SecuritySIX / Six Flags Entertainment Corp (83001A102)
Institutional Owners463 (136 N-Q Owners)
Institutional Shares90,315,387 - 106.82% (ex. N-Q)
Institutional Value$ 19,279,737,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Six Flags Entertainment Corp (NYSE:SIX) has 463 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 90,315,387 shares. Largest shareholders include Capital Research Global Investors, H Partners Management, Llc, Jaffer Rehan, BlackRock Inc., Vanguard Group Inc, William Blair Investment Management, Llc, Henderson Group Plc, Massachusetts Financial Services Co /ma/, State Street Corp, and Ci Investments Inc..

Six Flags Entertainment Corp (NYSE:SIX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-11-22 N-Q Thrivent Mutual Funds (see advisory)
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 669,910 667,926 -0.30 40,825 44,464 8.91
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 45,000 42,600 -5.33 2,742 2,836 3.43
2018-02-14 13F-HR NOMURA HOLDINGS INC 4,236 0 -100.00 258 0 -100.00
2017-10-27 N-Q Virtus Total Return Fund Inc. (see advisory)
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-14 13F-HR NGAM ADVISORS, L.P. 52,798 71,694 35.79 3,217 4,773 48.37
2018-02-09 13F-HR Baird Financial Group, Inc. 443,089 437,088 -1.35 27,002 29,097 7.76
2018-02-14 13F-HR A.R.T. Advisors, LLC 12,100 13,800 14.05 737 918 24.56
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 12,672 0 -100.00 772 0 -100.00
2018-01-30 13F-HR Hudock Capital Group, LLC 122 123 0.82 7 8 14.29
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 342 9 -97.37 93 5 -94.62
2018-02-02 13F-HR US BANCORP \DE\ 18,424 13,398 -27.28 1,123 892 -20.57
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 126,737 115,284 -9.04 7,723 7,674 -0.63
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 8,773 9,108 3.82 534 606 13.48
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 3,000 1,300 -56.67 183 87 -52.46
2017-10-27 N-Q Putnam Funds Trust (see advisory)
2017-11-29 N-Q Eaton Vance Tax-managed Global Buy-write Opportunities Fund (see advisory)
2017-11-13 13F-HR Goss Wealth Management LLC 294 0 -100.00 16,964 0 -100.00
2018-02-02 13F-HR COMERICA BANK 0 60,613 0 4,194
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 8,419 0 -100.00 502 0 -100.00
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 184 0 -100.00 11 0 -100.00
2018-02-07 13F-HR PARK AVENUE SECURITIES LLC 6,768 6,866 1.45 411 459 11.68
2018-04-13 13F-HR Visionary Asset Management, Inc. 5,187 5,436 4.80 345 331 -4.06
2017-11-14 13F-HR HBK INVESTMENTS L P 48,619 0 -100.00 2,898 0 -100.00
2018-01-22 N-Q Blackrock Corporate High Yield Fund, Inc. (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 47 47 0.00 3 3 0.00
2018-02-14 13F-HR Squarepoint Ops LLC 167,425 279,744 67.09 10,203 18,623 82.52
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 7,192 8,489 18.03 438 565 29.00
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 646,676 154,614 -76.09 38,471 10,293 -73.24
2017-11-28 N-Q Northern Lights Fund Trust (see advisory)
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 8,347 45,379 443.66 507 3,021 495.86
2018-02-15 13F-HR Metlife Investment Advisors, Llc 49,301 3,282
2017-12-28 N-Q Putnam Premier Income Trust (see advisory)
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 3,100 0 -100.00 185 0 -100.00
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 13,720 13,579 -1.03 836 904 8.13
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 23,800 0 -100.00 1,450 0 -100.00
2017-11-29 N-Q Griffin Institutional Access Credit Fund (see advisory)
2018-02-06 13F-HR Glassman Wealth Services 4 0
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-02-13 13F-HR Laffer Investments 13,072 11,781 -9.88 796,607 784,261 -1.55
2018-02-12 13F-HR Alphastar Capital Management, Llc 4,603 306
2017-11-28 N-Q Scout Funds (see advisory)
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 0 13,024 0 867
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-23 N-Q Mfs Series Trust V (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 26,600 1,771
2018-02-13 13F-HR Laurion Capital Management LP 0 5,700 0 379
2017-11-09 N-Q Credit Suisse Asset Management Income Fund Inc (see advisory)
2018-02-02 13F-HR Hemenway Trust Co LLC 38,460 38,460 0.00 2,344 2,560 9.22
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 14,463 14,450 -0.09 881 962 9.19
2017-11-17 N-Q Nationwide Variable Insurance Trust (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 35,600 0 -100.00 2,169 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 40,712 0 -100.00 2,427 0 -100.00
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 0 20,202 0 1,345
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2017-10-27 N-Q Pioneer Series Trust Ii (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA 1,333,327 1,357,665 1.83 81,252 90,380 11.23
2018-02-14 13F-HR EULAV Asset Management 36,000 0 -100.00 2,194 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 207,500 0 -100.00 12,369 0 -100.00
2017-11-16 13F-HR Cetera Advisors LLC 5,276 0 -100.00 315 0 -100.00
2018-02-12 13F-HR Winfield Associates, Inc. 25 25 0.00 2 2 0.00
2018-02-14 13F-HR/A-1 CORSAIR CAPITAL MANAGEMENT, L.P. 63,041 0 -100.00 3,842 0 -100.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 224,972 238,818 6.15 13,710 15,898 15.96
2018-02-14 13F-HR ROYAL BANK OF CANADA Put 15,000 0 -100.00 914 0 -100.00
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 1,206 0 -100.00 74 0 -100.00
2018-02-01 SC 13G BlackRock Inc. 6,178,687
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 159,000 150,000 -5.66 9,689 9,986 3.07
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 383,694 292,627 -23.73 23,381 19,481 -16.68
2017-11-28 N-Q Mfs Variable Insurance Trust (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-28 N-Q Gps Funds I (see advisory)
2018-04-10 13F-HR Gradient Investments LLC 270 38 -85.93 18 2 -88.89
2018-02-06 13F-HR Russell Investments Group, Ltd. 251,848 264,108 4.87 15,347 17,682 15.21
2018-01-26 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-02-13 13F-HR MAVERICK CAPITAL LTD 181,180 273,630 51.03 11,041 18,216 64.99
2018-03-01 N-Q Forum Funds (see advisory)
2018-02-16 13F-HR Feltz WealthPLAN Inc. 0 3,255 0 217
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2018-02-08 13F-HR HOURGLASS CAPITAL, LLC 106,900 105,793 -1.04 6,514 7,043 8.12
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 15,057 15,756 4.64 918 1,049 14.27
2018-02-06 13F-HR Bt Investment Management Ltd 4,306 4,306 0.00 262,408 286,650 9.24
2018-02-12 13F-HR CITIGROUP INC 3,324 3,484 4.81 203 232 14.29
2017-11-14 13F-HR PEAK6 Investments, L.P. 11,357 0 -100.00 677 0 -100.00
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 3,903 0 -100.00 234 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 20,370 26,952 32.31 1,241 1,794 44.56
2018-02-15 13F-HR Csenge Advisory Group 3,900 3,770 -3.33 237,666 251 -99.89
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 36,600 2,436
2018-03-05 13F-HR/A-1 NORGES BANK 744,295 696,023 -6.49 44,628 46,334 3.82
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 9,000 599
2018-04-12 13F-HR Valeo Financial Advisors, Llc 158 153 -3.16 11 10 -9.09
2018-02-14 13F-HR ProShare Advisors LLC 7,143 476
2018-02-09 13F-HR Twin Tree Management, LP 41,723 0 -100.00 2,543 0 -100.00
2018-02-13 13F-HR Advisors Asset Management, Inc. 72,923 72,887 -0.05 4,444 4,852 9.18
2018-02-14 13F-HR UBS Group AG 173,788 180,714 3.99 10,591 12,030 13.59
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 418,986 603,634 44.07 25,532 40,183 57.38
2018-02-14 13F-HR Johnson Financial Group, LLC 3,170 211
2017-11-27 N-Q Voya Investors Trust (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 198,368 0 -100.00 12,089 0 -100.00
2018-02-12 13F-HR Ford Financial Group, Inc. 23 1
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 192,036 190,411 -0.85 11,703 12,676 8.31
2018-02-12 13F-HR CITIGROUP INC Put 96,800 0 -100.00 5,899 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 18,400 33,700 83.15 1,121 2,243 100.09
2017-11-22 N-Q Ssga Active Trust (see advisory)
2018-01-17 13F-HR Cutler Group LP Call 1,500 300 -80.00 16 0 -100.00
2018-01-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 58,770 58,770 0.00 3,581 3,912 9.24
2018-04-09 13F-HR BANCED CORP 7,618 7,521 -1.27 507 468 -7.69
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 0 35,967 0 2,394
2017-10-30 N-Q Innovator Etfs Trust (see advisory)
2018-01-30 13F-HR Three Peaks Capital Management, LLC 174,367 162,449 -6.84 10,626 10,814 1.77
2018-02-14 13F-HR Davidson Kempner Capital Management LP 0 198,156 0 13,191
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 678 0 45
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 795,695 775,915 -2.49 48,490 51,653 6.52
2018-02-15 13F-HR GLENMEDE TRUST CO NA 5,390 5,390 0.00 327 358 9.48
2018-02-14 13F-HR BARCLAYS PLC Call 30,500 0 -100.00 1,859 0 -100.00
2018-02-13 13F-HR JP Morgan Chase & Co 127,409 441,287 246.35 7,757 29,376 278.70
2018-01-19 13F-HR World Asset Management Inc 5,323 5,173 -2.82 324 344 6.17
2018-03-05 13F-HR Crown Advisors Management, Inc. 34,000 2,263
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-02-13 13F-HR Financial Gravity Companies, Inc. 3,458 234
2018-01-24 13F-HR IFP Advisors, Inc 7,159 5,774 -19.35 436 384 -11.93
2018-02-13 13F-HR Lionstone Capital Management LLC 241,284 241,284 0.00 14,704 16,062 9.24
2018-02-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2018-01-25 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 338,075 785,710 132.41 20,601 52,305 153.90
2018-02-13 13F-HR FIRST INTERSTATE BANK 90 90 0.00 5 6 20.00
2018-02-01 13F-HR CIBC World Markets Inc. 0 7,641 0 509
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 67,984 72,642 6.85 4,142,944 4,835,778 16.72
2018-01-26 N-Q Valic Co Ii (see advisory)
2018-02-14 13F-HR FIFTH THIRD BANCORP 54 266 392.59 3 18 500.00
2018-01-30 13F-HR BESSEMER GROUP INC 1,815,344 1,725,616 -4.94 110,626 114,875 3.84
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 3,700 0 -100.00 225 0 -100.00
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 2,500 2,500 0.00 152 166 9.21
2018-02-14 13F-HR Zions Bancorporation 34 34 0.00 2 2 0.00
2018-03-01 N-Q Aqr Funds (see advisory)
2018-04-04 13F-HR DAVENPORT & Co LLC 3,300 0 -100.00 219,681 0 -100.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 500 0 -100.00 29 0 -100.00
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,286,203 1,253,618 -2.53 78,381 83,454 6.47
2018-02-14 13F-HR PROFUND ADVISORS LLC 9,294 9,774 5.16 566 651 15.02
2018-02-14 13F-HR Advisor Group, Inc. 19,321 19,272 -0.25 1,177 1,282 8.92
2018-02-14 13F-HR Tyers Asset Management LLC 10,108 673
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 11,510 11,330 -1.56 701 754 7.56
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 15,346 15,722 2.45 935 1,047 11.98
2017-11-08 13F-HR COLUMBUS CIRCLE INVESTORS 61,229 0 -100.00 3,650 0 -100.00
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 3,360 30,154 797.44 205 2,007 879.02
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 96,427 43,909 -54.46 5,876 2,923 -50.26
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-09 13F-HR Mariner Wealth Advisors, LLC 4,816 4,759 -1.18 294 317 7.82
2018-02-09 13F-HR CITADEL ADVISORS LLC 533,817 908,373 70.17 32,530 60,470 85.89
2018-02-14 13F-HR Jefferies Group LLC Call 135,100 0 -100.00 8,233 0 -100.00
2018-02-28 N-Q American High Income Trust (see advisory)
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 35,466 34,280 -3.34 2,160 2,283 5.69
2017-11-28 N-Q Integrity Funds (see advisory)
2018-01-26 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 7,000 466
2018-02-12 13F-HR Cambria Investment Management, L.P. 25,470 27,684 8.69 1,552 1,843 18.75
2018-01-19 13F-HR GW&K Investment Management, LLC 929,753 882,103 -5.13 56,659 58,722 3.64
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 51,388 51,690 0.59 3,132 3,441 9.87
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-14 13F-HR NICHOLAS CO INC /WI 132,150 121,685 -7.92 8,053 8,100 0.58
2017-11-28 N-Q Tri-continental Corp (see advisory)
2018-02-14 13F-HR CAXTON ASSOCIATES LP 5,900 10,370 75.76 360 690 91.67
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 10,769 35,203 226.89 656 2,343 257.16
2018-02-12 13F-HR EATON VANCE MANAGEMENT 32,962 32,962 0.00 2,009 2,194 9.21
2018-02-12 13F-HR COMMERCE BANK 6,742 5,642 -16.32 411 375 -8.76
2018-02-14 13F-HR MORGAN STANLEY 227,074 198,178 -12.73 13,839 13,192 -4.68
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 3,780 3,637 -3.78 230 242 5.22
2017-11-27 N-Q Voya Partners Inc (see advisory)
2018-02-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC Put 30,000 0 -100.00 1,828 0 -100.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 17 1
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 45,067 0 -100.00 2,747 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 8,213 9,868 20.15 547 616 12.61
2017-11-13 13F-HR People's United Financial, Inc. 83 0 -100.00 5 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Call 2,900 9,100 213.79 177 606 242.37
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-02-14 13F-HR AVENIR CORP 10,710 10,525 -1.73 653 701 7.35
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 29,600 28,000 -5.41 1,804 1,864 3.33
2018-02-14 13F-HR Shellback Capital, LP 597,577 0 -100.00 36,416 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC 3,985 266
2018-02-05 13F-HR EMERALD ADVISERS INC/PA 36,162 25,687 -28.97 2,204 1,710 -22.41
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 158,600 85,800 -45.90 9,665 5,712 -40.90
2018-02-12 13F-HR Veritable, L.P. 5,041 336
2018-01-25 N-Q Columbia Funds Series Trust I (see advisory)
2017-11-29 N-Q Value Line Income & Growth Fund Inc (see advisory)
2017-10-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2017-11-13 N-Q Professionally Managed Portfolios (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC 5,936 0 -100.00 362 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 2,261 2,013 -10.97 151 125 -17.22
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 1,564,718 1,593,898 1.86 95,354 106,106 11.28
2018-02-02 13F-HR Barnett & Company, Inc. 69,784 63,576 -8.90 4,253 4,232 -0.49
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 162,804 161,187 -0.99 9,919 10,730 8.18
2018-02-13 13F-HR MD SASS INVESTORS SERVICES INC 24,100 0 -100.00 1,469 0 -100.00
2018-03-01 N-Q Rivernorth Funds (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 44,500 14,400 -67.64 2,712 959 -64.64
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 7,616 6,825 -10.39 464 454 -2.16
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 39,330 38,389 -2.39 2,396 2,556 6.68
2018-02-09 13F-HR Arizona State Retirement System 56,080 3,733
2018-02-16 13F-HR Woodard & Co Asset Management Group Inc /adv 100 7
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 133,491 100,859 -24.45 8,134 6,714 -17.46
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 108,343 104,461 -3.58 6,602 6,954 5.33
2018-03-01 N-Q Eaton Vance Nextshares Trust Ii (see advisory)
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-12 13F-HR Quantbot Technologies LP 258 0 -100.00 15 0 -100.00
2018-02-14 13F-HR STATE STREET CORP 2,007,562 2,019,259 0.58 122,340 134,430 9.88
2018-02-06 13F-HR Daiwa Securities Group Inc. 4,100 4,100 0.00 250 273 9.20
2018-01-26 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-02-13 13F-HR Delpha Capital Management, Llc 792 53
2018-02-13 13F-HR Renaissance Technologies LLC 0 742,300 0 49,415
2017-11-08 13F-HR ICON ADVISERS INC/CO 13,500 0 -100.00 805 0 -100.00
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO 29,097 29,723 2.15 1,773 1,978 11.56
2018-02-02 13F-HR CI INVESTMENTS INC. 2,629,575 1,787,075 -32.04 160,246 118,966 -25.76
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 48,316 0 -100.00 2,880 0 -100.00
2017-11-17 N-Q Osi Etf Trust (see advisory)
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 91,125 0 -100.00 5,432 0 -100.00
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 29,722 29,916 0.65 1,979 1,863 -5.86
2018-03-14 N-Q Credit Suisse High Yield Bond Fund (see advisory)
2018-02-12 13F-HR Navellier & Associates Inc 36,334 30,807 -15.21 2,214 2,051 -7.36
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P Put 50,000 50,000 0.00 3,047 3,329 9.26
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-13 13F-HR BAHL & GAYNOR INC 19,170 24,917 29.98 1,168 1,659 42.04
2018-02-12 SC 13G/A VANGUARD GROUP INC 5,773,456 5,813,487 0.69
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 206 112 -45.63 13 7 -46.15
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-02-15 13F-HR Sws Partners 31,324 2,085
2018-04-18 13F-HR WealthTrust-Arizona, LLC 299 285 -4.68 20 18 -10.00
2017-10-26 N-Q Mfs Charter Income Trust (see advisory)
2018-02-06 13F-HR PAYDEN & RYGEL 188,000 188,000 0.00 11,457 12,515 9.23
2017-10-27 N-Q Putnam High Yield Fund (see advisory)
2018-01-30 13F-HR Gilman Hill Asset Management, LLC 74,420 74,623 0.27 4,535 4,968 9.55
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 302,485 0 20,136
2017-10-25 13F-HR FIRST QUADRANT L P/CA 198 0 -100.00 12 0 -100.00
2018-04-18 13F-HR Louisiana State Employees Retirement System 19,700 20,700 5.08 1,311 1,289 -1.68
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 7,500 7,300 -2.67 457 486 6.35
2018-04-03 13F-HR Washington Trust Bank 1,550 1,550 0.00 103 97 -5.83
2018-03-16 13F-HR Aurora Financial Advisors, Llc 11,999 798
2017-11-06 N-Q Greenspring Fund Inc (see advisory)
2017-11-08 13F-HR Edge Advisors, Llc 175 0 -100.00 10 0 -100.00
2018-02-27 N-Q Putnam Master Intermediate Income Trust (see advisory)
2018-04-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 12,345 12,020 -2.63 822 748 -9.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 0 57,200 0 3,808
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 8,600 13,500 56.98 524 899 71.56
2018-02-09 13F-HR Twin Tree Management, LP Call 28,600 1,904
2018-02-07 13F-HR Private Advisor Group, LLC 20,504 13,516 -34.08 1,256 893 -28.90
2018-02-14 13F-HR H PARTNERS MANAGEMENT, LLC 8,500,000 8,500,000 0.00 517,990 565,845 9.24
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 96 96 0.00 6 6 0.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 91,827 8,046 -91.24 5,596 536 -90.42
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-15 13F-HR JANE STREET GROUP, LLC 18,942 6,937 -63.38 1,154 462 -59.97
2018-02-14 13F-HR/A-1 Boston Partners 565,717 561,571 -0.73 34,475 37,384 8.44
2018-02-28 N-Q Ishares Trust (see advisory)
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 618,121 416,523 -32.61 37,668 27,728 -26.39
2018-02-14 13F-HR Nuveen Asset Management, LLC 319,045 251,498 -21.17 19,443 16,742 -13.89
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 3,112 0 207
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 10,014 9,052 -9.61 667 564 -15.44
2017-11-28 N-Q Mfs Variable Insurance Trust Ii (see advisory)
2018-01-24 13F-HR CAMBRIDGE TRUST CO 237,006 241,661 1.96 14,444 16,088 11.38
2018-02-02 13F-HR Aperio Group, LLC 15,907 17,463 9.78 969 1,163 20.02
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-02-01 13F-HR Engineers Gate Manager LP 0 101,700 0 6,770
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-02-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 90,874 90,874 0.00 5,538 6,049 9.23
2017-11-28 N-Q Columbia Funds Variable Insurance Trust (see advisory)
2018-02-05 13F-HR CORBYN INVESTMENT MANAGEMENT INC/MD 263,482 176,879 -32.87 16,057 11,775 -26.67
2017-11-17 13F-HR/A-1 Virtu Financial LLC 9,655 588
2018-02-07 13F-HR Swiss National Bank 122,200 123,900 1.39 7,447 8,248 10.76
2018-01-30 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 18,450 0 -100.00 1,124 0 -100.00
2018-02-08 13F-HR Retirement Systems of Alabama 99,151 100,756 1.62 6,042 6,707 11.01
2018-02-12 13F-HR CITIGROUP INC Call 5,000 0 -100.00 305 0 -100.00
2018-02-07 13F-HR RWC Asset Management LLP 125,000 75,000 -40.00 7,618 4,993 -34.46
2018-02-08 13F-HR Advisory Services Network, LLC 385 413 7.27 23 27 17.39
2018-02-12 13F-HR Atlantic Trust Group, LLC 458,054 3,891 -99.15 27,914 259 -99.07
2017-11-27 N-Q Federated Core Trust/pa (see advisory)
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 9 1
2018-02-15 13F-HR BB&T SECURITIES, LLC 39,259 40,300 2.65 2,392 2,682 12.12
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 64,500 0 -100.00 3,844 0 -100.00
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 0 3,203 0 213
2018-01-25 N-Q Federated High Yield Trust (see advisory)
2018-02-12 13F-HR BROWN ADVISORY INC 6,106 6,734 10.28 373 448 20.11
2018-03-12 SC 13D/A JAFFER REHAN 8,500,000 7,851,794 -7.63
2018-02-14 13F-HR Precept Management LLC 11,200 0 -100.00 683 0 -100.00
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP 284,486 0 -100.00 17,337 0 -100.00
2018-02-08 13F-HR Global X Management CO LLC 131,693 132,077 0.29 8,025 8,792 9.56
2018-02-14 13F-HR Utah Retirement Systems 12,300 12,300 0.00 750 818 9.07
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 2,900 2,800 -3.45 193 174 -9.84
2018-02-13 SC 13G/A Capital Research Global Investors 10,264,558 8,935,558 -12.95
2017-12-29 N-Q Nuveen Investment Trust V (see advisory)
2018-02-14 13F-HR Chescapmanager LLC 270,522 267,421 -1.15 16,486 17,802 7.98
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 26,300 3,300 -87.45 1,603 220 -86.28
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 3,532 235
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-14 13F-HR Vident Investment Advisory, LLC 8,029 14,359 78.84 489 956 95.50
2018-02-09 13F-HR SUNTRUST BANKS INC 43,490 43,608 0.27 2,650 2,902 9.51
2018-02-09 N-Q Nicholas Equity Income Fund, Inc. (see advisory)
2018-02-05 13F-HR Jackson Wealth Management, LLC 28,186 28,368 0.65 1,717 1,869 8.85
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 577 0 38
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-04-06 13F-HR Eqis Capital Management, Inc. 33,655 34,670 3.02 2,240 2,159 -3.62
2018-01-25 13F-HR FTB Advisors, Inc. 128 128 0.00 7 8 14.29
2017-11-13 13F-HR Employees Retirement System of Texas 15,000 0 -100.00 894 0 -100.00
2018-02-16 N-Q Managed Portfolio Series (see advisory)
2017-11-29 N-Q Aquila Funds Trust (see advisory)
2017-11-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 10,361 0 -100.00 618 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-09 13F-HR Lee Financial CORP 31,869 30,166 -5.34 1,942 2,008 3.40
2018-02-14 13F-HR STIFEL FINANCIAL CORP 39,732 45,904 15.53 2,409 3,065 27.23
2018-02-14 13F-HR Gotham Asset Management, LLC 0 139,433 0 9,282
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 53 0 -100.00 3 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC 109,560 40,793 -62.77 6,677 2,716 -59.32
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 2,510 167
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 328,104 331,267 0.96 19,995 22,052 10.29
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 930,267 1,070,195 15.04 56,683 71,242 25.68
2017-12-22 N-Q Blackrock Funds (see advisory)
2017-11-16 13F-HR Cetera Investment Advisers 5,276 0 -100.00 315 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 1,533,366 1,040,761 -32.13 93,443 69,283 -25.86
2018-02-07 13F-HR Brookstone Capital Management 5,700 5,439 -4.58 347 362 4.32
2018-02-06 13F-HR ING GROEP NV 9,746 7,558 -22.45 594 503 -15.32
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 24,127 0 1,606
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 596 0 40
2018-01-29 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 5,072 24,990 392.71 309 1,664 438.51
2018-02-13 13F-HR PITCAIRN CO 3,613 241
2018-01-25 13F-HR First Personal Financial Services 411 462 12.41 25 31 24.00
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 9,859 9,407 -4.58 601 627 4.33
2017-10-26 N-Q Mfs Series Trust Ii (see advisory)
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 0 0 0 0
2018-02-09 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 6,478 0 -100.00 395 0 -100.00
2018-02-14 13F-HR BlueCrest Capital Management Ltd 0 10,623 0 707
2018-02-14 13F-HR Meadow Creek Investment Management LLC 5,776 384
2018-01-30 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 113,399 113,723 0.29 6,911 7,571 9.55
2018-02-13 13F-HR Legal & General Group Plc 87,753 93,684 6.76 5,348 6,237 16.62
2018-04-09 13F-HR Aurora Investment Counsel 35,334 2,200
2017-11-14 13F-HR Cantab Capital Partners LLP 1,957 0 -100.00 117,000 0 -100.00
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 118,168 114,808 -2.84 7,203 7,642 6.09
2018-02-13 SC 13G/A WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 4,821,434 4,510,495 -6.45
2018-04-19 13F-HR Janney Montgomery Scott LLC 30,973 28,649 -7.50 2,062 1,784 -13.48
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 13,700 0 -100.00 835 0 -100.00
2017-11-14 13F-HR Proficio Capital Partners LLC 39 0 -100.00 2 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 7,900 0 -100.00 471 0 -100.00
2018-01-24 13F-HR Advisors Capital Management, LLC 369,133 363,681 -1.48 22,495 24,210 7.62
2017-11-14 13F-HR GLG Partners LP 16 0 -100.00 1 0 -100.00
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 176,651 11,827
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-21 N-Q Meeder Funds (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 98,000 0 -100.00 5,972 0 -100.00
2018-02-14 13F-HR DIAM Co., Ltd. 110,936 101,554 -8.46 6,754 6,799 0.67
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 11,918 404,853 3,296.99 726 26,951 3,612.26
2018-02-09 13F-HR Shell Asset Management Co 48,970 0 -100.00 1,684 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 480,848 485,581 0.98 29,303 32,326 10.32
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-02-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 20,000 0 -100.00 1,219 0 -100.00
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,154 1,511 30.94 70 101 44.29
2018-02-07 13F-HR LS Investment Advisors, LLC 6,015 4,936 -17.94 367 329 -10.35
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 18,385 16,466 -10.44 1,120 1,096 -2.14
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 206,565 0 -100.00 12,313 0 -100.00
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 52,672 52,056 -1.17 3,506 3,241 -7.56
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-02-13 13F-HR ASSETMARK, INC 441 1,548 251.02 27 103 281.48
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Call 19,400 1,182
2018-02-14 13F-HR BARCLAYS PLC 511 4,171 716.24 31 277 793.55
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 5,608 0 -100.00 342 0 -100.00
2018-02-28 N-Q Ivy Funds (see advisory)
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 450,000 0 -100.00 27,423 0 -100.00
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 57,285 57,285 0.00 3,491 3,813 9.22
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-02 13F-HR SMITHFIELD TRUST CO 320 21
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 135 2,130 1,477.78 8 142 1,675.00
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 27,897 16,538 -40.72 1,700,043 1,100,935 -35.24
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 22 0 -100.00 1 0 -100.00
2018-01-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 9,168 9,187 0.21 559 612 9.48
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 118 118 0.00 7 8 14.29
2018-02-14 13F-HR Flinton Capital Management LLC 12,274 817
2018-02-14 13F-HR GUARDIAN CAPITAL LP 229,677 227,672 -0.87 13,997 15,156 8.28
2018-02-07 13F-HR FFCM LLC 2,518 1,448 -42.49 151 96 -36.42
2018-04-13 13F-HR North Star Investment Management Corp. 5,662 6,271 10.76 377 390 3.45
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-14 13F-HR TLP GROUP LLC 0 68 0 5
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 19,502 20,316 4.17 1,188 1,352 13.80
2018-02-14 13F-HR TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. 57,926 57,926 0.00 3,530 3,856 9.24
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 104,663 101,483 -3.04 6,378 6,756 5.93
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Put 2,200 134
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 565 0 -100.00 34 0 -100.00
2017-11-28 N-Q Wells Fargo Variable Trust (see advisory)
2018-02-14 13F-HR Invesco Ltd. 852,011 971,704 14.05 51,921 64,686 24.59
2018-02-12 13F-HR Global Endowment Management, LP 20,860 13,260 -36.43 1,271 883 -30.53
2018-02-09 13F-HR Twin Tree Management, LP Put 5,700 379
2017-11-22 N-Q Ssga Master Trust (see advisory)
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 0 6,907 0 460
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 4,200 0 -100.00 250 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 184,600 44,200 -76.06 11,250 2,942 -73.85
2018-02-14 13F-HR Voya Investment Management LLC 27,445 25,969 -5.38 1,672 1,729 3.41
2018-01-17 13F-HR Cutler Group LP Put 2,900 600 -79.31 1 1 0.00
2018-02-14 13F-HR CRAMER ROSENTHAL MCGLYNN LLC 1,140,554 1,041,370 -8.70 69,505 69,324 -0.26
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-02-10 13F-HR Redwood Investment Management, Llc 73,229 4,875
2018-02-07 13F-HR KBC Group NV 50,000 3,329
2018-04-04 13F-HR CENTRAL TRUST Co 300 300 0.00 20 19 -5.00
2018-02-06 13F-HR Glenview Trust Co 3,483 3,483 0.00 212 232 9.43
2018-02-14 13F-HR AHL Partners LLP 75,323 319,397 324.04 4,590 21,262 363.22
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 3,230 3,230 0.00 197 215 9.14
2018-04-16 13F-HR Westside Investment Management, Inc. 64 0 -100.00 4,225 0 -100.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 23,325 1,553
2018-02-22 13F-HR Elkfork Partners LLC 10,108 673
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-02-14 13F-HR TEACHERS ADVISORS INC 74,258 75,132 1.18 4,525 5,002 10.54
2018-02-07 13F-HR Alley Co LLC 81,159 81,349 0.23 4,946 5,415 9.48
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 11,609 11,381 -1.96 707 758 7.21
2018-02-08 13F-HR TORONTO DOMINION BANK 5,634 5,561 -1.30 344 370 7.56
2018-02-08 13F-HR Trexquant Investment LP 0 13,034 0 868
2018-02-28 N-Q Marsico Investment Fund (see advisory)
2018-02-13 13F-HR AMALGAMATED BANK 13,501 13,939 3.24 823 928 12.76
2018-01-29 13F-HR FINANCIAL CONSULATE, INC 4,456 0 -100.00 272 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 618,826 606,812 -1.94 37,711 40,395 7.12
2017-11-28 N-Q Fidelity School Street Trust (see advisory)
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 468,004 506,123 8.15 28,521 33,693 18.13
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 26,334 23,176 -11.99 1,605 1,543 -3.86
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 305,618 341,895 11.87 18,624 22,760 22.21
2018-02-14 13F-HR Neuberger Berman Group LLC 0 30,192 0 2,010
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 19,700 1,311
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 45 31 -31.11 4 1 -75.00
2018-04-11 13F-HR First Capital Advisors Group, LLC. 109 7
2018-02-14 13F-HR Walleye Trading LLC Put 1,600 6,300 293.75 98 420 328.57
2018-02-14 13F-HR SCOUT INVESTMENTS, INC. 250,796 260,042 3.69 15,284 17,311 13.26
2017-12-20 N-Q Mfs Series Trust Iii (see advisory)
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,637 4,003 51.80 161 266 65.22
2018-02-14 13F-HR Melvin Capital Management LP Put 200,000 0 -100.00 12,188 0 -100.00
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2018-02-14 13F-HR Pacer Advisors, Inc. 13,317 18,394 38.12 812 1,224 50.74
2018-02-13 13F-HR Allianz Asset Management AG 479,165 95,540 -80.06 29,200 6,360 -78.22
2018-02-28 N-Q Transparent Value Trust (see advisory)
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-01-17 13F-HR Cutler Group LP 1,939 0 -100.00 118 0 -100.00
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 2,490,822 2,569,489 3.16 151,791 171,052 12.69
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 137 8
2017-11-27 N-Q Federated Insurance Series (see advisory)
2018-03-07 13F-HR Private Capital Group, Llc 1,155 113
2018-02-14 13F-HR Atlantic Trust, LLC 185 0 -100.00 11 0 -100.00
2017-11-21 N-Q William Blair Funds (see advisory)
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 8,000 42,200 427.50 488 2,809 475.61
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 9,200 0 -100.00 561 0 -100.00
2017-11-14 13F-HR CASTLEARK MANAGEMENT LLC 64,390 0 -100.00 3,838 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 0 20,671 0 1,260
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 248,014 236,569 -4.61 15,115 15,748 4.19
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 45,300 0 -100.00 2,700 0 -100.00
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,380 1,380 0.00 84 92 9.52
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 5,963 24,811 316.08 363 1,652 355.10
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 95,445 0 -100.00 5,816 0 -100.00
2018-02-14 13F-HR Holocene Advisors, Lp 12,591 838
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 88,710 0 -100.00 5,288 0 -100.00
2018-02-09 13F-HR WEDBUSH SECURITIES INC 3,386 225
2018-02-14 13F-HR DEUTSCHE BANK AG\ 148,007 503,628 240.27 9,017 33,523 271.78
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 15,600 1,038
2018-01-23 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 17,269 73,080 323.19 1,052 4,865 362.45
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2017-11-29 N-Q Crm Mutual Fund Trust (see advisory)
2018-02-26 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,727,667 1,415,361 -18.08 105,285 94,221 -10.51
2018-02-01 13F-HR Private Wealth Partners, LLC 6,000 6,000 0.00 366 399 9.02
2017-11-29 N-Q Alger Portfolios (see advisory)
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 369,494 364,527 -1.34 24,597 22,695 -7.73
2018-02-13 13F-HR CARDINAL CAPITAL MANAGEMENT LLC /CT 771,965 772,958 0.13 47,044 51,456 9.38
2018-01-31 13F-HR Mutual of America Capital Management LLC 65,347 62,834 -3.85 3,982 4,183 5.05
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 67 4
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 17,015 0 -100.00 1,014 0 -100.00
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 35 0 2
2018-04-16 13F-HR Ledyard National Bank 146 146 0.00 10 9 -10.00
2018-02-09 13F-HR Trustcore Financial Services, Llc 361 24
2017-11-13 13F-HR Quantitative Investment Management, LLC 26,000 0 -100.00 1,549 0 -100.00
2018-01-23 13F-HR Summit X, Llc 5,985 6,245 4.34 365 415 13.70
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 10,400 0 -100.00 634 0 -100.00
2018-02-01 13F-HR Clear Perspective Advisors, LLC 0 700 0 47
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 48,310 49,970 3.44 2,944 3,327 13.01
2018-02-01 13F-HR Parametrica Management Ltd 0 6,051 0 403
2018-02-14 13F-HR LPL Financial LLC 11,159 12,097 8.41 680 805 18.38
2018-04-17 13F-HR FORTE CAPITAL LLC /ADV 11,705 11,680 -0.21 779 727 -6.68
2017-11-29 N-Q Janus Aspen Series (see advisory)
2018-02-14 13F-HR MENTA CAPITAL LLC 19,426 4,095 -78.92 1,184 273 -76.94
2018-02-27 N-Q Federated High Income Bond Fund Inc (see advisory)
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 205,018 209,977 2.42 12,494 13,979 11.89
2018-01-29 N-Q Invesco High Income Trust Ii (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-20 N-Q Mercer Funds (see advisory)
2018-02-14 13F-HR QS Investors, LLC 0 23,910 0 1,592
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 0 579 0 39
2017-10-26 N-Q Mfs Intermediate High Income Fund (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 598 78 -86.96 39 4 -89.74
2018-01-31 13F-HR GILDER GAGNON HOWE & CO LLC 53,005 71,345 34.60 3,230 4,749 47.03
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 3,977 265
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 17,200 0 -100.00 1,025 0 -100.00
2017-11-08 13F-HR Willingdon Wealth Management 29,317 0 -100.00 1,748 0 -100.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 8,013 9,883 23.34 533 615 15.38
2017-11-09 13F-HR/A-1 JACOBS LEVY EQUITY MANAGEMENT, INC 24,320 0 -100.00 1,447 0 -100.00
2017-10-30 N-Q Trust For Professional Managers (see advisory)
2018-02-09 13F-HR Waratah Capital Advisors Ltd. 293,440 0 -100.00 17,882 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,882 7,893 0.14 480 525 9.38
2018-02-14 13F-HR Neuburgh Advisers LLC 7,942 529
2017-12-12 N-Q Investment House Funds (see advisory)
2017-11-13 13F-HR Waterfront Capital Partners, LLC 222,000 0 -100.00 13,233 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 164,297 160,366 -2.39 10,012 10,676 6.63
2018-02-08 13F-HR SEI INVESTMENTS CO 3,044 3,447 13.24 185 230 24.32
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 6,295 419
2018-01-22 N-Q Blackrock Ltd Duration Income Trust (see advisory)
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 236,200 157,000 -33.53 14,394 10,451 -27.39
2017-11-28 N-Q Variable Insurance Products Fund V (see advisory)
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 34 0 -100.00 2 0 -100.00
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 33,006 32,983 -0.07 2,011 2,196 9.20
2018-03-28 13F-HR Chicago Partners Investment Group LLC 65 0 -100.00 4 0 -100.00
2018-03-12 13F-HR/A-1 HENDERSON GROUP PLC 3,742,195 3,529,176 -5.69 228,049 234,937 3.02
2018-02-12 13F-HR GUYASUTA INVESTMENT ADVISORS INC 9,005 9,005 0.00 549 599 9.11
2018-02-12 13F-HR Quadrature Capital LTD 0 5,998 0 399
2018-02-07 13F-HR OPPENHEIMER & CO INC 0 4,023 0 268
2018-02-12 13F-HR Pacad Investment Ltd. 0 300 0 20
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 13,070 13,589 3.97 796 905 13.69
2017-11-13 13F-HR Marshall Wace North America L.P. 15,687 0 -100.00 941 0 -100.00
2018-02-14 13F-HR A.R. Schmeidler & Co., Inc. 15,598 14,398 -7.69 951 958 0.74
2018-02-27 N-Q Doubleline Funds Trust (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 30,270 29,920 -1.16 2,015 1,895 -5.96
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 119 158 32.77 6 9 50.00
2018-02-05 13F-HR Advantus Capital Management Inc 9,597 639
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 193 193 0.00 12 13 8.33
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 19,472 20,191 3.69 1,296 1,257 -3.01
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 136 0 -100.00 8 0 -100.00
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-11-22 N-Q Litman Gregory Funds Trust (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2017-11-22 N-Q Clearwater Investment Trust (see advisory)
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 19,535 0 -100.00 1,164 0 -100.00
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 288,338 334,259 15.93 17,571 22,252 26.64
2017-11-14 13F-HR Pacific Grove Capital LP 64,000 0 -100.00 3,815 0 -100.00
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 149,829 152,759 1.96 9,130 10,170 11.39
2018-02-14 13F-HR CARLSON CAPITAL L P 115,000 0 -100.00 7,008 0 -100.00
2018-02-09 13F-HR Bank of New York Mellon Corp 1,411,729 1,424,909 0.93 86,030 94,855 10.26
2018-02-14 13F-HR Summit Trail Advisors, Llc 346 24
2018-02-14 13F-HR PRUDENTIAL PLC 188,669 166,903 -11.54 11,497 11,111 -3.36
2018-02-14 13F-HR Sciencast Management LP 0 6,219 0 425
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 155 10
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 7,932 0 -100.00 473 0 -100.00
2018-02-06 13F-HR M&T BANK CORP 5,892 7,204 22.27 358 480 34.08
2017-10-30 N-Q Oppenheimer Global High Yield Fund (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 484,609 422,730 -12.77 29,532 28,141 -4.71
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-02-13 13F-HR MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 125,025 127,598 2.06 7,618 8,494,180 111,401.44
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 10,366 10,205 -1.55 632 679 7.44
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 72,872 45,662 -37.34 4,441 3,040 -31.55
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 1,119 0 -100.00 67 0 -100.00
2018-01-31 13F-HR INVESTMENT HOUSE LLC 120,400 120,375 -0.02 7,337 8,013 9.21
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 24,070 1,602

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( SIX / Six Flags Entertainment Corp ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 83001A102