SecurityTSLA / Tesla Motors, Inc. (88160R101)
Institutional Owners843 (25 N-Q Owners)
Institutional Shares144,733,804 - 85.68% (ex. N-Q)
Common Shares Outstanding168,919,941 shares (as of 2017-12-31)
Institutional Value$ 248,939,584,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Tesla Motors, Inc. (NASDAQ:TSLA) has 843 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 144,733,804 shares. Largest shareholders include Musk Elon, FMR LLC / Fidelity, Baillie Gifford & Co, Price T Rowe Associates Inc /md/, Susquehanna International Group, Llp, Tencent Holdings Ltd, Susquehanna International Group, Llp, Vanguard Group Inc, BlackRock Inc., and Bank Of Montreal /can/.

Tesla Motors, Inc. (NASDAQ:TSLA) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 76,662 70,436 -8.12 26,321 21,930 -16.68
2018-02-14 13F-HR DEUTSCHE BANK AG\ Put 5,481 4,479 -18.28 1,868 1,394 -25.37
2018-04-16 13F-HR Westside Investment Management, Inc. Put 5 0 -100.00 2,910 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 17,802 6,342 -64.37 6,073 1,975 -67.48
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 648 0 -100.00 221 0 -100.00
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 0 696 0 215
2018-02-14 13F-HR Prime Capital Investment Advisors, Llc 3,320 1,034
2018-02-09 13F-HR Arizona State Retirement System 4,476 4,031 -9.94 1,527 1,255 -17.81
2018-02-02 13F-HR TELEMUS CAPITAL, LLC 7,105 7,171 0.93 2,424 2,232 -7.92
2018-02-06 13F-HR/A-1 Mitsubishi UFJ Securities International PLC Call 50,000 25,000 -50.00 17,056 7,784 -54.36
2018-02-13 13F-HR Truewealth Llc 326 102
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 16,675 17,130 2.73 5,688 5,333 -6.24
2018-02-13 13F-HR COLONY GROUP LLC 604 0 -100.00 206 0 -100.00
2018-04-12 13F-HR Valeo Financial Advisors, Llc 1,957 2,247 14.82 609 598 -1.81
2018-02-09 13F-HR Trustcore Financial Services, Llc 66 21
2018-02-12 13F-HR Blackhawk Capital Partners Llc. 187 58
2018-02-06 13F-HR GAMBLE JONES INVESTMENT COUNSEL 610 0 -100.00 208 0 -100.00
2018-02-07 13F-HR Private Advisor Group, LLC 8,688 4,751 -45.32 2,979 1,585 -46.79
2018-02-14 13F-HR Voya Financial Advisors, Inc. 1,601 1,927 20.36 544 608 11.76
2018-02-14 13F-HR HBK INVESTMENTS L P 30,178 12,580 -58.31 10,294 3,917 -61.95
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 15,392 4,793
2018-02-02 13F-HR Checchi Capital Advisers, LLC 702 1,393 98.43 239 434 81.59
2018-04-17 13F-HR ALBION FINANCIAL GROUP /UT 2,549 678
2018-02-07 13F-HR EFG Asset Management (Americas) Corp. 1,706 571
2018-02-13 13F-HR Zuckerman Investment Group, LLC 655 655 0.00 223 204 -8.52
2018-02-13 SC 13G/A FMR LLC / Fidelity 22,051,229 16,819,987 -23.72
2018-02-23 13F-HR/A-1 COWEN GROUP, INC. 6,500 1,500 -76.92 2,218 467 -78.94
2018-02-14 13F-HR Graticule Asia Macro Advisors LLC 12,450 3,876
2018-04-11 13F-HR DnB Asset Management AS 13,820 15,206 10.03 4,302,857 4,046,773 -5.95
2018-04-06 13F-HR Carroll Financial Associates, Inc. 422 419 -0.71 131 111 -15.27
2018-03-07 13F-HR Private Capital Group, Llc 714 11
2018-02-09 13F-HR TCW GROUP INC 96,433 96,592 0.16 32,894 30,074 -8.57
2018-02-14 13F-HR WADDELL & REED FINANCIAL INC 193,500 0 -100.00 66,003 0 -100.00
2018-02-09 13F-HR BANQUE PICTET & CIE SA 3,598 1,208 -66.43 1,227 376 -69.36
2018-02-13 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 733 727 -0.82 250 226 -9.60
2018-02-14 13F-HR HPM Partners LLC 4,799 4,747 -1.08 1,637 1,478 -9.71
2017-11-14 13F-HR DSC Advisors, L.P. 53 0 -100.00 19 0 -100.00
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 2,550 0 -100.00 922 0 -100.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. Put 3,900 0 -100.00 1,410 0 -100.00
2018-03-16 13F-HR Mcilrath & Eck, Llc 67 21
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 5,600 4,000 -28.57 1,908 1,245 -34.75
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 2,953 820 -72.23 1,007 255 -74.68
2018-02-14 13F-HR Bluefin Trading, LLC Put 52,000 66,900 28.65 20 1 -95.00
2018-02-02 13F-HR CPCM, LLC 1,081 1,472 36.17 369 458 24.12
2018-02-14 13F-HR MASON CAPITAL MANAGEMENT LLC Put 0 990,000 0 308,237
2018-02-07 13F-HR SIGMA INVESTMENT COUNSELORS INC 803 0 -100.00 274 0 -100.00
2018-02-06 13F-HR SUMWAY DEVELOPMENT LTD. 61,197 0 -100.00 20,874 0 -100.00
2018-02-14 13F-HR Capital Bank & Trust Co 25 50 100.00 9 16 77.78
2018-04-12 13F-HR Prospera Financial Services 0 961 0 257
2018-02-15 13F-HR BB&T SECURITIES, LLC 2,387 2,659 11.40 814 827 1.60
2018-04-04 13F-HR Beacon Capital Management, Inc. 2 2 0.00 1 1 0.00
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 232 205 -11.64 79 64 -18.99
2017-11-13 13F-HR Algebris (uk) Ltd Put 5,000 0 -100.00 1,808 0 -100.00
2018-01-29 13F-HR MERITAGE PORTFOLIO MANAGEMENT 619 0 -100.00 211 0 -100.00
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Put 21
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 189,329 185,551 -2.00 64,580 57,771 -10.54
2018-02-14 13F-HR Tobam 4,831 0 -100.00 1,648 0 -100.00
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 32 22 -31.25 10 6 -40.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 1,600 0 -100.00 544 0 -100.00
2018-04-17 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 3,101 3,112 0.35 965 828 -14.20
2018-04-18 13F-HR Integral Derivatives, LLC Call 49,044 18,400 -62.48 15,270 4,897 -67.93
2018-04-11 13F-HR Bach Investment Advisors Ltd 748 0 -100.00 233 0 -100.00
2018-02-14 13F-HR STIFEL FINANCIAL CORP 19,546 17,212 -11.94 6,662 5,366 -19.45
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 439,200 431,400 -1.78 149,811 134,316 -10.34
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 17,296 16,834 -2.67 5,900 5,241 -11.17
2018-01-17 13F-HR Cutler Group LP 22,198 48,397 118.02 7,571 15,068 99.02
2017-11-14 13F-HR Jabre Capital Partners S.A. Put 30,000 0 -100.00 10,848 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 38,400 70,800 84.38 13,886 24,150 73.92
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 4,400 4,000 -9.09 1,501 1,245 -17.06
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL Put 500 0 -100.00 181 0 -100.00
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 2,407 2,624 9.02 821 817 -0.49
2018-02-14 13F-HR Krilogy Financial LLC 194 194 0.00 66 60 -9.09
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 4,729 0 -100.00 1,613 0 -100.00
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 0 115 0 36
2018-02-09 13F-HR Baird Financial Group, Inc. 81,641 78,546 -3.79 27,848 24,455 -12.18
2018-01-26 13F-HR Whitnell & Co. 100 100 0.00 34 31 -8.82
2018-02-14 13F-HR CSS LLC/IL Call 3,155 4,655 47.54 1,076 1,448 34.57
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 10,366 9,492 -8.43 3,536 2,955 -16.43
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 6,000 0 -100.00 2,170 0 -100.00
2018-02-02 13F-HR SMITHFIELD TRUST CO 600 500 -16.67 205 156 -23.90
2018-02-12 13F-HR Mirador Capital Partners LP 5,000 5,003 0.06 1,708 1,558 -8.78
2018-02-13 13F-HR BLUESTEIN R H & CO 2,575 2,950 14.56 878 918 4.56
2018-02-08 13F-HR Cetera Investment Advisers 679 0 -100.00 230 0 -100.00
2018-04-11 13F-HR MENLO ADVISORS LLC 2,475 2,400 -3.03 770 638 -17.14
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 364,100 253,300 -30.43 124,193 78,865 -36.50
2018-02-06 13F-HR Fusion Family Wealth LLC 0 30 0 9
2018-02-27 13F-HR Rikoon Group, LLC 700 785 12.14 239 244 2.09
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 134,400 157,400 17.11 45,844 49,008 6.90
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 34 166 388.24 12 52 333.33
2018-02-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 4,537 9,312 105.25 1,548 2,899 87.27
2018-02-09 13F-HR WETHERBY ASSET MANAGEMENT INC 2,335 1,993 -14.65 797 621 -22.08
2018-02-09 13F-HR Worm Capital, Llc 94,265 29,349
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 25,000 0 -100.00 8,528 0 -100.00
2018-02-16 13F-HR Fore Capital, Llc Put 55,000 17,124
2018-01-16 13F-HR CWM, LLC 195 195 0.00 67 61 -8.96
2018-02-14 13F-HR QS Investors, LLC 725 725 0.00 247 226 -8.50
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 900 2,819 213.22 306 877 186.60
2018-04-19 13F-HR Janney Montgomery Scott LLC 32,941 32,109 -2.53 10,256 8,545 -16.68
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 235,209 249,221 5.96 80,230 77,595 -3.28
2018-02-14 13F-HR Capital World Investors 3,022,612 3,029,803 0.24 1,031,013 943,329 -8.50
2018-02-14 13F-HR Advisor Group, Inc. 14,426 16,513 14.47 4,920 5,142 4.51
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA Call 4,552 459,600 9,996.66 31,876,408 143,096,460 348.91
2018-04-13 13F-HR Calamos Advisors LLC 110,465 69,633 -36.96 34,393 18,532 -46.12
2018-02-14 13F-HR CMT Capital Markets Trading GmbH 1,530 0 -100.00 522 0 -100.00
2018-02-27 13F-HR Advisornet Financial, Inc 5,828 1,815
2018-02-14 13F-HR ROYAL BANK OF CANADA Call 0 37,000 0 11,520
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 2,090 1,828 -12.54 713 569 -20.20
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 358,911 635,692 77.12 122,424 197,922 61.67
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 4,577 0 -100.00 1,561 0 -100.00
2018-01-19 13F-HR Bartlett & Co. LLC 85 85 0.00 29 26 -10.34
2018-02-09 13F-HR SII INVESTMENTS INC/WI 1,280 0 -100.00 437 0 -100.00
2018-02-14 13F-HR Sound Income Strategies, Llc 22 7
2018-02-08 13F-HR First Allied Advisory Services, Inc. 5,583 5,572 -0.20 1,900 1,736 -8.63
2018-02-01 13F-HR ZWJ INVESTMENT COUNSEL INC 687 697 1.46 234 217 -7.26
2018-02-14 13F-HR Vident Investment Advisory, LLC 1,032 879 -14.83 352 274 -22.16
2018-02-14 13F-HR Belpointe Asset Management Llc 719 749 4.17 245 233 -4.90
2018-02-14 13F-HR 1832 Asset Management L.P. 0 115 0 36
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 2,930 2,620 -10.58 999 816 -18.32
2018-02-09 13F-HR Bank of New York Mellon Corp 854,262 886,714 3.80 291,388 276,077 -5.25
2018-02-12 13F-HR Johnson Financial Group, Inc. 86 86 0.00 29 27 -6.90
2018-02-13 13F-HR Carmignac Gestion Put 6,822 15,568 128.20
2018-04-20 13F-HR CTC LLC Put 15,382 14,812 -3.71 478,809 394,064 -17.70
2018-02-13 13F-HR RPg Family Wealth Advisory, LLC 121 121 0.00 41,273 37,673 -8.72
2018-02-14 13F-HR MKP Capital Management, L.L.C. Put 2,800 0 -100.00 957 0 -100.00
2018-04-06 13F-HR Rathbone Brothers plc 10,891 9,603 -11.83 3,391 2,556 -24.62
2018-04-05 13F-HR Evanson Asset Management, LLC 3,799 3,799 0.00 1,183 1,011 -14.54
2018-02-09 13F-HR D L CARLSON INVESTMENT GROUP INC 12,155 13,580 11.72 4,146 4,228 1.98
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 45 45 0.00 14 12 -14.29
2018-02-22 13F-HR KCM INVESTMENT ADVISORS LLC 3,480 3,480 0.00 1,187 1,083 -8.76
2018-01-31 13F-HR Front Row Advisors Llc 160 50
2018-01-16 13F-HR Capital Advisors, Ltd. LLC 69 69 0.00 24 21 -12.50
2018-02-12 13F-HR Horseman Capital Management Ltd 17,000 30,000 76.47 5,799 9,340 61.06
2018-02-07 13F-HR Barrett Asset Management, LLC 50 50 0.00 17 16 -5.88
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 9,786 7,770 -20.60 9,560 10,220 6.90
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 1,683 1,683 0.00 574 524 -8.71
2018-01-30 13F-HR Bristlecone Advisors, LLC 744 660 -11.29 254 205 -19.29
2018-02-07 13F-HR Pinkerton Retirement Specialists, LLC 63 63 0.00 22 20 -9.09
2018-02-13 13F-HR Richard Bernstein Advisors LLC 1,307 407
2018-01-16 13F-HR Gemmer Asset Management LLC 599 609 1.67 204 190 -6.86
2018-02-07 13F-HR CONNABLE OFFICE INC 2,300 2,300 0.00 785 716 -8.79
2018-02-14 13F-HR Invesco Ltd. 1,360,189 1,421,994 4.54 463,959 442,737 -4.57
2018-04-19 13F-HR Asset Dedication, LLC 38 34 -10.53 12 10 -16.67
2018-02-14 13F-HR Partner Investment Management, L.P. 2,160 673
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 881 931 5.68 274 248 -9.49
2018-02-22 13F-HR GREEN SQUARE CAPITAL LLC 753 753 0.00 257 234 -8.95
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 313 281 -10.22 96 78 -18.75
2018-02-05 13F-HR Main Street Research LLC 1,715 1,690 -1.46 585 526 -10.09
2018-02-14 13F-HR Manikay Partners, LLC Put 225,000 250,000 11.11 76,748 77,838 1.42
2018-02-13 13F-HR Oz Management LP Call 12,300 12,300 0.00 4,196 3,830 -8.72
2018-02-14 13F-HR Diametric Capital, Lp 3,355 1,045
2018-02-14 13F-HR Utah Retirement Systems 23,805 24,705 3.78 8,120 7,692 -5.27
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Call 76,800 111,800 45.57 1,837 926 -49.59
2018-02-05 13F-HR Advantus Capital Management Inc 0 0 0 0
2018-02-09 13F-HR Crewe Advisors Llc 1,811 564
2018-02-13 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 700 0 -100.00 238 0 -100.00
2018-01-17 13F-HR Koshinski Asset Management, Inc. 1,129 0 -100.00 385 0 -100.00
2018-02-12 13F-HR NATIONS FINANCIAL GROUP INC, /IA/ /ADV 765 727 -4.97 261 226 -13.41
2018-02-09 13F-HR SNS Financial Group, LLC 763 768 0.66 260 239 -8.08
2017-11-28 N-Q Firsthand Funds (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 29,035 1,232 -95.76 9,904 384 -96.12
2018-02-09 13F-HR Twin Tree Management, LP Call 19,500 79,700 308.72 6,651 24,815 273.10
2018-04-19 13F-HR American Research & Management Co. 164 162 -1.22 51 43 -15.69
2018-02-13 13F-HR Pinnacle Family Advisors, Llc 845 1,195 41.42 288 372 29.17
2018-02-09 13F-HR MARINER INVESTMENT GROUP LLC Put 0 20,000 0 27
2018-02-12 13F-HR VAN ECK ASSOCIATES CORP 23,090 26,987 16.88 7,876 8,402 6.68
2018-04-18 13F-HR D. SCOTT NEAL, INC. 479 479 0.00 149 127 -14.77
2018-02-09 13F-HR Ariose Capital Management Ltd 90,100 0 -100.00 30,733 0 -100.00
2018-02-13 13F-HR CONTINENTAL ADVISORS LLC Put 1,500 8,000 433.33 512 2,491 386.52
2018-02-13 13F-HR LINCOLN NATIONAL CORP 1,185 2,476 108.95 404 771 90.84
2017-11-07 13F-HR Timber Hill LLC Call 9,700 0 -100.00 3,508 0 -100.00
2018-03-12 13F-HR/A-1 HENDERSON GROUP PLC 547,072 712,443 30.23 186,601 221,821 18.87
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 724 789 8.98 247 246 -0.40
2018-02-14 13F-HR UBS Group AG Call 524,500 670,500 27.84 178,907 208,760 16.69
2018-02-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Put 50,000 70,000 40.00 17,055 21,795 27.79
2018-04-02 13F-HR Pelorus Jack Capital, L.p. Put 45,400 14,135
2018-04-18 13F-HR WealthTrust-Arizona, LLC 235 345 46.81 73 92 26.03
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 1,411 439
2018-01-31 13F-HR Tortoise Investment Management, LLC 25 25 0.00 9 8 -11.11
2018-02-02 13F-HR Omnia Family Wealth, LLC 128 100 -21.88 44 31 -29.55
2018-02-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 12,100 13,050 7.85 4,127 4,063 -1.55
2018-04-18 13F-HR Creative Planning Call 0 2,000 0 18
2018-02-14 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 831 258
2018-02-02 13F-HR COMERICA BANK 6,403 5,941 -7.22 2,049 2,055 0.29
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,433 1,358 -5.23 487 421 -13.55
2018-02-13 13F-HR Jasper Ridge Partners, L.P. 161,276 161,276 0.00 55,011 50,213 -8.72
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Call 5
2018-02-13 13F-HR GRT CAPITAL PARTNERS L.L.C. Put 3,100 2,400 -22.58 1,057 747 -29.33
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 0 27,687 0 8,621
2018-02-12 13F-HR COMMERCE BANK 1,857 1,876 1.02 634 584 -7.89
2018-02-07 13F-HR Spectrum Management Group, Inc. 113 113 0.00 39 35 -10.26
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 100 100 0.00 31 27 -12.90
2018-02-15 13F-HR All Terrain Financial Advisors, Llc Call 200 62
2018-02-09 13F-HR SUNTRUST BANKS INC 8,473 8,553 0.94 2,889 2,662 -7.86
2018-02-14 13F-HR MACQUARIE GROUP LTD 26,834 35,841 33.57 9,153 10,991 20.08
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 5,446,700 7,006,200 28.63 1,857,869 2,181,381 17.41
2017-11-08 13F-HR DAVIDSON INVESTMENT ADVISORS 150 0 -100.00 54 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 9,808 23,065 135.17 3,346 7,181 114.61
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 610,658 1,086,992 78.00 208,296 338,434 62.48
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 16,656 16,656 0.00 5,681 5,186 -8.71
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 0 699 0 218
2018-02-14 13F-HR Pomelo Capital LLC Put 865,801 891,101 2.92 295,325 303,955 2.92
2017-11-29 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 2,899 2,481 -14.42 989 772 -21.94
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Call 906 0 -100.00 309 0 -100.00
2018-01-26 13F-HR Highland Private Wealth Management 748 766 2.41 255 238 -6.67
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 23,373 22,350 -4.38 7,972 6,959 -12.71
2018-02-08 13F-HR Advisory Services Network, LLC 991 1,867 88.40 338 581 71.89
2018-01-25 13F-HR Harvest Fund Management Co., Ltd 80,249 87,749 9.35 27,373 27,321 -0.19
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 4,084 0 1,272
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 17,137 18,057 5.37 5,845 5,622 -3.82
2017-11-21 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 969,436 668,510 -31.04 330,675 208,141 -37.06
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 86,254 87,014 0.88 29,421 27,092 -7.92
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 2,686 3,264 21.52 916 1,016 10.92
2017-11-14 13F-HR Ullmann Financial Group, Inc. 175 0 -100.00 63 0 -100.00
2018-01-23 13F-HR GOODWIN DANIEL L 1,500 0 -100.00 512 0 -100.00
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 1,293 1,333 3.09 441 444 0.68
2017-11-09 13F-HR Trexquant Investment LP 943 0 -100.00 341 0 -100.00
2018-04-05 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 2,935 2,935 0.00 914 781 -14.55
2018-01-11 13F-HR Crestwood Advisors LLC 112 0 -100.00 38 0 -100.00
2018-02-14 13F-HR Graham Capital Management, L.P. Put 15,000 15,000 0.00 5,117 4,670 -8.74
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 6,903 6,903 0.00 2,355 2,149 -8.75
2018-02-14 13F-HR Williams Jones & Associates LLC 665 668 0.45 227 208 -8.37
2018-02-06 13F-HR/A-1 Mitsubishi UFJ Securities International PLC Put 147,500 197,500 33.90 50,314 52,059 3.47
2018-02-21 13F-HR/A-1 NOESIS CAPITAL MANGEMENT CORP 697 217
2018-02-12 13F-HR Veritable, L.P. 2,134 2,218 3.94 728 691 -5.08
2017-10-20 13F-HR INGALLS & SNYDER LLC 563 0 -100.00 204 0 -100.00
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 4,931 4,886 -0.91 1,682 1,521 -9.57
2018-02-16 13F-HR Woodard & Co Asset Management Group Inc /adv 100 31
2018-02-06 13F-HR M&T BANK CORP 10,042 9,807 -2.34 3,424 3,053 -10.84
2018-04-18 13F-HR Creative Planning 51,282 51,587 0.59 15,967 13,729 -14.02
2018-02-14 13F-HR CARLSON CAPITAL L P Put 750 2,050 173.33 1,513 6,173 308.00
2018-02-14 13F-HR Bluefin Trading, LLC Call 0 68,400 0 2,899
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 40,158 30,632 -23.72 13,698 9,537 -30.38
2018-02-14 13F-HR TORTOISE CAPITAL ADVISORS, L.L.C. 15 39 160.00 5 12 140.00
2018-01-30 13F-HR Hudock Capital Group, LLC 14 21 50.00 4 6 50.00
2018-02-02 13F-HR TURNER INVESTMENTS, L.P. 1,410 100 -92.91 481 31 -93.56
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 68 68 0.00 21 18 -14.29
2018-02-14 13F-HR Marathon Trading Investment Management LLC Put 81,800 79,300 -3.06 27,902 24,690 -11.51
2018-02-09 13F-HR Twin Tree Management, LP 19,733 9,279 -52.98 6,731 2,889 -57.08
2018-02-05 13F-HR Mascoma Wealth Management LLC 50 50 0.00 17 17 0.00
2018-02-12 13F-HR CLS Investments, LLC 35 35 0.00 12 11 -8.33
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 1,152 1,152 0.00 393 359 -8.65
2018-02-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP Put 158,200 0 -100.00 53,962 0 -100.00
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 1,011 1,011 0.00 345 315 -8.70
2018-03-05 13F-HR/A-2 683 Capital Management, LLC Put 240,000 404,000 68.33 81,864 125,785 53.65
2018-02-08 13F-HR TORON CAPITAL MARKETS INC. 5,613 5,613 0.00 1,915 1,748 -8.72
2018-04-20 13F-HR FIRST MANHATTAN CO 1,579 1,679 6.33 491 446 -9.16
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 448,200 1,201,400 168.05 152,881 374,056 144.67
2018-01-23 13F-HR DUNCKER STREETT & CO INC 13 13 0.00 4 4 0.00
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 5,210 0 -100.00 1,777 0 -100.00
2018-01-19 13F-HR Financial Management Professionals, Inc. 586 246 -58.02 199 76 -61.81
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,779,763 2,447,663 37.53 607,077 762,080 25.53
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 932 3,025 224.57 290 805 177.59
2018-02-14 13F-HR Social Capital Pep Management Llc Put 35,700 11,115
2017-11-08 13F-HR Accuvest Global Advisors 1,378 0 -100.00 498 0 -100.00
2018-02-06 13F-HR Bedell Frazier Investment Counseling, LLC 13,627 13,954 2.40 4,648 4,344 -6.54
2018-02-14 13F-HR National Planning Corp 3,749 0 -100.00 1,279 0 -100.00
2018-04-12 13F-HR Harrington Investments, Inc 2,820 2,798 -0.78 878 745 -15.15
2018-04-18 13F-HR/A-1 FNY Partners Fund LP Put 50 0 -100.00 15 0 -100.00
2018-04-05 13F-HR Edge Wealth Management LLC 481 481 0.00 149 128 -14.09
2018-04-19 13F-HR CKW FINANCIAL GROUP 33 33 0.00 10 8 -20.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 102,250 102,290 0.04 34,876 31,853 -8.67
2018-01-29 13F-HR EXANE DERIVATIVES 2,276 1,163 -48.90 776,481 362,161 -53.36
2018-04-19 13F-HR WEBSTER BANK, N. A. 63 0 -100.00 20 0 -100.00
2018-02-12 13F-HR JW Asset Management, LLC 67,225 0 -100.00 22,930 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC 2,533 81 -96.80 864 25 -97.11
2018-02-13 13F-HR JP Morgan Chase & Co Call 245,000 255,000 4.08 83,202 79,394 -4.58
2017-11-07 13F-HR Timber Hill LLC Put 5,900 0 -100.00 2,133 0 -100.00
2018-04-17 13F-HR MAI Capital Management 1,400 1,013 -27.64 436 270 -38.07
2018-02-02 13F-HR Financial Engines Advisors L.L.C. 251 0 -100.00 86 0 -100.00
2017-11-14 13F-HR Founders Fund IV Management, LLC 108,492 108,492 0.00 39,231 37,006 -5.67
2018-02-14 13F-HR Saba Capital Management, L.P. Put 52,100 98,000 88.10 17,771 30,512 71.70
2018-02-14 13F-HR Summit Trail Advisors, Llc 784 261
2018-04-16 13F-HR Westside Investment Management, Inc. 323 311 -3.72 108,655 78,519 -27.74
2018-01-16 13F-HR NEXT Financial Group, Inc 1,101 704 -36.06 391 219 -43.99
2018-02-13 13F-HR KETTLE HILL CAPITAL MANAGEMENT, LLC 1,072 1,260 17.54 366 392 7.10
2018-02-12 13F-HR SCHALLER INVESTMENT GROUP INC 5,000 0 -100.00 1,705 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc Put 500 600 20.00 171 187 9.36
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 2,923 2,640 -9.68 997 822 -17.55
2018-02-14 13F-HR Moore Capital Management, LP 0 3,205 0 998
2018-02-07 13F-HR WHITTIER TRUST CO 28,102 7,564 -73.08 9,585 2,355 -75.43
2018-02-14 13F-HR Apollo Management Holdings, L.P. Put 7,500 6,600 -12.00 2,558 2,055 -19.66
2018-01-12 13F-HR McAdam, LLC 880 880 0.00 300 300 0.00
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 1,592 0 -100.00 543 0 -100.00
2018-02-28 N-Q Relative Value Fund (see advisory)
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 13,789 21,385 55.09 4,703 6,658 41.57
2018-02-13 13F-HR Allianz Asset Management AG Put 13,800 4,297
2018-02-14 13F-HR Jefferies Group LLC Put 42,500 77,800 83.06 14,497 24,223 67.09
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 6,981 654 -90.63 2,381 204 -91.43
2018-04-12 13F-HR Signature Wealth Management Group 3 3 0.00 1 1 0.00
2018-02-13 13F-HR Intellectus Partners, LLC Call 500 4
2018-02-07 13F-HR JACOBSON & SCHMITT ADVISORS, LLC 1,390 1,420 2.16 474 442 -6.75
2018-02-14 13F-HR Fort Point Capital Partners, LLC 876 876 0.00 299 273 -8.70
2018-02-09 13F-HR Proficio Capital Partners LLC 229 201 -12.23 78 63 -19.23
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 23,202 24,621 6.12 7,914 7,666 -3.13
2018-04-10 13F-HR/A-1 Massey, Quick & Co., LLC 74 0 -100.00 25 0 -100.00
2018-02-12 13F-HR Firsthand Capital Management, Inc. 10,600 10,600 0.00 3,616 3,300 -8.74
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Call 15,100 4,701
2018-02-14 13F-HR Squarepoint Ops LLC 31,620 0 -100.00 10,786 0 -100.00
2018-02-14 13F-HR Ionic Capital Management LLC Put 73,400 76,400 4.09 25,037 23,787 -4.99
2018-01-11 13F-HR VNBTrust, National Association Put 91,200 0 -100.00 32,978 0 -100.00
2018-04-17 13F-HR Sawyer & Company, Inc 67 67 0.00 21 18 -14.29
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-02-14 13F-HR DENVER INVESTMENT ADVISORS LLC 2,960 2,875 -2.87 1,010 895 -11.39
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 3,382,553 3,242,810 -4.13 1,053,158 863,009 -18.06
2018-02-14 13F-HR Moore Capital Management, LP Put 6,000 1,868
2018-02-05 13F-HR GRIMES & COMPANY, INC. 1,452 1,452 0.00 495 452 -8.69
2018-02-06 13F-HR Alpha Omega Wealth Management LLC 164 164 0.00 56 51 -8.93
2018-02-09 13F-HR MISSION WEALTH MANAGEMENT, LLC 4,828 4,742 -1.78 1,647 1,476 -10.38
2018-02-12 13F-HR Tredje AP-fonden 11,718 9,388 -19.88 3,997 2,923 -26.87
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 712,436 707,666 -0.67 243,012 220,332 -9.33
2018-02-06 13F-HR BP PLC 14,000 7,000 -50.00 4,774 2,179 -54.36
2018-04-12 13F-HR First Command Bank 345 345 0.00 107 91,814 85,707.48
2018-02-14 13F-HR Bosvalen Asset Management Ltd 19,050 5,931
2018-02-13 13F-HR JP Morgan Chase & Co Put 218,400 374,800 71.61 74,169 116,694 57.34
2018-02-09 13F-HR GenTrust, LLC 2,030 2,030 0.00 692 632 -8.67
2018-02-13 13F-HR Focused Wealth Management, Inc 2,579 2,701 4.73 880 841 -4.43
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 50 0 -100.00 17 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 15,850 13,700 -13.56 4,935 3,854 -21.90
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 289,908 295,037 1.77 98,887,621 91,859,770 -7.11
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 200 200 0.00 68 62 -8.82
2018-02-05 13F-HR First Eagle Investment Management, LLC 405 405 0.00 138 126 -8.70
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 1,181 0
2018-02-13 13F-HR Winton Capital Group Ltd 1,224 981 -19.85 418 305 -27.03
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Call 6 0 -100.00 2 0 -100.00
2018-02-06 13F-HR Glassman Wealth Services 330 333 0.91 113 104 -7.96
2018-02-28 N-Q Vivaldi Opportunities Fund (see advisory)
2018-03-06 13F-HR Abacus Planning Group, Inc. 1,123 350
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 21,000 21,000 0.00 7,163 6,538 -8.73
2018-01-16 13F-HR 440 INVESTMENT GROUP, LLC 730 227
2018-02-13 13F-HR Intellectus Partners, LLC 3,937 4,053 2.95 1,343 1,262 -6.03
2018-02-02 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 82 82 0.00 28 26 -7.14
2018-02-12 13F-HR CABOT WEALTH MANAGEMENT INC 11,240 11,007 -2.07 3,834 3,427 -10.62
2018-02-21 13F-HR Hanson McClain, Inc. 999 1,072 7.31 341 334 -2.05
2018-02-16 13F-HR We Are One Seven, Llc 850 265
2018-02-13 13F-HR Jarislowsky, Fraser Ltd 600 0 -100.00 204 0 -100.00
2018-02-05 13F-HR Jacobi Capital Management LLC 169 169 0.00 58 57 -1.72
2017-11-08 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 585 0 -100.00 212 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC Put 192,300 197,000 2.44 3,742 5,228 39.71
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Call 10,500 0 -100.00 3,797 0 -100.00
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 20,710 22,819 10.18 7,064 7,105 0.58
2018-03-28 13F-HR Chicago Partners Investment Group LLC 25 25 0.00 9 8 -11.11
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 1,958,100 2,065,000 5.46 667,908 642,938 -3.74
2018-02-05 13F-HR Parkside Financial Bank & Trust 0 190 0 59
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Put 200 0 -100.00 62 0 -100.00
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 10,900 12,400 13.76 3,718 3,861 3.85
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 6,239 6,512 4.38 13,281 10,275 -22.63
2018-02-14 13F-HR Alpine Partners VI, LLC 1,023 0 -100.00 349 0 -100.00
2018-02-06 13F-HR/A-1 Mitsubishi UFJ Securities International PLC 20,759 1,398 -93.27 7,081 435 -93.86
2018-02-13 13F-HR Quinn Opportunity Partners LLC 9,900 0 -100.00 3,377 0 -100.00
2018-01-31 13F-HR Resources Investment Advisors, Inc. 693 676 -2.45 237 210 -11.39
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 141,406 50,580 -64.23 48,234 15,748 -67.35
2018-01-19 13F-HR West Coast Financial LLC 646 0 -100.00 220 0 -100.00
2018-02-14 13F-HR Crawford Lake Capital Management, LLC 15,590 0 -100.00 5,318 0 -100.00
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ Put 71,000 140,000 97.18 24,219 43,589 79.98
2018-02-13 13F-HR Winch Advisory Services, LLC 365 354 -3.01 125 110 -12.00
2018-02-13 13F-HR PITTENGER & ANDERSON INC 300 340 13.33 102 106 3.92
2018-02-13 13F-HR Catamount Wealth Management 8,750 8,105 -7.37 2,985 2,523 -15.48
2018-02-02 13F-HR Apertura Capital, LLC 0 20,000 0 6,227
2018-02-14 13F-HR CMT Asset Management Ltd Put 192,700 0 -100.00 65,730 0 -100.00
2018-02-14 13F-HR FIR TREE INC. Put 220,000 68,497
2018-02-14 13F-HR HARBOURVEST PARTNERS LLC 3,175 3,175 0.00 1,083 989 -8.68
2018-04-19 13F-HR B & T Capital Management DBA Alpha Capital Management 823 0 -100.00 256 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC 112,315 150,234 33.76 38,311 46,774 22.09
2018-02-09 13F-HR Holistic Financial Partners 86 27
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 177 178 0.56 60 55 -8.33
2018-01-25 13F-HR Regal Wealth Group, Inc. 158 158 0.00 54 49 -9.26
2018-02-15 13F-HR Madrona Financial Services, LLC 677 677 0.00 231 211 -8.66
2018-02-14 13F-HR HighTower Advisors, LLC 37,062 39,126 5.57 12,629 12,177 -3.58
2018-02-28 13F-HR Paulson Wealth Management Inc. 11 3
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 718 0 -100.00 245 0 -100.00
2018-02-12 13F-HR FINANCIAL COUNSELORS INC 2,543 2,350 -7.59 867 732 -15.57
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 58,744 259,732 342.14 20,038 80,868 303.57
2018-04-13 13F-HR Wealth Architects, LLC 951 954 0.32 296 254 -14.19
2018-02-13 13F-HR Formidable Asset Management, LLC 1,171 10 -99.15 399 72 -81.95
2017-11-06 13F-HR Spot Trading L.l.c. Put 102,800 79,300 -22.86 37,174 27,049 -27.24
2018-04-20 13F-HR/A-1 Fisher Asset Management, LLC 1,085 915 -15.67 338 244 -27.81
2018-04-17 13F-HR Legacy Advisors, Llc 84 86 2.38 26 26 0.00
2018-02-13 13F-HR AllSquare Wealth Management LLC 25 25 0.00 9 8 -11.11
2018-02-14 13F-HR Polar Asset Management Partners Inc. Call 20,000 0 -100.00 6,822 0 -100.00
2018-04-11 13F-HR Ruggie Capital Group 5 5 0.00 2 1 -50.00
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 562 0 -100.00 203 0 -100.00
2018-02-14 13F-HR Frontier Wealth Management LLC 1,127 1,517 34.61 384 472 22.92
2018-04-13 13F-HR National Pension Service 119,223 127,538 6.97 37,120 33,942 -8.56
2018-02-12 13F-HR Institute for Wealth Management, LLC. 0 2,814 0 879
2018-02-09 13F-HR Keystone Financial Group 1,758 591
2018-02-15 13F-HR GLENMEDE TRUST CO NA 6,342 6,142 -3.15 2,162 1,911 -11.61
2018-04-11 13F-HR Taylor Wealth Management Partners 22 22 0.00 7 6 -14.29
2018-02-15 13F-HR Lido Advisors, LLC 1,519 1,469 -3.29 503 457 -9.15
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 265,139 178,048 -32.85 90,439 55,435 -38.70
2018-04-17 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 790 790 0.00 245 210 -14.29
2017-11-14 13F-HR CMT Asset Management Ltd 2,521 0 -100.00 912 0 -100.00
2018-02-06 13F-HR Daiwa Securities Group Inc. 19,294 19,408 0.59 6,580 6,042 -8.18
2017-11-13 13F-HR Boston Common Asset Management, LLC 1,030 0 -100.00 372 0 -100.00
2018-02-13 13F-HR James Hambro & Partners 200 62
2018-02-14 13F-HR RPG Investment Advisory, LLC 18,711 11,988 -35.93 5,206 3,732 -28.31
2018-01-30 13F-HR BESSEMER GROUP INC 100 0 -100.00 34 0 -100.00
2018-02-02 13F-HR Sandy Spring Bank 539 583 8.16 184 182 -1.09
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 17,174 17,145 -0.17 5,858 5,338 -8.88
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 18,355 16,375 -10.79 6,261 5,098 -18.58
2018-02-14 13F-HR Natixis Asset Management 5,254 1,100 -79.06 1,792 342 -80.92
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 740 895 20.95 252 279 10.71
2017-10-31 13F-HR WASHINGTON TRUST Co 1,178 0 -100.00 426 0 -100.00
2018-01-18 13F-HR Westpac Banking Corp 21,840 49,940 128.66 7,449,624 15,548,819 108.72
2018-02-07 13F-HR IBM Retirement Fund 3,243 4,093 26.21 1,219 1,376 12.88
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 233,918 0 -100.00 79,789 0 -100.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 8,452 6,715 -20.55 2,883 2,091 -27.47
2018-02-14 13F-HR WOLVERINE TRADING, LLC 206,239 34,412 -83.31 70,348 10,714 -84.77
2018-02-12 13F-HR Hudson Bay Capital Management LP Call 0 7,600 0 2,366
2018-02-07 13F-HR Filament LLC 3,740 3,740 0.00 1,275 1,164 -8.71
2018-02-08 13F-HR SEI INVESTMENTS CO 81,960 89,498 9.20 27,957 27,865 -0.33
2018-04-18 13F-HR New Potomac Partneres, Llc 80 80 0.00 25 21 -16.00
2018-03-07 13F-HR/A-1 Strategic Wealth Advisors Group,Inc. 0 21,813 0 6,791
2018-02-07 13F-HR Camarda Financial Advisors, LLC 150 150 0.00 51 47 -7.84
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,084 1,412 30.26 370 440 18.92
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 3,516 2,925 -16.81 1,095 778 -28.95
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 61 60 -1.64 21 19 -9.52
2018-02-13 13F-HR Edge Advisors, Llc 14 4
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ Call 0 7,500 0 2,335
2018-02-13 13F-HR Axa 2,536 2,482 -2.13 865 772 -10.75
2018-02-14 13F-HR Fortis Advisors, LLC 9 9 0.00 3 3 0.00
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 70 0 -100.00 24 0 -100.00
2017-11-14 13F-HR Concert Wealth Management Inc. 586 0 -100.00 212 0 -100.00
2017-11-13 13F-HR Goss Wealth Management LLC 200 0 -100.00 63,210 0 -100.00
2018-02-14 13F-HR Natixis 1,368 1,298 -5.12 465 409 -12.04
2018-02-09 13F-HR Fiera Capital Corp 3,224 3,605 11.82 1,100 1,122 2.00
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 8,500 7,900 -7.06 2,899 2,460 -15.14
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 18,303 17,957 -1.89 6,244 5,591 -10.46
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 20,481 0 -100.00 6,986 0 -100.00
2018-01-19 13F-HR World Asset Management Inc 6,049 6,060 0.18 2,063 1,887 -8.53
2018-02-14 13F-HR Banco Santander, S.A. 0 6,037 0 1,880
2018-02-09 13F-HR Blume Capital Management, Inc. 81 91 12.35 28 28 0.00
2018-01-26 13F-HR PROFFITT & GOODSON INC 1,210 680 -43.80 413 212 -48.67
2018-02-14 13F-HR QUENTEC ASSET MANAGEMENT LLC Put 322,400 40,000 -87.59 109,972 12,454 -88.68
2018-02-06 13F-HR J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 781,379 0 -100.00 266,528 0 -100.00
2018-02-14 13F-HR Paloma Partners Management Co Call 0 8,000 0 2,491
2018-02-13 13F-HR LANSDOWNE PARTNERS (UK) LLP Put 278,000 524,300 88.60 94,826 163,242 72.15
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 1 0 -100.00 1 0 -100.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 50,997 15,878
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 2,376 3,000 26.26 810 934 15.31
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 295,700 429,900 45.38 100,863 133,849 32.70
2018-02-14 13F-HR Rafferty Asset Management, LLC 4,117 4,288 4.15 1,404 1,335 -4.91
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 30,187 36,510 20.95 10,297 11,367 10.39
2018-02-09 13F-HR Harfst & Associates, Inc. 962 962 0.00 328 299 -8.84
2018-02-13 13F-HR Aevitas Wealth Management, Inc. 264 82
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 197,300 55,000 -72.12 67,299 17,124 -74.56
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 90,062 92,661 2.89 30,720 28,850 -6.09
2018-02-14 13F-HR LIGHT STREET CAPITAL MANAGEMENT, LLC 130,000 75,000 -42.31 44,343 23,351 -47.34
2018-02-08 13F-HR Manchester Capital Management LLC 1,707 1,707 0.00 582 531 -8.76
2017-11-14 13F-HR Walleye Trading LLC 36,762 0 -100.00 13,294 0 -100.00
2018-02-14 13F-HR RBF Capital, LLC Put 5,000 1,557
2018-01-17 13F-HR Cutler Group LP Call 232,100 332,400 43.21 4,030 2,596 -35.58
2018-02-14 13F-HR Advisor Group, Inc. Put 4 5 25.00 0 0
2018-02-09 13F-HR BlackRock Inc. 5,470,033 5,617,973 2.70 1,865,829 1,749,154 -6.25
2018-02-12 13F-HR Zweig-DiMenna Associates LLC 23,220 0 -100.00 7,920 0 -100.00
2018-01-16 13F-HR St. Johns Investment Management Company, LLC Put 100 0 -100.00 2 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 123,628 127,187 2.88 42,170 39,600 -6.09
2018-02-08 13F-HR Global X Management CO LLC 104,318 139,927 34.14 35,583 43,566 22.43
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 432,684 463,774 7.19 147,589 144,396 -2.16
2018-02-02 13F-HR Aperio Group, LLC 32,025 31,335 -2.15 10,924 9,756 -10.69
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 45 45 0.00 15 14 -6.67
2018-02-15 13F-HR HBK Sorce Advisory LLC 2,250 2,326 3.38 767 724 -5.61
2018-02-14 13F-HR HighTower Advisors, LLC Put 0 300 0 12
2018-02-14 13F-HR Avestar Capital, Llc 465 144
2018-02-14 13F-HR Quad Capital Management Advisors LLC 3,500 8,000 128.57 1,194 2,491 108.63
2018-04-16 13F-HR IFC Holdings Incorporated/FL 1,375 0 -100.00 427 0 -100.00
2017-11-09 13F-HR Burt Wealth Advisors 20 0 -100.00 3 0 -100.00
2018-02-14 13F-HR Graticule Asia Macro Advisors LLC Put 0 50,000 0 15,568
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 1,066,700 1,103,900 3.49 363,851 343,699 -5.54
2018-02-12 13F-HR Ford Financial Group, Inc. 93 31
2018-02-08 13F-HR Cetera Advisors LLC 4,399 4,435 0.82 1,502 1,382 -7.99
2017-11-29 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 4,781 4,519 -5.48 1,631 1,407 -13.73
2018-02-14 13F-HR TREMBLANT CAPITAL GROUP Put 68,700 31,600 -54.00 23,434 9,839 -58.01
2018-02-22 13F-HR Certified Advisory Corp 55 17
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 419,866 391,103 -6.85 143,216 121,770 -14.97
2017-11-14 13F-HR Sciencast Management LP 950 0 -100.00 344 0 -100.00
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 57 0 18
2018-01-31 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 722 722 0.00 246 225 -8.54
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 1,266 0 -100.00 458 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 361,118 368,344 2.00 123,177,351 114,683,904 -6.90
2018-04-13 13F-HR North Star Investment Management Corp. 364 431 18.41 113 115 1.77
2018-02-02 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 1,567 1,467 -6.38 535 457 -14.58
2018-02-02 13F-HR Ballentine Partners, LLC 1,963 1,985 1.12 669 618 -7.62
2018-01-30 13F-HR Meridian Wealth Management, LLC 1,094 1,094 0.00 373 368 -1.34
2018-04-18 13F-HR/A-1 FNY Partners Fund LP 5,500 250 -95.45 1,712 66 -96.14
2018-01-11 13F-HR Crestwood Advisors LLC Put 500 0 -100.00 171 0 -100.00
2018-04-10 13F-HR Atlanta Capital Group 1,179 1,451 23.07 367 386 5.18
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 18,422 18,231 -1.04 6,284 5,784 -7.96
2017-10-30 N-Q Vanguard Convertible Securities Fund (see advisory)
2018-02-15 13F-HR Capital Markets Trading Uk Llp Put 203,100 63,235
2018-02-13 13F-HR Sanctuary Wealth Advisors, LLC 200 200 0.00 68 623 816.18
2017-11-14 13F-HR Bluefin Trading, LLC 4,462 0 -100.00 1,613 0 -100.00
2018-03-09 13F-HR Marino, Stram & Associates Llc 150 47
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 505 500 -0.99 172 155 -9.88
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 21,400 0 -100.00 7,299 0 -100.00
2018-02-13 13F-HR PARUS FINANCE (UK) Ltd 15,577 7,807 -49.88 5,313 2,431 -54.24
2018-01-31 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 1,050 1,700 61.90 358 529 47.77
2018-01-29 13F-HR NORTHEAST INVESTMENT MANAGEMENT 848 891 5.07 289 277 -4.15
2018-02-14 13F-HR IMS Capital Management 2,237 2,237 0.00 763 696 -8.78
2018-02-14 13F-HR MONETARY MANAGEMENT GROUP INC 75 75 0.00 26 23 -11.54
2018-02-14 13F-HR EULAV Asset Management 19,000 21,000 10.53 6,481 6,538 0.88
2018-02-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC 51,106 71,140 39.20 17,432 22,149 27.06
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 114,569 115,208 0.56 39,079 35,870 -8.21
2017-11-14 13F-HR SECOR Capital Advisors, LP 6,598 0 -100.00 2,386 0 -100.00
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 20,791 20,582 -1.01 7,092 6,408 -9.64
2018-01-02 13F-HR American Financial Network Advisory Services Llc 606 711 17.33 207 221 6.76
2018-02-15 13F-HR SYMMETRY PEAK MANAGEMENT LLC 9,250 5,500 -40.54 3,155 1,712 -45.74
2018-02-14 13F-HR Walleye Trading LLC Put 48,023 48,523 1.04 16,381 15,105 -7.79
2018-02-14 13F-HR AMP Capital Investors Ltd 44,468 55,015 23.72 15,167 17,129 12.94
2018-02-13 13F-HR Allianz Asset Management AG 595,439 758,356 27.36 203,104 236,115 16.25
2018-02-13 13F-HR Moors & Cabot, Inc. 3,093 2,905 -6.08 1,057 903 -14.57
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 98,338 0 -100.00 35,560 0 -100.00
2018-01-26 13F-HR K.J. Harrison & Partners Inc 0 1,492 0 465
2018-02-14 13F-HR Polar Capital LLP 19,600 36,629 86.88 6,684 11,404 70.62
2018-02-14 13F-HR Horizon Kinetics LLC 1,052 1,181 12.26 359 368 2.51
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 11,920,042 10,796,682 -9.42
2018-02-06 13F-HR Gerber Kawasaki Wealth & Investment Management 28,370 31,282 10.26 9,729 9,739 0.10
2018-02-07 13F-HR LS Investment Advisors, LLC 640 544 -15.00 218 169 -22.48
2018-02-12 13F-HR R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC 2,500 0 -100.00 853 0 -100.00
2018-02-07 13F-HR IPG Investment Advisors LLC 11,935 12,115 1.51 4,071,029 3,772,003 -7.35
2018-02-07 13F-HR Sigma Planning Corp Call 1,100 1,100 0.00 375 342 -8.80
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 12,430 12,481 0.41 4,240 3,886 -8.35
2018-01-24 SC 13G/A BAILLIE GIFFORD & CO 13,289,548 12,902,408 -2.91
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 592,803 381,977 -35.56 202,205 118,929 -41.18
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 2,182,700 2,087,700 -4.35 744,519 650,005 -12.69
2018-04-18 13F-HR Cornerstone Advisors, Inc. 399 399 0.00 124 106 -14.52
2018-02-08 13F-HR ATWOOD & PALMER INC 70 70 0.00 24 22 -8.33
2018-02-01 13F-HR ROSENBLUM SILVERMAN SUTTON S F INC /CA 4,678 4,643 -0.75 1,596 1,446 -9.40
2017-12-28 N-Q Mss Series Trust (see advisory)
2018-04-18 13F-HR Armbruster Capital Management, Inc. 20 0 -100.00 6 0 -100.00
2018-02-13 13F-HR Regis Management CO LLC 25,000 25,000 0.00 8,527 7,783 -8.73
2018-02-09 13F-HR Gryphon Financial Partners Llc 151 47
2017-11-08 13F-HR HAP Trading, LLC 12,029 0 -100.00 4,350 0 -100.00
2018-02-09 13F-HR Warren Averett Asset Management, LLC 0 25 0 8
2018-04-10 13F-HR Divergent Wealth Advisors, Llc 600 160
2018-02-14 13F-HR AHL Partners LLP 5,953 1,635 -72.53 2,030 509 -74.93
2018-02-12 13F-HR Korea Investment CORP 35,095 12,295 -64.97 11,971 3,828 -68.02
2018-04-18 13F-HR/A-1 Livforsakringsbolaget Skandia, Omsesidigt 2,031 2,031 0.00 632 540 -14.56
2018-02-15 13F-HR DOHENY ASSET MANAGEMENT /CA 945 0 -100.00 322 0 -100.00
2018-01-29 13F-HR MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 629 0 -100.00 215 0 -100.00
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 1,672 1,693 1.26 570 527 -7.54
2018-02-14 13F-HR Independent Advisor Alliance 901 1,031 14.43 309 347 12.30
2018-01-23 13F-HR Baystate Wealth Management LLC 110 39
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 1,326 1,456 9.80 452 453 0.22
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-03-05 13F-HR MV Capital Management, Inc. 200 200 0.00 68 62 -8.82
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 331,147 346,177 4.54 112,954 107,782 -4.58
2018-02-06 13F-HR BOSTON FAMILY OFFICE LLC 1,105 1,165 5.43 377 363 -3.71
2018-02-12 13F-HR BKS ADVISORS, LLC 5,305 7,180 35.34 1,810 2,235 23.48
2017-11-06 13F-HR CI INVESTMENTS INC. Put 645 0 -100.00 47 0 -100.00
2018-02-14 13F-HR EVENTIDE ASSET MANAGEMENT, LLC 30,000 30,000 0.00 10,233 9,341 -8.72
2018-02-13 13F-HR Central Asset Investments & Management Holdings (HK) Ltd 3,750 1,168
2018-02-14 13F-HR Graticule Asia Macro Advisors LLC Call 112,000 50,000 -55.36 38,204 15,568 -59.25
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 29,043 15,214 -47.62 9,043 4,049 -55.23
2018-02-06 13F-HR Landaas & Co /wi /adv 48 48 0.00 16 15 -6.25
2018-02-14 13F-HR Holocene Advisors, Lp 1,135 353
2018-01-26 13F-HR Sterling Investment Advisors, Ltd. 854 894 4.68 291 278 -4.47
2018-02-14 13F-HR FCG ADVISORS, LLC 691 696 0.72 236 217 -8.05
2018-01-22 13F-HR Oakworth Capital, Inc. 48 48 0.00 17 15 -11.76
2018-02-14 13F-HR MUHLENKAMP & CO INC Put 3,000 3,000 0.00 1,023 934 -8.70
2018-02-16 13F-HR/A-1 J. Goldman & Co LP Call 25,000 110,000 340.00 8,528 34,249 301.61
2018-02-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,390 1,390 0.00 474 433 -8.65
2018-02-12 13F-HR Atlantic Trust Group, LLC 9,038 9,044 0.07 3,083 2,816 -8.66
2018-02-14 13F-HR Altimeter Capital Management, LP Put 1,500 3,031
2018-02-14 13F-HR Neuberger Berman Group LLC 24,155 32,877 36.11 8,239 10,236 24.24
2018-02-08 13F-HR OARSMAN CAPITAL, INC. 699 655 -6.29 238 204 -14.29
2018-02-01 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 9,322 9,227 -1.02 3,180 2,873 -9.65
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 90,811 82,414 -9.25 30,976 25,660 -17.16
2018-02-14 13F-HR BOKF, NA 1,107 1,002 -9.49 378 312 -17.46
2018-02-01 13F-HR NORTH STAR ASSET MANAGEMENT INC 710 670 -5.63 242 209 -13.64
2018-02-14 13F-HR Vivaldi Capital Management, LLC 666 663 -0.45 227 206 -9.25
2018-02-14 13F-HR ZEVENBERGEN CAPITAL INVESTMENTS LLC 363,163 361,234 -0.53 123,875 112,470 -9.21
2018-02-13 13F-HR AMALGAMATED BANK 13,601 15,487 13.87 4,639 4,822 3.94
2018-02-07 13F-HR Biondo Investment Advisors, LLC 3,025 3,025 0.00 1,032 942 -8.72
2018-01-24 13F-HR Lenox Wealth Management, Inc. 395 395 0.00 134 123 -8.21
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 0 115 0 36
2018-02-16 13F-HR/A-1 J. Goldman & Co LP 11,000 13,907 26.43 3,752 4,330 15.41
2018-02-12 13F-HR CITIGROUP INC 409,325 440,583 7.64 139,622 137,175 -1.75
2018-04-12 13F-HR Integrated Investment Consultants, LLC 15 19 26.67 5 5 0.00
2018-04-20 13F-HR PRENTISS SMITH & CO INC 100 65 -35.00 31 17 -45.16
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 3,700 4,100 10.81 1,267 1,277 0.79
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 1,091,340 1,085,790 -0.51 372,256 338,061 -9.19
2018-03-01 N-Q Investment Managers Series Trust Ii (see advisory)
2018-02-14 13F-HR Marathon Trading Investment Management LLC Call 20,000 22,200 11.00 6,822 6,912 1.32
2018-02-14 13F-HR Paloma Partners Management Co 5,563 5,654 1.64 1,898 1,761 -7.22
2018-04-17 13F-HR Family Capital Trust Co 5 5 0.00 2 1 -50.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 10,000 50,000 400.00 3,411 15,568 356.41
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 1,252 1,802 43.93 390 480 23.08
2018-02-13 13F-HR Wellington Management Group LLP 1,016,176 49,533 -95.13 346,617 15,422 -95.55
2018-02-09 13F-HR HAP Trading, LLC Put 25,509 49,409 93.69 265 532 100.75
2018-02-14 13F-HR PagnatoKarp Partners LLC 603 0 -100.00 206 0 -100.00
2017-11-07 13F-HR Timber Hill LLC 1,350 0 -100.00 488 0 -100.00
2018-02-14 13F-HR NOMURA HOLDINGS INC 85,596 93,190 8.87 29,161 29,290 0.44
2018-02-01 13F-HR CIBC World Markets Inc. 4,509 6,600 46.37 1,538 2,055 33.62
2018-02-14 13F-HR Capstone Financial Advisors, Inc. 1,118 871 -22.09 381 271 -28.87
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 19,000 2,000 -89.47 6,481 623 -90.39
2018-01-29 13F-HR FIDUCIARY TRUST CO 1,156 1,103 -4.58 394 343 -12.94
2018-04-20 13F-HR BOURNE LENT ASSET MANAGEMENT INC 690 0 -100.00 215 0 -100.00
2018-02-15 13F-HR National Asset Management, Inc. 1,537 1,626 5.79 525 507 -3.43
2018-02-07 13F-HR Miracle Mile Advisors, LLC 714 809 13.31 244 252 3.28
2018-01-16 13F-HR Clean Yield Group 910 770 -15.38 310 240 -22.58
2018-02-14 13F-HR Spears Abacus Advisors LLC 1,080 1,080 0.00 368 336 -8.70
2018-02-12 13F-HR Aft, Forsyth & Company, Inc. 1,765 550
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 241,173 283,752 17.65 82,264 88,346 7.39
2018-02-09 13F-HR PICTET BANK & TRUST Ltd 4,780 3,740 -21.76 1,630 1,164 -28.59
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 5,084 5,302 4.29 1,734 1,651 -4.79
2018-02-01 13F-HR SUMITOMO LIFE INSURANCE CO 2,925 2,800 -4.27 998 872 -12.63
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 601 828 37.77 205 258 25.85
2018-02-14 13F-HR Point72 Asset Management, L.P. Put 50,000 0 -100.00 17,055 0 -100.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 0 35,505 0 9,449
2018-02-08 13F-HR D.A. DAVIDSON & CO. 3,661 3,590 -1.94 1,248 1,118 -10.42
2018-02-12 13F-HR Carnegie Capital Asset Management, LLC 4,385 7,465 70.24 1,479 2,575 74.10
2018-01-29 13F-HR IFM Investors Pty Ltd 3,676 3,705 0.79 1,254 1,154 -7.97
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 161 161 0.00 55 50 -9.09
2017-11-14 13F-HR DSC Advisors, L.P. Put 3,000 0 -100.00 1,085 0 -100.00
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 601,870 655,149 8.85 205,298 203,981 -0.64
2018-02-14 13F-HR One Wealth Advisors, Llc 3 1
2018-03-09 13F-HR Pacific Sun Financial Corp 5,003 1,558
2018-04-09 13F-HR Merriman Wealth Management, LLC 983 1,266 28.79 306 337 10.13
2018-02-16 13F-HR/A-1 J. Goldman & Co LP Put 17,000 10,000 -41.18 5,799 3,114 -46.30
2018-02-14 13F-HR MANGROVE PARTNERS Put 0 200,000 0 62,270
2018-02-07 13F-HR FFCM LLC 30 64 113.33 11 20 81.82
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 43,428 46,847 7.87 14,813 14,587 -1.53
2018-01-16 13F-HR Cottage Street Advisors LLC 1,300 405
2018-02-14 13F-HR PROFUND ADVISORS LLC 10,159 10,508 3.44 3,465 3,272 -5.57
2018-02-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 50,000 50,000 0.00 17,055 15,568 -8.72
2017-10-27 N-Q Exchange Traded Concepts Trust (see advisory)
2018-02-07 13F-HR Marcus Capital, LLC 12,850 5,650 -56.03 4,383 1,759 -59.87
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 7,951 8,101 1.89 2,712 2,525 -6.90
2018-02-14 13F-HR Partner Fund Management, L.P. 82,700 25,749
2018-02-14 13F-HR/A-1 Northstar Capital Management Llc 188 59
2018-04-10 13F-HR Gradient Investments LLC 10 6 -40.00 3 2 -33.33
2018-02-07 13F-HR Sigma Planning Corp 4,612 4,766 3.34 1,573 1,484 -5.66
2018-02-13 13F-HR Laurion Capital Management LP Call 38,400 0 -100.00 13,098 0 -100.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 2,943 3,013 2.38 1,047 938 -10.41
2018-02-14 13F-HR Alta Park Capital, LP 0 18,000 0 5,604
2018-02-14 13F-HR BARCLAYS PLC Put 2,002,249 2,185,140 9.13 682,967 680,343 -0.38
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 747,284 665,987 -10.88 254,899 207,355 -18.65
2018-02-15 13F-HR Sterling Capital Management LLC 690 717 3.91 235 223 -5.11
2018-02-14 13F-HR TLP GROUP LLC Put 1,200 0 -100.00 59 0 -100.00
2018-02-12 13F-HR Kiley Juergens Wealth Management, Llc 650 202
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 75 0 -100.00 2,558 0 -100.00
2018-02-12 13F-HR Red Cedar Capital, Llc 40 12
2018-02-14 13F-HR UBS Group AG 165,867 124,044 -25.21 56,577 38,620 -31.74
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 657,291 875,067 33.13 224,201 272,451 21.52
2018-01-10 13F-HR ADIRONDACK TRUST CO 192 192 0.00 65 60 -7.69
2018-04-18 13F-HR/A-1 FNY Partners Fund LP Call 370 515 39.19 106 137 29.25
2018-02-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 150,000 700,000 366.67 51,165 217,945 325.97
2018-04-18 13F-HR Integral Derivatives, LLC Put 64,550 23,100 -64.21 20,098 6,148 -69.41
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 188 0 -100.00 68 0 -100.00
2018-02-07 13F-HR Essex Financial Services, Inc. 3,384 3,549 4.88 1,154 1,105 -4.25
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 182,700 226,400 23.92 62,319 70,490 13.11
2018-02-13 13F-HR AVIVA PLC 82,628 72,817 -11.87 28,178 22,672 -19.54
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 41,668 41,743 0.18 14,212 12,996 -8.56
2018-02-09 13F-HR SMITH, MOORE & CO. 972 797 -18.00 332 248 -25.30
2018-04-20 13F-HR STRS OHIO 72,123 71,051 -1.49 22,455 18,908 -15.80
2018-04-20 13F-HR BB&T CORP 689 0 -100.00 215 0 -100.00
2018-01-30 13F-HR JNBA Financial Advisors 49 49 0.00 17 15 -11.76
2018-02-14 13F-HR DOMINI SOCIAL INVESTMENTS LLC 1,159 683 -41.07 395 213 -46.08
2018-02-12 13F-HR BIRINYI ASSOCIATES INC 1,200 1,350 12.50 409 420 2.69
2018-02-13 13F-HR Ashfield Capital Partners, LLC 2,717 2,690 -0.99 927 838 -9.60
2018-02-13 13F-HR HCR Wealth Advisors 1,413 1,458 3.18 482 454 -5.81
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 7,627 7,724 1.27 2,602 2,405 -7.57
2018-02-14 13F-HR BARCLAYS PLC Call 789,906 744,606 -5.73 269,437 231,834 -13.96
2018-04-17 13F-HR Calton & Associates, Inc. 275 771 180.36 96 205 113.54
2018-02-22 13F-HR Rehmann Capital Advisory Group 1,333 1,660 24.53 455 517 13.63
2018-02-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP 253,249 116,916 -53.83 86,383 36,402 -57.86
2018-02-14 13F-HR TEACHERS ADVISORS INC 325,771 324,050 -0.53 111,120 100,893 -9.20
2018-02-14 13F-HR Arrowpoint Asset Management, LLC Put 15,000 49,000 226.67 5,118 15,257 198.10
2018-02-12 13F-HR CITIGROUP INC Put 585,503 642,671 9.76 199,716 200,095 0.19
2018-02-15 13F-HR/A-1 Balentine LLC 15 15 0.00 5 5 0.00
2018-01-24 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,038 1,178 13.49 353 391 10.76
2018-02-14 13F-HR Theleme Partners LLP Put 365,000 571,000 56.44 124,502 177,781 42.79
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 29,000 3,000 -89.66 9,892 934 -90.56
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 553 867 56.78 172 231 34.30
2018-02-08 13F-HR GIRARD SECURITIES, INC. 1,613 0 -100.00 549 0 -100.00
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 11,193 13,849 23.73 3,810 4,312 13.18
2018-02-02 13F-HR Patten Group, Inc. 591 341 -42.30 202 106 -47.52
2018-01-25 13F-HR First Personal Financial Services 435 68 -84.37 148 21 -85.81
2018-02-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP 303,397 287,368 -5.28 103,489 89,472 -13.54
2018-02-09 13F-HR WEDBUSH SECURITIES INC 2,464 2,419 -1.83 840 753 -10.36
2018-04-03 13F-HR Washington Trust Bank 673 669 -0.59 209 178 -14.83
2018-02-01 13F-HR Asset Planning Services, Ltd. 15 15 0.00 5 5 0.00
2018-02-14 13F-HR TLP GROUP LLC 1,159 0 -100.00 395 0 -100.00
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 700 0 -100.00 253 0 -100.00
2018-02-09 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 550 250 -54.55 187,605 77,838 -58.51
2018-02-14 13F-HR Covington Capital Management 1,736 1,556 -10.37 592 484 -18.24
2018-02-13 13F-HR ASSETMARK, INC 10 24 140.00 3 7 133.33
2018-02-13 13F-HR Formidable Asset Management, LLC Call 10 0 -100.00 103 0 -100.00
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 252 0 -100.00 86 0 -100.00
2018-02-12 13F-HR Financial Architects, Inc 458 276 -39.74 157 86 -45.22
2018-02-09 13F-HR Energy Opportunities Capital Management, LLC 3,817 0 -100.00 1,302 0 -100.00
2018-02-13 13F-HR MAPLELANE CAPITAL, LLC Put 160,000 345,000 115.62 54,576 107,415 96.82
2018-03-14 13F-HR Centerpoint Advisors, Llc 3 1
2018-02-20 13F-HR Ashburton (Jersey) Ltd 891 0 -100.00 304 0 -100.00
2018-02-02 13F-HR CI INVESTMENTS INC. 1,208 0 -100.00 262 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,002,757 1,014,463 1.17 341,843 315,643 -7.66
2018-02-20 N-Q Psg Capital Management Trust (see advisory)
2018-02-14 13F-HR LPL Financial LLC 40,071 41,927 4.63 13,668 13,054 -4.49
2018-03-01 13F-HR/A-1 MASSMUTUAL TRUST CO FSB/ADV 100 100 0.00 34,110 31,135 -8.72
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 607,700 528,000 -13.12 207,286 164,393 -20.69
2018-02-14 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 2,437 2,216 -9.07 831 690 -16.97
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 150,800 122,700 -18.63 51,437 38,202 -25.73
2018-02-14 13F-HR STATE STREET CORP 2,457,582 2,533,373 3.08 838,288 788,761 -5.91
2018-02-14 13F-HR Hoylecohen, Llc 10,272 3,198
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 293 303 3.41 100 94 -6.00
2018-04-20 13F-HR TrueNorth, Inc. 0 812 0 216
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 50 156 212.00 17,056 48,260 182.95
2018-02-15 13F-HR EP Wealth Advisors, Inc. 1,032 922 -10.66 352 287 -18.47
2017-11-15 13F-HR Arcus Capital Partners, LLC 561 0 -100.00 203 0 -100.00
2018-02-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 3,589 5,823 62.25 1,224 1,813 48.12
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 267 267 0.00 83 71 -14.46
2017-11-14 13F-HR MARCO INVESTMENT MANAGEMENT LLC 665 0 -100.00 240 0 -100.00
2017-11-17 N-Q Berkshire Funds (see advisory)
2017-11-13 13F-HR Noven Financial Group, Inc. 575 0 -100.00 208 0 -100.00
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 1,429 1,485 3.92 487 462 -5.13
2018-02-15 13F-HR TANAKA CAPITAL MANAGEMENT INC 4,574 4,556 -0.39 1,560 1,419 -9.04
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 989,581 737,381 -25.49 337,546 229,584 -31.98
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 22,896 24,447 6.77 7,813 7,613 -2.56
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 270,000 244,800 -9.33 92,097 76,218 -17.24
2017-10-27 N-Q North Country Funds (see advisory)
2018-02-09 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 300 93
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Put 80,000 0 -100.00 28,929 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 154,100 152,900 -0.78 47,979 40,691 -15.19
2018-04-06 13F-HR Neumann Advisory Hong Kong Ltd 4,000 4,000 0.00 1,245 1,065 -14.46
2018-02-13 13F-HR Financial Gravity Companies, Inc. 115 41
2018-02-15 13F-HR Capital Markets Trading Uk Llp Call 75,300 23,445
2018-04-13 13F-HR Kessler Investment Group, LLC 750 0 -100.00 234 0 -100.00
2017-11-01 13F-HR GLUSKIN SHEFF & ASSOC INC 510 0 -100.00 184 0 -100.00
2018-04-05 13F-HR Destination Wealth Management 0 377 0 100
2018-02-13 13F-HR Oz Management LP Put 1,470,666 1,847,966 25.66 501,645 575,365 14.70
2018-02-09 13F-HR WMS Partners, LLC 1,330 1,366 2.71 454 425 -6.39
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 0 66,100 0 20,580
2018-01-29 13F-HR NewSquare Capital LLC 34 34 0.00 12 11 -8.33
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 606,200 362,500 -40.20 206,775 112,864 -45.42
2018-01-19 13F-HR Personal Capital Advisors Corp 68,074 74,418 9.32 23,220 23,170 -0.22
2018-04-12 13F-HR First Command Financial Services, Inc. 345 345 0.00 107 92 -14.02
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 64 64 0.00 22 22 0.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 709 2,865 304.09 242 892 268.60
2018-01-30 13F-HR FineMark National Bank & Trust 1,769 2,269 28.26 603 706 17.08
2018-04-06 13F-HR Lowe fs, LLC 81 81 0.00 25 22 -12.00
2018-02-12 13F-HR Pacad Investment Ltd. 0 10,150 0 3,160
2018-03-02 13F-HR Sturgeon Ventures Llp 6,350 2,373
2018-04-20 13F-HR CTC LLC 33,002 0 -100.00 10,275 0 -100.00
2018-02-08 13F-HR Squar Milner Financial Services Llc 1,278 447
2018-01-24 13F-HR SG Americas Securities, LLC Call 169,000 272,000 60.95 20,117 17,398 -13.52
2018-02-12 13F-HR EATON VANCE MANAGEMENT 7,500 17,362 131.49 2,558 5,406 111.34
2018-03-14 13F-HR Creative Financial Designs Inc /adv 50 11
2018-02-01 13F-HR Kovack Advisors, Inc. 2,159 672
2017-11-06 13F-HR Spot Trading L.l.c. 39,658 5,510 -86.11 14,341 1,879 -86.90
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 492 417 -15.24 168 130 -22.62
2018-01-22 13F-HR Beech Hill Advisors, Inc. 3,880 3,552 -8.45 1,323 1,106 -16.40
2018-02-14 13F-HR Perigon Wealth Management, LLC 2,907 331 -88.61 992 103 -89.62
2018-02-14 13F-HR NOMURA HOLDINGS INC Put 30,000 30,000 0.00 10,221 9,429 -7.75
2018-02-02 13F-HR Linscomb & Williams, Inc. 6,630 6,590 -0.60 2,261 2,052 -9.24
2018-04-20 13F-HR Seacrest Wealth Management, Llc 883 692 -21.63 275 184 -33.09
2018-02-02 13F-HR INVERNESS COUNSEL LLC /NY/ 715 715 0.00 244 223 -8.61
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 21,802 24,847 13.97 7,437 7,736 4.02
2018-02-15 13F-HR Vanguard Capital Wealth Advisors 1,350 420,322
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 2,465 2,792 13.27 841 869 3.33
2018-02-14 13F-HR Bramshill Investments, Llc 459 0 -100.00 157 0 -100.00
2018-04-11 13F-HR ALPHA WINDWARD LLC 94 94 0.00 29 25 -13.79
2018-02-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 700 700 0.00 239 218 -8.79
2018-02-14 13F-HR HBK INVESTMENTS L P Put 660,100 676,800 2.53 225,160 210,722 -6.41
2018-02-15 13F-HR Financial Advocates Investment Management 3,688 1,148
2018-02-12 13F-HR Financial Architects, Inc Put 200 1,200 500.00 68 374 450.00
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 1,112 912 -17.99 346 243 -29.77
2018-02-15 13F-HR Laurel Wealth Advisors, Inc. 1,207 1,692 40.18 411 526 27.98
2018-02-13 13F-HR SCOTIA CAPITAL INC. 5,129 5,739 11.89 1,749 1,787 2.17
2018-02-14 13F-HR CLEARBRIDGE, LLC 260 260 0.00 89 81 -8.99
2018-02-14 13F-HR WHITEBOX ADVISORS LLC Put 30,000 30,000 0.00 10,233 9,341 -8.72
2018-02-14 13F-HR Firefly Value Partners, LP Put 101,300 101,300 0.00 34,554 31,541 -8.72
2018-02-09 13F-HR FDx Advisors, Inc. 0 651 0 203
2018-02-13 13F-HR Intellectus Partners, LLC Put 6,000 6,000 0.00 51 48 -5.88
2018-01-19 13F-HR TRUE Private Wealth Advisors 634 0 -100.00 216 0 -100.00
2018-01-31 13F-HR GILDER GAGNON HOWE & CO LLC 693,372 690,978 -0.35 236,509 215,136 -9.04
2018-02-14 13F-HR CNH PARTNERS LLC 113,660 56,492 -50.30 38,769 17,589 -54.63
2018-02-14 13F-HR Walleye Trading LLC Call 100,755 123,855 22.93 34,362 38,557 12.21
2018-02-14 13F-HR Kemnay Advisory Services Inc. 150 150 0.00 51 47 -7.84
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 806,900 955,200 18.38 275,234 297,402 8.05
2018-04-18 13F-HR REGIONS FINANCIAL CORP 1,671 1,603 -4.07 520 427 -17.88
2018-04-18 13F-HR Private Capital Advisors, Inc. 1,020 0 -100.00 318 0 -100.00
2018-02-08 13F-HR TORONTO DOMINION BANK 5,551 7,868 41.74 1,893 2,449 29.37
2018-01-18 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 6,970 5,500 -21.09 2,377 1,712 -27.98
2018-02-14 13F-HR MARK ASSET MANAGEMENT CORP 0 1,000 0 311
2018-02-13 13F-HR FIRST INTERSTATE BANK 50 50 0.00 17 16 -5.88
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 1,279 1,279 0.00 398 340 -14.57
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 24,340 29,455 21.01 8,301 9,173 10.50
2018-02-09 13F-HR HAP Trading, LLC Call 30,800 37,700 22.40 1,738 1,344 -22.67
2018-02-14 13F-HR Point72 Asset Management, L.P. 5,000 1,557
2018-02-12 13F-HR Financial Architects, Inc Call 200 2,200 1,000.00 68 685 907.35
2018-04-04 13F-HR DAVENPORT & Co LLC 906 981 8.28 282,083 261,074 -7.45
2018-04-13 13F-HR Calamos Advisors LLC Put 623,400 19,500 -96.87 194,096 5,190 -97.33
2018-02-07 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1,310 1,510 15.27 447 470 5.15
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,269 16,917 169.85 2,139 5,267 146.24
2018-01-26 13F-HR Ironwood Financial, llc 30 30 0.00 10 9 -10.00
2018-01-29 13F-HR EXANE DERIVATIVES Put 50 50 0.00 14,517 750 -94.83
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 5,808 8,340 43.60 1,981 2,630 32.76
2018-01-26 13F-HR Tarbox Group, Inc. 9 9 0.00 3 3 0.00
2018-02-06 13F-HR/A-1 Horan Capital Advisors, LLC. 14 0 -100.00 5 0 -100.00
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 6,582 6,577 -0.08 2,246 2,048 -8.82
2018-01-30 13F-HR Elite Wealth Management, LLC 154 0 -100.00 31 0 -100.00
2018-02-14 13F-HR Shepherd Financial Partners LLC 876 272
2018-02-14 13F-HR Nokota Management, LP Call 375,400 375,400 0.00 128,049 116,881 -8.72
2018-02-14 13F-HR DIAM Co., Ltd. 212,527 213,503 0.46 72,477 66,544 -8.19
2018-01-16 13F-HR PRIVATE TRUST CO NA 1,290 0 -100.00 440 0 -100.00
2018-04-17 13F-HR Watermark Asset Management, Inc. 11 1 -90.91 3 0 -100.00
2018-02-13 13F-HR Evercore Wealth Management, LLC 5,242 5,192 -0.95 1,788 1,616 -9.62
2018-02-13 13F-HR/A-1 Premier Fund Managers Ltd 0 1,500 0 473
2018-02-13 13F-HR Lombard Odier Asset Management (USA) Corp Put 35,000 35,000 0.00 11,939 10,897 -8.73
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 2,148 2,264 5.40 733 705 -3.82
2018-02-15 13F-HR DF DENT & CO INC 676 0 -100.00 231 0 -100.00
2018-02-01 13F-HR Peregrine Asset Advisers, Inc. 3,126 1,449 -53.65 1,066 451 -57.69
2017-11-29 N-Q Nuveen Nasdaq 100 Dynamic Overwrite Fund (see advisory)
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc 150
2018-02-06 13F-HR Gerber Kawasaki Wealth & Investment Management Call 25 49 96.00 262 321 22.52
2018-01-10 13F-HR Crow Point Partners, LLC 100 0 -100.00 34 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 412,911 737,086 78.51 140,844 229,491 62.94
2018-02-14 13F-HR HSBC HOLDINGS PLC Put 41,100 21,100 -48.66 14,019 6,569 -53.14
2018-02-13 13F-HR Investec Asset Management LTD 3,690 6,449 74.77 1,259 2,008 59.49
2018-02-14 13F-HR MARK ASSET MANAGEMENT CORP Call 18,900 30,200 59.79 6,447 9,403 45.85
2018-02-12 13F-HR CITIGROUP INC Call 770,258 555,560 -27.87 262,735 172,974 -34.16
2018-02-13 13F-HR Legal & General Group Plc 545,371 528,307 -3.13 186,026 164,488 -11.58
2018-02-09 13F-HR Clarius Group, LLC 3,118 3,154 1.15 1,064 982 -7.71
2018-02-14 13F-HR Alyeska Investment Group, L.P. 37,500 25,000 -33.33 12,791 7,784 -39.14
2018-04-04 13F-HR Vigilant Capital Management, LLC 0 125 0 33
2018-02-14 13F-HR Otter Creek Advisors, LLC Put 11,700 45,100 285.47 3,991 14,042 251.84
2018-02-08 13F-HR Willingdon Wealth Management 18 18 0.00 6 6 0.00
2018-02-14 13F-HR MOON CAPITAL MANAGEMENT LP Put 241,600 141,600 -41.39 82,410 44,087 -46.50
2018-02-21 13F-HR/A-1 APG Asset Management N.V. 149,149 213,861 43.39 50,875 55,451 8.99
2018-03-05 13F-HR/A-1 NORGES BANK 442,966 788,319 77.96 94,658 245,443 159.29
2018-04-10 13F-HR Tower View Investment Management & Research Llc 212 212 0.00 66 56 -15.15
2018-02-02 13F-HR TRUST CO OF VERMONT 1,865 1,846 -1.02 637 575 -9.73
2018-02-09 13F-HR TD Capital Management LLC 100 100 0.00 34 31 -8.82
2018-01-30 13F-HR Lee Financial Group Hawaii, Inc. 9,645 3,003
2018-04-16 13F-HR Horan Securities, Inc. 80 80 0.00 27 24 -11.11
2018-04-04 13F-HR CENTRAL TRUST Co 2,163 1,485 -31.35 674 395 -41.39
2018-01-19 13F-HR HOLLENCREST SECURITIES LLC 597 0 -100.00 204 0 -100.00
2018-02-14 13F-HR CMT Capital Markets Trading GmbH Call 345,400 361,400 4.63 117,816 112,522 -4.49
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 230 230 0.00 72 61 -15.28
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 3,653 2,625 -28.14 1,246 816 -34.51
2018-02-20 13F-HR Pin Oak Investment Advisors Inc 149 46
2018-02-12 13F-HR Buckingham Asset Management, LLC 1,701 2,122 24.75 580 661 13.97
2018-01-10 13F-HR SIMPLEX TRADING, LLC 47,185 0 -100.00 16,094 0 -100.00
2018-02-14 13F-HR Jump Trading, LLC Put 3,900 4,900 25.64 1,330 1,526 14.74
2017-11-14 13F-HR BlackRock Inc. Put 2,700 0 -100.00 976 0 -100.00
2018-02-12 13F-HR Quantbot Technologies LP 7,316 0 -100.00 2,495 0 -100.00
2018-02-14 13F-HR Arbiter Partners Capital Management LLC Put 882,700 1,157,000 31.08 301,089 360,232 19.64
2018-02-12 SC 13G/A Tencent Holdings Ltd 8,167,544 8,347,094 2.20
2018-02-14 13F-HR Nokomis Capital, L.L.C. Put 0 9,000 0 2,802
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 104,828 105,166 0.32 35,757 32,743 -8.43
2018-04-11 13F-HR First Capital Advisors Group, LLC. 25 7
2018-02-02 13F-HR US BANCORP \DE\ 11,517 12,357 7.29 3,928 3,847 -2.06
2018-02-09 13F-HR AlphaMark Advisors, LLC 175 175 0.00 60 54 -10.00
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 21,625 20,725 -4.16 7,376 5,374 -27.14
2018-02-09 13F-HR Shell Asset Management Co 6,188 8,312 34.32 2,111 2,588 22.60
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 36,653 0 -100.00 13,254 0 -100.00
2018-02-14 13F-HR CMT Asset Management Ltd Call 101,100 0 -100.00 34,485 0 -100.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 760,700 746,900 -1.81 259,475 232,547 -10.38
2018-02-01 13F-HR Tradewinds Capital Management, LLC 137 137 0.00 47 43 -8.51
2018-02-07 13F-HR BRIGHTON JONES LLC 4,801 4,696 -2.19 1,638 1,462 -10.74
2018-02-14 13F-HR Jump Trading, LLC Call 7,400 10,200 37.84 2,524 3,176 25.83
2018-02-14 13F-HR Marathon Trading Investment Management LLC 46,197 24,585 -46.78 15,758 7,655 -51.42
2018-01-25 13F-HR VICUS CAPITAL 630 0 -100.00 215 0 -100.00
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 27,659 28,203 1.97 9,434 8,781 -6.92
2018-02-13 13F-HR CREDIT AGRICOLE S A 45,905 7,725 -83.17 15,657 2,405 -84.64
2018-01-26 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 1,382 1,285 -7.02 487 400 -17.86
2018-02-14 13F-HR CSS LLC/IL 0 1,325 0 413
2018-02-09 13F-HR Centaurus Financial, Inc. 682 212
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 36,595 44,277 20.99 12,482 13,785 10.44
2018-02-09 13F-HR ATHENA CAPITAL ADVISORS LLC 1,020 1,020 0.00 348 318 -8.62
2018-02-13 13F-HR BANK OF NOVA SCOTIA 6,725 5,336 -20.65 2,294 1,661 -27.59
2018-04-06 13F-HR Eqis Capital Management, Inc. 2,918 3,060 4.87 908 814 -10.35
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 55,371 55,000 -0.67 18,888