SecuritySGDM / Sprott Gold Miners ETF (00162Q643)
Institutional Owners38
Institutional Shares1,141,739
Institutional Value$ 22,164,000 USD

Institutional Stock Ownership and Shareholders()

SGDM / Sprott Gold Miners ETF Institutional Ownership

Sprott Gold Miners ETF (NYSE:SGDM) has 38 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,141,739 shares. Largest shareholders include Wells Fargo & Company/mn, Raymond James Financial Services Advisors, Inc., Highland Capital Management Lp, Royal Bank Of Canada, Raymond James & Associates, UBS Group AG, Jane Street Group, Llc, Morgan Stanley, Scotia Capital Inc., and Ladenburg Thalmann Financial Services Inc.
Sprott Gold Miners ETF (NYSE:SGDM) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-30 13F-HR/A Virtu Financial LLC 32,201 0 -100.00 631 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 15,030 13,536 -9.94 295 261 -11.53
2018-07-30 13F-HR Ballew Advisors, Inc 20,000 0 -100.00 392 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 0 3,825 0 74
2018-08-14 13F-HR Virtue Capital Management, Llc 75 0 -100.00 1 0 -100.00
2018-08-14 13F-HR Jacobi Capital Management LLC 2,012 2,012 0.00 40 39 -2.50
2018-07-13 13F-HR Portfolio Solutions, LLC 447 0 -100.00 9 0 -100.00
2018-08-06 13F-HR Tradewinds Capital Management, LLC 95 95 0.00 2 2 0.00
2018-08-14 13F-HR Centaurus Financial, Inc. 500 10
2018-08-14 13F-HR STIFEL FINANCIAL CORP 26,200 24,925 -4.87 518 481 -7.14
2018-08-06 13F-HR Sloane Robinson LLP 39,242 39,242 0.00 863 900 4.29
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 600 600 0.00 12 12 0.00
2018-07-17 13F-HR Edge Wealth Management LLC 500 500 0.00 10 10 0.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 43,767 43,767 0.00 858 858 0.00
2018-07-18 13F-HR Prospera Financial Services 15,570 0 -100.00 303 0 -100.00
2018-08-14 13F-HR Cetera Advisor Networks LLC 18,990 18,878 -0.59 373 363 -2.68
2018-08-14 13F-HR UBS Group AG 79,412 69,613 -12.34 1,558 1,341 -13.93
2018-08-15 13F-HR JANE STREET GROUP, LLC 27,326 68,196 149.56 536 1,313 144.96
2018-07-31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 400 400 0.00 8 8 0.00
2018-08-08 13F-HR USCA RIA LLC 28,500 25,000 -12.28 559 482 -13.77
2018-04-16 13F-HR National Planning Corp 58 0 -100.00 1,201 0 -100.00
2018-08-13 13F-HR Advisor Group, Inc. 820 820 0.00 16 16 0.00
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 16,366 13,379 -18.25 342 262 -23.39
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 87 0 2
2018-05-11 13F-HR CITIGROUP INC 4,000 4,000 0.00 83 78 -6.02
2018-08-14 13F-HR MORGAN STANLEY 57,308 56,955 -0.62 1,123 1,097 -2.32
2018-08-13 13F-HR WEALTHSOURCE PARTNERS, LLC 33,723 34,460 2.19 661 664 0.45
2018-08-14 13F-HR LPL Financial LLC 36,719 40,941 11.50 720 789 9.58
2018-08-03 13F-HR SEI INVESTMENTS CO 144 144 0.00 3 3 0.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 161,188 160,933 -0.16 3,161 3,100 -1.93
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-08-07 13F-HR IFP Advisors, Inc 1,555 2,055 32.15 30 40 33.33
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 22,026 19,771 -10.24 432 380 -12.04
2017-01-13 13F-HR MetLife Securities, Inc 2,286 43
2018-08-14 13F-HR ROYAL BANK OF CANADA 86,863 84,861 -2.30 1,703 1,634 -4.05
2018-08-13 13F-HR SCOTIA CAPITAL INC. 51,270 51,270 0.00 1,005 1,005 0.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 144,400 150,642 4.32 2,832 2,901 2.44
2018-08-13 13F-HR Empirical Financial Services, LLC 13,078 0 -100.00 9 0 -100.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 500 500 0.00 10 10 0.00
2018-08-14 13F-HR BARCLAYS PLC 792 792 0.00 16 15 -6.25
2017-08-18 13F-HR WFG Advisors, LP 401 401 0.00 8 8 0.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 76,660 79,681 3.94 1,503 1,535 2.13
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 10,852 0 -100.00 213 0 -100.00
2018-07-27 13F-HR Advisory Services Network, LLC 16,084 15,171 -5.68 315 281 -10.79
2018-08-10 13F-HR CITIGROUP INC 4,000 4,000 0.00 78 77 -1.28
2018-08-13 13F-HR IHT Wealth Management, LLC 1,840 0 -100.00 37 0 -100.00
2018-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 105,000 2,022
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 2,300 2,500 8.70 45 48 6.67

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CUSIP: 00162Q643