SecuritySFL / Ship Finance International Limited (G81075106)
Institutional Owners206 (28 N-Q Owners)
Institutional Shares88,681,414 (ex. N-Q)
Institutional Value$ 1,102,152,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Ship Finance International Limited (NYSE:SFL) has 206 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 88,681,414 shares. Largest shareholders include Hemen Holding Ltd, Frontline Ltd /, Deutsche Bank Ag\, Northern Trust Corp, Bank of New York Mellon Corp, BlackRock Inc., Dimensional Fund Advisors Lp, Vanguard Group Inc, State Street Corp, and Numeric Investors Llc.

Ship Finance International Limited (NYSE:SFL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-10 13F-HR Atlanta Capital Group 11,777 0 -100.00 183 0 -100.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 33,628 521
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 83,562 84,177 0.74 1,212 1,304 7.59
2018-02-01 13F-HR Parametrica Management Ltd 21,700 41,446 91.00 315 642 103.81
2018-01-31 13F-HR Front Row Advisors Llc 500 8
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 0 2,000 0 31
2017-10-27 N-Q Etf Series Solutions (see advisory)
2018-02-07 13F-HR Penserra Capital Management LLC 828 0 -100.00 12 0 -100.00
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 296 1,148 287.84 4 18 350.00
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 15,088 14,008 -7.16 218,776 217,110 -0.76
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 194,040 674,946 247.84 2,814 10,462 271.78
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 62,100 25,400 -59.10 900 394 -56.22
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 433 444 2.54 7 6 -14.29
2018-02-13 13F-HR Legal & General Group Plc 22,412 29,812 33.02 325 463 42.46
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 10,010 0 -100.00 136 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Put 4,400 8,900 102.27 64 138 115.63
2018-02-15 13F-HR Sterling Capital Management LLC 68,438 68,438 0.00 992 1,061 6.96
2018-02-14 13F-HR BARCLAYS PLC Put 900 2,300 155.56 13 36 176.92
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 9,198 0 143
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 732,275 723,043 -1.26 10,618 11,207 5.55
2018-04-23 13F-HR DENALI ADVISORS LLC 144 144 0.00 2 2 0.00
2018-02-06 13F-HR ALBERT D MASON INC 61,795 62,570 1.25 896 970 8.26
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 36,302 0 -100.00 526 0 -100.00
2018-02-08 13F-HR Trexquant Investment LP 51,123 0 -100.00 741 0 -100.00
2018-02-14 13F-HR LUCUS ADVISORS LLC 23,986 22,353 -6.81 348 346 -0.57
2018-02-09 13F-HR Bank of New York Mellon Corp 2,589,524 2,934,824 13.33 37,548 45,490 21.15
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 6,319 18,260 188.97 91,626 283,030 208.90
2018-04-04 13F-HR DAVENPORT & Co LLC 10,060 10,060 0.00 155,927 143,855 -7.74
2018-01-24 13F-HR IFP Advisors, Inc 3,383 2,475 -26.84 49 38 -22.45
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 4,721 0 73
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-01-24 13F-HR HOWE & RUSLING INC 160 160 0.00 2 2 0.00
2018-02-15 13F-HR BB&T SECURITIES, LLC 11,900 10,971 -7.81 172 170 -1.16
2018-02-14 13F-HR Jefferies Group LLC 107 22,431 20,863.55 2 348 17,300.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 106,764 106,764 0.00 1,548 1,655 6.91
2018-04-17 13F-HR Calton & Associates, Inc. 500 0 -100.00 7 0 -100.00
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 67,491 30,686 -54.53 979 476 -51.38
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,958 3,636 85.70 28 56 100.00
2018-02-02 13F-HR Aperio Group, LLC 19,595 16,286 -16.89 284 252 -11.27
2018-04-16 13F-HR NWAM LLC 31,342 31,177 -0.53 486 446 -8.23
2018-02-13 13F-HR Highlander Capital Management, LLC 190 140 -26.32 3 2 -33.33
2018-02-01 13F-HR Engineers Gate Manager LP 0 23,520 0 365
2017-11-14 13F-HR Walleye Trading LLC Put 4,400 1,800 -59.09 60 26 -56.67
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 53,360 37,510 -29.70 774 582 -24.81
2018-02-13 13F-HR ASSETMARK, INC 216 5,392 2,396.30 3 84 2,700.00
2018-04-16 13F-HR LVM CAPITAL MANAGEMENT LTD/MI 161,550 161,150 -0.25 2,504 2,304 -7.99
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 2,000 625 -68.75 29 10 -65.52
2018-02-13 13F-HR Financial Gravity Companies, Inc. 224 3
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 6,200 6,200 0.00 96 89 -7.29
2018-02-14 13F-HR BARCLAYS PLC 8,136 34,882 328.74 117 541 362.39
2018-02-14 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 138,700 138,700 0.00 2,011 2,150 6.91
2018-02-12 13F-HR CITIGROUP INC Call 9,000 600 -93.33 131 9 -93.13
2018-02-14 13F-HR BlueCrest Capital Management Ltd 17,272 17,848 3.33 250 277 10.80
2018-02-13 13F-HR Renaissance Technologies LLC 92,132 464,915 404.62 1,336 7,206 439.37
2018-02-14 13F-HR American National Registered Investment Advisor, Inc. 15,380 15,380 0.00 223 238 6.73
2018-01-31 13F-HR LSV ASSET MANAGEMENT 257,200 257,200 0.00 3,729 3,986 6.89
2018-02-13 13F-HR Allianz Asset Management AG 70,376 68,049 -3.31 1,020 1,055 3.43
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 25,000 87,200 248.80 363 1,352 272.45
2018-03-01 N-Q Eaton Vance Nextshares Trust Ii (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 75,000 75,000 0.00 1,088 1,163 6.89
2018-02-14 13F-HR CARLSON CAPITAL L P 200,000 0 -100.00 2,900 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 74,574 63,659 -14.64 1,081 987 -8.70
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 42,764 42,764 0.00 620 663 6.94
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 292 0 -100.00 4 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 449,200 125,400 -72.08 6,513 1,944 -70.15
2018-02-12 13F-HR Krasney Financial LLC 74,372 75,014 0.86 1,079 1,163 7.78
2018-01-17 13F-HR Cutler Group LP 0 11,157 0 172
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 10,170 10,170 0.00 147 158 7.48
2017-11-14 13F-HR BARCLAYS PLC Call 11,200 0 -100.00 152 0 -100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 45,198 45,663 1.03 656 708 7.93
2018-02-14 13F-HR NUMERIC INVESTORS LLC 802,500 1,115,400 38.99 11,636 17,289 48.58
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 200 2
2018-04-19 13F-HR Endurance Wealth Management, Inc. 1,200 1,200 0.00 19 17 -10.53
2018-02-15 13F-HR Metlife Investment Advisors, Llc 28,428 441
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 202,400 124,800 -38.34 2,935 1,934 -34.11
2018-04-06 13F-HR KEMPNER CAPITAL MANAGEMENT INC. 10,300 10,300 0.00 160 147 -8.12
2018-01-25 13F-HR FTB Advisors, Inc. 210 210 0.00 3 3 0.00
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 29,725 42,652 43.49 431 661 53.36
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 36,187 0 -100.00 525 0 -100.00
2018-01-17 13F-HR Cutler Group LP Put 13,800 9,500 -31.16 17 11 -35.29
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 2,114,076 2,133,999 0.94 30,654 33,078 7.91
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 69,340 62,500 -9.86 1,075 894 -16.84
2018-01-30 13F-HR BESSEMER GROUP INC 3,100 3,100 0.00 45 48 6.67
2018-02-14 13F-HR PDT Partners, LLC 0 14,500 0 225
2018-02-09 13F-HR AFAM CAPITAL, INC. 218,729 220,945 1.01 3,172 3,425 7.98
2018-02-12 13F-HR Pacad Investment Ltd. 19,300 22,200 15.03 280 344 22.86
2017-11-28 N-Q Tri-continental Corp (see advisory)
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 36,800 0 -100.00 534 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 121,616 125,068 2.84 1,763 1,938 9.93
2018-01-24 13F-HR SG Americas Securities, LLC 12,891 19,922 54.54 187 309 65.24
2018-01-24 13F-HR Advisors Capital Management, LLC 454,286 237,674 -47.68 6,587 3,684 -44.07
2018-02-14 13F-HR Invesco Ltd. 184,229 187,720 1.89 2,671 2,910 8.95
2018-02-06 13F-HR Cutler Capital Management, LLC 15,200 0 -100.00 220 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 88,300 2,600 -97.06 145 2 -98.62
2018-03-14 13F-HR Creative Financial Designs Inc /adv 2,400 36
2018-04-13 13F-HR North Star Investment Management Corp. 240 240 0.00 4 3 -25.00
2018-02-14 13F-HR Advisor Group, Inc. 13,037 18,922 45.14 190 294 54.74
2018-04-18 13F-HR Integral Derivatives, LLC Call 30,600 0 -100.00 474 0 -100.00
2018-02-14 13F-HR Gotham Asset Management, LLC 676,557 458,076 -32.29 9,810 7,100 -27.62
2018-02-01 13F-HR Clear Perspective Advisors, LLC 1,000 16
2018-02-12 13F-HR Hutchin Hill Capital, LP 108,300 59,000 -45.52 1,570 915 -41.72
2018-04-18 13F-HR Creative Planning 40,030 22,015 -45.00 620 315 -49.19
2018-02-13 13F-HR PARK CIRCLE Co 30,000 30,000 0.00 435 465 6.90
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-02-14 13F-HR UBS Group AG 80,167 81,432 1.58 1,163 1,262 8.51
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 13,637 12,071 -11.48 198 187 -5.56
2018-04-23 13F-HR Advisory Services Network, LLC 79,740 81,331 2.00 1,236 1,163 -5.91
2018-02-02 13F-HR US BANCORP \DE\ 115 2,115 1,739.13 2 33 1,550.00
2018-02-01 13F-HR Nationwide Fund Advisors 42,367 0 -100.00 614 0 -100.00
2018-03-05 13F-HR/A-1 NORGES BANK 114,243 114,243 0.00 1,697 1,771 4.36
2018-02-12 13F-HR Cipher Capital LP 304,234 296,324 -2.60 4,412 4,593 4.10
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-14 SC 13G DEUTSCHE BANK AG\ 5,608,568
2018-02-14 13F-HR Summit Trail Advisors, Llc 47 1
2018-02-14 13F-HR MORGAN STANLEY 591,749 638,938 7.97 8,580 9,902 15.41
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 10 10 0.00 0 0
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 197,883 199,229 0.68 2,869 3,088 7.63
2018-02-13 13F-HR Parallel Advisors, LLC 1,194 1,194 0.00 18 19 5.56
2018-02-08 13F-HR Global X Management CO LLC 659,971 0 -100.00 9,570 0 -100.00
2018-01-22 13F-HR Bowling Portfolio Management LLC 38,028 80,770 112.40 551 1,252 127.22
2018-02-13 13F-HR Oz Management LP Put 200,000 200,000 0.00 2,900 3,100 6.90
2018-02-12 13F-HR Aft, Forsyth & Company, Inc. 10,285 159
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 177,532 153,311 -13.64 2,574 2,376 -7.69
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 55,145 33,174 -39.84 800 514 -35.75
2018-02-08 13F-HR Cetera Advisor Networks LLC 11,501 10,525 -8.49 171 167 -2.34
2018-02-09 13F-HR BlackRock Inc. 2,720,467 2,724,493 0.15 39,448 42,229 7.05
2018-04-13 SC 13D/A HEMEN HOLDING LTD 26,992,070 26,992,070 0.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 644,400 114,200 -82.28 9,344 1,770 -81.06
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 157,340 152,181 -3.28 2,281 2,359 3.42
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 40,126 40,316 0.47 582 625 7.39
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 15,712 15,712 0.00 228 244 7.02
2018-02-14 13F-HR STATE STREET CORP 1,226,593 1,213,218 -1.09 17,781 18,807 5.77
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 489,200 548,200 12.06 7,093 8,497 19.79
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 695,992 649,040 -6.75 10,091 10,060 -0.31
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 30,700 55,600 81.11 445 862 93.71
2018-02-21 13F-HR Hanson McClain, Inc. 100 100 0.00 1 2 100.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 1,563 0 -100.00 21 0 -100.00
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 5,800 5,800 0.00 84 90 7.14
2017-11-06 13F-HR Spot Trading L.l.c. Put 40,300 58,400 44.91 548 847 54.56
2018-02-13 13F-HR Advisors Asset Management, Inc. 181,924 181,986 0.03 2,638 2,821 6.94
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 125,891 153,661 22.06 1,825 2,382 30.52
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 41,710 17,356 -58.39 605 269 -55.54
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-02-14 13F-HR MACQUARIE GROUP LTD 0 30,144 0 467
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 17,200 0 -100.00 234 0 -100.00
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 7,309 900 -87.69 106 14 -86.79
2018-04-05 13F-HR Edge Wealth Management LLC 2,386 0 -100.00 37 0 -100.00
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 41,785 0 -100.00 608 0 -100.00
2017-11-02 13F-HR DE BURLO GROUP INC 11,200 0 -100.00 152 0 -100.00
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 152,697 559,767 266.59 2,214 8,676 291.87
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 0 64,049 0 993
2018-02-12 13F-HR Quadrature Capital LTD 0 23,655 0 368
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-01-16 13F-HR Convergence Investment Partners, LLC 47,722 740
2017-11-09 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 31,295 0 -100.00 426 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 7,900 0 -100.00 115 0 -100.00
2018-02-13 13F-HR Invictus RG 1,580 0 -100.00 23 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 77 165 114.29 1 4 300.00
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 16,382 16,225 -0.96 238 251 5.46
2018-02-12 13F-HR CITIGROUP INC 13,021 34,417 164.32 189 533 182.01
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 450,259 373,059 -17.15 6,529 5,782 -11.44
2017-11-17 13F-HR Archford Capital Strategies, LLC 969 0 -100.00 11 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 287,771 299,488 4.07 4,173 4,643 11.26
2018-02-14 13F-HR ROYAL BANK OF CANADA 29,789 8,621 -71.06 432 134 -68.98
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 33,000 30,656 -7.10 449 445 -0.89
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 16,277 252
2018-02-14 13F-HR CUSHING ASSET MANAGEMENT, LP Put 75,000 0 -100.00 4 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 12,267 12,831 4.60 178 198 11.24
2018-02-12 13F-HR Atlantic Trust Group, LLC 12,135 9,800 -19.24 176 152 -13.64
2018-04-10 13F-HR Gradient Investments LLC 26 26 0.00 0 0
2018-02-14 13F-HR QS Investors, LLC 12,800 12,981 1.41 186 201 8.06
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 96,090 94,345 -1.82 1,393 1,462 4.95
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 25,000 0 -100.00 362 0 -100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 109,103 109,103 0.00 1,582 1,691 6.89
2018-02-15 13F-HR DOHENY ASSET MANAGEMENT /CA 393,584 393,584 0.00 5,707 6,101 6.90
2018-02-13 13F-HR Delpha Capital Management, Llc 100 2
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 356 256 -28.09 5 4 -20.00
2018-02-12 13F-HR Oak Grove Capital Llc 151,755 2,352
2018-04-23 13F-HR Financial Architects, Inc 500 500 0.00 8 7 -12.50
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 110,716 17,057 -84.59 1,605 264 -83.55
2018-02-06 13F-HR M&T BANK CORP 12,000 12,000 0.00 174 186 6.90
2018-02-06 13F-HR Motco 177 0 -100.00 3 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 29,395 29,395 0.00 426 456 7.04
2018-02-15 13F-HR JANE STREET GROUP, LLC 35,050 0 -100.00 508 0 -100.00
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 50 50 0.00 0 0
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 5,153 5,153 0.00 67 80 19.40
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 150,000 0 -100.00 2,175 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 65,663 0 1,017
2018-02-14 13F-HR NORTHERN TRUST CORP 3,327,598 3,310,190 -0.52 48,250 51,308 6.34
2018-02-08 13F-HR SEI INVESTMENTS CO 226 187 -17.26 3 3 0.00
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 288,066 4,465
2018-02-14 13F-HR STIFEL FINANCIAL CORP 10,989 14,060 27.95 160 219 36.88
2017-11-17 N-Q Osi Etf Trust (see advisory)
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 238,740 210,280 -11.92 3,462 3,259 -5.86
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 475 0
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 1,000 14
2018-01-29 N-Q Claymore Exchange-traded Fund Trust 2 (see advisory)
2018-02-14 13F-HR VANGUARD GROUP INC 1,828,546 1,799,480 -1.59 26,514 27,892 5.20
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 74,300 77,700 4.58 1,077 1,204 11.79
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 13,238 13,585 2.62 192 211 9.90
2018-04-04 13F-HR CENTRAL TRUST Co 294 294 0.00 5 4 -20.00
2018-02-12 13F-HR FMR LLC / Fidelity 15,007 15,007 0.00 218 233 6.88
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 18,500 17,528 -5.25 287 251 -12.54
2017-12-14 SC 13D/A FRONTLINE LTD / 28,092,070 26,992,070 -3.92
2018-02-14 13F-HR Magnetar Financial LLC 72,069 171,018 137.30 1,045 2,651 153.68
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 43,200 42,200 -2.31 670 610 -8.96
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 2,067 0 -100.00 30 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC Put 427,800 427,800 0.00 6,203 6,631 6.90
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 707,293 0 10,963
2018-02-13 13F-HR CWA Asset Management Group, LLC 12,380 142,789 1,053.38 180 2,213 1,129.44
2018-04-06 13F-HR Eqis Capital Management, Inc. 0 11,465 0 164
2018-02-06 13F-HR Russell Investments Group, Ltd. 24,978 330,485 1,223.10 362 5,205 1,337.85
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 166,100 193,400 16.44 2,408 2,998 24.50
2018-02-14 13F-HR Walleye Trading LLC Call 668,400 508,200 -23.97 9,692 7,877 -18.73
2017-11-28 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 64,800 98,753 52.40 940 1,531 62.87
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 15,380 15,380 0.00 238 220 -7.56
2017-11-29 N-Q Wildermuth Endowment Strategy Fund (see advisory)
2018-02-14 13F-HR AHL Partners LLP 174,857 138,010 -21.07 2,536 2,139 -15.65
2018-02-13 13F-HR Lombard Odier Asset Management (USA) Corp 73,427 1,138
2018-02-09 13F-HR CITADEL ADVISORS LLC 144,617 0 -100.00 2,097 0 -100.00
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 0 17,710 0 275
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Call 109,600 66,900 -38.96 1,491 970 -34.94
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 47,661 47,091 -1.20 691 730 5.64
2018-02-12 13F-HR Quantbot Technologies LP 0 5,464 0 84
2018-01-17 13F-HR Financial Strategy Network, LLC 13,550 0 -100.00 1 0 -100.00
2018-02-14 13F-HR LPL Financial LLC 17,610 16,883 -4.13 255 262 2.75
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 93,064 93,111 0.05 1,442 1,332 -7.63
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 16,095 16,961 5.38 250 243 -2.80
2018-02-09 13F-HR Virtu Financial LLC 25,039 0 -100.00 363 0 -100.00
2018-04-18 13F-HR WealthTrust-Arizona, LLC 2,500 2,500 0.00 39 36 -7.69
2018-04-18 13F-HR Sonora Investment Management, LLC 600 600 0.00 9,300 8,580 -7.74
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 784 136 -82.65 16 3 -81.25
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,401 5,284 -2.17 78 82 5.13
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 10,591 10,591 0.00 154 164 6.49
2018-02-13 13F-HR JP Morgan Chase & Co 82,416 230,779 180.02 1,196 3,578 199.16
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 90,380 0 1,401

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( SFL / Ship Finance International Limited ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: G81075106