Institutional and Fund Ownership

SecuritySFL / Ship Finance International Limited
Institutional Owners163
Institutional Shares86,674,653
Related G81075AF3 / Ship Finance International Limited NOTE

Ship Finance International Limited (NYSE:SFL) has 163 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 86,674,653 shares. Major holders include Graham Capital Management, L.P., Frontline Ltd /, Northern Trust Corp, BlackRock Inc., and Bank of New York Mellon Corp.


Ship Finance International Limited (NYSE:SFL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click an asterisk (*) to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-18 13F-HR Archford Capital Strategies, LLC * 7,219 969 -86.58 106 11 -89.62
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC * 31,008 84,088 171.18 456 1,144 150.88
2017-05-09 13F-HR Independent Advisor Alliance * 463 0 -100.00 7,269 0 -100.00
2017-07-31 13F-HR IFP Advisors, Inc * 3,398 3,398 0.00 50 46 -8.00
2017-08-10 13F-HR Nationwide Fund Advisors * 43,582 43,582 0.00 641 593 -7.49
2017-08-09 13F-HR Timber Hill LLC * Call 85,000 0 -100.00 1,250 0
2017-08-02 13F-HR RHUMBLINE ADVISERS * 146,843 143,658 -2.17 2,159 1,954 -9.50
2017-08-09 13F-HR PINNACLE ASSOCIATES LTD * 16,225 16,225 0.00 239 221 -7.53
2017-08-14 13F-HR JANE STREET GROUP, LLC * 23,973 326
2017-08-03 13F-HR BNP PARIBAS ARBITRAGE, SA * 393 6,785 1,626.46 5,777 92,276 1,497.30
2017-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC * 66,299 0 -100.00 975 0 -100.00
2017-08-10 13F-HR RAYMOND JAMES TRUST N.A. * 18,500 18,500 0.00 272 252 -7.35
2017-07-25 13F-HR ALBERT D MASON INC * 46,190 46,190 0.00 679 628 -7.51
2017-08-24 13F-HR/A-1 VANGUARD GROUP INC * 1,987,274 27,028
2017-08-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. * 31,234 0 -100.00 464 0 -100.00
2017-08-11 13F-HR Acrospire Investment Management LLC * 886 0 -100.00 13 0 -100.00
2017-07-14 13F-HR CENTRAL TRUST Co * 294 294 0.00 4 4 0.00
2017-08-14 13F-HR LPL Financial LLC * 39,736 23,733 -40.27 582 323 -44.50
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC * 12,140 10,310 -15.07 179 140 -21.79
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. * 0 10,688 0 145
2017-08-10 13F-HR BlackRock Inc. * 2,676,467 2,667,747 -0.33 39,343 36,280 -7.79
2017-08-14 13F-HR Hutchin Hill Capital, LP * 120,300 142,000 18.04 1,768 1,931 9.22
2017-08-10 13F-HR ALLIANCEBERNSTEIN L.P. * 95,203 109,103 14.60 1,399 1,484 6.08
2017-07-19 13F-HR US BANCORP \DE\ * 2,149 2,699 25.59 32 37 15.63
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ * 95,406 95,314 -0.10 1,402 1,297 -7.49
2017-07-19 13F-HR REILLY FINANCIAL ADVISORS, LLC * 3,000 2,000 -33.33 44 27 -38.64
2017-07-21 13F-HR Financial Architects, Inc * 500 500 0.00 7 7 0.00
2017-08-14 13F-HR ROYAL BANK OF CANADA * 17,203 28,409 65.14 253 387 52.96
2017-08-14 13F-HR Walleye Trading LLC * Put 4,400 60
2017-08-14 13F-HR D. E. Shaw & Co., Inc. * 39,992 544
2017-07-26 13F-HR/A-1 Cutler Capital Management, LLC * 9,523 9,288 -2.47
2017-09-14 13F-HR/A-1 Westside Investment Management, Inc. * 1,000 0 -100.00 13,850 0 -100.00
2017-07-21 13F-HR WealthTrust-Arizona, LLC * 2,500 2,500 0.00 37 34 -8.11
2017-08-14 13F-HR Walleye Trading LLC * Call 722,600 9,827
2017-07-14 13F-HR Eqis Capital Management, Inc. * 24,265 0 -100.00 357 0 -100.00
2017-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO * 3,123 3,123 0.00 46 42 -8.70
2017-05-02 13F-HR DekaBank Deutsche Girozentrale * 2,283 0 -100.00 33 0 -100.00
2017-08-11 13F-HR M&T BANK CORP * 14,500 12,000 -17.24 213 163 -23.47
2017-08-04 13F-HR Financial Strategy Network, LLC * 13,550 1
2017-08-17 13F-HR Advisory Services Network, LLC * 79,872 80,160 0.36 1,174 1,090 -7.16
2017-08-14 13F-HR QS Investors, LLC * 128,700 12,800 -90.05 1,897 174 -90.83
2017-08-03 13F-HR Legal & General Group Plc * 17,207 17,207 0.00 254 233 -8.27
2017-07-17 13F-HR American National Registered Investment Advisor, Inc. * 15,380 15,380 0.00 226 209 -7.52
2017-07-14 13F-HR JAMES INVESTMENT RESEARCH INC * 666,910 90,700 -86.40 9,804 1,234 -87.41
2017-07-25 13F-HR Russell Investments Group, Ltd. * 53,474 54,659 2.22 786 744 -5.34
2017-07-12 13F-HR Creative Planning * 48,489 44 659 1,397.73
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * 40,625 47,488 16.89 597 646 8.21
2017-08-10 13F-HR CAPTRUST FINANCIAL ADVISORS * 292 4
2017-07-11 13F-HR Cutler Group LP * Put 15,700 31
2017-08-11 13F-HR Quantbot Technologies LP * 8,487 8,148 -3.99 124 110 -11.29
2017-07-21 13F-HR HUNTINGTON NATIONAL BANK * 0 50 0 0
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES * 48,269 59,025 22.28 710 803 13.10
2017-08-18 13F-HR WFG Advisors, LP * 50 188 276.00 1 3 200.00
2017-08-09 13F-HR Timber Hill LLC * Put 24,900 0 -100.00 366 0
2017-08-11 13F-HR CITIGROUP INC * Call 8,200 23,700 189.02 121 322 166.12
2017-08-14 13F-HR Magnetar Financial LLC * 15,830 34,426 117.47 233 468 100.86
2017-08-14 13F-HR BlueCrest Capital Management Ltd * 26,089 29,262 12.16 384 398 3.65
2017-07-27 13F-HR Spot Trading L.l.c. * Call 109,600 1,491
2017-08-11 13F-HR Laurion Capital Management LP * 25,980 0 -100.00 382 0 -100.00
2017-08-14 13F-HR STIFEL FINANCIAL CORP * 10,793 11,019 2.09 160 150 -6.25
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * Put 69,000 938
2017-05-01 13F-HR Spot Trading L.L.C * Put 18,600 273
2017-08-11 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM * 220,000 190,700 -13.32 3,234 2,594 -19.79
2017-08-07 13F-HR Karp Capital Management Corp * 34,913 0 -100.00 513 0 -100.00
2017-07-17 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ * 69,700 69,700 0.00 1,025 948 -7.51
2017-08-15 13F-HR Highlander Capital Management, LLC * 240 240 0.00 4 3 -25.00
2017-08-09 13F-HR JP MORGAN CHASE & CO * 77,661 81,195 4.55 1,141 1,104 -3.24
2017-08-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM * 118,099 106,007 -10.24 1,736 1,442 -16.94
2017-08-07 13F-HR PRUDENTIAL FINANCIAL INC * 441,809 459,149 3.92 6,495 6,244 -3.86
2017-08-14 13F-HR OPPENHEIMER FUNDS INC * 147,410 172,410 16.96 2,167 2,345 8.21
2017-08-11 13F-HR DEUTSCHE BANK AG\ * 451,344 25,507 6,137 -75.94
2017-05-08 13F-HR NEXT Financial Group, Inc * 6,228 0 -100.00 92,000 0 -100.00
2017-08-10 13F-HR Engineers Gate Manager LP * 69,986 0 -100.00 1,029 0 -100.00
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC * 471 471 0.00 7 6 -14.29
2017-08-08 13F-HR PARK CIRCLE Co * 30,000 408
2017-08-21 13F-HR/A-2 Penserra Capital Management LLC * 1,076 1,183 9.94 15 16 6.67
2017-07-11 13F-HR Cutler Group LP * 1,241 1,784 43.76 18 24 33.33
2017-08-14 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC * 3,406 4,530 33.00 50 62 24.00
2017-08-17 13F-HR AFAM CAPITAL, INC. * 197,044 196,850 -0.10 2,897 2,677 -7.59
2017-08-15 13F-HR Ameritas Investment Partners, Inc. * 5,176 5,963 15.20 76 81 6.58
2017-05-24 13F-HR IBEX WEALTH ADVISORS * 565 0 -100.00 9 0 -100.00
2017-04-28 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC * 2,970 0 -100.00 45 0 -100.00
2017-08-14 13F-HR D. E. Shaw & Co., Inc. * Call 75,000 1,020
2017-08-14 13F-HR AHL Partners LLP * 81,855 71,859 -12.21 1,204 977 -18.85
2017-08-03 13F-HR DE BURLO GROUP INC * 11,200 11,200 0.00 164 152 -7.32
2017-05-10 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. * 17,700 0 -100.00 262 0 -100.00
2017-08-14 13F-HR JANE STREET GROUP, LLC * Call 17,200 234
2017-08-14 13F-HR QVT Financial LP * 43,486 42,869 -1.42
2017-08-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM * 42,764 42,764 0.00 629 582 -7.47
2017-08-14 13F-HR GLENMEDE TRUST CO NA * 9 0 -100.00 0 0
2017-08-02 13F-HR Advisors Asset Management, Inc. * 177,563 177,298 -0.15 2,610 2,411 -7.62
2017-07-19 13F-HR Gradient Investments LLC * 26 26 0.00 0 0
2017-08-14 13F-HR Graham Capital Management, L.P. * 33,568,000 33,568,000 0.00 36,393 35,749 -1.77
2017-08-11 13F-HR CITADEL ADVISORS LLC * Put 29,300 398
2017-05-15 13F-HR HSBC HOLDINGS PLC * 14,474 0 -100.00 215 0 -100.00
2017-05-12 13F-HR ALPS ADVISORS INC * 28,344 0 -100.00 421 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. * 32,739 49,843 52.24 481 678 40.96
2017-05-12 13F-HR FineMark National Bank & Trust * 400 0 -100.00 6 0 -100.00
2017-08-14 13F-HR UBS Group AG * 78,246 74,913 -4.26 1,151 1,019 -11.47
2017-08-11 13F-HR MORGAN STANLEY * 714,275 591,727 -17.16 10,500 8,047 -23.36
2017-07-11 13F-HR Cutler Group LP * Call 72,300 33
2017-08-14 13F-HR CLINTON GROUP INC * 18,810 0 -100.00 276,507 0 -100.00
2017-05-15 13F-HR PEAK6 Investments, L.P. * Put 600 9
2017-08-11 13F-HR DIMENSIONAL FUND ADVISORS LP * 2,228,638 2,224,073 -0.20 32,761 30,247 -7.67
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * Call 271,600 3,694
2017-08-11 13F-HR Sandy Spring Bank * 126 0 -100.00 2 0 -100.00
2017-05-15 13F-HR Point72 Asia (Hong Kong) Ltd * 1,354 0 -100.00 20 0 -100.00
2017-08-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE * 45,465 45,661 0.43 669 621 -7.17
2017-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC * 210 2,190 942.86 3 30 900.00
2017-08-01 13F-HR CANADA PENSION PLAN INVESTMENT BOARD * 15,110 15,110 0.00 222 205 -7.66
2017-08-14 13F-HR Jefferies Group LLC * Put 288,500 3,924
2017-08-11 13F-HR NORTHERN TRUST CORP * 2,267,545 2,917,756 28.67 33,333 39,681 19.04
2017-07-14 13F-HR DENALI ADVISORS LLC * 100 100 0.00 1 1 0.00
2017-08-14 13F-HR Voya Investment Management LLC * 26,027 29,395 12.94 383 400 4.44
2017-08-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. * 83,828 95,542 13.97 1,232 1,300 5.52
2017-08-09 13F-HR LSV ASSET MANAGEMENT * 173,800 257,200 47.99 2,554 3,497 36.92
2017-08-03 13F-HR Bank of New York Mellon Corp * 2,602,909 2,602,226 -0.03 38,263 35,390 -7.51
2017-08-11 13F-HR CITIGROUP INC * Put 800 3,200 300.00 12 44 266.67
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * 22,000 299
2017-05-15 13F-HR Cubist Systematic Strategies, LLC * 11,173 0 -100.00 166 0 -100.00
2017-08-14 13F-HR STATE STREET CORP * 1,184,359 1,246,160 5.22 17,413 16,949 -2.66
2017-08-14 13F-HR Atlanta Capital Group * 10,277 10,277 0.00 151 140 -7.28
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Call 546,500 7,432
2017-08-11 13F-HR MML INVESTORS SERVICES, LLC * 11,771 13,774 17.02 173 187 8.09
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP * 2,640 0 -100.00 39 0 -100.00
2017-08-14 13F-HR Compagnie Odier SCA * 5,800 5,800 0.00 85 79 -7.06
2017-08-11 13F-HR CITIGROUP INC * 12,025 1,059 164 -84.51
2017-08-14 13F-HR BASSO CAPITAL MANAGEMENT, L.P. * 3,770 1,805 -52.12
2017-07-14 13F-HR Winslow, Evans & Crocker, Inc. * 19,110 17,032 -10.87 280,904 231,635 -17.54
2017-08-11 13F-HR AMERICAN INTERNATIONAL GROUP INC * 36,866 37,126 0.71 542 505 -6.83
2017-08-14 13F-HR Jefferies Group LLC * 0 0 17
2017-08-07 13F-HR AMERICAN CENTURY COMPANIES INC * 0 35,177 0 478
2017-08-08 13F-HR Cambridge Investment Research Advisors, Inc. * 49,149 48,083 -2.17 722 654 -9.42
2017-08-07 13F-HR Geneva Advisors, LLC * 12,335 12,735 3.24 181 173 -4.42
2017-07-31 13F-HR SEI INVESTMENTS CO * 129 129 0.00 2 2 0.00
2017-05-10 13F-HR SG Americas Securities, LLC * 12,930 0 -100.00 192 0 -100.00
2017-07-20 13F-HR Sonora Investment Management, LLC * 200 600 200.00 2,940 8,160 177.55
2017-07-27 13F-HR NWAM LLC * 20,858 20,032 -3.96 307 272 -11.40
2017-08-09 13F-HR Sheaff Brock Investment Advisors, LLC * 10,311 10,010 -2.92 152 136 -10.53
2017-07-12 13F-HR KEMPNER CAPITAL MANAGEMENT INC. * 10,300 10,300 0.00 151 140 -7.28
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 99,529 115,421 15.97 1,463 1,569 7.25
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN * 152,987 166,939 9.12 2,249 2,270 0.93
2017-08-07 13F-HR Parallel Advisors, LLC * 368 1,194 224.46 5 16 220.00
2017-05-04 13F-HR ICON ADVISERS INC/CO * 303,000 0 -100.00 4,500 0 -100.00
2017-08-14 13F-HR Gotham Asset Management, LLC * 308,015 573,465 86.18 4,528 7,799 72.24
2017-08-14 13F-HR FTB Advisors, Inc. * 210 210 0.00 3 3 0.00
2017-08-14 13F-HR TWO SIGMA ADVISERS, LP * 21,500 23,300 8.37 316 317 0.32
2017-08-10 13F-HR AMERIPRISE FINANCIAL INC * 14,457 19,775 36.78 212 269 26.89
2017-08-10 13F-HR TEACHERS ADVISORS INC * 101,665 108,239 6.47 1,494 1,472 -1.47
2017-08-14 13F-HR BARCLAYS PLC * Call 11,200 152
2017-08-09 13F-HR Cipher Capital LP * 282,768 313,472 10.86 4,156 4,263 2.57
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Call 1,738 34
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC * 31,109 30,620 -1.57
2017-08-11 13F-HR Cetera Advisor Networks LLC * 10,251 10,251 0.00 152 142 -6.58
2017-08-14 13F-HR ENVESTNET ASSET MANAGEMENT INC * 779 556 -28.63 12 7 -41.67
2017-08-14 13F-HR Linden Advisors LP * 117,600 0 -100.00 1,729 0 -100.00
2017-04-19 13F-HR Feltz Wealth PLAN Inc. * 100 0 -100.00 1,474 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. * Put 40,300 548
2017-08-11 13F-HR Commonwealth Equity Services, Inc * 35,014 33,000 -5.75 515 448 -13.01
2017-07-18 13F-HR/A-1 DAVENPORT & Co LLC * 18,706 13,660 -26.98 277,796 185,774 -33.13
2017-05-19 13F-HR Tower Research Capital LLC (TRC) * 5,071 0 -100.00 75 0 -100.00
2017-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC * Call 50,000 25,000 -50.00 735 340 -53.74
2017-08-14 13F-HR Invesco Ltd. * 155,274 178,112 14.71 2,283 2,422 6.09
2017-05-18 13F-HR/A-1 GOLDMAN SACHS GROUP INC * Put 200,000 0 -100.00 2,970 0 -100.00
2017-05-12 13F-HR Renaissance Technologies LLC * 0 197,132 0 2,898
2017-07-18 13F-HR North Star Investment Management Corp. * 240 240 0.00 4 3 -25.00
2017-08-11 13F-HR Advisor Group, Inc. * 20,395 16,044 -21.33 300 219 -27.00
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Put 127 12
2017-08-14 13F-HR Krasney Financial LLC * 76,230 79,056 3.71 1,121 1,076 -4.01
2017-05-01 13F-HR Spot Trading L.L.C * Call 114,300 1,680
2017-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH * 15,670 10,170 -35.10 230 138 -40.00
2017-05-18 13F-HR/A-1 GOLDMAN SACHS GROUP INC * Call 250,000 0 -100.00 3,713 0 -100.00
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Put 190,500 2,591
2017-08-14 13F-HR Integral Derivatives, LLC * Call 27,200 370
2017-08-14 13F-HR Allianz Asset Management AG * 568,862 412,861 -27.42 8,362 5,589 -33.16
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. * Put 2,000 0 -100.00 29 0
2017-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. * 57,450 9,600 -83.29 845 130 -84.62
2017-08-07 13F-HR ProVise Management Group, LLC * 17,500 0 -100.00 257 0 -100.00
2017-07-27 13F-HR MOODY NATIONAL BANK TRUST DIVISION * 15,380 15,380 0.00 227 209 -7.93
2017-08-14 13F-HR PEAK6 Investments, L.P. * Call 810,300 11,020
2017-08-03 13F-HR DUPONT CAPITAL MANAGEMENT Corp * 42,071 0 -100.00 618 0 -100.00
2017-08-11 13F-HR OXFORD ASSET MANAGEMENT * 102,903 12,479 -87.87 1,513 170 -88.76
2017-08-14 13F-HR BARCLAYS PLC * 1,213 1,183 -2.47
2017-07-17 13F-HR Advisors Capital Management, LLC * 521,776 502,872 -3.62 7,670 6,839 -10.83
2017-08-11 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC * 80,270 87,463 8.96 1,180 1,189 0.76
2017-07-14 13F-HR LVM CAPITAL MANAGEMENT LTD/MI * 163,800 164,600 0.49 2,408 2,239 -7.02
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ * 38,119 27,753 -27.19 560 378 -32.50
2017-08-01 13F-HR Endurance Wealth Management, Inc. * 1,200 1,200 0.00 18 16 -11.11
2017-08-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY * 41,710 41,710 0.00 613 567 -7.50
2017-08-11 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE * 31,515 31,295 -0.70 463 426 -7.99
2017-07-18 13F-HR Aperio Group, LLC * 34,913 21,106 -39.55 513 287 -44.05
2017-08-14 13F-HR Nuveen Fund Advisors, LLC * 14,273 0 -100.00 210 0 -100.00
2017-08-29 13F-HR/A-1 FMR LLC * 12,517 12,208 -2.47
2017-08-11 13F-HR CITADEL ADVISORS LLC * 363,389 5,342 10,152 90.04
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND * 64,801 64,800 -0.00 953 881 -7.56
2017-08-08 13F-HR Pacad Investment Ltd. * 17,900 21,200 18.44 263 288 9.51
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. * Call 150,000 2,040
2017-08-01 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC * 233,594 269,702 15.46 3,434 3,668 6.81
2017-08-14 13F-HR GUGGENHEIM CAPITAL LLC * 636,993 667,575 4.80 9,364 9,079 -3.04
2017-08-08 13F-HR PRINCIPAL FINANCIAL GROUP INC * 12,620 0 -100.00 186 0 -100.00
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC * 163,022 164,002 0.60 2,396 2,230 -6.93
2017-08-09 13F-HR/A-1 NORGES BANK * 114,243 114,243 0.00 1,587 1,684 6.11
2017-08-10 13F-HR CWA Asset Management Group, LLC * 13,755 13,205 -4.00 202 180 -10.89
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC * 21,793 0 -100.00 320 0 -100.00
2017-08-01 13F-HR Global X Management CO LLC * 596,889 625,502 4.79 8,774 8,507 -3.04
2017-07-27 13F-HR Bowling Portfolio Management LLC * 31,345 57,124 82.24 461 777 68.55
2017-08-14 13F-HR WELLINGTON MANAGEMENT GROUP LLP * 30,587 0 -100.00 450 0 -100.00
2017-08-14 13F-HR Ranger International Management, LP * 3,500 3,500 0.00 51,450 47 -99.91
2017-08-16 13F-HR/A-1 KOCH INDUSTRIES INC * 13,070 0 -100.00 192 0 -100.00
2017-07-26 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. * 0 400 0 5
2017-08-14 13F-HR Mount Lucas Management LP * 57,410 0 -100.00 844 0 -100.00
2017-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC * 444,200 489,200 10.13 6,530 6,653 1.88
2017-08-07 13F-HR Hanson McClain, Inc. * 100 100 0.00 1 1 0.00
2017-05-15 13F-HR Squarepoint Ops LLC * 28,642 0 -100.00 425 0 -100.00
2017-07-13 13F-HR HOWE & RUSLING INC * 160 160 0.00 2 2 0.00
2017-08-08 13F-HR Oz Management LP * Put 123,000 200,000 62.60 1,808 2,720 50.44
2017-07-13 13F-HR BALDWIN BROTHERS INC/MA * 6,200 6,200 0.00 91 84 -7.69
2017-08-14 13F-HR NUMERIC INVESTORS LLC * 308,800 351,200 13.73 4,539 4,776 5.22
2017-07-14 SC 13D/A FRONTLINE LTD / * 20,092,070 28,092,070 39.82
2017-08-14 13F-HR DOHENY ASSET MANAGEMENT /CA * 626,609 425,134 -32.15 9,211 5,782 -37.23
2017-08-11 13F-HR D.A. DAVIDSON & CO. * 500 1,563 212.60 7 21 200.00
2017-08-14 13F-HR CREDIT SUISSE AG/ * 19,351 21,652 11.89 285 294 3.16
2017-08-11 13F-HR CITADEL ADVISORS LLC * Call 45,600 620
CUSIP: G81075906