SecurityTRX / Tanzanian Royalty Exploration Corp. (87600U104)
Institutional Owners25
Institutional Shares948,601
Institutional Value$ 356,000 USD

Institutional Stock Ownership and Shareholders()

TRX / Tanzanian Royalty Exploration Corp. Institutional Ownership

Tanzanian Royalty Exploration Corp. (AMEX:TRX) has 25 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 948,601 shares. Largest shareholders include HighTower Advisors, LLC, First Foundation Advisors, Commonwealth Equity Services, Inc, Commonwealth Equity Services, Llc., Advisor Group, Inc., Bank Of Montreal /can/, Morgan Stanley, Wells Fargo & Company/mn, Barclays Plc, and Asset Advisors Corp.
Tanzanian Royalty Exploration Corp. (AMEX:TRX) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 10,719 10,719 0.00 3 4 33.33
2018-05-15 13F-HR Advisor Group, Inc. 83,400 83,400 0.00 23 32 39.13
2018-05-15 13F-HR UBS Group AG 5,800 9,475 63.36 2 3 50.00
2018-05-15 13F-HR LPL Financial LLC 13,500 13,500 0.00 4 5 25.00
2018-04-25 13F-HR Moloney Securities Asset Management, LLC 20,000 20,000 0.00 6 8 33.33
2018-05-15 13F-HR HighTower Advisors, LLC 245,000 245,000 0.00 68 95 39.71
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 8,500 8,500 0.00 2 3 50.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 29,333 0 -100.00 8 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 34,500 37,000 7.25 9 14 55.56
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 102,565 102,565 0.00 45 33 -26.67
2018-05-10 13F-HR TORONTO DOMINION BANK 213 225 5.63 0 0
2018-05-01 13F-HR Hanson McClain, Inc. 200 200 0.00 0 0
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 3,500 3,500 0.00 1 1 0.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 2,635 2,687 1.97 0 1
2018-05-14 13F-HR Virtu Financial LLC 14,351 0 -100.00 4 0 -100.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 3,000 0 -100.00 1 0 -100.00
2018-05-15 13F-HR 1832 Asset Management L.P. 20,428 20,428 0.00 6 8 33.33
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,550 2,550 0.00 1 1 0.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC 0 100 0 0
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 0 1 0 0
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 101,429 101,429 0.00 28 38 35.71
2018-05-15 13F-HR FIRST FOUNDATION ADVISORS 117,371 117,371 0.00 33 45 36.36
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 28,300 28,300 0.00 8 11 37.50
2018-05-15 13F-HR BARCLAYS PLC 52 31,652 60,769.23 0 12
2018-05-14 13F-HR MORGAN STANLEY 117,600 35,000 -70.24 33 13 -60.61
2018-04-24 13F-HR Baystate Wealth Management LLC 2,500 2,500 0.00 1 1 0.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 35,000 35,000 0.00 10 13 30.00
2018-04-18 13F-HR ASSET ADVISORS CORP 30,000 30,000 0.00 8 12 50.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,500 7,500 0.00 2 3 50.00

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CUSIP: 87600U104