SecurityTAST / Carrols Restaurant Group, Inc. (14574X104)
Institutional Owners168 (54 N-Q Owners)
Institutional Shares30,276,469 - 82.86% (ex. N-Q)
Common Shares Outstanding36,538,903 shares (as of 2017-12-31)
Institutional Value$ 405,997,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Carrols Restaurant Group, Inc. (NASDAQ:TAST) has 168 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 30,276,469 shares. Largest shareholders include Brown Advisory Inc, BlackRock Inc., First Manhattan Co, Dimensional Fund Advisors Lp, Cannell Capital Llc, Cove Street Capital, LLC, Vanguard Group Inc, FMR LLC / Fidelity, Millennium Management Llc, and Gilder Gagnon Howe & Co Llc.

Carrols Restaurant Group, Inc. (NASDAQ:TAST) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 165,688 179,747 8.49 1,806 2,184 20.93
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 6,746 12,583 86.53 73,531 152,883 107.92
2018-03-06 13F-HR CROFT-LEOMINSTER INC 40,000 0 -100.00 436 0 -100.00
2017-11-29 N-Q Brown Advisory Funds (see advisory)
2018-01-29 N-Q Ultimus Managers Trust (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 301,176 305,569 1.46 3,282 3,712 13.10
2018-02-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 97,269 1,182
2018-01-31 13F-HR GILDER GAGNON HOWE & CO LLC 792,096 767,136 -3.15 8,634 9,321 7.96
2018-02-26 N-Q Western Asset High Income Opportunity Fund Inc. (see advisory)
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 16,100 0 -100.00 197 0 -100.00
2018-03-01 N-Q Intrepid Capital Management Funds Trust (see advisory)
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 35,400 35,400 0.00 386 430 11.40
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 49,805 60,033 20.54 542 729 34.50
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 3,096 3,096 0.00 33 38 15.15
2018-02-13 13F-HR Renaissance Technologies LLC 362,100 397,300 9.72 3,947 4,827 22.30
2018-02-09 13F-HR Royce & Associates LLC 570,274 647,731 13.58 6,216 7,870 26.61
2017-11-14 13F-HR HAWK RIDGE CAPITAL MANAGEMENT LP 85,000 0 -100.00 1,041 0 -100.00
2018-02-02 13F-HR Aperio Group, LLC 11,695 11,695 0.00 127 142 11.81
2017-10-30 N-Q Guggenheim Strategic Opportunities Fund (see advisory)
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 77,577 84,852 9.38 846 1,031 21.87
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 54,673 0 -100.00 670 0 -100.00
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 33,688 33,688 0.00 367 409 11.44
2018-02-14 13F-HR RBF Capital, LLC 200,000 200,000 0.00 2,180 2,430 11.47
2018-02-14 13F-HR Wallace Capital Management Inc. 693,118 700,430 1.05 7,555 8,510 12.64
2017-10-27 N-Q Western Asset Funds Inc (see advisory)
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 14,437 0 -100.00 157 0 -100.00
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 38,989 0 -100.00 478 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 0 500 0 6
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 9,026 109
2018-01-29 SC 13G/A BlackRock Inc. 2,879,053 2,348,489 -18.43
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 189,562 194,720 2.72 2,066 2,366 14.52
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,794 0 -100.00 118 0 -100.00
2018-02-12 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 653,994 653,994 0.00 7,129 7,946 11.46
2017-11-22 N-Q Litman Gregory Funds Trust (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 76,360 76,360 0.00 832 832 0.00
2018-02-02 13F-HR US BANCORP \DE\ 4,736 2,902 -38.72 52 35 -32.69
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 150,615 49,911 -66.86 1,642 607 -63.03
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 225,002 222,642 -1.05 2,453 2,705 10.27
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 98,389 110,371 12.18 1,072 1,341 25.09
2018-01-31 13F-HR Malaga Cove Capital, LLC 183,375 0 -100.00 2,022 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 19,139 19,139 0.00 209 233 11.48
2018-02-01 13F-HR Kovack Advisors, Inc. 15,528 189
2018-02-12 13F-HR FMR LLC / Fidelity 1,009,396 1,019,696 1.02 11,003 12,390 12.61
2018-02-14 13F-HR FORMULA GROWTH LTD 125,030 125,030 0.00 1,363 1,519 11.45
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 35,300 35,500 0.57 385 431 11.95
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ 40,446 233,307 476.84 440 2,833 543.86
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 234,744 227,587 -3.05 2,559 2,765 8.05
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 100 0 -100.00 1 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 145 51 -64.83 24 4 -83.33
2017-11-28 N-Q Calvert Variable Series Inc (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-15 13F-HR Metlife Investment Advisors, Llc 17,458 212
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 179,742 170,237 -5.29 1,959 2,068 5.56
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 971,285 450,270 -53.64 10,732 5,470 -49.03
2018-02-02 13F-HR Alambic Investment Management, L.P. 288,900 388,047 34.32 3,149 4,715 49.73
2018-02-09 13F-HR CITADEL ADVISORS LLC 136,818 110,957 -18.90 1,492 1,348 -9.65
2018-02-01 13F-HR Nationwide Fund Advisors 21,368 0 -100.00 233 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 9,528 0 -100.00 104 0 -100.00
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 12,200 0 -100.00 133 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 199,916 171,116 -14.41 2,178 2,078 -4.59
2018-02-09 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 51,489 0 -100.00 561 0 -100.00
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 8,964 0 -100.00 110 0 -100.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,828 1,828 0.00 20 22 10.00
2018-02-13 13F-HR Advisors Asset Management, Inc. 20,658 18,026 -12.74 225 219 -2.67
2018-02-13 13F-HR Legal & General Group Plc 10,052 8,442 -16.02 109 103 -5.50
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 3,300 0 40
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 55,676 54,406 -2.28 607 661 8.90
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 48,010 0 -100.00 588 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 1,500 1,000 -33.33 16 12 -25.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 140 140 0.00 5 9 80.00
2018-02-08 13F-HR Trexquant Investment LP 0 23,706 0 288
2018-02-14 13F-HR NORTHERN TRUST CORP 416,758 401,409 -3.68 4,543 4,876 7.33
2018-01-17 13F-HR Cutler Group LP 6 0 -100.00 0 0
2018-01-29 N-Q Invesco High Income Trust Ii (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 70,236 59,938 -14.66 766 728 -4.96
2018-02-13 13F-HR JP Morgan Chase & Co 31,321 7,446 -76.23 478 90 -81.17
2018-02-14 13F-HR 22NW, LP 528,285 528,285 0.00 5,758 6,419 11.48
2018-02-13 13F-HR Allianz Asset Management AG 342,815 339,767 -0.89 3,737 4,128 10.46
2017-11-03 13F-HR/A-1 Advisor Group, Inc. 402 0 -100.00 6 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 1,800 0 -100.00 0 0
2018-02-09 SC 13G Private Capital Management, LLC
2018-02-14 13F-HR Engine Capital Management, LLC 8,650 9,911 14.58 94 120 27.66
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-02-23 N-Q Managed Portfolio Series (see advisory)
2018-01-17 13F-HR CAPROCK Group, Inc. 28,630 28,630 0.00 312 379 21.47
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 27,995 27,380 -2.20 305 333 9.18
2018-02-14 13F-HR CANNELL CAPITAL LLC 1,662,944 1,705,760 2.57 18,126 20,725 14.34
2017-11-02 13F-HR Tygh Capital Management, Inc. 153,796 0 -100.00 1,884 0 -100.00
2018-02-14 13F-HR Stone Ridge Asset Management LLC 13,094 159
2018-02-09 13F-HR Bank of New York Mellon Corp 182,944 191,064 4.44 1,994 2,322 16.45
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 24,101 9,779 -59.42 263 119 -54.75
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 5,334 65
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 90,596 101,039 11.53 987 1,228 24.42
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-09 SC 13G/A BROWN ADVISORY INC 1,952,431 2,512,070 28.66
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 150,651 162,177 7.65 1,643 1,971 19.96
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 2,500 30
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-01-30 13F-HR BESSEMER GROUP INC 61,150 2,850 -95.34 666 35 -94.74
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 77,700 0 -100.00 952 0 -100.00
2017-10-30 N-Q Guggenheim Credit Allocation Fund (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 8,526 15,457 81.29 93 187 101.08
2018-02-09 13F-HR PCJ Investment Counsel Ltd. 166,730 152,150 -8.74 1,817 1,849 1.76
2018-01-10 13F-HR SIMPLEX TRADING, LLC 7,348 0 -100.00 80 0 -100.00
2018-04-18 13F-HR Creative Planning 29,107 33,715 15.83 354 378 6.78
2018-02-14 13F-HR Vident Investment Advisory, LLC 41,044 499
2018-02-14 13F-HR/A-1 Worth Venture Partners, LLC 17,275 11,995 -30.56 188 146 -22.34
2018-02-14 13F-HR NUMERIC INVESTORS LLC 0 423,630 0 5,147
2018-02-13 13F-HR COOPER CREEK PARTNERS MANAGEMENT LLC 147,813 1,796
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 11,575 141
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 23,139 23,249 0.48 252 282 11.90
2018-02-06 13F-HR Russell Investments Group, Ltd. 443,906 544,383 22.63 4,837 6,613 36.72
2018-02-12 13F-HR GRUSS & CO INC 38,709 0 -100.00 422 0 -100.00
2017-11-22 N-Q Legg Mason Partners Variable Income Trust (see advisory)
2017-11-29 N-Q Victory Portfolios (see advisory)
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 11,945 0 145
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 59 12,114 20,432.20 1 147 14,600.00
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 172,551 186,438 8.05 1,881 2,265 20.41
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2017-11-13 13F-HR GLOBEFLEX CAPITAL L P 23,800 0 -100.00 292 0 -100.00
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 3,000 0 -100.00 33 0 -100.00
2018-01-19 13F-HR GW&K Investment Management, LLC 14,460 16,260 12.45 158 198 25.32
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 126,336 984,561 679.32 1,377 11,962 768.70
2018-02-14 13F-HR MENTA CAPITAL LLC 110,671 72,133 -34.82 1,206 876 -27.36
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 121,900 121,900 0.00 1,329 1,481 11.44
2018-02-14 13F-HR TEACHERS ADVISORS INC 65,434 76,651 17.14 713 931 30.58
2018-02-08 13F-HR SEI INVESTMENTS CO 157 157 0.00 2 2 0.00
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 514,642 0 -100.00 5,610 0 -100.00
2018-01-26 13F-HR MARKSTON INTERNATIONAL LLC 19,880 13,280 -33.20 217 161 -25.81
2018-02-12 13F-HR CITIGROUP INC 53,544 41,035 -23.36 583 498 -14.58
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 103,367 81,953 -20.72 1,127 996 -11.62
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 0 231,100 0 2,808
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 157 157 0.00 2 2 0.00
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-02-13 13F-HR Cove Street Capital, LLC 1,729,153 1,649,076 -4.63 18,847 20,037 6.31
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 0 82,953 0 1,008
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 13,000 24,700 90.00 184 300 63.04
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,117 0 -100.00 12 0 -100.00
2018-03-01 N-Q Calvert Social Investment Fund (see advisory)
2017-11-28 N-Q Calvert Management Series (see advisory)
2017-10-25 N-Q Western Asset Global High Income Fund Inc. (see advisory)
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 60,164 50,615 -15.87 656 615 -6.25
2018-02-14 13F-HR A.R.T. Advisors, LLC 0 16,800 0 204
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-21 N-Q Meeder Funds (see advisory)
2018-02-14 13F-HR TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. 813,163 697,291 -14.25 8,863 8,472 -4.41
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 22,959 0 -100.00 281 0 -100.00
2017-11-28 N-Q Hotchkis & Wiley Funds /de/ (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 0 18,571 0 226
2018-02-14 13F-HR UBS Group AG 12,606 11,519 -8.62 137 140 2.19
2018-02-01 13F-HR Monarch Partners Asset Management LLC 38,320 43,580 13.73 418 529 26.56
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 15,568 15,568 0.00 170 189 11.18
2018-03-01 N-Q Calvert Fund (see advisory)
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 26,833 0 -100.00 329 0 -100.00
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-02-14 13F-HR STATE STREET CORP 651,833 654,924 0.47 7,106 7,958 11.99
2018-02-14 13F-HR MORGAN STANLEY 53,572 150,179 180.33 584 1,824 212.33
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 434,297 253,863 -41.55 4,734 3,084 -34.85
2017-10-31 13F-HR Legato Capital Management LLC 28,300 0 -100.00 347 0 -100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 36,400 34,500 -5.22 397 419 5.54
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-14 13F-HR Intrinsic Edge Capital Management LLC 50,000 0 -100.00 545 0 -100.00
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 988,384 0 -100.00 12,108 0 -100.00
2018-02-14 13F-HR Portolan Capital Management, LLC 51,431 51,431 0.00 561 625 11.41
2018-01-22 13F-HR Cohen Capital Management, Inc. 273,384 273,384 0.00 2,980 3,322 11.48
2018-02-14 13F-HR IHT Wealth Management, LLC 16,721 0 -100.00 185 0 -100.00
2017-10-27 N-Q Western Asset High Yield Defined Opportunity Fund Inc. (see advisory)
2018-02-09 13F-HR RHUMBLINE ADVISERS 42,027 35,841 -14.72 458 435 -5.02
2018-02-14 13F-HR BARCLAYS PLC 4,142 6,474 56.30 45 79 75.56
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-02-14 13F-HR UBS OCONNOR LLC 405,930 0 -100.00 4,425,000 0 -100.00
2018-02-09 SC 13G DIMENSIONAL FUND ADVISORS LP 2,278,909
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 99,439 0 -100.00 1,082 0 -100.00
2018-02-14 13F-HR VANGUARD GROUP INC 1,484,265 1,501,982 1.19 16,178 18,250 12.81
2017-12-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-02-28 N-Q Professionally Managed Portfolios (see advisory)
2018-02-09 SC 13G/A FIRST MANHATTAN CO 3,015,322 2,280,633 -24.37
2018-02-14 13F-HR Invesco Ltd. 39,825 41,593 4.44 434 505 16.36
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 38,019 0 426
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA 3,512 378 -89.24 38 5 -86.84
2018-02-07 13F-HR Swiss National Bank 60,324 60,324 0.00 658 733 11.40
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 11,514 0 -100.00 127 0 -100.00
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-14 13F-HR/A-1 Boston Partners 420,210 355,570 -15.38 4,581 4,320 -5.70
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-06 13F-HR Bridgecreek Investment Management, LLC 10,340 10,340 0.00 113 126 11.50

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( TAST / Carrols Restaurant Group, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

RDHL: Redhill Biopharma Ltd (OTC:REDIF) Analysis and Research Report

2018-04-18 - Asif

History and Development of the Company The company's legal and commercial name is RedHill Biopharma Ltd. The company's company was incorporated on August 3, 2009, and was registered as a private company limited by shares under the laws of the State of Israel. The company's principal executive offices are located at 21 Ha’arba’a Street, Tel Aviv, Israel. In February 2011, the company completed its initial public offering in Israel, pursuant to which the company issued 14,302,300 Ordinary Shares, and 7,151,150 tradable Series 1 Warrants to purchase 7,151,150 Ordinary Shares for aggregate gross proceeds of approximately $14 million. On December 27, 2012, the company completed the listing of its ADSs on the NASDAQ Capital Market. The company's Ordinary Shares are traded on the Tel-Aviv Stock Exchange under the symbol “RDHL,” and its ADSs are traded on the NASDAQ Capital Market under the same symbol "RDHL". The company's capital expenditures for the years ended December 31, 2...

SCYX: SCYNEXIS Analysis and Research Report

2018-04-16 - Asif

Overview SCYNEXIS, Inc. is a biotechnology company committed to positively impacting the lives of patients suffering from difficult-to-treat and often life-threatening infections by delivering innovative anti-infective therapies. SCYNEXIS is developing its lead product candidate, SCY-078, as the first representative of a novel oral and intravenous (IV) triterpenoid antifungal family in clinical development for the treatment of several serious fungal infections, including invasive candidiasis, invasive aspergillosis, refractory invasive fungal infections and vulvovaginal candidiasis (VVC). SCY-078 is a structurally distinct glucan synthase inhibitor that has been shown to be effective in vitro and in vivo against a broad range of human fungi pathogens such as Candida and Aspergillus species, including multidrug-resistant strains, as well as Pneumocystis species. Candida and Aspergillus species are the fungi responsible for approximately 85% of all invasive fungal infections in t...

ENRT: Enertopia Corp (CNSX:TOP) Analysis and Research Report

2018-04-16 - Asif

Business History Enertopia Corp. was formed on November 24, 2004 under the laws of the State of Nevada and commenced operations on November 24, 2004. From inception until April 2010, the company were primarily engaged in the acquisition and exploration of natural resource properties. Beginning in April 2010, the company began its entry into the renewable energy sector by purchasing an interest in a solar thermal design and installation company. In late summer 2013, the company began its entry into medicinal marijuana business. During its 2014 fiscal year end its activities in the clean energy sector were discontinued. During fiscal 2015 its activities in the Medicinal Marijuana sector were discontinued. During fiscal 2016 its activities in the Women’s personal healthcare sector were discontinued. The Company is actively pursuing business opportunities in the resource sector, whereby the company signed a definitive agreement for a Lithium Brine Project in May 2016. In May ...

FB: Facebook Analysis and Research Report

2018-04-15 - Asif

Overview The company's mission is to give people the power to build community and bring the world closer together. The company's top priority is to build useful and engaging products that enable people to connect and share with friends and family through mobile devices, personal computers, and other surfaces. The company also help people discover and learn about what is going on in the world around them, enable people to share their opinions, ideas, photos and videos, and other activities with audiences ranging from their closest friends to the public at large, and stay connected everywhere by accessing its products, including: Facebook enables people to connect, share, discover, and communicate with each other on mobile devices and personal computers. There are a number of different ways to engage with people on Facebook, the most important of which is News Feed which displays an algorithmically-ranked series of stories and advertisements individualized for each pers...

VSTM: Verastem Analysis and Research Report

2018-04-12 - Asif

Business Overview Verastem is a biopharmaceutical company focused on developing and commercializing drugs to improve the survival and quality of life of cancer patients. The company's most advanced product candidates, duvelisib and defactinib, utilize a multi-faceted approach to treat cancers originating either in the blood or major organ systems. Verastem is currently evaluating these compounds in both preclinical and clinical studies as potential therapies for certain cancers, including leukemia, lymphoma, lung cancer, ovarian cancer, mesothelioma, and pancreatic cancer. The company believe that these compounds may be beneficial as therapeutics either as single agents or when used in combination with immuno-oncology agents or other current and emerging standard of care treatments in aggressive cancers that are poorly served by currently available therapies. Duvelisib targets the Phosphoinositide 3-kinase (PI3K) signaling pathway. The PI3K signaling pathway plays a centr...

CUSIP: 14574X104