|Security||TRX / Tanzanian Royalty Exploration Corp. (87600U104)|
|Institutional Value||$ 386,000 USD|
Institutional Stock Ownership and Shareholders
Tanzanian Royalty Exploration Corp. (AMEX:TRX) has 23 institutional investors and shareholders that have
filed 13D/G or 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 925,045 shares.
Largest shareholders include
HighTower Advisors, LLC, First Foundation Advisors, Commonwealth Equity Services, Llc., Commonwealth Equity Services, Inc, Advisor Group, Inc., Morgan Stanley, Bank Of Montreal /can/, Wells Fargo & Company/mn, Asset Advisors Corp, and Bronfman E.l. Rothschild, L.p..
Tanzanian Royalty Exploration Corp. (AMEX:TRX) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
|SIMPLEX TRADING, LLC||100||100||0.00||0||0|
|Baystate Wealth Management LLC||2,500||0||-100.00||1||0||-100.00|
|SIMPLEX TRADING, LLC||Put||1||1||0.00||0||0|
|TORONTO DOMINION BANK||225||0||-100.00||0||0|
|Hanson McClain, Inc.||200||200||0.00||0||0|
|UBS Group AG||9,475||21,206||123.81||3||9||200.00|
|ROYAL BANK OF CANADA||2,687||2,963||10.27||1||1||0.00|
|1832 Asset Management L.P.||20,428||20,428||0.00||8||9||12.50|
|BANK OF MONTREAL /CAN/||37,000||37,000||0.00||14||15||7.14|
|WELLS FARGO & COMPANY/MN||35,000||35,000||0.00||13||15||15.38|
|Commonwealth Equity Services, Inc||102,565||102,565||0.00||45||33||-26.67|
|Moloney Securities Asset Management, LLC||20,000||0||-100.00||8||0||-100.00|
|GOLDMAN SACHS GROUP INC||10,719||10,719||0.00||4||5||25.00|
|LADENBURG THALMANN FINANCIAL SERVICES INC||2,550||2,550||0.00||1||1||0.00|
|BENJAMIN F. EDWARDS & COMPANY, INC.||8,500||8,500||0.00||3||4||33.33|
|NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO||7,500||7,500||0.00||3||3||0.00|
|BANK OF AMERICA CORP /DE/||3,500||3,500||0.00||1||2||100.00|
|CITADEL ADVISORS LLC||Call||0||12,300||0||5|
|BRONFMAN E.L. ROTHSCHILD, L.P.||28,300||28,300||0.00||11||12||9.09|
|LPL Financial LLC||13,500||16,262||20.46||5||7||40.00|
|Commonwealth Equity Services, Llc.||101,429||110,929||9.37||38||48||26.32|
|HighTower Advisors, LLC||245,000||245,000||0.00||95||105||10.53|
|FIRST FOUNDATION ADVISORS||117,371||117,371||0.00||45||50||11.11|
|Advisor Group, Inc.||83,400||83,400||0.00||32||36||12.50|
|ASSET ADVISORS CORP||30,000||30,000||0.00||12||13||8.33|
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as of ET