SecuritySPWR / SunPower Corp. (867652406)
Pres and CEOWERNER THOMAS H
IndustrySemiconductors and Related Devices
Institutional Owners170
Institutional Shares43,197,968 - 30.67%
Common Shares Outstanding140,862,699 shares (as of 2018-04-01)
Institutional Value$ 47,604,724,000 USD
Related 867652AE9 / SunPower Corp. Bond
867652AC3 / SunPower Corp. Bond
867652AL3 / SunPower Corp. Bond
867652AJ8 / SunPower Corp. Bond
867652AG4 / SunPower Corp. Bond
867652AK5 / SunPower Corp. Bond
SRGRF / Sunpower Group Ltd.
SGX:5GD / Sunpower Group Ltd.

Institutional Stock Ownership and Shareholders

SPWR / SunPower Corp. Institutional Ownership

SunPower Corp. (NASDAQ:SPWR) has 170 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 43,197,968 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Ubs Asset Management Americas Inc, Impax Asset Management LTD, State Street Corp, Guggenheim Capital Llc, BlackRock Group LTD, DnB Asset Management AS, BlackRock Institutional Trust Company, N.A., and Impax Asset Management (AIFM) Ltd.
SunPower Corp. (NASDAQ:SPWR) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-22 13F-HR/A Summit Trail Advisors, Llc 66 0 -100.00 1 0 -100.00
2018-04-17 13F-HR Impax Asset Management LTD 3,102,774 3,102,774 0.00 26,156 24,760 -5.34
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 2,000 2,000 0.00 17 17 0.00
2018-05-07 13F-HR Litman Gregory Asset Management LLC 150 1
2018-05-15 13F-HR Metlife Investment Advisors, Llc 31,453 31,453 0.00 265 251 -5.28
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 100,350 100,350 0.00 846 801 -5.32
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 49,932 48,643 -2.58 421 387 -8.08
2018-05-14 13F-HR NOMURA HOLDINGS INC 93,258 93,258 0.00 790 790 0.00
2018-05-08 13F-HR Aperio Group, LLC 147,636 146,298 -0.91 1,245 1,167 -6.27
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 8 8 0.00 0 0
2018-05-15 13F-HR ARDSLEY ADVISORY PARTNERS 0 470,000 0 3,751
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 122,654 161,716 31.85 1,034 1,290 24.76
2018-05-15 13F-HR JANE STREET GROUP, LLC 0 32,091 0 256
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 0 25,000 0 200
2018-04-04 13F-HR CENTRAL TRUST Co 11 0 -100.00 0 0
2018-05-03 13F-HR Trexquant Investment LP 25,978 0 -100.00 219 0 -100.00
2018-05-15 13F-HR Natixis Asset Management 42,819 0 -100.00 361 0 -100.00
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 46,612 191,702 311.27 393 1,530 289.31
2017-05-15 13F-HR R&F Capital Advisors LP 29,762 182
2018-05-09 13F-HR KBC Group NV 73,037 214,910 194.25 616 1,715 178.41
2018-05-15 13F-HR BARCLAYS PLC Put 130,800 27,100 -79.28 1,103 216 -80.42
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 750 0 -100.00 6 0 -100.00
2018-05-07 13F-HR MUFG Americas Holdings Corp 2,610 1,990 -23.75 22 16 -27.27
2018-05-23 13F-HR/A Allianz Asset Management AG 18,178 17,555 -3.43 153 140 -8.50
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 10,095 11,537 14.28 91 88 -3.30
2018-05-02 13F-HR Creative Financial Designs Inc /adv 72 72 0.00 1 1 0.00
2018-05-14 13F-HR Proficio Capital Partners LLC 157 157 0.00 1 1 0.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 10,800 0 -100.00 92 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 7,811 32,873 320.86 66 263 298.48
2018-05-15 13F-HR DEUTSCHE BANK AG\ 148,429 76,626 -48.38 1,249 609 -51.24
2018-05-03 13F-HR SG Americas Securities, LLC 29,107 11,691 -59.83 245 93 -62.04
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 781,400 917,000 17.35 6,587 7,318 11.10
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 39,357 38,892 -1.18 332 311 -6.33
2018-04-17 13F-HR HOERTKORN RICHARD CHARLES 2,600 2,600 0.00 22 21 -4.55
2018-02-12 13F-HR Hutchin Hill Capital, LP 18,700 0 -100.00 136 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 711,441 712,966 0.21 5,998 5,689 -5.15
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 154,200 0 -100.00 1,300 0 -100.00
2017-02-10 13F-HR BlackRock Fund Advisors 868,380 726,686 -16.32 7,746 4,803 -37.99
2018-05-15 13F-HR Point72 Asset Management, L.P. 0 312,800 0 2,496
2018-05-15 13F-HR A.R.T. Advisors, LLC 13,265 0 -100.00 111 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 43,700 0 -100.00 379 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 112,063 81,908 -26.91 945 654 -30.79
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 27 0
2018-05-11 13F-HR CITIGROUP INC 11,861 124,660 951.01 100 995 895.00
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 400,000 450,000 12.50 3,372 3,591 6.49
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 22,761 0 -100.00 213 0 -100.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 6,446 6,396 -0.78 55 51 -7.27
2018-05-17 13F-HR Legal & General Group Plc 24,444 19,983 -18.25 207 159 -23.19
2018-05-14 13F-HR Oz Management LP Put 12,500 221,300 1,670.40 105 1,766 1,581.90
2017-02-10 13F-HR BlackRock Group LTD 1,815,480 1,934,724 6.57 16,194 12,789 -21.03
2018-04-17 13F-HR Guinness Atkinson Asset Management Inc 66,750 77,050 15.43 562 615 9.43
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 124,217 126,762 2.05 1,047 1,012 -3.34
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 35,684 35,684 0.00 301 285 -5.32
2018-05-14 13F-HR CREDIT AGRICOLE S A 13,605 13,605 0.00 115 109 -5.22
2018-04-16 13F-HR Horan Securities, Inc. 1,400 0 -100.00 13 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 239 187 -21.76 120 45 -62.50
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 36,000 30,300 -15.83 303 242 -20.13
2018-05-15 13F-HR Mana Advisors Llc 35,749 0 -100.00 301 0 -100.00
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 10,443 10,443 0.00 88 83 -5.68
2018-04-18 13F-HR Independence Bank Of Kentucky 27 27 0.00 0 0
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 136,498 157,227 15.19 1,150,678 1,254,671 9.04
2018-04-13 13F-HR North Star Investment Management Corp. 29,200 30,200 3.42 246 241 -2.03
2018-05-11 13F-HR CITADEL ADVISORS LLC Call 227,800 1,818
2018-04-25 13F-HR QUENTEC ASSET MANAGEMENT LLC 492,680 0 -100.00 4,153 0 -100.00
2017-02-10 13F-HR BlackRock Advisors LLC Put 8,500 56
2018-05-15 13F-HR Walleye Trading LLC 16,546 0 -100.00 139 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 842 842 0.00 7 7 0.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 21,600 59,300 174.54 182 473 159.89
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 70,000 103,000 47.14 590 822 39.32
2018-04-12 13F-HR Signature Wealth Management Group 200 200 0.00 2 2 0.00
2018-05-15 13F-HR Gargoyle Investment Advisor L.L.C. 18,023 0 -100.00 152 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 13,719 109
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 404 0 -100.00 3 0 -100.00
2018-05-15 13F-HR Sterling Capital Management LLC 104,957 0 -100.00 885 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 173,200 172,500 -0.40 1,460 1,377 -5.68
2018-05-14 13F-HR HOWE & RUSLING INC 27 0 -100.00 0 0
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 98 1
2018-05-09 13F-HR BlackRock Inc. 4,185,964 4,180,731 -0.13 35,287 33,363 -5.45
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 40,263 38,209 -5.10 339 305 -10.03
2018-04-24 13F-HR Rehmann Capital Advisory Group 124 1
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 195,736 190,901 -2.47 1,650 1,524 -7.64
2018-05-11 13F-HR Weil Company, Inc. 25,098 0 -100.00 212 0 -100.00
2018-04-06 13F-HR Carroll Financial Associates, Inc. 34 34 0.00 0 0
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 345,000 585,000 69.57 2,908 4,668 60.52
2018-05-18 13F-HR TRUST CO OF VERMONT 7,065 8,900 25.97 60 71 18.33
2018-05-14 13F-HR Firsthand Capital Management, Inc. 19,931 19,931 0.00 168 159 -5.36
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 35 35 0.00 0 0
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 27 27 0.00 0 0
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 30 30 0.00 0 0
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 233,317 0 -100.00 1,967 0 -100.00
2018-04-20 13F-HR FIRST MANHATTAN CO 100 100 0.00 0 0
2018-05-08 13F-HR Parallel Advisors, LLC 1,153 1,153 0.00 10 9 -10.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 125,000 35,500 -71.60 1,054 283 -73.15
2018-04-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 17,400 14,933 -14.18 147 119 -19.05
2017-02-10 13F-HR BlackRock Advisors LLC 43,310 286
2018-05-25 13F-HR/A SUNTRUST BANKS INC 18,243 145
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 30,708 41,006 33.54 259 327 26.25
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 0 20,000 0 153
2018-05-03 13F-HR SG Americas Securities, LLC Call 50,000 50,000 0.00 80 40 -50.00
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 95,419 0 -100.00 804 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 100 100 0.00 1 1 0.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 408,000 227,800 -44.17 3,439 1,818 -47.14
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 9,480 9,480 0.00 80 76 -5.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 66,760 63,510 -4.87 563 507 -9.95
2018-05-15 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 400,000 0 -100.00 3,372 0 -100.00
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 152,403 89,144 -41.51 1,285 711 -44.67
2018-04-20 13F-HR Seacrest Wealth Management, Llc 200 200 0.00 2 2 0.00
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 94,224 91,032 -3.39 794 726 -8.56
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 5,300 2,800 -47.17 82 25 -69.51
2018-05-14 13F-HR Baker Avenue Asset Management, LP 121,221 123,232 1.66 1,022 983 -3.82
2018-05-09 13F-HR IFP Advisors, Inc 394 394 0.00 3 3 0.00
2017-07-27 13F-HR Spot Trading L.l.c. 18,410 172
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,413 2,188 -9.32 20 17 -15.00
2018-05-10 13F-HR BESSEMER GROUP INC 2,500 2,500 0.00 21 20 -4.76
2018-05-02 13F-HR Tradewinds Capital Management, LLC 1,100 1,100 0.00 9 9 0.00
2018-05-15 13F-HR Bank of New York Mellon Corp 272,843 278,891 2.22 2,300 2,226 -3.22
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 261,201 302,586 15.84 2,202 2,415 9.67
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 88,682 0 -100.00 748 0 -100.00
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 5,246 5,246 0.00 44 42 -4.55
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 4,800 4,800 0.00 40 38 -5.00
2018-05-11 13F-HR Gemmer Asset Management LLC 71 71 0.00 1 1 0.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 2,237,502 2,350,323 5.04 18,864 18,756 -0.57
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 1,165,153 483,071 -58.54 9,823 3,855 -60.76
2018-04-17 13F-HR Impax Asset Management (AIFM) Ltd 997,573 997,573 0.00 8,410 7,961 -5.34
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 55,487 47,676 -14.08 468 381 -18.59
2018-05-01 13F-HR/A Mitsubishi UFJ Securities International PLC 19,391 38,324 97.64 163 306 87.73
2018-05-15 13F-HR UBS Group AG 98,970 294,895 197.96 834 2,354 182.25
2018-04-04 13F-HR BURNS J W & CO INC/NY 18,400 25,000 35.87 155 200 29.03
2018-05-15 13F-HR Wellington Management Group LLP 480,970 527,736 9.72 4,055 4,212 3.87
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 9,327 0 -100.00 79 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 131,400 26,200 -80.06 1,109 209 -81.15
2018-05-01 13F-HR MIZUHO SECURITIES USA INC. Put 171,800 98,800 -42.49 1,299 687 -47.11
2018-05-15 13F-HR Voya Investment Management LLC 25,697 25,697 0.00 217 205 -5.53
2018-05-11 13F-HR CITADEL ADVISORS LLC Put 101,400 809
2018-05-08 13F-HR US BANCORP \DE\ 0 100 0 1
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 6,439 0 -100.00 54 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 103,200 38,800 -62.40 870 310 -64.37
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 54,200 74,665 37.76 457 595 30.20
2018-05-01 13F-HR MIZUHO SECURITIES USA INC. 171,800 98,800 -42.49 1,448 788 -45.58
2018-05-15 13F-HR UBS Group AG Call 25,000 0 -100.00 211 0 -100.00
2018-04-26 13F-HR Brave Asset Management Inc 8,000 14,250 78.12 67 114 70.15
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 135,000 84,700 -37.26 1,138 676 -40.60
2018-05-15 13F-HR Invesco Ltd. 801,708 907,895 13.25 6,758 7,245 7.21
2018-05-01 13F-HR ICM ASSET MANAGEMENT INC/WA 23,820 23,820 0.00 201 190 -5.47
2018-05-14 13F-HR Cipher Capital LP 17,588 0 -100.00 148 0 -100.00
2018-05-16 13F-HR ASSETMARK, INC 55 84 52.73 0 1
2018-05-15 13F-HR CREDIT SUISSE AG/ 94,352 81,294 -13.84 795 649 -18.36
2018-04-20 13F-HR STRS OHIO 85,200 64,600 -24.18 718 515 -28.27
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 12,800 0 -100.00 108 0 -100.00
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 63,900 63,900 0.00 539 510 -5.38
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 500 0 -100.00 4 0 -100.00
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 95,519 128,932 34.98 805 1,029 27.83
2017-08-18 13F-HR WFG Advisors, LP 14,450 15,550 7.61 88 145 64.77
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 21,572 21,572 0.00 182 172,144 94,484.62
2018-05-11 13F-HR JUPITER ASSET MANAGEMENT LTD 403,694 0 -100.00 3,403 0 -100.00
2018-05-11 13F-HR Rock Point Advisors, LLC 356,255 584,670 64.12 3,003 4,666 55.38
2018-05-11 13F-HR HSBC HOLDINGS PLC 23,235 23,262 0.12 196 186 -5.10
2018-04-11 13F-HR DnB Asset Management AS 1,105,612 1,738,408 57.23 9,320,309 13,872,496 48.84
2018-05-14 13F-HR Pacad Investment Ltd. 1,400 0 -100.00 12 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 0 25,000 0 200
2017-02-14 13F-HR EverPoint Asset Management, LLC Call 350,000 0 -100.00 3,122 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 24,574 0 -100.00 207 0 -100.00
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 7,800 62
2018-05-15 13F-HR Jefferies Group LLC 5,005 0 -100.00 42 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Call 30,300 0 -100.00 200 0
2018-04-19 13F-HR Versant Capital Management, Inc 56 56 0.00 0 0
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 3,018 0 24
2018-05-11 13F-HR Cutler Group LP 7,938 0 -100.00 66 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 12,895 12,034 -6.68 109 96 -11.93
2018-04-18 13F-HR Creative Planning 31,760 32,658 2.83 268 261 -2.61
2018-05-11 13F-HR CITADEL ADVISORS LLC 81,908 654
2018-05-01 13F-HR OPPENHEIMER & CO INC 12,300 0 -100.00 104 0 -100.00
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 310,000 2,895
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 0 17,357 0 139
2018-05-14 13F-HR Resources Investment Advisors, Inc. 190 190 0.00 2 2 0.00
2018-05-15 13F-HR BARCLAYS PLC Call 200,800 135,600 -32.47 1,693 1,082 -36.09
2018-05-15 13F-HR UBS Group AG Put 25,000 200,000 700.00 211 1,596 656.40
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 45 0 -100.00 0 0
2018-05-11 13F-HR DOMINI SOCIAL INVESTMENTS LLC 15,985 18,194 13.82 135 145 7.41
2018-04-26 13F-HR CORTLAND ASSOCIATES INC/MO 13,000 0 -100.00 110 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Call 97,400 39,300 -59.65 822 314 -61.80
2018-05-15 13F-HR CSS LLC/IL 18,106 18,106 0.00 153 144 -5.88
2018-05-15 13F-HR ARDSLEY ADVISORY PARTNERS Put 375,000 2,993
2018-04-17 13F-HR Guinness Asset Management Ltd 213,877 225,177 5.28 1,803 1,797 -0.33
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 12,601 17,801 41.27 106 142 33.96
2018-05-15 13F-HR Capital Bank & Trust Co 2,766 22
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 11,213 0 -100.00 95 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 331 114 -65.56 3 1 -66.67
2018-05-15 13F-HR BlueCrest Capital Management Ltd 11,783 12,273 4.16 99 98 -1.01
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 19,800 35,400 78.79 167 282 68.86
2018-05-11 13F-HR HAP Trading, LLC Call 0 363,100 0 61
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 703,200 609,100 -13.38 5,928 4,861 -18.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 30,074 21,238 -29.38 254 169 -33.46
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 284,077 275,960 -2.86 2,395 2,202 -8.06
2018-05-08 13F-HR SIGNATUREFD, LLC 200 2
2017-07-27 13F-HR Spot Trading L.l.c. Put 12,000 112
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 574,425 600,478 4.54 4,842 4,791 -1.05
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 152,750 133,345 -12.70 1,288 1,064 -17.39
2018-05-11 13F-HR CITIGROUP INC Call 72,300 60,900 -15.77 609 486 -20.20
2017-02-10 13F-HR BlackRock Investment Management, LLC 30,709 35,089 14.26 274 232 -15.33
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 4,007,242 4,011,442 0.10 33,781,050 32,011,307 -5.24
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 42,800 246,900 476.87 361 1,970 445.71
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 6,500 0 -100.00 54 0 -100.00
2018-05-15 13F-HR One Wealth Advisors, Llc 358 358 0.00 3 3 0.00
2018-05-14 13F-HR MORGAN STANLEY 237,135 173,480 -26.84 1,999 1,386 -30.67
2018-05-10 13F-HR Winfield Associates, Inc. 500 0 -100.00 5 0 -100.00
2018-05-15 13F-HR VANGUARD GROUP INC 4,865,912 5,701,975 17.18 41,019 45,502 10.93
2018-05-11 13F-HR Clarus Wealth Advisors 17,550 11,800 -32.76 148 94 -36.49
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 12,418 0 -100.00 105 0 -100.00
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 61,035 56,405 -7.59 515 450 -12.62
2018-05-15 13F-HR STATE STREET CORP 2,431,472 2,705,061 11.25 20,497 21,586 5.31
2018-05-11 13F-HR Cutler Group LP Put 5,800 3,200 -44.83 10 0 -100.00
2018-05-14 13F-HR Pinnacle Holdings, LLC 0 236 0 1,883
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 518 371 -28.38 52 22 -57.69
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 21,789 13,898 -36.22 184 111 -39.67
2018-05-15 13F-HR/A Graham Capital Management, L.P. Put 225,000 0 -100.00 1,897 0 -100.00
2018-04-20 13F-HR Cable Hill Partners, LLC 273 0 -100.00 2 0 -100.00
2018-05-15 13F-HR Jefferies Group LLC Put 20,000 0 -100.00 169 0 -100.00
2018-05-15 13F-HR Squarepoint Ops LLC 84,497 31,000 -63.31 712 247 -65.31
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 12,586 12,586 0.00 106 100 -5.66
2018-05-11 13F-HR Winch Advisory Services, LLC 45 45 0.00 0 0
2018-05-14 13F-HR TEACHERS ADVISORS INC 151,867 151,867 0.00 1,280 1,212 -5.31
2018-05-15 13F-HR BARCLAYS PLC 276,071 435,247 57.66 2,328 3,474 49.23
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 165,563 183,523 10.85 1,396 1,464 4.87
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 895,903 807,045 -9.92 7,552 6,440 -14.72
2018-05-15 13F-HR ARDSLEY ADVISORY PARTNERS Call 250,000 1,995
2018-04-17 13F-HR Calton & Associates, Inc. 414 0 -100.00 3 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 20,000 10,000 -50.00 169 80 -52.66
2018-05-14 13F-HR Bayesian Capital Management, LP 37,800 0 -100.00 319 0 -100.00
2017-01-13 13F-HR MetLife Securities, Inc 4,000 145 -96.38 4 1 -75.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 729,325 665,669 -8.73 6,148 5,312 -13.60
2018-05-11 13F-HR CITIGROUP INC Put 35,300 24,000 -32.01 298 192 -35.57
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 26,766 25,161 -6.00 226 201 -11.06
2018-04-23 13F-HR Financial Architects, Inc 1,050 1,050 0.00 9 8 -11.11
2018-05-15 13F-HR Apollo Management Holdings, L.P. Call 250,000 472,700 89.08 2,108 3,772 78.94
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 1,351,298 1,371,387 1.49 12,054 9,065 -24.80
2018-05-07 13F-HR Focused Wealth Management, Inc 305 305 0.00 3 2 -33.33
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 0 77,611 0 619
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 30,800 101,400 229.22 260 809 211.15
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 50,400 16,460 -67.34 425 131 -69.18
2018-05-11 13F-HR MACQUARIE GROUP LTD 3,500 0 -100.00 30 0 -100.00
2018-05-11 13F-HR Cutler Group LP Call 5,400 400 -92.59 0 0
2018-05-14 13F-HR Oz Management LP 12,500 221,300 1,670.40 105 1,766 1,581.90
2018-05-04 13F-HR Swiss National Bank 101,500 109,400 7.78 856 873 1.99
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 146,900 187,700 27.77 1,238 1,498 21.00
2018-04-03 13F-HR Washington Trust Bank 2,490 2,490 0.00 21 20 -4.76
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 2,368 484 -79.56 19 3 -84.21
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 9,882 8,173 -17.29 83 65 -21.69
2018-05-14 13F-HR Mosaic Family Wealth, LLC 220 220 0.00 2 2 0.00
2018-05-15 13F-HR Advisor Group, Inc. 3,925 3,925 0.00 33 31 -6.06
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 0 13,895 0 111

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