SecurityRISE / Sit Rising Rate ETF (26923H101)
Institutional Owners2
Institutional Shares1,463,255 - 86.07%
Common Shares Outstanding1,700,040 shares (as of 2018-03-31)
Institutional Value$ 21,000 USD

Institutional Stock Ownership and Shareholders

Sit Rising Rate ETF (NYSE:RISE) has 2 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,463,255 shares. Largest shareholders include Sit Investment Associates Inc, and UBS Group AG.
Sit Rising Rate ETF (NYSE:RISE) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR UBS Group AG 1,580 855 -45.89 38 21 -44.74
2018-05-15 13F-HR JANE STREET GROUP, LLC 87,101 0 -100.00 2,070 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,254 0 -100.00 213 0 -100.00
2018-04-09 SC 13D/A SIT INVESTMENT ASSOCIATES INC 1,319,800 1,462,400 10.80

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CUSIP: 26923H101