Stock Institutional Ownership and Shareholders

SecurityRICE / Rice Energy Inc. (762760106)
Institutional Owners249
Institutional Shares243,937,892
Institutional Value$ 89,513,885,000 USD

Rice Energy Inc. (NYSE:RICE) has 249 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 243,937,892 shares. Largest shareholders include Rice Energy Holdings LLC, Share Andrew L., Vanguard Group Inc, Goldman Sachs Group Inc, and Viking Global Investors LP.


Rice Energy Inc. (NYSE:RICE) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 440,908 402,961 -8.61 11,741 11,662 -0.67
2017-08-14 13F-HR Itau Unibanco Holding S.A. 963 0 -100.00 23 0 -100.00
2017-11-14 13F-HR Quad Capital Management Advisors LLC 886,339 25,650
2017-11-07 13F-HR Quantbot Technologies LP 1,117 22,216 1,888.90 29 642 2,113.79
2017-11-14 13F-HR CoreCommodity Management, LLC 18,464 19,322 4.65 492 559 13.62
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 47 0 -100.00 1 0 -100.00
2017-11-14 13F-HR HENDERSON GROUP PLC 24,882 23,480 -5.63 663 680 2.56
2017-11-13 13F-HR CITIGROUP INC Call 5,500 10,400 89.09 146 301 106.16
2017-11-01 13F-HR Parkwood LLC 46,973 0 -100.00 1,251 0 -100.00
2017-10-25 13F-HR Aperio Group, LLC 25,301 28,488 12.60 674 824 22.26
2017-11-14 13F-HR Glen Harbor Capital Management LLC 8,928 0 -100.00 238 0 -100.00
2017-11-13 13F-HR Marshall Wace LLP 0 787,862 0 22,848
2017-07-28 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 16,795 0 -100.00 398 0 -100.00
2017-11-14 13F-HR Whetstone Capital Advisors, LLC 316,520 316,520 0.00 8,853 9,160 3.47
2017-11-08 13F-HR Texas Yale Capital Corp. 100,000 100,000 0.00 2,663 2,894 8.67
2017-11-14 13F-HR Magnetar Financial LLC 5,447,851 5,858,341 7.53 145,076 169,540 16.86
2017-08-03 13F-HR First Personal Financial Services 2,099 0 -100.00 50 0 -100.00
2017-11-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 844,423 209,803 -75.15 22,487 6,068 -73.02
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 263 263 0.00 7 8 14.29
2017-11-14 13F-HR BARCLAYS PLC Call 3,500 3,400 -2.86 93 98 5.38
2017-08-14 13F-HR MACQUARIE GROUP LTD 73 0 -100.00 2 0 -100.00
2017-11-13 13F-HR DLD Asset Management, LP 10,400 15,400 48.08 277 446 61.01
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,304 7,294 -0.14 195 211 8.21
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 32,100 0 -100.00 855 0 -100.00
2017-11-08 13F-HR Stephens Investment Management Group LLC 1,547,445 1,207,580 -21.96 41,208 34,947 -15.19
2017-11-02 13F-HR IndexIQ Advisors LLC 319,721 9,253
2017-11-14 13F-HR NOMURA HOLDINGS INC 198,097 0 -100.00 5,276 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 353,187 457,159 29.44 9,405 13,230 40.67
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 230,997 230,997 0.00 6,151 6,685 8.68
2017-11-09 13F-HR Legal & General Group Plc 59,391 72,943 22.82 1,582 2,111 33.44
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 5,605 5,605 0.00 149 162 8.72
2017-11-14 13F-HR ADVISORY RESEARCH INC 8,883 8,883 0.00 237 257 8.44
2017-11-17 13F-HR/A-1 TORTOISE CAPITAL ADVISORS, L.L.C. 379,721 46,094 -87.86 10,112 1,334 -86.81
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 305,218 276,362 -9.45 8,128 7,998 -1.60
2017-08-23 13F-HR/A-5 BROOKFIELD ASSET MANAGEMENT INC. 33,570 0 -100.00 740 0 -100.00
2017-11-02 13F-HR Boston Partners 2,225,992 512,065 -77.00 59,278 14,819 -75.00
2017-11-15 13F-HR Virtu Financial LLC 19,299 0 -100.00 514 0 -100.00
2017-07-13 13F-HR HOWE & RUSLING INC 38 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 2,769,555 0 -100.00 73,753 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 124,555 491,278 294.43 3,317 14,218 328.64
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 682,510 561,631 -17.71 18,176 16,254 -10.57
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 527,744 531,038 0.62 14,054 15,368 9.35
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 172,700 188,400 9.09 4,599 5,452 18.55
2017-11-13 13F-HR JVL Advisors, L.L.C. 1,380,377 0 -100.00 36,759 0 -100.00
2017-11-14 13F-HR GAM Holding AG 353,475 366,290 3.63 9,413 10,600 12.61
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 250,756 0 7,257
2017-08-14 13F-HR Southeast Asset Advisors Inc. 56,010 0 -100.00 1,327 0 -100.00
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 15,509 0 449
2017-11-14 13F-HR CSS LLC/IL 0 11,050 0 320
2017-08-08 13F-HR Airain ltd 22,225 0 -100.00 527 0 -100.00
2017-11-03 13F-HR World Asset Management Inc 7,244 210
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 57,799 0 -100.00 1,370 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 736,185 842,591 14.45 16,226 21,012 29.50
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 140,000 140,000 0.00 3,728 4,052 8.69
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 3,585,214 3,679,915 2.64 95,474 106,497 11.55
2017-08-14 13F-HR COHEN & STEERS INC 26,102 0 -100.00 619 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 53,200 0 -100.00 1,417 0 -100.00
2017-11-13 13F-HR Global Endowment Management, LP 25,970 22,070 -15.02 691 638 -7.67
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 2,000 0 -100.00 53 0 -100.00
2017-11-06 13F-HR Advisor Group, Inc. 1,502 945 -37.08 41 28 -31.71
2017-11-09 13F-HR CITADEL ADVISORS LLC 569,683 225,338 -60.45 15,171 6,521 -57.02
2017-08-14 13F-HR SOROS FUND MANAGEMENT LLC 75,000 0 -100.00 1,778 0 -100.00
2017-11-14 13F-HR Yakira Capital Management, Inc. 40,000 1,158
2017-11-13 13F-HR Laurion Capital Management LP Call 130,000 0 -100.00 3,462 0 -100.00
2017-11-14 13F-HR Tyrus Capital S.A.M. 1,150,000 502,000 -56.35 30,625 14,528 -52.56
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 345,548 398,214 15.24 9,202 11,524 25.23
2017-08-14 13F-HR Duquesne Family Office LLC 326,455 0 -100.00 7,737 0 -100.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 12,225 12,700 3.89 326 368 12.88
2017-08-10 13F-HR CIBC World Markets Inc. 63,234 0 -100.00 1,499 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 1,549 13,297 758.42 41 385 839.02
2017-10-13 13F-HR Exane Asset Management 4,968 64,968 1,207.73 132,298 1,880,174 1,321.17
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 2,748,291 1,560,180 -43.23 73,187 45,152 -38.31
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 2,550,000 4,332,042 69.88 67,907 125,369 84.62
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 291,475 0 -100.00 7,762 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 12,999,586 13,802,223 6.17 346,180 399,436 15.38
2017-11-14 13F-HR City Financial Investment Co Ltd 750,000 21,705
2017-08-11 13F-HR Third Point LLC 5,000,000 0 -100.00 118,500 0 -100.00
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 126,031 3,647
2017-08-11 13F-HR Acrospire Investment Management LLC 84 0 -100.00 2 0 -100.00
2017-11-14 13F-HR Overland Advisors, LLC 150,000 390,535 160.36 3,995 11,302 182.90
2017-11-13 13F-HR Engineers Gate Manager LP 0 13,763 0 398
2017-11-09 13F-HR AMALGAMATED BANK 30,978 29,890 -3.51 825 865 4.85
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 80 80 0.00 2 2 0.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 168,400 144,600 -14.13 4,484 4,185 -6.67
2017-11-14 13F-HR SANDELL ASSET MANAGEMENT CORP 1,568,000 45,378
2017-08-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 93,514 0 -100.00 2,216 0 -100.00
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 0 8,252 0 239
2017-11-14 13F-HR Walleye Trading LLC Call 18,100 57,700 218.78 483 1,670 245.76
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 267,600 395,500 47.80 7,126 11,446 60.62
2017-08-14 13F-HR Castleton Investment Management LLC 30,000 0 -100.00 711 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 307,800 252,300 -18.03 8,197 7,302 -10.92
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 63,300 57,900 -8.53 1,686 1,676 -0.59
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 2,570,741 74,397
2017-11-03 13F-HR Swiss National Bank 253,088 257,188 1.62 6,740 7,443 10.43
2017-10-30 13F-HR ARP AMERICAS LLC 490,373 382,095 -22.08 13,059 11,058 -15.32
2017-08-14 13F-HR WOLVERINE TRADING, LLC Put 25,600 0 -100.00 589 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 171,669 179,657 4.65 4,572 5,199 13.71
2017-11-14 13F-HR PENN CAPITAL MANAGEMENT CO INC 338,763 255,908 -24.46 9,100 7,420 -18.46
2017-11-14 13F-HR/A-1 UBS Group AG Put 28,100 0 -100.00 666 0 -100.00
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 1,025 1,025 0.00 27 30 11.11
2017-11-13 13F-HR Quantitative Investment Management, LLC 69,300 471,100 579.80 1,845 13,633 638.92
2017-11-09 13F-HR ETRADE Capital Management LLC 10,236 296
2017-11-07 13F-HR Allen Investment Management LLC 10,081 292
2017-08-08 13F-HR Oz Management LP 4,173,838 0 -100.00 98,919 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 35,200 31,815 -9.62 937 921 -1.71
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 25,470 25,470 0.00 678 737 8.70
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 293 151 -48.46 8 4 -50.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 122,646 8,033 -93.45 3,266 232 -92.90
2017-11-13 13F-HR Employees Retirement System of Texas 106,000 0 -100.00 2,823 0 -100.00
2017-10-11 13F-HR Brown Trout Management, LLC 1,042,708 1,063,108 1.96 27,767 30,766 10.80
2017-11-14 13F-HR BTG Pactual Global Asset Management Ltd 0 65,000 0 1,881
2017-08-14 13F-HR Brenham Capital Management, L.P. 3,000,000 0 -100.00 71,100 0 -100.00
2017-11-13 13F-HR Goss Wealth Management LLC 1,554 0 -100.00 39,938 0 -100.00
2017-11-13 13F-HR JVL Advisors, L.L.C. Put 100,000 0 -100.00 2,663 0 -100.00
2017-11-14 13F-HR Tyers Asset Management LLC 12,276 0 -100.00 327 0 -100.00
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 27,910 30,005 7.51 743 868 16.82
2017-08-14 13F-HR Encompass Capital Advisors LLC 850,149 0 -100.00 20,149 0 -100.00
2017-11-14 13F-HR CNH PARTNERS LLC 5,279,933 6,362,496 20.50 140,605 184,131 30.96
2017-10-06 13F-HR Carlton Hofferkamp & Jenks Wealth Management, LLC 16,600 16,600 0.00 442 480 8.60
2017-11-14 13F-HR HSBC HOLDINGS PLC 787,000 22,776
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 18,672 18,672 0.00 496 538 8.47
2017-08-14 13F-HR HAWK RIDGE CAPITAL MANAGEMENT LP 92,347 0 -100.00 2,189 0 -100.00
2017-11-14 13F-HR Vident Investment Advisory, LLC 9,114 264
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 5,500 0 -100.00 130 0 -100.00
2017-11-14 13F-HR Proficio Capital Partners LLC 79 106 34.18 2 3 50.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 13,000 0 -100.00 346 0 -100.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 355,741 0 -100.00 9,473 0 -100.00
2017-10-27 13F-HR Parkside Financial Bank & Trust 141 22 -84.40 4 1 -75.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 4,122,314 4,046,872 -1.83 109,779 117,116 6.68
2017-11-13 13F-HR Utah Retirement Systems 30,800 30,800 0.00 820 891 8.66
2017-11-08 13F-HR HAP Trading, LLC Put 100,600 0 -100.00 0 0
2017-08-11 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 10,500 0 -100.00 249 0 -100.00
2017-11-08 13F-HR Edge Advisors, Llc 1,000 1,000 0.00 26 28 7.69
2017-10-12 13F-HR DALTON GREINER HARTMAN MAHER & CO 613,901 619,518 0.91 16,348 17,929 9.67
2017-08-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 62,839 0 -100.00 1,489 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 137,147 152,700 11.34 3,652,225 4,419,139 21.00
2017-07-12 13F-HR SIMPLEX TRADING, LLC 7,366 0 -100.00 174 0 -100.00
2017-10-23 13F-HR MIZUHO SECURITIES USA INC. 32,753 948
2017-11-06 13F-HR Spot Trading L.l.c. Put 15,900 17,200 8.18 423 498 17.73
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 9,650 10,950 13.47 257 317 23.35
2017-11-07 13F-HR Caymus Capital Partners, L.P. 1,194,400 977,450 -18.16 31,807 28,287 -11.07
2017-11-14 13F-HR Flinton Capital Management LLC 15,624 0 -100.00 416 0 -100.00
2017-11-14 13F-HR Atlantic Trust Group, LLC 214,431 6,206
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 70,000 0 -100.00 396 0 -100.00
2017-11-13 13F-HR OVERBROOK MANAGEMENT CORP 145,088 0 -100.00 3,864 0 -100.00
2017-08-14 13F-HR WADDELL & REED FINANCIAL INC 430,550 0 -100.00 10,204 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 64,200 0 -100.00 1,710 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP 0 92,118 0 2,666
2017-07-25 13F-HR Campbell & CO Investment Adviser LLC 8,911 0 -100.00 211 0 -100.00
2017-08-14 13F-HR Harvest Fund Advisors LLC 1,120,138 0 -100.00 26,547 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 5,000 0 -100.00 133 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 3,617,075 2,865,930 -20.77 96,320 82,939 -13.89
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 4,861,687 5,310,135 9.22 129,467 153,675 18.70
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 27,636 25,090 -9.21 736 726 -1.36
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 78,411 87,061 11.03 2,088 2,520 20.69
2017-08-11 13F-HR Hudson Bay Capital Management LP Put 350,000 0 -100.00 8,295 0 -100.00
2017-08-14 13F-HR WOLVERINE TRADING, LLC 14,019 0 -100.00 323 0 -100.00
2017-11-14 13F-HR Westchester Capital Management, LLC 1,398,676 3,908,860 179.47 37,247 113,122 203.71
2017-11-13 13F-HR Covey Capital Advisors, LLC 95,426 93,326 -2.20 2,541 2,701 6.30
2017-11-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 110,465 129,169 16.93 2,942 3,738 27.06
2017-11-14 13F-HR CSS LLC/IL Put 36,700 0 -100.00 977 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 20,032 175,771 777.45 533 5,087 854.41
2017-11-06 13F-HR Bank of New York Mellon Corp 756,566 759,048 0.33 20,148 21,966 9.02
2017-11-02 13F-HR HOWARD HUGHES MEDICAL INSTITUTE 29,935 0 -100.00 797 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 29,080 20,454 -29.66 774 592 -23.51
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 48,242 48,242 0.00 1,285 1,396 8.64
2017-11-09 13F-HR FNY Partners Fund LP 0 212,012 0 6,135
2017-11-14 13F-HR Voya Investment Management LLC 56,320 56,025 -0.52 1,500 1,621 8.07
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 13,814 105,903 666.64 368 3,065 732.88
2017-08-11 13F-HR Laurion Capital Management LP 240,600 0 -100.00 5,702 0 -100.00
2017-08-14 13F-HR Waratah Capital Advisors Ltd. 440,300 0 -100.00 10,435 0 -100.00
2017-08-08 13F-HR CHICAGO EQUITY PARTNERS LLC 207,685 0 -100.00 4,922 0 -100.00
2017-11-14 13F-HR PointState Capital LP 8,521,214 2,791,687 -67.24 226,920 80,791 -64.40
2017-11-14 13F-HR MENTA CAPITAL LLC 17,800 0 -100.00 474 0 -100.00
2017-11-14 13F-HR Banco BTG Pactual S.A. 284,000 836,280 194.46 7,563 24,202 220.01
2017-11-07 13F-HR Advisors Asset Management, Inc. 15,414 14,859 -3.60 410 430 4.88
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 559,958 526,364 -6.00 14,912 15,233 2.15
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 4,429 55,729 1,158.28 118 1,613 1,266.95
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. 408,568 611,535 49.68 10,880 17,698 62.67
2017-10-12 13F-HR Advisory Services Network, LLC 1,555 0 -100.00 41 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 173,581 304,296 75.30 4,622 8,806 90.52
2017-11-14 13F-HR Ionic Capital Management LLC 0 17,540 0 508
2017-11-14 13F-HR Jefferies Group LLC Put 107,300 3,105
2017-11-13 13F-HR ANGELO GORDON & CO., L.P. 925,000 26,770
2017-11-15 13F-HR BAMCO INC /NY/ 86,600 62,800 -27.48 2,306 1,817 -21.21
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Put 100 289
2017-11-14 13F-HR Bluefin Trading, LLC 13,290 385
2017-11-14 13F-HR Jefferies Group LLC 0 531 0 15
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 110,300 187,600 70.08 2,937 5,429 84.85
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 67,951 86,496 27.29 1,809 2,503 38.36
2017-11-13 13F-HR TEACHERS ADVISORS INC 184,302 188,373 2.21 4,908 5,452 11.08
2017-11-16 13F-HR GeoSphere Capital Management 90,000 35,000 -61.11 240 1,013 322.08
2017-11-14 13F-HR QS Investors, LLC 13,100 16,600 26.72 349 480 37.54
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 225,000 6,512
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 29,875 30,751 2.93 796 890 11.81
2017-08-08 13F-HR/A-1 Financial Strategy Network, LLC 16,399 12,299 -25.00 349 328 -6.02
2017-11-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP 2,458,444 0 -100.00 65,468 0 -100.00
2017-11-03 13F-HR Share Andrew L. 29,800,000 29,800,000 0.00 793,574 862,412 8.67
2017-11-14 13F-HR PEAK6 Investments, L.P. 83,379 29,324 -64.83 2,220 849 -61.76
2017-11-13 13F-HR ProShare Advisors LLC 15,173 14,623 -3.62 404 423 4.70
2017-07-12 13F-HR/A-1 CLINTON GROUP INC 19,271 0 -100.00 411 0 -100.00
2017-11-14 13F-HR Firefly Value Partners, LP 3,276,108 3,196,108 -2.44 87,243 92,495 6.02
2017-11-08 13F-HR HAP Trading, LLC 12,226 0 -100.00 326 0 -100.00
2017-08-14 13F-HR Hutchin Hill Capital, LP Put 400,000 0 -100.00 9,480 0 -100.00
2017-11-14 13F-HR Arosa Capital Management LP 262,875 0 -100.00 7,000 0 -100.00
2017-08-11 13F-HR Columbus Hill Capital Management, L.P. 468,000 0 -100.00 11,092 0 -100.00
2017-08-11 13F-HR PineBridge Investments, L.P. 156,172 0 -100.00 3,701 0 -100.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 0 35,700 0 1,033
2017-08-10 13F-HR Axa 13,200 0 -100.00 313 0 -100.00
2017-11-13 13F-HR Kellner Capital, LLC 89,200 107,500 20.52 2,375 3,111 30.99
2017-10-17 13F-HR Creative Planning 1,941 0 -100.00 52 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 19 19 0.00 26 1 -96.15
2017-11-08 13F-HR KAMES CAPITAL plc 42,329 42,329 0.00 1,126,798 1,224 -99.89
2017-08-11 13F-HR OXFORD ASSET MANAGEMENT 34,769 0 -100.00 824 0 -100.00
2017-11-14 13F-HR Neuburgh Advisers LLC 18,972 0 -100.00 505 0 -100.00
2017-11-14 13F-HR Pentwater Capital Management LP Put 250,000 7,235
2017-11-13 13F-HR Pacad Investment Ltd. 51,800 29,139 -43.75 1,379 843 -38.87
2017-08-16 13F-HR/A-1 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 162,880 118,773 -27.08 3,860 3,163 -18.06
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 996,121 0 -100.00 23,608 0
2017-11-13 13F-HR NORTHERN TRUST CORP 810,796 837,292 3.27 21,592 24,231 12.22
2017-08-14 13F-HR 361 CAPITAL LLC 159,330 0 -100.00 3,776 0 -100.00
2017-11-13 13F-HR Manikay Partners, LLC 925,000 26,770
2017-11-07 13F-HR USCA RIA LLC 20,000 20,000 0.00 533 533 0.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,287,737 1,378,851 7.08 34,292 39,903 16.36
2017-11-14 13F-HR Viking Global Investors LP 12,028,939 7,268,612 -39.57 320,331 210,354 -34.33
2017-08-08 13F-HR Oz Management LP Call 0 0
2017-11-06 13F-HR Winfield Associates, Inc. 80 80 0.00 2 2 0.00
2017-08-14 13F-HR Teza Capital Management LLC 9,462 0 -100.00 224 0
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,825 0 -100.00 67 0 -100.00
2017-11-14 13F-HR Lime Rock Management LP 5,592,984 161,861
2017-10-17 13F-HR Cutler Group LP Call 2,000 28,300 1,315.00 13 78 500.00
2017-10-30 13F-HR MILLER HOWARD INVESTMENTS INC /NY 268,543 245,837 -8.46 7,151 7,115 -0.50
2017-11-13 13F-HR Rafferty Asset Management, LLC 35,293 0 -100.00 940 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 418 531 27.03 147 147 0.00
2017-11-14 13F-HR COWEN GROUP, INC. 752,146 0 -100.00 20,030 0 -100.00
2017-11-13 13F-HR S. MUOIO & CO. LLC 50,000 174,549 249.10 1,332 5,051 279.20
2017-08-11 13F-HR Shanda Payment Holdings Ltd. 111,118 0 -100.00 2,633 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 225 47 -79.11 6 1 -83.33
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 39,118 2,732 -93.02 1,041,712 79,064 -92.41
2017-11-13 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 189,640 175,097 -7.67 5,050 5,067 0.34
2017-08-10 13F-HR South Dakota Investment Council 100,300 0 -100.00 2,377 0 -100.00
2017-11-14 13F-HR CARLSON CAPITAL L P 4,853,279 3,310,000 -31.80 129,243 95,791 -25.88
2017-11-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 560,400 0 -100.00 14,923 0 -100.00
2017-10-10 SC 13D/A Rice Energy Holdings LLC 37,014,021 35,331,330 -4.55
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 25,669 25,670 0.00 684 743 8.63
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 10,190 21,190 107.95 270 613 127.04
2017-10-17 13F-HR Cutler Group LP 56,595 22,595 -60.08 1,507 653 -56.67
2017-10-26 13F-HR Texan Capital Management 53,780 53,480 -0.56 1,432 1,548 8.10
2017-10-17 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 72,091 2,086
2017-11-14 13F-HR Pentwater Capital Management LP 1,870,000 2,250,000 20.32 49,798 65,115 30.76
2017-08-14 13F-HR Precocity Capital LP 350,000 0 -100.00 8,295 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 26,191 36,447 39.16 697 1,055 51.36
2017-11-09 13F-HR BABSON CAPITAL MANAGEMENT LLC 13,000 0 -100.00 308 0 -100.00
2017-11-14 13F-HR Folger Hill Asset Management LP 0 175,000 0 5,065
2017-11-01 13F-HR GABELLI FUNDS LLC 245,450 463,650 88.90 6,536 13,418 105.29
2017-11-14 13F-HR TPH Asset Management, LLC 33,656 67,728 101.24 896 1,960 118.75
2017-10-23 13F-HR HAVENS ADVISORS LLC 70,000 245,000 250.00 1,864 7,090 280.36
2017-10-27 13F-HR Hudock Capital Group, LLC 100 100 0.00 2 2 0.00
2017-11-06 13F-HR CIBC Asset Management Inc 7,083 205
2017-11-14 13F-HR GLG Partners LP 80,184 793,855 890.04 2,135 22,974 976.07
2017-11-14 13F-HR Adage Capital Partners GP LLC 3,887,000 3,764,027 -3.16 103,511 108,931 5.24
2017-11-13 13F-HR US BANCORP \DE\ 787 960 21.98 21 28 33.33
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 59,325 117,745 98.47 1,580 3,407 115.63
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 317,047 177,046 -44.16 8,442 5,123 -39.32
2017-11-13 13F-HR Carlyle Group L.P. 1,039,676 0 -100.00 27,687 0 -100.00
2017-11-14 13F-HR ELCO Management Co., LLC 55,600 33,600 -39.57 1,481 972 -34.37
2017-08-04 13F-HR TORRAY LLC 20,192 0 -100.00 479 0 -100.00
2017-08-14 13F-HR Allianz Asset Management AG 172,000 0 -100.00 4,076 0 -100.00
2017-11-13 13F-HR OMNI PARTNERS LLP 2,876,151 83,236
2017-08-09 13F-HR Artemis Investment Management LLP 100,158 0 -100.00 2,373 0 -100.00
2017-08-14 13F-HR WOLVERINE TRADING, LLC Call 32,400 0 -100.00 746 0 -100.00
2017-11-14 13F-HR SIR Capital Management, L.P. 780,530 0 -100.00 20,786 0 -100.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,956 1,622 -17.08 52 47 -9.62
2017-08-14 13F-HR A.R.T. Advisors, LLC 13,100 0 -100.00 310 0 -100.00
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 320 320 0.00 9 9 0.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 474,622 125,001 -73.66 12,639 3,618 -71.37
2017-11-14 13F-HR Tiger Legatus Capital Management, LLC 1,000,000 0 -100.00 26,630 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 4,300,523 8,257,660 92.02 114,523 238,976 108.67
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 291,400 296,400 1.72 7,760 8,578 10.54
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 162,100 162,100 0.00 4,317 4,691 8.66
2017-10-17 13F-HR Cutler Group LP Put 116,600 1,800 -98.46 9 1 -88.89
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 61 2
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 3,848,970 3,677,465 -4.46 102,498 106,426 3.83
2017-11-07 13F-HR Russell Investments Group, Ltd. 31,250 14,856 -52.46 832 430 -48.32
2017-11-14 13F-HR ROYAL BANK OF CANADA 2,261 1,125 -50.24 60 32 -46.67
2017-10-30 13F-HR IFP Advisors, Inc 226 226 0.00 6 7 16.67
2017-10-19 13F-HR TEXAS CAPITAL BANCSHARES INC/TX 9,863 0 -100.00 263 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 322,683 153,409 -52.46 8,593 4,440 -48.33
2017-11-13 13F-HR STIFEL FINANCIAL CORP 17,950 0 -100.00 479 0 -100.00
2017-08-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 38,136 0 -100.00 814 0 -100.00
2017-08-11 13F-HR GLOBEFLEX CAPITAL L P 34,100 0 -100.00 808 0 -100.00
2017-11-14 13F-HR GLAZER CAPITAL, LLC 100 3
2017-11-14 13F-HR Invesco Ltd. 276,038 140,408 -49.13 7,351 4,063 -44.73
2017-11-14 13F-HR Walleye Trading LLC 98,023 195,006 98.94 2,610 5,643 116.21
2017-11-13 13F-HR Mint Tower Capital Management B.V. 69,999 2,026
2017-11-09 13F-HR HITE Hedge Asset Management LLC 642,918 532,918 -17.11 17,121 15,423 -9.92
2017-11-14 13F-HR TIG Advisors, LLC Put 105,300 3,047
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 15,000 0 -100.00 399 0 -100.00
2017-08-09 13F-HR HRT FINANCIAL LLC 10,842 0 -100.00 256 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 22,100 11,100 -49.77 589 321 -45.50
2017-11-14 13F-HR BlueCrest Capital Management Ltd 226,848 0 -100.00 6,041 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 111,382 111,288 -0.08 2,966 3,221 8.60
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 293,536 230,978 -21.31 7,817 6,685 -14.48
2017-10-26 13F-HR Harbor Advisors LLC 19,800 19,800 0.00 527 573 8.73
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 0 375,000 0 10,898
2017-11-08 13F-HR/A-1 Cheyne Capital Management (UK) LLP 727,153 21,033
2017-11-13 13F-HR Citizens Financial Group Inc/RI 365 365 0.00 10 11 10.00
2017-11-13 SC 13D/A Rice Energy 2016 Irrevocable Trust 35,150,139
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC 13,750 0 -100.00 326 0 -100.00
2017-11-13 13F-HR Vivaldi Asset Management, LLC 970,184 28,077
2017-11-07 13F-HR SG Americas Securities, LLC 122,564 526,217 329.34 3,264 15,229 366.57
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 35,300 9,100 -74.22 940 263 -72.02
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 7,784 2,530 -67.50 207 73 -64.73
2017-11-14 13F-HR Paloma Partners Management Co 40,000 47,339 18.35 1,065 1,370 28.64
2017-08-10 13F-HR Century Capital Management, LLC 50,872 73,489 44.46 1,206 1,957 62.27
2017-11-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 79,615 167,815 110.78 2,120 4,857 129.10
2017-08-14 13F-HR Weiss Multi-Strategy Advisers LLC Call 100,000 0 -100.00 2,370 0 -100.00
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 36,319 1,051
2017-11-13 13F-HR FRANKLIN RESOURCES INC 13,840 13,840 0.00 369 401 8.67
2017-11-14 13F-HR BANK OF NOVA SCOTIA 26,972 26,972 0.00 718 780 8.64
2017-11-14 13F-HR/A-1 UBS Group AG Call 175,000 0 -100.00 3,736 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 539,204 536,086 -0.58 14,359 15,514 8.04
2017-11-13 13F-HR CapWealth Advisors, LLC 29,055 0 -100.00 774 0 -100.00
2017-11-06 13F-HR COMERICA BANK 16,279 17,822 9.48 444 500 12.61
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 2,866,898 2,714,628 -5.31 76,345 78,561 2.90
2017-11-13 13F-HR NFC Investments, LLC 335,951 0 -100.00 8,946 0 -100.00
2017-10-30 13F-HR EMERALD ADVISERS INC/PA 23,031 0 -100.00 613 0 -100.00
2017-11-02 13F-HR HARVEST MANAGEMENT LLC 60,000 0 -100.00 1,598 0 -100.00
2017-11-14 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 350,000 1,907,238 444.93 9,321 55,195 492.16
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 0 19,010 0 550
2017-11-14 13F-HR QVT Financial LP 732,317 479,385 -34.54 19,502 13,873 -28.86
2017-11-06 13F-HR Salient Capital Advisors, LLC 53,039 254,124 379.13 1,412 7,354 420.82
2017-08-12 13F-HR BANK OF HAWAII 9,150 0 -100.00 217 0 -100.00
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 752,539 0 -100.00 20,040 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 456,517 686,231 50.32 12,157 19,860 63.36
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 2,576,266 4,057,407 57.49 68,606 117,422 71.15
2017-11-13 13F-HR CITIGROUP INC Put 7,000 200 -97.14 186 6 -96.77
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 332 489 47.29 62 2 -96.77
2017-11-06 13F-HR Kassirer Asset Management Corp 200,000 50,000 -75.00 5,326 1,447 -72.83
2017-11-14 13F-HR Twin Securities, Inc. 302,600 8,757
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 194,538 190,381 -2.14 5,181 5,510 6.35
2017-11-08 13F-HR STEPHENS INC /AR/ 9,795 0 -100.00 261 0 -100.00
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 13,800 0 399
2017-11-14 13F-HR Walleye Trading LLC Put 217,700 13,200 -93.94 5,799 380 -93.45
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 2,575,035 2,306,276 -10.44 68,573 66,744 -2.67
2017-11-13 13F-HR Aureus Asset Management, LLC 12,500 12,500 0.00 333 362 8.71
2017-11-09 13F-HR JP MORGAN CHASE & CO 1,300,505 1,738,655 33.69 34,634 50,160 44.83
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 9,820 0 -100.00 261 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 8,434 17,982 113.21 225 520 131.11
2017-08-14 13F-HR AMP Capital Investors Ltd 16,054 0 -100.00 370 0 -100.00
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 14,804 0 -100.00 353 0 -100.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 0 76,000 0 2,199
2017-11-13 13F-HR B. Riley Financial, Inc. 49,571 1,435
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 478,214 478,214 0.00 12,735 13,840 8.68
2017-11-14 13F-HR TIG Advisors, LLC 182,064 271,997 49.40 4,848 7,872 62.38
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 3,872 0 -100.00 103 0 -100.00
2017-07-28 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 115 0 -100.00 3 0 -100.00
2017-11-13 13F-HR Chapter IV Investors, LLC 1,257,600 1,257,600 0.00 33,490 36,395 8.67
2017-11-13 13F-HR Seven Bridges Advisors LLC 13,781 13,420 -2.62 367 388 5.72
2017-08-15 13F-HR NOMURA HOLDINGS INC Call 5,223,100 0 -100.00 123,803 0 -100.00
2017-11-13 13F-HR Rubric Capital Management LP 394,000 228,000 -42.13 10,492 6,598 -37.11
2017-08-11 13F-HR LAZARD ASSET MANAGEMENT LLC 293,991 0 -100.00 6,967 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 558,906 447,674 -19.90 14,883 12,955 -12.95
2017-11-14 13F-HR CUSHING ASSET MANAGEMENT, LP 116,000 75,000 -35.34 3,089 2,170 -29.75
2017-11-14 13F-HR STATE STREET CORP 4,377,768 3,473,411 -20.66 116,583 100,529 -13.77
2017-11-14 13F-HR JANE STREET GROUP, LLC 10,755 0 -100.00 286 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 72,500 10,700 -85.24 1,931 310 -83.95
2017-11-08 13F-HR RIVERSTONE HOLDINGS LLC 3,410,866 0 -100.00 90,831 0 -100.00
2017-11-01 13F-HR GABELLI SECURITIES, INC. 506,250 672,350 32.81 13,481 19,458 44.34
2017-11-14 13F-HR UBS Group AG 933,807 380,594 -59.24 24,867 11,015 -55.70
2017-11-14 13F-HR LEUCADIA NATIONAL CORP 96,995 2,807
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,936 3,837 30.69 78 112 43.59
2017-11-13 13F-HR Banco Santander, S.A. 850,000 23,579
2017-11-13 13F-HR/A-1 ALPINE ASSOCIATES MANAGEMENT INC. 4,074,900 4,142,397 1.66 108,512 119,881 10.48
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,094 2,052 -2.01 56 59 5.36
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 323,600 1,432,729 342.75 8,617 41,463 381.18
2017-11-14 13F-HR BlackRock Inc. 5,426,111 7,000,589 29.02 144,498 202,597 40.21
2017-08-09 13F-HR FFCM LLC 406 0 -100.00 10 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 23,200 16,200 -30.17 618 469 -24.11
2017-10-23 13F-HR Nationwide Fund Advisors 157,521 141,021 -10.47 4,195 4,081 -2.72
2017-11-13 13F-HR PROFUND ADVISORS LLC 7,213 209
2017-07-24 13F-HR E&G Advisors, LP 27,200 0 -100.00 645 0 -100.00
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 47,700 285,120 497.74 1,270 8,251 549.69
2017-08-14 13F-HR LONE PINE CAPITAL LLC 13,704,768 0 -100.00 324,803 0 -100.00
2017-11-14 13F-HR COBALT CAPITAL MANAGEMENT INC 1,555,933 1,557,933 0.13 41,434 45,087 8.82
2017-11-07 13F-HR QUANTUM CAPITAL MANAGEMENT 274,477 256,253 -6.64 7,309 7,416 1.46
2017-11-14 13F-HR UBS OCONNOR LLC 0 2,667,137 0 77,187,000
2017-08-07 13F-HR Karp Capital Management Corp 17,750 0 -100.00 421 0 -100.00
2017-11-14 13F-HR Halcyon Management Partners LP 886,547 1,443,842 62.86 23,609 41,785 76.99
2017-11-17 13F-HR/A-1 Athos Capital Ltd 110,400 3,195
2017-11-14 13F-HR MORGAN STANLEY 1,665,133 2,312,715 38.89 44,343 66,930 50.94
2017-08-17 13F-HR Bb&t Investment Services, Inc. 295 2
2017-08-07 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,268,468 0 -100.00 30,063 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 162,700 30,700 -81.13 4,333 888 -79.51
2017-06-20 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 14,838 0 -100.00 316 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 10,000 0 -100.00 0 0
2017-11-13 13F-HR EATON VANCE MANAGEMENT 191,659 0 -100.00 5,104 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 14,500 0 420
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES 73,235 0 -100.00 1,736 0 -100.00
CUSIP: 762760106