Institutional and Fund Ownership

SecuritySFL / Ship Finance International Limited
Institutional Owners192
Institutional Shares91,248,850

Ship Finance International Limited (NYSE:SFL) has 192 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 91,248,850 shares. Major holders include Graham Capital Management, L.P., Frontline Ltd / , Vanguard Group Inc , BlackRock Inc. , and Bank of New York Mellon Corp .


Ship Finance International Limited (NYSE:SFL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-04-19 13F-HR Cutler Capital Management, LLC * 15,200 9,523 223 -97.66
2016-11-14 13F-HR Invictus RG * 1,385 0 -100.00 20 0 -100.00
2017-05-09 13F-HR KEYBANK NATIONAL ASSOCIATION/OH * 15,670 15,670 0.00 233 230 -1.29
2016-11-14 13F-HR SCOTIA CAPITAL INC. * 720,000 0 -100.00 758 0 -100.00
2016-11-15 13F-HR Verition Fund Management LLC * Put 30,000 0 -100.00 442 0
2017-05-01 13F-HR NWAM LLC * 0 20,858 0 307
2017-05-12 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM * 123,499 118,099 -4.37 1,834 1,736 -5.34
2017-05-24 13F-HR IBEX WEALTH ADVISORS * 565 0 -100.00 9 0 -100.00
2017-05-11 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM * 209,700 220,000 4.91 3,114 3,234 3.85
2017-04-28 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC * 2,970 0 -100.00 45 0 -100.00
2017-05-15 13F-HR PEAK6 Investments, L.P. * Put 600 9
2017-07-14 SC 13D/A FRONTLINE LTD / * 20,092,070 28,092,070 39.82
2017-05-12 13F-HR CITIGROUP INC * 14,210 209 1,089 421.05
2016-08-02 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ * 0.00 1,946 2,108 8.32
2017-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC * Call 50,000 735
2017-05-15 13F-HR BARCLAYS PLC * 1,184 6,988 490.20 17 102 500.00
2017-05-11 13F-HR PRINCIPAL FINANCIAL GROUP INC * 0 12,620 0 186
2017-05-15 13F-HR Point72 Asia (Hong Kong) Ltd * 1,354 0 -100.00 20 0 -100.00
2017-05-12 13F-HR NORTHERN TRUST CORP * 2,253,974 2,267,545 0.60 33,472 33,333 -0.42
2017-01-12 13F-HR Parametrica Management Ltd * 10,468 0 -100.00 154 0 -100.00
2017-05-09 13F-HR OXFORD ASSET MANAGEMENT * 0 102,903 0 1,513
2017-05-12 13F-HR VANGUARD GROUP INC * 3,431,930 3,139,805 -8.51 50,964 46,155 -9.44
2017-05-02 13F-HR FTB Advisors, Inc. * 210 210 0.00 3 3 0.00
2017-05-15 13F-HR HSBC HOLDINGS PLC * 14,474 0 -100.00 215 0 -100.00
2017-05-10 13F-HR GROUP ONE TRADING, L.P. * Put 88,300 1,298
2017-02-13 13F-HR Laurion Capital Management LP * Call 0 0
2017-02-14 13F-HR Arrowpoint Asset Management, LLC * 197 0 -100.00 3 0 -100.00
2017-01-13 13F-HR MetLife Securities, Inc * 13,953 13,511 -3.17 205 201 -1.95
2017-04-28 13F-HR WELLS FARGO & COMPANY/MN * 157,336 152,987 -2.76 2,337 2,249 -3.77
2017-05-11 13F-HR FMR LLC * 15,007 12,517 221 -98.23
2017-05-02 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM * 42,764 42,764 0.00 635 629 -0.94
2017-07-13 13F-HR BALDWIN BROTHERS INC/MA * 6,200 6,200 0.00 91 84 -7.69
2017-02-10 13F-HR BlackRock Fund Advisors * 1,517,554 1,803,066 18.81 22,354 26,776 19.78
2017-05-15 13F-HR Invesco Ltd. * 130,566 155,274 18.92 1,939 2,283 17.74
2017-05-02 13F-HR RHUMBLINE ADVISERS * 72,037 146,843 103.84 1,070 2,159 101.78
2017-05-15 13F-HR TWO SIGMA ADVISERS, LP * 26,900 21,500 -20.07 399 316 -20.80
2017-02-10 13F-HR BlackRock Group LTD * 2,545 2,545 0.00 37 38 2.70
2017-07-18 13F-HR/A DAVENPORT & Co LLC * 18,706 13,660 -26.98 277,796 185,774 -33.13
2017-05-15 13F-HR DEUTSCHE BANK AG\ * 440,161 32,069 6,469 -79.83
2017-07-14 13F-HR DENALI ADVISORS LLC * 100 100 0.00 1 1 0.00
2017-05-15 13F-HR NUMERIC INVESTORS LLC * 215,100 308,800 43.56 3,194 4,539 42.11
2017-07-19 13F-HR US BANCORP \DE\ * 2,149 2,699 25.59 32 37 15.63
2017-05-10 13F-HR SG Americas Securities, LLC * 12,930 0 -100.00 192 0 -100.00
2016-08-15 13F-HR ZACKS INVESTMENT MANAGEMENT * 58,560 0 -100.00 813 0 -100.00
2017-05-10 13F-HR M&T BANK CORP * 14,500 38 213 460.53
2017-02-13 13F-HR Bruderman Asset Management, LLC * 244 0 -100.00 4 0
2017-07-12 13F-HR Creative Planning * 48,489 659 42 -93.63
2016-08-15 13F-HR CSS LLC/IL * 0.00 5,653 1,371 -75.75
2017-05-15 13F-HR STATE STREET CORP * 1,043,709 1,184,359 13.48 15,499 17,413 12.35
2016-08-02 13F-HR Investors Capital Advisory Services * 61,244 54,380 -11.21 850 801 -5.76
2017-05-10 13F-HR AMERICAN INTERNATIONAL GROUP INC * 34,472 36,866 6.94 512 542 5.86
2017-07-18 13F-HR North Star Investment Management Corp. * 240 240 0.00 4 3 -25.00
2017-02-10 13F-HR BlackRock Advisors LLC * 21,441 23,911 11.52 316 355 12.34
2017-05-11 13F-HR OPPENHEIMER FUNDS INC * 147,410 147,410 0.00 2,189 2,167 -1.01
2016-11-04 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. * 7 0 -100.00 0 0
2017-05-05 13F-HR AMERIPRISE FINANCIAL INC * 10,307 14,457 40.26 153 212 38.56
2016-11-14 13F-HR WOLVERINE TRADING, LLC * Put 174,600 2,533
2017-05-12 13F-HR KOCH INDUSTRIES INC * 14,516 13,070 -9.96 216 192 -11.11
2017-07-20 13F-HR Sonora Investment Management, LLC * 200 600 200.00 2,940 8,160 177.55
2017-02-14 13F-HR Arete Wealth Advisors, LLC * 10,317 0 -100.00 152 0 -100.00
2016-11-14 13F-HR JANE STREET GROUP, LLC * 18,069 17,205 -4.78 266 253 -4.89
2016-11-09 13F-HR Tortoise Investment Management, LLC * 3,346 0 -100.00 49 0 -100.00
2017-07-12 13F-HR/A CLINTON GROUP INC * 26,110 18,810 -27.96 388 276,507 71,164.69
2017-05-12 13F-HR CITADEL ADVISORS LLC * 645,673 363,389 -43.72 9,588 5,342 -44.28
2017-05-12 13F-HR CITIGROUP INC * Put 800 12
2017-05-11 13F-HR ALLIANCEBERNSTEIN L.P. * 95,203 95,203 0.00 1,414 1,399 -1.06
2017-05-10 13F-HR Quantbot Technologies LP * 0 8,487 0 124
2017-07-14 13F-HR Eqis Capital Management, Inc. * 24,265 0 -100.00 357 0 -100.00
2017-04-19 13F-HR Feltz Wealth PLAN Inc. * 100 0 -100.00 1,474 0 -100.00
2017-05-03 13F-HR BNP PARIBAS ARBITRAGE, SA * 3,361 393 -88.31 49,911 5,777 -88.43
2017-05-15 13F-HR Hutchin Hill Capital, LP * 106,900 120,300 12.54 1,587 1,768 11.41
2017-05-15 13F-HR TWO SIGMA INVESTMENTS LLC * 288,949 31,008 -89.27 4,291 456 -89.37
2017-03-02 13F-HR/A NORGES BANK * 114,243 114,243 0.00 1,587 1,697 6.93
2016-11-14 13F-HR Graham Capital Management, L.P. * Put 0 0
2017-05-01 13F-HR Spot Trading L.L.C * Call 114,300 1,680
2017-07-21 13F-HR HUNTINGTON NATIONAL BANK * 0 50 0 0
2016-08-15 13F-HR CNH PARTNERS LLC * 0.00 41,406 44,573 7.65
2017-07-17 13F-HR Advisors Capital Management, LLC * 521,776 502,872 -3.62 7,670 6,839 -10.83
2017-05-10 13F-HR Timber Hill LLC * Call 85,000 1,250
2017-05-01 13F-HR Spot Trading L.L.C * Put 18,600 273
2016-11-14 13F-HR Texas Yale Capital Corp. * 13,000 0 -100.00 192 0 -100.00
2017-07-14 13F-HR LVM CAPITAL MANAGEMENT LTD/MI * 163,800 164,600 0.49 2,408 2,239 -7.02
2016-11-14 13F-HR JANE STREET GROUP, LLC * Call 12,000 177
2017-05-15 13F-HR SYNOVUS FINANCIAL CORP * 2,640 39
2016-08-12 13F-HR GROUP ONE TRADING, L.P. * 15,242 0 -100.00 212 0 -100.00
2017-05-12 13F-HR D.A. DAVIDSON & CO. * 500 500 0.00 7 7 0.00
2016-08-12 13F-HR Counsel Portfolio Services Inc. * 72,354 0 -100.00 1,005 0 -100.00
2017-04-27 13F-HR DUPONT CAPITAL MANAGEMENT Corp * 42,071 42,071 0.00 625 618 -1.12
2017-05-08 13F-HR NEXT Financial Group, Inc * 6,228 0 -100.00 92,000 0 -100.00
2017-02-10 13F-HR FEDERATED INVESTORS INC /PA/ * 237 0 -100.00 3 0 -100.00
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. * 572,433 581,548 1.59 8,432 8,636 2.42
2017-05-15 13F-HR LPL Financial LLC * 38,732 39,736 2.59 581 582 0.17
2017-05-10 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. * 17,700 0 -100.00 262 0 -100.00
2017-05-15 13F-HR Mount Lucas Management LP * 63,082 57,410 -8.99 937 844 -9.93
2017-02-10 13F-HR BlackRock Investment Management, LLC * 247,270 243,510 -1.52 3,642 3,616 -0.71
2017-02-10 13F-HR BlackRock Japan Co. Ltd * 12,590 12,590 0.00 185 187 1.08
2016-08-15 13F-HR NOMURA HOLDINGS INC * 0 0
2017-04-26 13F-HR Russell Investments Group, Ltd. * 39,638 53,474 34.91 587 786 33.90
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Put 77,200 1,135
2017-05-12 13F-HR FineMark National Bank & Trust * 400 0 -100.00 6 0 -100.00
2017-05-15 13F-HR MML INVESTORS SERVICES, LLC * 11,771 173
2017-05-04 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. * 100 0 -100.00 1 0 -100.00
2017-05-10 13F-HR HERNDON CAPITAL MANAGEMENT LLC * 443 471 6.32 7 7 0.00
2017-02-14 13F-HR Parallax Volatility Advisers, L.P. * 1,541 0 -100.00 23 0 -100.00
2016-10-31 13F-HR Spot Trading L.L.C * 66,270 0 -100.00 977 0 -100.00
2017-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC * 11,603 12,140 4.63 172 179 4.07
2017-02-14 13F-HR SIGNATUREFD, LLC * 43 0 -100.00 1 0 -100.00
2017-05-15 13F-HR Pacad Investment Ltd. * 12,500 17,900 43.20 186 263 41.40
2017-05-16 13F-HR Ranger International Management, LP * 3,500 3,500 0.00 52 51,450 98,842.31
2017-05-22 13F-HR/A MORGAN STANLEY * 714,275 145 10,500 7,141.38
2017-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP * 184 0 -100.00 3 0 -100.00
2017-05-15 13F-HR Compagnie Odier SCA * 5,800 5,800 0.00 86 85 -1.16
2017-05-01 13F-HR Geneva Advisors, LLC * 12,159 12,335 1.45 181 181 0.00
2017-05-09 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO * 2,392 3,123 30.56 36 46 27.78
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ * 95,406 95,314 -0.10 1,402 1,297 -7.49
2016-11-14 13F-HR TUDOR INVESTMENT CORP ET AL * 12,900 0 -100.00 190 0 -100.00
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Call 558,600 8,211
2017-05-10 13F-HR Cipher Capital LP * 489,654 282,768 -42.25 7,271 4,156 -42.84
2017-05-15 13F-HR Linden Advisors LP * 117,600 1,729
2017-05-05 13F-HR Engineers Gate Manager LP * 67,547 69,986 3.61 1,003 1,029 2.59
2017-05-02 13F-HR Sheaff Brock Investment Advisors, LLC * 11,211 10,311 -8.03 166 152 -8.43
2017-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE * 40,862 45,465 11.26 607 669 10.21
2017-02-13 13F-HR Zebra Capital Management LLC * 136,654 0 -100.00 2,013 0 -100.00
2017-05-12 13F-HR KCG HOLDINGS, INC. * 34,668 32,739 -5.56 515 481 -6.60
2017-05-02 13F-HR Advisors Asset Management, Inc. * 178,883 177,563 -0.74 2,635 2,610 -0.95
2017-05-01 13F-HR LSV ASSET MANAGEMENT * 199,700 173,800 -12.97 2,965 2,554 -13.86
2017-05-05 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC * 62,175 80,270 29.10 923 1,180 27.84
2017-01-30 13F-HR Community Bank, N.A. * 2,800 0 -100.00 41 0 -100.00
2017-04-28 13F-HR CANADA PENSION PLAN INVESTMENT BOARD * 15,110 15,110 0.00 224 222 -0.89
2017-07-12 13F-HR KEMPNER CAPITAL MANAGEMENT INC. * 10,300 10,300 0.00 151 140 -7.28
2017-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. * 57,450 9,600 -83.29 845 130 -84.62
2017-05-05 13F-HR Karp Capital Management Corp * 34,913 513
2016-11-14 13F-HR GRT CAPITAL PARTNERS L.L.C. * 20,072 0 -100.00 296 0 -100.00
2017-05-05 13F-HR SEI INVESTMENTS CO * 129 129 0.00 2 2 0.00
2017-05-15 13F-HR Integral Derivatives, LLC * Call 27,200 400
2017-07-18 13F-HR Aperio Group, LLC * 34,913 21,106 -39.55 513 287 -44.05
2017-05-12 13F-HR Renaissance Technologies LLC * 0 197,132 0 2,898
2017-05-02 13F-HR DekaBank Deutsche Girozentrale * 2,283 0 -100.00 33 0 -100.00
2017-05-15 13F-HR Allianz Asset Management AG * 628,355 568,862 -9.47 9,332 8,362 -10.39
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Put 127 12
2017-05-12 13F-HR Global X Management CO LLC * 595,605 596,889 0.22 8,845 8,774 -0.80
2017-01-23 13F-HR CenterStar Fund, LLC * Call 13
2017-06-21 13F-HR/A GEODE CAPITAL MANAGEMENT, LLC * 180,471 99,529 -44.85 2,679 1,463 -45.39
2017-05-18 13F-HR/A GOLDMAN SACHS GROUP INC * Call 0 0
2017-05-10 13F-HR STIFEL FINANCIAL CORP * 0 10,793 0 160
2017-05-15 13F-HR Advisor Group, Inc. * 17,442 20,395 16.93 259 300 15.83
2017-05-15 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC * 212,657 233,594 9.85 3,158 3,434 8.74
2017-07-17 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ * 69,700 69,700 0.00 1,025 948 -7.51
2017-02-13 13F-HR CREDIT AGRICOLE S A * 0 0
2017-05-09 13F-HR Penserra Capital Management LLC * 778 1,076 38.30 11 15 36.36
2016-08-15 13F-HR QS Investors, LLC * 84,800 128,700 51.77 1,178 1,897 61.04
2016-08-23 13F-HR/A WBI INVESTMENTS, INC. * 260,304 0 -100.00 4,313 0 -100.00
2016-10-26 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI * 800 0 -100.00 12 0 -100.00
2016-08-15 13F-HR Birch Grove Capital LP * 0.00 12,048 13,072 8.50
2016-11-01 13F-HR AMERICAN CENTURY COMPANIES INC * 58,825 0 -100.00 867 0 -100.00
2017-07-11 13F-HR Cutler Group LP * 1,241 1,784 43.76 18 24 33.33
2017-05-12 13F-HR Oz Management LP * Put 123,000 1,808
2017-05-12 13F-HR CITADEL ADVISORS LLC * Put 54,500 801
2016-11-14 13F-HR WOLVERINE TRADING, LLC * 700 0 -100.00 10,262 0
2017-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC * 444,200 444,200 0.00 6,596 6,530 -1.00
2016-11-01 13F-HR J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD * 60,000 0 -100.00 884 0 -100.00
2017-01-06 13F-HR Integrated Wealth Management * 5 0 -100.00 0 0
2017-05-12 13F-HR ALPS ADVISORS INC * 28,344 0 -100.00 421 0 -100.00
2017-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC * 68,008 66,299 -2.51 1,010 975 -3.47
2017-05-12 13F-HR Legal & General Group Plc * 17,518 17,207 -1.78 260 254 -2.31
2016-08-02 13F-HR NEWGATE CAPITAL MANAGEMENT LLC * 37,693 0 -100.00 524 0 -100.00
2017-05-15 13F-HR Squarepoint Ops LLC * 28,642 0 -100.00 425 0 -100.00
2017-05-15 13F-HR ROYAL BANK OF CANADA * 17,377 17,203 -1.00 257 253 -1.56
2016-08-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC * 7,000 0 -100.00 97 0 -100.00
2017-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC * 777 779 0.26 12 12 0.00
2017-05-12 13F-HR BlackRock Inc. * 32,821 2,676,467 8,054.74 488 39,343 7,962.09
2017-04-26 13F-HR IFP Advisors, Inc * 3,398 3,398 0.00 50 50 0.00
2017-05-15 13F-HR Gotham Asset Management, LLC * 35,513 308,015 767.33 527 4,528 759.20
2017-05-12 13F-HR BASSO CAPITAL MANAGEMENT, L.P. * 4,290 3,770 -12.12
2017-02-01 13F-HR New Century Advisors, LLC * 3,000 77,749 2,491.63 44 1,155 2,525.00
2017-05-15 13F-HR BlueCrest Capital Management Ltd * 26,089 2,648 384 -85.50
2017-05-12 13F-HR/A Parallel Advisors, LLC * 307 368 19.87 5 5 0.00
2017-05-11 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC * 172,546 163,022 -5.52 2,562 2,396 -6.48
2017-05-15 13F-HR Graham Capital Management, L.P. * 30,568,000 33,568,000 9.81 33,396 36,393 8.97
2017-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC * 210 210 0.00 3 3 0.00
2017-05-10 13F-HR GROUP ONE TRADING, L.P. * Call 183,700 2,700
2016-11-14 13F-HR Origin Asset Management LLP * 15,043 0 -100.00 222 0 -100.00
2017-05-15 13F-HR Commonwealth Equity Services, Inc * 33,632 35,014 4.11 499 515 3.21
2017-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC * 31,254 31,109 -0.46
2017-07-14 13F-HR CENTRAL TRUST Co * 294 294 0.00 4 4 0.00
2016-08-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC * 41,700 0 -100.00 579 0 -100.00
2017-05-15 13F-HR AHL Partners LLP * 90,598 81,855 -9.65 1,346 1,204 -10.55
2017-05-10 13F-HR DOHENY ASSET MANAGEMENT /CA * 613,609 626,609 2.12 9,112 9,211 1.09
2017-05-12 13F-HR DIMENSIONAL FUND ADVISORS LP * 2,238,721 2,228,638 -0.45 33,245 32,761 -1.46
2017-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY * 41,710 41,710 0.00 619 613 -0.97
2017-05-15 13F-HR TWO SIGMA SECURITIES, LLC * 21,793 320
2017-05-15 13F-HR D. E. Shaw & Co., Inc. * Call 75,000 1,103
2016-10-13 13F-HR Elite Wealth Management, LLC * 115 0 -100.00 2 0 -100.00
2017-07-21 13F-HR Financial Architects, Inc * 500 500 0.00 7 7 0.00
2017-05-04 13F-HR Acrospire Investment Management LLC * 0 886 0 13
2016-08-04 13F-HR GSA CAPITAL PARTNERS LLP * 55,380 0 -100.00 769 0 -100.00
2017-05-15 13F-HR Voya Investment Management LLC * 26,027 26,027 0.00 387 383 -1.03
2016-11-14 13F-HR WOLVERINE TRADING, LLC * Call 298,900 4,337
2017-05-15 13F-HR D. E. Shaw & Co., Inc. * 21,648 318
2017-05-16 13F-HR Archford Capital Strategies, LLC * 7,219 7,219 0.00 107 106 -0.93
2017-05-12 13F-HR PNC FINANCIAL SERVICES GROUP, INC. * 9,428 83,828 789.14 140 1,232 780.00
2017-05-15 13F-HR RAYMOND JAMES & ASSOCIATES * 30,580 48,269 57.84 454 710 56.39
2017-05-12 13F-HR CITADEL ADVISORS LLC * Call 43,500 639
2017-05-12 13F-HR Cambridge Investment Research Advisors, Inc. * 46,133 49,149 6.54 685 722 5.40
2017-05-18 13F-HR/A GOLDMAN SACHS GROUP INC * Put 0 0
2017-05-15 13F-HR PEAK6 Investments, L.P. * Call 611,100 8,983
2017-05-15 13F-HR Jefferies Group LLC * Put 101,900 1,498
2017-07-14 13F-HR JAMES INVESTMENT RESEARCH INC * 666,910 90,700 -86.40 9,804 1,234 -87.41
2016-10-27 13F-HR/A GREAT WEST LIFE ASSURANCE CO /CAN/ * 340,935 0 -100.00 5,000 0 -100.00
2017-07-11 13F-HR Cutler Group LP * Put 15,700 31
2017-05-12 13F-HR Krasney Financial LLC * 65,125 76,230 17.05 967 1,121 15.93
2017-05-09 13F-HR Ameritas Investment Partners, Inc. * 5,176 76
2017-05-10 13F-HR Timber Hill LLC * Put 24,900 366
2017-05-05 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC * 957 3,406 255.90 14 50 257.14
2017-05-03 13F-HR Bank of New York Mellon Corp * 2,429,982 2,602,909 7.12 36,085 38,263 6.04
2016-08-15 13F-HR Segantii Capital Management Ltd * 5,900 0 -100.00 80 0 -100.00
2017-05-15 13F-HR AFAM CAPITAL, INC. * 193,042 197,044 2.07 2,867 2,897 1.05
2017-05-12 13F-HR Laurion Capital Management LP * 113,600 25,980 -77.13 1,674 382 -77.18
2017-01-19 13F-HR CWM, LLC * 150 0 -100.00 2 0 -100.00
2017-07-19 13F-HR Gradient Investments LLC * 26 26 0.00 0 0
2017-05-09 13F-HR Hanson McClain, Inc. * 100 100 0.00 1 1 0.00
2017-05-15 13F-HR Parallax Volatility Advisers, L.P. * Put 2,000 29
2017-05-10 13F-HR PRUDENTIAL FINANCIAL INC * 434,909 441,809 1.59 6,458 6,495 0.57
2017-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC * 16,000 0 -100.00 235 0 -100.00
2017-05-01 13F-HR Bowling Portfolio Management LLC * 31,345 461
2017-05-04 13F-HR DE BURLO GROUP INC * 15,200 11,200 -26.32 226 164 -27.43
2017-02-14 13F-HR Birch Grove Capital LP * Put 200,000 0 -100.00 40 0 -100.00
2017-07-13 13F-HR HOWE & RUSLING INC * 160 160 0.00 2 2 0.00
2016-10-19 13F-HR MEEDER ASSET MANAGEMENT INC * 5 0 -100.00 0 0
2017-05-15 13F-HR QVT Financial LP * 43,829 43,486 -0.78
2016-08-15 13F-HR BASSO CAPITAL MANAGEMENT, L.P. * Put 0 0
2017-05-12 13F-HR UBS Group AG * 95,139 78,246 -17.76 1,413 1,151 -18.54
2017-05-11 13F-HR WELLINGTON MANAGEMENT GROUP LLP * 0 30,587 0 450
2017-05-15 13F-HR BANK OF AMERICA CORP /DE/ * 35,347 38,119 7.84 525 560 6.67
2017-05-15 13F-HR Jefferies Group LLC * 2,111 5,445 157.93
2017-05-12 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. * 31,234 31,234 0.00 464 464 0.00
2017-05-15 13F-HR Nuveen Fund Advisors, LLC * 25,234 14,273 -43.44 375 210 -44.00
2017-05-10 13F-HR Sandy Spring Bank * 126 2
2017-05-11 13F-HR TEACHERS ADVISORS INC * 98,262 101,665 3.46 1,459 1,494 2.40
2017-07-11 13F-HR Cutler Group LP * Call 72,300 33
2016-08-15 13F-HR ARISTEIA CAPITAL LLC * 0 -100.00 14,101 0 -100.00
2017-05-15 13F-HR Walleye Trading LLC * Put 65,100 957
2017-05-15 13F-HR CREDIT SUISSE AG/ * 48,123 19,351 -59.79 714 285 -60.08
2017-05-11 13F-HR Westside Investment Management, Inc. * 250 1,000 300.00 3,863 13,850 258.53
2016-10-27 13F-HR CHICAGO EQUITY PARTNERS LLC * 72,575 0 -100.00 1,070 0 -100.00
2017-05-15 13F-HR Walleye Trading LLC * Call 832,600 12,240
2017-05-09 13F-HR Independent Advisor Alliance * 463 0 -100.00 7,269 0 -100.00
2017-05-15 13F-HR NEW YORK STATE COMMON RETIREMENT FUND * 64,800 64,801 0.00 962 953 -0.94
2017-05-10 13F-HR JP MORGAN CHASE & CO * 35,978 77,661 115.86 535 1,141 113.27
2017-05-15 13F-HR Cubist Systematic Strategies, LLC * 11,173 0 -100.00 166 0 -100.00
2017-02-03 13F-HR JNBA Financial Advisors * 43 0 -100.00 1 0
2017-04-28 13F-HR Advisory Services Network, LLC * 75,599 79,872 5.65 1,114 1,174 5.39
2017-05-12 13F-HR CITIGROUP INC * Call 8,200 121
2016-08-15 13F-HR Walleye Trading LLC * 7,603 0 -100.00 106 0 -100.00
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * 40,100 53,700 33.92 595 789 32.61
2017-07-21 13F-HR WealthTrust-Arizona, LLC * 2,500 2,500 0.00 37 34 -8.11
2017-07-14 13F-HR Winslow, Evans & Crocker, Inc. * 19,110 17,032 -10.87 280,904 231,635 -17.54
2016-08-12 13F-HR Raymond James Financial Services Advisors, Inc. * 61,817 0 -100.00 859 0 -100.00
2017-05-15 13F-HR Magnetar Financial LLC * 15,830 5,406 233 -95.69
2017-04-20 13F-HR MOODY NATIONAL BANK TRUST DIVISION * 15,380 15,380 0.00 229 227 -0.87
2017-05-15 13F-HR Highlander Capital Management, LLC * 240 240 0.00 4 4 0.00
2017-05-15 13F-HR Atlanta Capital Group * 12,277 10,277 -16.29 182 151 -17.03
2017-05-10 13F-HR WFG Advisors, LP * 193 50 -74.09 3 1 -66.67
2017-05-10 13F-HR ProVise Management Group, LLC * 17,500 17,500 0.00 260 257 -1.15
2017-07-19 13F-HR REILLY FINANCIAL ADVISORS, LLC * 3,000 2,000 -33.33 44 27 -38.64
2017-04-07 13F-HR RAYMOND JAMES TRUST N.A. * 16,000 18,500 15.62 238 272 14.29
2017-05-15 13F-HR Cetera Advisor Networks LLC * 0 10,251 0 152
2017-05-04 13F-HR ICON ADVISERS INC/CO * 303,000 0 -100.00 4,500 0 -100.00
2017-05-15 13F-HR GOLDMAN SACHS GROUP INC * 40,625 597
2017-05-02 13F-HR ALBERT D MASON INC * 45,165 46,190 2.27 671 679 1.19
2016-08-05 13F-HR Airain ltd * 12,688 0 -100.00 176 0 -100.00
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Call 1,738 34
2016-08-11 13F-HR FIFTH THIRD BANCORP * 155 0 -100.00 2 0 -100.00
2016-11-15 13F-HR MACQUARIE GROUP LTD * 56,900 0 -100.00 839 0 -100.00
2017-05-19 13F-HR Tower Research Capital LLC (TRC) * 5,071 0 -100.00 75 0 -100.00
2017-02-15 13F-HR Cetera Advisors LLC * 11,640 0 -100.00 170 0 -100.00
2017-05-05 13F-HR Endurance Wealth Management, Inc. * 1,200 1,200 0.00 18 18 0.00
2017-05-16 13F-HR/A GLENMEDE TRUST CO NA * 9 0 -100.00 0 0
2017-05-12 13F-HR CWA Asset Management Group, LLC * 10,455 13,755 31.56 155 202 30.32
2016-11-09 13F-HR Emerald Acquisition Ltd. * 1,182,000 591,000 -50.00 1,249 640 -48.76
2017-04-21 13F-HR Nationwide Fund Advisors * 46,014 43,582 -5.29 683 641 -6.15
2017-07-17 13F-HR American National Registered Investment Advisor, Inc. * 15,380 15,380 0.00 226 209 -7.52
2017-05-10 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE * 32,206 31,515 -2.15 478 463 -3.14
2017-05-15 13F-HR GUGGENHEIM CAPITAL LLC * 453,922 636,993 40.33 6,740 9,364 38.93
2016-11-14 13F-HR GLG LLC * 21,000 0 -100.00 310 0 -100.00
2017-05-09 13F-HR PINNACLE ASSOCIATES LTD * 16,225 16,225 0.00 241 239 -0.83

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