SecuritySGDJ / Sprott Junior Gold Miners ETF (00162Q585)
Institutional Owners20
Institutional Shares2,879,564
Institutional Value$ 98,777,000 USD

Institutional Stock Ownership and Shareholders

Sprott Junior Gold Miners ETF (NYSE:SGDJ) has 20 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 2,879,564 shares. Largest shareholders include Credit Suisse Ag/, UBS Group AG, Citigroup Inc, Scotia Capital Inc., Virtu Financial LLC, Jane Street Group, Llc, Prospera Financial Services, Ladenburg Thalmann Financial Services Inc, LPL Financial LLC, and Lincoln National Corp.

Sprott Junior Gold Miners ETF (NYSE:SGDJ) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 266 266 0.00 9 9 0.00
2018-02-14 13F-HR Advisor Group, Inc. 1,100 1,100 0.00 39 37 -5.13
2018-02-14 13F-HR ROYAL BANK OF CANADA 0 6,687 0 225
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,672 0 -100.00 341 0 -100.00
2018-02-14 13F-HR CREDIT SUISSE AG/ 700,000 1,400,000 100.00 24,654 47,040 90.80
2018-02-14 13F-HR BARCLAYS PLC 560 560 0.00 20 19 -5.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 830 2,398 188.92 30 80 166.67
2018-02-12 13F-HR CITIGROUP INC 600,000 600,000 0.00 21,132 20,160 -4.60
2018-01-23 13F-HR Prospera Financial Services 14,330 14,085 -1.71 516 479 -7.17
2018-02-13 13F-HR LINCOLN NATIONAL CORP 10,400 349
2017-10-17 13F-HR Creative Planning 350 0 -100.00 12 0 -100.00
2018-01-30 13F-HR Ballew Advisors, Inc 10,000 336
2018-02-09 13F-HR Virtu Financial LLC 9,963 26,081 161.78 351 876 149.57
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 13,798 13,617 -1.31 486 458 -5.76
2017-11-08 13F-HR FIRST INTERSTATE BANK 241 0 -100.00 8 0 -100.00
2018-02-14 13F-HR LPL Financial LLC 10,902 13,522 24.03 384 454 18.23
2018-02-08 13F-HR First Allied Advisory Services, Inc. 5,857 5,275 -9.94 203 181 -10.84
2018-02-13 13F-HR SCOTIA CAPITAL INC. 33,625 33,625 0.00 1,184 1,130 -4.56
2018-02-14 13F-HR UBS Group AG 720,731 720,000 -0.10 25,385 24,192 -4.70
2018-01-18 13F-HR REGIONS FINANCIAL CORP 500 17
2018-02-15 13F-HR JANE STREET GROUP, LLC 85,918 21,088 -75.46 3,026 709 -76.57
2018-01-24 13F-HR IFP Advisors, Inc 300 300 0.00 11 10 -9.09
2018-02-14 13F-HR National Planning Corp 22,100 60 -99.73 778 2,016 159.13
CUSIP: 00162Q585