SecuritySMG / Scotts Miracle-Gro Company (The) (810186106)
Chairman and CEOHAGEDORN JAMES
IndustryAgricultural Chemicals
Institutional Owners385
Institutional Shares35,586,382 - 64.20%
Common Shares Outstanding55,433,529 shares (as of 2018-06-30)
Institutional Value$ 8,431,350,000 USD
Related 810186AH9 / Scotts Miracle Gro Co Senior Notes 7.25% 01/15/18

Institutional Stock Ownership and Shareholders

SMG / Scotts Miracle-Gro Company (The) Institutional Ownership

Scotts Miracle-Gro Company (The) (NYSE:SMG) has 385 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 35,586,382 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., First Eagle Investment Management, LLC, BlackRock Fund Advisors, Kayne Anderson Rudnick Investment Management Llc, Fisher Asset Management, LLC, BlackRock Institutional Trust Company, N.A., Earnest Partners Llc, State Street Corp, and Neuberger Berman Group LLC.
Scotts Miracle-Gro Company (The) (NYSE:SMG) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 1,498,720 1,748,792 16.69 128,516 145,430 13.16
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 4,000 9,000 125.00 343 748 118.08
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 24,800 35,400 42.74 2,127 2,944 38.41
2018-08-07 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 9,663 7,453 -22.87 829 620 -25.21
2018-07-19 13F-HR SIT INVESTMENT ASSOCIATES INC 196,136 81,500 -58.45 16,819 6,778 -59.70
2018-08-09 13F-HR Advantus Capital Management Inc 4,892 4,792 -2.04 419 399 -4.77
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 106,052 112,052 5.66 9,094 9,318 2.46
2018-08-03 13F-HR DIVIDEND ASSET CAPITAL, LLC 7,745 11,415 47.39 664 949 42.92
2018-08-14 13F-HR CAXTON ASSOCIATES LP 0 3,362 0 280
2017-02-10 13F-HR BlackRock Advisors LLC 164,616 161,435 -1.93 13,708 15,425 12.53
2018-08-16 13F-HR Global X Management CO LLC 7,175 8,288 15.51 615 689 12.03
2018-08-08 13F-HR Russell Investments Group, Ltd. 19,165 0 -100.00 1,644 0 -100.00
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 5,700 5,700 0.00 489 474 -3.07
2018-08-02 13F-HR Wellington Shields & Co., LLC 58,025 4,825
2017-01-23 13F-HR CenterStar Fund, LLC 18
2018-08-13 13F-HR BlueMountain Capital Management, LLC 0 22,067 0 1,835
2018-08-03 13F-HR Seacrest Wealth Management, Llc 1,413 1,498 6.02 121 125 3.31
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 9,195 10,402 13.13 789 865 9.63
2018-07-27 13F-HR SECURITY NATIONAL TRUST CO 700 58
2018-07-23 13F-HR Hirtle Callaghan & Co LLC 45 0 -100.00 4 0 -100.00
2018-08-10 13F-HR CITIGROUP INC 20,521 19,784 -3.59 1,760 1,645 -6.53
2018-08-09 13F-HR Private Advisor Group, LLC 3,671 3,829 4.30 315 320 1.59
2017-08-07 13F-HR Geneva Advisors, LLC 7,457 7,325 -1.77 696 655 -5.89
2018-08-14 13F-HR PECONIC PARTNERS LLC 36,571 0 -100.00 3,136 0 -100.00
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 64,447 62,324 -3.29 5,527 5,183 -6.22
2018-07-16 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 0 3,656 0 304
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 95,200 145,500 52.84 9,096 13,588 49.38
2018-08-06 13F-HR RHUMBLINE ADVISERS 85,458 80,027 -6.36 7,328 6,655 -9.18
2018-08-13 13F-HR South Dakota Investment Council 11,600 11,600 0.00 995 965 -3.02
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 826 826 0.00 70,746 70 -99.90
2018-08-10 13F-HR Tyers Asset Management LLC 3,762 3,784 0.58 323 315 -2.48
2018-08-14 13F-HR QS Investors, LLC 5 5 0.00 1 1 0.00
2018-08-13 13F-HR EARNEST PARTNERS LLC 1,302,902 1,288,468 -1.11 111,724 107,149 -4.09
2018-08-14 13F-HR Terra Nova Asset Management LLC 5,807 6,578 13.28 498 547 9.84
2018-08-20 13F-HR CITY HOLDING CO 28 28 0.00 2 2 0.00
2018-08-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 210,246 0 17,484
2018-08-07 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 195 195 0.00 17 16 -5.88
2018-08-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 4,436 4,593 3.54 380 382 0.53
2018-07-24 13F-HR Cribstone Capital Management, LLC 27 0 -100.00 2 0 -100.00
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 162 155 -4.32 16 17 6.25
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 27,895 2,320
2018-08-14 13F-HR Man Group plc 20,770 5,297 -74.50 1,781 441 -75.24
2018-08-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 0 35,000 0 2,911
2018-08-02 13F-HR ISTHMUS PARTNERS, LLC 0 83,953 0 6,982
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 0 3,613 0 300
2018-08-14 13F-HR WADDELL & REED FINANCIAL INC 944,225 929,111 -1.60 80,968 77,265 -4.57
2018-08-13 13F-HR Pathway Financial Advisors Llc 571 571 0.00 49 47 -4.08
2017-02-10 13F-HR BlackRock Group LTD 34,300 37,577 9.55 2,857 3,591 25.69
2018-07-19 13F-HR Confluence Wealth Management LLC 2,651 4,136 56.02 227 344 51.54
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 792 0 66
2018-08-14 13F-HR JP Morgan Chase & Co 84,206 71,111 -15.55 7,222 5,914 -18.11
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 4,045 0 -100.00 378 0 -100.00
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 43 48 11.63 4 4 0.00
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 202 219 8.42 14 14 0.00
2018-08-14 13F-HR LPL Financial LLC 26,814 24,150 -9.94 2,299 2,008 -12.66
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 4,152 37,201 795.98 356 3,094 769.10
2018-08-03 13F-HR SEI INVESTMENTS CO 19,325 22,784 17.90 1,657 1,895 14.36
2018-08-31 13F-HR Chicago Partners Investment Group LLC 162 162 0.00 14 13 -7.14
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 5,134 4,977 -3.06 440 414 -5.91
2018-08-02 13F-HR D.A. DAVIDSON & CO. 13,535 34,475 154.71 1,161 2,867 146.94
2018-07-09 13F-HR Fisher Asset Management, LLC 1,664,750 1,506,427 -9.51 142,752 125,274 -12.24
2018-07-27 13F-HR RWC Asset Management LLP 301,812 333,179 10.39 25,880 27,707 7.06
2018-07-10 13F-HR State of Alaska, Department of Revenue 4,152 2,762 -33.48 355 228 -35.77
2018-08-14 13F-HR Bridgeworth, LLC 139 11
2018-08-06 13F-HR RPG Investment Advisory, LLC 54,002 60,276 11.62 4,631 3,835 -17.19
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 89,309 84,838 -5.01 7,658 7,056 -7.86
2018-08-13 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 15,420 15,862 2.87 1,322 1,319 -0.23
2018-07-11 13F-HR Handelsbanken Fonder AB 600,000 430,000 -28.33 51,450 35,759 -30.50
2018-07-31 13F-HR Destination Wealth Management 37 0 -100.00 3 0 -100.00
2018-08-10 13F-HR GAMCO INVESTORS, INC. ET AL 90,600 92,200 1.77 7,769 7,667 -1.31
2018-07-16 13F-HR Lenox Wealth Advisors, Inc. 325 277 -14.77 28 23 -17.86
2018-08-09 13F-HR Gradient Investments LLC 40 40 0.00 3 3 0.00
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 10,901 0 -100.00 935 0 -100.00
2018-07-23 13F-HR OUTFITTER ADVISORS, LTD. 2,680 223
2018-07-18 13F-HR World Asset Management Inc 2,444 0 -100.00 210 0 -100.00
2018-08-14 13F-HR BAHL & GAYNOR INC 24,361 37,502 53.94 2,089 3,119 49.31
2018-08-13 13F-HR Pflug Koory, Llc 100 8
2017-01-13 13F-HR MetLife Securities, Inc 37 511 1,281.08 3 49 1,533.33
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 25,800 27,100 5.04 2,212 2,254 1.90
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 300 25
2017-07-27 13F-HR Spot Trading L.l.c. Put 6,100 546
2018-08-08 13F-HR WESBANCO BANK INC 9,563 795
2018-08-14 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 53,450 0 -100.00 4,583 0 -100.00
2018-08-01 13F-HR CONDOR CAPITAL MANAGEMENT 19,338 19,737 2.06 1,658 1,641 -1.03
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 9,731 11,767 20.92 831 979 17.81
2018-08-13 13F-HR First Eagle Investment Management, LLC 2,276,756 2,273,031 -0.16 195,232 189,025 -3.18
2018-08-14 13F-HR BlueCrest Capital Management Ltd 19,668 0 -100.00 1,687 0 -100.00
2018-08-15 13F-HR Highlander Capital Management, LLC 350 350 0.00 29 29 0.00
2017-10-26 13F-HR Acrospire Investment Management LLC 200 0 -100.00 18 0 -100.00
2018-08-08 13F-HR APPLETON PARTNERS INC/MA 13,977 13,989 0.09 1,199 1,163 -3.00
2018-08-09 13F-HR Nicollet Investment Management, Inc. 6,990 7,065 1.07 599 588 -1.84
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 4,162 0 -100.00 357 0 -100.00
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 325 325 0.00 28 27 -3.57
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 154,404 410,112 165.61 13,240 34,105 157.59
2018-08-09 13F-HR Godshalk Welsh Capital Management, Inc. 7,475 7,475 0.00 641 622 -2.96
2018-08-14 13F-HR PEAK6 Investments, L.P. 6,266 5,156 -17.71 537 429 -20.11
2018-07-25 13F-HR THOMAS WHITE INTERNATIONAL LTD 4,585 4,585 0.00 393 381 -3.05
2018-08-14 13F-HR FIFTH THIRD BANCORP 12,824 13,015 1.49 1,100 1,082 -1.64
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 24,872 0 -100.00 2,133 0 -100.00
2018-08-03 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 65,992 67,027 1.57 5,659 5,574 -1.50
2018-08-10 13F-HR Azimuth Capital Management LLC 7,903 10,865 37.48 678 904 33.33
2018-08-13 13F-HR Vantage Investment Advisors, LLC 310 310 0.00 27 26 -3.70
2018-08-14 13F-HR FIRST FOUNDATION ADVISORS 2,895 241
2018-08-10 13F-HR OPPENHEIMER & CO INC 9,155 761
2018-08-13 13F-HR Westside Investment Management, Inc. 1,450 1,451 0.07 120,840 121,143 0.25
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 101 342 238.61 9 28 211.11
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 46,541 47,243 1.51 3,990,892 3,928,728 -1.56
2017-05-09 13F-HR BEACON TRUST CO 4,900 4,900 0.00 469 444 -5.33
2018-07-30 13F-HR Parallel Advisors, LLC 191 169 -11.52 16 14 -12.50
2018-07-24 13F-HR Janney Montgomery Scott LLC 19,070 31,648 65.96 1,635 2,632 60.98
2018-08-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 8,153 7,618 -6.56 699 634 -9.30
2018-08-08 13F-HR FDx Advisors, Inc. 5,230 6,932 32.54 448 576 28.57
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 1,350 112
2018-08-08 13F-HR STATE TREASURER STATE OF MICHIGAN 14,475 14,275 -1.38 1,241 1,187 -4.35
2018-08-01 13F-HR Hudock Capital Group, LLC 35 15 -57.14 3 1 -66.67
2018-05-15 13F-HR National Asset Management, Inc. 9,001 6,126 -31.94 964 526 -45.44
2018-08-14 13F-HR STATE STREET CORP 1,106,219 1,026,513 -7.21 94,855 85,366 -10.00
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 4,769 4,989 4.61 409 415 1.47
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 26,379 25,014 -5.17 2,262 2,080 -8.05
2018-08-14 13F-HR Centaurus Financial, Inc. 699 58
2018-08-13 13F-HR Sws Partners 217 0 -100.00 18 0 -100.00
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 281,980 299,529 6.22 24,180 24,909 3.01
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 18,106 16,775 -7.35 1,553 1,395 -10.17
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 30,150 30,150 0.00 2,585 2,507 -3.02
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 42 0 3
2018-07-26 13F-HR FIRST INTERSTATE BANK 200 260 30.00 17 22 29.41
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 64,640 63,759 -1.36 5,543 5,302 -4.35
2018-08-08 13F-HR Whitener Capital Management, Inc. 8 0 -100.00 0 0
2018-08-14 13F-HR Sound Income Strategies, Llc 50 50 0.00 4 4 0.00
2018-07-31 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 2,793 0 -100.00 239 0 -100.00
2018-08-13 13F-HR WEALTHSOURCE PARTNERS, LLC 6,921 0 -100.00 646 0 -100.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 9,135 9,135 0.00 783 783 0.00
2018-08-09 13F-HR Swiss National Bank 75,000 75,000 0.00 6,431 6,237 -3.02
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 9,108 8,308 -8.78 781 691 -11.52
2017-07-27 13F-HR Spot Trading L.l.c. 70 6
2018-07-19 13F-HR Narwhal Capital Management 6,070 7,570 24.71 521 630 20.92
2018-08-20 13F-HR GREEN SQUARE CAPITAL LLC 7,113 3,254 -54.25 610 271 -55.57
2018-08-14 13F-HR Voya Financial Advisors, Inc. 3,285 5,466 66.39 278 451 62.23
2018-08-08 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 4,900 4,900 0.00 420 407 -3.10
2018-08-13 13F-HR Flinton Capital Management LLC 4,788 4,816 0.58 411 400 -2.68
2018-05-11 13F-HR HSBC HOLDINGS PLC 5,397 9,725 80.19 578 834 44.29
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 4,012 2,387 -40.50 344 198 -42.44
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 15 15 0.00 1 1 0.00
2018-08-10 13F-HR Opus Capital Group, LLC 3,159 27,085 757.39 270 2,253 734.44
2018-08-03 13F-HR MARKEL CORP 13,000 74,000 469.23 1,115 6,154 451.93
2018-08-03 13F-HR Steinberg Global Asset Management 5,765 0 -100.00 494 0 -100.00
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 12,067 11,670 -3.29 1,034 970 -6.19
2018-08-10 13F-HR Cutler Group LP Put 3,100 2,000 -35.48 17 3 -82.35
2018-08-14 13F-HR BARCLAYS PLC 18,203 35,076 92.69 1,560 2,916 86.92
2018-07-30 13F-HR/A Virtu Financial LLC 3,536 0 -100.00 303 0 -100.00
2018-08-03 13F-HR Parkside Financial Bank & Trust 63 44 -30.16 5 4 -20.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 667,682 732,180 9.66 57,253 60,888 6.35
2018-08-13 13F-HR Parisi Gray Wealth Management 492 492 0.00 41 42 2.44
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 3,163 3,163 0.00 272 263 -3.31
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 136,481 132,103 -3.21 11,703 10,985 -6.14
2018-08-14 13F-HR BOSTON PRIVATE WEALTH LLC 7,179 6,762 -5.81 616 562 -8.77
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 2,552 21,263 733.19 219 1,768 707.31
2018-08-13 13F-HR ProShare Advisors LLC 6,562 6,311 -3.83 563 525 -6.75
2018-08-10 13F-HR HSBC HOLDINGS PLC 9,725 4,690 -51.77 834 389 -53.36
2018-08-14 13F-HR PAX WORLD MANAGEMENT LLC 108,235 0 -100.00 9,281 0 -100.00
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 9,651 9,462 -1.96 828 787 -4.95
2018-08-14 13F-HR Walleye Trading LLC Call 2,200 0 -100.00 189 0 -100.00
2018-07-13 13F-HR Truewealth Llc 40 40 0.00 3 3 0.00
2017-01-23 13F-HR KANALY TRUST CO 66 66 0.00 5 6 20.00
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 129,249 8,150 -93.69 11,083 678 -93.88
2018-07-25 13F-HR BESSEMER GROUP INC 600 600 0.00 51 50 -1.96
2018-08-14 13F-HR UBS Group AG Put 11,100 923
2017-05-01 13F-HR Spot Trading L.L.C Put 200 19
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 8 1
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 173,300 244,800 41.26 14,860 20,358 37.00
2017-08-14 13F-HR NUMERIC INVESTORS LLC 0 12,100 0 1,082
2018-08-03 13F-HR SCHULHOFF & CO INC 50,557 51,446 1.76 4,335 4,278 -1.31
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 145,431 205,095 41.03 12,471 17,056 36.77
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 9,557 8,666 -9.32 820 721 -12.07
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 37,900 37,900 0.00 3,250 3,250 0.00
2018-07-31 13F-HR Bartlett & Co. LLC 1,000 1,000 0.00 86 83 -3.49
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 884 0 -100.00 76 0 -100.00
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 23,892 23,815 -0.32 2,049 1,980 -3.37
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 6,384 8,027 25.74 547 242 -55.76
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 5,284 10,297 94.87 453 856 88.96
2018-08-15 13F-HR Metlife Investment Advisors, Llc 24,867 24,358 -2.05 2,132 2,026 -4.97
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 0 97,400 0 8,100
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 26,192 27,739 5.91 2,246 2,307 2.72
2018-08-06 13F-HR Congress Park Capital Llc 3,450 3,450 0.00 296 287 -3.04
2018-08-13 13F-HR Global Retirement Partners, Llc 102 122 19.61 9 10 11.11
2018-08-13 13F-HR Advisor Group, Inc. 10,064 4,738 -52.92 864 394 -54.40
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 77,073 77,073 0.00 6,609 6,409 -3.03
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 20,014 19,877 -0.68 1,716 1,653 -3.67
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 12 12 0.00 1 0 -100.00
2018-08-14 13F-HR MACQUARIE GROUP LTD 432,129 433,279 0.27 37,055 36,032 -2.76
2018-08-14 13F-HR Walleye Trading LLC Put 29,000 19,000 -34.48 2,487 1,580 -36.47
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 0 14,500 0 1,206
2018-08-13 13F-HR Archford Capital Strategies, LLC 35 35 0.00 4 3 -25.00
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 462,994 443,580 -4.19 39,702 36,888 -7.09
2018-07-31 13F-HR Front Row Advisors Llc 160 158 -1.25 14 13 -7.14
2018-07-30 13F-HR BROADVIEW ADVISORS LLC 59,047 4,910
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 152 12
2018-07-27 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 5,050 5,600 10.89 433 466 7.62
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 14,700 16,450 11.90 1,261 1,368 8.49
2018-08-14 13F-HR Moors & Cabot, Inc. 11,835 11,366 -3.96 1,015 932 -8.18
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 326 326 0.00 28 27 -3.57
2018-07-20 13F-HR Creative Planning Call 200 200 0.00 0 0
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 326,285 6,707 -97.94 27,979 558 -98.01
2018-08-13 13F-HR TT INTERNATIONAL 84,587 80,860 -4.41 7,253 6,724 -7.29
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 1,332,462 1,356,403 1.80 110,954 129,604 16.81
2018-07-24 13F-HR Unigestion Holding Sa 37,427 3,112
2017-08-10 13F-HR Century Capital Management, LLC 38,190 8,967 -76.52 3,567 802 -77.52
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 303 353 16.50 25 29 16.00
2018-08-14 13F-HR UBS Group AG 171,420 294,806 71.98 14,699 24,516 66.79
2018-08-13 13F-HR AMP Capital Investors Ltd 41,979 0 -100.00 3,555 0 -100.00
2018-08-13 13F-HR BB&T SECURITIES, LLC 25,967 35,214 35.61 2,226 2,928 31.54
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 23,568 19,460 -17.43 2,021 1,618 -19.94
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 6,900 0 -100.00 592 0 -100.00
2018-07-31 13F-HR EMERALD ADVISERS INC/PA 14,338 13,653 -4.78 1,229 1,135 -7.65
2018-08-14 13F-HR BARCLAYS PLC Put 7,600 3,500 -53.95 652 291 -55.37
2018-08-13 13F-HR Hilton Capital Management, LLC 0 579 0 48
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 4,762 0 396
2018-08-10 13F-HR STEPHENS INC /AR/ 3,080 256
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 84 6,985
2017-02-10 13F-HR BlackRock Fund Advisors 1,706,689 1,766,015 3.48 142,116 168,743 18.74
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 79,826 78,138 -2.11 6,845 6,498 -5.07
2018-08-10 13F-HR Cutler Group LP 2,621 340 -87.03 224 28 -87.50
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 35,161 3,028 -91.39 3,015 252 -91.64
2018-08-14 13F-HR Rainier Group Investment Advisory LLC 1,145 0 -100.00 98 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 34,500 34,400 -0.29 2,958 2,861 -3.28
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 10,744 10,461 -2.63 921 870 -5.54
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 0 3,081 0 256
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 58 82 41.38 53 681 1,184.91
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 5,499 0 -100.00 472 0 -100.00
2018-08-03 13F-HR Gerber Kawasaki Wealth & Investment Management 45,113 3,360 -92.55 3,868 280 -92.76
2018-07-26 13F-HR Alpha Cubed Investments, LLC 28,062 15,323 -45.40 2,406 1,274 -47.05
2018-08-09 13F-HR S. MUOIO & CO. LLC 8,700 7,700 -11.49 746 640 -14.21
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 5,869 7,076 20.57 503 588 16.90
2018-08-07 13F-HR SG Americas Securities, LLC 9,500 10,182 7.18 815 847 3.93
2018-07-20 13F-HR North Star Investment Management Corp. 170 250 47.06 15 21 40.00
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 9 0 -100.00 1 0 -100.00
2018-08-07 13F-HR Twin Tree Management, LP 5,102 1,677 -67.13 437 139 -68.19
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 13,925 14,847 6.62 1,246 1,445 15.97
2018-08-14 13F-HR EULAV Asset Management 91,000 91,000 0.00 7,803 7,568 -3.01
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 32,110 23,140 -27.94 2,752 1,925 -30.05
2018-07-27 13F-HR Allen Capital Group, Llc 5,040 4,778 -5.20 432 397 -8.10
2018-07-17 13F-HR Retirement Systems of Alabama 51,534 50,185 -2.62 4,419 4,173 -5.57
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 269 22
2018-08-10 13F-HR Legal & General Group Plc 57,614 56,005 -2.79 4,940 4,657 -5.73
2018-08-14 13F-HR Walleye Trading LLC 9,171 12,904 40.70 786 1,073 36.51
2018-08-14 13F-HR SIGNATUREFD, LLC 0 126 0 10
2018-07-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 3,327 0 -100.00 285 0 -100.00
2018-08-14 13F-HR BRIDGER MANAGEMENT, LLC 343,274 369,057 7.51 29,436 30,691 4.26
2018-07-11 13F-HR Cordasco Financial Network 300 300 0.00 26 25 -3.85
2018-08-09 13F-HR Mutual of America Capital Management LLC 32,799 33,408 1.86 2,813 2,778 -1.24
2018-08-16 13F-HR MAI Capital Management 2,657 3,239 21.90 228 269 17.98
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 8,053 7,718 -4.16 691 642 -7.09
2018-08-13 13F-HR WOLVERINE TRADING, LLC 7,820 7,820 0.00 671 671 0.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 10,600 55,700 425.47 909 4,632 409.57
2018-08-10 13F-HR Itau Unibanco Holding S.A. 69 6
2018-08-14 13F-HR ETRADE Capital Management LLC 2,623 0 -100.00 225 0 -100.00
2018-08-10 13F-HR HENDERSON GROUP PLC 49,300 11,800 -76.06 4,227 981 -76.79
2018-08-14 13F-HR Cetera Advisors LLC 19,249 26,357 36.93 1,653 2,191 32.55
2018-08-13 13F-HR BOKF, NA 54,684 40,950 -25.12 4,689 3,406 -27.36
2018-02-14 13F-HR AHL Partners LLP 147,454 103,829 -29.59 14,353 11,108 -22.61
2018-08-13 13F-HR TWIN CAPITAL MANAGEMENT INC 10,818 0 -100.00 928 0 -100.00
2018-08-14 13F-HR CREDIT SUISSE AG/ 38,044 32,718 -14.00 3,262 2,721 -16.58
2018-08-08 13F-HR Private Capital Group, Llc 55 55 0.00 5 4 -20.00
2018-08-14 13F-HR GV Financial Advisors 209 17
2018-08-01 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 11,300 9,100 -19.47 969 757 -21.88
2018-08-14 13F-HR Jefferies Group LLC 10,545 0 -100.00 904 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 155,818 223,700 43.56 13,362 18,603 39.22
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 9,956 10,455 5.01 853 869 1.88
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 405,211 529,893 30.77 34,748 44,066 26.82
2018-07-09 13F-HR CENTRAL TRUST Co 1,759 2,259 28.43 151 188 24.50
2018-08-02 13F-HR BBVA COMPASS BANCSHARES, INC 24,451 23,144 -5.35 2,097 1,924 -8.25
2018-08-13 13F-HR Neuberger Berman Group LLC 853,502 934,802 9.53 73,202 77,740 6.20
2018-07-24 13F-HR Skylands Capital, LLC 23,650 14,000 -40.80 2,028 1,164 -42.60
2018-08-20 13F-HR HWG Holdings LP 80 0 -100.00 7 0 -100.00
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 150 13
2018-05-11 13F-HR CITIGROUP INC 35,920 20,521 -42.87 3,843 1,760 -54.20
2018-08-14 13F-HR Valeo Financial Advisors, Llc 126 118 -6.35 11 9 -18.18
2018-08-10 13F-HR CHARTER TRUST CO 4,608 4,095 -11.13 395 341 -13.67
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 12,961 27,735 113.99 1,111 2,306 107.56
2018-08-14 13F-HR ROYAL BANK OF CANADA 202,339 241,391 19.30 17,352 20,075 15.69
2018-07-16 13F-HR SMITHFIELD TRUST CO 25 25 0.00 2 2 0.00
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 128,727 108,941 -15.37 11,038 9,060 -17.92
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 8,265 13,035 57.71 709 1,084 52.89
2017-08-14 13F-HR Cantab Capital Partners LLP 1,207 760 -37.03 113,000 68,000 -39.82
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 97,409 97,866 0.47 8,353 8,139 -2.56
2018-08-14 13F-HR Invesco Ltd. 31,226 34,050 9.04 2,678 2,831 5.71
2018-08-14 13F-HR Voya Investment Management LLC 14,889 10,525 -29.31 1,277 875 -31.48
2018-08-14 13F-HR Natixis Asset Management 976 788 -19.26 84 66 -21.43
2018-07-17 13F-HR Baystate Wealth Management LLC 115 116 0.87 10 10 0.00
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 13,332 12,241 -8.18 1,143,220 1,017,962 -10.96
2018-08-09 13F-HR Cowen Prime Services LLC 120 120 0.00 10 10 0.00
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 30,031 34,718 15.61 2,698 2,887 7.01
2018-08-14 13F-HR PRUDENTIAL PLC 608,862 465,300 -23.58 52,210 38,694 -25.89
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 52,284 48,991 -6.30 4,483 4,074 -9.12
2017-07-27 13F-HR Spot Trading L.l.c. Call 7,000 626
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 3,569 3,929 10.09 306 327 6.86
2018-07-27 13F-HR Citizens Financial Group Inc/RI 57 70 22.81 5 6 20.00
2017-07-24 13F-HR Breton Hill Capital Ltd. 3,921 0 -100.00 366 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 113 110 -2.65 11 12 9.09
2018-08-14 13F-HR Pacific Global Investment Management CO 10,040 9,811 -2.28 861 816 -5.23
2018-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 0 49,809 0 4,142
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 16,900 27,900 65.09 1,449 2,320 60.11
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 135 135 0.00 12 11 -8.33
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 184 184 0.00 15 15 0.00
2018-07-06 13F-HR Curbstone Financial Management Corp 7,100 7,780 9.58 609 647 6.24
2018-08-10 13F-HR FIL Ltd 496,402 301,534 -39.26 42,566 25,076 -41.09
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 19,700 0 -100.00 1,690 0 -100.00
2018-08-13 13F-HR KOCH INDUSTRIES INC 4,519 0 -100.00 388 0 -100.00
2018-08-08 13F-HR US BANCORP \DE\ 15,427 15,544 0.76 1,322 1,292 -2.27
2018-08-20 13F-HR Winton Capital Group Ltd 14,651 0 -100.00 1,256 0 -100.00
2018-07-18 13F-HR Louisiana State Employees Retirement System 10,500 10,500 0.00 900 873 -3.00
2018-08-09 13F-HR Handelsinvest Investeringsforvaltning 145,000 90,000 -37.93 12,434 7,484 -39.81
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 26,140 3,543 -86.45 2,241,505 294,636 -86.86
2018-08-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 57,000 0 4,740
2018-07-31 13F-HR CWM, LLC 17,996 17,604 -2.18 1,543 1,464 -5.12
2018-08-14 13F-HR SUNTRUST BANKS INC 31,328 2,986 -90.47 2,685 247 -90.80
2018-08-10 13F-HR CHICAGO EQUITY PARTNERS LLC 11,840 0 -100.00 1,015 0 -100.00
2018-08-14 13F-HR Pacer Advisors, Inc. 11,093 12,405 11.83 951 1,032 8.52
2018-07-26 13F-HR Advisornet Financial, Inc 58 5
2018-08-09 13F-HR/A Ridgewood Investments LLC 7,131 7,417 4.01 611 617 0.98
2018-08-01 13F-HR Nvwm, Llc 10 200 1,900.00 1 17 1,600.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 1,635 1,899 16.15 140 158 12.86
2018-08-14 13F-HR Cetera Advisor Networks LLC 3,684 0 -100.00 318 0 -100.00
2018-08-01 13F-HR COMERICA BANK 32,106 29,898 -6.88 2,641 2,431 -7.95
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 11 0 -100.00 1 0 -100.00
2018-08-09 13F-HR PAPP L ROY & ASSOCIATES 10,416 10,416 0.00 893 866 -3.02
2018-08-13 13F-HR PROFUND ADVISORS LLC 6,292 5,560 -11.63 540 462 -14.44
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 2,913 3,418 17.34 250 284 13.60
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 57,355 49,823 -13.13 4,919 4,143 -15.78
2018-08-14 13F-HR Sterling Capital Management LLC 4,826 3,088 -36.01 414 257 -37.92
2018-08-14 13F-HR STIFEL FINANCIAL CORP 61,176 82,204 34.37 5,245 6,823 30.09
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 1,148 66 -94.25 98 5 -94.90
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 2,025 2,060 1.73 174 171 -1.72
2018-08-10 13F-HR Neuburgh Advisers LLC 5,814 5,848 0.58 498 486 -2.41
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 250,314 243,831 -2.59 21,464 20,277 -5.53
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 148 197 33.11 13 16 23.08
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 493,582 509,604 3.25 42,325 42,379 0.13
2018-08-14 13F-HR Long Road Investment Counsel, LLC 11,300 11,300 0.00 969 940 -2.99
2018-07-03 13F-HR PRIVATE TRUST CO NA 2,369 2,692 13.63 203 223 9.85
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 8,421 7,873 -6.51 722 655 -9.28
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,492 2,492 0.00 214 207 -3.27
2018-08-08 13F-HR First Allied Advisory Services, Inc. 3,824 3,910 2.25 326 316 -3.07
2018-07-25 13F-HR IMS Capital Management 1,999 1,999 0.00 214 166 -22.43
2018-07-17 13F-HR Baxter Brothers Inc 2,940 2,740 -6.80 252 228 -9.52
2018-08-14 13F-HR VANGUARD GROUP INC 3,655,335 3,649,714 -0.15 313,445 303,510 -3.17
2018-08-14 13F-HR NGAM ADVISORS, L.P. 118,052 9,817
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 117,643 138,108 17.40 10,088 11,485 13.85
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 17,992 37,141 106.43 1,543 3,089 100.19
2018-08-14 13F-HR Squarepoint Ops LLC 7,162 0 -100.00 614 0 -100.00
2018-07-24 13F-HR Squar Milner Financial Services Llc 62 5
2018-08-13 13F-HR SCOTIA CAPITAL INC. 7,892 7,825 -0.85 677 664 -1.92
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 9 0
2018-08-07 13F-HR Stevens First Principles Investment Advisors 2,390 2,315 -3.14 205 193 -5.85
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 11,233 15,789 40.56 963 1,313 36.34
2018-08-07 13F-HR Arizona State Retirement System 26,931 26,908 -0.09 2,309 2,238 -3.07
2018-08-07 13F-HR Convergence Investment Partners, LLC 65 0 -100.00 6 0 -100.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 43,200 59,200 37.04 3,704 4,923 32.91
2018-07-27 13F-HR Advisory Services Network, LLC 1,979 1,829 -7.58 170 148 -12.94
2017-02-10 13F-HR BlackRock Investment Management, LLC 128,806 153,028 18.81 10,726 14,622 36.32
2018-07-06 13F-HR Versant Capital Management, Inc 237 237 0.00 20 19 -5.00
2018-08-02 13F-HR Apertura Capital, LLC 0 120,000 0 9,979
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 0 2,534 0 211
2018-08-02 13F-HR PARTHENON LLC 26,940 30,610 13.62 2,310 2,546 10.22
2017-05-01 13F-HR Spot Trading L.L.C 8,141 0 -100.00 778 0 -100.00
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 2,890 2,890 0.00 248 240 -3.23
2018-08-14 13F-HR Gryphon Financial Partners Llc 50 4
2018-08-14 13F-HR BARCLAYS PLC Call 500 1,500 200.00 43 125 190.70
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 417,630 344,336 -17.55 35,811 28,634 -20.04
2018-07-20 13F-HR LS Investment Advisors, LLC 2,289 2,237 -2.27 196 186 -5.10
2018-08-15 13F-HR GLENMEDE TRUST CO NA 1,445 1,145 -20.76 154 95 -38.31
2018-08-14 13F-HR Sciencast Management LP 3,795 0 -100.00 323 0 -100.00
2018-07-20 13F-HR Creative Planning 4,524 4,406 -2.61 388 366 -5.67
2018-08-13 13F-HR Glen Harbor Capital Management LLC 2,736 2,752 0.58 235 229 -2.55
2018-08-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 4,467 371
2018-08-01 13F-HR Personal Capital Advisors Corp 205,530 227,730 10.80 17,624 18,938 7.46
2018-08-10 13F-HR Utah Retirement Systems 7,860 7,460 -5.09 674 620 -8.01
2018-07-18 13F-HR AMALGAMATED BANK 9,302 8,907 -4.25 798 741 -7.14
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 12,370 9,080 -26.60 1,061 755 -28.84
2018-08-14 13F-HR DEUTSCHE BANK AG\ 141,064 69,999 -50.38 12,090 5,818 -51.88
2018-07-10 13F-HR INVESTMENT HOUSE LLC 225,029 226,205 0.52 19,296 18,811 -2.51
2018-08-14 13F-HR Resources Investment Advisors, Inc. 100 100 0.00 9 8 -11.11
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 13,264 12,749 -3.88 1,137 1,060 -6.77
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 54 0 -100.00 5 0 -100.00
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 327,882 320,582 -2.23 28,116 26,660 -5.18
2018-08-02 13F-HR Wellington Shields Capital Management, LLC 3,600 27,575 665.97 309 2,293 642.07
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 62,807 62,987 0.29 5,386 5,238 -2.75
2018-08-13 13F-HR WS MANAGEMENT LLLP 189,224 15,736
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 247 247 0.00 21 21 0.00
2018-07-26 13F-HR REGIONS FINANCIAL CORP 7,538 7,792 3.37 646 648 0.31
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 100 0 -100.00 0 0
2018-08-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 30,971 33,000 6.55 2,656 2,744 3.31
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 1,750 1,750 0.00 147 146 -0.68
2018-04-18 13F-HR Integral Derivatives, LLC Call 2,300 0 -100.00 246 0 -100.00
2018-07-11 13F-HR Xact Kapitalforvaltning AB 5,344 6,244 16.84 458 519 13.32
2018-08-10 13F-HR Cutler Group LP Call 0 200 0 0
2018-08-10 13F-HR CREDIT AGRICOLE S A 7,200 0 -100.00 618 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 13,940 9,048 -35.09 1,195 752 -37.07
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 72,167 0 -100.00 7,025 0 -100.00
2018-08-14 13F-HR ETF MANAGERS GROUP, LLC 52,850 70,495 33.39 4,402 106 -97.59
2018-08-13 13F-HR ProVise Management Group, LLC 4,319 3,175 -26.49 370 264 -28.65
2018-08-01 13F-HR FIRST MANHATTAN CO 760 760 0.00 65 63 -3.08
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 4,337 4,337 0.00 372 361 -2.96
2018-08-07 13F-HR CONNABLE OFFICE INC 3,484 3,484 0.00 299 290 -3.01
2017-05-15 13F-HR R&F Capital Advisors LP 5,388 503
2018-08-14 13F-HR DIAM Co., Ltd. 2,090 2,090 0.00 179 172 -3.91
2018-07-18 13F-HR JENSEN INVESTMENT MANAGEMENT INC 9,040 9,040 0.00 775 752 -2.97
2018-08-06 13F-HR MACKAY SHIELDS LLC 2,448 0 -100.00 210 0 -100.00
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 8,775 9,445 7.64 752 785 4.39
2018-08-10 13F-HR Avestar Capital, Llc 9 54 500.00 0 3
2018-08-07 13F-HR/A Connecticut Wealth Management, LLC 15,837 15,837 0.00 1,319 1,322 0.23
2018-07-17 13F-HR Gemmer Asset Management LLC 117 117 0.00 10 10 0.00
2018-08-10 13F-HR Summit Trail Advisors, Llc 76,314 0 -100.00 76 0 -100.00
2018-08-14 13F-HR TEACHERS ADVISORS INC 55,972 48,862 -12.70 4,800 4,063 -15.35
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 2,078 2,078 0.00 178 173 -2.81
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 7,300 0 607
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 20,963 1,746
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 232,792 204,521 -12.14 19,962 17,008 -14.80
2018-08-03 13F-HR Global Financial Private Capital, LLC 6,913 575
2018-08-08 13F-HR COMMERCE BANK 18,320 8,435 -53.96 1,571 702 -55.32
2018-07-26 13F-HR BB&T CORP 50,297 39,918 -20.64 4,313 3,319 -23.05
2018-08-13 13F-HR Hosking Partners LLP 116,074 116,898 0.71 9,953 9,721 -2.33
2018-08-07 13F-HR IFP Advisors, Inc 5,339 7,852 47.07 458 653 42.58
2018-07-23 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 2,500 2,546 1.84 214 212 -0.93
2018-08-15 13F-HR Heritage Trust Co 200 200 0.00 17 17 0.00
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 175,336 169,379 -3.40 15,035 14,085 -6.32
2018-08-14 13F-HR Paloma Partners Management Co 13,920 3,713 -73.33 1,194 309 -74.12
2018-08-28 13F-HR WealthTrust Fairport, LLC 525 0 -100.00 45 0 -100.00
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 21,101 1,755
2017-05-01 13F-HR Spot Trading L.L.C Call 2,100 196
2018-08-09 13F-HR BlackRock Inc. 3,554,199 3,504,605 -1.40 304,772 291,442 -4.37
2018-07-11 13F-HR Ledyard National Bank 100 100 0.00 9 8 -11.11
2018-08-14 13F-HR Alyeska Investment Group, L.P. 0 123,312 0 10,255
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 17,811 17,284 -2.96 1,527 1,437 -5.89
2018-08-10 13F-HR Proficio Capital Partners LLC 75 38 -49.33 6 3 -50.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 23,300 23,300 0.00 1,998 1,998 0.00
2018-08-14 13F-HR HighTower Advisors, LLC 12,706 7,910 -37.75 1,089 658 -39.58
2018-08-14 13F-HR Boyar Asset Management Inc. 26,866 26,694 -0.64 2,304 2,220 -3.65
2018-08-14 13F-HR A.R.T. Advisors, LLC 0 29,431 0 2,447
2018-08-03 13F-HR SOUTH STATE Corp 2,470 2,470 0.00 212 205 -3.30
2018-08-10 13F-HR M&T BANK CORP 9,062 7,639 -15.70 777 635 -18.28
2018-08-10 13F-HR GABELLI FUNDS LLC 25,000 27,000 8.00 2,144 2,245 4.71
2018-08-16 13F-HR Carnegie Capital Asset Management, LLC 29,370 28,186 -4.03 2,393 2,080 -13.08
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 3,116 259
2018-08-13 13F-HR Stone Ridge Asset Management LLC 10,773 10,252 -4.84 924 853 -7.68
2018-07-30 13F-HR Aperio Group, LLC 23,577 24,753 4.99 2,022 2,058 1.78
2018-08-14 13F-HR Horizon Kinetics LLC 4,644 4,774 2.80 398 397 -0.25
2018-08-10 13F-HR WASHINGTON TRUST Co 0 1,345 0 111
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 4,779 4,789 0.21 446 428 -4.04
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 492 341 -30.69 42 28 -33.33
2018-08-15 13F-HR Krilogy Financial LLC 101 0 -100.00 9 0 -100.00
2018-04-24 13F-HR Rehmann Capital Advisory Group 230 20
2018-08-09 13F-HR/A Integrated Investment Consultants, LLC 2,507 2,478 -1.16 215 206 -4.19
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 0 12,000 0 998
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 2,693 2,613 -2.97 231 217 -6.06
2018-08-14 13F-HR MORGAN STANLEY 296,226 254,704 -14.02 25,401 21,181 -16.61
2018-08-10 13F-HR Pacad Investment Ltd. 0 4,245 0 350
2018-07-31 13F-HR Tarbox Group, Inc. 134 134 0.00 11 11 0.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 3,583 34 -99.05 306 282 -7.84
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 25,612 24,912 -2.73 2,196 2,072 -5.65
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 491,913 488,311 -0.73 42,182 40,607 -3.73
2018-07-13 13F-HR Palo Capital, Inc. 10,399 10,897 4.79 892 906 1.57
2018-08-13 13F-HR Bridgewater Associates, LP 5,090 0 -100.00 436 0 -100.00

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2018-09-18 - Asif

Overview Rigel Pharmaceuticals is a biotechnology company dedicated to discovering, developing and providing novel small molecule drugs that significantly improve the lives of patients with immune and hematologic disorders, cancer and rare diseases. The company's pioneering research focuses on signaling pathways that are critical to disease mechanisms. The company's first FDA-approved product is TAVALISSE™ (fostamatinib disodium hexahydrate), an oral spleen tyrosine kinase (SYK) inhibitor, for the treatment of adult patients with chronic immune thrombocytopenia who have had an insufficient response to a previous treatment. The company's current clinical programs include Phase 2 studies of fostamatinib in autoimmune hemolytic anemia and IgA nephropathy, and a Phase 1 study for its IRAK program. In addition, Rigel Pharmaceuticals has product candidates in development with partners BerGenBio AS, Daiichi Sankyo, and Aclaris Therapeutics. Since inception, Rigel Pharmaceuticals h...

EKSO: Ekso Bionics Holdings Analysis and Research Report

2018-09-18 - Asif

Overview The company design, develop and sell exoskeleton technology to augment human strength, endurance and mobility. The company's exoskeleton technology serves multiple markets and can be used both by able-bodied users as well as by persons with physical disabilities. Ekso Bionics has sold, rented or leased devices that (a) enable individuals with neurological conditions affecting gait (stroke and spinal cord injury) to rehabilitate and to walk again and (b) allow industrial workers to perform heavy duty work for extended periods. Today, its medical exoskeleton, Ekso GT, is used as a rehabilitation tool to allow physicians and therapists to rehabilitate patients who have suffered a stroke or spinal cord injury. With its unique features designed specifically for hospitals and its proprietary SmartAssist software, Ekso GT allows for the early mobilization of patients, with high step count and high dosage treatments. The intent is to allow the patient’s central nervous syst...

AGRX: Agile Therapeutics Analysis and Research Report

2018-09-18 - Asif

Overview Agile Therapeutics is a forward-thinking women’s healthcare company dedicated to fulfilling the unmet health needs of today’s women. Twirla® and its other current potential product candidates are designed to provide women with contraceptive options that offer greater convenience and facilitate compliance. The company's lead product candidate, Twirla, also known as AG200-15, is a once-weekly prescription contraceptive patch that is at the end of Phase 3 clinical development. Since its inception in 1997, Agile Therapeutics has devoted substantial resources to developing Twirla, building its intellectual property portfolio, business planning, raising capital and providing general and administrative support for these operations. The company incurred research and development expenses of $14.4 million, $20.9 million and $25.6 million during the years ended December 31, 2017, 2016 and 2015, respectively. The company incurred research and development expenses of $2.4 milli...

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