SecuritySRG / Seritage Growth Properties (81752R100)
Institutional Owners166 (21 N-Q Owners)
Institutional Shares38,326,475 - 112.58% (ex. N-Q)
Institutional Value$ 1,143,158,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Seritage Growth Properties (NYSE:SRG) has 166 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 38,326,475 shares. Largest shareholders include EdgePoint Investment Group Inc., Vanguard Group Inc, Hotchkis & Wiley Capital Management Llc, Esl Partners, L.p., BlackRock Inc., Empyrean Capital Partners, LP, Fairholme Capital Management Llc, Vanguard Specialized Funds, Gates Capital Management, Inc., and Eagle Asset Management Inc.

Seritage Growth Properties (NYSE:SRG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR DIAM Co., Ltd. 51,739 51,976 0.46 2,397 2,132 -11.06
2018-02-09 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 21,520 24,270 12.78 991 982 -0.91
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 28,319 29,584 4.47 1,305 1,197 -8.28
2018-02-14 13F-HR AMP Capital Investors Ltd 7,305 296
2018-02-13 13F-HR SCHWERIN BOYLE CAPITAL MANAGEMENT INC 343,884 358,484 4.25 15,843 14,504 -8.45
2018-02-08 13F-HR TORONTO DOMINION BANK 2,000 2,000 0.00 92 81 -11.96
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 251,045 270,012 7.56 11,566 10,925 -5.54
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 2,156 2,156 0.00 103 87 -15.53
2018-02-14 13F-HR HighTower Advisors, LLC 140,899 121,895 -13.49 6,491 4,929 -24.06
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 942 847 -10.08 43 34 -20.93
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 66,532 63,102 -5.16 3,065 2,553 -16.70
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 272,890 194,484 -28.73 12,572 7,869 -37.41
2018-02-01 13F-HR CIBC World Markets Inc. 8,725 12,875 47.56 402 521 29.60
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 194 0 -100.00 8 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 245,640 251,143 2.24 11,316 10,161 -10.21
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 14,220 14,630 2.88 655 592 -9.62
2018-02-26 N-Q Keeley Funds, Inc. (see advisory)
2018-02-13 13F-HR HAVERFORD TRUST CO 8,093 12,765 57.73 373 516 38.34
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 18 53 194.44 1 1 0.00
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 72,411 53,818 -25.68 3,336 2,178 -34.71
2017-11-13 13F-HR Oz Management LP Call 100,000 0 -100.00 4,195 0 -100.00
2017-11-28 N-Q Hotchkis & Wiley Funds /de/ (see advisory)
2018-02-14 13F-HR KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 110,840 109,385 -1.31 5,106 4,426 -13.32
2018-02-14 13F-HR Voya Investment Management LLC 11,486 11,486 0.00 529 465 -12.10
2018-02-14 13F-HR Horizon Kinetics LLC 8,592 9,808 14.15 396 397 0.25
2018-02-09 13F-HR Bank of New York Mellon Corp 173,788 178,507 2.72 8,006 7,223 -9.78
2017-11-02 13F-HR Forward Management, LLC 48,500 0 -100.00 2,035 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 14,800 0 -100.00 621 0 -100.00
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 0 0
2018-02-13 13F-HR Axa 134,700 144,439 7.23 6,206 5,844 -5.83
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 17,303 18,640 7.73 797 754 -5.40
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 217,500 81,100 -62.71 10,020 3,281 -67.26
2018-02-14 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 40,294 2,194 -94.56 1,856 89 -95.20
2018-02-12 13F-HR Veritable, L.P. Call 19,100 773
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 107,460 61,026 -43.21 4,952 2,469 -50.14
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 8,850 8,851 0.01 408 358 -12.25
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 90 200 122.22 3 13 333.33
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Put 80,200 60,600 -24.44 51 47 -7.84
2018-04-20 13F-HR FIRST MANHATTAN CO 2,425 1,775 -26.80 98 63 -35.71
2018-02-14 13F-HR CLINTON GROUP INC Put 717,000 717,000 0.00 33,032 29,010 -12.18
2018-02-02 13F-HR LEE DANNER & BASS INC 212,000 8,578
2018-02-14 13F-HR ROYAL BANK OF CANADA 37,371 16,735 -55.22 1,722 677 -60.69
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 3,703 3,703 0.00 171 152 -11.11
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR STATE STREET CORP 839,170 868,000 3.44 38,663 35,120 -9.16
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 48,300 0 -100.00 2,225 0 -100.00
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 5,000 5,000 0.00 230 202 -12.17
2018-01-17 13F-HR Cutler Group LP Put 34,900 18,300 -47.56 408 182 -55.39
2018-02-14 13F-HR Keeley-Teton Advisors, LLC 275,305 267,470 -2.85 12,683 10,822 -14.67
2018-02-09 13F-HR IndexIQ Advisors LLC 30,158 28,207 -6.47 1,389 1,141 -17.85
2018-02-14 13F-HR Arrowpoint Asset Management, LLC 51,275 51,050 -0.44 2,362 2,065 -12.57
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 4,306 0 174
2017-11-14 13F-HR UBS Group AG Call 63,800 0 -100.00 2,676 0 -100.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,559 2,071 32.84 72 84 16.67
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 15,900 11,800 -25.79 733 477 -34.92
2018-02-09 13F-HR TCW GROUP INC 583,351 545,190 -6.54 26,875 22,058 -17.92
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-02-14 13F-HR RBS Partners, L.P. 521,475 424,347 -18.63 24,024 17,169 -28.53
2017-11-09 13F-HR JP Morgan Chase & Co Call 100,000 0 -100.00 4,195 0 -100.00
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-09 13F-HR RHUMBLINE ADVISERS 31,400 26,913 -14.29 1,447 1,089 -24.74
2018-02-09 13F-HR CITADEL ADVISORS LLC 0 18,905 0 765
2018-02-12 13F-HR EATON VANCE MANAGEMENT 6,053 6,053 0.00 279 245 -12.19
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 718 545 -24.09 33 22 -33.33
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 16,384 582
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 138,674 3,998 -97.12 6,389 162 -97.46
2018-02-14 13F-HR CSS LLC/IL 7,662 7,662 0.00 353 310 -12.18
2017-11-13 13F-HR Oz Management LP Put 100,000 0 -100.00 4,195 0 -100.00
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2017-12-28 SC 13D/A ESL PARTNERS, L.P. 2,283,828 2,283,828 0.00
2018-03-12 SC 13G EdgePoint Investment Group Inc. 4,577,206
2018-01-24 13F-HR IFP Advisors, Inc 6 6 0.00 0 0
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-02-13 13F-HR Everett Capital Advisors UK LLP 324,246 488,889 50.78 14,938 19,780 32.41
2018-02-14 13F-HR Advisor Group, Inc. 846 1,171 38.42 38 47 23.68
2017-11-14 13F-HR GAM Holding AG 2,100 0 -100.00 88 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 50,000 0 -100.00 2,098 0 -100.00
2018-02-14 13F-HR Old West Investment Management, LLC 26,476 26,476 0.00 1,219 1,071 -12.14
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 881 99 -88.76 54 11 -79.63
2017-11-28 N-Q Frontier Funds, Inc. (see advisory)
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC 10,958 24,496 123.54 505 991 96.24
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,523 1,323 -13.13 70 54 -22.86
2018-02-12 13F-HR Atlantic Trust Group, LLC 100 4
2018-02-13 13F-HR CREDIT AGRICOLE S A 10,127 0 -100.00 467 0 -100.00
2018-02-09 13F-HR Royce & Associates LLC 33,480 32,333 -3.43 1,542 1,308 -15.18
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 8,487 0 343
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Put 22,300 0 -100.00 1,027 0 -100.00
2018-02-12 13F-HR Veritable, L.P. 100 4
2018-02-14 13F-HR Summit Trail Advisors, Llc 35 1
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. Put 8,300 20,000 140.96 382 809 111.78
2018-02-12 13F-HR Cdam (uk) Ltd 524,389 21,217
2018-02-14 13F-HR Invesco Ltd. 32,043 33,129 3.39 1,476 1,340 -9.21
2018-02-12 13F-HR CITIGROUP INC 13,202 50,805 284.83 608 2,056 238.16
2018-02-14 13F-HR Walleye Trading LLC 28,543 29,194 2.28 1,315 1,181 -10.19
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 32,672 27,500 -15.83 1,505 1,113 -26.05
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 232,600 0 -100.00 10,716 0 -100.00
2018-02-13 13F-HR Legal & General Group Plc 67,740 69,194 2.15 3,121 2,800 -10.29
2018-02-08 13F-HR Governors Lane LP 304,093 567,093 86.49 14,010 22,945 63.78
2018-02-07 13F-HR Swiss National Bank 42,338 42,338 0.00 1,951 1,713 -12.20
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 14,838 15,388 3.71 688 622 -9.59
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 27,212 23,663 -13.04 1,254 957 -23.68
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 1,393,206 1,411,759 1.33 62,958 57,082 -9.33
2018-02-01 13F-HR Nationwide Fund Advisors 13,826 0 -100.00 637 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 159,500 141,800 -11.10 7,348 5,737 -21.92
2018-02-07 13F-HR WHITTIER TRUST CO 106 106 0.00 5 4 -20.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 44,900 45,380 1.07 2,069 1,836 -11.26
2018-01-17 13F-HR Cutler Group LP 10,775 15,506 43.91 496 627 26.41
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-01-23 SC 13G/A BlackRock Inc. 2,405,678 2,251,602 -6.40
2018-04-19 13F-HR Janney Capital Management LLC 5,038 6,200 23.06 203 220 8.37
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 0 2,430 0 98
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 33,769 0 -100.00 1,556 0 -100.00
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 16,838 17,217 2.25 776 697 -10.18
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 17,582 15,559 -11.51 810 630 -22.22
2018-03-01 N-Q Aqr Funds (see advisory)
2017-11-13 13F-HR Oz Management LP 33,800 0 -100.00 1,418 0 -100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 29,869 41,669 39.51 1,376 1,686 22.53
2017-11-03 13F-HR Micawber Capital, LLC 69,865 66,583 -4.70 2,931 3,067 4.64
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 75,526 316,575 319.16 3,479 12,809 268.18
2018-02-07 13F-HR Roundview Capital LLC 7,000 6,880 -1.71 322 278 -13.66
2018-02-14 13F-HR Walleye Trading LLC Put 79,200 7,400 -90.66 3,648 297 -91.86
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 32,364 37,037 14.44 1,491 1,499 0.54
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-03-23 SC 13G/A FAIRHOLME CAPITAL MANAGEMENT LLC 3,273,398 1,695,000 -48.22
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 700 200 -71.43 28 7 -75.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 11,541 10,838 -6.09 532 439 -17.48
2018-02-15 13F-HR Snow Park Capital Partners, Lp 10,146 411
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 67,600 50,100 -25.89 3,114 2,027 -34.91
2018-02-06 13F-HR Russell Investments Group, Ltd. 55,505 89,897 61.96 2,556 3,694 44.52
2018-02-14 13F-HR HSBC HOLDINGS PLC 25,417 26,764 5.30 1,170 1,082 -7.52
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 15,639 633
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 912,695 1,074,808 17.76 42,048 43,487 3.42
2017-11-22 N-Q Blackrock Advantage Global Fund, Inc. (see advisory)
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 220,000 220,000 0.00 10,135 8,901 -12.18
2018-02-09 SC 13G/A VANGUARD GROUP INC 3,147,705 4,047,436 28.58
2018-02-14 13F-HR BARCLAYS PLC 22,491 26,502 17.83 1,036 1,072 3.47
2018-02-14 13F-HR MACQUARIE GROUP LTD 6,100 11,600 90.16 281 209 -25.62
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 3,276 3,276 0.00 152 133 -12.50
2018-02-06 13F-HR Daiwa Securities Group Inc. 2,300 2,700 17.39 106 109 2.83
2018-01-17 13F-HR ALPHA WINDWARD LLC 9,960 0 -100.00 459 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 51,854 85,950 65.75 2,387 3,475 45.58
2018-02-05 13F-HR Jacobi Capital Management LLC 136 136 0.00 6 5 -16.67
2018-02-02 SC 13G/A VANGUARD SPECIALIZED FUNDS 1,716,133 1,692,332 -1.39
2017-11-13 13F-HR Ferris Capital, Llc 400 0 -100.00 17 0 -100.00
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 110,002 64,124 -41.71 5,100 2,594 -49.14
2018-02-14 13F-HR/A-1 Boston Partners 84,050 65,960 -21.52 3,872 2,668 -31.10
2018-02-14 13F-HR NORTHERN TRUST CORP 401,365 411,359 2.49 18,490 16,643 -9.99
2018-02-02 13F-HR GABELLI FUNDS LLC 10,000 17,000 70.00 461 688 49.24
2018-02-14 SC 13G Gates Capital Management, Inc. 1,488,688
2018-02-07 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 10,000 10,000 0.00 461 405 -12.15
2018-02-13 13F-HR JP Morgan Chase & Co 110,779 252,811 128.21 5,136 10,229 99.16
2018-02-13 SC 13G/A HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 2,835,452 3,253,175 14.73
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 1,032,564 41,778
2017-10-27 N-Q Fairholme Funds Inc (see advisory)
2017-11-13 13F-HR Ruffer LLP 5,325 0 -100.00 223 0 -100.00
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 23,349 23,281 -0.29 1,076 942 -12.45
2018-02-14 13F-HR NOMURA HOLDINGS INC Put 0 100,000 0 4,046
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 14,032 14,032 0.00 646 568 -12.07
2018-02-14 13F-HR BloombergSen Inc. 1,069,434 1,195,359 11.77 49,269 48,352 -1.86
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 5,204 0 -100.00 240 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 11,000 0 -100.00 461 0 -100.00
2018-02-14 13F-HR Squarepoint Ops LLC 0 8,164 0 330
2018-02-02 13F-HR Aquamarine Capital Management, LLC 43,869 43,869 0.00 2,021 1,775 -12.17
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 48,909 45,279 -7.42 2,253 1,832 -18.69
2018-04-17 13F-HR INGALLS & SNYDER LLC 146,575 5,211
2018-02-12 13F-HR Quadrature Capital LTD 4,917 0 -100.00 226 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 2,500 0 -100.00 105 0 -100.00
2017-11-14 13F-HR Echinus Advisors, LLC 175,000 0 -100.00 7,341 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 5,300 19,400 266.04 244 785 221.72
2018-02-15 13F-HR Lido Advisors, LLC 5,000 202
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 47,800 29,700 -37.87 2,202 1,202 -45.41
2018-02-14 13F-HR LPL Financial LLC 4,984 0 -100.00 230 0 -100.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 294,364 341,501 16.01 13,561 13,817 1.89
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,377 0 -100.00 100 0 -100.00
2018-02-14 13F-HR QS Investors, LLC 1,000 1,000 0.00 46 40 -13.04
2018-02-14 13F-HR Walleye Trading LLC Call 76,700 24,500 -68.06 3,534 991 -71.96
2018-01-17 13F-HR Cutler Group LP Call 8,700 4,200 -51.72 2 1 -50.00
2018-02-14 13F-HR STIFEL FINANCIAL CORP 20,062 18,144 -9.56 923 735 -20.37
2018-02-07 13F-HR XL Group Investments Ltd 582,629 616,830 5.87 26,842 24,957 -7.02
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 166,600 73,300 -56.00 7,675 2,966 -61.36
2018-02-08 13F-HR Candlewood Investment Group, LP 81,901 0 -100.00 3,773 0 -100.00
2018-02-14 13F-HR NOMURA HOLDINGS INC Call 500,000 0 -100.00 23,048 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 37,500 10,400 -72.27 1,728 421 -75.64
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 9,808 0
2018-02-15 13F-HR Phocas Financial Corp. 112,024 14,910 -86.69 5 603 11,960.00
2017-10-25 N-Q Forum Funds Ii (see advisory)
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 64,890 69,013 6.35 2,990 2,792 -6.62
2018-02-14 13F-HR A.R.T. Advisors, LLC 0 9,719 0 393
2017-11-27 N-Q Brighthouse Funds Trust I (see advisory)
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 46,100 47,900 3.90 2,124 1,938 -8.76
2018-02-13 13F-HR Haverford Financial Services, Inc. 9,411 12,011 27.63 434 485 11.75
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 0 6,536 0 233
2018-01-24 13F-HR SG Americas Securities, LLC 9,428 0 -100.00 434 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 112,400 0 -100.00 4,715 0 -100.00
2018-03-07 13F-HR Private Capital Group, Llc 771 3
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 18,984 6,002 -68.38 875 243 -72.23
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-14 13F-HR UBS Group AG 58,161 6,870 -88.19 2,679 278 -89.62
2018-02-14 SC 13G/A Empyrean Capital Partners, LP 1,348,272 1,803,614 33.77
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 11,454 13,063 14.05 527,686 528,529 0.16
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 92,622 0 -100.00 3,885 0 -100.00
2018-02-15 13F-HR Snow Park Capital Partners, Lp Put 200,000 7,842
2018-02-12 13F-HR FMR LLC / Fidelity 58,632 58,922 0.49 2,701 2,384 -11.74
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 15,701 15,701 0.00 723 635 -12.17
2018-04-20 13F-HR Cable Hill Partners, LLC 212 205 -3.30 8 7 -12.50
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 24,900 0 -100.00 1,147 0 -100.00
2018-04-06 13F-HR Lowe fs, LLC 30 30 0.00 1 1 0.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 41,000 40,300 -1.71 1,889 1,631 -13.66
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 5,783 0 -100.00 243 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 512,077 548,176 7.05 23,590 22,179 -5.98
2018-04-20 13F-HR STRS OHIO 7,300 7,300 0.00 295 259 -12.20
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,175 40,290 0.29 1,851 1,630 -11.94

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( SRG / Seritage Growth Properties ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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RDHL: Redhill Biopharma Ltd (OTC:REDIF) Analysis and Research Report

2018-04-18 - Asif

History and Development of the Company The company's legal and commercial name is RedHill Biopharma Ltd. The company's company was incorporated on August 3, 2009, and was registered as a private company limited by shares under the laws of the State of Israel. The company's principal executive offices are located at 21 Ha’arba’a Street, Tel Aviv, Israel. In February 2011, the company completed its initial public offering in Israel, pursuant to which the company issued 14,302,300 Ordinary Shares, and 7,151,150 tradable Series 1 Warrants to purchase 7,151,150 Ordinary Shares for aggregate gross proceeds of approximately $14 million. On December 27, 2012, the company completed the listing of its ADSs on the NASDAQ Capital Market. The company's Ordinary Shares are traded on the Tel-Aviv Stock Exchange under the symbol “RDHL,” and its ADSs are traded on the NASDAQ Capital Market under the same symbol "RDHL". The company's capital expenditures for the years ended December 31, 2...

SCYX: SCYNEXIS Analysis and Research Report

2018-04-16 - Asif

Overview SCYNEXIS, Inc. is a biotechnology company committed to positively impacting the lives of patients suffering from difficult-to-treat and often life-threatening infections by delivering innovative anti-infective therapies. SCYNEXIS is developing its lead product candidate, SCY-078, as the first representative of a novel oral and intravenous (IV) triterpenoid antifungal family in clinical development for the treatment of several serious fungal infections, including invasive candidiasis, invasive aspergillosis, refractory invasive fungal infections and vulvovaginal candidiasis (VVC). SCY-078 is a structurally distinct glucan synthase inhibitor that has been shown to be effective in vitro and in vivo against a broad range of human fungi pathogens such as Candida and Aspergillus species, including multidrug-resistant strains, as well as Pneumocystis species. Candida and Aspergillus species are the fungi responsible for approximately 85% of all invasive fungal infections in t...

ENRT: Enertopia Corp (CNSX:TOP) Analysis and Research Report

2018-04-16 - Asif

Business History Enertopia Corp. was formed on November 24, 2004 under the laws of the State of Nevada and commenced operations on November 24, 2004. From inception until April 2010, the company were primarily engaged in the acquisition and exploration of natural resource properties. Beginning in April 2010, the company began its entry into the renewable energy sector by purchasing an interest in a solar thermal design and installation company. In late summer 2013, the company began its entry into medicinal marijuana business. During its 2014 fiscal year end its activities in the clean energy sector were discontinued. During fiscal 2015 its activities in the Medicinal Marijuana sector were discontinued. During fiscal 2016 its activities in the Women’s personal healthcare sector were discontinued. The Company is actively pursuing business opportunities in the resource sector, whereby the company signed a definitive agreement for a Lithium Brine Project in May 2016. In May ...

FB: Facebook Analysis and Research Report

2018-04-15 - Asif

Overview The company's mission is to give people the power to build community and bring the world closer together. The company's top priority is to build useful and engaging products that enable people to connect and share with friends and family through mobile devices, personal computers, and other surfaces. The company also help people discover and learn about what is going on in the world around them, enable people to share their opinions, ideas, photos and videos, and other activities with audiences ranging from their closest friends to the public at large, and stay connected everywhere by accessing its products, including: Facebook enables people to connect, share, discover, and communicate with each other on mobile devices and personal computers. There are a number of different ways to engage with people on Facebook, the most important of which is News Feed which displays an algorithmically-ranked series of stories and advertisements individualized for each pers...

VSTM: Verastem Analysis and Research Report

2018-04-12 - Asif

Business Overview Verastem is a biopharmaceutical company focused on developing and commercializing drugs to improve the survival and quality of life of cancer patients. The company's most advanced product candidates, duvelisib and defactinib, utilize a multi-faceted approach to treat cancers originating either in the blood or major organ systems. Verastem is currently evaluating these compounds in both preclinical and clinical studies as potential therapies for certain cancers, including leukemia, lymphoma, lung cancer, ovarian cancer, mesothelioma, and pancreatic cancer. The company believe that these compounds may be beneficial as therapeutics either as single agents or when used in combination with immuno-oncology agents or other current and emerging standard of care treatments in aggressive cancers that are poorly served by currently available therapies. Duvelisib targets the Phosphoinositide 3-kinase (PI3K) signaling pathway. The PI3K signaling pathway plays a centr...

CUSIP: 81752R100