Stock Institutional Ownership and Shareholders

SecurityTSCO / Tractor Supply Co. (892356106)
President CEOSANDFORT GREGORY A
Institutional Owners515
Institutional Shares116,961,668
Outstanding Shares126,919,000 (as of 2017-09-30)
Institutional Value$ 76,929,927,000 USD

Tractor Supply Co. (NASDAQ:TSCO) has 515 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 116,961,668 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Bank of New York Mellon Corp, State Street Corp, Henderson Group Plc, Ameriprise Financial Inc, Fiera Capital Corp, FMR LLC / Fidelity Management & Research, Wedgewood Partners Inc, and William Blair Investment Management, Llc.



Tractor Supply Co. (NASDAQ:TSCO) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 6,300 6,800 7.94 342 430 25.73
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 20,299 20,884 2.88 1,100 1,322 20.18
2017-11-09 13F-HR HOLDERNESS INVESTMENTS CO 3,725 3,350 -10.07 202 212 4.95
2017-10-30 13F-HR FineMark National Bank & Trust 5,381 7,252 34.77 292 459 57.19
2017-11-14 13F-HR TLP GROUP LLC 101 0 -100.00 5 0 -100.00
2017-11-14 13F-HR Tyvor Capital LLC 8,443 0 -100.00 457 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 363,120 358,573 -1.25 19,685 22,694 15.29
2017-07-13 13F-HR Princeton Alpha Management LP 23,652 0 -100.00 1,631 0 -100.00
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 493 494 0.20 27 31 14.81
2017-11-14 13F-HR Motley Fool Wealth Management, LLC 31,054 30,251 -2.59 1,683 1,915 13.78
2017-10-19 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 12,395 0 -100.00 672 0 -100.00
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 17,750 23,931 34.82 962 1,515 57.48
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 14,800 276,800 1,770.27 802 17,519 2,084.41
2017-10-18 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 42,205 42,085 -0.28 2,288 2,664 16.43
2017-10-23 13F-HR Nationwide Fund Advisors 250,463 197,164 -21.28 13,578 12,479 -8.09
2017-07-13 13F-HR Renaissance Investment Group LLC 10,367 0 -100.00 715 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 557,982 518,831 -7.02 30,251 32,837 8.55
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 40,628 40,628 0.00 2,202 2,571 16.76
2017-11-14 13F-HR ROYAL BANK OF CANADA 243,071 254,888 4.86 13,177 16,132 22.43
2017-11-14 13F-HR JONES FINANCIAL COMPANIES LLLP 43,256 27,685 -36.00 2,345 1,752 -25.29
2017-11-14 13F-HR MAVERICK CAPITAL LTD 54,220 3,432
2017-08-14 13F-HR SEGALL BRYANT & HAMILL, LLC 5,877 0 -100.00 405 0 -100.00
2017-08-03 13F-HR SHUFRO ROSE & CO LLC 57,450 0 -100.00 3,962 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 51,139 16,304 -68.12 2,772 1,032 -62.77
2017-10-25 13F-HR Cornerstone Advisors, Inc. 488 488 0.00 26 31 19.23
2017-07-12 13F-HR SpiderRock Advisors LLC Put 81
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 29,503 28,405 -3.72 1,599 1,798 12.45
2017-11-15 13F-HR Neuberger Berman Group LLC 3,057,241 2,497,468 -18.31 165,733 158,065 -4.63
2017-11-14 13F-HR Elkfork Partners LLC 463,488 449,276 -3.07 25,126 28,435 13.17
2017-11-16 13F-HR Laffer Investments 22,095 20,590 -6.81 1,197,769 1,303,141 8.80
2017-08-10 13F-HR CAPITAL FUND MANAGEMENT S.A. 46,381 0 -100.00 3,199 0 -100.00
2017-11-14 13F-HR TURTLE CREEK ASSET MANAGEMENT INC. 928,900 1,237,936 33.27 50,356 78,349 55.59
2017-11-14 13F-HR Zebra Capital Management LLC 29,888 31,944 6.88 1,620 2,022 24.81
2017-11-14 13F-HR Jefferies Group LLC Put 15,000 0 -100.00 813 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 76,494 63,754 -16.65 4,147 4,035 -2.70
2017-10-19 13F-HR LS Investment Advisors, LLC 6,456 6,878 6.54 350 435 24.29
2017-11-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 149,950 227,570 51.76 8,129 14,403 77.18
2017-10-02 13F-HR Tandem Investment Advisors, Inc. 90,437 88,000 -2.69 4,903 5,570 13.60
2017-07-07 13F-HR BURNS J W & CO INC/NY 9,951 0 -100.00 686 0 -100.00
2017-11-13 13F-HR Provident Investment Management, Inc. 343,355 344,731 0.40 18,613 21,818 17.22
2017-10-18 13F-HR MONTRUSCO BOLTON INVESTMENTS INC. 210,098 239,669 14.07 11,360 15,139 33.27
2017-11-13 13F-HR CIBC World Markets Inc. 0 33,327 0 2,109
2017-11-07 13F-HR Russell Investments Group, Ltd. 748,070 741,076 -0.93 40,577 46,900 15.58
2017-10-16 13F-HR Dynamic Advisors Solutions LLC 0 3,215 0 203
2017-11-08 13F-HR ING GROEP NV 0 4,081 0 258
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 12,000 12,000 0.00 673 759 12.78
2017-07-28 13F-HR State of New Jersey Common Pension Fund D 37,500 0 -100.00 2,586 0 -100.00
2017-08-14 13F-HR SOROS FUND MANAGEMENT LLC 26,300 0 -100.00 1,814 0 -100.00
2017-11-03 13F-HR CIM, LLC 108,215 111,475 3.01 5,866 7,055 20.27
2017-11-14 13F-HR Dynamic Capital Management Ltd 7,239 0 -100.00 392 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 118,422 139,438 17.75 6,418 8,825 37.50
2017-11-06 13F-HR COMERICA BANK 38,347 39,596 3.26 1,975 2,395 21.27
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 287 18
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,389,662 1,794,031 29.10 75,333 113,545 50.72
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 17,631 16,664 -5.48 956 1,055 10.36
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 26,455 26,455 0.00 1,434 1,674 16.74
2017-12-01 13F-HR/A-1 Axa 5,094 12,865 152.55 351 814 131.91
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 25,532 26,937 5.50 1,384 1,705 23.19
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 6,349 25,750 305.58 344 1,630 373.84
2017-08-14 13F-HR SECOR Capital Advisors, LP 72,961 0 -100.00 5,032 0 -100.00
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 1,375,209 1,622,864 18.01 74,550 102,711 37.77
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 18,450 27,845 50.92 1,000 1,762 76.20
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 8,513 6,597 -22.51 461 418 -9.33
2017-10-23 13F-HR REGIONS FINANCIAL CORP 24,514 29,309 19.56 1,329 1,855 39.58
2017-11-08 13F-HR MACQUARIE GROUP LTD 170,732 130,748 -23.42 9,256 8,275 -10.60
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,671,432 1,151,994 -31.08 90,608 72,910 -19.53
2017-11-14 13F-HR ALLSTATE CORP 20,185 0 -100.00 1,094 0 -100.00
2017-11-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 45,000 2,848
2017-11-08 13F-HR WASATCH ADVISORS INC 8,400 8,400 0.00 455 532 16.92
2017-11-09 13F-HR JP MORGAN CHASE & CO 61,021 83,259 36.44 3,307 5,255 58.91
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 373 266 -28.69 28 118 321.43
2017-07-27 13F-HR MITCHELL CAPITAL MANAGEMENT CO 74,134 0 -100.00 5,113 0 -100.00
2017-11-07 13F-HR COMGEST GLOBAL INVESTORS S.A.S. 61,200 12,000 -80.39 3,317 759 -77.12
2017-11-13 13F-HR Utah Retirement Systems 23,564 23,564 0.00 1,277 1,492 16.84
2017-10-17 13F-HR Cutler Group LP Call 12,000 6,400 -46.67 15 5 -66.67
2017-11-13 13F-HR ProShare Advisors LLC 55,114 52,329 -5.05 2,988 3,312 10.84
2017-06-19 13F-HR/A-1 CPCM, LLC 3,031 0 -100.00 204 0 -100.00
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 22,043 35,858 62.67 1,195 2,269 89.87
2017-11-13 13F-HR GREEN VALLEY INVESTORS LLC 203,467 197,762 -2.80 11,030 12,516 13.47
2017-11-13 13F-HR KOCH INDUSTRIES INC 4,182 0 -100.00 227 0 -100.00
2017-08-10 13F-HR Stephens Investment Management Group LLC 359,223 0 -100.00 24,776 0 -100.00
2017-08-11 13F-HR K2 PRINCIPAL FUND, L.P. Call 21,100 0 -100.00 1,455 0
2017-11-09 13F-HR Legal & General Group Plc 645,039 682,968 5.88 34,967 43,224 23.61
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 13,379 4,838 -63.84 725 306 -57.79
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 244,367 284,530 16.44 13,246 18,007 35.94
2017-11-14 13F-HR 1832 Asset Management L.P. 0 535 0 34
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 27,501 28,101 2.18 1,487 1,786 20.11
2017-11-13 13F-HR MUFG Americas Holdings Corp 74,869 76,321 1.94 4,059 4,830 18.99
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 179,481 175,391 -2.28 9,729 11,101 14.10
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 50,000 0 -100.00 2,711 0 -100.00
2017-08-10 13F-HR FNY Partners Fund LP 500 0 -100.00 34 0 -100.00
2017-10-16 13F-HR CWM, LLC 109 450 312.84 6 28 366.67
2017-11-07 13F-HR Advisors Asset Management, Inc. 42,126 24,987 -40.69 2,284 1,581 -30.78
2017-10-27 13F-HR Mosaic Family Wealth, LLC 40 40 0.00 2 3 50.00
2017-11-14 13F-HR MORGAN STANLEY 769,576 426,048 -44.64 41,719 26,963 -35.37
2017-10-16 13F-HR Louisiana State Employees Retirement System 8,000 7,900 -1.25 434 500 15.21
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 83,600 132,100 58.01 4,532 8,361 84.49
2017-10-26 13F-HR Well Done, LLC 19,969 1,264
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 37,640 30,585 -18.74 2,112 1,936 -8.33
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 722,493 638,840 -11.58 39,166 40,432 3.23
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 0 2,810 0 178
2017-10-12 13F-HR Regent Investment Management LLC 4,070 3,770 -7.37 221 239 8.14
2017-11-14 13F-HR RMB Capital Management, LLC 7,265 7,265 0.00 394 459 16.50
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 72,470 15,390 -78.76 3,929 974 -75.21
2017-11-13 13F-HR US BANCORP \DE\ 167,101 187,990 12.50 9,059 11,898 31.34
2017-11-09 13F-HR FARR MILLER & WASHINGTON LLC/DC 5,115 5,115 0.00 277 324 16.97
2017-11-14 13F-HR CLEARARC CAPITAL INC 0 3,243 0 205
2017-07-26 13F-HR Alexandria Capital, LLC 25 0 -100.00 2 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 70,000 82,500 17.86 3,795 5,221 37.58
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 8,128 5,206 -35.95 440 329 -25.23
2017-11-06 13F-HR TODD ASSET MANAGEMENT LLC 0 268,764 0 17,010
2017-08-11 13F-HR Acrospire Investment Management LLC 1,200 0 -100.00 83 0 -100.00
2017-11-07 13F-HR Spectrum Management Group, Inc. 0 6 0 0
2017-11-14 13F-HR NGAM ADVISORS, L.P. 85,424 227,284 166.07 4,631 14,384 210.60
2017-11-08 13F-HR Ruggie Capital Group 1,304 404 -69.02 71 26 -63.38
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 26,461 18,330 -30.73 1,434 1,160 -19.11
2017-11-13 13F-HR WBI INVESTMENTS, INC. 0 36,749 0 2,326
2017-11-13 13F-HR TIVERTON ASSET MANAGEMENT LLC 85,024 85,024 0.00 4,609 5,381 16.75
2017-11-14 13F-HR Veritable, L.P. 6,416 4,158 -35.19 348 263 -24.43
2017-10-13 13F-HR Pennsylvania Trust Co 20,330 20,210 -0.59 1,102 1,279 16.06
2017-11-14 13F-HR Clearbridge Investments, LLC 689,149 0 -100.00 37,359 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 23,000 25,600 11.30 253 169 -33.20
2017-11-14 13F-HR A.R.T. Advisors, LLC 63,600 0 -100.00 3,447 0 -100.00
2017-11-14 13F-HR Westover Capital Advisors, LLC 6,258 5,957 -4.81 339 377 11.21
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 28,800 0 -100.00 1,986 0 -100.00
2017-11-06 13F-HR Massey, Quick & Co., LLC 0 183 0 12
2017-11-14 13F-HR Atlantic Trust Group, LLC 132,341 133,871 1.16 7,174 8,472 18.09
2017-11-03 13F-HR Tradewinds Capital Management, LLC 100 0 -100.00 5 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 1,418,661 1,501,076 5.81 76,905 95,002 23.53
2017-11-08 13F-HR AMF Pensionsforsakring AB 349,477 470,577 34.65 24,103 29,783 23.57
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 200,204 0 -100.00 10,853 0 -100.00
2017-11-14 13F-HR WEDGEWOOD PARTNERS INC 2,556,651 2,767,593 8.25 138,594 175,160 26.38
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 293 293 0.00 16 19 18.75
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 237,004 218,667 -7.74 12,848 13,839 7.71
2017-11-14 13F-HR VANGUARD GROUP INC 12,519,767 12,449,494 -0.56 678,696 787,928 16.09
2017-11-08 13F-HR NEXT Financial Group, Inc 7,436 4,062 -45.37 403,000 239 -99.94
2017-11-03 13F-HR Global X Management CO LLC 612 1,785 191.67 33 113 242.42
2017-11-14 13F-HR AHL Partners LLP 0 17,534 0 1,109
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 8,513 177,319 1,982.92 461 11,223 2,334.49
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 395 551 39.49 21 35 66.67
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 32,880 34,094 3.69 1,782 2,158 21.10
2017-10-19 13F-HR ALTA CAPITAL MANAGEMENT LLC/ 249,378 250,774 0.56 13,518 15,871 17.41
2017-11-03 13F-HR SYMONS CAPITAL MANAGEMENT INC 144,400 9,140
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 287,563 293,466 2.05 15,589 18,573 19.14
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 12,092 0 -100.00 656 0 -100.00
2017-10-25 13F-HR Liberty Capital Management, Inc. 4,975 4,975 0.00 249 293 17.67
2017-11-14 13F-HR Paloma Partners Management Co Call 4,400 4,400 0.00 239 278 16.32
2017-11-13 13F-HR Twin Tree Management, LP Put 13,800 0 -100.00 748 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 5,654,035 5,272,216 -6.75 306,508 333,687 8.87
2017-08-14 13F-HR Jabre Capital Partners S.A. 85,000 0 -100.00 5,862 0 -100.00
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 14,882 0 -100.00 1,026 0
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 232,318 361,248 55.50 12,594 22,863 81.54
2017-11-06 13F-HR CIBC Asset Management Inc 17,280 17,546 1.54 937 1,110 18.46
2017-10-30 13F-HR Westpac Banking Corp 8,333 7,989 -4.13 451,732 505,624 11.93
2017-11-01 13F-HR State of Tennessee, Treasury Department 35,164 34,473 -1.97 1,906 2,182 14.48
2017-11-13 13F-HR THOMAS WHITE INTERNATIONAL LTD 5,000 5,000 0.00 271 316 16.61
2017-11-14 13F-HR GLENMEDE TRUST CO NA 265,261 62,587 -76.41 18,293 3,960 -78.35
2017-08-10 13F-HR TimesSquare Capital Management, LLC 991,950 0 -100.00 68,415 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC 67,627 73,218 8.27 3,666 4,634 26.40
2017-11-13 13F-HR M&T BANK CORP 7,646 8,428 10.23 414 533 28.74
2017-07-13 13F-HR FIRST UNITED BANK TRUST/ 11,470 0 -100.00 791 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 11,086 0 -100.00 601 0 -100.00
2017-11-02 13F-HR THOMAS STORY & SON LLC 94,213 80,278 -14.79 5,107 5,081 -0.51
2017-11-13 13F-HR COMERICA SECURITIES INC 5,596 8,343 49.09 303 528 74.26
2017-11-13 13F-HR Evercore Wealth Management, LLC 2,210 0 -100.00 120 0 -100.00
2017-08-09 13F-HR Timber Hill LLC Put 4,600 0 -100.00 317 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 62,335 61,468 -1.39 3,379 3,890 15.12
2017-08-04 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 3,759 0 -100.00 259 0 -100.00
2017-11-02 13F-HR Minneapolis Portfolio Management Group, LLC 388,508 489,399 25.97 21,061 30,974 47.07
2017-11-13 13F-HR FRANKLIN RESOURCES INC 454,576 408,684 -10.10 24,642 25,865 4.96
2017-10-12 13F-HR Fruth Investment Management 46,615 45,515 -2.36 2,526 2,880 14.01
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 7,732 7,732 0.00 419 489 16.71
2017-11-02 13F-HR Smith, Salley & Associates 5,785 5,685 -1.73 314 360 14.65
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 71,960 0 -100.00 3,901 0 -100.00
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 60,385 64,781 7.28 3,273 4,100 25.27
2017-10-17 13F-HR WENDELL DAVID ASSOCIATES INC 22,530 14,965 -33.58 1,221 947 -22.44
2017-10-12 13F-HR PATTEN & PATTEN INC/TN 151,824 151,029 -0.52 8,230 9,559 16.15
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 6,332 26,126 312.60 343 1,654 382.22
2017-11-06 13F-HR TOWER BRIDGE ADVISORS 8,918 6,350 -28.80 483,445 401,892 -16.87
2017-11-13 13F-HR Citizens Financial Group Inc/RI 4,631 4,631 0.00 251 293 16.73
2017-11-15 13F-HR Neuberger Berman Group LLC Call 37,900 0 -100.00 2,055 0 -100.00
2017-11-21 13F-HR OPTIMUM INVESTMENT ADVISORS 4,650 4,550 -2.15 252 288 14.29
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,325 3,562 7.13 180 225 25.00
2017-11-14 13F-HR Walleye Trading LLC Put 28,100 41,900 49.11 1,523 2,653 74.20
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 333,922 125,581 -62.39 18,102 7,948 -56.09
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 2,549 2,549 0.00 138 161 16.67
2017-11-13 13F-HR STIFEL FINANCIAL CORP 221,803 253,736 14.40 11,977 16,053 34.03
2017-11-13 13F-HR Engineers Gate Manager LP 90,812 0 -100.00 4,923 0 -100.00
2017-10-02 13F-HR Bath Savings Trust Co 28,000 27,150 -3.04 1,518 1,719 13.24
2017-12-12 13F-HR/A-1 Patten Group, Inc. 3,010 2,445 -18.77 172 155 -9.88
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 4,230,168 4,066,273 -3.87 229,319 257,359 12.23
2017-10-31 13F-HR FIRST MERCHANTS CORP 3,712 235
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 42,800 79,000 84.58 2,320 5,000 115.52
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 600,000 0 -100.00 32,526 0 -100.00
2017-11-02 13F-HR Boston Partners 35,958 35,958 0.00 1,949 2,276 16.78
2017-07-26 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 53,328 0 -100.00 3,678 0 -100.00
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 3,600 3,600 0.00 195 228 16.92
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 10,713 10,713 0.00 581 678 16.70
2017-10-20 13F-HR Conestoga Capital Advisors, LLC 7,055 7,055 0.00 382 447 17.02
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 22,830 21,752 -4.72 1,237 1,376 11.24
2017-11-03 13F-HR Advantus Capital Management Inc 12,769 12,570 -1.56 692 796 15.03
2017-10-19 13F-HR Endurance Wealth Management, Inc. 48 3
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 53,691 46,806 -12.82 2,911 2,962 1.75
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 21,205 21,205 0.00 1,150 1,342 16.70
2017-11-08 13F-HR HAP Trading, LLC 168,735 165,605 -1.85 9,147 10,481 14.58
2017-10-18 13F-HR BerganKDV Wealth Management, LLC 6,057 383
2017-11-14 13F-HR Altavista Wealth Management, Inc. 53,186 53,186 0.00 2,883 3,366 16.75
2017-11-14 13F-HR Meadow Creek Investment Management LLC 299,904 290,708 -3.07 16,258 18,399 13.17
2017-11-08 13F-HR Pacer Advisors, Inc. 4,690 5,314 13.30 254 336 32.28
2017-11-13 13F-HR TEACHERS ADVISORS INC 464,297 420,718 -9.39 25,170 26,627 5.79
2017-11-14 13F-HR Adage Capital Partners GP LLC 181,400 179,500 -1.05 9,834 11,361 15.53
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 24,540 22,710 -7.46 1,692 1,232 -27.19
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 200,000 200,000 0.00 10,842 12,658 16.75
2017-11-13 13F-HR National Asset Management, Inc. 3,769 3,210 -14.83 205 204 -0.49
2017-11-14 13F-HR SMITH THOMAS W 33,732 33,732 0.00 1,829 2,135 16.73
2017-10-12 13F-HR Hanson McClain, Inc. 1,159 1,124 -3.02 63 71 12.70
2017-07-26 13F-HR First National Bank of Hutchinson 8,160 0 -100.00 563 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 1,729 1,966 13.71 94 124 31.91
2017-11-09 13F-HR Hosking Partners LLP 474,869 478,089 0.68 25,743 30,258 17.54
2017-11-14 13F-HR Vident Investment Advisory, LLC 0 7,568 0 479
2017-11-13 13F-HR Winch Advisory Services, LLC 152 152 0.00 8 10 25.00
2017-10-16 13F-HR GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 8,120 8,120 0.00 440 514 16.82
2017-10-23 13F-HR PRENTISS SMITH & CO INC 600 0 -100.00 33 0 -100.00
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 38,780 37,079 -4.39 2,102 2,347 11.66
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 46,451 42,817 -7.82 2,518 2,710 7.63
2017-11-08 13F-HR UNITED FIRE GROUP INC 8,000 8,000 0.00 434 506 16.59
2017-07-07 13F-HR Curbstone Financial Management Corp 6,800 0 -100.00 469 0 -100.00
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 50 50 0.00 3 3 0.00
2017-11-14 13F-HR SCOTIA CAPITAL INC. 13,639 13,534 -0.77 739 856 15.83
2017-11-14 13F-HR AVALON ADVISORS, LLC 0 4,031 0 255
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 0 17,000 0 1,076
2017-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 1,510 0 -100.00 104 0 -100.00
2017-11-13 13F-HR Quadrature Capital LTD 109,705 0 -100.00 5,947 0 -100.00
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 3,800 3,800 0.00 206 241 16.99
2017-11-14 13F-HR Voya Investment Management LLC 83,627 82,159 -1.76 4,533 5,200 14.71
2017-11-14 13F-HR Grandeur Peak Global Advisors, LLC 5,750 364
2017-11-07 13F-HR SG Americas Securities, LLC 0 68,116 0 4,311
2017-11-13 13F-HR Twin Tree Management, LP 14,095 5,643 -59.96 764 357 -53.27
2017-08-07 13F-HR Geneva Advisors, LLC 915,305 43,710 -95.22 63,129 2,370 -96.25
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 9,158 7,808 -14.74 496 494 -0.40
2017-11-01 13F-HR First Personal Financial Services 465 465 0.00 25 29 16.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 47,920 33,962 -29.13 2,544 2,149 -15.53
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 272,300 278,078 2.12 14,761 17,600 19.23
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 0 21,095 0 1,335
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 142,312 0 -100.00 7,715 0 -100.00
2017-10-10 13F-HR Capital Investment Services of America, Inc. 177,220 177,210 -0.01 9,607 11,216 16.75
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 63,690 52,202 -18.04 3,452 3,304 -4.29
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 137,631 201,329 46.28 7,460 12,743 70.82
2017-10-17 13F-HR Creative Planning 10,596 10,185 -3.88 574 645 12.37
2017-10-20 13F-HR INGALLS & SNYDER LLC 10,338 0 -100.00 560 0 -100.00
2017-11-14 13F-HR ARIEL INVESTMENTS, LLC 87,938 91,493 4.04 4,767 5,791 21.48
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 32,739 27,221 -16.85 1,774 1,702 -4.06
2017-10-13 13F-HR Perkins Coie Trust Co 200 200 0.00 11 13 18.18
2017-07-12 13F-HR Union Bankshares Corp 3,100 0 -100.00 214 0 -100.00
2017-11-13 13F-HR WELCH & FORBES LLC 69,230 62,990 -9.01 3,753 3,986 6.21
2017-10-30 13F-HR IFP Advisors, Inc 19,152 18,738 -2.16 1,038 1,186 14.26
2017-10-19 13F-HR Tributary Capital Management, LLC 425 27
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 6,276 0 398
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 14,700 0 -100.00 797 0 -100.00
2017-10-04 13F-HR Pensionfund DSM Netherlands 38,600 38,600 0.00 2,093 2,443 16.72
2017-11-13 13F-HR ARGI Investment Services, LLC 7,579 6,640 -12.39 411 420 2.19
2017-11-07 13F-HR Quantbot Technologies LP 43,993 0 -100.00 2,384 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 67,642 65,840 -2.66 3,667 4,167 13.64
2017-08-14 13F-HR Independent Advisor Alliance 12,809 0 -100.00 874 0 -100.00
2017-10-27 13F-HR Parkside Financial Bank & Trust 32 64 100.00 2 4 100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 4,300 0 -100.00 233 0 -100.00
2017-11-01 13F-HR GABELLI FUNDS LLC 240,500 222,000 -7.69 13,038 14,050 7.76
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 25,500 25,500 0.00 1,382 1,614 16.79
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 30,420 44,093 44.95 1,649 2,783 68.77
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 1,897,380 2,123,252 11.90 102,857 134,381 30.65
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 117,602 115,876 -1.47 6,375 7,334 15.04
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 114,377 115,466 0.95 6,200 7,308 17.87
2017-11-13 13F-HR Employees Retirement System of Texas 7,000 7,000 0.00 379 443 16.89
2017-07-20 13F-HR DUBUQUE BANK & TRUST CO 157 0 -100.00 11 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 6,298,467 6,413,006 1.82 341,441 405,879 18.87
2017-11-13 13F-HR LOEWS CORP Put 80,000 5,063
2017-11-14 13F-HR Southeast Asset Advisors Inc. 6,380 0 -100.00 346 0 -100.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 12,178 11,968 -1.72 840 649 -22.74
2017-10-16 13F-HR Gradient Investments LLC 4,698 0 -100.00 255 0 -100.00
2017-10-23 13F-HR BB&T CORP 25,922 20,304 -21.67 1,405 1,285 -8.54
2017-08-07 13F-HR GENESEE VALLEY TRUST CO 3,450 0 -100.00 237 0 -100.00
2017-11-03 13F-HR SMITHFIELD TRUST CO 1,419 90
2017-08-15 13F-HR NOMURA HOLDINGS INC Put 23,800 0 -100.00 1,642 0 -100.00
2017-11-14 13F-HR LPL Financial LLC 30,355 22,006 -27.50 1,642 1,383 -15.77
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 1,200 14,400 1,100.00 83 911 997.59
2017-10-12 13F-HR V Wealth Management,LLC 150 0 -100.00 8 0 -100.00
2017-11-14 13F-HR Gotham Asset Management, LLC 0 59,867 0 3,789
2017-10-13 13F-HR Advocacy Wealth Management Services, LLC 148 296 100.00 8 19 137.50
2017-11-14 13F-HR Covington Capital Management 15,109 15,109 0.00 819 956 16.73
2017-11-14 13F-HR UBS Group AG Call 131,200 0 -100.00 7,112 0 -100.00
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 332 764 130.12 18 48 166.67
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 16,175 15,615 -3.46 877 988 12.66
2017-10-25 13F-HR DUNCKER STREETT & CO INC 494 694 40.49 27 44 62.96
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 16,750 16,750 0.00 910 1,060 16.48
2017-11-14 13F-HR Proficio Capital Partners LLC 30 126 320.00 2 8 300.00
2017-11-08 13F-HR STEPHENS INC /AR/ 54,532 56,892 4.33 2,956 3,601 21.82
2017-11-14 13F-HR Integral Derivatives, LLC Call 11,000 0 -100.00 596 0 -100.00
2017-11-14 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 4,200 266
2017-11-14 13F-HR Paloma Partners Management Co Put 6,500 4,400 -32.31 353 278 -21.25
2017-11-13 13F-HR PITTENGER & ANDERSON INC 2,720 2,720 0.00 147 172 17.01
2017-07-31 13F-HR Nine Chapters Capital Management LLC 4,200 0 -100.00 290 0 -100.00
2017-10-13 13F-HR B & T Capital Management DBA Alpha Capital Management 29,026 1,837
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 13,900 52,700 279.14 754 3,335 342.31
2017-08-14 13F-HR Teza Capital Management LLC 4,262 0 -100.00 294 0
2017-10-12 13F-HR DAVENPORT & Co LLC 10,632 10,387 -2.30 576,361 657,393 14.06
2017-08-04 13F-HR iAB Financial Bank 3,712 3,712 0.00 256 201 -21.48
2017-11-16 13F-HR Cetera Advisors LLC 7,460 7,445 -0.20 400 469 17.25
2017-11-20 13F-HR Barnett & Company, Inc. 500 500 0.00 27 32 18.52
2017-08-14 13F-HR NUMERIC INVESTORS LLC 8,000 0 -100.00 552 0 -100.00
2017-07-20 13F-HR OAKBROOK INVESTMENTS LLC 11,000 0 -100.00 759 0 -100.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA 25,893 18,873 -27.11 1,404 1,194 -14.96
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 38,700 170,600 340.83 2,098 10,797 414.63
2017-07-31 13F-HR GILDER GAGNON HOWE & CO LLC 28,033 0 -100.00 1,933 0 -100.00
2017-11-09 13F-HR Mandatum Life Insurance Co Ltd 31,918 32,518 1.88 1,730 2,058 18.96
2017-11-13 13F-HR NINE MASTS CAPITAL Ltd 33,723 4,954 -85.31 1,828 314 -82.82
2017-11-08 13F-HR HAP Trading, LLC Put 169,500 166,500 -1.77 1,778 761 -57.20
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 1 1 0.00 0 0
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 0 3,400 0 215
2017-11-13 13F-HR Allegis Investment Advisors, LLC 12,942 9,471 -26.82 702 599 -14.67
2017-07-12 13F-HR SIMPLEX TRADING, LLC 5,864 0 -100.00 404 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP Call 8,800 557
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 42,252 38,452 -8.99 2,290 2,434 6.29
2017-11-08 13F-HR Edge Advisors, Llc 1,250 0 -100.00 67 0 -100.00
2017-11-14 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 45,740 0 -100.00 2,480 0 -100.00
2017-11-03 13F-HR Swiss National Bank 476,500 475,500 -0.21 25,831 30,094 16.50
2017-10-11 13F-HR Clean Yield Group 37,587 40,332 7.30 1,937 2,551 31.70
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 3,830 242
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 112,900 107,900 -4.43 6,120 6,829 11.58
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 9,551 10,304 7.88 518 652 25.87
2017-11-14 13F-HR Arizona State Retirement System 31,900 46,400 45.45 1,729 2,937 69.87
2017-11-14 13F-HR BRINKER CAPITAL INC 23,837 20,117 -15.61 1,292 1,273 -1.47
2017-11-14 13F-HR CLINTON GROUP INC 11,906 0 -100.00 645 0 -100.00
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 3,745 0 -100.00 203 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC Call 9,000 0 -100.00 488 0 -100.00
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 8,700 11,300 29.89 472 715 51.48
2017-11-08 13F-HR Yorktown Management & Research Co Inc 0 4,900 0 310
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 636,825 2,643,303 315.08 34,522 167,295 384.60
2017-08-14 13F-HR ARGENT CAPITAL MANAGEMENT LLC 4,100 0 -100.00 283 0 -100.00
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 4,739 6,211 31.06 254 393 54.72
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 5,800 0 -100.00 400 0 -100.00
2017-11-14 13F-HR UBS Group AG 190,221 245,885 29.26 10,312 15,563 50.92
2017-11-14 13F-HR HighTower Advisors, LLC 7,967 9,759 22.49 433 616 42.26
2017-11-14 13F-HR BOKF, NA 5,751 5,785 0.59 312 366 17.31
2017-11-02 13F-HR/A-1 Palisade Asset Management, LLC 0 3,387 0 214
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 1,973,801 935,246 -52.62 107,000 59,192 -44.68
2017-11-14 13F-HR Zions Bancorporation 0 3,774 0 239
2017-11-14 13F-HR WEALTHFRONT INC 0 15,292 0 968
2017-11-06 13F-HR Advisor Group, Inc. 33,456 32,508 -2.83 1,814 2,058 13.45
2017-11-13 13F-HR Bb&t Investment Services, Inc. 7,322 5,401 -26.24 396 347 -12.37
2017-11-13 13F-HR Twin Tree Management, LP Call 0 12,000 0 759
2017-08-18 13F-HR WFG Advisors, LP 0 456 0 25
2017-08-14 13F-HR MAPLELANE CAPITAL, LLC Put 47,500 0 -100.00 3,276 0 -100.00
2017-10-24 13F-HR DAVIS R M INC 73,770 67,930 -7.92 3,999 4,299 7.50
2017-10-27 13F-HR SCHWARTZ INVESTMENT COUNSEL INC 620,000 655,000 5.65 33,610 41,455 23.34
2017-11-13 13F-HR RiverPoint Capital Management, LLC 0 5,000 0 316
2017-11-06 13F-HR Trust Investment Advisors 22,150 1,402
2017-11-01 13F-HR Bt Investment Management Ltd 4,077 5,675 39.20 221,014 359,171 62.51
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 36,124 35,111 -2.80 1,958 2,222 13.48
2017-08-07 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 19,636 0 -100.00 1,354 0 -100.00
2017-11-14 13F-HR CROFT-LEOMINSTER INC 54,250 3,433
2017-11-14 13F-HR COWEN GROUP, INC. 2,000 0 -100.00 108 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP Put 3,000 190
2017-11-14 13F-HR AMP Capital Investors Ltd 37,999 37,999 0.00 2,017 2,405 19.24
2017-11-06 13F-HR SEI INVESTMENTS CO 42,533 67,415 58.50 2,305 4,267 85.12
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 5,025 4,950 -1.49 272 314 15.44
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC Put 85,000 0 -100.00 4,608 0 -100.00
2017-08-14 13F-HR Gideon Capital Advisors, Inc. 6,804 0 -100.00 469 0 -100.00
2017-11-14 13F-HR COWEN GROUP, INC. Call 37,800 0 -100.00 2,049 0 -100.00
2017-11-10 13F-HR Barbara Oil Co. 10,000 0 -100.00 542 0 -100.00
2017-11-14 13F-HR SUNTRUST BANKS INC 7,769 3,972 -48.87 420 250 -40.48
2017-10-18 13F-HR MIDAS MANAGEMENT CORP 28,700 1,816
2017-12-05 13F-HR Perigon Wealth Management, LLC 1,670 0 -100.00 91 0 -100.00
2017-11-14 13F-HR SRB Corp 3,300 3,300 0.00 179 209 16.76
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 267,848 265,101 -1.03 14,520 16,778 15.55
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 15,047 2,617 -82.61 816 166 -79.66
2017-08-14 13F-HR SAMLYN CAPITAL, LLC 57,116 0 -100.00 3,939 0 -100.00
2017-11-08 13F-HR WELCH CAPITAL PARTNERS LLC/NY 98,514 0 -100.00 5,340 0 -100.00
2017-10-31 13F-HR Andra AP-fonden 18,500 18,500 0.00 1,003 1,171 16.75
2017-10-20 13F-HR Bristlecone Advisors, LLC 0 2,740 0 173
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 182,315 184,395 1.14 9,883 11,670 18.08
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 7,702 7,712 0.13 418 488 16.75
2017-11-13 13F-HR Marshall Wace North America L.P. 11,887 749
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 45,800 89,800 96.07 2,431 5,683 133.77
2017-10-12 13F-HR Gemmer Asset Management LLC 166 166 0.00 9 11 22.22
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 300 0 -100.00 16 0 -100.00
2017-11-13 13F-HR Stanley-Laman Group, Ltd. 60,586 70,158 15.80 3,284 4,440 35.20
2017-07-17 13F-HR Ardevora Asset Management LLP 288,800 0 -100.00 19,919 0 -100.00
2017-11-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 510,828 294,287 -42.39 27,692 18,625 -32.74
2017-11-14 13F-HR Verition Fund Management LLC 13,146 0 -100.00 713 0 -100.00
2017-07-18 13F-HR Tarbox Group, Inc. 10 0 -100.00 1 0 -100.00
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 0 0
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 10,517 13,319 26.64 570 842 47.72
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 27,745 0 -100.00 1,473 0 -100.00
2017-10-17 13F-HR Cutler Group LP 20,990 16,934 -19.32 1,137 1,071 -5.80
2017-11-14 13F-HR Standard Life Aberdeen Plc 22,958 1,453
2017-10-24 13F-HR TRUST CO OF VERMONT 143 120 -16.08 8 8 0.00
2017-11-14 13F-HR Davidson Kempner Capital Management LP Call 300,000 0 -100.00 16,263 0 -100.00
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 1,007 0 64
2017-07-14 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 150 0 -100.00 10,346 0 -100.00
2017-11-07 13F-HR LOWE BROCKENBROUGH & CO INC 8,846 8,928 0.93 480 565 17.71
2017-11-13 13F-HR Renaissance Technologies LLC 1,505,600 0 -100.00 81,619 0 -100.00
2017-11-09 13F-HR Achmea Investment Management B.V. 12,891 22,089 71.35 697 1,395 100.14
2017-10-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 64,747 64,747 0.00 3,510 4,098 16.75
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 17,907 0 -100.00 971 0 -100.00
2017-11-13 13F-HR Motley Fool Asset Management LLC 89,500 44,800 -49.94 4,852 2,835 -41.57
2017-07-12 13F-HR SpiderRock Advisors LLC 134 180 34.33
2017-11-14 13F-HR Jefferies Group LLC 70,810 0 -100.00 3,839 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 429,600 303,100 -29.45 23,289 19,183 -17.63
2017-10-04 13F-HR Osborn Rohs Williams & Donohoe Ltd 10,500 10,550 0.48 569 668 17.40
2017-08-10 13F-HR Omnia Family Wealth, LLC 31 0 -100.00 2 0 -100.00
2017-10-20 13F-HR/A-1 Shell Asset Management Co 15,695 14,952 -4.73 851 946 11.16
2017-11-06 13F-HR WCM INVESTMENT MANAGEMENT/CA 529,971 943,470 78.02 28,730 59,712 107.84
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 13,522 15,221 12.56 733 963 31.38
2017-11-09 13F-HR WASHINGTON CAPITAL MANAGEMENT INC 5,396 0 -100.00 293 0 -100.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 374 498 33.16 21 31 47.62
2017-11-09 13F-HR CITADEL ADVISORS LLC 610,625 1,370,071 124.37 33,102 86,712 161.95
2017-10-18 13F-HR ARROW FINANCIAL CORP 50 0 -100.00 3 0 -100.00
2017-07-14 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 4,385 0 -100.00 302 0 -100.00
2017-11-03 13F-HR GRIMES & COMPANY, INC. 96,068 6,080
2017-10-27 13F-HR Copeland Capital Management, LLC 108,048 106,664 -1.28 5,857 6,751 15.26
2017-11-09 13F-HR ALBION FINANCIAL GROUP /UT 7,600 7,600 0.00 412 481 16.75
2017-08-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 151 0 -100.00 10,414 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 8,800 29,800 238.64 477 1,888 295.81
2017-11-14 13F-HR HENDERSON GROUP PLC 2,136,401 5,096,520 138.56 115,813 322,558 178.52
2017-11-14 13F-HR Point72 Asset Management, L.P. Call 100,900 0 -100.00 5,470 0 -100.00
2017-11-16 13F-HR Cetera Investment Advisers 7,460 3,556 -52.33 400 224 -44.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 12,351 13,558 9.77 669 858 28.25
2017-11-14 13F-HR Sawtooth Asset Management, Inc. 10,775 0 -100.00 584 0 -100.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 1,100 1,100 0.00 59,631 69,620 16.75
2017-11-06 13F-HR Spot Trading L.l.c. Put 7,300 9,000 23.29 396 570 43.94
2017-10-23 13F-HR STRS OHIO 1,670 5,818 248.38 90 368 308.89
2017-11-06 13F-HR INTRUST BANK NA 5,478 4,886 -10.81 297 309 4.04
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 2,377 1,450 -39.00 128 91 -28.91
2017-11-03 13F-HR TRADITION CAPITAL MANAGEMENT LLC 23,620 23,505 -0.49 1,280 1,488 16.25
2017-11-09 13F-HR Summit Asset Management, LLC 4,155 4,155 0.00 225 263 16.89
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 4,880 5,030 3.07 265 318 20.00
2017-11-09 13F-HR FTB Advisors, Inc. 271 271 0.00 14 16 14.29
2017-11-14 13F-HR NOMURA HOLDINGS INC 11,516 16,874 46.53 623 1,068 71.43
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,594 8,504 227.83 141 538 281.56
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 4,250 3,270 -23.06 230 207 -10.00
2017-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 583 0 -100.00 40 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 17,474 4,092 -76.58 947 259 -72.65
2017-11-14 13F-HR Pacific Center for Financial Services 110 110 0.00 6 7 16.67
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 289,400 292,963 1.23 15,688 18,542 18.19
2017-08-14 13F-HR FDO Partners, LLC 27,541 0 -100.00 1,900 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 163,660 154,863 -5.38 8,872 9,801 10.47
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 70,475 69,831 -0.91 3,820 4,420 15.71
2017-11-13 13F-HR LOEWS CORP 90,000 21,200 -76.44 4,879 1,342 -72.49
2017-07-13 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 6,450 0 -100.00 445 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 50,900 124,200 144.01 2,759 7,861 184.92
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 604,478 2,812,599 365.29 32,769 178,011 443.23
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 82,900 5,247
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 27,921 27,211 -2.54 1,514 1,722 13.74
2017-11-14 13F-HR CHILTON CAPITAL MANAGEMENT LLC 105,956 103,251 -2.55 5,744 6,535 13.77
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 10,000 0 -100.00 541 0 -100.00
2017-11-14 13F-HR RiverPark Advisors, LLC 685,000 536,000 -21.75 37,134 33,923 -8.65
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 3,725,192 2,672,343 -28.26 201,943 169,133 -16.25
2017-11-13 13F-HR Tredje AP-fonden 9,580 7,720 -19.42 519 489 -5.78
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 180 180 0.00 10 11 10.00
2017-11-14 13F-HR Glen Harbor Capital Management LLC 381,696 369,992 -3.07 20,692 23,417 13.17
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 175,300 242,300 38.22 9,503 15,335 61.37
2017-10-23 13F-HR Bartlett & Co. LLC 400 400 0.00 22 25 13.64
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 13,402 11,352 -15.30 727 719 -1.10
2017-08-11 13F-HR KCG HOLDINGS, INC. 31,927 24,301 -23.89 2,202 1,317 -40.19
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 245 0 -100.00 13 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 29 4,304 14,741.38 2 272 13,500.00
2017-11-06 13F-HR Redmond Asset Management, LLC 15,332 102,859 570.88 831 6,510 683.39
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 485 501 3.30 26 32 23.08
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 32,955 32,955 0.00 1,786 2,075 16.18
2017-10-04 13F-HR Pensionfund Sabic 19,400 19,400 0.00 1,052 1,228 16.73
2017-11-13 13F-HR DENVER INVESTMENT ADVISORS LLC 4,070 4,070 0.00 221 258 16.74
2017-11-15 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 52,415 3,317
2017-10-31 13F-HR Empirical Finance, LLC 0 21,457 0 1,359
2017-11-13 13F-HR BROWN ADVISORY INC 0 3,672 0 232
2017-08-14 13F-HR BAMCO INC /NY/ 230,212 0 -100.00 15,878 0 -100.00
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 2,062,519 2,115,467 2.57 111,809 133,888 19.75
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 24,684 23,137 -6.27 1,338 1,464 9.42
2017-11-13 13F-HR Laurion Capital Management LP 9,800 0 -100.00 531 0 -100.00
2017-10-12 13F-HR PRIVATE TRUST CO NA 6,825 6,825 0.00 369 431 16.80
2017-11-13 13F-HR NINE MASTS CAPITAL Ltd Put 759 859 13.18 222 18 -91.89
2017-08-09 13F-HR Timber Hill LLC Call 7,100 0 -100.00 490 0 -100.00
2017-11-14 13F-HR Permian Investment Partners, LP 717,604 0 -100.00 38,901 0 -100.00
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 5,508 4,119 -25.22 298 261 -12.42
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 203,317 192,545 -5.30 11,022 12,187 10.57
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 4,800 5,509 14.77 260 349 34.23
2017-11-14 13F-HR PARK PRESIDIO CAPITAL LLC 573,863 36,320
2017-11-14 13F-HR Baird Financial Group, Inc. 23,473 18,245 -22.27 1,272 1,155 -9.20
2017-08-03 13F-HR LMR Partners LLP 5,841 0 -100.00 403 0 -100.00
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 795 19,901 2,403.27 43 1,252 2,811.63
2017-08-08 13F-HR Motco 44 0 -100.00 3 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 410,400 450,300 9.72 22,248 28,499 28.10
2017-07-27 13F-HR MOODY NATIONAL BANK TRUST DIVISION 3,665 0 -100.00 253 0 -100.00
2017-11-14 13F-HR BROWN CAPITAL MANAGEMENT LLC 35,864 34,695 -3.26 1,944 2,196 12.96
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 28,900 48,200 66.78 1,567 3,051 94.70
2017-11-14 13F-HR QS Investors, LLC 1,724 1,724 0.00 93 109 17.20
2017-11-13 13F-HR Formidable Asset Management, LLC 19,429 19,362 -0.34 1,053 1,226 16.43
2017-11-14 13F-HR IHT Wealth Management, LLC 1,400 2,307 64.79 9 139 1,444.44
2017-11-06 13F-HR RHUMBLINE ADVISERS 260,442 275,768 5.88 14,119 17,453 23.61
2017-11-14 13F-HR Magnetar Financial LLC 20,493 5,821 -71.60 1,111 368 -66.88
2017-10-25 13F-HR Aperio Group, LLC 43,929 60,527 37.78 2,381 3,831 60.90
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 939 931 -0.85 51 59 15.69
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 92,207 91,005 -1.30 4,991 5,734 14.89
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 695 766 10.22 38 48 26.32
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 150 9
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 26,556 23,842 -10.22 1,445 1,328 -8.10
2017-11-13 13F-HR EATON VANCE MANAGEMENT 142,680 225,175 57.82 7,735 14,251 84.24
2017-11-07 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 77,011 116,679 51.51 4,175 7,384 76.86
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 253,851 300,096 18.22 13,761 18,993 38.02
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 6,921 0 -100.00 375 0 -100.00
2017-10-31 13F-HR WEDBUSH SECURITIES INC 15,854 23,213 46.42 859 1,469 71.01
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 0 17,902 0 1,134
2017-10-26 13F-HR Penserra Capital Management LLC 2,579 2,950 14.39 139 185 33.09
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 375,371 364,115 -3.00 20,349 23,045 13.25
2017-11-14 13F-HR Lenox Wealth Management, Inc. 546 621 13.74 30 39 30.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 4,217 0 -100.00 229 0 -100.00
2017-11-15 13F-HR IFM Investors Pty Ltd 3,979 4,089 2.76 216 259 19.91
2017-11-14 13F-HR Paloma Partners Management Co 9,862 8,915 -9.60 535 564 5.42
2017-11-02 13F-HR NEW AMSTERDAM PARTNERS LLC/NY 6,893 0 -100.00 374 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 78,445 0 -100.00 4,253 0 -100.00
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 20,840 15,765 -24.35 1,130 998 -11.68
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 27,290 16,264 -40.40 1,479 1,030 -30.36
2017-10-12 13F-HR WEBSTER BANK, N. A. 400 400 0.00 22 25 13.64
2017-11-15 13F-HR Balentine LLC 1,825 2,013 10.30 99 127 28.28
2017-08-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 3,165 0 -100.00 218 0 -100.00
2017-11-13 13F-HR Private Advisor Group, LLC 15,610 13,424 -14.00 791 810 2.40
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 7,520 8,272 10.00 408 524 28.43
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 398,000 398,300 0.08 21,576 25,208 16.83
2017-10-24 13F-HR MOUNT VERNON ASSOCIATES INC /MD/ 17,380 17,180 -1.15 942 1,087 15.39
2017-11-14 13F-HR BARCLAYS PLC Call 20,700 70,400 240.10 1,122 4,456 297.15
2017-07-26 13F-HR Locust Wood Capital Advisers, LLC 174,245 0 -100.00 12,018 0 -100.00
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 20,929 19,250 -8.02 1,135 1,218 7.31
2017-11-13 13F-HR Glassman Wealth Services 9 9 0.00 0 1
2017-11-14 13F-HR CREDIT AGRICOLE S A 76,463 82,125 7.40 4,144 5,198 25.43
2017-07-13 13F-HR MEEDER ASSET MANAGEMENT INC 293 0 -100.00 20 0 -100.00
2017-11-09 13F-HR BOSTON RESEARCH & MANAGEMENT INC 44,190 2,796
2017-11-01 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 26,006 1,646
2017-11-13 13F-HR Fiera Capital Corp 3,700,846 3,454,568 -6.65 200,623 218,639 8.98
2017-11-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 61,880 17,715 -71.37 3,355 1,121 -66.59
2017-11-02 13F-HR Daiwa Securities Group Inc. 3,600 4,175 15.97 195 264 35.38
2017-10-27 13F-HR Cable Hill Partners, LLC 89 89 0.00 5 6 20.00
2017-10-13 13F-HR First PREMIER Bank 245 245 0.00 13 16 23.08
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 251,269 242,439 -3.51 13,621 15,344 12.65
2017-08-14 13F-HR Allianz Asset Management AG 442,198 0 -100.00 30,498 0 -100.00
2017-11-14 13F-HR Select Equity Group, L.P. 905,274 0 -100.00 49,074,904 0 -100.00
2017-10-25 13F-HR Capital Advisors, Ltd. LLC 710 710 0.00 38 45 18.42
2017-11-14 13F-HR Bayesian Capital Management, LP 0 14,000 0 886
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 7,500 0 -100.00 407 0 -100.00
2017-11-13 13F-HR Pacad Investment Ltd. 6,100 0 -100.00 331 0 -100.00
2017-11-08 13F-HR FIRST INTERSTATE BANK 200 200 0.00 11 13 18.18
2017-07-12 13F-HR SpiderRock Advisors LLC Call 51
2017-11-02 13F-HR JENSEN INVESTMENT MANAGEMENT INC 5,910 374
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 400 0 -100.00 22 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 156,032 154,828 -0.77 8,458 9,799 15.85
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 4,949 313
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 215,259 210,343 -2.28 11,669 13,313 14.09
2017-08-11 13F-HR Roble, Belko & Company, Inc 63 0 -100.00 4 0 -100.00
2017-11-13 13F-HR DEARBORN PARTNERS LLC 7,600 8,300 9.21 412 525 27.43
2017-08-11 13F-HR INVESTMENT CENTERS OF AMERICA INC 3,623 0 -100.00 250 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 32,348 0 -100.00 2,231 0 -100.00
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 4,642 4,616 -0.56 252 292 15.87
2017-10-06 13F-HR WOODSTOCK CORP 29,655 29,755 0.34 1,608 1,883 17.10
2017-11-16 13F-HR Moors & Cabot, Inc. 11,795 12,105 2.63 639 766 19.87
2017-08-15 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 7,500 0 -100.00 517 0 -100.00
2017-07-11 13F-HR CENTRAL BANK & TRUST CO 3,431 0 -100.00 237 0 -100.00
2017-11-07 13F-HR/A-1 COMMERCE BANK 4,755 6,351 33.56 258 402 55.81
2017-11-07 13F-HR Commonwealth Equity Services, Inc 22,025 28,945 31.42 1,193 1,831 53.48
2017-11-14 13F-HR CREDIT SUISSE AG/ 295,007 179,814 -39.05 15,992 11,381 -28.83
2017-11-14 13F-HR BlackRock Inc. 7,968,825 8,056,099 1.10 431,989 509,869 18.03
2017-10-18 13F-HR Mutual of America Capital Management LLC 26,603 27,672 4.02 1,442 1,751 21.43
2017-11-08 13F-HR Norinchukin Bank, The 8,922 9,429 5.68 484 597 23.35
2017-11-13 13F-HR TD Capital Management LLC 9,527 9,585 0.61 516 607 17.64
2017-07-28 13F-HR PAPP L ROY & ASSOCIATES 14,150 0 -100.00 976 0 -100.00
2017-11-09 13F-HR OPPENHEIMER & CO INC 0 3,700 0 234
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 451 252 -44.12 24 16 -33.33
2017-11-14 13F-HR Flinton Capital Management LLC 218,112 211,424 -3.07 11,824 13,381 13.17
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 37,340 600,234 1,507.48 2,024 37,989 1,776.93
2017-08-08 13F-HR Airain ltd 127,973 201,396 57.37 8,826 10,918 23.70
2017-11-14 13F-HR Invesco Ltd. 1,326,793 1,292,867 -2.56 71,926 81,826 13.76
2017-11-14 13F-HR DIAM Co., Ltd. 201,521 207,739 3.09 10,914 13,145 20.44
2017-11-14 13F-HR Alyeska Investment Group, L.P. 0 495,149 0 31,338
2017-11-03 13F-HR BESSEMER GROUP INC 3,992 0 -100.00 216 0 -100.00
2017-08-14 13F-HR Sciencast Management LP 10,991 0 -100.00 758 0 -100.00
2017-11-14 13F-HR First Allied Advisory Services, Inc. 7,386 8,171 10.63 407 526 29.24
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 132,700 152,700 15.07 7,194 9,664 34.33
2017-11-14 13F-HR Walleye Trading LLC Call 22,600 14,700 -34.96 1,224 930 -24.02
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 14,797 0 -100.00 802 0 -100.00
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 19,106 1,036
2017-10-10 13F-HR AMERICAN NATIONAL BANK 100 0 -100.00 5 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 69 390 465.22 36 46 27.78
2017-10-17 13F-HR CENTRAL TRUST Co 26,050 25,760 -1.11 1,412 1,631 15.51
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 4,300 0 272
2017-11-13 13F-HR CITIGROUP INC 30,224 31,676 4.80 1,638 2,005 22.41
2017-11-13 13F-HR PROFUND ADVISORS LLC 11,096 10,186 -8.20 602 645 7.14
2017-11-13 13F-HR Douglass Winthrop Advisors, LLC 660,764 332,915 -49.62 35,820 21,070 -41.18
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 27,883 55,869 100.37 1,511,538 3,535,949 133.93
2017-11-03 13F-HR FDx Advisors, Inc. 3,950 4,716 19.39 214 298 39.25
2017-11-13 13F-HR AVIVA PLC 70,957 77,597 9.36 3,846 4,911 27.69
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 18,660 24,318 30.32 1,012 1,539 52.08
2017-10-19 13F-HR APG Asset Management N.V. 196,381 211,481 7.69 10,646 13,385 25.73
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 22,716 150,716 563.48 1,231 9,539 674.90
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 34,511 34,766 0.74 1,871 2,200 17.58
2017-11-14 13F-HR Tobam 137,924 256,032 85.63 7,477 16,204 116.72
2017-11-08 13F-HR Autus Asset Management, LLC 33,653 34,016 1.08 1,824 2,153 18.04
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 116 121 4.31 6 8 33.33
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 442,773 159,182 -64.05 24,003 10,075 -58.03
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 17,900 44,400 148.04 970 2,810 189.69
2017-11-13 13F-HR/A-1 NORGES BANK 882,097 704,566 -20.13 80,430 45,322 -43.65
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 169,505 10,727
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 12,925 16,325 26.31 701 1,033 47.36
2017-08-14 13F-HR MAPLELANE CAPITAL, LLC 47,500 0 -100.00 3,276 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 16,600 13,300 -19.88 900 842 -6.44
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 216,783 300,163 38.46 11,956 18,997 58.89
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 63,688 54,560 -14.33 3,453 3,453 0.00
2017-11-03 13F-HR World Asset Management Inc 13,037 12,848 -1.45 707 813 14.99
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Put 5,000 316
2017-08-14 13F-HR Waldron, LP 3,821 0 -100.00 269 0 -100.00
2017-10-11 13F-HR Prospera Financial Services 3,541 220
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 27,300 198,600 627.47 1,480 12,569 749.26
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 0 100,000 0 6,329
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 17,843 17,588 -1.43 967 1,113 15.10
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 414,975 451,793 8.87 22,495,797 28,593,976 27.11
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 200,534 199,154 -0.69 10,871 12,604 15.94
2017-11-13 13F-HR People's United Financial, Inc. 700 0 -100.00 38 0 -100.00
2017-11-15 13F-HR Ridgewood Investments LLC 6,983 7,841 12.29 379 496 30.87
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,056,755 922,749 -12.68 57,287 58,401 1.94
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 27,500 22,500 -18.18 1,491 1,424 -4.49
2017-11-14 13F-HR FIFTH THIRD BANCORP 1,812 1,929 6.46 98 122 24.49
2017-10-16 13F-HR JAG CAPITAL MANAGEMENT, LLC 19,000 19,000 0.00 1,030 1,203 16.80
2017-10-30 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 15,847 14,116 -10.92 859 893 3.96
2017-11-14 13F-HR Pacific Global Investment Management CO 43,174 39,908 -7.56 2,340 2,526 7.95
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 34,300 19,887 -42.02 1,859 1,259 -32.28
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 14,287 14,067 -1.54 774 890 14.99
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,671 1,629 -2.51 91 103 13.19
2017-11-13 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 19,504 19,414 -0.46 2,037 89 -95.63
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 0 1,265 0 80
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 8,900 11,400 28.09 482 722 49.79
2017-11-13 13F-HR BB&T SECURITIES, LLC 60,012 91,572 52.59 3,253 5,795 78.14
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 7,111 7,111 0.00 385 450 16.88
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 2,066,709 1,432,281 -30.70 112,036 90,649 -19.09
2017-11-13 13F-HR/A-1 BURNEY CO/ 14,481 13,857 -4.31 769 875 13.78
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 3,008 2,729 -9.28 163 173 6.13
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 4,666,214 809,876 -82.64 252,955 51,257 -79.74
2017-11-13 13F-HR KBC Group NV 19,608 19,608 0.00 1,063 1,241 16.75
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 5,664 5,677 0.23 307 359 16.94
2017-10-27 13F-HR BECK MACK & OLIVER LLC 7,057 7,068 0.16 383 447 16.71
2017-11-14 13F-HR Squarepoint Ops LLC 150,735 133,330 -11.55 8,171 8,438 3.27
2017-10-25 13F-HR Korea Investment CORP 28,618 45,918 60.45 1,551 2,906 87.36
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 11,816 11,816 0.00 748 748 0.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 7,200 23,400 225.00 389 1,482 280.98
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 11,215 10,156 -9.44 607 642 5.77
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 513,263 546,751 6.52 27,821 34,603 24.38
2017-10-13 13F-HR Exane Asset Management 470 0 -100.00 25,479 0 -100.00
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 209 209 0.00 11 13 18.18
2017-11-13 13F-HR Champlain Investment Partners, LLC 609,420 38,570
2017-11-14 13F-HR PEAK6 Investments, L.P. 192,360 0 -100.00 10,428 0 -100.00
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 22,589 10,562 -53.24 1,225 668 -45.47
2017-11-13 13F-HR CITIGROUP INC Put 9,600 22,700 136.46 520 1,437 176.35
2017-10-18 13F-HR EXANE DERIVATIVES 1,256 165 -86.86 68,073 10,441 -84.66
2017-08-08 13F-HR ZEVIN ASSET MANAGEMENT LLC 19,365 0 -100.00 1,336 0 -100.00
2017-11-13 13F-HR GLOBEFLEX CAPITAL L P 3,800 0 -100.00 206 0 -100.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 21,041 0 1,332
2017-11-14 13F-HR UBS Group AG Put 40,000 0 -100.00 2,168 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 18,180 18,180 0.00 986 1,151 16.73
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,421,604 1,345,956 -5.32 77,062 85,181 10.54
2017-11-13 13F-HR FAGAN ASSOCIATES, INC. 12,395 15,745 27.03 672 997 48.36
2017-11-01 13F-HR/A-1 Financial Architects, Inc 231 501 116.88 13 32 146.15
2017-08-11 13F-HR ROPES WEALTH ADVISORS LLC 580 0 -100.00 40 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 70,800 82,800 16.95 3,758 5,240 39.44
2017-11-13 13F-HR CITIGROUP INC Call 20,200 39,300 94.55 1,095 2,487 127.12
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 107,255 204,055 90.25 5,814 12,915 122.14
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 23,200 15,000 -35.34 1,258 949 -24.56
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 295 0 -100.00 16 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 56,776 50,363 -11.30 3,078 3,187 3.54
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 17,500 0 -100.00 1,207 0 -100.00
2017-11-09 13F-HR Fernwood Investment Management, LLC 12,260 12,290 0.24 665 778 16.99
2017-08-10 13F-HR BlueMountain Capital Management, LLC 17,945 0 -100.00 1,238 0 -100.00
2017-11-09 13F-HR AMALGAMATED BANK 15,102 15,475 2.47 819 979 19.54
2017-08-04 13F-HR TORRAY LLC 6,412 0 -100.00 442 0 -100.00
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 17,100 0 -100.00 926 0 -100.00
2017-08-04 13F-HR Apriem Advisors 36 0 -100.00 2 0 -100.00
2017-10-16 13F-HR State of Alaska, Department of Revenue 0 12,770 0 807
2017-11-13 13F-HR Westside Investment Management, Inc. 100 100 0.00 5,092 6,081 19.42
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 449,218 625,174 39.17 24,353 39,568 62.48
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,472,246 1,504,637 2.20 79,695 95,077 19.30
2017-10-18 13F-HR WealthTrust-Arizona, LLC 334 454 35.93 18 29 61.11
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 8,957 8,957 0.00 486 567 16.67
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 102 157 53.92 4 8 100.00
2017-11-08 13F-HR Cipher Capital LP 64,956 0 -100.00 3,521 0 -100.00
2017-11-15 13F-HR Janney Montgomery Scott LLC 7,238 7,869 8.72 392 498 27.04
2017-11-06 13F-HR TORONTO DOMINION BANK 43,580 56,138 28.82 2,362 3,553 50.42
2017-07-28 13F-HR Security Asset Management 14,427 0 -100.00 995 0 -100.00
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 27,761 29,143 4.98 1,505 1,844 22.52
2017-11-13 13F-HR BAHL & GAYNOR INC 15,722 6,571 -58.21 852 416 -51.17
2017-11-13 13F-HR Rafferty Asset Management, LLC 25,779 24,755 -3.97 1,397 1,567 12.17
2017-11-08 13F-HR Kentucky Retirement Systems 8,241 7,894 -4.21 447 500 11.86
2017-11-14 13F-HR GLG LLC 4,470 4,090 -8.50 242 259 7.02
2017-11-13 13F-HR Winton Capital Group Ltd 0 4,839 0 306
2017-11-08 13F-HR ASSETMARK, INC 1,128 1,607 42.46 61 102 67.21
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 679 82 -87.92 37 5 -86.49
2017-11-02 13F-HR Reilly Herbert Faulkner III 46,550 83,792 80.00 2,523 5,303 110.19
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,547,935 1,715,032 10.79 83,914 108,545 29.35
2017-11-02 13F-HR Jacobi Capital Management LLC 100 100 0.00 5 6 20.00
2017-08-11 13F-HR BLUESTEIN R H & CO 4,350 0 -100.00 300 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 8,300 525
2017-11-09 13F-HR/A-1 JACOBS LEVY EQUITY MANAGEMENT, INC 217,140 0 -100.00 14,976 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Put 40,100 45,200 12.72 2,174 2,861 31.60
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 585 585 0.00 32 37 15.63
2017-11-09 13F-HR Trexquant Investment LP 18,300 0 -100.00 992 0 -100.00
2017-11-14 13F-HR Hutchin Hill Capital, LP 0 6,000 0 380
2017-07-17 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 3,151 0 -100.00 217 0 -100.00
2017-10-10 13F-HR SOLARIS ASSET MANAGEMENT LLC 990 990 0.00 54 63 16.67
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 91 0 -100.00 5 0 -100.00
2017-08-02 13F-HR SUMMIT SECURITIES GROUP, LLC 13,397 0 -100.00 924 0 -100.00
2017-11-14 13F-HR GAM Holding AG 12,040 0 -100.00 653 0 -100.00
2017-11-03 13F-HR ALPS ADVISORS INC 6,673 7,626 14.28 362 483 33.43
2017-11-01 13F-HR BRIGHT ROCK CAPITAL MANAGEMENT, LLC 19,500 19,500 0.00 1,057 1,234 16.75
2017-10-11 13F-HR DnB Asset Management AS 458,700 539,700 17.66 24,866,127 34,157,613 37.37
2017-11-13 13F-HR Baldwin Investment Management, LLC 15,160 15,160 0.00 822 959 16.67
CUSIP: 892356106