|Security||RLOG / Rand Logistics, Inc. (752182105)|
|CEO & President||Levy Edward|
|Form N-Q Owners||4|
|Institutional Shares||5,138,573 - 24.53% (ex. N-Q)|
|Weighted Average Number Of Diluted Shares Outstanding||20,944,229 shares (as of 2017-12-31) (ex. N-Q)|
|Institutional Value||$ 159,000 USD (ex. N-Q)|
Institutional Stock Ownership and Shareholders
Rand Logistics, Inc. (OTC:RLOG) has 24 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 5,138,573 shares. Largest shareholders include Baird Brent D, GMT Capital Corp, Susquehanna International Group, Llp, Knott David M, Guggenheim Capital Llc, Pnc Financial Services Group, Inc., Vanguard Group Inc, California Public Employees Retirement System, Geode Capital Management, Llc, and Cobblestone Capital Advisors Llc /ny/.
Rand Logistics, Inc. (OTC:RLOG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
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|File Date||Form||Investor||Opt||Prev Shares||Current Shares||Change
|Prev Value (x$1000)||Current Value (x$1000)||Change|
|MANUFACTURERS LIFE INSURANCE COMPANY, THE||1,706||0||-100.00||1||0||-100.00|
|GRT CAPITAL PARTNERS L.L.C.||78,853||0||-100.00||31||0||-100.00|
|Kistler-Tiffany Companies, LLC||5,331||5,331||0.00||2||1||-50.00|
|GMT Capital Corp||1,209,750||1,209,750||0.00|
|ROYAL BANK OF CANADA||7,915||155||-98.04||2||0||-100.00|
|AWM Investment Company, Inc.||328,835||0||-100.00||128||0||-100.00|
|NORTHERN TRUST CORP||20,806||20,806||0.00||7||3||-57.14|
|Baird Brent D||1,600,000||2,902,683||81.42|
|Ishares Trust (see advisory)|
|Minerva Advisors LLC||1,794,669||0||-100.00||565||0||-100.00|
|GUGGENHEIM CAPITAL LLC||154,628||154,628||0.00||50||24||-52.00|
|Vanguard Index Funds (see advisory)|
|DEUTSCHE BANK AG\||782||0||-100.00||0||0|
|RMB Capital Management, LLC||1,613,891||0||-100.00|
|PANAGORA ASSET MANAGEMENT INC||21,010||0||-100.00||8||0||-100.00|
|Emancipation Management LLC||595,692||0||-100.00||232||0||-100.00|
|Guggenheim Funds Trust (see advisory)|
|UBS Group AG||2,933||5,033||71.60||1||1||0.00|
|GEODE CAPITAL MANAGEMENT, LLC||43,254||43,254||0.00||13||6||-53.85|
|1832 Asset Management L.P.||520||520||0.00||0||0|
|Fidelity Concord Street Trust (see advisory)|
|Virtu Financial LLC||76,574||0||-100.00||24||0||-100.00|
|WITTENBERG INVESTMENT MANAGEMENT, INC.||326,441||0||-100.00||103||0||-100.00|
|CITADEL ADVISORS LLC||100,791||25,101||-75.10||32||4||-87.50|
|GOLDMAN SACHS GROUP INC||33,562||0||-100.00||11||0||-100.00|
|Renaissance Technologies LLC||135,900||0||-100.00||53||0||-100.00|
|TWO SIGMA SECURITIES, LLC||13,155||33,313||153.23||4||5||25.00|
|KNOTT DAVID M||664,435||185,100||-72.14||210||29||-86.19|
|WEBER ALAN W||36,203||0||-100.00||12||0||-100.00|
|COBBLESTONE CAPITAL ADVISORS LLC /NY/||33,837||33,837||0.00||11||5||-54.55|
|People's United Financial, Inc.||1,000||0||-100.00||0||0|
|SUSQUEHANNA INTERNATIONAL GROUP, LLP||251,577||39|
|JANE STREET GROUP, LLC||16,377||3|
|CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM||61,900||61,900||0.00||20||10||-50.00|
|PNC FINANCIAL SERVICES GROUP, INC.||110,529||110,529||0.00||35||17||-51.43|
|VANGUARD GROUP INC||201,306||64,368||-68.02||64||10||-84.37|
We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.
However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.
- We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( RLOG / Rand Logistics, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
- We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.
These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!