SecurityTSLA / Tesla Motors, Inc. (88160R101)
CEOMusk Elon
IndustryMotor Vehicles and Passenger Car Bodies
Institutional Owners864
Institutional Shares102,205,873 - 59.91%
Common Shares Outstanding170,593,144 shares (as of 2018-06-30)
Institutional Value$ 327,630,157,000 USD
Related 88160RAC5 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021
88160RAD3 / Tesla Motors, Inc. Bond 2.375% Due 3/15/2022
88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019
88160RAA9 / Tesla Motors, Inc. Convertible Node 1.500% Due 6/1/2018

Institutional Stock Ownership and Shareholders()

TSLA / Tesla Motors, Inc. Institutional Ownership

Tesla Motors, Inc. (NASDAQ:TSLA) has 864 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 102,205,873 shares. Largest shareholders include Susquehanna International Group, Llp, Baillie Gifford & Co, Price T Rowe Associates Inc /md/, FMR LLC / Fidelity, Susquehanna International Group, Llp, Vanguard Group Inc, BlackRock Inc., Capital World Investors, Citadel Advisors Llc, and Jennison Associates Llc.
Tesla Motors, Inc. (NASDAQ:TSLA) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-07 13F-HR SEVEN EIGHT CAPITAL, LLC 0 2,395 0 821
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 5,300 5,200 -1.89 1,410 1,783 26.45
2018-04-24 13F-HR Rehmann Capital Advisory Group 1,660 1,552 -6.51 517 413 -20.12
2018-07-17 13F-HR JNBA Financial Advisors 49 49 0.00 13 17 30.77
2018-05-08 13F-HR Willingdon Wealth Management 18 28 55.56 6 7 16.67
2017-04-07 13F-HR CT Financial Advisors LLC 48 67 39.58 10,257 18,646 81.79
2018-07-25 13F-HR American Research & Management Co. 162 162 0.00 43 56 30.23
2018-08-13 13F-HR River Wealth Advisors LLC 155 53
2018-07-27 13F-HR GVO Asset Management Ltd 15,700 20,100 28.03 4,178 6,893 64.98
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 29,823 30,732 3.05 7,936 10,539 32.80
2018-08-08 13F-HR Hanson & Doremus Investment Management 2 2 0.00 1 1 0.00
2018-08-08 13F-HR US BANCORP \DE\ 12,160 12,821 5.44 3,236 4,397 35.88
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 100 0 -100.00 26 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC 49,394 64,654 30.89 10,078 13,816 37.09
2018-07-18 13F-HR Castle Creek Arbitrage, LLC Put 45,500 45,500 0.00 12,109 15,604 28.86
2018-08-10 13F-HR D L CARLSON INVESTMENT GROUP INC 8,371 4,757 -43.17 2,228 1,631 -26.80
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 180,697 181,627 0.51 48,089 62,289 29.53
2018-08-14 13F-HR MSD Partners, L.P. Put 12,000 0 -100.00 3,194 0 -100.00
2018-07-24 13F-HR Janney Montgomery Scott LLC 32,109 33,126 3.17 8,545 11,361 32.95
2018-08-14 13F-HR Jump Trading, LLC Call 22,100 21,700 -1.81 5,881 7,442 26.54
2018-08-10 13F-HR FMR LLC / Fidelity 14,214,496 11,196,766 -21.23 3,782,904 3,839,930 1.51
2018-07-31 13F-HR Horan Capital Advisors, LLC. 0 80 0 26
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 8,202 0 -100.00 2,183 0 -100.00
2018-07-16 13F-HR SMITHFIELD TRUST CO 500 641 28.20 133 220 65.41
2018-08-14 13F-HR HighTower Advisors, LLC Put 3,100 6,700 116.13 64 53 -17.19
2018-07-09 13F-HR DAVENPORT & Co LLC 981 921 -6.12 261,074 316 -99.88
2018-08-03 13F-HR Parkside Financial Bank & Trust 190 40 -78.95 51 14 -72.55
2018-08-03 13F-HR Centiva Capital, Lp Put 4,100 1,407
2018-08-14 13F-HR SUNTRUST BANKS INC 17,541 11,366 -35.20 4,667 3,897 -16.50
2018-08-13 13F-HR IHT Wealth Management, LLC 383 0 -100.00 97 0 -100.00
2018-08-14 13F-HR SIGNATUREFD, LLC 557 853 53.14 148 293 97.97
2018-08-14 13F-HR Capstone Financial Advisors, Inc. 829 0 -100.00 221 0 -100.00
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 118,499 123,091 3.88 31,536 42,214 33.86
2018-08-10 13F-HR AGF INVESTMENTS INC. 0 120,096 0 41,187
2018-08-02 13F-HR/A ALPS ADVISORS INC 0 1,457 0 500
2018-07-09 13F-HR Centerstar Asset Management, Llc 150 57 -62.00
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 329,647 130,043 -60.55 87,729 44,598 -49.16
2018-08-07 13F-HR IFP Advisors, Inc 3,281 3,990 21.61 873 1,368 56.70
2018-08-10 13F-HR Horseman Capital Management Ltd 34,800 34,800 0.00 9,261 11,935 28.87
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 980 989 0.92 261 339 29.89
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 19,893 19,747 -0.73 5,294 6,772 27.92
2018-08-14 13F-HR AE Wealth Management LLC 2,181 2,852 30.77 580 978 68.62
2018-08-14 13F-HR CLS Investments, LLC 35 35 0.00 9 12 33.33
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 19,200 0 -100.00 5,110 0 -100.00
2018-08-01 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 7,170 7,039 -1.83 1,908 2,414 26.52
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 245,194 212,895 -13.17 65,253 73,012 11.89
2018-08-08 13F-HR CIBC World Markets Inc. 11,204 10,755 -4.01 2,982 3,688 23.68
2018-08-15 13F-HR Focused Wealth Management, Inc 3,057 3,019 -1.24 814 1,035 27.15
2018-08-13 13F-HR Archford Capital Strategies, LLC 22 0 -100.00 7 0 -100.00
2018-07-25 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 1,452 0 -100.00 386 0 -100.00
2018-08-14 13F-HR Lagoda Investment Management, L.P. 36,688 49,532 35.01 9,764 16,987 73.98
2018-08-14 13F-HR Williams Jones & Associates LLC 0 733 0 251
2018-07-26 13F-HR ADIRONDACK TRUST CO 184 219 19.02 54 75 38.89
2018-08-14 13F-HR ARDSLEY ADVISORY PARTNERS Call 6,000 0 -100.00 1,597 0 -100.00
2018-08-14 13F-HR CSS LLC/IL Put 105,000 104,200 -0.76 27,943 35,735 27.89
2018-08-07 13F-HR American Financial Network Advisory Services Llc 110 104 -5.45 218 205 -5.96
2018-08-13 13F-HR Jasper Ridge Partners, L.P. 161,276 161,276 0.00 42,920 55,310 28.87
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,032,506 1,040,281 0.75 274,494 356,478 29.87
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 2 2 0.00 1 1 0.00
2018-08-14 13F-HR STA Wealth Management, LLC 1,210 1,210 0.00 322 415 28.88
2018-08-14 13F-HR JP Morgan Chase & Co Put 652,500 615,200 -5.72 173,650 210,983 21.50
2018-08-07 13F-HR SG Americas Securities, LLC 56,183 190,942 239.86 14,952 65,484 337.96
2018-07-19 13F-HR Integrys Wealth Advisors LLC 759 0 -100.00 202 0 -100.00
2018-08-14 13F-HR Kynikos Associates LP Put 1,000 343
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 1,055,539 974,313 -7.70 280,911 334,141 18.95
2018-07-30 13F-HR Trustcore Financial Services, Llc 66 55 -16.67 18 19 5.56
2018-07-19 13F-HR PRENTISS SMITH & CO INC 65 0 -100.00 17 0 -100.00
2018-08-14 13F-HR Firefly Value Partners, LP Put 100,000 808,500 708.50 26,613 277,275 941.88
2018-08-08 13F-HR Cypress Capital Management LLC (WY) 100 250 150.00 27 86 218.52
2018-07-23 13F-HR NewSquare Capital LLC 34 34 0.00 9 11 22.22
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 4,336 2,751 -36.55 1,154 943 -18.28
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 2,807,714 3,124,644 11.29 572,858 667,705 16.56
2018-08-03 13F-HR GAMBLE JONES INVESTMENT COUNSEL 0 780 0 268
2018-08-13 13F-HR Veritable, L.P. 2,210 2,276 2.99 588 781 32.82
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 800 274
2017-01-23 13F-HR CenterStar Fund, LLC Call 89
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 166 166 0.00 44 57 29.55
2018-08-09 13F-HR Fore Capital, Llc Call 20,000 0 -100.00 5,323 0 -100.00
2018-07-17 13F-HR WealthTrust-Arizona, LLC 345 395 14.49 92 135 46.74
2018-08-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 70,000 53,000 -24.29 18,629 18,177 -2.43
2018-07-09 13F-HR Advocacy Wealth Management Services, LLC 45 45 0.00 12 15 25.00
2018-08-09 13F-HR Redpoint Investment Management Pty Ltd 6,718 1,625 -75.81 1,788 557 -68.85
2018-08-13 13F-HR/A Robeco Institutional Asset Management B.V. 3,672 3,774 2.78 977 1,294 32.45
2018-08-08 13F-HR Russell Investments Group, Ltd. 41,369 30,739 -25.70 11,000 10,708 -2.65
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 0 122,441 0 41,992
2018-07-26 13F-HR FIRST MERCANTILE TRUST CO 4,000 4,200 5.00 1,065 1,440 35.21
2018-08-13 13F-HR Hudson Bay Capital Management LP Put 36,000 53,000 47.22 9,581 18,176 89.71
2018-07-27 13F-HR SECURITY NATIONAL TRUST CO 50 50 0.00 13 17 30.77
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 21,100 51,900 145.97 6,569 13,812 110.26
2018-08-09 13F-HR Bedell Frazier Investment Counseling, LLC 14,301 14,313 0.08 3,806 4,909 28.98
2018-08-01 13F-HR ASSETMARK, INC 7 7 0.00 2 2 0.00
2018-08-13 13F-HR Marino, Stram & Associates Llc 150 150 0.00 40 51 27.50
2018-07-26 13F-HR FIRST INTERSTATE BANK 50 50 0.00 13 17 30.77
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 6,702 0 -100.00 1,784 0 -100.00
2018-08-01 13F-HR Financial Management Professionals, Inc. 276 276 0.00 73 95 30.14
2018-08-14 13F-HR National Pension Service 127,538 126,114 -1.12 33,942 44,131 30.02
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 1,333 1,333 0.00 392 457 16.58
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 29,762 25,704 -13.63 7,921 8,815 11.29
2018-07-18 13F-HR World Asset Management Inc 4,894 4,806 -1.80 1,302 1,648 26.57
2018-08-10 13F-HR Merriman Wealth Management, LLC 1,266 792 -37.44 337 272 -19.29
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 25 0 9
2018-08-10 13F-HR Gladius Capital Management LP 15,000 0 -100.00 3,992 0 -100.00
2018-08-09 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 1,567 1,129 -27.95 417 387 -7.19
2018-08-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 50,000 55,000 10.00 13,307 18,862 41.74
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 18 18 0.00 5 6 20.00
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 8,341 8,281 -0.72 2,220 2,840 27.93
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 1,086 695 -36.00 289 238 -17.65
2018-08-06 13F-HR Hoylecohen, Llc 10,190 10,190 0.00 2,712 3,495 28.87
2018-08-07 13F-HR First Personal Financial Services 66 72 9.09 18 25 38.89
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 362 124
2018-08-07 13F-HR Landaas & Co /wi /adv 0 62 0 21
2018-08-14 13F-HR Walleye Trading LLC Put 9,500 83,600 780.00 2,528 28,671 1,034.14
2018-08-06 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 790 890 12.66 210 305 45.24
2018-07-12 13F-HR Neumann Advisory Hong Kong Ltd 4,000 4,000 0.00 1,065 1,372 28.83
2018-07-11 13F-HR TRUST CO OF VERMONT 1,892 1,732 -8.46 504 594 17.86
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 17,249 16,769 -2.78 4,592 5,752 25.26
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 1,200 0 412
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 27,200 28,800 5.88 7,238 9,876 36.45
2018-07-19 13F-HR ARGUS INVESTORS' COUNSEL, INC. 723 248
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 7,925 8,052 1.60 2,109 2,761 30.92
2018-08-08 13F-HR LINCOLN NATIONAL CORP 1,356 1,376 1.47 361 472 30.75
2018-08-14 13F-HR Natixis Asset Management 1,235 610 -50.61 329 209 -36.47
2018-08-13 13F-HR LANSDOWNE PARTNERS (UK) LLP Put 637,100 2,083,300 227.00 169,552 714,468 321.39
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 155 155 0.00 41,250 53,157 28.87
2018-08-13 13F-HR Pathway Financial Advisors Llc 9 9 0.00 2 3 50.00
2018-08-10 13F-HR JD CAPITAL MANAGEMENT LLC Put 70,000 70,000 0.00 18,629 24,007 28.87
2018-08-14 13F-HR CARLSON CAPITAL L P Put 1,150 1,500 30.43 6,431 2,721 -57.69
2018-08-10 13F-HR M&T BANK CORP 12,675 13,148 3.73 3,374 4,508 33.61
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,296 2,432 5.92 618 834 34.95
2018-08-10 13F-HR RPg Family Wealth Advisory, LLC 121 121 0.00 32,201 41,497 28.87
2018-08-13 13F-HR Pacific Center for Financial Services 50 50 0.00 13 17 30.77
2018-08-14 13F-HR HBK INVESTMENTS L P Put 838,900 748,400 -10.79 223,256 256,664 14.96
2018-07-17 13F-HR SPHINX TRADING, LP Call 3,000 0 -100.00 641 0 -100.00
2018-07-23 13F-HR DUNCKER STREETT & CO INC 13 13 0.00 3 4 33.33
2018-07-11 13F-HR MENLO ADVISORS LLC 2,400 2,345 -2.29 638 804 26.02
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Call 428,200 453,200 5.84 113,957 155,425 36.39
2018-08-10 13F-HR Maytech Global Investments, Llc 25 25 0.00 7 9 28.57
2018-07-26 13F-HR REGIONS FINANCIAL CORP 1,603 2,548 58.95 427 874 104.68
2018-08-14 13F-HR DEUTSCHE BANK AG\ 881,309 499,310 -43.34 234,539 171,234 -26.99
2018-08-14 13F-HR CMT Capital Markets Trading GmbH Put 459,100 432,000 -5.90 122,180 148,154 21.26
2018-08-02 13F-HR Endurance Wealth Management, Inc. 200 200 0.00 53 69 30.19
2018-07-06 13F-HR J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 0 0 0 0
2016-11-14 13F-HR Edmond de Rothschild (Europe) 865 865 0.00 184 176 -4.35
2018-08-14 13F-HR Voya Financial Advisors, Inc. 1,839 771 -58.08 474 270 -43.04
2017-01-23 13F-HR KANALY TRUST CO 5 2 -60.00 1 0 -100.00
2018-08-02 13F-HR Adviser Investments LLC 115 39
2018-08-14 13F-HR Northstar Wealth Partners LLC 1,534 1,348 -12.13 408 462 13.24
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 97,400 104,400 7.19 25,921 35,804 38.13
2018-05-15 13F-HR National Asset Management, Inc. 1,626 1,371 -15.68 507 365 -28.01
2018-08-14 13F-HR Polar Capital LLP 27,180 17,302 -36.34 7,231 5,934 -17.94
2018-07-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 912 906 -0.66 243 311 27.98
2018-08-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 45 45 0.00 12 15 25.00
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 248 84
2018-07-16 13F-HR Rathbone Brothers plc 9,603 8,576 -10.69 2,556 2,941 15.06
2018-08-07 13F-HR EFG Asset Management (Americas) Corp. 2,852 5,953 108.73 759 2,137 181.55
2018-08-01 13F-HR TrueNorth, Inc. 812 818 0.74 216 281 30.09
2018-07-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 45,161 41,720 -7.62 12,019 14,308 19.04
2017-02-10 13F-HR BlackRock Japan Co. Ltd 147,341 160,187 8.72 30,062 34,230 13.86
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 28,038 28,627 2.10 7,462 9,818 31.57
2018-07-27 13F-HR Achmea Investment Management B.V. 4,547 1,286 -71.72 1,210 441 -63.55
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 41,600 43,400 4.33 11,071 14,884 34.44
2018-07-17 13F-HR MUTUAL OF OMAHA BANK WEALTH MANAGEMENT 1,060 0 -100.00 282 0 -100.00
2018-08-09 13F-HR NATIONS FINANCIAL GROUP INC, /IA/ /ADV 974 974 0.00 259 334 28.96
2018-08-13 13F-HR Oz Management LP Put 1,583,200 2,094,400 32.29 421,337 718,274 70.47
2018-08-14 13F-HR ADVISORY RESEARCH INC 0 1,588 0 545
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 15,625,798 11,931,923 -23.64 4,158,494 4,092,053 -1.60
2017-05-15 13F-HR Amici Capital, LLC 2,000 0 -100.00 427 0 -100.00
2018-07-18 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 1,495 1,275 -14.72 398 437 9.80
2018-08-10 13F-HR Mint Tower Capital Management B.V. Put 14,200 4,870
2018-08-13 13F-HR Opes Advisors Inc 0 4,747 0 1,628
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 39,500 178,100 350.89 10,512 61,081 481.06
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 0 1,114 0 382
2017-10-10 13F-HR APPROPRIATE BALANCE FINANCIAL SERVICES INC. 793 758 -4.41 2,195 2,223 1.28
2018-07-16 13F-HR Regent Investment Management LLC 1,290 1,190 -7.75 343 408 18.95
2018-08-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Put 0 7,500 0 2,572
2018-01-16 13F-HR 440 INVESTMENT GROUP, LLC 730 227
2018-08-14 13F-HR ETRADE Capital Management LLC 1,461 1,817 24.37 389 623 60.15
2018-04-18 13F-HR Integral Derivatives, LLC 3,090 822
2018-07-19 13F-HR FRED ALGER MANAGEMENT INC 17,356 3,798 -78.12 4,619 1,303 -71.79
2018-08-10 13F-HR Calton & Associates, Inc. 771 0 -100.00 205 0 -100.00
2018-08-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 0 34 0 12
2018-08-03 13F-HR KBC Group NV 43,119 45,462 5.43 11,475 15,591 35.87
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 353,335 366,275 3.66 94,033,044 125,614,011 33.58
2018-08-13 13F-HR Global Retirement Partners, Llc 982 1,076 9.57 261 369 41.38
2018-07-31 13F-HR TELEMUS CAPITAL, LLC 7,171 7,286 1.60 1,909 2,499 30.91
2018-07-31 13F-HR CWM, LLC 195 3,794 1,845.64 52 1,301 2,401.92
2018-08-14 13F-HR Slow Capital, Inc. 7,184 5,950 -17.18 1,912 2,041 6.75
2018-08-10 13F-HR WASHINGTON TRUST Co 0 178 0 61
2018-07-31 13F-HR Blankinship & Foster, LLC 1,760 1,760 0.00 468 604 29.06
2018-07-31 13F-HR HOWE & RUSLING INC 5 5 0.00 1 2 100.00
2018-08-13 13F-HR/A Krane Funds Advisors Llc 3,278 3,139 -4.24 872 1,076 23.39
2018-08-07 13F-HR American Trust Investment Advisors, LLC 921 0 -100.00 245 0 -100.00
2018-07-18 13F-HR Sawyer & Company, Inc 67 0 -100.00 18 0 -100.00
2018-08-16 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 1,132 324 -71.38 301 113 -62.46
2018-06-05 13F-HR WealthTrust Fairport, LLC 0 220 0 59
2018-08-14 13F-HR Paloma Partners Management Co 3,478 0 -100.00 925 0 -100.00
2018-08-09 13F-HR Woodard & Co Asset Management Group Inc /adv 100 0 -100.00 27 0 -100.00
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 13,700 12,500 -8.76 3,854 4,287 11.24
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 23,324 23,324 0.00 6,203 6,203 0.00
2018-08-14 13F-HR Capital Bank & Trust Co 25 38 52.00 7 13 85.71
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 56,660 51,002 -9.99 15,079 17,491 16.00
2018-08-14 13F-HR LPL Financial LLC 40,460 38,538 -4.75 10,768 13,217 22.74
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 1,200,500 1,538,100 28.12 319,489 527,491 65.10
2018-08-13 13F-HR APG Asset Management N.V. 212,161 196,361 -7.45 45,910 57,678 25.63
2018-08-07 13F-HR Family Capital Trust Co 5 5 0.00 1 2 100.00
2018-08-01 13F-HR Beech Hill Advisors, Inc. 1,190 0 -100.00 317 0 -100.00
2018-07-18 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 1,802 1,780 -1.22 480 610 27.08
2018-07-23 13F-HR Horan Securities, Inc. 80 80 0.00 24 26 8.33
2018-08-06 13F-HR Mcilrath & Eck, Llc 67 49 -26.87 18 17 -5.56
2018-07-26 13F-HR Sterling Investment Advisors, Ltd. 894 894 0.00 238 306 28.57
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 5,311 0 -100.00 1,413 0 -100.00
2018-07-25 13F-HR Main Street Research LLC 1,445 645 -55.36 385 221 -42.60
2018-08-14 13F-HR MASON CAPITAL MANAGEMENT LLC Put 1,350,000 669,700 -50.39 359,276 229,674 -36.07
2018-07-27 13F-HR Eqis Capital Management, Inc. 3,060 0 -100.00 814 0 -100.00
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,238 1,256 1.45 327 429 31.19
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 103,201 308
2018-05-11 13F-HR CITIGROUP INC Call 555,560 340,949 -38.63 172,974 90,737 -47.54
2018-08-13 13F-HR Penserra Capital Management LLC 184 280 52.17 48 97 102.08
2018-07-16 13F-HR Lenox Wealth Advisors, Inc. 100 100 0.00 27 34 25.93
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 2,636 2,604 -1.21 702 893 27.21
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 2 2 0.00 1 1 0.00
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 1,543 1,828 18.47 411 627 52.55
2018-08-13 13F-HR Renaissance Technologies LLC 367,792 97,880
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 402,621 308,521 -23.37 107,150 105,807 -1.25
2018-08-21 13F-HR SRS Capital Advisors, Inc. 101 193 91.09 26 66 153.85
2018-08-14 13F-HR MARK ASSET MANAGEMENT CORP Call 30,300 40,000 32.01 8,064 13,718 70.11
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 84 70 -16.67 21 24 14.29
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 2,925 2,496 -14.67 778 856 10.03
2018-07-26 13F-HR Sharkey, Howes & Javer 20 10 -50.00 5 3 -40.00
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 101,828 100,740 -1.07 27,099 34,556 27.52
2018-08-14 13F-HR Diametric Capital, Lp 4,887 9,166 87.56 1,301 3,143 141.58
2018-08-10 13F-HR GRIMES & COMPANY, INC. 1,232 1,197 -2.84 328 411 25.30
2018-08-10 13F-HR CAZ INVESTMENTS LP Put 10,000 3,430
2018-08-02 13F-HR JENNISON ASSOCIATES LLC 3,242,810 4,332,187 33.59 863,009 1,485,724 72.16
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 264,732 476,053 79.82 70,453 163,262 131.73
2017-04-14 13F-HR Integrated Wealth Management 2,685 2,612 -2.72 574 727 26.66
2018-04-18 13F-HR/A FNY Partners Fund LP Put 50 0 -100.00 15 0 -100.00
2018-08-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Put 38,000 2,480
2018-08-07 13F-HR Twin Tree Management, LP Call 25,600 0 -100.00 6,813 0 -100.00
2018-08-10 13F-HR HENDERSON GROUP PLC 305,241 78,761 -74.20 81,232 27,003 -66.76
2018-08-14 13F-HR JP Morgan Chase & Co Call 276,000 399,400 44.71 73,452 136,974 86.48
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 51,839 44,460 -14.23 13,795 15,248 10.53
2018-08-07 13F-HR ARK Investment Management LLC 315,377 443,874 40.74 83,931 152,227 81.37
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 490 490 0.00 130 168 29.23
2018-08-10 13F-HR OPPENHEIMER & CO INC 5,637 4,721 -16.25 1,501 1,619 7.86
2018-08-14 13F-HR MORGAN STANLEY 1,395,354 1,030,353 -26.16 371,345 353,358 -4.84
2018-08-14 13F-HR Intellectus Partners, LLC 4,502 4,664 3.60 1,198 1,600 33.56
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 2,193 2,392 9.07 560 820 46.43
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 59,355 15,913 -73.19 15,797 2,686 -83.00
2018-08-08 13F-HR Price Wealth Management, Inc. 1,468 1,468 0.00 390 503 28.97
2018-08-13 13F-HR Patten Group, Inc. 296 100 -66.22 79 34 -56.96
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 624,561 619,585 -0.80 166,214 212,487 27.84
2018-08-13 13F-HR Advisor Group, Inc. Put 2 9 350.00 1 2 100.00
2018-07-10 13F-HR SUMWAY DEVELOPMENT LTD. 0 0 0 0
2018-08-14 13F-HR Banco Santander, S.A. 3,101 780 -74.85 825 268 -67.52
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 135,700 483,500 256.30 7,890 12,060 52.85
2018-08-14 13F-HR CSS LLC/IL 0 11,676 0 4,004
2018-08-13 13F-HR MAPLELANE CAPITAL, LLC Put 270,000 547,500 102.78 71,855 187,765 161.31
2018-07-30 13F-HR ARROW FINANCIAL CORP 3,312 2,619 -20.92 882 898 1.81
2018-08-10 13F-HR Spears Abacus Advisors LLC 1,080 0 -100.00 287 0 -100.00
2018-08-03 13F-HR WEDBUSH SECURITIES INC 2,569 1,849 -28.03 684 634 -7.31
2018-08-14 13F-HR Taconic Capital Advisors LP Put 55,000 0 -100.00 4,955 0 -100.00
2018-08-13 13F-HR ATHENA CAPITAL ADVISORS LLC 1,020 1,020 0.00 271 350 29.15
2018-08-01 13F-HR Asset Planning Services, Ltd. 15 15 0.00 4 5 25.00
2018-07-10 13F-HR State of Alaska, Department of Revenue 15,704 19,290 22.83 4,178 6,615 58.33
2018-08-14 13F-HR CLEARBRIDGE, LLC 271 93 -65.68 72 32 -55.56
2018-08-13 13F-HR NOESIS CAPITAL MANGEMENT CORP 0 697 0 239
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC Call 10,000 3,430
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 19,097 19,042 -0.29 5,082 6,530 28.49
2018-05-10 13F-HR DENVER INVESTMENT ADVISORS LLC 2,875 2,185 -24.00 895 581 -35.08
2018-08-14 13F-HR PRUDENTIAL PLC 0 718 0 246
2018-08-14 13F-HR Lee Financial CORP 168 170 1.19 45 59 31.11
2018-07-11 13F-HR Handelsbanken Fonder AB 10,294 10,294 0.00 2,740 3,530 28.83
2018-08-13 13F-HR Winch Advisory Services, LLC 354 332 -6.21 94 114 21.28
2018-08-14 13F-HR DOMINI SOCIAL INVESTMENTS LLC 0 673 0 231
2018-08-08 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1,510 1,555 2.98 402 533 32.59
2018-08-14 13F-HR Vanguard Capital Wealth Advisors 1,950 1,650 -15.38 502,671 535 -99.89
2018-08-14 13F-HR J. Goldman & Co LP 0 19,265 0 6,607
2017-05-01 13F-HR Spot Trading L.L.C Put 136,500 6,900 -94.95 29,169 1,920 -93.42
2018-08-10 13F-HR CITIGROUP INC Call 340,949 318,555 -6.57 90,737 109,249 20.40
2018-08-10 13F-HR BLUESTEIN R H & CO 2,700 2,650 -1.85 719 909 26.43
2018-08-06 13F-HR RHUMBLINE ADVISERS 123,033 125,771 2.23 32,743 43,133 31.73
2018-08-15 13F-HR GLENMEDE TRUST CO NA 6,142 4,865 -20.79 1,911 1,668 -12.72
2018-08-14 13F-HR BASSO CAPITAL MANAGEMENT, L.P. 270 0 -100.00 72 0 -100.00
2018-07-11 13F-HR Gierl Augustine Investment Management Inc 22 22 0.00 6 8 33.33
2018-08-03 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 82 82 0.00 22 28 27.27
2018-08-14 13F-HR DRW Securities, LLC Put 346,200 0 -100.00 92,134 0 -100.00
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 15,473 14,026 -9.35 4,118 4,810 16.80
2018-08-14 13F-HR Keystone Financial Group 2,042 2,258 10.58 516 757 46.71
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 200 250 25.00 50 86 72.00
2018-08-10 13F-HR CITIGROUP INC 476,429 505,909 6.19 126,793 173,502 36.84
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 9,820 10,789 9.87 23,962 370,008 1,444.14
2018-08-14 13F-HR Quad Capital Management Advisors LLC Call 5,300 1
2018-08-02 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 230 79
2018-07-18 13F-HR Prospera Financial Services 961 952 -0.94 257 325 26.46
2018-07-26 13F-HR Integrated Wealth Concepts Llc 849 749 -11.78 286 251 -12.24
2018-08-06 13F-HR Clarius Group, LLC 3,204 3,245 1.28 853 1,113 30.48
2017-04-27 13F-HR AGRAN LIBBIE 9,372 8,992 -4.05 2,003 2,502 24.91
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 41,872 40,578 -3.09 11,143 13,916 24.89
2018-08-13 13F-HR Westside Investment Management, Inc. 311 311 0.00 78,519 104,207 32.72
2018-08-14 13F-HR TEACHERS ADVISORS INC 266,169 295,157 10.89 70,836 101,224 42.90
2018-08-14 13F-HR Game Creek Capital, Lp Put 100 100 0.00 401 203 -49.38
2018-08-15 13F-HR HRT FINANCIAL LLC 3,711 1,272
2018-08-14 13F-HR/A Quinn Opportunity Partners LLC 3,000 3,000 0.00 798 1,029 28.95
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 896 716 -20.09 238 245 2.94
2018-08-06 13F-HR MARINER INVESTMENT GROUP LLC Put 0 17,500 0 175
2018-07-05 13F-HR AMERICAN NATIONAL BANK 10 0 -100.00 3 0 -100.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 16,500 16,510 0.06 152 536 252.63
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 68,832 70,530 2.47 18,318 24,188 32.04
2018-08-14 13F-HR AE Wealth Management LLC Call 400 0 -100.00 0 0
2018-08-09 13F-HR JBF Capital, Inc. 38,534 13,215
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 2,567 2,567 0.00 683 880 28.84
2018-08-14 13F-HR Graticule Asia Macro Advisors LLC Call 28,000 0 -100.00 7,452 0 -100.00
2018-08-14 13F-HR Sound Income Strategies, Llc 23 64 178.26 6 22 266.67
2018-08-14 13F-HR NORTHERN TRUST CORP 835,851 861,757 3.10 222,445 295,540 32.86
2018-08-10 13F-HR Elite Wealth Management, LLC Put 0 100 0 34
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 0 1,985 0 681
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 132,300 395,800 199.17 35,209 135,740 285.53
2018-08-02 13F-HR Seminole Management Co., Inc. 30,000 46,000 53.33 7,984 15,776 97.60
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 30,300 40,300 33.00 0 0
2018-08-07 13F-HR IPG Investment Advisors LLC 1,247 1,579 26.62 331,865 541,518 63.17
2018-07-20 13F-HR LS Investment Advisors, LLC 609 568 -6.73 162 195 20.37
2018-08-14 13F-HR CMT Capital Markets Trading GmbH 6,082 5,108 -16.01 1,619 1,752 8.21
2018-08-14 13F-HR DEUTSCHE BANK AG\ Call 3,275 6,092 86.02 870 2,089 140.11
2018-08-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,540 1,540 0.00 410 528 28.78
2018-07-19 13F-HR ATWOOD & PALMER INC 70 70 0.00 19 24 26.32
2018-08-13 13F-HR Hudson Bay Capital Management LP 19,400 20,150 3.87 5,163 6,910 33.84
2018-08-14 13F-HR ETF MANAGERS GROUP, LLC 249 378 51.81 63 14 -77.78
2018-08-14 13F-HR Northstar Capital Management Llc 188 188 0.00 50 64 28.00
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 61,994 22,418
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 1,139 709 -37.75 303 243 -19.80
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 7,669 7,079 -7.69 2,041 2,428 18.96
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,319 1,252 -5.08 351 429 22.22
2017-02-10 13F-HR BlackRock Advisors LLC 35,721 38,397 7.49 7,288 8,205 12.58
2018-07-13 13F-HR Strategic Wealth Partners, Ltd. 932 782 -16.09 283 208 -26.50
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 417 180 -56.83 111 62 -44.14
2018-07-19 13F-HR EXANE DERIVATIVES Put 245 0 -100.00 991,863 0 -100.00
2018-07-19 13F-HR Stelac Advisory Services LLC 333 114
2018-08-16 13F-HR MAI Capital Management 1,013 1,157 14.22 270 397 47.04
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 149 149 0.00 40 51 27.50
2018-08-09 13F-HR Bowie Capital Management, LLC Put 0 80,000 0 27,436
2017-05-12 13F-HR/A DELTA LLOYD NV 76,698 40,789 -46.82 16,390 11,352 -30.74
2018-08-13 13F-HR BURNEY CO/ 611 210
2018-07-20 13F-HR FCG ADVISORS, LLC 881 845 -4.09 234 290 23.93
2018-08-07 13F-HR Dynamic Advisors Solutions LLC 754 807 7.03 201 277 37.81
2018-07-11 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 2,935 2,935 0.00 781 1,007 28.94
2018-07-12 13F-HR/A Guidant Wealth Advisors 61 61 0.00 15 20 33.33
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 2,140 1,040 -51.40 454 212 -53.30
2018-07-30 13F-HR BP PLC 6,000 0 -100.00 1,596 0 -100.00
2018-08-14 13F-HR ACCIPITER CAPITAL MANAGEMENT, LLC Put 716,000 245,552
2018-05-11 13F-HR HSBC HOLDINGS PLC 150,234 81,869 -45.51 46,774 21,788 -53.42
2018-04-18 13F-HR/A FNY Partners Fund LP 5,500 250 -95.45 1,712 66 -96.14
2018-08-14 13F-HR HAWK RIDGE CAPITAL MANAGEMENT LP Put 65,000 22,292
2017-05-01 13F-HR Spot Trading L.L.C Call 37,000 8,300 -77.57 7,907 2,310 -70.79
2018-08-06 13F-HR RPG Investment Advisory, LLC 12,068 8,431 -30.14 3,211 2,465 -23.23
2018-08-14 13F-HR STIFEL FINANCIAL CORP 17,304 17,496 1.11 4,620 5,989 29.63
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 1,758 603
2018-08-09 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 16,457 15,436 -6.20 4,380 5,294 20.87
2018-08-10 13F-HR Elite Wealth Management, LLC Call 0 100 0 34
2018-08-14 13F-HR ALBION FINANCIAL GROUP /UT 2,549 2,524 -0.98 678 866 27.73
2018-08-14 13F-HR Interval Partners, LP 30,000 0 -100.00 7,984 0 -100.00
2018-08-09 13F-HR Zions Bancorporation 92 82 -10.87 24 28 16.67
2018-08-14 13F-HR Capital World Investors 4,449,216 6,090,587 36.89 1,184,070 2,088,767 76.41
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 0 10,000 0 3,430
2018-08-14 13F-HR SNS Financial Group, LLC 768 768 0.00 204 263 28.92
2018-07-17 13F-HR Calamos Advisors LLC 69,633 1,166 -98.33 18,532 400 -97.84
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 643 0 221
2018-08-14 13F-HR Coyle Financial Counsel, Inc. 80 80 0.00 21 27 28.57
2018-08-14 13F-HR Bluefin Trading, LLC Put 75,000 90,000 20.00 1,762 1,080 -38.71
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 689,200 1,245,400 80.70 183,417 427,110 132.86
2018-07-25 13F-HR CTC LLC Put 14,812 27,209 83.70 394,064 932,952 136.75
2018-08-14 13F-HR Magnetar Financial LLC 9,977 0 -100.00 2,655 0 -100.00
2018-07-17 13F-HR Edge Wealth Management LLC 481 498 3.53 128 171 33.59
2017-11-16 13F-HR AMERICAFIRST CAPITAL MANAGEMENT, LLC 256 87,322
2018-07-30 13F-HR/A Virtu Financial LLC 28,031 2,352 -91.61 7,460 807 -89.18
2018-08-09 13F-HR Tredje AP-fonden 398 334 -16.08 1,611 115 -92.86
2018-08-10 13F-HR NORTH STAR ASSET MANAGEMENT INC 0 675 0 231
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 149,400 73,700 -50.67 39,760 25,275 -36.43
2018-08-14 13F-HR Partner Fund Management, L.P. 72,537 0 -100.00 19,304 0 -100.00
2018-07-13 13F-HR Creative Financial Designs Inc /adv 45 45 0.00 12 15 25.00
2018-07-17 13F-HR BAILLIE GIFFORD & CO 12,776,074 13,171,801 3.10 3,400,097 4,517,269 32.86
2018-08-13 13F-HR Buckingham Asset Management, LLC 1,878 2,126 13.21 500 729 45.80
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 73,230 72,906 -0.44 19,513 24,998 28.11
2018-07-11 13F-HR O'Brien Wealth Partners LLC 7 0 -100.00 2 0 -100.00
2018-08-02 13F-HR Sigma Planning Corp 4,670 4,074 -12.76 1,243 1,397 12.39
2018-08-10 13F-HR Mosaic Family Wealth, LLC 74 74 0.00 20 25 25.00
2018-07-31 13F-HR GILDER GAGNON HOWE & CO LLC 661,307 514,365 -22.22 175,994 176,401 0.23
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 5,276 6,263 18.71 4,833 214,789 4,344.22
2018-07-20 13F-HR Creative Planning Call 2,000 1,200 -40.00 18 52 188.89
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 761,200 686,900 -9.76 202,579 235,573 16.29
2018-08-10 13F-HR EATON VANCE MANAGEMENT 11,999 11,894 -0.88 3,193 4,079 27.75
2018-08-13 13F-HR Peak Capital Management Llc 63 22
2018-08-02 13F-HR Biondo Investment Advisors, LLC 3,025 3,040 0.50 805 1,043 29.57
2018-08-14 13F-HR Fortis Advisors, LLC 9 9 0.00 2 3 50.00
2018-07-18 13F-HR AMALGAMATED BANK 17,396 19,021 9.34 4,630 6,523 40.89
2018-08-14 13F-HR FRANKLIN RESOURCES INC 40,852 58,276 42.65 10,872 19,985 83.82
2018-07-27 13F-HR Taylor Wealth Management Partners 22 22 0.00 6 8 33.33
2018-08-13 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 1,409 1,444 2.48 356 495 39.04
2018-08-03 13F-HR Gerber Kawasaki Wealth & Investment Management 36,649 37,591 2.57 9,753 12,595 29.14
2018-08-07 13F-HR TD Capital Management LLC 100 100 0.00 27 34 25.93
2018-08-14 13F-HR Walleye Trading LLC 0 18,058 0 6,193
2018-08-13 13F-HR Avitas Wealth Management Llc 1,376 472
2018-07-19 13F-HR Cwm Advisors, Llc 1,621 556
2018-08-03 13F-HR FineMark National Bank & Trust 2,336 2,368 1.37 622 812 30.55
2018-08-13 13F-HR MONETARY MANAGEMENT GROUP INC 75 75 0.00 20 26 30.00
2018-08-14 13F-HR Voya Investment Management LLC 15,827 16,336 3.22 4,212 5,602 33.00
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Call 0 250,000 0 85,738
2018-08-14 13F-HR J. Goldman & Co LP Put 10,000 20,000 100.00 2,661 6,859 157.76
2018-08-03 13F-HR SEI INVESTMENTS CO 46,271 60,100 29.89 12,315 20,612 67.37
2018-07-09 13F-HR CENTRAL TRUST Co 1,485 1,111 -25.19 395 381 -3.54
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 13,986 13,525 -3.30 3,750 4,853 29.41
2018-08-13 13F-HR Myda Advisors Llc Call 14,500 4,973
2018-08-07 13F-HR CONNABLE OFFICE INC 2,300 2,300 0.00 612 789 28.92
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 1,013 1,021 0.79 270 350 29.63
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 10,073,400 13,235,400 31.39 2,680,834 4,539,081 69.32
2018-08-14 13F-HR Worm Capital, Llc 106,323 120,842 13.66 28,296 41,443 46.46
2018-07-09 13F-HR Fisher Asset Management, LLC 915 869 -5.03 244 298 22.13
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 51,900 114,400 120.42 13,812 39,234 184.06
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 33,947 34,138 0.56 8,623 11,708 35.78
2017-02-21 13F-HR/A Thrax Management, LLC Put 49,500 85,000 71.72 491 18,163 3,599.19
2018-08-14 13F-HR UBS Group AG Call 296,900 314,690 5.99 79,014 107,923 36.59
2018-07-05 13F-HR Clarus Wealth Advisors 99 26
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 226 122 -46.02 60 42 -30.00
2018-08-09 13F-HR CIBC Asset Management Inc 11,815 12,848 8.74 3,144 4,406 40.14
2018-08-02 13F-HR D.A. DAVIDSON & CO. 2,624 2,686 2.36 698 921 31.95
2018-08-07 13F-HR Oakworth Capital, Inc. 48 48 0.00 14 16 14.29
2018-08-02 13F-HR Fiera Capital Corp 8,022 6,946 -13.41 2,135 2,382 11.57
2018-08-08 13F-HR Manchester Capital Management LLC 1,722 1,687 -2.03 458 579 26.42
2018-08-13 13F-HR Covington Capital Management 1,406 1,396 -0.71 374 479 28.07
2018-08-14 13F-HR BARCLAYS PLC Call 485,811 953,611 96.29 129,289 327,040 152.95
2018-08-07 13F-HR Blue Chip Wealth Management, Inc. 1,444 1,099 -23.89 384 377 -1.82
2018-08-13 13F-HR Myda Advisors Llc 600 0 -100.00 160 0 -100.00
2018-08-08 13F-HR Private Capital Group, Llc 127 122 -3.94 34 41 20.59
2018-08-14 13F-HR JHL Capital Group LLC Put 300,000 480,000 60.00 79,839 164,616 106.18
2018-08-01 13F-HR Wagner Wealth Management, Llc 570 330 -42.11 152 113 -25.66
2018-07-18 13F-HR St. Johns Investment Management Company, LLC 129 19 -85.27 34 7 -79.41
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 4,500 2,500 -44.44 1,198 857 -28.46
2018-07-11 13F-HR Xact Kapitalforvaltning AB 24,126 23,463 -2.75 6,421 8,047 25.32
2018-07-19 13F-HR Legacy Advisors, Llc 86 78 -9.30 26 27 3.85
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 24,238 24,222 -0.07 6,450 8,307 28.79
2018-07-30 13F-HR Bristlecone Advisors, LLC 770 754 -2.08 205 259 26.34
2018-08-14 13F-HR BRYN MAWR TRUST Co 1,382 474
2018-07-20 13F-HR Capital Advisors, Ltd. LLC 69 69 0.00 18 24 33.33
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 130,200 207,600 59.45 34,650 71,196 105.47
2018-08-08 13F-HR Miracle Mile Advisors, LLC 1,001 950 -5.09 266 326 22.56
2018-08-09 13F-HR Reynders McVeigh Capital Management, LLC 2,020 2,071 2.52 538 710 31.97
2018-07-20 13F-HR Nikko Asset Management Americas, Inc. 234 109,548 46,715.38 62 37,569 60,495.16
2018-08-13 13F-HR PROFUND ADVISORS LLC 10,835 10,922 0.80 2,884 3,746 29.89
2018-08-10 13F-HR Harfst & Associates, Inc. 990 1,048 5.86 263 359 36.50
2018-08-09 13F-HR Gradient Investments LLC 6 0 -100.00 2 0 -100.00
2018-08-14 13F-HR Marathon Trading Investment Management LLC Put 32,400 148,000 356.79 8,623 50,757 488.62
2018-08-14 13F-HR Jacobi Capital Management LLC 430 330 -23.26 109 113 3.67
2018-08-14 13F-HR ZEVENBERGEN CAPITAL INVESTMENTS LLC 394,143 420,583 6.71 104,894 144,239 37.51
2018-08-14 13F-HR Pomelo Capital LLC Put 544,420 229,520 -57.84 173,405 78,714 -54.61
2018-08-14 13F-HR Apriem Advisors 1,134 3,451 204.32 302 1,184 292.05
2018-08-03 13F-HR AlphaMark Advisors, LLC 225 225 0.00 60 77 28.33
2018-08-14 13F-HR HighTower Advisors, LLC Call 3,800 4,000 5.26 34 121 255.88
2018-08-13 13F-HR Oz Management LP Call 0 61,700 0 21,160
2017-08-07 13F-HR Geneva Advisors, LLC 9,352 10,097 7.97 2,603 3,651 40.26
2018-08-14 13F-HR CROSSLINK CAPITAL INC 12,443 4,267
2018-08-14 13F-HR Arbiter Partners Capital Management LLC Put 1,124,200 1,192,500 6.08 299,183 408,968 36.69
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 92,661 87,810 -5.24 28,850 23,369 -19.00
2018-07-20 13F-HR North Star Investment Management Corp. 431 364 -15.55 115 125 8.70
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 39,960 39,593 -0.92 10,634 13,578 27.68
2018-08-08 13F-HR GenTrust, LLC 2,030 2,030 0.00 540 696 28.89
2018-08-15 13F-HR Bruderman Asset Management, LLC 150 150 0.00 40 51 27.50
2017-05-11 13F-HR DIALECTIC CAPITAL MANAGEMENT, LP 15,000 0 -100.00 3,205 0 -100.00
2017-11-09 13F-HR Ark Investment Management Llc 63,429 21,636
2018-08-14 13F-HR BAMCO INC /NY/ 1,657,488 1,662,723 0.32 441,107 570,231 29.27
2018-08-13 13F-HR SOMA EQUITY PARTNERS LP 170,000 100,000 -41.18 45,242 34,295 -24.20
2018-07-31 13F-HR Lee Financial Group Hawaii, Inc. 9,171 0 -100.00 2,441 0 -100.00
2018-07-27 13F-HR SUMMIT SECURITIES GROUP, LLC Put 0 40 0 1,372
2018-07-26 13F-HR Lenox Wealth Management, Inc. 395 395 0.00 105 135 28.57
2018-08-14 13F-HR Lido Advisors, LLC 1,555 1,631 4.89 413 559 35.35
2018-08-09 13F-HR BlackRock Inc. 6,053,414 6,459,236 6.70 1,610,995 2,215,195 37.50
2018-04-26 13F-HR Sturgeon Ventures Llp 6,350 7,050 11.02 2,373 2,155 -9.19
2018-08-10 13F-HR Shell Asset Management Co 8,466 9,497 12.18 2,253 3,257 44.56
2018-08-13 13F-HR IBM Retirement Fund 3,695 3,360 -9.07 983 1,152 17.19
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 6,711 0 -100.00 1,786 0 -100.00
2018-08-07 13F-HR SG Americas Securities, LLC Call 186,000 131,000 -29.57 1,986 9,368 371.70
2018-08-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC 97,857 0 -100.00 26,043 0 -100.00
2018-08-14 13F-HR Gryphon Financial Partners Llc 115 217 88.70 31 74 138.71
2018-08-20 13F-HR Winton Capital Group Ltd 3,445 0 -100.00 917 0 -100.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 23,650 0 8,111
2018-08-09 13F-HR Swiss National Bank 431,385 418,585 -2.97 114,804 143,554 25.04
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Put 0 974 0 334
2018-08-10 13F-HR NEXT Financial Group, Inc 1,046 0 -100.00 278 0 -100.00
2018-08-14 13F-HR Apollo Management Holdings, L.P. Put 5,000 5,000 0.00 1,331 1,715 28.85
2018-08-10 13F-HR INGALLS & SNYDER LLC 0 434 0 149
2018-08-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 1,142 1,092 -4.38 304 375 23.36
2018-08-03 13F-HR Brown Advisory Securities, LLC 0 588 0 201
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 213,118 217,858 2.22 56,717 74,714 31.73
2018-08-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 1,843 1,843 0.00 490 632 28.98
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 30 10
2018-08-03 13F-HR Financial Architects, Inc Put 600 0 -100.00 159 0 -100.00
2018-08-01 13F-HR Personal Capital Advisors Corp 89,264 97,771 9.53 23,756 33,530 41.14
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 2,540 2,490 -1.97 676 854 26.33
2018-08-06 13F-HR Sonora Investment Management, LLC 115 115 0.00 30,605 39 -99.87
2018-08-14 13F-HR Crawford Lake Capital Management, LLC 19,940 0 -100.00 5,307 0 -100.00
2018-08-10 13F-HR KLS Diversified Asset Management LP Put 200,000 68,590
2018-08-14 13F-HR FIFTH THIRD BANCORP 6,684 7,687 15.01 1,779 2,636 48.17
2018-08-14 13F-HR Evercore Wealth Management, LLC 5,072 4,675 -7.83 1,350 1,603 18.74
2018-08-08 13F-HR Hanson McClain, Inc. 1,097 1,097 0.00 292 376 28.77
2018-08-02 13F-HR Blume Capital Management, Inc. 91 31 -65.93 24 11 -54.17
2018-08-20 13F-HR GREEN SQUARE CAPITAL LLC 753 0 -100.00 200 0 -100.00
2018-08-09 13F-HR PICTET BANK & TRUST Ltd 1,737 0 -100.00 462 0 -100.00
2018-08-13 13F-HR Manikay Partners, LLC Put 350,000 228,500 -34.71 93,146 78,364 -15.87
2018-08-03 13F-HR Seacrest Wealth Management, Llc 692 390 -43.64 184 134 -27.17
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 126,400 98,000 -22.47 33,639 33,609 -0.09
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 87 87 0.00 26 28 7.69
2018-08-07 13F-HR Johnson Financial Group, Inc. 91 90 -1.10 24 31 29.17
2018-05-11 13F-HR CITIGROUP INC Put 642,671 613,800 -4.49 200,095 163,350 -18.36
2018-08-10 13F-HR Tricadia Capital Management, LLC Put 24,000 0 -100.00 493 0 -100.00
2018-07-19 13F-HR Carroll Financial Associates, Inc. 419 221 -47.26 111 75 -32.43
2018-08-10 13F-HR HSBC HOLDINGS PLC 81,869 58,388 -28.68 21,788 20,024 -8.10
2018-08-15 13F-HR PITTENGER & ANDERSON INC 335 320 -4.48 89 110 23.60
2018-08-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP Put 13,000 4,458
2018-08-10 13F-HR OARSMAN CAPITAL, INC. 0 640 0 219
2018-07-20 13F-HR GOODWIN DANIEL L 0 600 0 206
2018-07-26 13F-HR Atlanta Capital Group 1,451 1,431 -1.38 386 491 27.20
2018-08-14 13F-HR Moors & Cabot, Inc. 2,795 2,081 -25.55 744 714 -4.03
2018-08-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP Put 250,000 650,000 160.00 66,533 222,918 235.05
2018-08-14 13F-HR Quad Capital Management Advisors LLC 0 1,640 0 562
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 261 70 -73.18 69 24 -65.22
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 60 60 0.00 16 21 31.25
2018-07-12 13F-HR Daiwa SB Investments Ltd. 5,696 10,657 87.10 1,516 3,655 141.09
2018-08-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 15,703 16,417 4.55 4,179 5,630 34.72
2018-08-14 13F-HR Dorsal Capital Management, LLC 35,000 0 -100.00 9,315 0 -100.00
2018-08-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 1,097,040 1,095,115 -0.18 291,955 375,570 28.64
2018-08-17 13F-HR Trilogy Capital Inc. 904 585 -35.29 241 201 -16.60
2018-08-14 13F-HR 1832 Asset Management L.P. 165 165 0.00 44 53 20.45
2017-01-13 13F-HR MetLife Securities, Inc 8,396 11,817 40.75 1,713 2,525 47.40
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 4,600 5,700 23.91 1,224 1,955 59.72
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 400 900 125.00 106 309 191.51
2017-05-08 13F-HR ARXIS SECURITIES LLC 75,597 0 -100.00 16,154 0 -100.00
2018-08-02 13F-HR PARK CIRCLE Co Put 6,600 0 -100.00 1,756 0 -100.00
2018-07-12 13F-HR James Hambro & Partners 200 180 -10.00 53 62 16.98
2018-07-16 13F-HR Beacon Capital Management, Inc. 2 2 0.00 1 1 0.00
2018-08-10 13F-HR GABELLI SECURITIES, INC. Put 0 100 0 320
2018-08-07 13F-HR Crewe Advisors Llc 1,811 1,811 0.00 482 621 28.84
2017-07-27 13F-HR Spot Trading L.l.c. Call 38,400 13,886
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 3,800 2,900 -23.68 1,011 995 -1.58
2018-07-17 13F-HR Willow Creek Wealth Management Inc. 1,366 1,215 -11.05 364 417 14.56
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 3,034 3,049 0.49 807 1,046 29.62
2018-08-06 13F-HR Checchi Capital Advisers, LLC 1,436 1,476 2.79 382 506 32.46
2018-08-14 13F-HR Point72 Asset Management, L.P. Put 100,000 150,000 50.00 26,613 51,443 93.30
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 7,830 1,427 -81.78 2,084 489 -76.54
2018-08-10 13F-HR JW Asset Management, LLC 5,000 15,000 200.00 1,331 5,144 286.48
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 458,100 425,500 -7.12 121,914 145,925 19.70
2018-08-14 13F-HR Partner Investment Management, L.P. 1,902 0 -100.00 506 0 -100.00
2018-07-16 13F-HR Filament LLC 3,740 3,740 0.00 995 1,282 28.84
2018-08-09 13F-HR Tortoise Investment Management, LLC 25 25 0.00 7 9 28.57
2018-08-14 13F-HR Worm Capital, Llc Call 60,000 486,100 710.17 15,967 166,708 944.08
2018-08-06 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 700 700 0.00 186 240 29.03
2018-08-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 800,000 400,000 -50.00 212,904 137,180 -35.57
2018-08-14 13F-HR Rikoon Group, LLC 807 797 -1.24 203 273 34.48
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC 881 1,031 17.03 234 354 51.28
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 208 200 -3.85 55 69 25.45
2018-08-07 13F-HR United Asset Strategies, Inc. 990 0 -100.00 263 0 -100.00
2018-08-06 13F-HR BRIGHTON JONES LLC 5,336 5,082 -4.76 1,420 1,743 22.75
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 1,808,100 3,943,400 118.10 481,189 1,352,389 181.05
2018-07-03 13F-HR Washington Trust Bank 669 669 0.00 178 229 28.65
2018-08-07 13F-HR Hartland & Co., LLC 1,857 1,909 2.80 494 655 32.59
2018-08-10 13F-HR Avestar Capital, Llc 477 785 64.57 207 267 28.99
2018-08-13 13F-HR KETTLE HILL CAPITAL MANAGEMENT, LLC 1,823 1,687 -7.46 485 579 19.38
2018-08-09 13F-HR All Terrain Financial Advisors, Llc 841 911 8.32 224 312 39.29
2018-08-07 13F-HR TORTOISE CAPITAL ADVISORS, L.L.C. 37 37 0.00 10 13 30.00
2018-08-14 13F-HR EULAV Asset Management 23,000 21,500 -6.52 6,121 7,373 20.45
2018-08-07 13F-HR Twin Tree Management, LP Put 13,600 3,900 -71.32 3,619 1,338 -63.03
2018-08-09 13F-HR D'Orazio & Associates, Inc. 30 30 0.00 8 10 25.00
2018-08-13 13F-HR Hudson Bay Capital Management LP Call 40,000 25,500 -36.25 10,645 8,745 -17.85
2018-07-09 13F-HR Centerstar Asset Management, Llc Put 129 37 -71.32
2018-08-14 13F-HR Broad Peak Investment Management Ltd. Call 7,600 0 -100.00 2,023 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 668,600 668,600 0.00 177,935 177,935 0.00
2018-08-14 13F-HR Jefferies Group LLC 175,124 87 -99.95 46,606 30 -99.94
2018-07-26 13F-HR Ashfield Capital Partners, LLC 2,690 2,690 0.00 716 923 28.91
2018-07-30 13F-HR Winthrop Partners - Wny, Llc 70 70 0.00 20,276 24,006 18.40
2018-07-11 13F-HR Lowe fs, LLC 81 81 0.00 22 28 27.27
2018-08-02 13F-HR Sg3 Management, Llc Call 10,000 3,430
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 2,231 2,343 5.02 594 804 35.35
2018-08-14 13F-HR Natixis 52,439 40,603 -22.57 13,956 13,925 -0.22
2018-07-30 13F-HR Daiwa Securities Group Inc. 6,556 11,035 68.32 4,389 6,808 55.12
2017-01-23 13F-HR CenterStar Fund, LLC Put 11
2018-08-14 13F-HR MACQUARIE GROUP LTD 56,449 62,596 10.89 15,023 21,467 42.89
2018-07-27 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 3,112 3,176 2.06 828 1,089 31.52
2018-07-26 13F-HR WP Advisors, LLC 137 47
2018-08-08 13F-HR Financial Advocates Investment Management 3,864 2,658 -31.21 1,028 892 -13.23
2018-08-14 13F-HR SMITH, MOORE & CO. 812 812 0.00 216 278 28.70
2018-08-07 13F-HR Clear Perspective Advisors, LLC 39 39 0.00 10 13 30.00
2018-07-30 13F-HR Regal Wealth Group, Inc. 158 158 0.00 42 54 28.57
2018-08-13 13F-HR CONTINENTAL ADVISORS LLC Put 8,000 11,000 37.50 2,129 3,772 77.17
2018-08-08 13F-HR Homrich & Berg 0 976 0 335
2018-07-23 13F-HR SUMITOMO LIFE INSURANCE CO 2,674 2,795 4.53 712 959 34.69
2018-08-07 13F-HR Linscomb & Williams, Inc. 6,590 6,605 0.23 1,754 2,265 29.13
2018-08-03 13F-HR Centiva Capital, Lp Call 3,800 1,303
2018-08-14 13F-HR UBS Group AG Put 1,513,600 1,302,400 -13.95 402,814 446,658 10.88
2018-08-14 13F-HR Marathon Trading Investment Management LLC 8,671 14,449 66.64 2,308 4,955 114.69
2018-08-14 13F-HR LAKEWOOD CAPITAL MANAGEMENT, LP Put 32,000 85,000 165.62 8,516 29,151 242.31
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 1,395,900 1,856,000 32.96 371,491 636,515 71.34
2018-08-09 13F-HR Private Advisor Group, LLC 6,325 3,937 -37.75 1,682 1,323 -21.34
2018-07-24 13F-HR Cribstone Capital Management, LLC 65 18 -72.31 17 6 -64.71
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 69,005 0 23,665
2018-08-14 13F-HR Paloma Partners Management Co Put 26,200 40,400 54.20 6,972 13,598 95.04
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 117,000 2,044 -98.25 31,137,210 70,098,980 125.13
2018-08-07 13F-HR SG Americas Securities, LLC Put 215,000 240,000 11.63 11,323 8,604 -24.01
2018-08-07 13F-HR Twin Tree Management, LP 1,682 3,247 93.04 448 1,114 148.66
2018-08-08 13F-HR STALEY CAPITAL ADVISERS INC 0 730 0 250
2018-08-14 13F-HR Crawford Lake Capital Management, LLC Put 31,300 0 -100.00 8,330 0 -100.00
2018-08-06 13F-HR BKS ADVISORS, LLC 6,108 6,142 0.56 1,626 2,106 29.52
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 9,074 0 -100.00 2,415 0 -100.00
2018-08-08 13F-HR Nissay Asset Management Corp /japan/ /adv 15,214 14,817 -2.61 4,049 5,081 25.49
2018-08-14 13F-HR DIAM Co., Ltd. 221,281 217,591 -1.67 58,890 74,798 27.01
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 15,000 22,000 46.67 3,992 7,545 89.00
2018-08-15 13F-HR/A MONETA GROUP INVESTMENT ADVISORS LLC 115 254 120.87 31 87 180.65
2018-08-14 13F-HR CMT Capital Markets Trading GmbH Call 292,400 272,800 -6.70 77,816 93,557 20.23
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 134 134 0.00 36 46 27.78
2018-08-08 13F-HR Private Ocean, LLC 15 15 0.00 3 5 66.67
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 17,584 12,416 -29.39 5,997 3,865 -35.55
2018-08-15 13F-HR HPM Partners LLC 4,575 4,660 1.86 1,218 1,598 31.20
2018-08-15 13F-HR D. SCOTT NEAL, INC. 479 0 -100.00 127 0 -100.00
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 1,279 1,187 -7.19 340 407 19.71
2018-08-13 13F-HR L & S Advisors Inc 1,001 1,001 0.00 266 343 28.95
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 18,333 21,622 17.94 4,879 7,415 51.98
2018-08-10 13F-HR Omnia Family Wealth, LLC 100 100 0.00 27 34 25.93
2018-08-14 13F-HR Polar Asset Management Partners Inc. 37,500 0 -100.00 9,980 0 -100.00
2018-08-14 13F-HR Nuveen Asset Management, LLC 17,000 13,104 -22.92 4,524 4,494 -0.66
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 0 30,000 0 10,289
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 184 26 -85.87 48,970 10 -99.98
2018-08-13 13F-HR COBALT CAPITAL MANAGEMENT INC 0 7,000 0 2,401
2018-07-23 13F-HR CAPROCK Group, Inc. 831 2,251 170.88 221 772 249.32
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 5,975 5,932 -0.72 1,590 2,034 27.92
2018-08-10 13F-HR Berkshire Capital Holdings Inc 10 22,120 221,100.00 2,661 7,586 185.08
2018-08-14 13F-HR Clearbridge Investments, LLC 0 24 0 8
2018-07-26 13F-HR Advisornet Financial, Inc 1,112 2,785 150.45 296 955 222.64
2018-08-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 1,309 1,258 -3.90 348 431 23.85
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 611 346 -43.37 163 120 -26.38
2018-08-13 13F-HR ROSENBLUM SILVERMAN SUTTON S F INC /CA 4,643 4,493 -3.23 1,236 1,541 24.68
2018-08-14 13F-HR Pinnacle Family Advisors, Llc 1,120 595 -46.88 298 204 -31.54
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 107,240 164,949 53.81 28,858 56,569 96.03
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 267 267 0.00 71 92 29.58
2018-08-15 13F-HR Verition Fund Management LLC Put 11,200 3,841
2018-07-30 13F-HR Aperio Group, LLC 36,427 37,146 1.97 9,694 12,739 31.41
2018-08-10 13F-HR Stephens Investment Management Group LLC 6,601 5,758 -12.77 1,757 2,015 14.68
2018-07-17 13F-HR SPHINX TRADING, LP Put 300 0 -100.00 64 0 -100.00
2018-08-02 13F-HR Barrett Asset Management, LLC 50 50 0.00 13 17 30.77
2018-08-13 13F-HR WS MANAGEMENT LLLP Put 50,000 100,000 100.00 13,307 34,295 157.72
2018-07-27 13F-HR Advisory Services Network, LLC 1,877 1,865 -0.64 500 572 14.40
2018-08-03 13F-HR Global Financial Private Capital, LLC 3,952 5,100 29.05 1,052 1,749 66.25
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,739 5,330 -7.13 1,527 1,828 19.71
2018-08-10 13F-HR Ferris Capital, Llc 220 215 -2.27 59 74 25.42
2018-08-09 13F-HR WMS Partners, LLC 1,369 1,369 0.00 364 469 28.85
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 31,800 69,000 116.98 9,901 18,363 85.47
2018-08-10 13F-HR Opera Trading Capital 150 51
2018-07-13 13F-HR TRUE Private Wealth Advisors 0 684 0 234
2018-08-03 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 300 0 -100.00 80 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 127,302 105,465 -17.15 33,878 36,168 6.76
2018-08-13 13F-HR AMF Pensionsforsakring AB 7,712 20,439 165.03 2,052 7,010 241.62
2018-08-14 13F-HR Intellectus Partners, LLC Put 5,000 5,000 0.00 93 48 -48.39
2018-07-31 13F-HR Sumitomo Mitsui Asset Management Company, LTD 696,125 540,971 -22.29 185,259 185,526 0.14
2018-08-13 13F-HR Baird Financial Group, Inc. 71,181 70,751 -0.60 18,943 24,265 28.09
2018-07-25 13F-HR CTC LLC 0 41,255 0 14,148
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 1,119 0 -100.00 299 0 -100.00
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 7,807 5,757 -26.26 2,076 1,976 -4.82
2018-05-15 13F-HR We Are One Seven, Llc Call 1 0 -100.00 6 0 -100.00
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 965 935 -3.11 257 321 24.90
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 43,921 39,523 -10.01 11,689 13,555 15.96
2018-08-03 13F-HR Sandy Spring Bank 969 644 -33.54 258 221 -14.34
2018-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 166 57
2018-08-14 13F-HR Banco De Sabadell, S.a 170 0 -100.00 48 0 -100.00
2018-08-10 13F-HR Cutler Group LP Call 81,000 80,200 -0.99 701 2,263 222.82
2018-08-14 13F-HR Bluefin Trading, LLC 0 22,990 0 7,884
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 119,700 0 41,051
2018-08-14 13F-HR HBK INVESTMENTS L P 24,500 0 -100.00 6,520 0 -100.00
2018-08-14 13F-HR Jump Trading, LLC 0 10,771 0 3,694
2018-07-31 13F-HR Tarbox Group, Inc. 9 9 0.00 2 3 50.00
2018-07-31 13F-HR Rockefeller Capital Management L.p. 100 100 0.00 27 34 25.93
2018-08-10 13F-HR Richard Bernstein Advisors LLC 12,165 12,790 5.14 3,237 4,386 35.50
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 58,000 0 19,891
2018-08-14 13F-HR Firsthand Capital Management, Inc. 10,600 0 -100.00 2,821 0 -100.00
2018-08-14 13F-HR WHITEBOX ADVISORS LLC Put 55,000 55,000 0.00 14,637 18,862 28.87
2018-08-15 13F-HR TANAKA CAPITAL MANAGEMENT INC 2,181 2,161 -0.92 580 741 27.76
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 15 15 0.00 4 5 25.00
2018-07-17 13F-HR Gemmer Asset Management LLC 638 638 0.00 170 219 28.82
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 50,000 74,000 48.00 0 0
2018-08-14 13F-HR Aft, Forsyth & Company, Inc. 2,020 0 -100.00 538 0 -100.00
2018-08-13 13F-HR NORTHEAST INVESTMENT MANAGEMENT 940 649 -30.96 250 223 -10.80
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 16,073 23,638 47.07 4,278 8,107 89.50
2017-02-10 13F-HR BlackRock Group LTD 712,298 769,784 8.07 145,329 164,494 13.19
2018-08-14 13F-HR PEAK6 Investments, L.P. 98,990 0 -100.00 26,344 0 -100.00
2018-08-10 13F-HR ING GROEP NV 12,244 14,962 22.20 3,258 5,131 57.49
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 304,642 231,784 -23.92 81,074 79,490 -1.95
2018-07-18 13F-HR Cornerstone Advisors, Inc. 399 439 10.03 106 151 42.45
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 443,442 424,773 -4.21 118,013 145,676 23.44
2018-08-13 13F-HR Centerpoint Advisors, Llc 3 3 0.00 1 1 0.00
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,728 6,328 -5.95 1,791 2,170 21.16
2018-08-09 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 0 691 0 237
2018-07-20 13F-HR Creative Planning Put 2,500 3,000 20.00 141 75 -46.81
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 33,571 128,006 281.30 8,934 43,900 391.38
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,371 1,336 -2.55 365 458 25.48
2017-05-10 13F-HR Concert Wealth Management Inc. 3,020 3,091 2.35 639 655 2.50
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 17,000 25,000 47.06 4,524 8,574 89.52
2018-07-09 13F-HR Watermark Asset Management, Inc. 1 17 1,600.00 0 6
2018-08-14 13F-HR Resources Investment Advisors, Inc. 696 733 5.32 185 252 36.22
2018-08-14 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2,000 0 -100.00 532 0 -100.00
2018-07-19 13F-HR Ballentine Partners, LLC 1,746 2,816 61.28 465 966 107.74
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 2,136 2,223 4.07 569 762 33.92
2018-04-18 13F-HR/A FNY Partners Fund LP Call 370 515 39.19 106 137 29.25
2018-02-06 13F-HR/A Hutchens Investment Management Inc 0 0
2017-02-10 13F-HR BlackRock Fund Advisors 648,446 732,442 12.95 132,302 156,516 18.30
2018-08-13 13F-HR Advisor Group, Inc. 16,806 13,927 -17.13 4,472 4,775 6.78
2018-07-19 13F-HR Wealth Architects, LLC 954 903 -5.35 254 310 22.05
2018-07-11 13F-HR Evanson Asset Management, LLC 3,799 3,799 0.00 1,011 1,303 28.88
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 185,183 155,114 -16.24 49,283 53,196 7.94
2018-08-14 13F-HR Ruggie Capital Group 5 40 700.00 1 14 1,300.00
2018-08-13 13F-HR Mascoma Wealth Management LLC 50 50 0.00 13 17 30.77
2018-08-09 13F-HR JBF Capital, Inc. Put 5,494 6,856 24.79 10,504 3,163 -69.89
2018-07-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 290 0 -100.00 77 0 -100.00
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 4,963 5,568 12.19 1,321 1,910 44.59
2018-08-14 13F-HR QCM Cayman, Ltd. 2,036 0 -100.00 542 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 701,400 701,400 0.00 186,664 186,664 0.00
2018-08-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP 287,368 287,368 0.00 76,477 98,553 28.87
2018-08-10 13F-HR Perennial Advisors, LLC 222 172 -22.52 59 59 0.00
2018-08-10 13F-HR Krasney Financial LLC 100 60 -40.00 27 21 -22.22
2018-08-09 13F-HR Blackhawk Capital Partners Llc. 187 187 0.00 50 50 0.00
2018-08-07 13F-HR Stevens First Principles Investment Advisors 45 45 0.00 12 15 25.00
2018-08-01 13F-HR Shepherd Financial Partners LLC 876 0 -100.00 232 0 -100.00
2018-08-20 13F-HR Garde Capital, Inc. 2,431 2,057 -15.38 647 705 8.96
2018-08-14 13F-HR SANDLER CAPITAL MANAGEMENT Put 14,000 17,000 21.43 3,726 5,830 56.47
2018-08-14 13F-HR Rafferty Asset Management, LLC 5,048 4,757 -5.76 1,343 1,631 21.44
2018-07-10 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 300 103
2018-08-10 13F-HR Cutler Group LP 3,474 2,821 -18.80 924 967 4.65
2018-08-14 13F-HR Walleye Trading LLC Call 69,200 57,900 -16.33 18,416 19,857 7.82
2018-07-09 13F-HR Centerstar Asset Management, Llc Call 3 22 633.33
2018-08-08 13F-HR SFMG, LLC 0 717 0 220
2018-08-14 13F-HR Centaurus Financial, Inc. 812 1,212 49.26 216 416 92.59
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 3,233 3,472 7.39 900 1,256 39.56
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 4,306 1,194
2018-08-14 13F-HR HHR Asset Management, LLC 277,778 239,223 -13.88 73,925 82,042 10.98
2018-08-06 13F-HR Tradewinds Capital Management, LLC 137 138 0.73 36 47 30.56
2018-08-01 13F-HR SONATA CAPITAL GROUP INC 1,558 1,058 -32.09 415 363 -12.53
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 82,314 85,259 3.58 21,906 29,240 33.48
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 65,600 71,400 8.84 17,458 24,487 40.26
2018-08-09 13F-HR Standard Life Aberdeen Plc 7,479 2,565
2018-08-13 13F-HR Sws Partners 854 293
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 64,427 32,087 -50.20 17,146 11,004 -35.82
2018-07-30 13F-HR Spectrum Management Group, Inc. 113 113 0.00 30 39 30.00
2018-08-13 13F-HR Korea Investment CORP 22,512 12,817 -43.07 5,991 4,396 -26.62
2018-08-10 13F-HR Premier Fund Managers Ltd 600 0 -100.00 155 0 -100.00
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 0 19,000 0 6,516
2018-08-13 13F-HR Asset Dedication, LLC 34 47 38.24 10 16 60.00
2018-08-06 13F-HR TORONTO DOMINION BANK 9,204 12,626 37.18 2,449 4,329 76.77
2018-08-14 13F-HR QS Investors, LLC 727 527 -27.51 193 181 -6.22
2018-08-10 13F-HR Cutler Group LP Put 74,300 102,000 37.28 1,936 1,076 -44.42
2018-08-14 13F-HR Saba Capital Management, L.P. Put 98,000 145,000 47.96 26,080 49,728 90.67
2018-08-14 13F-HR Crow Point Partners, LLC Call 10 343
2018-06-13 13F-HR IBEX WEALTH ADVISORS 1,647 0 -100.00 554 0 -100.00
2018-08-13 13F-HR HAP Trading, LLC Put 60,800 544,100 794.90 1,242 1,800 44.93
2018-08-01 13F-HR Malaga Cove Capital, LLC 2,063 2,113 2.42 549 725 32.06
2018-08-10 13F-HR BROWN ADVISORY INC 4,551 1,538 -66.21 1,210 528 -56.36
2018-08-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 5,823 5,823 0.00 1,550 1,997 28.84
2018-07-31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 400 0 -100.00 106 0 -100.00
2018-08-13 13F-HR BB&T SECURITIES, LLC 2,893 2,101 -27.38 769 720 -6.37
2018-08-06 13F-HR Cypress Wealth Services, Llc 0 854 0 293
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 3,418 3,058 -10.53 910 1,049 15.27
2018-07-26 13F-HR BB&T CORP 0 885 0 304
2018-08-13 13F-HR Vantage Investment Advisors, LLC 279 554 98.57 74 190 156.76
2018-07-17 13F-HR SPHINX TRADING, LP 1,200 412
2018-08-13 13F-HR CONTINENTAL ADVISORS LLC 2,000 0 -100.00 532 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 176,000 386,700 119.72 46,839 132,622 183.14
2018-08-14 13F-HR Ion Asset Management Ltd. 100 0 -100.00 217 0 -100.00
2018-08-07 13F-HR Merit Financial Group, Llc 764 262
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1 0 -100.00 0 0
2018-08-10 13F-HR Avalon Global Asset Management LLC Put 17,500 0 -100.00 4,657 0 -100.00
2018-08-14 13F-HR CREDIT SUISSE AG/ 520,227 538,491 3.51 138,449 184,676 33.39
2018-04-18 13F-HR Integral Derivatives, LLC Call 49,044 18,400 -62.48 15,270 4,897 -67.93
2018-08-14 13F-HR Frontier Wealth Management LLC 1,217 0 -100.00 324 0 -100.00
2018-08-14 13F-HR One Wealth Advisors, Llc 16 16 0.00 4 5 25.00
2018-08-14 13F-HR GV Financial Advisors 270 93
2018-07-25 13F-HR IMS Capital Management 2,237 2,237 0.00 696 767 10.20
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 36,993 40,037 8.23 13,377 13,657 2.09
2018-08-16 13F-HR Carnegie Capital Asset Management, LLC 2,804 1,804 -35.66 844 627 -25.71
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 69,000 52,500 -23.91 18,363 18,005 -1.95
2018-08-14 13F-HR Altimeter Capital Management, LP Put 550 500 -9.09 3,011 2,556 -15.11
2018-08-14 13F-HR Capital Markets Trading Uk Llp 24,262 8,456 -65.15 6,457 2,900 -55.09
2018-08-06 13F-HR Fieldpoint Private Securities, LLC 80 80 0.00 21 27 28.57
2018-08-13 13F-HR BOKF, NA 2,382 4,586 92.53 634 1,573 148.11
2018-07-25 13F-HR CTC LLC Call 12,392 16,722 34.94 329,661 573,301 73.91
2018-07-25 13F-HR JJJ Advisors Inc. 259 89
2018-08-06 13F-HR Bank of New York Mellon Corp 973,260 937,605 -3.66 259,014 321,550 24.14
2018-07-09 13F-HR New Capital Management LP 109 110 0.92 29 38 31.03
2018-07-17 13F-HR EQUITEC SPECIALISTS, LLC 1,000 0 -100.00 266 0 -100.00
2018-08-14 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 2,053 2,188 6.58 546 750 37.36
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 67,500 67,500 0.00 17,964 23,149 28.86
2018-07-27 13F-HR Financial Engines Advisors L.L.C. 0 47 0 16
2018-07-17 13F-HR Nelson Roberts Investment Advisors, LLC 68 70 2.94 18 24 33.33
2018-08-14 13F-HR RBF Capital, LLC Put 7,000 1,000 -85.71 1,863 343 -81.59
2017-02-09 13F-HR J.Safra Asset Management Corp 5,000 2,500 -50.00 1,020 534 -47.65
2018-08-03 13F-HR FIDUCIARY TRUST CO 1,103 1,103 0.00 294 378 28.57
2018-08-13 13F-HR Lodge Hill Capital, LLC Put 5,000 0 -100.00 1,331 0 -100.00
2018-08-10 13F-HR Motley Fool Asset Management LLC 1,677 1,902 13.42 446 652 46.19
2018-07-11 13F-HR GATEWAY INVESTMENT ADVISERS LLC 18,613 18,527 -0.46 4,953 6,354 28.29
2018-07-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 3,025 2,023 -33.12 805 694 -13.79
2018-08-13 13F-HR WOLVERINE TRADING, LLC 2,249 2,249 0.00 599 599 0.00
2018-07-24 13F-HR DOCK STREET ASSET MANAGEMENT INC 2,538 0 -100.00 675 0 -100.00
2018-07-27 13F-HR EVERETT HARRIS & CO /CA/ 690 237
2018-07-09 13F-HR Nadler Financial Group, Inc. 0 670 0 230
2018-08-14 13F-HR Capital Markets Trading Uk Llp Put 169,200 325,300 92.26 45,029 111,562 147.76
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1,876 0 -100.00 499 0 -100.00
2018-08-03 13F-HR Regis Management CO LLC 0 25,000 0 8,574
2017-05-15 13F-HR Amici Capital, LLC Call 9,000 0 -100.00 1,923 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 5,953 1,635 -72.53 2,030 509 -74.93
2018-08-14 13F-HR EP Wealth Advisors, Inc. 1,131 1,341 18.57 301 460 52.82
2018-08-01 13F-HR Jaffetilchin Investment Partners, LLC 15,214 9,464 -37.79 4,049 3,246 -19.83
2018-07-27 13F-HR/A WHITTIER TRUST CO 7,564 7,564 0.00 2,013 2,594 28.86
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 144,064 115,549 -19.79 30,892 34,470 11.58
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 419,076 421,177 0.50 111,528,696 144,442,652 29.51
2018-08-08 13F-HR Moisand Fitzgerald Tamayo, LLC 5 0 -100.00 1 0 -100.00
2018-07-19 13F-HR EXANE DERIVATIVES Call 20 0 -100.00 41,850 0 -100.00
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 397,040 500,508 26.06 105,664 171,649 62.45
2018-08-14 13F-HR Cetera Investment Advisers 0 954 0 324
2018-08-14 13F-HR TREMBLANT CAPITAL GROUP Put 20,400 0 -100.00 5,429 0 -100.00
2018-08-14 13F-HR DEUTSCHE BANK AG\ Put 4,277 5,189 21.32 1,138 1,778 56.24
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 375,600 4,308 -98.85 99,958,428 147,742,860 47.80
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 3,418,071 3,308,742 -3.20 909,653 1,134,735 24.74
2017-07-27 13F-HR Spot Trading L.l.c. 39,658 14,341
2018-08-14 13F-HR VANGUARD GROUP INC 7,123,666 6,977,408 -2.05 1,895,822 2,392,902 26.22
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 430 402 -6.51 114 138 21.05
2018-08-16 13F-HR Global X Management CO LLC 150,700 145,327 -3.57 40,106 49,840 24.27
2018-07-17 13F-HR Signature Wealth Management Group 3 13 333.33 1 4 300.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 830 25,704 2,996.87 221 8,816 3,889.14
2018-08-14 13F-HR Algebris (uk) Ltd Put 15,000 0 -100.00 3,992 0 -100.00
2018-08-03 13F-HR Capital Analysts, Inc. 50 99 98.00 13 33,952 261,069.23
2018-08-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 10,800 11,000 1.85 2,874 3,772 31.25
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 19,806 0 -100.00 5,271 0 -100.00
2018-08-14 13F-HR HARBOURVEST PARTNERS LLC 3,175 3,175 0.00 845 1,089 28.88
2018-08-10 13F-HR Elite Wealth Management, LLC 0 438 0 150
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS Put 208 3
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 123,578 140,247 13.49 32,888 48,098 46.25
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 248,500 331,200 33.28 66,133 113,585 71.75
2018-08-14 13F-HR Marathon Trading Investment Management LLC Call 5,200 24,200 365.38 1,384 8,299 499.64
2018-08-14 13F-HR Bluefin Trading, LLC Call 10,000 71,000 610.00 34 2,200 6,370.59
2018-08-03 13F-HR Well Done, LLC 10 0 -100.00 3 0 -100.00
2018-08-14 13F-HR BASSO CAPITAL MANAGEMENT, L.P. Put 2,000 6,000 200.00 532 2,058 286.84
2018-07-05 13F-HR First Financial Bank, N.A. - Trust Division 656 225
2018-08-13 13F-HR HAP Trading, LLC 0 11,565 0 3,966
2018-08-01 13F-HR COMERICA BANK 6,282 6,283 0.02 1,885 2,027 7.53
2018-08-02 13F-HR Apertura Capital, LLC 8,680 0 -100.00 2,310 0 -100.00
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 162 160 -1.23 43 55 27.91
2018-08-13 13F-HR ProShare Advisors LLC 93,411 83,696 -10.40 24,859 28,704 15.47
2018-08-13 13F-HR Bridgewater Associates, LP 1,507 0 -100.00 401 0 -100.00
2018-08-08 13F-HR Glassman Wealth Services 1,513 1,516 0.20 403 520 29.03
2018-08-13 13F-HR Allianz Asset Management AG 799,486 779,535 -2.50 212,768 267,341 25.65
2018-05-04 13F-HR Financial Gravity Companies, Inc. 115 2 -98.26 41 1 -97.56
2018-08-14 13F-HR Alyeska Investment Group, L.P. 20,000 0 -100.00 5,323 0 -100.00
2018-07-25 13F-HR BOURNE LENT ASSET MANAGEMENT INC 0 690 0 237
2018-07-30 13F-HR WealthTrust Axiom LLC 618 211
2018-08-14 13F-HR Cetera Advisors LLC 3,718 4,431 19.18 996 1,511 51.71
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 96 96 0.00 26 33 26.92
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 19,558 4,298 -78.02 5,205 1,474 -71.68
2018-08-10 13F-HR Summit Trail Advisors, Llc 2,282 2,448 7.27 584 840 43.84
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 975,900 1,429,500 46.48 259,716 490,247 88.76
2018-08-07 13F-HR Van Hulzen Asset Management, LLC 8,557 8,437 -1.40 2,277 2,893 27.05
2018-08-08 13F-HR COMMERCE BANK 1,349 1,332 -1.26 359 457 27.30
2018-07-06 13F-HR DnB Asset Management AS 15,206 15,510 2.00 4,046,773 5,319,155 31.44
2018-08-14 13F-HR UBS OCONNOR LLC Put 32,200 867,000
2018-08-09 13F-HR BANQUE PICTET & CIE SA 1,208 1,193 -1.24 321 409 27.41
2018-08-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Put 50,000 70,000 40.00 13,307 24,007 80.41
2018-08-09 13F-HR/A Perigon Wealth Management, LLC 310 2,688 767.10 83 922 1,010.84
2018-08-14 13F-HR Peregrine Asset Advisers, Inc. 1,599 15,023 839.52 426 5,152 1,109.39
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 11,317 8,636 -23.69 3,012 2,967 -1.49
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 251,121 194,417 -22.58 66,831 66,674 -0.23
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 398,890 260,956 -34.58 106,157 89,495 -15.70
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 3,912 1,494 -61.81 1,041 512 -50.82
2018-08-10 13F-HR Compagnie Odier SCA 2,738 3,001 9.61 730 1,030 41.10
2018-07-10 13F-HR Private Capital Advisors, Inc. 0 1,515 0 520
2018-07-10 13F-HR Trust Co 100 100 0.00 27 34 25.93
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 78,100 480,900 515.75 20,785 164,925 693.48
2018-08-14 13F-HR Prime Capital Investment Advisors, Llc 2,464 5,910 139.85 656 2,027 208.99
2018-08-07 13F-HR Highland Private Wealth Management 0 1,020 0 350
2018-08-13 13F-HR Oz Management LP 200,000 0 -100.00 53,226 0 -100.00
2018-07-31 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 2,140 2,140 0.00 570 734 28.77
2018-08-14 13F-HR MSD Partners, L.P. Call 75,000 25,721
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC Put 95,000 155,000 63.16 25,282 53,158 110.26
2017-01-23 13F-HR CenterStar Fund, LLC 1,472
2018-08-08 13F-HR Bienville Capital Management, LLC 813 813 0.00 216 279 29.17
2017-07-27 13F-HR Spot Trading L.l.c. Put 102,800 37,174
2018-08-03 13F-HR Gerber Kawasaki Wealth & Investment Management Call 68 59 -13.24 255 488 91.37
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,588 6,064 8.52 1,487 2,080 39.88
2018-08-01 13F-HR Hudock Capital Group, LLC 21 42 100.00 5 14 180.00
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 100 100 0.00 34 31 -8.82
2018-08-02 13F-HR Sigma Planning Corp Call 1,500 1,100 -26.67 399 377 -5.51
2018-08-13 13F-HR WS MANAGEMENT LLLP Call 160,000 0 -100.00 42,581 0 -100.00
2018-08-08 13F-HR Whitener Capital Management, Inc. 10 0 -100.00 2 0 -100.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 7,863 9,169 16.61 2,093 3,145 50.26
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 7,147 7,970 11.52 1,902 2,733 43.69
2018-07-09 13F-HR Divergent Wealth Advisors, Llc 600 600 0.00 160 206 28.75
2018-08-14 13F-HR Graham Capital Management, L.P. Put 15,000 0 -100.00 3,992 0 -100.00
2018-08-08 13F-HR MISSION WEALTH MANAGEMENT, LLC 4,826 4,574 -5.22 1,284 1,569 22.20
2018-08-14 13F-HR CNH PARTNERS LLC 0 9,059 0 3,107
2018-08-08 13F-HR Roble, Belko & Company, Inc 13 13 0.00 3 4 33.33
2018-08-08 13F-HR Mirador Capital Partners LP 4,858 4,438 -8.65 1,428 1,522 6.58
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Put 165 0 -100.00 4,391 0 -100.00
2018-08-09 13F-HR JBF Capital, Inc. Call 278 996 258.27 1,115 3,988 257.67
2018-08-14 13F-HR LUMINUS MANAGEMENT LLC Put 35,000 0 -100.00 9,315 0 -100.00
2018-05-09 13F-HR Elmwood Wealth Management, Inc. 83 22,089
2017-05-15 13F-HR Amici Capital, LLC Put 20,000 0 -100.00 4,274 0 -100.00
2018-08-13 13F-HR WS MANAGEMENT LLLP 20,000 6,859
2018-08-07 13F-HR Marcus Capital, LLC 5,650 5,650 0.00 1,504 1,938 28.86
2018-07-23 13F-HR Kiley Juergens Wealth Management, Llc 0 1,023 0 350
2018-08-15 13F-HR Advisors Asset Management, Inc. 903 169 -81.28 310 1,108 257.42
2018-08-01 13F-HR TCW GROUP INC 110,034 107,873 -1.96 29,284 36,995 26.33
2018-08-16 13F-HR HOLDERNESS INVESTMENTS CO 1,198 1,165 -2.75 319 400 25.39
2018-08-13 13F-HR Myda Advisors Llc Put 28,500 36,800 29.12 7,585 12,621 66.39
2018-07-30 13F-HR First Capital Advisors Group, LLC. 25 0 -100.00 7 0 -100.00
2018-08-10 13F-HR Legal & General Group Plc 516,632 500,223 -3.18 137,491 171,552 24.77
2018-08-14 13F-HR Invesco Ltd. 1,427,089 1,503,131 5.33 379,791 515,497 35.73
2018-08-15 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 10 0 -100.00 3 0 -100.00
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 708,321 672,453 -5.06 188,505 230,618 22.34
2018-08-13 13F-HR WADE G W & INC 1,273 1,336 4.95 339 458 35.10
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Put 0 100 0 34
2018-08-06 13F-HR MACKAY SHIELDS LLC 12,500 0 -100.00 3,327 0 -100.00
2018-08-10 13F-HR City Financial Investment Co Ltd Put 3,200 1,097
2018-08-10 13F-HR CITIGROUP INC Put 613,800 1,175,100 91.45 163,350 403,000 146.71
2018-08-14 13F-HR AllSquare Wealth Management LLC 25 25 0.00 7 9 28.57
2018-08-14 13F-HR Capital Markets Trading Uk Llp Call 39,500 140,500 255.70 10,512 48,184 358.37
2018-08-03 13F-HR Traynor Capital Management, Inc. 0 833 0 279
2018-04-18 13F-HR Integral Derivatives, LLC Put 64,550 23,100 -64.21 20,098 6,148 -69.41
2018-08-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 375 375 0.00 100 129 29.00
2018-08-13 13F-HR Certified Advisory Corp 95 0 -100.00 25 0 -100.00
2018-08-10 13F-HR PATHSTONE FAMILY OFFICE, LLC 250 250 0.00 67 86 28.36
2018-08-01 13F-HR Zweig-DiMenna Associates LLC Put 18,000 6,173
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 51 50 -1.96 13 16 23.08
2018-07-31 13F-HR Accredited Investors Inc. 643 221
2018-08-10 13F-HR JD CAPITAL MANAGEMENT LLC 5,000 1,715
2018-08-15 13F-HR/A TIEDEMANN WEALTH MANAGEMENT, LLC 1,761 15,467 778.31 470 5,305 1,028.72
2018-08-14 13F-HR Bridgeworth, LLC 82 28
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 17,550 15,344 -12.57 4,671 5,262 12.65
2018-08-10 13F-HR Pacad Investment Ltd. 7,139 0 -100.00 1,840 0 -100.00
2018-08-01 13F-HR Kovack Advisors, Inc. 2,194 2,555 16.45 584 876 50.00
2018-08-14 13F-HR Bosvalen Asset Management Ltd 1,200 34,140 2,745.00 319 11,708 3,570.22
2018-08-03 13F-HR Cable Hill Partners, LLC 168 32 -80.95 50 11 -78.00
2018-08-07 13F-HR Essex Financial Services, Inc. 3,499 3,549 1.43 931 1,217 30.72
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 493 0 -100.00 130 0 -100.00
2018-08-09 13F-HR CPCM, LLC 1,360 1,390 2.21 362 477 31.77
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 271 267 -1.48 63 81 28.57
2017-05-11 13F-HR DIALECTIC CAPITAL MANAGEMENT, LP Put 30,000 0 -100.00 6,411 0 -100.00
2018-07-13 13F-HR Truewealth Llc 333 341 2.40 89 117 31.46
2018-08-06 13F-HR QCI ASSET MANAGEMENT INC/NY 0 65 0 22
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Put 0 30,000 0 10,289
2018-08-13 13F-HR SCOTIA CAPITAL INC. 5,625 5,796 3.04 1,497 1,532 2.34
2018-08-14 13F-HR HighTower Advisors, LLC 40,018 39,910 -0.27 10,665 13,650 27.99
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 657 225
2018-08-14 13F-HR BARCLAYS PLC Put 910,644 1,514,444 66.30 242,350 519,378 114.31
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 1,673 1,690 1.02 446 580 30.04
2018-08-14 13F-HR VERNIER CAPITAL PARTNERS, LP Call 0 45,000 0 15,433
2018-07-13 13F-HR Portfolio Solutions, LLC 316 0 -100.00 84 0 -100.00
2018-08-13 13F-HR Axa 79,259 81,112 2.34 21,093 27,817 31.88
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 21,813 38,279 75.49 6,791 10,187 50.01
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,612,000 1,790,600 11.08 429,002 614,086 43.14
2018-08-14 13F-HR Jump Trading, LLC Put 23,400 38,500 64.53 6,227 13,204 112.04
2018-08-10 13F-HR Proficio Capital Partners LLC 209 235 12.44 56 81 44.64
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 689 0 -100.00 183 0 -100.00
2018-08-13 13F-HR Pelorus Jack Capital, L.p. Put 216,700 0 -100.00 57,670 0 -100.00
2018-07-23 13F-HR Tower View Investment Management & Research Llc 212 212 0.00 56 73 30.36
2018-04-25 13F-HR QUENTEC ASSET MANAGEMENT LLC Put 40,000 0 -100.00 12,454 0 -100.00
2018-08-03 13F-HR New Potomac Partneres, Llc 80 0 -100.00 21 0 -100.00
2018-08-06 13F-HR Meridian Wealth Management, LLC 954 0 -100.00 254 0 -100.00
2018-08-13 13F-HR EARNEST PARTNERS LLC 57 57 0.00 15 20 33.33
2018-08-14 13F-HR Lombard Odier Asset Management (USA) Corp Put 0 30,000 0 10,289
2018-07-20 13F-HR First Command Bank 345 245 -28.99 91,814 84 -99.91
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 230 230 0.00 61 79 29.51
2018-08-07 13F-HR ASPIRIANT, LLC 0 1,352 0 464
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 260,957 278,183 6.60 69,449 95,403 37.37
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 2,971 1,301 -56.21 791 446 -43.62
2018-07-24 13F-HR Squar Milner Financial Services Llc 1,278 1,278 0.00 340 438 28.82
2018-07-10 13F-HR Pure Financial Advisors, Inc. 0 708 0 243
2017-02-14 13F-HR EverPoint Asset Management, LLC Put 30,000 0 -100.00 6,121 0 -100.00
2018-08-13 13F-HR Fort Point Capital Partners, LLC 1,392 626 -55.03 370 215 -41.89
2018-08-14 13F-HR Arrowpoint Asset Management, LLC Call 100,000 0 -100.00 26,613 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 158,344 359,847 127.26 42,141 123,409 192.85
2018-08-08 13F-HR Independent Advisor Alliance 829 1,177 41.98 209 404 93.30
2018-08-10 13F-HR KCM INVESTMENT ADVISORS LLC 3,475 3,005 -13.53 925 1,031 11.46
2018-04-24 13F-HR McAdam, LLC 880 960 9.09 300 255 -15.00
2018-07-19 13F-HR EXANE DERIVATIVES 3,465 0 -100.00 893,454 0 -100.00
2018-08-08 13F-HR First Allied Advisory Services, Inc. 6,767 5,524 -18.37 1,804 1,890 4.77
2018-08-03 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 0 585 0 201
2018-08-07 13F-HR IFP Advisors, Inc Put 0 100 0 34
2018-07-26 13F-HR Abacus Planning Group, Inc. 1,123 0 -100.00 299 0 -100.00
2018-07-20 13F-HR ZWJ INVESTMENT COUNSEL INC 0 674 0 231
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 2,012,300 4,372,000 117.26 535,533 1,499,377 179.98
2018-08-14 13F-HR Quad Capital Management Advisors LLC Put 5,100 9,500 86.27 1,357,263 1 -100.00
2018-07-12 13F-HR NN Investment Partners Holdings N.V. 73,058 22,835 -68.74 19,444 7,832 -59.72
2018-08-01 13F-HR FIRST MANHATTAN CO 1,679 1,979 17.87 446 678 52.02
2018-07-25 13F-HR Periscope Capital Inc. 951 326
2018-07-31 13F-HR O'dell Group, Llc 811 811 0.00 216 278 28.70
2018-04-12 13F-HR Harrington Investments, Inc 2,820 2,798 -0.78 878 745 -15.15
2018-08-14 13F-HR Taconic Capital Advisors LP 55,000 0 -100.00 14,637 0 -100.00
2018-08-09 13F-HR Edgestream Partners, L.P. 879 0 -100.00 234 0 -100.00
2018-08-01 13F-HR AVIVA PLC 67,711 68,241 0.78 18,020 23,403 29.87
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 15,466 17,029 10.11 4,116 5,897 43.27
2018-07-18 13F-HR Westpac Banking Corp 48,538 39,613 -18.39 12,917,419 13,585,279 5.17
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 2,049 1,943 -5.17 545 666 22.20
2018-08-13 13F-HR Neuberger Berman Group LLC 38,749 5,175 -86.64 10,312 1,775 -82.79
2018-08-01 13F-HR Nvwm, Llc 422 426 0.95 107 146 36.45
2018-08-03 13F-HR Harvest Fund Management Co., Ltd 7,654 7,554 -1.31 2,036 2,591 27.26
2018-08-13 13F-HR Bayesian Capital Management, LP 907 0 -100.00 241 0 -100.00
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 0 5,000 0 1,715
2018-08-13 13F-HR PROSPECTOR PARTNERS LLC Put 50,000 70,000 40.00 13,307 24,007 80.41
2018-08-14 13F-HR Jefferies Group LLC Put 10,000 2,000 -80.00 2,661 686 -74.22
2018-07-31 13F-HR REGENTATLANTIC CAPITAL LLC 0 1,034 0 355
2018-07-20 13F-HR TB Alternative Assets Ltd. 24,100 0 -100.00 6,414 0 -100.00
2018-07-17 13F-HR ALPHA WINDWARD LLC 94 0 -100.00 25 0 -100.00
2018-07-26 13F-HR Whitnell & Co. 100 100 0.00 27 34 25.93
2018-07-06 13F-HR Avondale Wealth Management 560 560 0.00 149 192 28.86
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 35,505 41,812 17.76 9,449 14,339 51.75
2018-08-14 13F-HR Valeo Financial Advisors, Llc 2,247 2,053 -8.63 598 731 22.24
2018-08-13 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 700 1,560 122.86 186 535 187.63
2018-07-27 13F-HR JACOBSON & SCHMITT ADVISORS, LLC 1,420 1,420 0.00 378 487 28.84
2018-08-07 13F-HR R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC 3,300 0 -100.00 878 0 -100.00
2018-08-02 13F-HR INVERNESS COUNSEL LLC /NY/ 0 740 0 254
2017-08-18 13F-HR WFG Advisors, LP 221 457 106.79 62 165 166.13
2016-11-14 13F-HR Mizuho Asset Management Co.,Ltd. 1,318 1,057 -19.80 280 216 -22.86
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 3,079 3,008 -2.31 819 1,032 26.01
2018-08-10 13F-HR Massey, Quick & Co., LLC 40 0 -100.00 11 0 -100.00
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 179 47 -73.74 48 16 -66.67
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ Put 152,900 25,000 -83.65 40,691 8,574 -78.93
2018-07-18 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 21,000 21,000 0.00 5,589 7,202 28.86
2018-08-14 13F-HR J. Goldman & Co LP Call 157,500 58,000 -63.17 41,915 19,891 -52.54
2018-08-13 13F-HR B & T Capital Management DBA Alpha Capital Management 0 969 0 332
2018-02-14 13F-HR GLG LLC 6,201 6,400 3.21 2,115 1,993 -5.77
2018-08-03 13F-HR Financial Architects, Inc 276 176 -36.23 74 61 -17.57
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 176 119 -32.39 47 41 -12.77
2018-08-07 13F-HR GIRARD PARTNERS LTD. 1,425 1,462 2.60 379 501 32.19
2018-08-09 13F-HR KWMG, LLC 77 26
2018-08-15 13F-HR CASTLEARK MANAGEMENT LLC 50,264 49,554 -1.41 13,377 16,995 27.05
2018-05-25 13F-HR Ashburton (Jersey) Ltd 0 1,216 0 324
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 52 0 14
2018-08-14 13F-HR BARCLAYS PLC 576,101 175,577 -69.52 153,318 60,214 -60.73
2018-08-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC 0 5,000 0 1,715
2018-08-08 13F-HR People's United Financial, Inc. 3,118 1,952 -37.40 829 670 -19.18
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 27,475 31,013 12.88 7,312 10,636 45.46
2018-08-14 13F-HR BOSTON PRIVATE WEALTH LLC 1,167 842 -27.85 311 289 -7.07
2018-08-14 13F-HR Pacer Advisors, Inc. 4,471 5,555 24.25 1,190 1,905 60.08
2018-08-15 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 250 250 0.00 66,533 85,738 28.87
2018-07-10 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 2,031 2,231 9.85 540 766 41.85
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 120,000 253,800 111.50 31,935 87,041 172.56
2018-08-14 13F-HR MKP Capital Management, L.L.C. Put 0 5,700 0 1,955
2018-07-18 13F-HR St. Johns Investment Management Company, LLC Put 0 300 0 19
2018-08-08 13F-HR APPLETON PARTNERS INC/MA 931 931 0.00 248 319 28.63
2018-07-25 13F-HR/A NWAM LLC 1,864 1,426 -23.50 496 489 -1.41
2018-07-18 13F-HR Fny Investment Advisers, Llc Put 52 17
2018-07-27 13F-HR Mercer Capital Advisers, Inc. 30 30 0.00 8 10 25.00
2018-04-16 13F-HR IFC Holdings Incorporated/FL 1,375 0 -100.00 427 0 -100.00
2018-07-11 13F-HR Vigilant Capital Management, LLC 125 125 0.00 33 43 30.30
2018-08-03 13F-HR Fusion Family Wealth LLC 30 30 0.00 8 10 25.00
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC Call 85,000 15,000 -82.35 22,621 5,144 -77.26
2018-07-30 13F-HR State of New Jersey Common Pension Fund D 30,000 0 -100.00 7,984 0 -100.00
2018-08-13 13F-HR AMP Capital Investors Ltd 48,026 34,772 -27.60 12,380 11,926 -3.67
2018-08-10 13F-HR BIRINYI ASSOCIATES INC 1,200 600 -50.00 319 206 -35.42
2018-08-14 13F-HR 683 Capital Management, LLC Put 605,000 1,240,000 104.96 161,009 425,258 164.12
2018-08-13 13F-HR RMB Capital Management, LLC 1,202 1,213 0.92 320 416 30.00
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 585 585 0.00 156 201 28.85
2018-08-13 13F-HR Pflug Koory, Llc 12 12 0.00 3 4 33.33
2018-07-20 13F-HR Creative Planning 51,587 50,546 -2.02 13,729 17,335 26.27
2018-08-14 13F-HR Cetera Advisor Networks LLC 2,961 0 -100.00 795 0 -100.00
2018-08-14 13F-HR Rainier Group Investment Advisory LLC 3 0 -100.00 1 0 -100.00
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 775 0 -100.00 206 0 -100.00
2018-08-06 13F-HR Cedar Wealth Management, LLC 23 8
2018-08-13 13F-HR Catamount Wealth Management 8,180 8,155 -0.31 2,177 2,899 33.16
2018-08-14 13F-HR UBS Group AG 128,741 84,892 -34.06 34,262 29,114 -15.03
2018-08-14 13F-HR HCR Wealth Advisors 1,411 1,294 -8.29 376 444 18.09
2018-08-10 13F-HR Itau Unibanco Holding S.A. 0 1,267 0 432
2018-08-14 13F-HR Man Group plc 1,364 238 -82.55 363 82 -77.41
2018-08-10 13F-HR COUNTRY TRUST BANK 8 0 -100.00 2 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 5,562,900 7,841,600 40.96 1,480,454 2,689,277 81.65
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 9,956 10,683 7.30 2,649,590 3,663,734 38.28
2018-08-14 13F-HR Wellington Management Group LLP 57,081 245,339 329.81 15,190 84,138 453.90
2018-07-31 13F-HR Bartlett & Co. LLC 85 85 0.00 23 29 26.09
2018-08-18 13F-HR Laurel Wealth Advisors, Inc. 1,743 1,615 -7.34 463 553 19.44
2018-08-14 13F-HR/A MV Capital Management, Inc. 200 200 0.00 53 69 30.19
2018-07-09 13F-HR IFM Investors Pty Ltd 4,165 5,802 39.30 1,108 1,990 79.60
2017-08-14 13F-HR Fore Research & Management, LP Put 12,000 4,339
2018-08-20 13F-HR HighPoint Advisor Group LLC 2,034 2,090 2.75 646 701 8.51
2018-07-19 13F-HR CKW FINANCIAL GROUP 33 33 0.00 8 11 37.50
2018-07-27 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 5,430 5,430 0.00 1,445 1,862 28.86
2018-08-13 13F-HR HAP Trading, LLC Call 24,300 82,800 240.74 362 4,142 1,044.20
2018-08-14 13F-HR Arrowpoint Asset Management, LLC Put 124,000 80,500 -35.08 33,001 27,607 -16.34
2018-07-11 13F-HR Ledyard National Bank 100 100 0.00 27 34 25.93
2018-08-14 13F-HR Man Group plc Put 24,900 64,500 159.04 6,627 22,120 233.79
2018-08-14 13F-HR Kemnay Advisory Services Inc. 150 150 0.00 40 51 27.50
2018-08-06 13F-HR STRS OHIO 71,051 68,406 -3.72 18,908 23,459 24.07
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 4,258 0 -100.00 1,133 0 -100.00
2018-08-13 13F-HR TORON CAPITAL MARKETS INC. 5,613 5,613 0.00 1,494 1,925 28.85
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 1,078 0 -100.00 287 0 -100.00
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 102 102 0.00 27 35 29.63
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 364 97
2018-08-07 13F-HR Arizona State Retirement System 3,731 0 -100.00 993 0 -100.00
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 16,899 0 -100.00 4,497 0 -100.00
2018-08-13 13F-HR Pinkerton Retirement Specialists, LLC 63 63 0.00 17 22 29.41
2018-08-14 13F-HR JP Morgan Chase & Co 769,800 644,718 -16.25 204,866 221,106 7.93
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 3,284 0 1,126
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 15,000 0 -100.00 3,992 0 -100.00
2018-08-07 13F-HR Red Cedar Capital, Llc 40 40 0.00 10 14 40.00
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 21,125 20,025 -5.21 5,622 6,868 22.16
2018-07-27 13F-HR Ironwood Financial, llc 30 56 86.67 8 19 137.50
2018-08-13 13F-HR Barber Financial Group, Inc. 0 627 0 215
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 867 843 -2.77 231 289 25.11
2018-08-10 13F-HR FIL Ltd 20,904 22,845 9.29 5,563 7,835 40.84
2018-08-14 13F-HR Holistic Financial Partners 30 0 -100.00 8 0 -100.00
2018-07-31 13F-HR Destination Wealth Management 377 200 -46.95 100 69 -31.00
2018-07-31 13F-HR Front Row Advisors Llc 160 160 0.00 43 49 13.95
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 446 500 12.11 119 171 43.70
2018-07-30 13F-HR SIMPLEX TRADING, LLC 101,669 44,075 -56.65 27,057 15,115 -44.14
2018-08-14 13F-HR STATE STREET CORP 2,488,466 2,443,822 -1.79 662,265 838,113 26.55
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC Call 1,000 0 -100.00 266 0 -100.00
2018-08-13 13F-HR Parisi Gray Wealth Management 436 566 29.82 117 175 49.57
2018-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 20,582 12,483 -39.35 5,477 4,281 -21.84
2018-08-14 13F-HR Otter Creek Advisors, LLC Put 41,000 32,100 -21.71 10,913 11,009 0.88
2018-07-17 13F-HR Calamos Advisors LLC Put 19,500 0 -100.00 5,190 0 -100.00
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 9,577 9,696 1.24 2,549 3,325 30.44
2018-08-14 13F-HR Equitable Trust Co 698 239
2018-04-27 13F-HR Chicago Partners Investment Group LLC 25 25 0.00 8 7 -12.50
2018-07-26 13F-HR TCI Wealth Advisors, Inc. Call 500 0 -100.00 133 0 -100.00
2018-08-14 13F-HR Sciencast Management LP 1,576 0 -100.00 453 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 440,583 476,429 8.14 137,175 126,793 -7.57
2018-08-15 13F-HR Krilogy Financial LLC 222 0 -100.00 59 0 -100.00
2018-08-10 13F-HR HBK Sorce Advisory LLC 1,864 1,935 3.81 494 664 34.41
2018-02-08 13F-HR GIRARD SECURITIES, INC. 1,613 0 -100.00 549 0 -100.00
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC 0 20,241 0 6,942
2018-08-10 13F-HR Braun-bostich & Associates Inc. 62 62 0.00 17 21 23.53
2018-08-10 13F-HR INGALLS & SNYDER LLC Put 1,500 514
2017-08-14 13F-HR Founders Fund IV Management, LLC 108,492 108,492 0.00 30,193 39,231 29.93
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 72,146 55,781 -22.68 19,200 19,130 -0.36
2018-07-30 13F-HR New Jersey Better Educational Savings Trust 1,000 0 -100.00 266 0 -100.00
2018-08-14 13F-HR EVENTIDE ASSET MANAGEMENT, LLC 30,000 0 -100.00 7,984 0 -100.00
2018-08-14 13F-HR Social Capital Pep Management Llc Put 85,700 27,400 -68.03 22,807 9,397 -58.80
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 0 626 0 215
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,278,592 11,799 -99.08 340,272 4,046 -98.81
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 100,000 0 -100.00 26,613 0 -100.00
2018-08-08 13F-HR North Fourth Asset Management, Lp Put 10,000 0 -100.00 2,661 0 -100.00
2018-08-09 13F-HR Fore Capital, Llc Put 0 20,000 0 6,859
2018-07-23 13F-HR SeaBridge Investment Advisors LLC 1 1 0.00 0 0
2018-08-09 13F-HR CABOT WEALTH MANAGEMENT INC 10,899 10,899 0.00 2,901 3,738 28.85
2018-08-10 13F-HR Utah Retirement Systems 24,805 25,105 1.21 6,602 8,610 30.42
2018-08-14 13F-HR Vident Investment Advisory, LLC 796 0 -100.00 232 0 -100.00
2018-05-15 13F-HR We Are One Seven, Llc 850 1,325 55.88 265 353 33.21
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 512,190 473,978 -7.46 136,309 162,551 19.25
2018-08-14 13F-HR Horizon Kinetics LLC 1,314 1,106 -15.83 350 379 8.29
2018-08-13 13F-HR GRT CAPITAL PARTNERS L.L.C. Put 2,400 4,800 100.00 639 1,646 157.59
2018-08-10 13F-HR CREDIT AGRICOLE S A 5,000 5,000 0.00 1,331 1,715 28.85
2018-07-30 13F-HR Parallel Advisors, LLC 1,301 1,242 -4.53 346 425 22.83
TSLA : Tesla Motors Stock Analysis and Research Report

2017-10-09 - Asif

Tesla Motors's mission is to accelerate the world’s transition to sustainable energy. The company design, develop, manufacture, lease and sell high-performance fully electric vehicles, solar energy generation systems and energy storage products. The company also offer maintenance, installation, operation and other services related to its products. Automotive Tesla Motors production vehicle fleet includes Model S premium sedan and Model X sport utility vehicle, which are its highest-performance and most capable vehicles, and beginning in July 2017, its Model 3, a lower priced sedan designed for the mass market. The company continue to enhance its vehicle offerings with enhanced Autopilot options, Internet connectivity and free over-the-air software updates. The company continually deploy its internally developed software into the vehicle fleet, depending on the hardware of the vehicle, to provide additional safety and convenience features. The company are also actively working ...

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REPH: Recro Pharma Analysis and Research Report

2018-08-20 - Asif

Overview Recro Pharma is a specialty pharmaceutical company that operates through two business divisions: an Acute Care division and a revenue-generating CDMO division. Each of these divisions are deemed to be reportable segments for financial reporting purposes. The company's Acute Care segment is primarily focused on developing and commercializing innovative products for hospital and related acute care settings. The company's lead product candidate is a proprietary injectable form of meloxicam, a long-acting preferential COX-2 inhibitor. IV meloxicam has successfully completed three Phase III clinical trials for the management of moderate to severe pain, consisting of two pivotal efficacy trials and a large double-blind Phase III safety trial, as well as other safety studies. Overall, the total new drug application, or NDA, program included over 1,400 patients. In late July 2017, the company submitted a NDA to the U.S. Food and Drug Administration, or FDA, for IV meloxicam...

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2018-08-20 - Asif

Overview Achillion Pharmaceuticals is a clinical-stage biopharmaceutical company focused on advancing its oral factor D inhibitors into late-stage development and commercialization. Each of the drug candidates in its oral factor D portfolio was discovered in its laboratories and is wholly owned by it. Achillion Pharmaceuticals is focusing its drug development activities on alternative pathway-mediated, rare diseases where there are no approved therapies or where existing therapies are inadequate for patients. To advance its investigational drugs into phase III and commercialization, the company plan to work closely with key stakeholders including patients, payors, regulators and healthcare professionals. The company's first-generation factor D inhibitor, ACH-4471, has demonstrated preliminary clinical proof-of-concept in patients with C3 glomerulopathy, or C3G, a disease affecting the kidney, and paroxysmal nocturnal hemoglobinuria, or PNH, a blood disorder, and has advanced...

BTE: Baytex Energy Trust Analysis and Research Report

2018-08-20 - Asif

General Baytex Energy Corp. was incorporated on October 22, 2010 pursuant to the provisions of the ABCA. Baytex is the successor to the business of Baytex Energy Trust, which was transitioned to Baytex on December 31, 2010. Inter-Corporate Relationships The following table provides the name, the percentage of voting securities owned by it and the jurisdiction of incorporation, continuance, formation or organization of its material subsidiaries either, direct and indirect, as at the date hereof. ||Percentage of voting securities (directly or indirectly)|Jurisdiction of Incorporation/Formation| | ------------ | ------------: | :------------: | |Baytex Energy Ltd.|100%|Alberta| |Baytex Energy USA, Inc.|100%|Delaware| |Baytex Energy Partnership|100%|Alberta| Organizational Structure The following simplified diagram shows the inter-corporate relationships among it and its material subsidiaries as of the date hereof. <img src="https://www.sec.gov/A...

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Silicon Investor Message Boards

This table lists all message boards related to TSLA / Tesla Motors, Inc. on message board site Silicon Investor.

Tesla EVs - TSLA Tesla EVs - TSLA Tesla EVs - TSLA WTSLA: Wet Seal, Inc. WTSLA: Wet Seal, Inc. WTSLA: Wet Seal, Inc.
CUSIP: 88160R101