SecuritySFL / Ship Finance International Limited (G81075106)
Institutional Owners200
Form N-Q Owners22
Institutional Shares88,706,459 (ex. N-Q)
Institutional Value$ 1,115,810,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Ship Finance International Limited (NYSE:SFL) has 200 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 88,706,459 shares. Largest shareholders include Hemen Holding Ltd, Frontline Ltd /, Deutsche Bank Ag\, Northern Trust Corp, Bank of New York Mellon Corp, BlackRock Inc., Dimensional Fund Advisors Lp, Vanguard Group Inc, State Street Corp, and Numeric Investors Llc.

Ship Finance International Limited (NYSE:SFL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 125,891 153,661 22.06 1,825 2,382 30.52
2018-02-12 13F-HR Pacad Investment Ltd. 19,300 22,200 15.03 280 344 22.86
2017-11-28 N-Q Tri-continental Corp (see advisory)
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 17,200 0 -100.00 234 0 -100.00
2018-02-12 13F-HR Quantbot Technologies LP 0 5,464 0 84
2018-01-17 13F-HR Financial Strategy Network, LLC 13,550 0 -100.00 1 0 -100.00
2018-02-14 13F-HR LPL Financial LLC 17,610 16,883 -4.13 255 262 2.75
2018-02-14 13F-HR Invesco Ltd. 184,229 187,720 1.89 2,671 2,910 8.95
2018-02-06 13F-HR Cutler Capital Management, LLC 15,200 0 -100.00 220 0 -100.00
2018-02-08 13F-HR Advisory Services Network, LLC 79,454 79,740 0.36 1,152 1,236 7.29
2018-02-09 13F-HR Virtu Financial LLC 25,039 0 -100.00 363 0 -100.00
2018-02-13 13F-HR Highlander Capital Management, LLC 190 140 -26.32 3 2 -33.33
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 16,277 252
2018-02-14 13F-HR Gotham Asset Management, LLC 676,557 458,076 -32.29 9,810 7,100 -27.62
2018-02-14 13F-HR Integral Derivatives, LLC Call 30,600 30,600 0.00 444 474 6.76
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 16,382 16,225 -0.96 238 251 5.46
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 25,000 87,200 248.80 363 1,352 272.45
2018-02-13 13F-HR PARK CIRCLE Co 30,000 30,000 0.00 435 465 6.90
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 6,200 6,200 0.00 90 96 6.67
2018-02-02 13F-HR US BANCORP \DE\ 115 2,115 1,739.13 2 33 1,550.00
2018-02-14 13F-HR QS Investors, LLC 12,800 12,981 1.41 186 201 8.06
2018-01-09 13F-HR KEMPNER CAPITAL MANAGEMENT INC. 10,300 10,300 0.00 149 160 7.38
2018-02-01 13F-HR Parametrica Management Ltd 21,700 41,446 91.00 315 642 103.81
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 96,090 94,345 -1.82 1,393 1,462 4.95
2018-02-07 13F-HR Penserra Capital Management LLC 828 0 -100.00 12 0 -100.00
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 13,544 16,095 18.83 196 250 27.55
2017-11-14 13F-HR BARCLAYS PLC Call 11,200 0 -100.00 152 0 -100.00
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 194,040 674,946 247.84 2,814 10,462 271.78
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 5,153 5,153 0.00 67 80 19.40
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 65,663 0 1,017
2018-02-08 13F-HR Global X Management CO LLC 659,971 0 -100.00 9,570 0 -100.00
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 296 1,148 287.84 4 18 350.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 202,400 124,800 -38.34 2,935 1,934 -34.11
2018-02-14 13F-HR LUCUS ADVISORS LLC 23,986 22,353 -6.81 348 346 -0.57
2018-02-08 13F-HR Cetera Advisor Networks LLC 11,501 10,525 -8.49 171 167 -2.34
2018-02-09 13F-HR BlackRock Inc. 2,720,467 2,724,493 0.15 39,448 42,229 7.05
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-01-18 13F-HR Endurance Wealth Management, Inc. 1,200 1,200 0.00 17 19 11.76
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 74,300 77,700 4.58 1,077 1,204 11.79
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 157,340 152,181 -3.28 2,281 2,359 3.42
2018-02-14 13F-HR NORTHERN TRUST CORP 3,327,598 3,310,190 -0.52 48,250 51,308 6.34
2018-01-17 13F-HR Creative Planning 56,561 40,030 -29.23 820 620 -24.39
2018-02-08 13F-HR SEI INVESTMENTS CO 226 187 -17.26 3 3 0.00
2018-02-09 13F-HR AFAM CAPITAL, INC. 218,729 220,945 1.01 3,172 3,425 7.98
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 36,800 0 -100.00 534 0 -100.00
2018-02-14 13F-HR STATE STREET CORP 1,226,593 1,213,218 -1.09 17,781 18,807 5.77
2018-02-07 13F-HR Gradient Investments LLC 0 26 0 0
2017-11-17 N-Q Osi Etf Trust (see advisory)
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 489,200 548,200 12.06 7,093 8,497 19.79
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 238,740 210,280 -11.92 3,462 3,259 -5.86
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 30,700 55,600 81.11 445 862 93.71
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 166,100 193,400 16.44 2,408 2,998 24.50
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 5,800 5,800 0.00 84 90 7.14
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 2,114,076 2,133,999 0.94 30,654 33,078 7.91
2017-11-06 13F-HR Spot Trading L.l.c. Put 40,300 58,400 44.91 548 847 54.56
2017-11-13 13F-HR/A-1 NORGES BANK 114,243 114,243 0.00 1,684 1,607 -4.57
2018-02-14 13F-HR Jefferies Group LLC Put 427,800 427,800 0.00 6,203 6,631 6.90
2018-02-13 13F-HR ASSETMARK, INC 216 5,392 2,396.30 3 84 2,700.00
2018-02-01 13F-HR Clear Perspective Advisors, LLC 1,000 16
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 7,309 900 -87.69 106 14 -86.79
2017-11-02 13F-HR DE BURLO GROUP INC 11,200 0 -100.00 152 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Call 9,000 600 -93.33 131 9 -93.13
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 784 136 -82.65 16 3 -81.25
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 7,900 0 -100.00 115 0 -100.00
2018-02-08 13F-HR Atlanta Capital Group 11,777 11,777 0.00 171 183 7.02
2018-02-13 13F-HR Lombard Odier Asset Management (USA) Corp 73,427 1,138
2018-02-12 13F-HR CITIGROUP INC 13,021 34,417 164.32 189 533 182.01
2018-02-14 13F-HR Squarepoint Ops LLC 0 17,710 0 275
2017-11-17 13F-HR Archford Capital Strategies, LLC 969 0 -100.00 11 0 -100.00
2017-09-14 13F-HR/A-1 Westside Investment Management, Inc. 1,000 0 -100.00 13,850 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 287,771 299,488 4.07 4,173 4,643 11.26
2018-01-31 13F-HR Front Row Advisors Llc 500 8
2017-10-12 13F-HR Hanson McClain, Inc. 100 100 0.00 1 1 0.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 292 0 -100.00 4 0 -100.00
2018-02-01 SC 13D/A HEMEN HOLDING LTD 26,992,070
2018-02-13 13F-HR JP Morgan Chase & Co 82,416 230,779 180.02 1,196 3,578 199.16
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 10 10 0.00 0 0
2018-02-12 13F-HR Atlantic Trust Group, LLC 12,135 9,800 -19.24 176 152 -13.64
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 9,198 0 143
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 40,126 40,316 0.47 582 625 7.39
2017-08-28 N-Q Vanguard Fenway Funds (see advisory)
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 15,088 14,008 -7.16 218,776 217,110 -0.76
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 356 256 -28.09 5 4 -20.00
2018-02-12 13F-HR Oak Grove Capital Llc 151,755 2,352
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 695,992 649,040 -6.75 10,091 10,060 -0.31
2018-01-23 13F-HR JAMES INVESTMENT RESEARCH INC 81,100 69,340 -14.50 1,176 1,075 -8.59
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 110,716 17,057 -84.59 1,605 264 -83.55
2018-02-06 13F-HR M&T BANK CORP 12,000 12,000 0.00 174 186 6.90
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 93,064 93,064 0.00 1,349 1,442 6.89
2018-01-30 13F-HR BESSEMER GROUP INC 3,100 3,100 0.00 45 48 6.67
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 50 50 0.00 0 0
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 150,000 0 -100.00 2,175 0 -100.00
2017-09-29 N-Q Oppenheimer Dividend Opportunity Fund (see advisory)
2018-02-14 13F-HR MACQUARIE GROUP LTD 0 30,144 0 467
2018-02-07 13F-HR NWAM LLC 25,614 31,342 22.36 371 486 31.00
2017-09-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR STIFEL FINANCIAL CORP 10,989 14,060 27.95 160 219 36.88
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 36,302 0 -100.00 526 0 -100.00
2018-01-24 13F-HR Advisors Capital Management, LLC 454,286 237,674 -47.68 6,587 3,684 -44.07
2018-01-17 13F-HR Cutler Group LP Call 88,300 2,600 -97.06 145 2 -98.62
2017-08-29 N-Q Fundvantage Trust (see advisory)
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 13,238 13,585 2.62 192 211 9.90
2018-02-12 13F-HR FMR LLC / Fidelity 15,007 15,007 0.00 218 233 6.88
2018-02-13 13F-HR Advisors Asset Management, Inc. 181,924 181,986 0.03 2,638 2,821 6.94
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 53,360 37,510 -29.70 774 582 -24.81
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 707,293 0 10,963
2018-02-12 13F-HR Hutchin Hill Capital, LP 108,300 59,000 -45.52 1,570 915 -41.72
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 450,259 373,059 -17.15 6,529 5,782 -11.44
2018-02-14 13F-HR TEACHERS ADVISORS INC 106,764 106,764 0.00 1,548 1,655 6.91
2018-02-14 13F-HR UBS Group AG 80,167 81,432 1.58 1,163 1,262 8.51
2018-02-06 13F-HR Russell Investments Group, Ltd. 24,978 330,485 1,223.10 362 5,205 1,337.85
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 13,637 12,071 -11.48 198 187 -5.56
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,958 3,636 85.70 28 56 100.00
2017-12-21 N-Q Blackrock Funds (see advisory)
2017-09-28 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2017-11-28 N-Q Northern Lights Fund Trust Ii (see advisory)
2017-11-09 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 31,295 0 -100.00 426 0 -100.00
2018-02-13 13F-HR Invictus RG 1,580 0 -100.00 23 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 77 165 114.29 1 4 300.00
2017-11-29 N-Q Wildermuth Endowment Strategy Fund (see advisory)
2018-02-14 13F-HR AHL Partners LLP 174,857 138,010 -21.07 2,536 2,139 -15.65
2018-02-09 13F-HR CITADEL ADVISORS LLC 144,617 0 -100.00 2,097 0 -100.00
2018-02-13 13F-HR Financial Gravity Companies, Inc. 224 3
2018-02-14 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 138,700 138,700 0.00 2,011 2,150 6.91
2018-02-14 13F-HR CARLSON CAPITAL L P 200,000 0 -100.00 2,900 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 591,749 638,938 7.97 8,580 9,902 15.41
2018-02-14 13F-HR ROYAL BANK OF CANADA 29,789 8,621 -71.06 432 134 -68.98
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 197,883 199,229 0.68 2,869 3,088 7.63
2018-02-09 13F-HR RHUMBLINE ADVISERS 74,574 63,659 -14.64 1,081 987 -8.70
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 33,000 30,656 -7.10 449 445 -0.89
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 42,764 42,764 0.00 620 663 6.94
2018-02-15 13F-HR DOHENY ASSET MANAGEMENT /CA 393,584 393,584 0.00 5,707 6,101 6.90
2018-02-13 13F-HR Parallel Advisors, LLC 1,194 1,194 0.00 18 19 5.56
2018-01-22 13F-HR Bowling Portfolio Management LLC 38,028 80,770 112.40 551 1,252 127.22
2018-02-13 13F-HR Oz Management LP Put 200,000 200,000 0.00 2,900 3,100 6.90
2018-02-05 13F-HR Calton & Associates, Inc. 500 7
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,401 5,284 -2.17 78 82 5.13
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 10,591 10,591 0.00 154 164 6.49
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 423 433 2.36 6 7 16.67
2018-02-13 13F-HR Allianz Asset Management AG 70,376 68,049 -3.31 1,020 1,055 3.43
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 90,380 0 1,401
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 55,145 33,174 -39.84 800 514 -35.75
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 48,083 47,661 -0.88 654 691 5.66
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 33,628 521
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 83,562 84,177 0.74 1,212 1,304 7.59
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 25,000 0 -100.00 362 0 -100.00
2018-01-18 13F-HR WealthTrust-Arizona, LLC 2,500 2,500 0.00 36 39 8.33
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 449,200 125,400 -72.08 6,513 1,944 -70.15
2018-02-12 13F-HR Krasney Financial LLC 74,372 75,014 0.86 1,079 1,163 7.78
2018-01-17 13F-HR Cutler Group LP 0 11,157 0 172
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 6,319 18,260 188.97 91,626 283,030 208.90
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 45,198 45,663 1.03 656 708 7.93
2018-02-14 13F-HR NUMERIC INVESTORS LLC 802,500 1,115,400 38.99 11,636 17,289 48.58
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-13 13F-HR Legal & General Group Plc 22,412 29,812 33.02 325 463 42.46
2018-01-18 13F-HR MOODY NATIONAL BANK TRUST DIVISION 15,380 15,380 0.00 223 238 6.73
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 10,010 0 -100.00 136 0 -100.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 1,563 0 -100.00 21 0 -100.00
2018-02-15 13F-HR Sterling Capital Management LLC 68,438 68,438 0.00 992 1,061 6.96
2018-02-15 13F-HR JANE STREET GROUP, LLC 35,050 0 -100.00 508 0 -100.00
2017-09-29 N-Q Global X Funds (see advisory)
2018-02-06 13F-HR Motco 177 0 -100.00 3 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 29,395 29,395 0.00 426 456 7.04
2018-02-14 13F-HR BARCLAYS PLC Put 900 2,300 155.56 13 36 176.92
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 732,275 723,043 -1.26 10,618 11,207 5.55
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 2,067 0 -100.00 30 0 -100.00
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 41,710 17,356 -58.39 605 269 -55.54
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-01-11 13F-HR LVM CAPITAL MANAGEMENT LTD/MI 163,800 161,550 -1.37 2,375 2,504 5.43
2018-02-06 13F-HR ALBERT D MASON INC 61,795 62,570 1.25 896 970 8.26
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 41,785 0 -100.00 608 0 -100.00
2018-02-08 13F-HR Trexquant Investment LP 51,123 0 -100.00 741 0 -100.00
2018-02-09 13F-HR Bank of New York Mellon Corp 2,589,524 2,934,824 13.33 37,548 45,490 21.15
2018-01-29 N-Q Claymore Exchange-traded Fund Trust 2 (see advisory)
2018-02-14 13F-HR VANGUARD GROUP INC 1,828,546 1,799,480 -1.59 26,514 27,892 5.20
2018-02-14 13F-HR Advisor Group, Inc. 13,037 18,922 45.14 190 294 54.74
2018-01-16 13F-HR Convergence Investment Partners, LLC 47,722 740
2018-01-24 13F-HR HOWE & RUSLING INC 160 160 0.00 2 2 0.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 121,616 125,068 2.84 1,763 1,938 9.93
2017-11-06 13F-HR Spot Trading L.l.c. Call 109,600 66,900 -38.96 1,491 970 -34.94
2018-02-14 13F-HR Jefferies Group LLC 107 22,431 20,863.55 2 348 17,300.00
2018-01-24 13F-HR SG Americas Securities, LLC 12,891 19,922 54.54 187 309 65.24
2017-08-24 N-Q Forum Funds (see advisory)
2018-02-02 13F-HR Aperio Group, LLC 19,595 16,286 -16.89 284 252 -11.27
2018-02-01 13F-HR Engineers Gate Manager LP 0 23,520 0 365
2017-11-14 13F-HR Walleye Trading LLC Put 4,400 1,800 -59.09 60 26 -56.67
2018-02-01 13F-HR Nationwide Fund Advisors 42,367 0 -100.00 614 0 -100.00
2018-02-14 13F-HR CREDIT SUISSE AG/ 67,491 30,686 -54.53 979 476 -51.38
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 64,800 98,753 52.40 940 1,531 62.87
2018-02-14 13F-HR CUSHING ASSET MANAGEMENT, LP Put 75,000 0 -100.00 4 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 12,267 12,831 4.60 178 198 11.24
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 2,000 625 -68.75 29 10 -65.52
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 8,136 34,882 328.74 117 541 362.39
2018-02-12 13F-HR Financial Architects, Inc 500 500 0.00 7 8 14.29
2018-02-14 13F-HR BlueCrest Capital Management Ltd 17,272 17,848 3.33 250 277 10.80
2017-09-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-01-11 13F-HR North Star Investment Management Corp. 240 240 0.00 3 4 33.33
2018-02-14 SC 13G DEUTSCHE BANK AG\ 5,608,568
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 109,103 109,103 0.00 1,582 1,691 6.89
2018-02-13 13F-HR Renaissance Technologies LLC 92,132 464,915 404.62 1,336 7,206 439.37
2018-02-12 13F-HR Cipher Capital LP 304,234 296,324 -2.60 4,412 4,593 4.10
2018-02-14 13F-HR American National Registered Investment Advisor, Inc. 15,380 15,380 0.00 223 238 6.73
2017-08-29 N-Q Virtus Opportunities Trust (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 62,100 25,400 -59.10 900 394 -56.22
2018-01-31 13F-HR LSV ASSET MANAGEMENT 257,200 257,200 0.00 3,729 3,986 6.89
2018-02-13 13F-HR Delpha Capital Management, Llc 100 2
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 35,000 43,200 23.43 508 670 31.89
2017-12-14 SC 13D/A FRONTLINE LTD / 28,092,070 26,992,070 -3.92
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 75,000 75,000 0.00 1,088 1,163 6.89
2018-02-14 13F-HR Summit Trail Advisors, Llc 47 1
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 644,400 114,200 -82.28 9,344 1,770 -81.06
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 0 2,000 0 31
2017-10-27 N-Q Etf Series Solutions (see advisory)
2018-01-17 13F-HR Edge Wealth Management LLC 2,386 37
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 10,170 10,170 0.00 147 158 7.48
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 288,066 4,465
2018-02-12 13F-HR Aft, Forsyth & Company, Inc. 10,285 159
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 177,532 153,311 -13.64 2,574 2,376 -7.69
2018-01-23 13F-HR CENTRAL TRUST Co 312 294 -5.77 4 5 25.00
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 475 0
2018-02-15 13F-HR Metlife Investment Advisors, Llc 28,428 441
2018-02-12 13F-HR CITIGROUP INC Put 4,400 8,900 102.27 64 138 115.63
2018-01-23 13F-HR DENALI ADVISORS LLC 144 144 0.00 2 2 0.00
2018-02-14 13F-HR Magnetar Financial LLC 72,069 171,018 137.30 1,045 2,651 153.68
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 18,500 18,500 0.00 268 287 7.09
2018-02-05 13F-HR Sonora Investment Management, LLC 600 600 0.00 8,700 9,300 6.90
2018-02-15 13F-HR BB&T SECURITIES, LLC 11,900 10,971 -7.81 172 170 -1.16
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 15,712 15,712 0.00 228 244 7.02
2018-02-13 13F-HR CWA Asset Management Group, LLC 12,380 142,789 1,053.38 180 2,213 1,129.44
2018-01-25 13F-HR FTB Advisors, Inc. 210 210 0.00 3 3 0.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 29,725 42,652 43.49 431 661 53.36
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 152,697 559,767 266.59 2,214 8,676 291.87
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 0 64,049 0 993
2018-02-12 13F-HR Quadrature Capital LTD 0 23,655 0 368
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 36,187 0 -100.00 525 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc 3,383 2,475 -26.84 49 38 -22.45
2018-01-17 13F-HR Cutler Group LP Put 13,800 9,500 -31.16 17 11 -35.29
2018-02-14 13F-HR Walleye Trading LLC Call 668,400 508,200 -23.97 9,692 7,877 -18.73
2018-01-17 13F-HR DAVENPORT & Co LLC 10,060 10,060 0.00 145,867 155,927 6.90
2018-02-14 13F-HR PDT Partners, LLC 0 14,500 0 225
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 4,721 0 73

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( SFL / Ship Finance International Limited ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: G81075106