SecurityTRX / Tanzanian Royalty Exploration Corp. (87600U104)
Institutional Owners23
Institutional Shares925,045
Institutional Value$ 386,000 USD

Institutional Stock Ownership and Shareholders

Tanzanian Royalty Exploration Corp. (AMEX:TRX) has 23 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 925,045 shares. Largest shareholders include HighTower Advisors, LLC, First Foundation Advisors, Commonwealth Equity Services, Llc., Commonwealth Equity Services, Inc, Advisor Group, Inc., Morgan Stanley, Bank Of Montreal /can/, Wells Fargo & Company/mn, Asset Advisors Corp, and Bronfman E.l. Rothschild, L.p..
Tanzanian Royalty Exploration Corp. (AMEX:TRX) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-30 13F-HR SIMPLEX TRADING, LLC 100 100 0.00 0 0
2018-07-17 13F-HR Baystate Wealth Management LLC 2,500 0 -100.00 1 0 -100.00
2018-08-14 13F-HR MORGAN STANLEY 35,000 41,500 18.57 13 18 38.46
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 1 1 0.00 0 0
2018-08-06 13F-HR TORONTO DOMINION BANK 225 0 -100.00 0 0
2018-08-08 13F-HR Hanson McClain, Inc. 200 200 0.00 0 0
2018-08-14 13F-HR UBS Group AG 9,475 21,206 123.81 3 9 200.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 2,687 2,963 10.27 1 1 0.00
2018-08-14 13F-HR 1832 Asset Management L.P. 20,428 20,428 0.00 8 9 12.50
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 37,000 37,000 0.00 14 15 7.14
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 35,000 35,000 0.00 13 15 15.38
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 102,565 102,565 0.00 45 33 -26.67
2018-07-26 13F-HR Moloney Securities Asset Management, LLC 20,000 0 -100.00 8 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 10,719 10,719 0.00 4 5 25.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,550 2,550 0.00 1 1 0.00
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 8,500 8,500 0.00 3 4 33.33
2018-08-14 13F-HR BARCLAYS PLC 31,652 52 -99.84 12 0 -100.00
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,500 7,500 0.00 3 3 0.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 3,500 3,500 0.00 1 2 100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 0 12,300 0 5
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 28,300 28,300 0.00 11 12 9.09
2018-08-14 13F-HR LPL Financial LLC 13,500 16,262 20.46 5 7 40.00
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 101,429 110,929 9.37 38 48 26.32
2018-08-14 13F-HR HighTower Advisors, LLC 245,000 245,000 0.00 95 105 10.53
2018-08-14 13F-HR FIRST FOUNDATION ADVISORS 117,371 117,371 0.00 45 50 11.11
2018-08-13 13F-HR Advisor Group, Inc. 83,400 83,400 0.00 32 36 12.50
2018-07-20 13F-HR ASSET ADVISORS CORP 30,000 30,000 0.00 12 13 8.33

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CUSIP: 87600U104