SecurityTPX / Tempur Sealy International, Inc. (88023U101)
Institutional Owners351 (94 N-Q Owners)
Institutional Shares68,866,227 - 126.77% (ex. N-Q)
Institutional Value$ 7,131,137,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Tempur Sealy International, Inc. (NYSE:TPX) has 351 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 68,866,227 shares. Largest shareholders include H Partners Management, Llc, Manufacturers Life Insurance Company, The, Manulife Financial Corp, Vanguard Group Inc, BlackRock Inc., GreenLight Capital Inc, Echinus Advisors, LLC, Dynamo Internacional Gestao De Recursos Ltda., State Street Corp, and Price T Rowe Associates Inc /md/.

Tempur Sealy International, Inc. (NYSE:TPX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,403 324,156 455.03 3,768 20,322 439.33
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 125 122 -2.40 5 5 0.00
2018-02-13 13F-HR Truewealth Llc 185 12
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 0 95,900 0 6,012
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-14 13F-HR ARMISTICE CAPITAL, LLC 350,000 0 -100.00 18,687 0 -100.00
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 12,265 11,646 -5.05 791 730 -7.71
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 516,677 456,077 -11.73 33,336 28,592 -14.23
2018-02-06 13F-HR AUA CAPITAL MANAGEMENT, LLC 141 141 0.00 9 9 0.00
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 201 201 0.00 13 13 0.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,646 0 -100.00 88 0 -100.00
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 35,202 90,812 157.97 2,271 5,693 150.68
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-02-15 13F-HR JANE STREET GROUP, LLC 8,591 23,060 168.42 554 1,445 160.83
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 11,331 710
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,187 1,187 0.00 77 74 -3.90
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 43,985 14,018 -68.13 2,838 879 -69.03
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 4,978 4,559 -8.42 312 206 -33.97
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 167,817 166,594 -0.73 10,827 10,442 -3.56
2017-11-15 13F-HR Janney Montgomery Scott LLC 10,790 0 -100.00 576 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 1,744 23,550 1,250.34 113 1,476 1,206.19
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 6,001 6,031 0.50 387 378 -2.33
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 260,700 472,700 81.32 16,820 29,634 76.18
2017-12-27 N-Q Delaware Group Government Fund (see advisory)
2018-01-22 13F-HR AUGUSTINE ASSET MANAGEMENT INC 26,233 1,644
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 234,389 243,280 3.79 15,122 15,250 0.85
2017-11-14 13F-HR MENTA CAPITAL LLC 4,550 0 -100.00 243 0 -100.00
2018-03-07 13F-HR Private Capital Group, Llc 2,015 47
2018-04-18 13F-HR Cornerstone Advisors, Inc. 13 1
2018-02-13 13F-HR Delpha Capital Management, Llc 1,358 85
2018-02-12 13F-HR Winfield Associates, Inc. 10 10 0.00 1 1 0.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 29,000 0 1,818
2018-01-26 N-Q Pioneer Series Trust V (see advisory)
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Call 150,000 0 -100.00 8,009 0 -100.00
2018-02-14 13F-HR A.R.T. Advisors, LLC 92,200 24,500 -73.43 5,948 1,535 -74.19
2017-11-13 13F-HR Quadrature Capital LTD 16,004 0 -100.00 854 0 -100.00
2017-11-14 13F-HR Select Equity Group, L.P. 230,271 0 -100.00 12,294,169 0 -100.00
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 99,819 0 -100.00 6,507 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 686,566 709,070 3.28 44,296 44,454 0.36
2018-02-12 13F-HR EATON VANCE MANAGEMENT 87,198 228,498 162.05 5,626 14,325 154.62
2018-02-14 13F-HR Meadow Creek Investment Management LLC 2,240 2,992 33.57 145 188 29.66
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 35,815 232,107 548.07 2,284 14,550 537.04
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 3,400 0 -100.00 219 0 -100.00
2018-02-14 13F-HR Ionic Capital Management LLC 17,924 20,500 14.37 1,156 1,285 11.16
2018-01-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 1,000 63
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 67,156 54,835 -18.35 4,333 3,438 -20.66
2018-02-14 13F-HR Ionic Capital Management LLC Call 20,000 20,000 0.00 1,290 1,254 -2.79
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 170 0 11
2018-02-23 13F-HR/A-1 Sg3 Management, Llc 1,000 0 -100.00 46 0 -100.00
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 3,767 3,767 0.00 243 236 -2.88
2018-02-01 13F-HR Nationwide Fund Advisors 77,450 0 -100.00 4,997 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC 140,979 116,581 -17.31 9,096 7,309 -19.65
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 22,771 22,689 -0.36 1,469 1,422 -3.20
2018-02-13 SC 13G/A LONDON CO OF VIRGINIA 3,605,181 773,582 -78.54
2018-02-13 13F-HR CREDIT AGRICOLE S A 2,660 0 -100.00 172 0 -100.00
2018-03-01 N-Q Nuveen Investment Trust V (see advisory)
2018-02-14 13F-HR TIMUCUAN ASSET MANAGEMENT INC/FL 1,632,005 1,675,455 2.66 105,297 105,034 -0.25
2018-02-28 N-Q Timothy Plan (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA 28,864 34,544 19.68 1,862 2,165 16.27
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 19,100 19,100 0.00 1,197 865 -27.74
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 46,800 49,660 6.11 3,020 3,113 3.08
2018-02-07 13F-HR Swiss National Bank 76,200 78,100 2.49 4,916 4,896 -0.41
2018-02-09 13F-HR Gryphon Financial Partners Llc 96 6
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-04-17 13F-HR NORRIS PERNE & FRENCH LLP/MI 5,000 0 -100.00 313 0 -100.00
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 97,463 6,110
2018-02-05 13F-HR Parkside Financial Bank & Trust 159 184 15.72 10 11 10.00
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 19,476 4,869 -75.00 1,257 305 -75.74
2017-11-09 13F-HR BABSON CAPITAL MANAGEMENT LLC 12,800 0 -100.00 683 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. 23,805 1,430 -93.99 1,271 92 -92.76
2018-02-14 13F-HR Walleye Trading LLC Call 79,300 54,100 -31.78 5,116 3,390 -33.74
2018-02-09 13F-HR South Dakota Investment Council 7,500 7,500 0.00 484 470 -2.89
2018-02-06 13F-HR M&T BANK CORP 7,710 7,978 3.48 497 500 0.60
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 93,857 95,345 1.59 6,056 5,977 -1.30
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 0 4,100 0 257
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 0 6,500 0 407
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 7,481 1,072 -85.67 469 49 -89.55
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 35,000 8,500 -75.71 2,258 533 -76.40
2018-02-14 13F-HR UBS Group AG Put 79,700 229,700 188.21 5,142 14,400 180.05
2018-02-14 13F-HR TEACHERS ADVISORS INC 605,714 496,758 -17.99 39,081 31,142 -20.31
2018-02-28 N-Q Gps Funds I (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 36 0 -100.00 2 0 -100.00
2018-02-08 13F-HR SEI INVESTMENTS CO 2,676 3,071 14.76 172 192 11.63
2018-02-13 13F-HR Parallel Advisors, LLC 40 40 0.00 2 3 50.00
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 185,896 193,867 4.29 11,995 12,154 1.33
2017-11-24 N-Q Touchstone Variable Series Trust (see advisory)
2018-02-12 13F-HR Global Endowment Management, LP 16,410 15,010 -8.53 1,059 941 -11.14
2018-02-09 13F-HR HAP Trading, LLC Call 0 27,500 0 31
2018-01-16 13F-HR NEXT Financial Group, Inc 1,425 0 -100.00 92 0 -100.00
2018-02-15 13F-HR Sterling Capital Management LLC 56,095 57,345 2.23 3,619 3,595 -0.66
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 18,669 17,864 -4.31 1,205 1,120 -7.05
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 9,437 9,559 1.29 609 599 -1.64
2018-02-14 13F-HR Neuberger Berman Group LLC Put 74,600 0 -100.00 4,813 0 -100.00
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 3,310 3,310 0.00 214 208 -2.80
2017-11-28 N-Q Columbia Funds Variable Series Trust Ii (see advisory)
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 29,655 74,733 152.01 1,913 4,685 144.90
2017-11-09 13F-HR Rovida Advisors Inc. 191,012 0 -100.00 10,192 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 161,600 34,900 -78.40 10,426 2,188 -79.01
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-01-17 13F-HR Cutler Group LP 3,102 3,256 4.96 200 204 2.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 52,252 30,307 -42.00 3,371 1,900 -43.64
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-13 13F-HR PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 30,000 1,881
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-14 13F-HR Ionic Capital Management LLC Put 10,000 10,000 0.00 645 627 -2.79
2018-02-07 13F-HR Texas Yale Capital Corp. 9,620 9,620 0.00 621 603 -2.90
2017-12-12 13F-HR/A-1 Cloverdale Capital Management, LLC Call 21,800 0 -100.00 1,013 0 -100.00
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 18 18 0.00 1 1 0.00
2018-02-14 13F-HR Flinton Capital Management LLC 4,760 6,358 33.57 307 399 29.97
2018-02-14 13F-HR Clearbridge Investments, LLC 631 40
2017-10-30 N-Q Delaware Group Equity Funds V (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 0 47,500 0 2,978
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 23,310 23,382 0.31 1,504 1,466 -2.53
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Call 3,200 201
2018-02-14 13F-HR BARCLAYS PLC Put 60,900 50,800 -16.58 3,930 3,184 -18.98
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 9,690 9,958 2.77 625 624 -0.16
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 190,186 289,210 52.07 12,271 18,131 47.75
2018-02-14 13F-HR TPG Group Holdings (SBS) Advisors, Inc. 52,658 45,826 -12.97 3,397 2,873 -15.43
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 31,800 49,100 54.40 2,052 3,078 50.00
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 200 0 -100.00 13 0 -100.00
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 5,061 4,800 -5.16 327 301 -7.95
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 304,600 465,500 52.82 19,653 29,182 48.49
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 137,100 125,400 -8.53 8,846 7,861 -11.13
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 23,434 25,661 9.50 1,511 1,608 6.42
2018-02-14 13F-HR Capital Bank & Trust Co 172,362 155,570 -9.74 11,121 9,753 -12.30
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 13,797 13,797 0.00 854 865 1.29
2018-02-12 SC 13G/A VANGUARD GROUP INC 3,948,364 3,829,409 -3.01
2018-02-14 SC 13G/A Chieftain Capital Management, Inc. 3,364,827 0 -100.00
2018-02-06 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 17,600 17,471 -0.73 1,136 1,095 -3.61
2018-03-12 SC 13D/A H PARTNERS MANAGEMENT, LLC 8,500,000 7,311,200 -13.99
2017-10-26 13F-HR Acrospire Investment Management LLC 399 0 -100.00 21 0 -100.00
2018-02-14 13F-HR BRIDGER MANAGEMENT, LLC 1,044,337 754,258 -27.78 67,381 47,284 -29.83
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 306,474 321,339 4.85 19,774 20,145 1.88
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 102,800 102,000 -0.78 6,633 6,394 -3.60
2018-02-12 13F-HR Bayesian Capital Management, LP 14,100 0 -100.00 910 0 -100.00
2018-02-13 13F-HR Mosaic Family Wealth, LLC 20 0 -100.00 1 0 -100.00
2017-11-13 13F-HR Rafferty Asset Management, LLC 49,140 0 -100.00 2,624 0 -100.00
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-01-16 13F-HR Gemmer Asset Management LLC 143 94 -34.27 9 6 -33.33
2018-02-14 13F-HR HighTower Advisors, LLC 24,452 0 -100.00 1,576 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. 9,663 2,535 -73.77 623 159 -74.48
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 0 405,000 0 25,389
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR IVORY INVESTMENT MANAGEMENT, LLC 443,611 302,533 -31.80 28,622 18,966 -33.74
2017-11-28 N-Q Integrity Funds (see advisory)
2018-01-24 13F-HR IFP Advisors, Inc 843 835 -0.95 54 52 -3.70
2018-02-14 13F-HR Utah Retirement Systems 8,570 8,570 0.00 553 537 -2.89
2018-02-14 13F-HR Paloma Partners Management Co 8,466 0 -100.00 547 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 135,123 277,884 105.65 8,719 17,421 99.81
2018-02-14 13F-HR Walleye Trading LLC 3,987 4,756 19.29 257 298 15.95
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 620 242 -60.97 69 52 -24.64
2018-02-13 13F-HR Van Berkom & Associates Inc. 922,759 1,081,103 17.16 59,536 67,774 13.84
2018-02-09 13F-HR Banco BTG Pactual S.A. Call 50,000 210
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 721 721 0.00 47 45 -4.26
2018-02-14 13F-HR Robertson Opportunity Capital, LLC 179,200 155,700 -13.11 11,562 9,761 -15.58
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 12,394 561
2018-02-12 13F-HR Burgundy Asset Management Ltd. 931,364 931,806 0.05 60,092 58,415 -2.79
2018-02-09 13F-HR B. Riley Financial, Inc. 85,000 85,100 0.12 5,484 5,335 -2.72
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-02-14 13F-HR PROFUND ADVISORS LLC 5,062 5,178 2.29 327 325 -0.61
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 92,470 110,627 19.64 5,966 6,935 16.24
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 84,819 75,915 -10.50 5,473 4,759 -13.05
2018-02-14 13F-HR PARK PRESIDIO CAPITAL LLC 150,000 9,404
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,347 2,350 0.13 152 147 -3.29
2018-01-17 13F-HR Cutler Group LP Call 49,800 54,300 9.04 682 536 -21.41
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 10,644 10,939 2.77 687 686 -0.15
2018-02-13 13F-HR MD SASS INVESTORS SERVICES INC 336,725 458,889 36.28 21,728 28,770 32.41
2018-02-22 13F-HR Elkfork Partners LLC 5,236 328
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,165 2,911 34.46 140 182 30.00
2018-02-13 13F-HR North Fourth Asset Management, Lp 46,740 2,930
2018-02-09 13F-HR Virtu Financial LLC 13,869 0 -100.00 895 0 -100.00
2017-11-14 13F-HR Verition Fund Management LLC 5,588 0 -100.00 298 0 -100.00
2018-02-01 13F-HR Engineers Gate Manager LP 7,493 0 -100.00 483 0 -100.00
2017-11-29 N-Q Nuveen S&p 500 Dynamic Overwrite Fund (see advisory)
2018-02-14 13F-HR Walleye Trading LLC Put 37,300 34,100 -8.58 2,406 2,138 -11.14
2018-02-14 13F-HR/A-1 ARMISTICE CAPITAL, LLC Call 200,000 0 -100.00 12,904 0 -100.00
2018-02-10 13F-HR First Pacific Advisors, LLC 42,600 0 -100.00 2,749 0 -100.00
2018-02-14 13F-HR HBK INVESTMENTS L P 0 29,755 0 1,865
2018-02-14 SC 13G GreenLight Capital Inc 2,824,000
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 11,700 12,100 3.42 733 548 -25.24
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 1,100 4,700 327.27 71 295 315.49
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 4,530 284
2018-02-14 13F-HR ROYAL BANK OF CANADA Put 12,600 0 -100.00 813 0 -100.00
2017-11-14 13F-HR Intrinsic Edge Capital Management LLC 18,395 0 -100.00 982 0 -100.00
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 505 23
2017-11-21 N-Q James Advantage Funds (see advisory)
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 17,172 17,286 0.66 1,077 783 -27.30
2017-11-13 13F-HR Meritage Group LP 1,020,417 0 -100.00 54,480 0 -100.00
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 6,693 6,727 0.51 432 422 -2.31
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 6,897 22,448 225.47 445 1,407 216.18
2018-02-16 13F-HR We Are One Seven, Llc 30 2
2018-01-23 SC 13G/A BlackRock Inc. 3,818,153 3,722,871 -2.50
2017-10-23 13F-HR STRS OHIO 55,000 0 -100.00 2,936 0 -100.00
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 0 7,500 0 470
2018-04-18 13F-HR Independence Bank Of Kentucky 50 2
2018-02-14 13F-HR Sheffield Asset Management, L.L.C. 137,446 233,411 69.82 8,868 14,633 65.01
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 10,186 14,317 40.56 657 898 36.68
2017-11-14 13F-HR Jefferies Group LLC Call 53,300 0 -100.00 2,846 0 -100.00
2017-10-30 N-Q Delaware Investments Dividend & Income Fund, Inc (see advisory)
2018-02-02 13F-HR SMITHFIELD TRUST CO 1,413 708 -49.89 91 44 -51.65
2018-02-14 13F-HR DEUTSCHE BANK AG\ 78,659 37,047 -52.90 5,073 2,320 -54.27
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 1,175,322 772,017 -34.31 75,832 48,398 -36.18
2018-02-13 13F-HR JP Morgan Chase & Co Call 124,300 0 -100.00 7,924 0 -100.00
2017-11-14 13F-HR CASPIAN CAPITAL LP Put 132,700 0 -100.00 7,085 0 -100.00
2018-02-14 13F-HR CAPITAL GUARDIAN TRUST CO 2,053 18,150 784.07 132 1,138 762.12
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 8,550 8,550 0.00 552 552 0.00
2017-11-14 13F-HR Interval Partners, LP Call 525,000 0 -100.00 28,030 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 8,625 92,018 966.88 557 5,769 935.73
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-02-14 13F-HR Invesco Ltd. 55,990 51,622 -7.80 3,613 3,236 -10.43
2017-11-20 N-Q Fqf Trust (see advisory)
2017-10-23 13F-HR MIZUHO SECURITIES USA INC. Put 15,200 0 -100.00 79 0 -100.00
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 0 30 0 2
2018-02-08 13F-HR Trexquant Investment LP 9,858 0 -100.00 636 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 776 269,001 34,565.08 50 16,863 33,626.00
2018-02-14 13F-HR Point72 Asset Management, L.P. 801,183 0 -100.00 51,692 0 -100.00
2018-02-01 13F-HR PICTON MAHONEY ASSET MANAGEMENT Put 0 21,600 0 1,354
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 21,270 1,333
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 1,945 122
2018-01-22 N-Q Blackrock Corporate High Yield Fund, Inc. (see advisory)
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 130,500 130,500 0.00 8,420 8,181 -2.84
2017-11-13 13F-HR Goss Wealth Management LLC 146 0 -100.00 7,395 0 -100.00
2017-12-27 N-Q Delaware Group Income Funds (see advisory)
2017-11-28 N-Q Penn Capital Funds Trust (see advisory)
2017-10-30 N-Q Lord Abbett Research Fund Inc (see advisory)
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 21 0 1
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 912,532 115,560 -87.34 58,877 7,244 -87.70
2018-02-28 N-Q Ishares Trust (see advisory)
2017-11-29 N-Q Investment Managers Series Trust Ii (see advisory)
2017-11-01 13F-HR State of Tennessee, Treasury Department 9,703 0 -100.00 518 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 47,593 10,928 -77.04 2,983 495 -83.41
2018-02-14 13F-HR QS Investors, LLC 13 13 0.00 1 1 0.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 5,000 0 -100.00 323 0 -100.00
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 7,725 0 484
2017-11-13 13F-HR Live Your Vision, LLC 100 0 -100.00 5 0 -100.00
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 76,434 76,253 -0.24 4,932 4,780 -3.08
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 36,700 0 -100.00 2,301 0 -100.00
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 588,849 340,000 -42.26 37,993 21,315 -43.90
2018-02-14 13F-HR HSBC HOLDINGS PLC 4,585 5,131 11.91 295 322 9.15
2017-11-14 13F-HR Point72 Asset Management, L.P. Call 200,000 0 -100.00 10,678 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 96,300 0 -100.00 6,213 0 -100.00
2018-04-03 13F-HR USA Financial Portformulas Corp 5,481 0 -100.00 344 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 92,938 89,700 -3.48 5,996 5,623 -6.22
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 106,000 109,300 3.11 6,839 6,852 0.19
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-02-15 13F-HR Metlife Investment Advisors, Llc 29,139 1,827
2017-10-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-09 13F-HR HAP Trading, LLC Put 36,400 53,500 46.98 112 178 58.93
2018-02-12 13F-HR OBERNDORF WILLIAM E 74,252 74,252 0.00 4,791 4,655 -2.84
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 250 255 2.00 16 16 0.00
2018-03-01 N-Q Pimco Funds (see advisory)
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 10,700 0 -100.00 690 0 -100.00
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 3,771 15,800 318.99 243 991 307.82
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-01-31 13F-HR Mutual of America Capital Management LLC 37,573 36,951 -1.66 2,424 2,316 -4.46
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 135,580 148,617 9.62 8,748 9,317 6.50
2018-04-18 13F-HR Integral Derivatives, LLC 22,130 0 -100.00 1,387 0 -100.00
2017-11-29 N-Q Tax-managed Growth Portfolio (see advisory)
2017-11-22 N-Q Principal Exchange-traded Funds (see advisory)
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 2,660 167
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 433 114 -73.67 619 84 -86.43
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 52,274 0 -100.00 3,373 0 -100.00
2018-02-13 SC 13G/A MANULIFE FINANCIAL CORP 7,387,950 6,831,076 -7.54
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-14 SC 13G Echinus Advisors, LLC 2,761,040
2018-02-14 13F-HR BARCLAYS PLC 254,067 250,731 -1.31 16,393 15,718 -4.12
2018-02-14 13F-HR IHT Wealth Management, LLC 100 0 -100.00 7 0 -100.00
2017-11-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-01-26 N-Q Jpmorgan Trust I (see advisory)
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (USA) Corp Call 0 54,800 0 3,435
2018-01-25 N-Q Prudential Investment Portfolios, Inc. 15 (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Call 74,600 0 -100.00 4,677 0 -100.00
2018-02-14 13F-HR ICONIQ Capital, LLC 22,434 22,434 0.00 1,447 1,406 -2.83
2018-02-13 13F-HR FIRST INTERSTATE BANK 5,636 5,636 0.00 364 353 -3.02
2017-11-22 N-Q Ssga Active Trust (see advisory)
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 4,752 6,252 31.57 307 392 27.69
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 4,194 3,794 -9.54 271 238 -12.18
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,892,579 7,174,247 4.09 444,709 449,754 1.13
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 12,700 12,700 0.00 819 796 -2.81
2018-02-14 13F-HR/A-1 Boston Partners 174,235 211,894 21.61 11,242 13,283 18.16
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 26,207 14,904 -43.13 1,691 934 -44.77
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 5,805 135,000 2,225.58 375 8,463 2,156.80
2018-02-14 13F-HR UBS Group AG 17,083 2,895 -83.05 1,103 181 -83.59
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 142,700 0 -100.00 7,626 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 15,000 0 -100.00 800 0 -100.00
2018-02-13 13F-HR Piermont Capital Management LLC 0 38,120 0 2,390
2018-04-18 13F-HR Integral Derivatives, LLC Put 14,000 6,500 -53.57 878 294 -66.51
2017-11-06 13F-HR Spot Trading L.l.c. Call 10,900 12,500 14.68 582 807 38.66
2017-11-13 13F-HR Allianz Asset Management AG 51,404 0 -100.00 2,726 0 -100.00
2018-02-02 13F-HR COMERICA BANK 36,160 36,503 0.95 2,328 2,303 -1.07
2017-10-23 13F-HR MIZUHO SECURITIES USA INC. 15,200 0 -100.00 812 0 -100.00
2018-02-09 13F-HR Bank of New York Mellon Corp 509,735 509,786 0.01 32,887 31,958 -2.82
2018-02-14 13F-HR FIFTH THIRD BANCORP 1,685 726 -56.91 109 46 -57.80
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-13 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 281 18
2017-12-29 N-Q American Beacon Funds (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 51,300 144,200 181.09 3,310 9,040 173.11
2018-02-14 13F-HR STIFEL FINANCIAL CORP 17,805 15,259 -14.30 1,146 963 -15.97
2017-10-27 N-Q Eaton Vance Floating-rate Income Trust (see advisory)
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 13,880 13,880 0.00 896 870 -2.90
2018-02-13 13F-HR AMALGAMATED BANK 8,994 9,509 5.73 580 596 2.76
2018-01-17 13F-HR Cutler Group LP Put 48,100 12,600 -73.80 35 33 -5.71
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 12,645 13,264 4.90 816 832 1.96
2018-02-14 13F-HR Atika Capital Management LLC 75,000 40,000 -46.67 4,839 2,508 -48.17
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 0 5,062 0 229
2017-12-29 N-Q Arrow Etf Trust (see advisory)
2018-02-12 13F-HR Cipher Capital LP 26,828 0 -100.00 1,731 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Put 29,300 73,100 149.49 1,890 4,583 142.49
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 183 0 -100.00 10 0 -100.00
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 617 42
2018-02-14 SC 13G DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. 2,758,966
2018-02-09 13F-HR Arizona State Retirement System 25,977 33,150 27.61 1,676 2,078 23.99
2018-02-14 13F-HR Advisor Group, Inc. 442 451 2.04 29 28 -3.45
2018-02-09 13F-HR HAP Trading, LLC 425,833 408,262 -4.13 27,475 25,594 -6.85
2018-01-26 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 54,900 98,400 79.23 3,542 6,168 74.14
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 150 0 -100.00 8 0 -100.00
2018-02-14 13F-HR Pacer Advisors, Inc. 0 11,076 0 694
2018-02-06 13F-HR ING GROEP NV 5,619 6,949 23.67 363 436 20.11
2018-02-12 13F-HR Quantbot Technologies LP 4,635 4,164 -10.16 299 261 -12.71
2018-02-14 13F-HR NOMURA HOLDINGS INC 0 5,972 0 375
2018-04-16 13F-HR CAPITAL INSIGHT PARTNERS, LLC 16,906 17,432 3.11 1,060 789 -25.57
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 21,000 20,000 -4.76 1,355 1,254 -7.45
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 31,131 30,570 -1.80 1,952 1,385 -29.05
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,285,524 785,594 -38.89 82,942 49,249 -40.62
2018-02-14 13F-HR BlueMountain Capital Management, LLC 0 7,735 0 485
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 29,692 13,299 -55.21 1,915 834 -56.45
2018-02-14 13F-HR Neuburgh Advisers LLC 3,080 4,114 33.57 199 258 29.65
2018-02-07 13F-HR Balter Liquid Alternatives, LLC 15,290 959
2017-10-30 N-Q Investment Managers Series Trust (see advisory)
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 219 140 -36.07 14 9 -35.71
2018-02-02 13F-HR Aperio Group, LLC 15,187 14,367 -5.40 980 901 -8.06
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 1,377,369 1,283,711 -6.80 88,868 80,476 -9.44
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 32 32 0.00 2 2 0.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 1,307 14,338 997.02 84 898 969.05
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 28,977 27,277 -5.87 1,847 1,709 -7.47
2018-02-14 13F-HR BARCLAYS PLC Call 72,700 91,600 26.00 4,690 5,742 22.43
2017-11-13 N-Q Nicholas High Income Fund, Inc. (see advisory)
2017-11-14 13F-HR Davidson Kempner Capital Management LP 300,000 0 -100.00 16,017 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 29,384 0 -100.00 1,569 0 -100.00
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 45,000 0 -100.00 2,403 0 -100.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 3,500 3,880 10.86 218 175 -19.72
2018-02-07 13F-HR LS Investment Advisors, LLC 3,582 3,084 -13.90 231 193 -16.45
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 372,770 378,603 1.56 24,051 23,734 -1.32
2017-11-22 N-Q Ssga Master Trust (see advisory)
2018-02-15 13F-HR SRS Capital Advisors, Inc. 277 277 0.00 17 17 0.00
2018-04-11 13F-HR First Capital Advisors Group, LLC. 262 12
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 47,059 47,797 1.57 3,036,247 2,996,394 -1.31
2018-02-15 13F-HR GLENMEDE TRUST CO NA 38 0 -100.00 2 0 -100.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,996 1,370 -31.36 129 86 -33.33
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 20 0 -100.00 1 0 -100.00
2018-03-01 N-Q Rivernorth Funds (see advisory)
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 24,844 33,078 33.14 1,602,935 2,073,660 29.37
2017-11-14 13F-HR Jabre Capital Partners S.A. 4,000 0 -100.00 214 0 -100.00
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 7,428 6,503 -12.45 479 408 -14.82
2018-02-02 13F-HR/A-1 PICTON MAHONEY ASSET MANAGEMENT 21,600 21,600 0.00 1,394 1,354 -2.87
2017-11-29 N-Q Eaton Vance Series Trust (see advisory)
2018-02-09 13F-HR Banco BTG Pactual S.A. 5,000 5,000 0.00 323 313 -3.10
2018-02-05 13F-HR Advantus Capital Management Inc 5,792 5,672 -2.07 374 356 -4.81
2017-11-14 13F-HR Hutchin Hill Capital, LP 89,700 0 -100.00 4,789 0 -100.00
2018-02-14 13F-HR Tyers Asset Management LLC 3,920 5,236 33.57 253 328 29.64
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 12,958 9,626 -25.71 836 603 -27.87
2018-02-02 13F-HR US BANCORP \DE\ 5,884 4,502 -23.49 379 282 -25.59
2018-02-27 N-Q Northern Funds (see advisory)
2017-10-30 N-Q Delaware Enhanced Global Dividend & Income Fund (see advisory)
2018-01-26 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2017-11-14 13F-HR Ancient Art, L.P. 230,580 0 -100.00 12,311 0 -100.00
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 11,360 11,360 0.00 733 712 -2.86
2018-02-07 13F-HR FFCM LLC 146 146 0.00 10 9 -10.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 4,200 0 -100.00 271 0 -100.00
2018-04-19 13F-HR Eidelman Virant Capital 5,000 5,000 0.00 313 226 -27.80
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 82,049 103,095 25.65 5,294 6,462 22.06
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 36,100 73,800 104.43 2,329 4,627 98.67
2017-11-14 13F-HR Serengeti Asset Management LP 30,000 0 -100.00 1,602 0 -100.00
2018-02-07 13F-HR Blueport Capital, L.P. 892 0 -100.00 58 0 -100.00
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 69 69 0.00 4 4 0.00
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-02-14 13F-HR Summit Trail Advisors, Llc 211 13
2018-02-14 13F-HR PAR CAPITAL MANAGEMENT INC 2,048,000 2,048,000 0.00 132,137 128,389 -2.84
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR Interval Partners, LP 650,720 0 -100.00 41,984 0 -100.00
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 36,258 5,234 -85.56 2,339 328 -85.98
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-04-18 13F-HR D. SCOTT NEAL, INC. 200 200 0.00 13 9 -30.77
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 911,233 846,147 -7.14 58,793 53,045 -9.78
2018-02-13 13F-HR COLONY GROUP LLC 24,672 24,121 -2.23 1,592 1,512 -5.03
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 17,300 16,600 -4.05 1,116 1,041 -6.72
2017-11-13 13F-HR Wellington Management Group LLP 12,898 0 -100.00 689 0 -100.00
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-02-14 13F-HR Atika Capital Management LLC Call 15,000 15,000 0.00 968 941 -2.79
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 5,438 4,100 -24.60 351 257 -26.78
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-02-14 13F-HR Nuveen Asset Management, LLC 0 221,939 0 13,913
2018-02-13 13F-HR JP Morgan Chase & Co Put 4,100 0 -100.00 261 0 -100.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 60,702 0 -100.00 3,916 0 -100.00
2018-01-12 13F-HR Hikari Power Ltd 4,350 4,350 0.00 281 273 -2.85
2018-01-26 13F-HR K.J. Harrison & Partners Inc 0 10,000 0 627
2018-02-14 13F-HR UBS Group AG Call 16,000 16,000 0.00 1,032 1,003 -2.81
2018-02-13 SC 13G/A STATE STREET CORP 3,136,303 2,618,414 -16.51
2018-02-14 13F-HR Echinus Advisors, LLC Call 1,067,600 1,067,600 0.00 68,882 66,928 -2.84
2018-01-19 13F-HR World Asset Management Inc 3,126 0 -100.00 202 0 -100.00
2018-02-02 13F-HR Hemenway Trust Co LLC 7,750 7,750 0.00 500 486 -2.80
2018-02-28 N-Q Seasons Series Trust (see advisory)
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 10,000 0 -100.00 534 0 -100.00
2018-02-13 13F-HR Focused Wealth Management, Inc Call 2,200 2
2017-11-06 13F-HR Spot Trading L.l.c. Put 33,500 25,500 -23.88 1,789 1,645 -8.05
2018-02-06 13F-HR Russell Investments Group, Ltd. 305 1,853 507.54 19 118 521.05
2017-11-29 N-Q Fpa U.s. Value Fund Inc (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 66,300 52,400 -20.97 4,278 3,285 -23.21
2018-01-24 13F-HR HOWE & RUSLING INC 48 48 0.00 3 3 0.00
2018-02-14 13F-HR TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. 5,850 0 -100.00 377 0 -100.00
2017-11-14 13F-HR Coronation Fund Managers Ltd. 337,133 0 -100.00 18,000 0 -100.00
2018-02-14 13F-HR GLG Partners LP 76,845 4,817
2017-11-14 13F-HR Melvin Capital Management LP Put 200,000 0 -100.00 10,678 0 -100.00
2018-01-31 13F-HR LSV ASSET MANAGEMENT 83,800 346,650 313.66 5,406 21,731 301.98
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2017-11-29 N-Q Delaware Vip Trust (see advisory)
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 5,134 5,134 0.00 331 322 -2.72
2018-02-14 13F-HR WOLVERINE TRADING, LLC 17,632 31,110 76.44 1,138 1,950 71.35
2018-03-05 13F-HR/A-1 NORGES BANK 330,504 101,781 -69.20 22,567 6,381 -71.72
2018-02-14 13F-HR TLP GROUP LLC 0 396 0 25
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 550 0 -100.00 35 0 -100.00
2018-02-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 99,280 99,280 0.00 6,406 6,224 -2.84
2018-02-02 13F-HR FIRST MIDWEST BANK TRUST DIVISION 21,200 1,329
2018-02-23 N-Q Harris Associates Investment Trust (see advisory)
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 4,470,343 2,437,802 -45.47
2018-02-08 13F-HR Retirement Systems of Alabama 59,195 59,550 0.60 3,819 3,733 -2.25
2018-02-14 13F-HR MACQUARIE GROUP LTD 0 9,150 0 574
2018-02-13 13F-HR Legal & General Group Plc 59,738 65,005 8.82 3,854 4,078 5.81
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 28 28 0.00 2 2 0.00
2018-02-14 13F-HR Covington Capital Management 119 7
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 104,200 105,990 1.72 6,723 6,645 -1.16
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 27,070 27,070 0.00 1,747 1,697 -2.86
2017-10-25 13F-HR Carroll Financial Associates, Inc. 180 0 -100.00 9 0 -100.00
2018-01-22 N-Q Blackrock Ltd Duration Income Trust (see advisory)
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 197,229 197,461 0.12 12,725 12,379 -2.72
2018-02-14 13F-HR Voya Investment Management LLC 14,794 14,234 -3.79 955 892 -6.60
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 50,000 50,000 0.00 3,226 3,135 -2.82
2017-12-22 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 3,704 6,506 75.65 239 408 70.71
2018-02-12 13F-HR CITIGROUP INC 75,266 76,488 1.62 4,857 4,796 -1.26
2017-11-14 13F-HR Manatuck Hill Partners, LLC 30,000 0 -100.00 1,602 0 -100.00
2018-02-13 13F-HR Freestone Capital Holdings, LLC 4,731 4,843 2.37 305 304 -0.33
2017-11-20 N-Q Dreyfus Laurel Funds Trust (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 393,887 374,033 -5.04 25,413 23,448 -7.73
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 35,911 37,386 4.11 2,317 2,344 1.17
2018-02-12 13F-HR CITIGROUP INC Call 1,500 28,800 1,820.00 97 1,805 1,760.82
2017-11-29 N-Q Eaton Vance Senior Income Trust (see advisory)
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 15,000 0 -100.00 802 0 -100.00
2018-04-10 13F-HR Lourd Capital, LLC 4,084 0 -100.00 256 0 -100.00
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-14 13F-HR Route One Investment Company, L.P. 1,449,205 2,139,205 47.61 93,503 134,107 43.43
2018-02-14 13F-HR ProShare Advisors LLC 3,137 4,312 37.46 202 270 33.66
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-01-31 13F-HR Westbourne Investment Advisors, Inc. 14,745 17,020 15.43 951 1,067 12.20

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( TPX / Tempur Sealy International, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

RDHL: Redhill Biopharma Ltd (OTC:REDIF) Analysis and Research Report

2018-04-18 - Asif

History and Development of the Company The company's legal and commercial name is RedHill Biopharma Ltd. The company's company was incorporated on August 3, 2009, and was registered as a private company limited by shares under the laws of the State of Israel. The company's principal executive offices are located at 21 Ha’arba’a Street, Tel Aviv, Israel. In February 2011, the company completed its initial public offering in Israel, pursuant to which the company issued 14,302,300 Ordinary Shares, and 7,151,150 tradable Series 1 Warrants to purchase 7,151,150 Ordinary Shares for aggregate gross proceeds of approximately $14 million. On December 27, 2012, the company completed the listing of its ADSs on the NASDAQ Capital Market. The company's Ordinary Shares are traded on the Tel-Aviv Stock Exchange under the symbol “RDHL,” and its ADSs are traded on the NASDAQ Capital Market under the same symbol "RDHL". The company's capital expenditures for the years ended December 31, 2...

SCYX: SCYNEXIS Analysis and Research Report

2018-04-16 - Asif

Overview SCYNEXIS, Inc. is a biotechnology company committed to positively impacting the lives of patients suffering from difficult-to-treat and often life-threatening infections by delivering innovative anti-infective therapies. SCYNEXIS is developing its lead product candidate, SCY-078, as the first representative of a novel oral and intravenous (IV) triterpenoid antifungal family in clinical development for the treatment of several serious fungal infections, including invasive candidiasis, invasive aspergillosis, refractory invasive fungal infections and vulvovaginal candidiasis (VVC). SCY-078 is a structurally distinct glucan synthase inhibitor that has been shown to be effective in vitro and in vivo against a broad range of human fungi pathogens such as Candida and Aspergillus species, including multidrug-resistant strains, as well as Pneumocystis species. Candida and Aspergillus species are the fungi responsible for approximately 85% of all invasive fungal infections in t...

ENRT: Enertopia Corp (CNSX:TOP) Analysis and Research Report

2018-04-16 - Asif

Business History Enertopia Corp. was formed on November 24, 2004 under the laws of the State of Nevada and commenced operations on November 24, 2004. From inception until April 2010, the company were primarily engaged in the acquisition and exploration of natural resource properties. Beginning in April 2010, the company began its entry into the renewable energy sector by purchasing an interest in a solar thermal design and installation company. In late summer 2013, the company began its entry into medicinal marijuana business. During its 2014 fiscal year end its activities in the clean energy sector were discontinued. During fiscal 2015 its activities in the Medicinal Marijuana sector were discontinued. During fiscal 2016 its activities in the Women’s personal healthcare sector were discontinued. The Company is actively pursuing business opportunities in the resource sector, whereby the company signed a definitive agreement for a Lithium Brine Project in May 2016. In May ...

FB: Facebook Analysis and Research Report

2018-04-15 - Asif

Overview The company's mission is to give people the power to build community and bring the world closer together. The company's top priority is to build useful and engaging products that enable people to connect and share with friends and family through mobile devices, personal computers, and other surfaces. The company also help people discover and learn about what is going on in the world around them, enable people to share their opinions, ideas, photos and videos, and other activities with audiences ranging from their closest friends to the public at large, and stay connected everywhere by accessing its products, including: Facebook enables people to connect, share, discover, and communicate with each other on mobile devices and personal computers. There are a number of different ways to engage with people on Facebook, the most important of which is News Feed which displays an algorithmically-ranked series of stories and advertisements individualized for each pers...

VSTM: Verastem Analysis and Research Report

2018-04-12 - Asif

Business Overview Verastem is a biopharmaceutical company focused on developing and commercializing drugs to improve the survival and quality of life of cancer patients. The company's most advanced product candidates, duvelisib and defactinib, utilize a multi-faceted approach to treat cancers originating either in the blood or major organ systems. Verastem is currently evaluating these compounds in both preclinical and clinical studies as potential therapies for certain cancers, including leukemia, lymphoma, lung cancer, ovarian cancer, mesothelioma, and pancreatic cancer. The company believe that these compounds may be beneficial as therapeutics either as single agents or when used in combination with immuno-oncology agents or other current and emerging standard of care treatments in aggressive cancers that are poorly served by currently available therapies. Duvelisib targets the Phosphoinositide 3-kinase (PI3K) signaling pathway. The PI3K signaling pathway plays a centr...

CUSIP: 88023U101