SecurityRISE / Sit Rising Rate ETF (26923H101)
Institutional Owners3
Institutional Shares1,408,481 - 100.60%
Institutional Value$ 2,108,000 USD

Institutional Stock Ownership and Shareholders

Sit Rising Rate ETF (NYSE:RISE) has 3 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,408,481 shares. Largest shareholders include Sit Investment Associates Inc, Jane Street Group, Llc, and UBS Group AG.

Sit Rising Rate ETF (NYSE:RISE) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
Prev Value (x$1000) Current Value (x$1000) Change
2018-02-12 SC 13D/A SIT INVESTMENT ASSOCIATES INC 1,329,800 1,319,800 -0.75
2018-02-14 13F-HR UBS Group AG 1,780 1,580 -11.24 41 38 -7.32
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,254 0 -100.00 213 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 44,991 87,101 93.60 1,036 2,070 99.81

CUSIP: 26923H101