SecuritySCMP / Sucampo Pharmaceuticals, Inc. (864909106)
Institutional Owners236 (57 N-Q Owners)
Institutional Shares37,119,146 - 79.59% (ex. N-Q)
Common Shares Outstanding46,636,924 shares (as of 2017-09-30)
Institutional Value$ 885,156,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Sucampo Pharmaceuticals, Inc. (NASDAQ:SCMP) has 236 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 37,119,146 shares. Largest shareholders include BlackRock Inc., Lsv Asset Management, Linden Capital L.P., Renaissance Technologies LLC, Paulson & Co. Inc., Dimensional Fund Advisors Lp, Vanguard Group Inc, Alpine Associates Management Inc., Krensavage Asset Management, LLC, and JP Morgan Chase & Co.

Sucampo Pharmaceuticals, Inc. (NASDAQ:SCMP) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares		 Current
Shares		 Change
(Percent)		 Prev Value
($1000)		 Current Value
($1000)		 Change
(Percent)
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-13 13F-HR ETRADE Capital Management LLC 105,008 103,875 -1.08 1,239 1,865 50.52
2018-02-14 13F-HR Vivaldi Capital Management, LLC 20,822 374
2018-02-14 13F-HR MENTA CAPITAL LLC 52,654 0 -100.00 621 0 -100.00
2018-02-15 SC 13D/A Kuno Sachiko 7,137,344 0 -100.00
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 8,000 8,000 0.00 94 144 53.19
2018-02-14 13F-HR Vivaldi Asset Management, LLC 637,578 11,445
2018-02-01 13F-HR Nationwide Fund Advisors 32,008 0 -100.00 378 0 -100.00
2018-02-14 13F-HR NEXTHERA CAPITAL LP 510,486 9,163
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 327 76 -76.76 4 1 -75.00
2017-11-22 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 15,752 15,752 0.00 186 283 52.15
2017-11-29 N-Q Mutual Fund & Variable Insurance Trust (see advisory)
2018-04-18 13F-HR CLARK ESTATES INC/NY 272,500 0 -100.00 4,891 0 -100.00
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 29,400 528
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 20,212 19,645 -2.81 238 352 47.90
2018-02-13 13F-HR Dana Investment Advisors, Inc. 201,538 185,710 -7.85 2,378 3,333 40.16
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 9,000 9,000 0.00 106 161 51.89
2018-02-13 13F-HR Wellington Management Group LLP 78,864 55,163 -30.05 931 990 6.34
2017-11-29 N-Q First Trust Exchange-traded Fund (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 39,830 0 -100.00 470 0 -100.00
2018-02-12 13F-HR Smith Asset Management Group LP 6,680 6,680 0.00 79 120 51.90
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 6,700 0 -100.00 70 0 -100.00
2018-04-06 13F-HR Eqis Capital Management, Inc. 38,713 0 -100.00 695 0 -100.00
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-28 N-Q Vivaldi Opportunities Fund (see advisory)
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 22,000 395
2018-02-13 13F-HR PITCAIRN CO 13,916 14,443 3.79 164 260 58.54
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 110,049 31,063 -71.77 1,299 556 -57.20
2017-11-09 13F-HR TFS CAPITAL LLC 83,694 0 -100.00 879 0 -100.00
2017-11-24 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-02-08 13F-HR Trexquant Investment LP 10,305 0 -100.00 122 0 -100.00
2018-02-07 13F-HR Barrett Asset Management, LLC 3,000 0 -100.00 35 0 -100.00
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 26,670 0 -100.00 315 0 -100.00
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 10,025 0 -100.00 118 0 -100.00
2018-02-06 13F-HR NJ State Employees Deferred Compensation Plan 30,000 539
2017-12-29 N-Q Two Roads Shared Trust (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 100 48,700 48,600.00 1 874 87,300.00
2017-10-27 N-Q Valic Co I (see advisory)
2018-02-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 29,500 0 -100.00 348 0 -100.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 3,696 66
2018-02-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 87,816 87,816 0.00 1,036 1,576 52.12
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 0 13,600 0 244
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 96,500 78,107 -19.06 1,139 1,403 23.18
2017-10-20 13F-HR/A-1 Shell Asset Management Co 60,540 0 -100.00 636 0 -100.00
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 12,950 0 -100.00 153 0 -100.00
2018-04-16 13F-HR Westside Investment Management, Inc. 500 0 -100.00 9,200 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 58,840 1,056
2018-03-07 13F-HR Private Capital Group, Llc 1,983 82
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 143 188 31.47 14 47 235.71
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 34,970 73,932 111.42 413 1,327 221.31
2017-11-21 N-Q Dreyfus Investment Portfolios (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 268,714 236,757 -11.89 3,170 4,249 34.04
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 19,697 0 -100.00 216 0 -100.00
2018-02-14 13F-HR MACQUARIE GROUP LTD 72,402 69,313 -4.27 854 1,244 45.67
2018-01-19 13F-HR LONGFELLOW INVESTMENT MANAGEMENT CO LLC 200,000 3,590
2018-02-27 N-Q Putnam Master Intermediate Income Trust (see advisory)
2018-02-14 13F-HR Alyeska Investment Group, L.P. 39,644 712
2018-02-28 N-Q Relative Value Fund (see advisory)
2018-02-05 13F-HR Kassirer Asset Management Corp 291,784 5,238
2018-02-07 13F-HR LS Investment Advisors, LLC 6,604 808 -87.76 78 15 -80.77
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 60 20 -66.67 7 0 -100.00
2018-02-02 13F-HR GABELLI FUNDS LLC 301,015 5,403
2018-02-14 13F-HR STIFEL FINANCIAL CORP 11,760 11,465 -2.51 141 206 46.10
2018-02-13 13F-HR ASSETMARK, INC 8 0
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 11,600 0 -100.00 137 0 -100.00
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 11,100 11,100 0.00 115 115 0.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 320,965 448,424 39.71 3,786 8,048 112.57
2017-11-13 13F-HR KBC Group NV 22,692 0 -100.00 238 0 -100.00
2018-02-14 13F-HR Squarepoint Ops LLC 0 24,773 0 445
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 101,466 0 -100.00 1,821 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 0 700 0 12
2018-02-12 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 13,950 0 -100.00 165 0 -100.00
2018-02-14 13F-HR HighTower Advisors, LLC 119,847 0 -100.00 1,411 0 -100.00
2018-02-14 13F-HR NUMERIC INVESTORS LLC 107,700 0 -100.00 1,271 0 -100.00
2017-12-28 N-Q Putnam Premier Income Trust (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC Call 0 33,500 0 599
2018-02-14 13F-HR Invesco Ltd. 63,860 67,986 6.46 754 1,220 61.80
2017-11-13 13F-HR Monashee Investment Management LLC 35,000 368 368 0.00
2018-02-28 N-Q Rydex Series Funds (see advisory)
2017-12-22 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-12 13F-HR HARVEST MANAGEMENT LLC Put 15,000 269
2018-02-15 13F-HR Metlife Investment Advisors, Llc 12,005 215
2018-02-14 13F-HR ROYAL BANK OF CANADA 34,030 8,619 -74.67 402 154 -61.69
2018-02-07 13F-HR Verity Asset Management, Inc. 12,246 0 -100.00 122 0 -100.00
2018-02-14 13F-HR QS Investors, LLC 113,822 108,513 -4.66 1,343 1,948 45.05
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 97,538 0 -100.00 1,151 0 -100.00
2018-02-08 13F-HR NEA Management Company, LLC 1,258,507 0 -100.00 14,850 0 -100.00
2018-02-14 13F-HR Rubric Capital Management LP 201,758 0 -100.00 2,381 0 -100.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 41,752 37,273 -10.73 493 669 35.70
2018-01-24 13F-HR SG Americas Securities, LLC 10,482 63,616 506.91 124 1,142 820.97
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-15 SC 13D/A Ueno Ryuji 8,006,585 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,659 1,659 0.00 19 30 57.89
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 14,387 13,927 -3.20 170 250 47.06
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-07 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 23,829 24,165 1.41 281 434 54.45
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 49,263 548,672 1,013.76 581 9,849 1,595.18
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 34,075 0 -100.00 402 0 -100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 38,362 75,407 96.57 453 1,354 198.90
2018-01-24 13F-HR IFP Advisors, Inc 916 384 -58.08 11 7 -36.36
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 56,048 83,021 48.12 661 1,490 125.42
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 21,889 0 393
2018-02-14 13F-HR MORGAN STANLEY 157,332 62,223 -60.45 1,856 1,117 -39.82
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 17,024 0 -100.00 306 0 -100.00
2018-02-14 13F-HR CSS LLC/IL Put 0 45,300 0 813
2018-02-13 13F-HR WATER ISLAND CAPITAL LLC 150,000 2,693
2018-04-16 13F-HR Malaga Cove Capital, LLC 84,747 0 -100.00 1,521 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 1,300 246,600 18,869.23 15 4,426 29,406.67
2017-11-07 13F-HR Quantbot Technologies LP 2,838 0 -100.00 29 0 -100.00
2018-03-01 N-Q Forum Funds (see advisory)
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 40,872 148,799 264.06 482 2,671 454.15
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 21,200 0 380
2018-01-29 N-Q Ultimus Managers Trust (see advisory)
2018-02-14 13F-HR PERCEPTIVE ADVISORS LLC 0 40,062 0 719
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 353,528 6,346
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 45,847 51,679 12.72 541 928 71.53
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 19,255 19,337 0.43 227 347 52.86
2017-11-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA Call 246,000 4,416
2018-02-01 13F-HR Engineers Gate Manager LP 56,030 261,931 367.48 661 4,702 611.35
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 0 27,735 0 498
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 122,190 0 -100.00 1,442 0 -100.00
2018-02-14 13F-HR IHT Wealth Management, LLC 1,000 18
2018-02-08 13F-HR PineBridge Investments, L.P. 3,120 0 -100.00 37 0 -100.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 484 484 0.00 6 9 50.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 107,600 114,300 6.23 1,269 2,051 61.62
2017-10-24 N-Q Alps Etf Trust (see advisory)
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 12,152 218
2018-04-17 13F-HR Calton & Associates, Inc. 178 0 -100.00 3 0 -100.00
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2017-10-30 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-08 13F-HR INTRUST BANK NA 20,040 21,063 5.10 236 378 60.17
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 60,800 60,800 0.00 717 1,091 52.16
2018-02-13 13F-HR OMERS ADMINISTRATION Corp 123,300 2,213
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 29,945 231,945 674.57 353 4,163 1,079.32
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 6,300 674,446 10,605.49 74 12,106 16,259.46
2018-02-13 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 64,800 50,100 -22.69 765 899 17.52
2018-02-27 N-Q Etf Series Solutions (see advisory)
2017-11-29 N-Q Aim Growth Series (invesco Growth Series) (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 300 0 -100.00 5 0 -100.00
2018-02-14 13F-HR DRW Securities, LLC Call 10,900 196
2018-02-08 SC 13G BlackRock Inc. 2,160,765 4,121,052 90.72
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 85,500 0 -100.00 1,009 0 -100.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 1,939 1,939 0.00 22 35 59.09
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 529 0 -100.00 9 0 -100.00
2018-02-09 13F-HR FDx Advisors, Inc. 0 10,002 0 180
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 430,350 7,725
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 133 133 0.00 2 2 0.00
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 53,851 19,508 -63.77 635 350 -44.88
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 9 9 0.00 0 0
2018-02-12 13F-HR Hutchin Hill Capital, LP 10,300 0 -100.00 122 0 -100.00
2018-02-14 13F-HR Krilogy Financial LLC 300 300 0.00 4 5 25.00
2018-04-20 13F-HR STRS OHIO 900 0 -100.00 16 0 -100.00
2018-02-13 SC 13G LSV ASSET MANAGEMENT 2,471,718
2018-02-14 13F-HR HSBC HOLDINGS PLC 443,948 7,969
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16,443 16,443 0.00 194 295 52.06
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 14,220 77,292 443.54 168 1,387 725.60
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 164,412 246,302 49.81 1,940 4,421 127.89
2018-02-14 13F-HR Voya Investment Management LLC 13,411 12,049 -10.16 158 216 36.71
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 6,367 6,550 2.87 75 118 57.33
2017-11-14 13F-HR Sabby Management, LLC 33,200 0 -100.00 349 0 -100.00
2018-02-14 13F-HR Telemetry Investments, L.L.C. 30,000 538
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 414,304 408,416 -1.42 4,888 7,332 50.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 77,220 76,270 -1.23 911 1,368 50.16
2018-02-09 13F-HR Royce & Associates LLC 1,171,731 879,841 -24.91 13,826 15,793 14.23
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 4,970 111 -97.77 59 2 -96.61
2018-02-27 N-Q Ellsworth Growth & Income Fund Ltd (see advisory)
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 16,586 0 -100.00 174 0 -100.00
2018-02-14 13F-HR PAULSON & CO. INC. 1,600,000 28,720
2018-02-14 13F-HR UBS Group AG 38,943 263,403 576.38 460 4,728 927.83
2018-02-02 13F-HR Alambic Investment Management, L.P. 18,400 101,800 453.26 217 1,827 741.94
2018-02-13 13F-HR Legal & General Group Plc 47,493 44,943 -5.37 560 807 44.11
2018-02-09 13F-HR RHUMBLINE ADVISERS 50,350 57,747 14.69 594 1,037 74.58
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-02-14 13F-HR TIG Advisors, LLC 348,017 6,247
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 79,400 21,300 -73.17 937 382 -59.23
2018-02-08 13F-HR Advisory Services Network, LLC 195 195 0.00 2 4 100.00
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 27,200 0 -100.00 286 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,134 2,186 2.44 25 39 56.00
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-02-14 13F-HR AHL Partners LLP 11,653 0 -100.00 138 0 -100.00
2018-02-14 13F-HR Virtue Capital Management, Llc 7 0
2018-02-14 13F-HR Nuveen Asset Management, LLC 83,379 83,542 0.20 984 1,500 52.44
2018-02-09 13F-HR AlphaMark Advisors, LLC 98,400 93,928 -4.54 1,161 1,686 45.22
2018-02-12 13F-HR HARVEST MANAGEMENT LLC 33,100 594
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 25,611 0 -100.00 302 0 -100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 17,373 0 -100.00 205 0 -100.00
2018-02-13 13F-HR Laurion Capital Management LP 621,128 36,300 -94.16 7,329 652 -91.10
2018-02-28 N-Q Gps Funds I (see advisory)
2018-02-14 13F-HR Ativo Capital Management LLC 125,032 0 -100.00 1,475 0 -100.00
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 1,286 0 -100.00 15 0 -100.00
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 32,964 67,325 104.24 388 1,209 211.60
2017-10-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-02-14 13F-HR Magnetar Financial LLC 502,510 9,020
2018-02-13 13F-HR JP Morgan Chase & Co 11,141 981,726 8,711.83 117 17,622 14,961.54
2018-02-14 13F-HR Jefferies Group LLC 20,664 0 -100.00 244 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 25,000 449
2018-02-12 13F-HR DLD Asset Management, LP Put 272,000 4,891
2018-02-14 13F-HR TEACHERS ADVISORS INC 68,578 72,346 5.49 809 1,299 60.57
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 19,000 19,000 0.00 224 341 52.23
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 1,485,160 1,547,788 4.22 17,525 27,783 58.53
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 779,071 354,276 -54.53 9,193 6,359 -30.83
2018-02-14 13F-HR Krensavage Asset Management, LLC 2,833,416 1,304,376 -53.96 33,434 23,414 -29.97
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 311 311 0.00 4 6 50.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 105,341 112,074 6.39 1,243 2,012 61.87
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 189,574 188,451 -0.59 2,237 3,383 51.23
2018-02-28 N-Q Ishares Trust (see advisory)
2018-01-12 SC 13G/A Linden Capital L.P. 2,489,131 2,264,288 -9.03
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 19,858 22,543 13.52 234 405 73.08
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 213,246 220,630 3.46 2,517 3,961 57.37
2018-02-14 13F-HR Walleye Trading LLC 23,800 22,000 -7.56 281 395 40.57
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 8,353 8,353 0.00 99 150 51.52
2018-04-20 13F-HR Seacrest Wealth Management, Llc 15 0 -100.00 0 0
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-02-14 13F-HR CSS LLC/IL Call 10,000 180
2018-01-23 13F-HR FIRST QUADRANT L P/CA 12,686 0 -100.00 150 0 -100.00
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 9,265 22,838 146.50 109 410 276.15
2017-11-28 N-Q Mainstay Vp Funds Trust (see advisory)
2018-02-14 13F-HR Advisor Group, Inc. 20,475 21,242 3.75 242 381 57.44
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-02-14 13F-HR Beryl Capital Management Llc 29,942 537
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 0 31,900 0 573
2018-02-02 13F-HR Aperio Group, LLC 11,588 13,095 13.00 137 235 71.53
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 10,800 0 127
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 13,100 15,700 19.85 155 282 81.94
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 228,699 0 -100.00 2,711 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 0 21,000 0 377
2018-02-12 13F-HR State of Tennessee, Treasury Department 22,075 19,907 -9.82 260 357 37.31
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 25,500 24,100 -5.49 301 433 43.85
2018-02-09 13F-HR Arizona State Retirement System 13,000 42,328 225.60 153 760 396.73
2018-02-08 13F-HR SEI INVESTMENTS CO 7,800 5,268 -32.46 92 95 3.26
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0 10,041 0 180
2018-02-14 13F-HR HPM Partners LLC 16,251 16,336 0.52 192 293 52.60
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 20,200 362
2018-02-13 13F-HR Renaissance Technologies LLC 1,305,700 1,957,600 49.93 15,407 35,139 128.07
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 21,933 0 -100.00 394 0 -100.00
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 124,090 9,410 -92.42 1,464 169 -88.46
2018-02-15 13F-HR GLENMEDE TRUST CO NA 461 461 0.00 5 8 60.00
2018-04-18 13F-HR/A-1 FNY Managed Accounts LLC 1,500 0 -100.00 26 0 -100.00
2018-02-14 13F-HR/A-1 Worth Venture Partners, LLC Put 29,100 1
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-02-08 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. 1,495,600 26,845
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 17,635 8,854 -49.79 208 159 -23.56
2018-02-07 13F-HR Swiss National Bank 43,859 43,859 0.00 518 787 51.93
2018-02-02 13F-HR US BANCORP \DE\ 289 156 -46.02 3 3 0.00
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 332,075 0 5,961
2018-02-14 13F-HR NORTHERN TRUST CORP 343,445 335,539 -2.30 4,053 6,022 48.58
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 5,440 5,611 3.14 64 101 57.81
2018-02-06 13F-HR M&T BANK CORP 10,118 10,118 0.00 120 181 50.83
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 15,350 15,659 2.01 181 281 55.25
2018-01-18 N-Q Allianzgi Convertible & Income 2024 Target Term Fund (see advisory)
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 402,791 0 7,230
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 64,269 0 -100.00 758 0 -100.00
2018-02-14 13F-HR Petrus Trust Company, LTA 31,481 0 -100.00 371 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 96,676 88,464 -8.49 1,141 1,588 39.18
2018-02-14 13F-HR BARCLAYS PLC 20,177 113,490 462.47 239 2,038 752.72
2018-02-13 SC 13G/A ING GROEP NV 3,126,299 0 -100.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 0 10,670 0 191,526
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,700 176,051 354.91 426 3,160 641.78
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-01-22 13F-HR Bowling Portfolio Management LLC 121,053 166,088 37.20 1,428 2,981 108.75
2018-02-07 13F-HR Spectrum Management Group, Inc. 15 0 -100.00 0 0
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-20 N-Q Mercer Funds (see advisory)
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 424 0 -100.00 5 0 -100.00
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 410,323 456,379 11.22 4,842 8,192 69.19
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-04-18 13F-HR/A-1 FNY Managed Accounts LLC Put 10 0 -100.00 0 0
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 12,800 0 -100.00 151 0 -100.00
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 71,700 71,700 0.00 846 1,287 52.13
2018-02-06 13F-HR Russell Investments Group, Ltd. 7,037 16,409 133.18 83 295 255.42
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 29,773 0 -100.00 357 0 -100.00
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 20,479 10,387 -49.28 241,652 186,447 -22.84
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 294,181 190,531 -35.23 3,472 3,421 -1.47
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 5,079 12,823 152.47 60 230 283.33
2018-04-19 13F-HR State of Alaska, Department of Revenue 4,954 0 -100.00 88 0 -100.00
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 35,778 31,778 -11.18 411 570 38.69
2018-02-14 13F-HR ARGENT CAPITAL MANAGEMENT LLC 90,400 0 -100.00 1,067 0 -100.00
2018-02-14 13F-HR Point72 Asset Management, L.P. 1,863,435 0 -100.00 21,989 0 -100.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 272,100 188,700 -30.65 3,211 3,387 5.48
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 38,483 38,096 -1.01 454 684 50.66
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 753,244 259,941 -65.49 8,888 4,666 -47.50
2017-10-26 13F-HR Acrospire Investment Management LLC 5,014 0 -100.00 53 0 -100.00
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-02-05 13F-HR Parkside Financial Bank & Trust 37 35 -5.41 0 1
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 60,610 0 -100.00 715 0 -100.00
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 119,300 0 -100.00 1,408 0 -100.00
2018-02-14 13F-HR STATE STREET CORP 609,582 824,588 35.27 7,196 14,798 105.64
2018-03-01 N-Q Investment Managers Series Trust Ii (see advisory)
2018-04-18 13F-HR/A-1 FNY Partners Fund LP 20,000 0 -100.00 359 0 -100.00
2018-04-17 13F-HR HAVENS ADVISORS LLC 100,000 0 -100.00 1,795 0 -100.00
2018-02-02 13F-HR GABELLI SECURITIES, INC. 165,900 2,978
2018-02-14 13F-HR UBS OCONNOR LLC 85,603 0 -100.00 1,010,000 0 -100.00
2018-02-12 13F-HR CITIGROUP INC 281,662 235,270 -16.47 3,324 4,223 27.05
2018-02-14 13F-HR CNH PARTNERS LLC 0 521,010 0 9,352
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 17,553 14,018 -20.14 207 252 21.74
2018-02-14 13F-HR VANGUARD GROUP INC 1,631,413 1,536,333 -5.83 19,250 27,577 43.26
2018-04-18 13F-HR Louisiana State Employees Retirement System 10,800 0 -100.00 194 0 -100.00
2018-02-13 13F-HR Piermont Capital Management LLC 178,570 172,980 -3.13 2,107 3,105 47.37
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 25,517 0 458
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 80,930 0 -100.00 954 0 -100.00
2018-02-02 13F-HR COMERICA BANK 26,331 25,752 -2.20 250 460 84.00
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 103,949 101,190 -2.65 1,227 1,816 48.00
2018-01-17 N-Q Ssga Funds (see advisory)
2018-02-14 13F-HR ProShare Advisors LLC 28,371 35,570 25.37 335 638 90.45
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 112,170 60,870 -45.73 1,324 1,093 -17.45
Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( SCMP / Sucampo Pharmaceuticals, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 864909106