284 -16.58 64 55 -14.06
2018-08-06 13F-HR Cannell Peter B & Co Inc 265,950 57,050 -78.55 4,088 901 -77.96
2018-08-10 13F-HR Summit Trail Advisors, Llc 19,092 0 -100.00 19 0 -100.00
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 12,000 22,000 83.33 180 348 93.33
2018-08-03 13F-HR SEI INVESTMENTS CO 51,108 33,500 -34.45 786 530 -32.57
2018-08-13 13F-HR KOCH INDUSTRIES INC 55,143 0 -100.00 848 0 -100.00
2018-08-14 13F-HR Marshall Wace North America L.P. 102,125 347,376 240.15 1,570 5,489 249.62
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 133,651 332,675 148.91 2,054 5,256 155.89
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 3,621 3,231 -10.77 56 51 -8.93
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 459,303 980,016 113.37 6,769 15,484 128.75
2018-08-14 13F-HR QS Investors, LLC 124,289 223 -99.82 1,911 4 -99.79
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 84,214 94,564 12.29 1,294 1,494 15.46
2018-08-14 13F-HR Gryphon Financial Partners Llc 316 182 -42.41 5 3 -40.00
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,354,677 1,609,059 18.78 20,820 25,423 22.11
2018-07-10 13F-HR State of Alaska, Department of Revenue 13,600 19,040 40.00 209 300 43.54
2018-08-14 13F-HR CREDIT SUISSE AG/ 233,860 185,039 -20.88 3,595 2,924 -18.66
2018-08-13 13F-HR Hilton Capital Management, LLC 0 2,500 0 40
2018-08-10 13F-HR CITIGROUP INC 75,956 244,122 221.40 1,168 3,858 230.31
2018-08-22 13F-HR McAdam, LLC 176 92 -47.73 3 1 -66.67
2018-08-07 13F-HR Clear Perspective Advisors, LLC 132 132 0.00 2 2 0.00
2018-08-14 13F-HR TEACHERS ADVISORS INC 234,315 268,000 14.38 3,601 4,234 17.58
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 108,392 104,145 -3.92 1,666 1,645 -1.26
2018-08-13 13F-HR Relative Value Partners Group, LLC 161,832 0 -100.00 2,487 0 -100.00
2018-08-14 13F-HR BlueCrest Capital Management Ltd 0 32,384 0 512
2018-08-13 13F-HR Stone Ridge Asset Management LLC 11,263 10,563 -6.22 173 167 -3.47
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 14,700 23,800 61.90 226 376 66.37
2018-08-14 13F-HR Intellectus Partners, LLC 22,800 22,500 -1.32 350 366 4.57
2018-08-14 13F-HR Vident Investment Advisory, LLC 15,454 0 -100.00 243 0 -100.00
2018-07-31 13F-HR CWM, LLC 0 126 0 2
2018-08-14 13F-HR HRS Investment Holdings, LLC 50,000 50,000 0.00 769 790 2.73
2018-07-11 13F-HR Xact Kapitalforvaltning AB 24,234 24,234 0.00 372 383 2.96
2018-08-14 13F-HR Bell State Bank & Trust 143,388 140,256 -2.18 2,204 2,216 0.54
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 53,220 211,920 298.20 818 3,348 309.29
2018-07-27 13F-HR FIRST QUADRANT L P/CA 803,842 440,127 -45.25 12,355 6,954 -43.72
2018-07-13 13F-HR Campbell & CO Investment Adviser LLC 24,100 381
2018-08-08 13F-HR First Allied Advisory Services, Inc. 13,050 15,533 19.03 200 246 23.00
2018-08-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,569 1,500 -4.40 24 24 0.00
2018-08-15 13F-HR PVG ASSET MANAGEMENT CORP 44,665 38,123 -14.65 686,501 602 -99.91
2018-08-07 13F-HR IFP Advisors, Inc 22,035 22,414 1.72 339 354 4.42
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 454 0 -100.00 7 0 -100.00
2018-08-14 13F-HR Magnetar Financial LLC 11,900 0 -100.00 183 0 -100.00
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 0 390 0 6
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 1,100 1,100 0.00 17 17 0.00
2018-08-13 13F-HR Camelot Portfolios, LLC 220,723 218,502 -1.01 3,392 3,452 1.77
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 58,332 58,448 0.20 897 923 2.90
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 223,763 27,219 -87.84 3,439 591 -82.81
2018-08-10 13F-HR/A AVIANCE CAPITAL MANAGEMENT, LLC 12,979 12,009 -7.47 199 190 -4.52
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 23,166 0 -100.00 356 0 -100.00
2018-07-10 13F-HR KAMES CAPITAL plc 361,954 771,183 113.06 5,560 12,185 119.15
2018-08-13 13F-HR Archford Capital Strategies, LLC 1,300 0 -100.00 21 0 -100.00
2018-08-10 13F-HR Utah Retirement Systems 32,181 32,081 -0.31 495 507 2.42
2018-08-03 13F-HR MOODY NATIONAL BANK TRUST DIVISION 18,425 18,425 0.00 283 291 2.83
2018-03-16 13F-HR Aurora Financial Advisors, Llc 20,951 340
2018-07-11 13F-HR Harbour Capital Advisors, LLC 12,512 11,762 -5.99 192 187 -2.60
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 50,997 59,878 17.41 784 946 20.66
2018-08-14 13F-HR Partners Group Holding AG 125,800 211,000 67.73 1,934 3,334 72.39
2018-09-25 13F-HR Portfolio Strategies, Inc. 700 700 0.00 11 11 0.00
2018-08-03 13F-HR Parkside Financial Bank & Trust 2,512 2,601 3.54 38 41 7.89
2018-07-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 26,551 0 -100.00 408 0 -100.00
2018-08-03 13F-HR Seacrest Wealth Management, Llc 300 300 0.00 5 5 0.00
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 147,838 158,238 7.03 1,289 1,517 17.69
2018-08-20 13F-HR HighPoint Advisor Group LLC 31,340 29,340 -6.38 499 457 -8.42
2018-08-07 13F-HR SG Americas Securities, LLC 15,960 67,312 321.75 245 1,064 334.29
2017-07-27 13F-HR Spot Trading L.l.c. Put 15,600 155
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 56,190 13,557 -75.87 864 214 -75.23
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 0 1,265,099 0 19,989
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 511,305 471,568 -7.77 7,859 7,451 -5.19
2018-08-07 13F-HR Covenant Multifamily Offices, LLC 55,735 55,735 0.00 857 881 2.80
2018-08-14 13F-HR DEUTSCHE BANK AG\ 210,837 945,637 348.52 3,238 14,937 361.30
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 60,250 0 -100.00 980 0 -100.00
2018-08-08 13F-HR Glassman Wealth Services 14 14 0.00 0 0
2018-08-14 13F-HR CAXTON ASSOCIATES LP 58,639 0 -100.00 901 0 -100.00
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 10,952 9,936 -9.28 168 157 -6.55
2018-07-27 13F-HR PINNACLE FINANCIAL PARTNERS INC 16,300 16,300 0.00 251 258 2.79
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 237,655 354,329 49.09 3,653 5,598 53.24
2018-08-14 13F-HR Marshall Wace LLP 59,049 933
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 2,500 0 -100.00 38 0 -100.00
2018-08-06 13F-HR RHUMBLINE ADVISERS 156,591 157,297 0.45 2,407 2,485 3.24
2017-05-15 13F-HR R&F Capital Advisors LP 47,858 459
2018-08-10 13F-HR HSBC HOLDINGS PLC 14,040 15,660 11.54 216 248 14.81
2018-07-26 13F-HR Whitnell & Co. 3,090 3,090 0.00 47 49 4.26
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 33,500 0 -100.00 515 0 -100.00
2018-08-14 13F-HR HighVista Strategies LLC 16,250 22,700 39.69 250 359 43.60
2018-08-10 13F-HR AMERICAN FINANCIAL GROUP INC 1,830,300 1,830,300 0.00 28,131 28,918 2.80
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 35 0 -100.00 1 0 -100.00
2018-08-10 13F-HR Proficio Capital Partners LLC 112 38 -66.07 2 1 -50.00
2018-08-14 13F-HR CRAWFORD INVESTMENT COUNSEL INC 99,560 108,455 8.93 1,530 1,714 12.03
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 8,850 7,450 -15.82 136 118 -13.24
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 343 1,059 208.75 5 16 220.00
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 38,636 35,585 -7.90 594 562 -5.39
2018-07-06 13F-HR Versant Capital Management, Inc 904 729 -19.36 13 11 -15.38
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 3,178 50
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 24,412 0 -100.00 375 0 -100.00
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 53,436 48,907 -8.48 821 773 -5.85
2018-08-09 13F-HR Meristem, LLP 24,249 24,249 0.00 373 383 2.68
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 757,723 0 -100.00 11,646 0 -100.00
2018-08-13 13F-HR BB&T SECURITIES, LLC 21,696 34,216 57.71 333 540 62.16
2018-08-13 13F-HR EARNEST PARTNERS LLC 67 67 0.00 1 1 0.00
2018-08-14 13F-HR HighTower Advisors, LLC 22,818 27,781 21.75 355 442 24.51
2018-08-10 13F-HR Yorktown Management & Research Co Inc 750,000 0 -100.00 11,528 0 -100.00
2018-08-10 13F-HR Meadow Creek Investment Management LLC 132,720 142,100 7.07 2,040 2,245 10.05
2018-08-14 13F-HR ROYAL BANK OF CANADA 150,055 232,526 54.96 2,307 3,674 59.25
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 2,262 36
2017-08-14 13F-HR PERMAL ASSET MANAGEMENT LLC 254,933 254,933 0.00 2,445 2,527 3.35
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 226,016 250,837 10.98 3,474 3,963 14.08
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 109,800 107,400 -2.19 1,688 1,697 0.53
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 37,931 36,931 -2.64 583 584 0.17
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 11,201 0 -100.00 172 0 -100.00
2018-08-09 13F-HR Standard Life Aberdeen Plc 598,465 9,459
2018-08-06 13F-HR STRS OHIO 27,259 430
2018-08-13 13F-HR Stockman Asset Management 12,250 12,250 0.00 188 194 3.19
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 18,475 24,456 32.37 284 386 35.92
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 72,400 30,200 -58.29 1,113 477 -57.14
2018-08-13 13F-HR Global Retirement Partners, Llc 73 73 0.00 1 1 0.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 1,678,200 1,769,152 5.42 25,794 27,953 8.37
2018-08-03 13F-HR Cable Hill Partners, LLC 400 1,000 150.00 6 16 166.67
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 139,500 0 -100.00 2,144 0 -100.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 52,410 43,018 -17.92 803 680 -15.32
2017-08-18 13F-HR WFG Advisors, LP 300 0 -100.00 3 0 -100.00
2018-08-17 13F-HR Trilogy Capital Inc. 114 13,440 11,689.47 2 212 10,500.00
2018-07-26 13F-HR W. E. Donoghue & Co., Llc 30,365 480
2018-08-13 13F-HR Old Mutual Global Investors (UK) Ltd. 131,808 1,898 -98.56 2,025 29 -98.57
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,293 0 -100.00 637 0 -100.00
2018-07-31 13F-HR HOWE & RUSLING INC 1,794 1,848 3.01 28 29 3.57
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 108,356 104,906 -3.18 1,665 1,658 -0.42
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 34,678 34,278 -1.15 533 542 1.69
2018-08-14 13F-HR STIFEL FINANCIAL CORP 221,259 262,870 18.81 3,399 4,149 22.07
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 15,590 4,590 -70.56 133 39 -70.68
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 466,443 438,443 -6.00 7,169 6,927 -3.38
2018-08-15 13F-HR BTC Capital Management, Inc. 175,469 175,303 -0.09 2,696 2,766 2.60
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 26,800 14,600 -45.52 257 231 -10.12
2017-02-10 13F-HR BlackRock Investment Management, LLC 179,407 198,142 10.44 1,530 1,728 12.94
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 26,606 27,615 3.79 409 436 6.60
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 422,575 444,813 5.26 6,495 7,028 8.21
2018-08-13 13F-HR Allianz Asset Management AG 1,185,523 1,149,589 -3.03 18,222 18,163 -0.32
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 2,648,703 5,715,488 115.78 40,711 90,305 121.82
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 34,985 18,982 -45.74 538 300 -44.24
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 475,546 8,546 -98.20 7,309 135 -98.15
2018-08-14 13F-HR Claraphi Advisory Network, Llc 14,968 15,177 1.40 230 240 4.35
2018-08-10 13F-HR Legal & General Group Plc 187,671 173,173 -7.73 2,884 2,736 -5.13
2017-02-10 13F-HR BlackRock Fund Advisors 11,591,176 11,456,186 -1.16 98,873 99,898 1.04
2018-07-09 13F-HR Berson & Corrado Investment Advisors, LLC 21,756 0 -100.00 334 0 -100.00
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 35,395 35,271 -0.35 544 557 2.39
2018-07-27 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 3,284,600 3,407,950 3.76 50,485 53,845 6.66
2018-08-03 13F-HR WEDBUSH SECURITIES INC 20,139 23,149 14.95 310 366 18.06
2018-07-10 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 139 143 2.88 2 2 0.00
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 276 377 36.59 4 6 50.00
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 5,010 0 -100.00 77,003 0 -100.00
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 282,035 282,922 0.31 4,335 4,470 3.11
2018-08-14 13F-HR SECOR Capital Advisors, LP 0 40,037 0 626
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 250,333 232,826 -6.99 3,847,619 3,678,649 -4.39
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 20,809 0 -100.00 320 0 -100.00
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 6,900 6,900 0.00 106 109 2.83
2018-07-11 13F-HR BLB&B Advisors, LLC 10,975 10,975 0.00 169 173 2.37
2018-08-14 13F-HR Voya Investment Management LLC 52,856 246,401 366.17 812 3,893 379.43
2018-08-06 13F-HR CAPITAL ADVISORS INC/OK 560,574 558,167 -0.43 8,616 8,819 2.36
2017-05-15 13F-HR Perkins Investment Management, LLC 1,395,449 1,602,631 14.85 12,168 15,369 26.31
2018-08-14 13F-HR UBS Group AG 2,330,891 2,408,891 3.35 35,826 38,061 6.24
2018-07-26 13F-HR Advisornet Financial, Inc 8,012 7,012 -12.48 123 111 -9.76
2018-07-17 13F-HR SPHINX TRADING, LP 10,000 0 -100.00 87 0 -100.00
2017-08-14 13F-HR RAIFF PARTNERS INC 170,000 1,685
2017-02-07 13F-HR WILLIAM HARRIS INVESTORS INC 32,000 49,000 53.12 273 427 56.41
2018-08-10 13F-HR STEPHENS INC /AR/ 13,376 13,376 0.00 206 211 2.43
2018-08-03 13F-HR Dean Capital Investments Management, Llc 33,662 532
2018-08-06 13F-HR Fieldpoint Private Securities, LLC 2,937 0 -100.00 45 0 -100.00
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 148,421 2,345
2018-09-20 13F-HR Rehmann Capital Advisory Group 23 23 0.00 0 363
2018-08-08 13F-HR LSV ASSET MANAGEMENT 2,303,370 2,423,320 5.21 35,402 38,288 8.15
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 95,813 95,809 -0.00 1,473 1,514 2.78
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 900 0 -100.00 14 0 -100.00
2018-07-27 13F-HR Advisory Services Network, LLC 635 749 17.95 10 12 20.00
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 6,588 6,556 -0.49 101 104 2.97
2018-08-13 13F-HR Advisor Group, Inc. 47,279 50,230 6.24 726 793 9.23
2017-07-27 13F-HR Spot Trading L.l.c. Call 99,000 981
2018-08-14 13F-HR FIFTH THIRD BANCORP 12,909 12,909 0.00 198 204 3.03
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 0 10,655 0 168
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 65,178 95,683 46.80 1,002 1,512 50.90
2017-05-01 13F-HR Spot Trading L.L.C Call 8,700 83
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 11,409 11,409 0.00 175 180 2.86
2018-08-14 13F-HR Rafferty Asset Management, LLC 44,160 45,459 2.94 679 718 5.74
2018-08-14 13F-HR Wellington Management Group LLP 1,985,332 2,061,961 3.86 30,515 32,579 6.76
2018-08-13 13F-HR Baird Financial Group, Inc. 0 186,512 0 2,947
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 4,644,077 5,048,643 8.71 71,379 79,768 11.75
2018-08-14 13F-HR Squarepoint Ops LLC 0 157,015 0 2,481
2018-07-24 13F-HR Janney Montgomery Scott LLC 19,140 19,890 3.92 294 314 6.80
2018-08-13 13F-HR Altshuler Shaham Ltd 233 4
2018-07-26 13F-HR REGIONS FINANCIAL CORP 600 600 0.00 9 9 0.00
2018-08-13 13F-HR/A ARGI Investment Services, LLC 37,693 596
2018-08-08 13F-HR Private Capital Group, Llc 1,500 1,500 0.00 24 24 0.00
2018-08-10 13F-HR Tyers Asset Management LLC 75,840 81,200 7.07 1,166 1,283 10.03
2018-08-09 13F-HR West Family Investments, Inc. 460,562 460,562 0.00 7,079 7,277 2.80
2018-07-17 13F-HR EQUITEC SPECIALISTS, LLC Call 8,100 0 -100.00 124 0 -100.00
2018-08-14 13F-HR Invesco Ltd. 695,670 461,077 -33.72 10,693 7,285 -31.87
2018-08-15 13F-HR GLENMEDE TRUST CO NA 21,740 1,025 -95.29 353 16 -95.47
2018-08-10 13F-HR Global Endowment Management, LP 20,000 20,000 0.00 307 316 2.93
2018-08-03 13F-HR Close Asset Management Ltd 1,025 1,025 0.00 16 16 0.00
2017-10-26 13F-HR Acrospire Investment Management LLC 638 0 -100.00 6 0 -100.00
2018-08-14 13F-HR STATE STREET CORP 2,732,958 2,644,990 -3.22 42,004 41,792 -0.50
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 5,396,685 295,063 -94.53 82,947 4,662 -94.38
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 2,720 2,720 0.00 42 43 2.38
2018-07-18 13F-HR AMALGAMATED BANK 32,951 32,926 -0.08 506 520 2.77
2018-08-13 13F-HR APG Asset Management N.V. 1,787,335 467,353 -73.85 22,337 6,325 -71.68
2018-08-10 13F-HR M&T BANK CORP 11,005 0 -100.00 169 0 -100.00
2018-08-14 13F-HR LPL Financial LLC 40,256 38,882 -3.41 619 614 -0.81
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 128,975 0 2,038
2018-07-09 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 12,850 12,850 0.00 198 203 2.53
2018-08-14 13F-HR SIGNATUREFD, LLC 7,332 7,741 5.58 113 122 7.96
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 9,577 0 -100.00 147 0 -100.00
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 40,000 632
2018-02-13 13F-HR Portfolio Strategies Inc 0 200 0 3
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 91,000 78,600 -13.63 1,399 1,246 -10.94
2017-08-15 13F-HR 1st Global Advisors, Inc. 39,894 395
2018-08-14 13F-HR Jefferies Group LLC 27,749 0 -100.00 427 0 -100.00
2018-08-07 13F-HR Quad-cities Investment Group, Llc 1,075 17
2018-08-13 13F-HR Winch Advisory Services, LLC 1,904 1,922 0.95 29 30 3.45
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 436 767 75.92 7 12 71.43
2018-08-14 13F-HR BARCLAYS PLC 27,406 50,187 83.12 421 793 88.36
2018-08-13 13F-HR Glen Harbor Capital Management LLC 161,160 172,550 7.07 2,477 2,726 10.05
2018-08-14 13F-HR BECK CAPITAL MANAGEMENT, LLC 34,075 35,847 5.20 524 566 8.02
2018-07-30 13F-HR Parallel Advisors, LLC 1,740 2,344 34.71 27 37 37.04
2018-08-14 13F-HR Holocene Advisors, Lp 32,562 514
2018-08-06 13F-HR FTB Advisors, Inc. 350 350 0.00 5 6 20.00
2018-08-06 13F-HR Belpointe Asset Management Llc 30,065 30,065 0.00 462 475 2.81
2018-08-14 13F-HR HANCOCK HOLDING CO 27,500 27,500 0.00 423 435 2.84
2018-08-13 13F-HR Quantbot Technologies LP 33,253 0 -100.00 511 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 146,246 174,745 19.49 1,449 1,761 21.53
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 249,222 328,937 31.99 3,831 5,196 35.63
2018-08-14 13F-HR JP Morgan Chase & Co 165,236 170,331 3.08 2,540 2,692 5.98
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 1,669 1,669 0.00 26 26 0.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 105,572 105,572 0.00 1,622 1,622 0.00
2018-08-13 13F-HR BOKF, NA 0 16,856 0 266
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 7,310 9,153 25.21 112 145 29.46
2018-08-08 13F-HR STATE TREASURER STATE OF MICHIGAN 8,382,142 8,382,142 0.00 128,834 132,438 2.80
2018-07-20 13F-HR Creative Planning 15,399 16,034 4.12 237 253 6.75
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 400 11,000 2,650.00 6 174 2,800.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 0 18,411 0 291
2018-07-31 13F-HR CUE FINANCIAL GROUP, INC. 38,550 38,550 0.00 593 609 2.70
2018-08-13 13F-HR Neuberger Berman Group LLC 271,409 293,976 8.31 4,205 4,685 11.41
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 473,274 482,526 1.95 7,274 7,624 4.81
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 1,461 0 -100.00 22 0 -100.00
2018-08-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 773,550 0 -100.00 11,889 0 -100.00
2018-08-13 13F-HR American National Registered Investment Advisor, Inc. 18,425 18,425 0.00 283 291 2.83
2018-08-10 13F-HR CHICAGO EQUITY PARTNERS LLC 34,340 25,526 -25.67 528 403 -23.67
2018-08-02 13F-HR Sigma Planning Corp 16,519 18,248 10.47 254 288 13.39
2018-08-13 13F-HR Nan Shan Life Insurance Co., Ltd. 2,786,546 3,153,701 13.18 42,829 49,828 16.34
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 957 0 -100.00 15 0 -100.00
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 250 0 -100.00 4 0 -100.00
2018-07-09 13F-HR CENTRAL TRUST Co 700 1,000 42.86 11 16 45.45
2017-02-14 13F-HR PVG Asset Management 558,672 405,760 -27.37 4,782,236 3,538,229 -26.01
2018-08-08 13F-HR Providence Capital Advisors, Llc 1,165 1,227 5.32
2018-08-14 13F-HR Cetera Advisor Networks LLC 18,709 0 -100.00 289 0 -100.00
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 462,938 370,060 -20.06 7,115 5,847 -17.82
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 3,050 0 48
2018-07-27 13F-HR Eqis Capital Management, Inc. 11,663 0 -100.00 179 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 12,995 14,040 8.04 211 216 2.37
2017-08-07 13F-HR Geneva Advisors, LLC 185,437 211,313 13.95 1,778 2,094 17.77
2018-08-14 13F-HR KEMPEN CAPITAL MANAGEMENT N.V. 1,470,706 1,394,706 -5.17 22,605 22,036 -2.52
2018-08-10 13F-HR Pacad Investment Ltd. 14,300 26,900 88.11 224 426 90.18
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 549 549 0.00 8 9 12.50
2018-08-13 13F-HR FFCM LLC 918 1,482 61.44 14 24 71.43
2018-08-14 13F-HR MORGAN STANLEY 1,480,259 1,207,611 -18.42 22,751 19,079 -16.14
2018-08-01 13F-HR Hudock Capital Group, LLC 2,462 2,462 0.00 37 38 2.70
2018-07-30 13F-HR Aperio Group, LLC 647,226 534,153 -17.47 9,948 8,440 -15.16
2018-08-10 13F-HR Amerivest Investment Management LLC 1,000 16
2018-08-06 13F-HR Sonora Investment Management, LLC 29,616 29,616 0.00 455,198 468 -99.90
2018-07-17 13F-HR Edge Wealth Management LLC 23,234 19,240 -17.19 357 304 -14.85
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 1,176,413 1,348,663 14.64 18,081 21,309 17.85
2018-08-15 13F-HR Highlander Capital Management, LLC 20,900 19,525 -6.58 319 308 -3.45
2018-08-13 13F-HR ProShare Advisors LLC 45,245 43,953 -2.86 695 694 -0.14
2018-08-14 13F-HR Ruggie Capital Group 5,754 5,828 1.29 88 92 4.55
2018-08-14 13F-HR VANGUARD GROUP INC 14,678,061 15,131,109 3.09 225,601 239,071 5.97
2018-08-13 13F-HR Elkfork Partners LLC 104,280 111,650 7.07 1,603 1,764 10.04
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 108,490 17,092 -84.25 1,667 270 -83.80
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,186,576 1,310,960 10.48 18,238 20,714 13.58
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 207 503 143.00 3 8 166.67
2018-08-14 13F-HR Banco De Sabadell, S.a 31,751 0 -100.00 494 0 -100.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 18,509 36,866 99.18 284,483 582,483 104.75
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 10,300 0 162
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,089,989 2,330,027 11.49 32,123 36,814 14.60
2018-08-06 13F-HR Tradewinds Capital Management, LLC 0 1,500 0 24
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 16,343 16,343 0.00 252 258 2.38
2018-08-13 13F-HR Claybrook Capital, Llc 33,425 33,425 0.00 514 528 2.72
2018-08-07 13F-HR GREENLEAF TRUST 0 14,318 0 226

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