SecuritySPWR / SunPower Corp. (867652406)
Pres and CEOWERNER THOMAS H
IndustrySemiconductors and Related Devices
Institutional Owners170
Institutional Shares42,741,848 - 30.31%
Common Shares Outstanding140,992,510 shares (as of 2018-07-01)
Institutional Value$ 42,255,060,000 USD
Related 867652AK5 / SunPower Corp. Bond
867652AE9 / SunPower Corp. Bond
867652AG4 / SunPower Corp. Bond
867652AJ8 / SunPower Corp. Bond
867652AC3 / SunPower Corp. Bond
867652AL3 / SunPower Corp. Bond
SRGRF / Sunpower Group Ltd.
SGX:5GD / Sunpower Group Ltd.

Institutional Stock Ownership and Shareholders

SunPower Corp. (NASDAQ:SPWR) has 170 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 42,741,848 shares. Largest shareholders include Vanguard Group Inc, Ubs Asset Management Americas Inc, BlackRock Inc., Impax Asset Management LTD, Invesco Ltd., State Street Corp, BlackRock Group LTD, BlackRock Institutional Trust Company, N.A., Susquehanna International Group, Llp, and Susquehanna International Group, Llp.
SunPower Corp. (NASDAQ:SPWR) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 59,300 12,000 -79.76 473 92 -80.55
2018-07-23 13F-HR MIZUHO SECURITIES USA INC. 98,800 125,500 27.02 788 962,585 122,055.46
2018-07-05 13F-HR Clarus Wealth Advisors 11,800 11,800 0.00 94 94 0.00
2018-08-10 13F-HR CREDIT AGRICOLE S A 13,605 13,605 0.00 109 104 -4.59
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 3,018 0 -100.00 24 0 -100.00
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 302,586 322,260 6.50 2,415 2,472 2.36
2018-08-01 13F-HR HOERTKORN RICHARD CHARLES 2,600 2,600 0.00 21 20 -4.76
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 9,480 9,480 0.00 76 73 -3.95
2018-08-10 13F-HR Cutler Group LP Call 400 0 -100.00 0 0
2018-07-23 13F-HR Brave Asset Management Inc 14,250 26,200 83.86 114 201 76.32
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 20,000 125,000 525.00 153 967 532.03
2018-08-14 13F-HR Impax Asset Management (AIFM) Ltd 997,573 850,654 -14.73 7,961 6,525 -18.04
2018-08-15 13F-HR Metlife Investment Advisors, Llc 31,453 31,453 0.00 251 241 -3.98
2018-08-14 13F-HR FIFTH THIRD BANCORP 10,000 10,000 0.00 80 77 -3.75
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 13,895 13,895 0.00 111 107 -3.60
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 81,908 88,454 7.99 654 678 3.67
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 10,443 10,443 0.00 83 80 -3.61
2018-08-06 13F-HR Tradewinds Capital Management, LLC 1,100 1,100 0.00 9 8 -11.11
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 77,611 76,742 -1.12 619 589 -4.85
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 35 35 0.00 0 0
2018-07-12 13F-HR NN Investment Partners Holdings N.V. 450,000 0 -100.00 3,591 0 -100.00
2018-08-02 13F-HR Adviser Investments LLC 100 1
2018-07-13 13F-HR Creative Financial Designs Inc /adv 72 72 0.00 1 1 0.00
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 56,405 0 -100.00 450 0 -100.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 16,400 126
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 842 927 10.10 7 7 0.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 25,000 25,000 0.00 200 192 -4.00
2018-08-13 13F-HR Oz Management LP 221,300 422,700 91.01 1,766 3,242 83.58
2017-07-27 13F-HR Spot Trading L.l.c. Put 12,000 112
2018-07-30 13F-HR Aperio Group, LLC 146,298 113,731 -22.26 1,167 872 -25.28
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 172,500 172,500 0.00 1,377 1,377 0.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 31,300 240
2018-07-23 13F-HR MIZUHO SECURITIES USA INC. Call 0 125,500 0 5
2018-07-17 13F-HR Signature Wealth Management Group 200 200 0.00 2 2 0.00
2018-08-14 13F-HR Point72 Asset Management, L.P. 312,800 214,166 -31.53 2,496 1,643 -34.17
2018-07-03 13F-HR Washington Trust Bank 2,490 2,490 0.00 20 19 -5.00
2018-08-14 13F-HR UBS Group AG 294,895 113,471 -61.52 2,354 869 -63.08
2018-08-03 13F-HR KBC Group NV 214,910 214,910 0.00 1,715 1,648 -3.91
2018-08-09 13F-HR Timber Hill LLC 0 19,358 0 148
2018-08-14 13F-HR Impax Asset Management LTD 3,102,774 2,967,499 -4.36 24,760 22,761 -8.07
2018-08-13 13F-HR LANSDOWNE PARTNERS (UK) LLP 0 111,415 0 855
2018-08-09 13F-HR Litman Gregory Asset Management LLC 150 0 -100.00 1 0 -100.00
2018-07-30 13F-HR Parallel Advisors, LLC 1,153 1,153 0.00 9 8 -11.11
2018-08-16 13F-HR Guinness Atkinson Asset Management Inc 77,050 66,450 -13.76 615 510 -17.07
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 74,665 64,811 -13.20 595 497 -16.47
2018-08-10 13F-HR Cutler Group LP Put 3,200 100 -96.88 0 0
2018-08-14 13F-HR ROYAL BANK OF CANADA 38,892 25,820 -33.61 311 197 -36.66
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 91,032 94,295 3.58 726 723 -0.41
2018-08-14 13F-HR Apollo Management Holdings, L.P. Call 472,700 0 -100.00 3,772 0 -100.00
2018-08-03 13F-HR SEI INVESTMENTS CO 32,873 31,938 -2.84 263 245 -6.84
2018-08-13 13F-HR Winch Advisory Services, LLC 45 45 0.00 0 0
2018-08-13 13F-HR Allianz Asset Management AG 17,555 0 -100.00 140 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ Put 187,700 346,800 84.76 1,498 2,660 77.57
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 30,300 4,900 -83.83 242 38 -84.30
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 126,762 86,484 -31.77 1,012 663 -34.49
2018-08-15 13F-HR JANE STREET GROUP, LLC 32,091 0 -100.00 256 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co Put 0 235,700 0 1,808
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 310,000 2,895
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 41,006 0 -100.00 327 0 -100.00
2018-07-23 13F-HR MIZUHO SECURITIES USA INC. Put 98,800 125,500 27.02 687 828 20.52
2017-01-13 13F-HR MetLife Securities, Inc 4,000 145 -96.38 4 1 -75.00
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 12,586 12,586 0.00 100 97 -3.00
2018-08-14 13F-HR Jefferies Group LLC 0 108,768 0 834
2018-08-14 13F-HR Capital Bank & Trust Co 2,766 2,766 0.00 22 21 -4.55
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 2,350,323 24,962 -98.94 18,756 192 -98.98
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 4,011,442 4,397,612 9.63 32,011,307 33,729,684 5.37
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 45,400 0 348
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 2,000 2,000 0.00 17 16 -5.88
2018-08-13 13F-HR Advisor Group, Inc. 3,925 1,800 -54.14 31 14 -54.84
2018-08-10 13F-HR CITIGROUP INC Call 60,900 47,400 -22.17 486 364 -25.10
2018-08-14 13F-HR DOMINI SOCIAL INVESTMENTS LLC 18,194 18,194 0.00 145 140 -3.45
2018-09-18 13F-HR/A NORTHERN TRUST CORP 712,966 752,849 5.59 5,689 5,774 1.49
2018-08-10 13F-HR CITIGROUP INC 124,660 26,528 -78.72 995 203 -79.60
2018-08-14 13F-HR DEUTSCHE BANK AG\ 76,626 160,605 109.60 609 1,230 101.97
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 227,800 430,400 88.94 1,818 3,301 81.57
2018-08-14 13F-HR Centaurus Financial, Inc. 2,121 16
2018-08-07 13F-HR IFP Advisors, Inc Put 600 5
2018-07-20 13F-HR Creative Planning 32,658 33,658 3.06 261 258 -1.15
2018-08-01 13F-HR ASSETMARK, INC 84 84 0.00 1 1 0.00
2018-08-06 13F-HR RHUMBLINE ADVISERS 63,510 66,015 3.94 507 506 -0.20
2018-09-20 13F-HR Rehmann Capital Advisory Group 124 409 229.84 1 3,137 313,600.00
2018-08-08 13F-HR US BANCORP \DE\ 100 7,500 7,400.00 1 58 5,700.00
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 98 98 0.00 1 1 0.00
2018-08-09 13F-HR Rock Point Advisors, LLC 584,670 406,950 -30.40 4,666 3,121 -33.11
2018-08-14 13F-HR BARCLAYS PLC Call 135,600 151,200 11.50 1,082 1,160 7.21
2018-08-06 13F-HR STRS OHIO 64,600 0 -100.00 515 0 -100.00
2018-08-07 13F-HR SG Americas Securities, LLC Call 50,000 40,800 -18.40 40 18 -55.00
2018-08-10 13F-HR Mosaic Family Wealth, LLC 220 220 0.00 2 2 0.00
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 133,345 434,323 225.71 1,064 3,331 213.06
2018-08-13 13F-HR Oz Management LP Put 221,300 247,700 11.93 1,766 1,900 7.59
2018-08-03 13F-HR Financial Architects, Inc 1,050 1,050 0.00 8 8 0.00
2018-08-14 13F-HR HighTower Advisors, LLC 0 26,502 0 204
2018-05-11 13F-HR CITIGROUP INC Call 72,300 60,900 -15.77 609 486 -20.20
2018-08-14 13F-HR CSS LLC/IL 18,106 18,106 0.00 144 139 -3.47
2018-08-14 13F-HR STATE STREET CORP 2,705,061 2,655,907 -1.82 21,586 20,372 -5.62
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 246,900 32,800 -86.72 1,970 252 -87.21
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 128,932 0 -100.00 1,029 0 -100.00
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 13,719 13,829 0.80 109 106 -2.75
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 38,800 38,800 0.00 310 298 -3.87
2018-08-02 13F-HR ICM ASSET MANAGEMENT INC/WA 23,820 23,020 -3.36 190 177 -6.84
2018-08-14 13F-HR Baker Avenue Asset Management, LP 123,232 126,821 2.91 983 973 -1.02
2018-08-14 13F-HR Walleye Trading LLC Put 26,200 6,100 -76.72 209 47 -77.51
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 183,523 174,075 -5.15 1,464 1,335 -8.81
2017-05-15 13F-HR R&F Capital Advisors LP 29,762 182
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 13,898 12,778 -8.06 111 98 -11.71
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 8,173 13,637 66.85 65 105 61.54
2018-08-13 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 7,800 0 -100.00 62 0 -100.00
2018-08-14 13F-HR ARDSLEY ADVISORY PARTNERS Call 250,000 0 -100.00 1,995 0 -100.00
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 161,716 107,200 -33.71 1,290 822 -36.28
2018-08-13 13F-HR Baird Financial Group, Inc. 0 84,501 0 648
2018-08-07 13F-HR SG Americas Securities, LLC 11,691 10,738 -8.15 93 82 -11.83
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 38,209 40,139 5.05 305 308 0.98
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 89,144 83,061 -6.82 711 637 -10.41
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 849 6
2018-07-20 13F-HR BURNS J W & CO INC/NY 25,000 25,000 0.00 200 192 -4.00
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 2,188 0 -100.00 17 0 -100.00
2018-08-14 13F-HR Voya Investment Management LLC 25,697 23,663 -7.92 205 181 -11.71
2018-08-14 13F-HR Jefferies Group LLC Call 0 502,000 0 3,850
2018-08-09 13F-HR BlackRock Inc. 4,180,731 4,151,921 -0.69 33,363 31,845 -4.55
2018-07-16 13F-HR Lenox Wealth Advisors, Inc. 27 27 0.00 0 0
2018-08-10 13F-HR HSBC HOLDINGS PLC 23,262 0 -100.00 186 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 35,400 95,100 168.64 282 729 158.51
2018-07-19 13F-HR Carroll Financial Associates, Inc. 34 34 0.00 0 0
2018-08-14 13F-HR CREDIT SUISSE AG/ 81,294 314,301 286.62 649 2,411 271.49
2018-08-16 13F-HR/A COWEN GROUP, INC. Call 19,100 2
2018-02-12 13F-HR Hutchin Hill Capital, LP 18,700 0 -100.00 136 0 -100.00
2017-02-10 13F-HR BlackRock Fund Advisors 868,380 726,686 -16.32 7,746 4,803 -37.99
2018-08-02 13F-HR Atlantic Trust Group, LLC 1,000 8
2018-07-11 13F-HR TRUST CO OF VERMONT 8,900 9,900 11.24 71 76 7.04
2018-05-11 13F-HR CITIGROUP INC Put 35,300 24,000 -32.01 298 192 -35.57
2018-05-11 13F-HR CITIGROUP INC 11,861 124,660 951.01 100 995 895.00
2018-08-14 13F-HR ARDSLEY ADVISORY PARTNERS 470,000 0 -100.00 3,751 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC Put 27,100 67,300 148.34 216 517 139.35
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 22,761 0 -100.00 213 0 -100.00
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 1,351,298 1,371,387 1.49 12,054 9,065 -24.80
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 6,396 6,396 0.00 51 51 0.00
2018-08-10 13F-HR CITIGROUP INC Put 24,000 41,900 74.58 192 321 67.19
2018-08-10 13F-HR Legal & General Group Plc 19,983 18,924 -5.30 159 145 -8.81
2018-08-14 13F-HR Squarepoint Ops LLC 31,000 46,674 50.56 247 358 44.94
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 84,700 84,700 0.00 676 676 0.00
2018-08-14 13F-HR/A Quinn Opportunity Partners LLC 82,000 629
2018-08-03 13F-HR Seacrest Wealth Management, Llc 200 200 0.00 2 2 0.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 371 456 22.91 22 349 1,486.36
2018-08-14 13F-HR TEACHERS ADVISORS INC 151,867 123,303 -18.81 1,212 946 -21.95
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 62 0 0
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 609,100 604,100 -0.82 4,861 4,633 -4.69
2018-07-20 13F-HR North Star Investment Management Corp. 30,200 30,200 0.00 241 232 -3.73
2018-04-25 13F-HR QUENTEC ASSET MANAGEMENT LLC 492,680 0 -100.00 4,153 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC 30,709 35,089 14.26 274 232 -15.33
2017-02-10 13F-HR BlackRock Advisors LLC Put 8,500 56
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 191,702 684,942 257.30 1,530 5,254 243.40
2018-08-14 13F-HR Resources Investment Advisors, Inc. 190 190 0.00 2 1 -50.00
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 275,960 134,361 -51.31 2,202 1,031 -53.18
2018-08-10 13F-HR Proficio Capital Partners LLC 157 157 0.00 1 1 0.00
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 21,572 21,572 0.00 172,144 165,457 -3.88
2018-08-13 13F-HR BlueMountain Capital Management, LLC 0 26,087 0 200
2018-07-06 13F-HR Versant Capital Management, Inc 56 56 0.00 0 0
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 157,227 74,391 -52.69 1,254,671 570,579 -54.52
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 17,801 11,801 -33.71 142 91 -35.92
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 100,350 100,350 0.00 801 770 -3.87
2018-08-14 13F-HR Invesco Ltd. 907,895 2,856,012 214.58 7,245 21,906 202.36
2018-08-14 13F-HR MORGAN STANLEY 173,480 1,017,587 486.57 1,386 7,805 463.13
2018-08-15 13F-HR GLENMEDE TRUST CO NA 0 391 0 3
2018-08-07 13F-HR Independence Bank Of Kentucky 27 27 0.00 0 0
2018-08-14 13F-HR JP Morgan Chase & Co 12,034 380,043 3,058.08 96 2,915 2,936.46
2018-08-09 13F-HR Swiss National Bank 109,400 109,400 0.00 873 839 -3.89
2018-08-01 13F-HR FIRST MANHATTAN CO 100 100 0.00 0 0
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 17,357 11,400 -34.32 139 87 -37.41
2018-08-10 13F-HR MUFG Americas Holdings Corp 1,990 1,990 0.00 16 15 -6.25
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 807,045 652,844 -19.11 6,440 5,007 -22.25
2017-02-10 13F-HR BlackRock Advisors LLC 43,310 286
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 4,800 0 -100.00 38 0 -100.00
2018-07-25 13F-HR BESSEMER GROUP INC 2,500 2,500 0.00 20 19 -5.00
2018-07-27 13F-HR Advisory Services Network, LLC 100 100 0.00 1 1 0.00
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC 38,324 32,324 -15.66 306 248 -18.95
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 600,478 659,386 9.81 4,791 5,056 5.53
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 63,900 63,900 0.00 510 490 -3.92
2018-08-07 13F-HR IFP Advisors, Inc 394 994 152.28 3 8 166.67
2018-08-14 13F-HR Walleye Trading LLC Call 39,300 25,100 -36.13 314 193 -38.54
2018-08-16 13F-HR Guinness Asset Management Ltd 225,177 225,177 0.00 1,797 1,727 -3.90
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 35,500 30,500 -14.08 283 234 -17.31
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 5,300 2,800 -47.17 82 25 -69.51
2018-07-17 13F-HR Gemmer Asset Management LLC 71 71 0.00 1 1 0.00
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 48,643 49,291 1.33 387 378 -2.33
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 585,000 585,000 0.00 4,668 4,487 -3.88
2018-08-14 13F-HR SUNTRUST BANKS INC 18,243 17,236 -5.52 145 131 -9.66
2017-07-27 13F-HR Spot Trading L.l.c. 18,410 172
2018-08-14 13F-HR ETF MANAGERS GROUP, LLC 11,537 12,629 9.47 88 677 669.32
2017-02-10 13F-HR BlackRock Group LTD 1,815,480 1,934,724 6.57 16,194 12,789 -21.03
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 173,277 0 1,329
2018-08-14 13F-HR Firsthand Capital Management, Inc. 19,931 19,931 0.00 159 153 -3.77
2018-08-14 13F-HR Pinnacle Holdings, LLC 236 236 0.00 1,883 1,810 -3.88
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 665,669 1,055,453 58.56 5,312 8,095 52.39
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 25,000 25,000 0.00 200 192 -4.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 484 200 -58.68 3 2 -33.33
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 47,676 160,967 237.63 381 1,235 224.15
2018-08-14 13F-HR VANGUARD GROUP INC 5,701,975 5,684,087 -0.31 45,502 43,597 -4.19
2018-08-14 13F-HR UBS Group AG Put 200,000 25,000 -87.50 1,596 192 -87.97
2018-08-13 13F-HR HAP Trading, LLC Call 363,100 0 -100.00 61 0 -100.00
2018-08-14 13F-HR Pomelo Capital LLC Put 32,800 252
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 16,460 0 -100.00 131 0 -100.00
2018-08-14 13F-HR ARDSLEY ADVISORY PARTNERS Put 375,000 0 -100.00 2,993 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 190,901 275,195 44.16 1,524 2,111 38.52
2018-08-14 13F-HR SIGNATUREFD, LLC 200 200 0.00 2 2 0.00
2018-08-14 13F-HR BlueCrest Capital Management Ltd 12,273 0 -100.00 98 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 917,000 1,358,300 48.12 7,318 10,419 42.37
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 187 283 51.34 45 217 382.22
2018-08-15 13F-HR Focused Wealth Management, Inc 305 305 0.00 2 2 0.00
2018-08-14 13F-HR BARCLAYS PLC 435,247 193,866 -55.46 3,474 1,487 -57.20
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 93,258 0 -100.00 790 0 -100.00
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 5,246 5,246 0.00 42 40 -4.76
2018-08-14 13F-HR Wellington Management Group LLP 527,736 534,337 1.25 4,212 4,098 -2.71
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 103,000 103,000 0.00 822 790 -3.89
2018-08-14 13F-HR One Wealth Advisors, Llc 358 358 0.00 3 3 0.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 21,238 21,563 1.53 169 165 -2.37
2017-08-18 13F-HR WFG Advisors, LP 14,450 15,550 7.61 88 145 64.77
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 8 8 0.00 0 0
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 101,400 210,500 107.59 809 1,615 99.63
2018-07-10 13F-HR PEOPLES FINANCIAL SERVICES CORP. 30 30 0.00 0 0
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 483,071 229,689 -52.45 3,855 1,762 -54.29
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 1,070 8
2018-05-11 13F-HR HSBC HOLDINGS PLC 23,235 23,262 0.12 196 186 -5.10
2018-08-14 13F-HR Point72 Asset Management, L.P. Call 0 450,000 0 3,452
2017-02-14 13F-HR EverPoint Asset Management, LLC Call 350,000 0 -100.00 3,122 0 -100.00
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 114 251 120.18 1 2 100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ Call 75,000 575
2018-08-08 13F-HR ZEVIN ASSET MANAGEMENT LLC 14,933 0 -100.00 119 0 -100.00
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 35,684 35,684 0.00 285 274 -3.86
2017-05-01 13F-HR Spot Trading L.L.C Call 30,300 0 -100.00 200 0
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 27 27 0.00 0 0
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 25,161 22,481 -10.65 201 172 -14.43
2018-07-06 13F-HR DnB Asset Management AS 1,738,408 853,675 -50.89 13,872,496 6,539,151 -52.86
2018-08-10 13F-HR Cutler Group LP 0 96 0 0

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