SecurityTHRM / Gentherm Inc. (37253A103)
PRESIDENT & CEOCOKER DANIEL R
Institutional Owners199
Form N-Q Owners16
Institutional Shares36,477,629 - 99.11% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding36,805,076 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 1,477,165,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Gentherm Inc. (NASDAQ:THRM) has 199 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 36,477,629 shares. Largest shareholders include BlackRock Inc., Price T Rowe Associates Inc /md/, Vanguard Group Inc, Fuller & Thaler Asset Management, Inc., Van Berkom & Associates Inc., Disciplined Growth Investors Inc /mn, Dimensional Fund Advisors Lp, Bank of New York Mellon Corp, State Street Corp, and Trigran Investments, Inc..

Gentherm Inc. (NASDAQ:THRM) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Stop missing out on important events!

Fintel provides real time notifications of important company events such as major investments (13D/G filings), insider trades (SEC form 4), and important SEC filings. Sign up and create your company alerts for free.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-09 13F-HR WEDBUSH SECURITIES INC 25,220 23,646 -6.24 937 751 -19.85
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 420 420 0.00 16 13 -18.75
2017-11-08 13F-HR MACQUARIE GROUP LTD 39,960 0 -100.00 1,550 0 -100.00
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 22,480 22,932 2.01 835 728 -12.81
2018-02-08 13F-HR HGK ASSET MANAGEMENT INC 13,480 13,216 -1.96 501 420 -16.17
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 391,208 386,332 -1.25 14,535 12,265 -15.62
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 25,245 0 -100.00 938 0 -100.00
2017-11-14 13F-HR BancorpSouth Inc 6,314 6,635 5.08 245 246 0.41
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 521 0 -100.00 20 0 -100.00
2018-01-18 13F-HR State of Alaska, Department of Revenue 7,270 7,340 0.96 270 233 -13.70
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 61,849 62,739 1.44 2,298 1,992 -13.32
2018-02-07 13F-HR PARADIGM CAPITAL MANAGEMENT INC/NY 15,000 15,000 0.00 557 476 -14.54
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 10,166 0 -100.00 394 0 -100.00
2018-02-14 13F-HR STATE STREET CORP 847,396 928,826 9.61 31,478 29,490 -6.32
2018-02-15 13F-HR Bb&t Investment Services, Inc. 159 5
2018-01-16 13F-HR Gemmer Asset Management LLC 167 5
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 5,102,053 4,255,656 -16.59
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 49,836 98,069 96.78 1,851 3,114 68.23
2018-01-23 13F-HR MIDAS MANAGEMENT CORP 8,700 8,700 0.00 323 277 -14.24
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 23,768 754
2018-02-07 13F-HR LS Investment Advisors, LLC 1,521 1,107 -27.22 57 35 -38.60
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 30 30 0.00 1 1 0.00
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 51,600 51,400 -0.39 1,917 1,632 -14.87
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 50 0 -100.00 1 0 -100.00
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 7,180 7,040 -1.95 267 224 -16.10
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 95,913 87,236 -9.05 3,563 2,770 -22.26
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 121,903 193,396 58.65 4,529 6,140 35.57
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 28,347 28,172 -0.62 1,053 894 -15.10
2018-02-13 13F-HR JP Morgan Chase & Co 22,793 109,118 378.73 836 3,464 314.35
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 320,489 334,148 4.26 11,906 10,608 -10.90
2018-02-09 13F-HR Trigran Investments, Inc. 741,784 802,827 8.23 27,558 25,490 -7.50
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 8,200 8,200 0.00 305 260 -14.75
2017-11-13 13F-HR Stanley-Laman Group, Ltd. 12,446 0 -100.00 483 0 -100.00
2018-02-14 13F-HR Neuburgh Advisers LLC 1,984 2,544 28.23 74 81 9.46
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-12 13F-HR EATON VANCE MANAGEMENT 39,796 39,816 0.05 1,478 1,264 -14.48
2018-02-14 13F-HR Frontier Wealth Management LLC 10,000 0 -100.00 372 0 -100.00
2018-02-05 13F-HR American Trust Investment Advisors, LLC 44,935 45,405 1.05 1,669 1,442 -13.60
2018-02-14 13F-HR MENTA CAPITAL LLC 12,509 0 -100.00 465 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 246,172 277,181 12.60 8,431 8,318 -1.34
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 386,695 184,556 -52.27 14,365 5,860 -59.21
2018-02-08 13F-HR PineBridge Investments, L.P. 47,354 64,561 36.34 1,759 2,050 16.54
2018-02-14 13F-HR FORMULA GROWTH LTD 25,072 15,072 -39.89 931 479 -48.55
2018-02-13 SC 13G Van Berkom & Associates Inc. 1,930,552 1,989,297 3.04
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-10-30 13F-HR IFP Advisors, Inc 158 0 -100.00 6 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC 118,102 110,138 -6.74 4,387 3,497 -20.29
2018-02-09 13F-HR PENN CAPITAL MANAGEMENT CO INC 7,480 0 -100.00 278 0 -100.00
2018-02-14 13F-HR Natixis 5,741 0 -100.00 213 0 -100.00
2018-02-12 13F-HR State of Tennessee, Treasury Department 32,172 29,013 -9.82 1,195 921 -22.93
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 0 15,561 0 494
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-13 13F-HR Evercore Wealth Management, LLC 169 169 0.00 6 5 -16.67
2018-02-14 13F-HR Marshall Wace North America L.P. 33,909 1,077
2018-02-12 13F-HR Pacad Investment Ltd. 0 4,000 0 127
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 26,893 24,795 -7.80 999 787 -21.22
2018-02-07 13F-HR Swiss National Bank 60,000 62,000 3.33 2,229 1,969 -11.66
2018-02-15 13F-HR DISCIPLINED GROWTH INVESTORS INC /MN 1,842,311 1,874,739 1.76 68,442 59,523 -13.03
2018-02-14 13F-HR TEACHERS ADVISORS INC 66,587 67,439 1.28 2,474 2,141 -13.46
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 24,030 0 -100.00 932 0 -100.00
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 383,149 415,081 8.33 14,234 13,179 -7.41
2018-02-14 13F-HR Advisor Group, Inc. 480 490 2.08 18 16 -11.11
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 12,690 0 403
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 310 0 -100.00 12 0 -100.00
2018-02-15 13F-HR Metlife Investment Advisors, Llc 17,276 549
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 19,229 15,133 -21.30 714,357 480,473 -32.74
2018-02-02 13F-HR Karp Capital Management Corp 35,520 0 -100.00 1,320 0 -100.00
2018-02-14 13F-HR Meadow Creek Investment Management LLC 4,216 5,406 28.23 157 172 9.55
2018-02-12 13F-HR Bancorpsouth Bank 7,183 228
2018-02-14 13F-HR CREDIT SUISSE AG/ 43,237 47,732 10.40 1,606 1,516 -5.60
2018-02-14 13F-HR BARCLAYS PLC 16,305 20,564 26.12 606 653 7.76
2018-02-01 13F-HR Nationwide Fund Advisors 20,540 0 -100.00 763 0 -100.00
2018-02-02 13F-HR Teton Advisors, Inc. 13,400 13,400 0.00 498 425 -14.66
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 8,025 7,539 -6.06 298 239 -19.80
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,540 1,177 -53.66 95 37 -61.05
2018-02-13 13F-HR Legal & General Group Plc 73,122 76,053 4.01 2,715 2,416 -11.01
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 1,496,159 1,512,339 1.08 55,582 48,018 -13.61
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 120,730 0 -100.00 4,684 0 -100.00
2018-02-09 13F-HR Employees Retirement System of Texas 49,000 49,000 0.00 1,820 1,556 -14.51
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 73,935 38,995 -47.26 2,747 1,238 -54.93
2018-02-13 13F-HR WESPAC Advisors SoCal, LLC 200 200 0.00 7 6 -14.29
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 45,820 40,200 -12.27 1,702 1,276 -25.03
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 6,156 6,621 7.55 229 210 -8.30
2018-01-19 SC 13G/A BlackRock Inc. 4,211,269 4,634,199 10.04
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 7,809 0 -100.00 303 0 -100.00
2018-02-13 13F-HR AllSquare Wealth Management LLC 445 14
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 43,307 1,374
2017-11-03 13F-HR ALPS ADVISORS INC 13,264 0 -100.00 515 0 -100.00
2018-02-13 13F-HR SNOW CAPITAL MANAGEMENT LP 245,807 186,947 -23.95 9,132 5,936 -35.00
2018-02-14 13F-HR QS Investors, LLC 9 0 -100.00 1 0 -100.00
2018-01-29 13F-HR BTIM Corp. 331,281 330,288 -0.30 12,307 10,487 -14.79
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 16,500 0 -100.00 640 0 -100.00
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 6,132 0 -100.00 228 0 -100.00
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 300 300 0.00 11 10 -9.09
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 8,887 0 -100.00 345 0 -100.00
2017-11-29 N-Q Vanguard Montgomery Funds (see advisory)
2018-02-12 13F-HR AlphaOne Investment Services, LLC 2,670 2,780 4.12 99 88 -11.11
2018-02-02 13F-HR COMERICA BANK 50,719 48,975 -3.44 1,671 1,557 -6.82
2018-02-14 13F-HR DEUTSCHE BANK AG\ 247,592 250,782 1.29 9,195 7,959 -13.44
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2017-11-17 N-Q Foxby Corp. (see advisory)
2018-01-17 13F-HR Cutler Group LP Call 6,800 0 -100.00 8 0 -100.00
2017-11-14 13F-HR HENDERSON GROUP PLC 469,616 0 -100.00 18,221 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 10,659 10,443 -2.03 396 331 -16.41
2017-10-30 13F-HR Bridge City Capital, Llc 25,710 27,987 8.86 998 1,040 4.21
2018-02-09 13F-HR Proficio Capital Partners LLC 40 34 -15.00 1 1 0.00
2018-01-22 13F-HR REINHART PARTNERS, INC. 94,160 93,040 -1.19 3,498 2,954 -15.55
2018-02-06 13F-HR Russell Investments Group, Ltd. 398,265 348,723 -12.44 14,795 11,246 -23.99
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-01-31 13F-HR Pembroke Management, LTD 606,408 591,508 -2.46 22,528 18,780 -16.64
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 74 74 0.00 3 2 -33.33
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 29,043 29,140 0.33 1,079 925 -14.27
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 362,499 230,203 -36.50 13,467 7,309 -45.73
2018-02-13 13F-HR CONNORS INVESTOR SERVICES INC 55,620 53,583 -3.66 2,066 1,701 -17.67
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 17,237 11,443 -33.61 640,355 363,315 -43.26
2018-02-05 13F-HR Calton & Associates, Inc. 935 30
2018-02-09 SC 13G/A VANGUARD GROUP INC 2,994,011 3,405,039 13.73
2018-02-12 13F-HR Global Alpha Capital Management Ltd. 212,779 232,579 9.31 7,905 7,384 -6.59
2018-02-07 13F-HR Spectrum Management Group, Inc. 6 0 -100.00 0 0
2018-02-07 13F-HR WHITTIER TRUST CO 97 97 0.00 4 3 -25.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 239,645 538,996 124.91 8,902 17,113 92.24
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 397,348 387,498 -2.48 14,761 12,303 -16.65
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 35,000 35,000 0.00 1,081 1,081 0.00
2018-02-14 13F-HR ROYAL BANK OF CANADA 746,487 770,258 3.18 27,731 24,456 -11.81
2018-02-13 13F-HR ASSETMARK, INC 0 13 0 0
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 3,149 3,149 0.00 98 100 2.04
2017-11-17 N-Q Midas Series Trust (see advisory)
2018-02-14 13F-HR Zions Bancorporation 2,597 2,595 -0.08 96 82 -14.58
2018-02-05 13F-HR Fernwood Investment Management, LLC 13,885 13,885 0.00 516 441 -14.53
2018-02-08 13F-HR SEI INVESTMENTS CO 516 2,932 468.22 19 93 389.47
2017-10-17 13F-HR Cutler Group LP 427 0 -100.00 16 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 109,397 167,974 53.55 4,065 5,333 31.19
2018-01-10 13F-HR THOMSON HORSTMANN & BRYANT INC 16,990 19,618 15.47 631 622 -1.43
2018-02-14 13F-HR Walleye Trading LLC 800 1,005 25.62 30 32 6.67
2017-11-13 13F-HR FMR LLC / Fidelity 158,837 0 -100.00 6,163 0 -100.00
2018-02-09 13F-HR Arizona State Retirement System 19,150 61,651 221.94 711 1,957 175.25
2017-11-06 13F-HR Winfield Associates, Inc. 78 0 -100.00 3 0 -100.00
2018-02-14 13F-HR Mairs & Power INC 700,075 723,730 3.38 26,008 22,978 -11.65
2018-02-22 13F-HR Elkfork Partners LLC 3,472 0 -100.00 129 0 -100.00
2018-02-02 13F-HR Aperio Group, LLC 13,009 13,362 2.71 483 424 -12.22
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 19,961 20,101 0.70 741 639 -13.77
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 52,024 53,824 3.46 1,933 1,709 -11.59
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 23,121 23,121 0.00 859 734 -14.55
2018-02-14 13F-HR Elliott Management Corporation 28,381 0 -100.00 1,054 0 -100.00
2018-02-14 13F-HR Invesco Ltd. 175,161 203,766 16.33 6,507 6,469 -0.58
2018-02-14 13F-HR HSBC HOLDINGS PLC 6,331 8,010 26.52 235 254 8.09
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 5,800 0 -100.00 215 0 -100.00
2018-02-14 13F-HR HAWK RIDGE CAPITAL MANAGEMENT LP 177,265 166,075 -6.31 6,585 5,273 -19.92
2018-02-09 13F-HR Bank of New York Mellon Corp 1,135,006 1,093,456 -3.66 42,166 34,717 -17.67
2017-10-25 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 481,176 0 -100.00 18,670 0 -100.00
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 119 0 -100.00 4 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC 7,991 254
2017-10-17 13F-HR Cutler Group LP Put 900 0 -100.00 0 0
2018-02-05 13F-HR Palouse Capital Management, Inc. 6,520 0 -100.00 242 0 -100.00
2018-02-07 13F-HR Tricadia Capital Management, LLC 155,899 105,210 -32.51 5,792 3,340 -42.33
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,295 1,886 45.64 48 60 25.00
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 49,576 48,126 -2.92 1,817 1,525 -16.07
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 38,052 36,292 -4.63 1,414 1,152 -18.53
2018-02-12 13F-HR Quantbot Technologies LP 823 0 -100.00 30 0 -100.00
2018-02-14 SC 13G/A FULLER & THALER ASSET MANAGEMENT, INC. 1,985,788 2,221,652 11.88
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 102,543 78,756 -23.20 3,850 2,500 -35.06
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 58,518 54,830 -6.30 2,174 1,741 -19.92
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 16,600 0 -100.00 617 0 -100.00
2018-02-14 13F-HR ProShare Advisors LLC 0 6,555 0 208
2017-10-26 13F-HR Acrospire Investment Management LLC 600 0 -100.00 23 0 -100.00
2017-11-13 13F-HR CWA Asset Management Group, LLC 5,792 0 -100.00 225 0 -100.00
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 29,845 0 -100.00 1,158 0 -100.00
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 24,900 12,123 -51.31 925 385 -58.38
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 12,165 14,240 17.06 453 451 -0.44
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 13,900 13,900 0.00 516 441 -14.53
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 277,801 274,489 -1.19 10,320 8,715 -15.55
2018-02-14 13F-HR NORTHERN TRUST CORP 501,923 493,266 -1.72 18,647 15,661 -16.01
2018-01-18 13F-HR WealthTrust-Arizona, LLC 40 40 0.00 1 1 0.00
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-14 13F-HR BRINKER CAPITAL INC 8,780 8,256 -5.97 326 262 -19.63
2018-01-18 13F-HR REGIONS FINANCIAL CORP 86 3
2018-01-11 13F-HR CGOV Asset Management 34,660 35,440 2.25 1,611 1,408 -12.60
2018-02-14 13F-HR Zebra Capital Management LLC 42,465 28,367 -33.20 1,578 901 -42.90
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 1,650 0 -100.00 64 0 -100.00
2018-02-09 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 0 27,775 0 882
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 30,931 0 -100.00 972 0 -100.00
2018-01-18 13F-HR First Bank & Trust 3,410 2,616 -23.28 127 83 -34.65
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 13,780 13,940 1.16 512 443 -13.48
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-13 13F-HR Cove Street Capital, LLC 6,902 6,902 0.00 256 219 -14.45
2017-08-24 N-Q State Street Institutional Funds (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-14 13F-HR Pacific Global Investment Management CO 122,230 110,025 -9.99 4,541 3,493 -23.08
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 24,024 24,024 0.00 892 763 -14.46
2018-02-12 13F-HR CITIGROUP INC 21,595 9,248 -57.18 802 293 -63.47
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 59,107 57,769 -2.26 2,196 1,834 -16.48
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 13,600 0 -100.00 505 0 -100.00
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 270,315 495,415 83.27 9,907 15,729 58.77
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 209,307 231,553 10.63 7,776 7,352 -5.45
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-02-14 13F-HR Walleye Trading LLC Put 5,900 7,100 20.34 219 226 3.20
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 30,000 0 -100.00 1,115 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 275 0 -100.00 11,000 0 -100.00
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 41,867 49,173 17.45 1,555 1,561 0.39
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 19,707 19,707 0.00 732 626 -14.48
2018-02-09 13F-HR RHUMBLINE ADVISERS 74,902 86,646 15.68 2,783 2,751 -1.15
2018-02-01 13F-HR CHATHAM CAPITAL GROUP, INC. 44,765 45,145 0.85 1,663 1,433 -13.83
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 6,408 0 203
2018-02-05 13F-HR Parkside Financial Bank & Trust 0 12 0 0
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,152 4,052 28.55 117 129 10.26
2018-02-14 13F-HR Voya Investment Management LLC 16,509 16,509 0.00 613 524 -14.52
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 277 315 13.72 11 10 -9.09
2018-02-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 25,782 819
2018-02-02 13F-HR Forward Management, LLC 5,639 5,499 -2.48 209 175 -16.27
2018-02-16 13F-HR/A-1 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 385,889 272,001 -29.51 14,336 8,636 -39.76
2018-02-14 13F-HR Avestar Capital, Llc 202 6
2018-02-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 40,070 40,070 0.00 1,489 1,272 -14.57
2018-02-14 13F-HR Glen Harbor Capital Management LLC 2,728 3,498 28.23 101 111 9.90
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 263,793 261,422 -0.90 9,800 8,300 -15.31
2018-02-14 13F-HR UBS Group AG 118,095 115,035 -2.59 4,387 3,652 -16.75
2018-02-14 13F-HR FIFTH THIRD BANCORP 0 73 0 2
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 6,048 6,050 0.03 225 192 -14.67
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 82 41 -50.00 3 1 -66.67
2018-02-14 13F-HR Walleye Trading LLC Call 5,200 5,600 7.69 194 178 -8.25
2018-02-05 13F-HR Mascoma Wealth Management LLC 100 100 0.00 4 3 -25.00
2018-02-13 13F-HR WHITE PINE CAPITAL LLC 31,135 30,610 -1.69 1,157 972 -15.99
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 234,500 234,500 0.00 8,712 7,445 -14.54
2018-01-19 13F-HR GARRISON BRADFORD & ASSOCIATES INC 12,650 12,350 -2.37 470 392 -16.60
2018-02-14 13F-HR PROFUND ADVISORS LLC 6,582 0 -100.00 245 0 -100.00
2018-02-15 13F-HR GLENMEDE TRUST CO NA 106 106 0.00 3 3 0.00
2018-02-14 13F-HR Holocene Advisors, Lp 11,700 371
2018-02-13 13F-HR Delpha Capital Management, Llc 757 24
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 113,151 113,693 0.48 4,204 3,610 -14.13
2018-01-16 13F-HR Louisiana State Employees Retirement System 14,900 15,800 6.04 554 502 -9.39
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 200 107 -46.50 7 3 -57.14
2017-11-29 N-Q Mairs & Power Funds Trust (see advisory)
2018-01-24 13F-HR Legato Capital Management LLC 12,706 18,705 47.21 472 594 25.85
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 3,712 5,586 50.48 138 177 28.26
2018-01-23 13F-HR STRS OHIO 100 100 0.00 3 3 0.00
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 9,330 9,540 2.25 347 303 -12.68
2018-01-04 13F-HR Aurora Investment Counsel 57,582 0 -100.00 2,109 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 128 3 -97.66 39 0 -100.00
2018-01-16 13F-HR Summit Creek Advisors LLC 265,909 264,514 -0.52 9,879 8,398 -14.99
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 3,285 0 -100.00 122 0 -100.00
2018-01-26 13F-HR WESTWOOD MANAGEMENT CORP /IL/ 10,000 0 -100.00 371 0 -100.00
2017-10-17 13F-HR Creative Planning 800 0 -100.00 31 0 -100.00
2018-02-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 23,318 740
2018-01-16 13F-HR Skylands Capital, LLC 24,700 24,700 0.00 918 784 -14.60
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 81,026 80,800 -0.28 3,010 2,565 -14.78
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 63 0 -100.00 0 0
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-13 13F-HR PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 152,816 153,026 0.14 5,677 4,859 -14.41
2018-01-23 13F-HR DENALI ADVISORS LLC 23 1
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 142,053 124,195 -12.57 5,278 3,944 -25.27
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 61 2
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 469,137 528,503 12.65 17,428 16,780 -3.72

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( THRM / Gentherm Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 37253A103